Fascicle 4 · 摩訶止觀卷第四

The Twenty-Five Preliminary Conditions

This page continues Ru-Yi's own English translation of Zhiyi's Mohe Zhiguan (摩訶止觀, "The Great Calming and Contemplation"). Fascicle 4 covers topic six of the treatise's own ten-section outline in its entirety: the preliminary expedients (方便), given here as the celebrated twenty-five preliminary conditions (二十五法) — fulfilling the five conditions, rebuking the five desires, abandoning the five hindrances, regulating the five things, and practicing the five methods — the whole scaffolding of ordinary discipline and daily conduct that Zhiyi insists must be in place before the treatise's own ten objects of contemplation, in fascicle 5, can even begin. We translate slowly, section by section, with the Chinese source beside the English so readers can study the meaning, not merely read around it.

Status: fascicle 4 complete Translator: Ru-Yi Meditation Center Source: Taishō T46, no. 1911 Covers: topic six in full — the preliminary expedients, i.e. the twenty-five preliminary conditions

Continuing from Fascicle 3

Fascicle 3 laid out the treatise's governing Four Teachings scheme (藏/通/別/圓) in full, closing topics two through five of Zhiyi's own ten-section outline. Fascicle 4 (again combining CBETA's upper and lower halves into a single continuous page, per this site's existing convention) turns to topic six, the preliminary expedients (方便) — and, unlike fascicle 3's rapid survey of four topics at once, spends this entire fascicle on a single one, in exhaustive, practical detail. This is the treatise's own bridge from doctrine to daily conduct: before the famous ten objects of contemplation of topic seven can be taken up, twenty-five ordinary conditions of life and practice must first be set in order. See the translation notes for the running glossary, and the source-and-copyright note there regarding this site's independent-translation policy.

Opening Fascicle Four 卷第四上

Chinese Source

摩訶止觀卷第四上
隋天台智者大師說
門人灌頂記

Ru-Yi Translation

The Great Calming and Contemplation, Fascicle Four, Upper Part
Spoken by the Great Master Zhiyi of Tiantai, of the Sui dynasty
Recorded by his disciple Guanding

VI. The Preliminary Expedients: Remote and Near 方便 · 遠近

Chinese Source

第六、明方便者,「方便」名善巧。善巧修行,以微少善根,能令無量行成解發,入菩薩位。《大論》云:「能以少施少戒,出過聲聞、辟支佛上。」即此義也。又方便者,眾緣和合也;以能和合成因,亦能和合取果。《大品經》言:「如來身者,不從一因一緣生,從無量功德生如來身。」顯此巧能,故論方便。若依漸次,即有四種方便。方便各有遠近,如《阿毘曇》明五停心為遠,四善根為近。通、別方便,例可意知。圓教以假名、五品觀行等位,去真猶遙,名遠方便;六根清淨,相似隣真,名近方便。今就五品之前,假名位中,復論遠近:二十五法為遠方便;十種境界為近方便。橫竪該羅,十觀具足,成觀行位,能發真似,名近方便。

Ru-Yi Translation

Topic six, clarifying the preliminary expedients: "expedient" (方便) means skillful and adroit. Skillful, adroit practice, by means of only the slightest wholesome root, is able to bring the boundless practices to fruition and understanding, and so enter the bodhisattva's own stage. The Treatise says: "By means of a small gift, a small precept, one goes beyond the śrāvaka and the pratyekabuddha." This is exactly that sense. Again, "expedient" means the coming-together of manifold conditions: by being able to come together, a cause is formed; and by being able to come together, a fruit is likewise obtained. The Larger Sūtra says: "The Tathāgata's own body is not born from a single cause, a single condition — it is born from boundless merit." This shows precisely this skillful capacity, hence the discussion of "expedient" at all. Following the gradual approach, there are exactly four kinds of expedient. Each expedient, in turn, has its own remote and near aspects: as the Abhidharma clarifies, the five methods for stilling the mind are the remote, and the four wholesome roots are the near. The shared and distinct teachings' own expedients may be understood by the same pattern. In the perfect teaching, the provisional-name stage and the five-grade contemplative-practice stage are still far from the real, and are named the remote expedient; the purification of the six faculties draws near the real, resembling it closely, and is named the near expedient. Here, specifically within the provisional-name stage, prior even to the five grades, remote and near are discussed once again: the twenty-five methods are the remote expedient; the ten objects are the near expedient. Spanning both horizontally and vertically, complete with the ten modes of contemplation, this constitutes the stage of contemplative practice, able to bring forth the real and its resemblance — this, too, is named the near expedient.

今釋遠方便略為五:一、具五緣,二、呵五欲,三、棄五蓋,四、調五事,五、行五法。夫道不孤運,弘之在人;人弘勝法,假緣進道,所以須具五緣;緣力既具,當割諸嗜欲;嗜欲外屏,當內淨其心;其心若寂,當調試五事;五事調已,行於五法,必至所在。譬如陶師,若欲得器,先擇良處,無砂無鹵,草水豐便,可立作所。次息餘際務。際務不靜,安得就功?雖息外緣,身內有疾,云何執作?身雖康壯,泥輪不調,不成器物。上緣雖整,不專於業,廢不相續,永無辦理。止觀五緣,亦復如是。有待之身,必假資藉,如彼好處;呵厭塵欲,如斷外緣;棄絕五蓋,如治內疾;調適五事,如學輪繩;行於五法,如作不廢。世間淺事非緣不合,何況出世之道?若無弄引,何易可階?故歷二十五法約事為觀,調麁入細,檢散令靜,故為止觀遠方便也。此五法,三科出《大論》,一種出《禪經》,一是諸禪師立。

Here, the remote expedient is explained, in brief, as five: first, fulfilling the five conditions; second, rebuking the five desires; third, abandoning the five hindrances; fourth, regulating the five things; fifth, practicing the five methods. The path is never carried forward in isolation — its propagation depends upon the person; and a person propagating this supreme Dharma must borrow conditions to advance along the path, which is why the five conditions must first be fulfilled. Once the strength of these conditions is fulfilled, one must then cut away every craving and desire; once craving and desire are screened off outwardly, one must then purify the mind inwardly; once the mind is thus stilled, one must then regulate the five things; once the five things are regulated, one then practices the five methods, and is certain to arrive at the destination. It is like a potter: if he wishes to obtain a finished vessel, he first selects a good location — free of sand, free of alkaline soil, with grass and water in ready supply — where he may set up his workshop. Next he must set aside all other pressing affairs; if these affairs are not stilled, how could he ever attain his craft? Though he has set aside outward conditions, if his own body harbors illness, how could he still hold to his work? Though his body may be sound and vigorous, if the potter's wheel itself is not properly adjusted, no vessel will be completed. And even should every condition above be in perfect order, if he is not himself devoted single-mindedly to the task, so that his effort lapses and does not continue unbroken, nothing will ever be accomplished at all. The five conditions of calming-and-contemplation are exactly the same. This body, dependent as it is on external support, must necessarily borrow provisions — like that good location; rebuking and despising the dust of desire is like cutting off outward conditions; casting away the five hindrances is like curing an inward illness; regulating and adjusting the five things is like mastering the wheel and the cord; and practicing the five methods is like laboring without ever setting the work aside. If even shallow, worldly affairs cannot be accomplished without the right conditions, how much more the path that transcends the world? Without any means of coaxing entry, how could one easily ascend the steps at all? Hence one passes through the twenty-five methods, taking phenomenal matters as objects of contemplation, refining the coarse into the fine, and inspecting what is scattered so as to still it — and this is precisely why they form the remote expedient of calming-and-contemplation. Of these five groupings, three come from the Treatise, one from the Meditation Sūtra, and one was established by the various meditation masters themselves.

Reading note: Fascicle 3 closed by naming topic six as "the preliminary expedients, including the celebrated twenty-five preliminary conditions" — and this opening passage explains exactly why they earn that fame: they are the one place in the whole treatise where Zhiyi steps back from doctrinal architecture (the Four Teachings, the three truths) to address something closer to a training manual, tuned to the perfect teaching's own remote-expedient stage but applicable, as the treatise itself notes, "for all wholesome roots, both mundane and world-transcending." The potter simile is worth sitting with: a good location, freedom from illness, a working wheel, and unbroken devotion are not exotic prerequisites, but exactly the ordinary conditions any craft requires — which is the entire point. Calming-and-contemplation is not exempted from ordinary causality; the extraordinary result presupposes entirely ordinary groundwork.

