Aṅguttara Nikāya · Discourse 4.134

The Fruits of Initiative

Uṭṭhānaphalasutta — Puggalavagga — the fourteenth chapter of the Fours

Setting
None stated; the Puggalavagga gives no location for this discourse, and it is addressed to the mendicants directly
Speakers
The Buddha alone, addressing the mendicants
Form
A bare two-by-two, stated once; the only discourse in the chapter that opens without the vocative
Length
under a minute to read
Northern parallel
The pairing of present effort with the results of past action is widespread; this reading guide does not assert a specific matching sutra number
Difficulty
★★★☆☆ — four lines that touch the tradition’s most argued-over question and do not settle it

Why this discourse

Some people live on what their own getting-up produces. Some live on what their past deeds produce. Some live on both, and some on neither. Four cells, and the discourse says nothing at all about which of them a person should want to be in — which is remarkable, given that the two axes are effort and kamma, and that the relation between those two is the question the tradition has argued about longest.

Reading guide

The teaching in one sentence

What a person lives off comes from present initiative, from the results of past deeds, from both, or from neither.

The two axes

Uṭṭhānaphala is the fruit of getting up. Uṭṭhāna is standing up, rousing oneself, and it is the ordinary word for enterprise and initiative — the same root that gives the ‘energy’ a mendicant is told to arouse. It means what your own present activity produces.

Kammaphala is the fruit of deeds, and here it means the results now arriving from what was done before. The verb attached to both is upajīvati, to live off, to subsist on — a livelihood word rather than a doctrinal one.

So the discourse is describing where a person’s support actually comes from. That is a plainer question than it looks, and everyone who has ever been employed or inherited anything can answer it.

The uncomfortable cell

One who lives off the fruit of deeds but not of initiative is a real category, and it is worth naming plainly: someone whose present circumstances are supplied by what came before, without their doing anything now.

The discourse does not criticize this person. It does not call them lazy, or fortunate, or a problem. It lists them second of four and moves on.

That restraint is worth pointing out, because a tradition that talks constantly about energy and diligence might be expected to say something. AN 4.116 makes diligence the thing to be practiced in four areas; AN 4.11 calls a mendicant who tolerates an unskillful thought ‘lazy and lacking energy’. Here, nothing.

The most likely explanation is the simplest: this is an observation about how people are supported, not an instruction about how to live. The chapter it sits in is a catalogue, and catalogues describe.

Effort and result, without a verdict

The two axes are the terms of the tradition’s longest-running argument. If everything now is the fruit of past deeds, what is present effort for? If present effort decides everything, what work is kamma doing?

The collection answers that elsewhere and firmly — the position that everything experienced is caused by past action is named and rejected as a wrong view, precisely because it makes effort pointless. But AN 4.134 does not gesture at any of that.

What it does instead is treat the two as independent sources of support that can be present in any combination. That is not a doctrinal answer, but it is a useful structural one: whatever the metaphysics, in an actual life the two arrive separately and a person can be living on either, both, or nothing.

AN 4.77 puts the theoretical question out of reach altogether by listing the results of deeds among the four things not to be speculated about. Read next to that, the flatness of AN 4.134 looks less like an omission and more like a policy.

The fourth cell

One who lives off the fruit of neither initiative nor deeds is the strangest entry, because it is not obvious what such a person lives on at all.

The discourse does not say, and no answer should be manufactured. The formal reason for the cell is that a two-by-two has four cells; the chapter fills grids completely whether or not each corner has an obvious occupant. AN 4.132 did the same with the speaker who is neither on topic nor fluent, and AN 4.138 will do it with the person on retreat in neither body nor mind.

It is worth telling a class that this is what is happening. A completed grid is a memory device, and its empty corners are structural rather than descriptive. Reading the fourth cell as a claim about a real class of destitute people is reading more than is there.

Where it sits

AN 4.134 is the fourth of the Puggalavagga’s ten grids and the only one that concerns material support rather than mind, speech, or attainment.

That is itself worth noticing. The chapter’s inventory of the ways people differ includes livelihood, and includes it without moralizing about it, between a grid on how fast people learn and one on how blameworthy their conduct is.

The discourse that follows, AN 4.135, will grade conduct on a four-point scale rather than a grid, and it is the only discourse in the chapter that does.

Key terms

uṭṭhāna — “initiative”, getting up — the ordinary word for enterprise; what a person’s own present activity produces.
kammaphala — “fruit of deeds” — here the results now arriving from what was done before, rather than the doctrine of action in general.
upajīvati — “lives off”, subsists on — a livelihood word, which is what keeps this discourse concrete.
phala — “fruit”, result — attached to both axes, so that the discourse compares two kinds of yield rather than a cause with an effect.
acinteyya — “unthinkable” — not used here, but the category AN 4.77 puts the results of deeds into, which is worth holding beside this discourse’s silence.

The text

The discourse in full: four ways of being supported, and no verdict on any of them. Translation: Bhikkhu Sujato (CC0, SuttaCentral).

Four ways of living

§1“These four individuals are found in the world. What four? One who lives off the fruit of initiative, but not deeds; one who lives off the fruit of deeds, but not initiative; one who lives off the fruit of both deeds and initiative; one who lives off the fruit of neither initiative nor deeds. These are the four individuals found in the world.”

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Self-check quiz

Ten questions. Click an answer to see immediate feedback. No score is recorded — this is for your own checking.

Question 1 of 10
What two things are crossed?
Correct: B. Two kinds of yield, not a cause and an effect.
Question 2 of 10
What does uṭṭhāna literally mean?
Correct: B. The same root as the energy a mendicant is told to arouse.
Question 3 of 10
What verb is attached to both axes?
Correct: B. Which is what keeps the discourse concrete.
Question 4 of 10
How does the discourse treat the person who lives off past deeds without present initiative?
Correct: B. Restraint worth pointing out in a tradition that talks constantly about diligence.
Question 5 of 10
What does the guide give as the likely explanation for that silence?
Correct: B. The chapter it sits in is a catalogue, and catalogues describe.
Question 6 of 10
What position does the collection reject elsewhere?
Correct: B. AN 4.134 does not gesture at any of that.
Question 7 of 10
How does AN 4.77 bear on this discourse?
Correct: B. Less like an omission and more like a policy.
Question 8 of 10
What does the guide say about the fourth cell?
Correct: B. AN 4.132 and AN 4.138 do the same with their empty corners.
Question 9 of 10
What is a completed grid, on the guide’s account?
Correct: B. Reading the fourth cell as a claim about real people is reading more than is there.
Question 10 of 10
What is unusual about this grid within the chapter?
Correct: B. And it includes livelihood without moralizing about it.
Answered 0 of 10 · Correct 0