1. Fulfilling the Five Conditions 具五緣

Chinese Source

一、具五緣者:一、持戒清淨、二、衣食具足、三、閑居靜處、四、息諸緣務、五、得善知識。《禪經》云:「四緣雖具足,開導由良師。」故用五法為入道梯隥,一闕則妨事。釋此具如《次第禪門》。

Ru-Yi Translation

First, fulfilling the five conditions: first, purity in upholding the precepts; second, sufficiency of robes and food; third, dwelling in a quiet place; fourth, cessation of every external entanglement; fifth, obtaining a good friend. The Meditation Sūtra says: "Though the four conditions be fulfilled, guidance and instruction still depend on a good teacher." Hence these five methods form the very steps and rungs by which one enters the path — lacking even one of them obstructs the whole undertaking. A full explanation of this is given in the Cidi Chanmen.

Condition One: Purity in Upholding the Precepts, I. Listing Their Names 持戒清淨 · 列戒名

Chinese Source

此中,明持戒清淨即四意:一、列戒名,二、明持戒,三、明犯戒,四、明懺淨。列名者,經論出處甚多,且依《釋論》。有十種戒,所謂不缺、不破、不穿、不雜、隨道、無著、智所讚、自在、隨定、具足。此十通用性戒為根本。《大論》云:「性戒者,是尸羅。身口等八種,謂身三、口四,更加不飲酒,是淨命防意地。」又云:「十善是尸羅。佛不出世世常有之,故名『舊戒』。」佛不出世,凡夫亦修八禪,故名「舊定」。外道邪見,六十二等舊醫乳藥,名為「舊慧」。常途云:「無客定,無漏導八禪耳。」今難此語,亦應無漏導十善也。戒、慧既有客法,定何獨無?今用三歸、五戒、二百五十為客戒根本。

Ru-Yi Translation

Here, clarifying purity in upholding the precepts unfolds into exactly four points: first, listing the names of the precepts; second, clarifying their upholding; third, clarifying their violation; fourth, clarifying confession and purification. As for listing the names: the sources for this in the sūtras and treatises are extremely numerous — here we follow the Treatise. There are ten kinds of precept, namely: not deficient, not broken, not perforated, not mixed, in accord with the path, without attachment, praised by the wise, self-mastering, in accord with samādhi, and complete. All ten, in general use, take the precepts of inherent nature (性戒) as their root. The Treatise says: "The precepts of inherent nature are śīla itself — eight kinds spanning body and speech, namely three of the body and four of speech, with abstention from intoxicants added, this being the guarding of the mental sphere through a pure livelihood." It further says: "The ten wholesome actions are śīla itself. Whether or not a buddha appears in the world, this is ever present — hence it is called the 'ancient precept.'" Even when no buddha appears in the world, ordinary beings still cultivate the eight dhyānas, hence these are called the "ancient samādhi." The heterodox paths' own deviant views — the sixty-two views and the like — are, like an ancient physician's milk-remedy, called the "ancient wisdom." It is commonly said: "There is no guest samādhi; only the uncontaminated leads to the eight dhyānas." Here we press this claim further: should not the uncontaminated likewise lead to the ten wholesome actions? Since the precepts and wisdom both already have their guest counterparts, how could samādhi alone lack one? Here, the three refuges, the five precepts, and the two hundred and fifty precepts are taken as the root of the guest precepts.

十種得戒人者,如佛自言:「善來比丘!」自然已得具足戒;如摩訶迦葉,自誓因緣得具足戒;如憍陳如,見諦故受具足戒;如波闍波提比丘尼,以八敬法受具足戒;如達磨提那比丘尼,遣信受具足戒;如須陀耶沙彌,論義受具足戒;如耶舍比丘等,善來受具足戒;如跋陀羅波楞伽加,三歸受具足戒;如邊地,第五律師受具足戒;中國,十人白四羯磨受具足戒。客戒人也。根本淨禪,觀、練、熏、修為客定。四諦慧為客慧,佛出方有也。

As for the ten kinds of persons who obtain the precepts: as when the Buddha himself said, "Come, monk!" — and the complete precepts were spontaneously obtained; as with Mahākāśyapa, who obtained the complete precepts through the causal condition of his own vow; as with Kauṇḍinya, who received the complete precepts upon seeing the truth; as with the bhikṣuṇī Mahāprajāpatī, who received the complete precepts through the eight rules of respect; as with the bhikṣuṇī Dharmadinnā, who received the complete precepts by a messenger sent on her behalf; as with the novice Sudāya, who received the complete precepts through formal debate; as with the monk Yaśas and others, who received the complete precepts through "Come!"; as with Bhadrapālaṅkaja, who received the complete precepts through the three refuges; as in a border region, where the complete precepts are received before a fifth vinaya master alone; and, in the central lands, where ten persons together confer the complete precepts through a formal proclamation with three motions. These are all persons of the guest precepts. The fundamental pure dhyānas — contemplating, refining, perfuming, and cultivating — are the guest samādhi. The wisdom of the Four Noble Truths is the guest wisdom, present only once a buddha has appeared in the world.

性戒者,莫問受與不受,犯即是罪;受與不受,持即是善。若受戒,持生福,犯獲罪。不受,無福;不受,犯無罪。如伐草、害畜,罪同;對首懺,二罪俱滅。《大論》解云:「違無作罪同滅耳,而償命猶在。」故知受得之戒與性戒有異也。故《四分》問遮法云:「不犯邊罪不?」邊罪即性罪也。此罪障優婆塞戒,何況大戒?若性戒清淨,是戒度根本、解脫初因。因此性戒,得有無作受得之戒。小乘明義,無作戒即是第三聚;大乘中《法鼓經》但明色、心,無第三聚。心無盡故,戒亦無盡。若就律儀戒論,無作可解。「定共戒無作」者,與定俱發。有人言:「入定時有,出定時無。」有人言:「無作依定,定在不失,定退即謝也。」「道共戒無作」者,此無作依道,道無失故,此戒亦無失。戒定、道共,通是戒名說,通以性戒為本。故經云:「依因此戒,能生禪定及滅苦智慧。」即此意也。

As for the precepts of inherent nature: without regard to whether they were formally received or not, violation is itself already an offense; and, likewise without regard to reception, upholding them is itself already wholesome. If the precepts were formally received, upholding them generates merit, and violating them incurs an offense; if not received, there is no merit — but also, if not received, violation incurs no formal offense. Cutting grass and killing livestock, for instance, are equally an offense either way; and confession before another dissolves both kinds of offense alike. The Treatise explains: "The offense of transgressing the unmanifest precept dissolves alike in either case, and yet the debt of the life taken still remains." Hence it is known that the precepts as formally received differ from the precepts of inherent nature. So the Four-Part Vinaya, in questioning the obstructing conditions, asks: "Have you not committed a boundary offense?" — and the boundary offense is precisely this precept of inherent nature. Such an offense obstructs even the lay precepts — how much more the great precepts of full ordination? Where the precept of inherent nature is pure, this is the root of the pāramitā of moral discipline, and the very first cause of liberation. On the basis of this precept of inherent nature, there comes to be the unmanifest precept obtained through formal reception. In Hīnayāna doctrine, the unmanifest precept is said to form a third aggregate of its own; in the Mahāyāna, the Dharma-Drum Sūtra speaks only of form and mind, with no third aggregate at all — since the mind itself is inexhaustible, the precept, too, is inexhaustible. Discussed in terms of the precept of formal discipline (律儀戒), the unmanifest precept may be understood in this way. As for the "unmanifest precept conascent with samādhi": this arises together with samādhi itself. Some say it is present while in samādhi and absent once one emerges from it; others say the unmanifest precept depends on samādhi, remaining so long as the samādhi remains, and lapsing the instant the samādhi itself declines. As for the "unmanifest precept conascent with the path": this unmanifest precept depends on the path itself, and since the path suffers no loss, this precept, too, suffers no loss. The precepts of formal discipline, of samādhi, and of the path are all alike called "precept" in a general sense, and all alike take the precept of inherent nature as their root. Hence the sūtra says: "Relying on this precept as a cause, one is able to give rise to meditative concentration and to the wisdom that extinguishes suffering." This is exactly that same sense.

Reading note: The distinction drawn here between the precept of "inherent nature" (性戒) — wrong simply because the act itself is wrong, formally received or not — and the precept "as formally received" (受得之戒), which generates merit specifically because a vow was taken, matters more than it may first appear: it is what lets Zhiyi, two sections later, treat "upholding the precepts" as something a lay meditator sitting alone can still do in full, since the deeper layers of the ten precepts (in accord with the path, without attachment, in accord with samādhi) are read entirely through the inward "precept conascent with the path," not through any external ordination ceremony at all.

Condition One, II. On Upholding the Precepts 持戒清淨 · 明持

Chinese Source

二、明持者,此十種戒攝一切戒。不缺戒者,即是持於性戒乃至四重,清淨守護如愛明珠。若毀犯者,如器已缺,無所堪用;佛法邊人,非沙門釋子,失比丘法,故稱為「缺」。不破者,即是持於十三,無有破損,故名「不破」。若毀犯者,如器破裂也。不穿者,是持波夜提等也。若有毀犯,如器穿漏,不能受道,故名為「穿」。不雜者,持定共戒也。雖持律儀,念破戒事,名之為「雜」;定共持心,欲念不起,故名「不雜」。如《大經》云:「雖不與彼女人身合,而共言語嘲調;壁外釧聲;見男女相追,皆污淨戒。」《十住婆沙》云:「雖制其事,而令女人洗拭、按摩,染心共語相視;或限爾許日持戒;或期後世富樂,天上自恣,皆名不淨。」若持不雜戒,悉無此等念也。隨道者,隨順諦理,能破見惑。無著戒者,即是見真成聖,於思惟惑無所染著也。以此兩戒約真諦持戒也。智所讚戒、自在戒,則約菩薩化他,為佛所讚,於世間中而得自在,是約俗諦論持戒也。隨定、具足兩戒,即是隨首楞嚴定,不起滅定,現諸威儀,示十法界像,導利眾生。雖威儀起動,而任運常靜,故名「墮定戒」。前來諸戒律儀防止,故名「不具足」;中道之戒無戒不備,故名「具足」。此是持中道第一義諦戒也。用中道慧,遍入諸法,故經云:「式叉。」式叉,名「大乘戒」也。《涅槃》明五支戒及十種戒,義勢略同。設諸經論更明戒相,終不出此十科。

Ru-Yi Translation

Second, clarifying their upholding: these ten kinds of precept gather in every precept without exception. The precept of "not deficient" is precisely upholding the precepts of inherent nature up through the four grave prohibitions, guarding them purely as one cherishes a bright pearl; should one transgress them, it is like a vessel already cracked, fit for nothing further — one becomes a person at the margins of the Buddhadharma, no longer a true śramaṇa or disciple of Śākya, having lost the very status of a monk, hence called "deficient." "Not broken" is precisely upholding the thirteen saṃghāvaśeṣa offenses without any breach, hence called "not broken"; transgressing these is like a vessel shattered outright. "Not perforated" is upholding the pāyattika offenses and the like; transgressing these is like a vessel with a leak, unable to hold the path, hence called "perforated." "Not mixed" is upholding the precept conascent with samādhi; though one upholds the formal discipline, if thoughts of breaking the precepts still arise, this is called "mixed"; when the mind held by samādhi no longer gives rise to desirous thought at all, this is called "not mixed." As the Nirvāṇa Sūtra says: "Though one has not physically joined with that woman, yet jests and banters with her in speech; though only the sound of her bracelet is heard beyond a wall; though one merely watches a man and woman pursuing one another — every one of these already defiles the pure precept." The Daśabhūmika-vibhāṣā says: "Though the act itself be restrained, yet if one lets a woman wash, wipe, or massage oneself, converses and exchanges glances with a defiled mind; or sets some fixed number of days for upholding the precept; or hopes for wealth and pleasure in a future life, or license among the heavens — every one of these is called impure." One who upholds the precept of "not mixed" has none of these thoughts at all. "In accord with the path" means according with the truth of principle, able to break through the affliction of views. The precept of "without attachment" is precisely seeing the real and becoming a sage, free of any defiling attachment toward the afflictions of habituated thought. These two precepts together uphold the precepts in terms of the real truth. The precepts of "praised by the wise" and "self-mastering" concern the bodhisattva's own transformative work for others, praised by the buddhas, attaining sovereignty within the world — these discuss upholding the precepts in terms of the conventional truth. The two precepts of "in accord with samādhi" and "complete" are precisely according with the Śūraṅgama samādhi: without rising from cessation-samādhi, one manifests every deportment, displays the images of the ten dharma-realms, and guides and benefits sentient beings; though deportment itself is stirred into motion, one remains, effortlessly, ever still — hence called the precept "fallen into samādhi." Every precept that came before, being restraint through formal discipline, is thus called "incomplete"; the precept of the middle way, lacking nothing whatsoever, is thus called "complete." This is upholding the precept of the middle, the ultimate truth itself. By means of the wisdom of the middle, pervading and entering every dharma — hence the sūtra speaks of śikṣā, śikṣā being named "the Mahāyāna precept." The Nirvāṇa Sūtra's own account of the five branches of precept and the ten kinds of precept follows roughly this same pattern; whatever further accounts of the marks of the precepts the sūtras and treatises may give, none ever falls outside these ten categories.

束前三種戒,名「律儀戒」。秉善防惡,從初根本乃至不穿,纖毫清淨,束名律儀戒。凡夫散心,悉能持得此戒也。次、不雜一戒,定法持心,心不妄動,身口亦寂,三業皎鏡,此是定共戒。入定時任運無雜;出定身口柔軟,亦不雜。凡夫入定則能持得也。隨道戒,初果見諦,發真成聖;聖人所持,非凡夫能持也。無著戒,則三果人所持,亦非初果所持也。智讚、自在,此乃菩薩利他須持此戒,則非二乘所持也。隨定、具足,此是大根性所持,則非六度、通教菩薩所能持也,況復凡夫、二乘耶?向判位高下,事義不同。

Gathering the first three kinds of precept together, they are named the "precept of formal discipline": upholding what is good and preventing what is evil, from the very root through to "not perforated," pure down to the finest degree — gathered together, these are named the precept of formal discipline. Even an ordinary being with a scattered mind is able to uphold this precept in full. Next, the single precept of "not mixed": the mind held by the dharma of samādhi does not stir in delusion, and body and speech, too, are stilled, the three karmic actions bright as a mirror — this is the precept conascent with samādhi. While in samādhi, it is effortlessly free of mixture; on emerging from samādhi, body and speech remain supple, likewise free of mixture. An ordinary being who enters samādhi is able to uphold this precept as well. The precept of "in accord with the path" is upheld by one who has seen the truth at the first fruit, having brought forth the real and become a sage — this a sage alone can uphold, not an ordinary being. The precept of "without attachment" is upheld by one at the third fruit, not even by one at the first fruit. "Praised by the wise" and "self-mastering" — these a bodhisattva must uphold for the sake of benefiting others, and are not upheld by the two lesser vehicles. "In accord with samādhi" and "complete" are upheld only by one of great capacity, not even by a bodhisattva of the six pāramitās or of the shared teaching — how much less, then, by an ordinary being or the two lesser vehicles? The high and low of these stages, thus distinguished above, each differ in their actual sense.

理觀觀心論持戒者,具能持得上十戒也。先束十戒為四意:前四戒,但是因緣所生法,通為觀境;次二戒,即是觀因緣生法即空,空觀持戒也;次兩戒,觀因緣即是假,假觀持戒也;次兩戒,觀因緣生法即是中,中觀持戒也。所言「觀心為因緣生法」者,若觀一念心從惡緣起,即能破根本乃至破不雜戒,與善相違,故名為惡。今以善順之心防止惡心,能令根本乃至不雜等戒善順成就,得無毀損,故稱善心,名為防止。惡心既止,身口亦然。防即是止善;順即是行善,行善即是觀;止善即是止。是名「觀因緣所生心持四種戒」也。

As for discussing the upholding of the precepts through contemplative insight into the mind: this, too, is able to uphold all ten precepts given above, in full. First, the ten precepts are gathered into four points: the first four precepts are simply dharmas arisen through causes and conditions, serving generally as objects of contemplation; the next two precepts are precisely contemplating that dharmas arisen through causes and conditions are themselves empty — upholding the precepts through the contemplation of emptiness; the next two precepts are contemplating that what arises through causes and conditions is itself provisional — upholding the precepts through the contemplation of the provisional; the last two precepts are contemplating that dharmas arisen through causes and conditions are themselves the middle — upholding the precepts through the contemplation of the middle. As for what is meant by "contemplating the mind as a dharma arisen through causes and conditions": if one contemplates a single thought of mind as arising from an evil condition, this is already able to break the precepts from the root on up through "not mixed," running contrary to what is wholesome, hence called "evil." Here, by means of a mind that wholesomely accords, one prevents the evil mind, so that the precepts from the root through "not mixed" are wholesomely accomplished, suffering no impairment at all — hence this is called the wholesome mind, named "prevention." Once the evil mind is thus stopped, body and speech follow in the same way. Preventing is itself stilling the wholesome; according is itself practicing the wholesome — practicing the wholesome is itself contemplation; stilling the wholesome is itself calming. This is called "upholding the four kinds of precept by contemplating the mind arisen through causes and conditions."

次「觀善惡因緣所生心即空」者,如《金剛般若》云:「若見法相者,名著我、人、眾生、壽者;若見非法相者,亦著我、人、眾生、壽者。不見法相、不見非法相,如筏喻者,法尚應捨,何況非法?」故知法與非法,二皆空寂,乃名持戒。今云「法」者,秖善惡兩心,假、實之法也。若見有善惡假名,即是著我、人、眾生、壽者;若見善惡實法,亦是著我、人、眾生、壽者。所言「非法相」者,若見善惡假名是無者,亦是著我、人、眾生、壽者;若見善惡實法是無者,亦著我、人、眾生、壽者。何以故?依無起見,故不應著;乃至依非有非無起見,皆名著我、人、眾生、壽者。觀如是等法與非法,皆即是空。由此觀故,能順無漏,防止有、無,六十二見,故名「隨道戒」。若重慮此觀,思惟純熟,歷緣對境,於一切色、聲,皆悉即空,名「無著戒」。防止思惑,善順真諦,是名「觀因緣心即空持二種戒」也。

Next, as for "contemplating that the mind arisen through wholesome and evil causes and conditions is itself empty": as the Diamond Sūtra says, "If one sees the mark of a dharma, this is called attachment to a self, a person, a sentient being, a life-span; if one sees the mark of no-dharma, this too is attachment to a self, a person, a sentient being, a life-span. Not seeing the mark of a dharma, not seeing the mark of no-dharma — as with the simile of the raft, the dharma itself should be relinquished, how much more the non-dharma?" Hence it is known that both dharma and non-dharma alike are empty and quiescent — this alone is called upholding the precepts. Here, what is meant by "dharma" is simply the wholesome and evil minds themselves, as provisional and as real dharmas. If one sees the provisional names of good and evil as existing, this is already attachment to a self, a person, a being, a life-span; if one sees good and evil as real dharmas, this too is attachment to a self, a person, a being, a life-span. As for what is called the "mark of no-dharma": if one sees the provisional names of good and evil as nonexistent, this too is attachment to a self, a person, a being, a life-span; if one sees good and evil as real dharmas that are nonexistent, this too is attachment to a self, a person, a being, a life-span. Why is this? Because giving rise to a view dependent on nonexistence should likewise not be clung to — even giving rise to a view dependent on "neither existent nor nonexistent" is, every one, called attachment to a self, a person, a being, a life-span. Contemplating dharma and non-dharma of this kind as themselves, every one, empty — by means of this contemplation, one is able to accord with the uncontaminated, preventing the sixty-two views of existence and nonexistence — hence this is named the precept "in accord with the path." Should one deliberate further on this contemplation, its reflection grown fully ripe, so that in every circumstance, facing every object, all form and sound alike are seen as themselves empty, this is named the precept "without attachment." Preventing the affliction of habituated thought, wholesomely according with the real truth — this is called "upholding two kinds of precept by contemplating that the mind arisen through causes and conditions is itself empty."

次「觀因緣心即是假」者,知心非心,法亦非法,而不永滯非心非法。以道種方便,無所有中,立心、立法,拔出諸心數法,導利眾生,為「智所讚」。雖廣分別無量心法,但有名字,如虛空相,不生愛著,惑相不拘,名為「自在」。如此假觀,防止無知,善順俗理;防邊論止,順邊論觀,即是「假觀持兩戒」也。次「觀因緣生心即中」者,觀於心性畢竟寂滅,心本非空亦復非假。非假故非世間;非空故非出世間。非賢聖法,非凡夫法;二邊寂靜,名為「心性」。能如是觀,名為「上定」。心在此定即「首楞嚴」。本寂不動,雙照二諦,現諸威儀,隨如是定無不具足。如是觀心,防止二邊無明諸惡,善順中道一實之理;防邊論止,順邊論觀,此名「即中而持兩戒」也。故《梵網》云:「戒名大乘,名第一義光,非青黃赤白。戒名為孝,孝名為順;孝即止善,順即行善。如此戒者,本師所誦,我亦如是誦。」當知中道妙觀,戒之正體。上品清淨,究竟持戒。《十住》廣說云:「若無我我所,遠離諸戲論,一切無所有,是名上尸羅。」故《淨名》云:「罪性不在內,亦不在外,亦不在兩中間。如其心然,罪垢亦然。其能如是,是名善解,是名奉律。」即此意也。

Next, as for "contemplating that the mind arisen through causes and conditions is itself provisional": knowing that mind is not fixedly mind, and dharma, too, is not fixedly dharma, and yet not remaining forever fixed in "neither mind nor dharma" either — by means of the expedient means proper to the differentiated path of wisdom, within what is, in itself, without any fixed existence, one establishes mind, establishes dharma, drawing forth the mind and its mental factors so as to guide and benefit sentient beings — this is "praised by the wise." Though one broadly distinguishes boundless mental dharmas, these have only names, like the mark of empty space itself, giving rise to no craving attachment, unconstrained by any afflicted mark — this is named "self-mastering." A contemplation of the provisional of this kind prevents ignorance and wholesomely accords with the principle of the conventional; discussed as prevention, this is calming; discussed as according, this is contemplation — together, this is "upholding two kinds of precept through the contemplation of the provisional." Next, as for "contemplating that the mind arisen through causes and conditions is itself the middle": contemplating the nature of mind as, in the end, quiescent and extinct, mind being originally neither empty nor provisional — not provisional, hence not of this world; not empty, hence not transcending this world; neither the dharma of the worthy and the sage, nor the dharma of the ordinary being — the two extremes quiescent alike, this is named "the nature of mind." Able to contemplate in this way is named "the supreme samādhi." The mind abiding in this samādhi is precisely the Śūraṅgama itself: fundamentally quiescent and unmoving, illuminating both truths at once, manifesting every deportment, according with a samādhi of this kind that lacks nothing whatsoever. Contemplating the mind in this way prevents every evil of ignorance at the two extremes, wholesomely according with the single real principle of the middle way; discussed as prevention, this is calming; discussed as according, this is contemplation — this is named "upholding two kinds of precept through identity with the middle." Hence the Brahmā's Net Sūtra says: "This precept is named the Mahāyāna, named the light of the ultimate meaning, neither blue, yellow, red, nor white. This precept is named filial devotion; filial devotion is named according — filial devotion is itself stilling the wholesome, according is itself practicing the wholesome. A precept of this kind is what the fundamental teacher himself recited, and what I, too, recite in just this way." One should know that the sublime contemplation of the middle way is the true essence of the precept itself; its highest grade of purity is the ultimate upholding of the precepts. The Daśabhūmika Sūtra says at length: "Where there is no self and no possession of a self, far removed from every idle discourse, having nothing whatsoever — this is named the supreme śīla." Hence the Vimalakīrti Sūtra says: "The nature of an offense abides neither within, nor without, nor in between the two. As the mind is, so too is the defilement of the offense. One who is able to see this is said to understand it well; one who is able to see this is said to truly uphold the vinaya." This is exactly that same sense.

Reading note: This is the treatise's characteristic move performed on the vinaya itself: the ten precepts of the Da zhi du lun, an entirely external, monastic classification, are re-sorted into exactly the pattern established in fascicle 3 — four as plain objects of contemplation, two mapped to emptiness, two to the provisional, two to the middle — so that the identical scheme that organized the Four Teachings now organizes moral discipline as well. The payoff arrives at the close: a precept "in accord with samādhi" or "complete," which the monastic tradition restricts to bodhisattvas of the highest capacity, turns out to be nothing more exotic than the mind's own contemplation of the middle, available in principle to anyone who can actually sustain it — which is exactly why the fivefold renaming that follows (prevention, extinguishing, assured liberation, recitation, vinaya) insists that "this pervades the entire dharma-realm, and is not confined to body and speech alone."

Condition One, II. On Upholding the Precepts (continued): Grading, and Principle Over Practice 持戒清淨 · 明持 · 事理三品

Chinese Source

復次,觀心持戒,即是「五名」。所以者何?「防止」是戒義,觀亦如是。三觀名能防,三惑名所防。如此防止,義遍法界,不局在身口云云。又《毘尼》名「滅」,滅身口諸非,故今觀心亦名為滅。即空之觀能滅見思之非;即假觀能滅塵沙之非;即中觀能滅無明之非。如此論滅,遍滅法界諸非,不止七支。故《淨名》云:「當直除滅,勿擾其心。」即此意也。又波羅提木叉名「保得解脫」者,觀心亦爾。若不觀三諦之理,三惑保不解脫;若見三諦,三惑保脫。如此解脫,遍法界脫,非止解脫三途及出生死而已。又「誦」者,背文闇持也。今觀心亦爾,三觀之名詮三諦理,即是其文。知名非名,研心諦理;觀法相續,常自現前,不生妄念,名之為「誦」。如此誦者,遍法界誦,非止八十誦也。又「律」者,詮量輕重,分別犯非犯。觀心亦爾,分別見思麁惡滓重。界內無知,小、輕;塵沙客塵橫起,復為小重;根本微細,如上菩提心中已說。三觀觀三理,是不犯;三惑障三理,名為犯。三藥治三病,詮量無謬,纖毫不差。

Ru-Yi Translation

Furthermore, contemplating the mind's upholding of the precepts is itself "five names." Why is this? "Prevention" is the very sense of the precept, and contemplation is exactly the same: the three contemplations are named as what prevents, and the three afflictions are named as what is prevented. Prevention of this kind, in its full sense, pervades the entire dharma-realm, and is not confined to body and speech alone. Again, the vinaya is named "extinguishing," extinguishing every wrong of body and speech — so too, contemplating the mind is likewise named extinguishing: the contemplation of emptiness is able to extinguish the wrongs of views and habituated thought; the contemplation of the provisional is able to extinguish the wrongs of dust-and-sand afflictions; the contemplation of the middle is able to extinguish the wrongs of ignorance. Extinguishing discussed in this way extinguishes, throughout, every wrong of the entire dharma-realm, not merely the seven kinds of karmic transgression. Hence the Vimalakīrti Sūtra says: "One should extinguish it outright, without further disturbing the mind." This is exactly that same sense. Again, the prātimokṣa is named "assured attainment of liberation" — contemplating the mind is likewise so: if the truth of the three truths is not contemplated, the three afflictions can never be assured of liberation; once the three truths are seen, the three afflictions are assured of liberation. Liberation of this kind is liberation throughout the entire dharma-realm, not merely liberation from the three evil destinies or from birth-and-death alone. Again, as for "recitation": this means holding the text silently in memory. Contemplating the mind, too, is exactly so — the very names of the three contemplations expound the principle of the three truths, and this is itself the "text"; knowing that the name is not fixedly the name, one refines the mind toward the truth of principle; the contemplation, sustained without a break, is ever manifest of itself, giving rise to no deluded thought — this is named "recitation." Recitation of this kind is recitation throughout the entire dharma-realm, not merely the recitation of the eighty scrolls of the vinaya alone. Again, as for "vinaya": this means weighing what is light and what is grave, distinguishing what is an offense from what is not. Contemplating the mind is likewise so: distinguishing the coarse, evil dregs of views and habituated thought — ignorance within the three realms is minor, light; the adventitious dust-and-sand afflictions arising unpredictably are, in turn, a somewhat greater weight; and the fundamental, most subtle ignorance is as already explained above, in the account of the bodhi-mind. The three contemplations contemplating the three principles is non-offense; the three afflictions obstructing the three principles is named offense. The three medicines treating the three sicknesses, weighed and measured without error, down to the very finest degree.

又知持「事戒」有三品:上品得天報,中品得人報,下品得修羅報。犯上退天,犯中退人,犯下退修羅,入三惡道。惡道又三品:輕者入餓鬼道,次者入畜生道,重者入地獄道。中品又多種,上、中、下、下下,即四天下也。上品又多種,謂三界諸天,各有品秩也。又持「理戒」,空假中三品,各有上中下。即空三品者,下品為聲聞,中品為緣覺,上品為通教菩薩。退則傳傳失也。即假三品者,下品為三藏菩薩,中品為通教出假菩薩,上品為別教菩薩。即中三品者,下品為別教菩薩,中品圓教菩薩,上品是佛。唯佛一人具淨戒也。又下品為五品,中為六根清淨,上入初住。此略就觀心判其階差。中道觀心即是法界;摩訶衍遍攝一切法,可以意得,不復煩文也。私諮云:下、中三品皆約發真,上品何意約真似為三品耶?答:前三道未合,可得分張橫辯;即中既融,宜約一道竪判。又亦得約橫者,別接通、別、圓三品云云。如此分別得失輕重,遍詮量法界,豈止煮燒覆障耶?觀心五名,宛然可見。

Furthermore, one should know that upholding the "phenomenal precepts" has three grades: the highest grade obtains a heavenly reward, the middle grade a human reward, the lowest grade an asura reward. Violating the highest causes one to fall from the heavens, violating the middle causes one to fall from the human state, violating the lowest causes one to fall from the asura state into the three evil destinies. The evil destinies, too, have three grades: the lighter falls into the destiny of hungry ghosts, the next into the destiny of animals, the gravest into the hell-destiny. The middle grade has, again, many kinds — upper, middle, lower, and lowest-of-the-low, corresponding to the four continents. The highest grade, too, has many kinds, namely the various heavens of the three realms, each with its own rank and order. Furthermore, upholding the "precepts of principle" — of emptiness, the provisional, and the middle — each has an upper, middle, and lower grade in turn. Among the three grades of the precept of emptiness: the lowest grade is the śrāvaka, the middle grade the pratyekabuddha, the highest grade the shared-teaching bodhisattva; falling away means losing ground step by step, one after another. Among the three grades of the precept of the provisional: the lowest grade is the Tripiṭaka-teaching bodhisattva, the middle grade the shared-teaching bodhisattva who has emerged into the provisional, the highest grade the distinct-teaching bodhisattva. Among the three grades of the precept of the middle: the lowest grade is the distinct-teaching bodhisattva, the middle grade the perfect-teaching bodhisattva, the highest grade the buddha himself — the buddha alone, of all beings, possesses the pure precept in full. Again, the lowest grade corresponds to the five grades of disciples, the middle to the purification of the six faculties, the highest to entry into the first abiding. This briefly judges their gradations in terms of contemplating the mind. Contemplating the mind through the middle way is itself the dharma-realm; the Mahāyāna gathers in every dharma without exception, and this may be grasped in the sense of it, without further belaboring the text. A private query asks: the lower and middle three grades are all discussed in terms of bringing forth the real — why, then, is the highest grade discussed in terms of three grades spanning the real and its resemblance both? Answer: while the first three paths have not yet converged, they may still be distinguished and debated horizontally, one against another; but once identity with the middle has already fused them together, it is fitting to judge by a single path, vertically. And it may also be discussed horizontally: the distinct teaching grafted onto the shared, and the distinct and perfect teachings themselves, forming three grades in their own right. Distinctions of gain and loss, weight and lightness, made in this way weigh and measure the entire dharma-realm throughout — how could this be no more than the boiling, burning, and covering-over of ordinary affliction? The five names of contemplating the mind may thus be seen distinctly, just as they are.

若「事」中恭謹,精持四戒;而其心雜念,事亦不牢。猶如坯瓶,遇愛見惡,則便破壞。若能觀心,六種持戒,理觀分明,妄念不動;設遇惡緣,堅固不失。理既不動,事任運成。故《淨名》云:「其能如是,是名善解,是名奉律。」正意在此也。

If one is reverent and careful in phenomenal terms, upholding the four precepts with diligence, and yet the mind still harbors scattered thoughts, then even the phenomenal observance is not secure — like an unfired clay vessel, which shatters the moment it meets with craving or aversion. But if one is able to contemplate the mind, upholding all six kinds of precept, the contemplative insight clear and distinct, deluded thought unmoved — then, even should one meet with an evil condition, it remains firm and unshaken. Once principle itself is unmoved, the phenomenal is accomplished effortlessly of itself. Hence the Vimalakīrti Sūtra says: "One who is able to see this is said to understand it well; one who is able to see this is said to truly uphold the vinaya." The true sense lies exactly here.

Reading note: The grading scheme here quietly performs a substitution worth noticing: "phenomenal" upholding of the precepts is graded by rebirth destination (heaven, human, asura, and their falls), while "principled" upholding is graded by the same Four Teachings ladder built in fascicle 3 — śrāvaka and pratyekabuddha at the bottom of the emptiness tier, the perfect-teaching bodhisattva and the buddha at the top of the middle tier. Zhiyi's own closing point is the sharper one: an unfired clay vessel of merely external observance "shatters the moment it meets with craving or aversion," while the six kinds of contemplative precept, once principle itself is unmoved, let "the phenomenal be accomplished effortlessly of itself" — precept-keeping, on this reading, is not primarily a matter of willpower against temptation, but of insight secure enough that temptation no longer has anywhere to land.

Condition One, III. On the Marks of Violation: The Two Rākṣasas 持戒清淨 · 明犯戒相

Chinese Source

三、明犯戒相者,夫毀滅淨戒,不出癡愛、倒見,是戒怨家,喻二羅剎。《大經》云:「譬如有人,帶持浮囊,渡於大海。爾時,海中有一羅剎來乞浮囊。初則全乞,乃至微塵,悉皆不與。」行人亦爾,發心秉戒,誓渡生死大海,愛、見羅剎乞戒浮囊。愛羅剎言「令汝安隱得入涅槃」者,此以欲樂暢情,稱為涅槃。如飢得食,如貧得寶,獼猴得酒,則得安樂。安樂名涅槃,誘誑行人。若隨愛轉,毀破四重,是全棄浮囊,是名「犯相」。若愛心雖起,不可全棄。何者?我今欲過生死大海,尸羅不淨,還墮三途,禪定、智慧皆不得發。思惟是已,生大怖畏,故言:「汝寧殺我,浮囊叵得。」是名「持相」。愛心復起,摩觸快意;若隨愛觸,是棄半浮囊,是名「犯相」。行人復念:「禁戒豈可輸半?論其果報,地獄苦惱,論其即目,下意治擯,甚可羞恥,豈應如此損毀大事?」是故護惜,不隨愛情,是名「持相」。愛心又起,乞重方便。若毀犯者,是乞手許;又毀波夜提是乞指許;又毀吉羅是乞微塵許。吉羅雖小,開放逸門,微塵不多,水當漸入,沒海而死。是為愛心破律儀戒。貪攀覽五欲,破定共戒。深著生死,為有造業,破即空戒。不息世譏嫌,無護他意,破即假戒。不信戒善與虛空等,不信此戒具足佛法,不信此戒畢竟清淨,破中道戒。此例可解云云。

Ru-Yi Translation

Third, clarifying the marks of violation: the destruction of the pure precepts never goes beyond delusion, craving, and inverted views — these are the precept's own mortal enemies, likened to two rākṣasa demons. The Nirvāṇa Sūtra says: "Suppose a man carries a float-bladder, crossing over a great ocean. At that time, a rākṣasa in the ocean comes and begs for the float-bladder. At first it begs for the whole; then, in the end, it begs for even the smallest speck — and to none of this is anything given at all." The practitioner is exactly the same: giving rise to the resolve and upholding the precepts, vowing to cross the great ocean of birth-and-death, while the rākṣasas of craving and of view come begging for the float-bladder of the precepts. When the rākṣasa of craving says, "Let me grant you ease, and bring you safely into nirvāṇa," this is simply desire and pleasure gratifying the senses, given the name "nirvāṇa" — like the hungry obtaining food, the poor obtaining treasure, a monkey obtaining wine, and so attaining a moment's ease. Calling this ease "nirvāṇa" is precisely how the practitioner is lured and deceived. Should one follow craving's turning and break the four grave precepts, this is giving away the entire float-bladder — this is named "the mark of violation." Though the mind of craving has arisen, one must not give it away entirely — why is this? Because, thinking, "I now wish to cross the great ocean of birth-and-death; should my śīla become impure, I would fall back into the three evil destinies, and neither meditative concentration nor wisdom could ever arise" — reflecting on this, one gives rise to great fear, and so says: "Sooner kill me than take my float-bladder!" — this is named "the mark of upholding." The mind of craving arises once more, seeking the pleasure of mere touch; should one follow this craving into touch, this is giving away half the float-bladder — this, too, is named "the mark of violation." The practitioner reflects once more: "How could the restraining precept possibly be surrendered by half? Considering its karmic fruit, this means the suffering of hell; considering it in the immediate present, this means demotion and expulsion in disgrace — a matter deeply shameful. How could I possibly damage so great a matter in this way?" And so one guards and cherishes it, refusing to follow this craving — this is named "the mark of upholding." The mind of craving arises yet again, begging by some weightier expedient: should one violate a precept outright, this is begging for a whole hand's worth; should one violate a pāyattika offense, this is begging for a finger's worth; should one violate even a duṣkṛta offense, this is begging for the merest speck. Though a duṣkṛta offense is small, it opens the gate to negligence; though a speck of water is not much, the water will gradually seep in all the same, until the float-bladder sinks beneath the waves entirely. This is how the mind of craving breaks the precept of formal discipline. Craving and grasping after the five desires breaks the precept conascent with samādhi. Deep attachment to birth-and-death, creating karma for the sake of existence, breaks the precept of identity with emptiness. Not stilling worldly mockery and blame, with no thought of protecting others, breaks the precept of identity with the provisional. Not believing that the goodness of the precept is equal to empty space, not believing this precept is itself complete with the entire Buddhadharma, not believing this precept is itself the ultimate purity — this breaks the precept of the middle way. This pattern may be understood by analogy in every further case.

次見羅剎乞浮囊者,若為財色而毀戒者,如前所說,觸人皆爾,此名「已起之惡」;為除斷故,一心勤精進。若見心猛利,於所計法而起罪過,此是解僻,名「未生之惡」;為不生故,一心勤精進。此見雖未起,若修得少禪,無好師友,即生念著而起過患。佛在世,一比丘得四禪,謂為四果。臨終見中陰起,即謗佛云:「羅漢不生,今那得生?」阿難問佛:「此人命過,今生何處?」佛言:「已墮地獄。」雖持戒得有漏禪,是亦不可信。佛在世尚爾,況末代癡人,罪著深重!故《大虛空藏經》云:「若起惡見,名第三波羅夷。」云何惡見?或得空解,發少智慧,師心自樹,謂證無生。見心既強,能破諸法,無佛無眾生,撥世因果、出世因果。《法華》云:「或食人肉,或復噉狗。」即此義也。

Next, as for seeing the rākṣasa of view begging for the float-bladder: if one breaks the precepts for the sake of wealth or sensual desire, as already explained above, every person who encounters this is affected in the same way — this is named "evil already arisen," and to cut it off, one applies diligent effort single-mindedly. If the discriminating mind grows sharp and fierce, giving rise to transgression with regard to some doctrine one has settled upon, this is a mistaken understanding, named "evil not yet arisen," and to prevent its arising, one likewise applies diligent effort single-mindedly. Though this view has not yet arisen, if one cultivates and attains a little meditative absorption without a good teacher or friend, thoughts of attachment to it will still arise, and error will follow. While the Buddha was still in the world, a certain monk attained the four dhyānas and took them to be the four fruits of the path; as he was dying, he saw the intermediate-state appearance arise, and thereupon slandered the Buddha, saying, "Arhats are not reborn — how can I now be reborn?" Ānanda asked the Buddha, "Where has this man's life now gone, after his death?" The Buddha said, "He has already fallen into hell." Even one who upholds the precepts and attains a still-contaminated meditative absorption cannot be trusted on this basis alone — and this while the Buddha himself was still in the world; how much more, then, the deluded people of this final age, whose attachment to wrongdoing runs so much deeper! Hence the Sūtra of the Great Space-Treasury says: "Should one give rise to an evil view, this is named the third pārājika offense." What is meant by an "evil view"? Some, having attained a small understanding of emptiness and given rise to a little wisdom, make their own mind their teacher and set themselves up on it, claiming to have realized the unborn. Once such a view-mind grows strong, it is able to demolish every dharma — no buddha, no sentient beings — sweeping away both mundane and world-transcending causation alike. The Lotus Sūtra says: "Some eat human flesh, or again devour dogs" — this is exactly that same sense.

破正見、威儀、淨命,起於平等無分別見,何者有罪?何者非罪?若有分別,分別即礙,礙即非真。於貪欲中莫生怖礙;無怖礙即是菩提,謂此是實,餘皆妄語。又值惡師,為說惡法,見毒轉熾,邪鬼入心,邪解更甚。猖狂顛倒,無種不為,見慢峨嵯,陵蔑一切。見行善者謂有所得,欺之如土,由是見故,浮囊全去。設不全去者,即思惟言:「理雖如此,我未能見,何容頓棄,惜猶不與?」見心復起:「一切法空,豈有觸與不觸男女等相?」即便把執歍抱,是名半去;或重方便,乃至吉羅。謂諸法空寂,何用事相紛紜?既不存微塵,空心轉盛,如小水漸漏,無礙稍滑,一切戒律皆悉吞噉,故浮囊永沒。當知見心大可怖畏!何以故?若謂四重及犯者皆空,而五逆亦空,何不造逆?空見既強,亦無父母。若通、若害,皆不為礙。既無礙者,亦應不礙王及夫人。論其見心,實不謂有王及夫人;而自於己,惜身惜命;若侵國王,身碎命盡。如此癡空,不空身命,惜己身命,亦於王不空。既於己於王不能空者,那得獨欺父母,輕忽佛教,而言四重五逆皆空耶?當知此人不能自見執空之過,近尚不見,何況遠耶?既以惡空撥佛禁法,是破律儀戒;空見擾心,破定共戒;堅執己見,是破即空戒;污他善心,破即假戒;不信見心與虛空等,即是佛法畢竟清淨,破即中戒。當知邪僻空心,甚可怖畏!若墮此見,長淪永沒;尚不能得人天、涅槃,何況大般涅槃?故論云:「大聖說空法,本為治於有;若有著空者,諸佛所不化。」又經云:「若於諸法生疑心者,能破煩惱如須彌山;若定起見,則不可化。」《無行經》云:「貪欲即是道。」僻取此語,以證無礙,何不引《無行》:「貪著無礙法,是人去佛遠;若有得空者,終不破於戒云云。」是名「見心羅剎毀禁戒」也。大意如此云云。

Breaking through right view, right deportment, and pure livelihood, they give rise to a view of equality without any discrimination at all: what, then, is an offense, and what is not? If any discrimination remains, that very discrimination is itself an obstruction, and an obstruction is not the real. Amid craving and desire, one should give rise to no fear or obstruction at all; freedom from fear and obstruction is itself bodhi — holding this to be the truth, and everything else mere idle talk. Meeting, moreover, with an evil teacher who expounds evil doctrines only inflames the poison of this view further; a deviant spirit enters the mind, and the deviant understanding only intensifies. Wild, deranged, and upside-down, there is no seed of wrongdoing left undone; the towering arrogance of this view looks down on and despises everyone. Seeing another practicing goodness, such a person supposes them merely to be grasping at something to be gained, scorning them like dirt — and by this view alone, the float-bladder is entirely given away. Should it not be entirely given away, such a person reasons instead: "Though principle is indeed as it is, I myself am not yet able to see it — how, then, could I abandon everything all at once? I still cherish it, and will not give it up." The view-mind arises once more: "All dharmas are empty — how could there be any mark of touching or not touching between a man and a woman?" — and thereupon seizes and embraces another, which is named giving away half the float-bladder; or, through some further expedient, goes as far as a mere duṣkṛta offense, reasoning: "Every dharma is empty and quiescent — what use is there in fussing over phenomenal marks?" Once not even the tiniest speck is preserved, the mind of emptiness grows only more excessive — like a small leak of water that gradually seeps in, unobstructed and ever more slippery, until every precept and restraint whatsoever is entirely swallowed up, and the float-bladder sinks forever. One should know that this view-mind is profoundly to be feared! Why is this? If one holds that the four grave offenses and their violators are all alike empty, and the five heinous crimes are likewise empty, why not simply commit them? Once the view of emptiness grows this strong, there are no longer any parents either — whether harming or killing them, neither is any longer an obstruction. And if there is no obstruction at all, then surely there should be no obstruction toward the king or his consort either. Yet examine this view-mind closely: in truth, it does not actually treat the king and his consort as nonexistent at all — while, toward its own self, it still cherishes its own body and its own life; should it offend the king, its own body would be shattered and its own life ended. Such deluded "emptiness," then, does not actually empty out body and life at all — cherishing its own body and life, it likewise fails to empty out the king. Since it cannot empty out even itself or the king, how could it uniquely deceive its own parents, treating the Buddha's teaching so lightly, and claim that the four grave offenses and the five heinous crimes are all alike empty? One should know that such a person cannot even see the fault of their own clinging to emptiness — unable to see it even close at hand, how much less at a distance? Having already used this evil "emptiness" to sweep aside the Buddha's own prohibitions, this breaks the precept of formal discipline; the view of emptiness disturbing the mind breaks the precept conascent with samādhi; obstinately clinging to one's own view breaks the precept of identity with emptiness; defiling the wholesome minds of others breaks the precept of identity with the provisional; and not believing that this view-mind is itself equal to empty space — that is, not believing this is itself the ultimate purity of the Buddhadharma — breaks the precept of identity with the middle. One should know that a deviant, twisted mind of emptiness is profoundly to be feared! Should one fall into this view, one sinks and is submerged forever — unable to attain even the human and heavenly realms, or nirvāṇa, how much less the great parinirvāṇa? Hence the Treatise says: "The great sage taught the dharma of emptiness precisely to cure attachment to existence; but should one become attached to emptiness itself, this the buddhas cannot transform." A sūtra likewise says: "One who gives rise to doubt with regard to the dharmas is thereby able to break through affliction as vast as Mount Sumeru itself; but one who fixedly gives rise to a view can no longer be transformed at all." The Sūtra on the Practice of Non-Action says: "Craving and desire are themselves the path" — yet to seize on this saying out of context, using it to justify freedom from all obstruction, why not also cite the same sūtra's own further words: "One who craves and clings to the dharma of no-obstruction is thereby far removed from the buddhas; one who has truly attained emptiness never, in the end, breaks the precepts"? This is named "the rākṣasa of the view-mind destroying the restraining precepts." The general sense is exactly as given here.

Reading note: The float-bladder parable, drawn from the Nirvāṇa Sūtra, gives Zhiyi a scale of erosion rather than a binary of kept-or-broken: giving away the "whole," then "half," then a mere "hand's worth," then the "merest speck" — and his real target is not the crude rākṣasa of craving but the far more dangerous rākṣasa of view, the practitioner who has genuinely tasted a little emptiness and uses it to dissolve moral distinction itself. The argument he mounts against this "evil view" is worth noting for its form: not a scriptural rebuttal but a practical one — the very person who claims no dharma is more real than any other still, demonstrably, cherishes their own body and fears the king, proving by their own unequal fear that they have not actually emptied anything at all, only borrowed emptiness as license.

Condition One, III (continued). The Four Cases of Vehicle and Precept 持戒清淨 · 乘戒四句

Chinese Source

復次,前一向論持,次一向論犯,今明十戒持犯不定。若通論動出,悉名為「乘」,故有人、天等五乘。通論防止,悉名為「戒」,故有律儀、定共、道共等戒。若就別義,事戒三品名之為「戒」,戒即有漏,不動不出;理戒三品名之為「乘」,乘是無漏,能動能出。約此乘、戒,四句分別:一、乘戒俱急,二、乘急戒緩,三、戒急乘緩,四、乘戒俱緩。一、乘戒俱急者,如前持相,十種清淨,事理無瑕,觀念相續,今生即應得道。若未得道,此業最強,強者先牽,必升善處。若律儀戒急,則為欲界人天所牽;若無雜戒急,隨禪梵世。三品理乘何乘最急?若三品即中乘急,以人天身值彌勒佛,聞華嚴教,利根得道。若上品出假乘急,以人天身值彌勒佛,於華嚴座,作鈍根得道。若上中二品入空乘急,以人天身值彌勒佛,聞方等般若等教,得三乘等道。若下品入空乘急,以人天身值彌勒佛,聞三藏經得道。得人天身,是持事戒力;見佛得道,修乘觀力。事理俱持,諸行中最,故不可緩也。

Ru-Yi Translation

Furthermore, what came before discussed upholding the precepts exclusively, and what followed discussed violating them exclusively; here, it is clarified that the upholding and violating of the ten precepts are not fixed in only one direction. Discussed generally, in terms of what moves and carries one forward, all of this is named "vehicle" — hence there are the five vehicles, of humans, heavenly beings, and so on. Discussed generally, in terms of what restrains and prevents, all of this is named "precept" — hence there are the precepts of formal discipline, conascent with samādhi, and conascent with the path. Discussed distinctly, however, the three grades of the phenomenal precept are named "precept": the precept itself is contaminated, neither moving nor carrying one forward. The three grades of the precept of principle are named "vehicle": the vehicle is uncontaminated, able to move and to carry one forward. In terms of this vehicle and this precept, four propositions may be distinguished: first, both vehicle and precept urgent; second, the vehicle urgent, the precept lax; third, the precept urgent, the vehicle lax; fourth, both vehicle and precept lax. First, both vehicle and precept urgent: as in the marks of upholding described above, all ten kinds of purity intact, phenomenal and principled alike without flaw, the contemplation sustained without a break — in this very life, one should attain the path. Should the path not yet be attained, this karma is the strongest of all, and the strongest draws one forward first, certain to rise to a good destination. If the precept of formal discipline is what is urgent, one is drawn toward rebirth among humans and heavenly beings of the desire realm; if the precept of "not mixed" is what is urgent, one follows the dhyānas into the Brahmā heavens. Among the three grades of the vehicle of principle, which vehicle is most urgent? If the vehicle of the three-graded identity with the middle is urgent, then in a human or heavenly body one encounters the buddha Maitreya, hears the Avataṃsaka teaching, and, of sharp faculty, attains the path. If the vehicle of the highest-grade emergence into the provisional is urgent, then in a human or heavenly body one encounters Maitreya at the very seat of the Avataṃsaka teaching, and, of dull faculty, attains the path there. If the vehicle of the upper-and-middle-grade entry into emptiness is urgent, then in a human or heavenly body one encounters Maitreya, hears the Vaipulya and Prajñāpāramitā teachings, and attains the paths of the three vehicles alike. If the vehicle of the lowest-grade entry into emptiness is urgent, then in a human or heavenly body one encounters Maitreya, hears the Tripiṭaka scriptures, and attains the path. Obtaining a human or heavenly body is the power of upholding the phenomenal precepts; seeing the Buddha and attaining the path is the power of cultivating the contemplation of the vehicle. Upholding both the phenomenal and the principled together is foremost among every practice — hence this can never be treated laxly.

是人德薄垢重,煩惱所使,是諸事戒皆為羅剎毀食;專守理戒,觀行相續。如上覺意,六蔽中用心,央掘示為其相;以事戒緩,命終故墮三惡道,受於罪報。於諸乘中,何乘最強?強者先牽。若析空乘強,以三途身值彌勒佛,聞三藏經,乃可得道。若即空乘急,以三途身值彌勒佛,聞般若、方等得道。若即假乘急,以三途身值彌勒佛,聞華嚴及聞餘教作鈍根得道。若即中乘急,以三途身值彌勒佛,聞華嚴經,作利根得道。是故佛說漸頓諸經,龍、鬼、畜、獸悉來會坐,即是其事。破事戒故,受三惡身;持理觀故,見佛得道。《大經》云:「於戒緩者不名為緩;於乘緩者乃名為緩。」正是此一句也。

Second, the vehicle urgent, the precept lax: this is a person of thin virtue and heavy defilement, driven by affliction, in whom every phenomenal precept has been devoured by the rākṣasa demon, and who instead single-mindedly guards only the precept of principle, the contemplative practice sustained without a break — as in "the samādhi of awakened intent" above, applying the mind amid the six defilements, of which Aṅgulimāla is shown as the very type. Because the phenomenal precept is lax, such a one, at life's end, falls into the three evil destinies and undergoes the retribution of that offense. Among the various vehicles, which vehicle is strongest? The strongest draws one forward first. If the vehicle of analytical emptiness is strong, then in a body of the three evil destinies one encounters Maitreya, hears the Tripiṭaka scriptures, and only then attains the path. If the vehicle of identity with emptiness is urgent, then in a body of the three evil destinies one encounters Maitreya, hears the Prajñāpāramitā and Vaipulya teachings, and attains the path. If the vehicle of identity with the provisional is urgent, then in a body of the three evil destinies one encounters Maitreya, hears the Avataṃsaka and other teachings, and, of dull faculty, attains the path. If the vehicle of identity with the middle is urgent, then in a body of the three evil destinies one encounters Maitreya, hears the Avataṃsaka Sūtra, and, of sharp faculty, attains the path. This is exactly why, when the Buddha taught the gradual and sudden sūtras alike, dragons, spirits, animals, and beasts all came to gather and take their seats — this is precisely that same reason. Breaking the phenomenal precept, one undergoes a body of the three evil destinies; upholding the contemplation of principle, one sees the Buddha and attains the path. The Nirvāṇa Sūtra says: "One lax in the precept is not, on that account alone, called lax; one lax in the vehicle — this alone is truly called lax." This single line is exactly the point.

三戒急乘緩者,事戒嚴急,纖毫不犯;三種觀心,了不開解。以戒急故,人天受生;或隨禪梵世耽湎定樂,世雖有佛說法度人,而於其等全無利益;設得值遇,不能開解。振丹一國,不覺不知;舍衛三億,不聞不見。著樂諸天及生難處,不來聽受,是此意也。譬如繫人,或以財物求諸大力,申延日月,冀逢恩赦。在人天中亦復如是,冀善知識化導修乘,即能得脫。若於人天不修乘者,果報若盡還墮三途,百千佛出終不得道。四、事理俱緩者,如前十種皆犯,永墜泥犁,失人天果報;神明昏塞無得道期,迴轉沈淪不可度脫。行者當自觀心,事理兩戒,何戒緩急?於事三品,何品最強?於理三品,何品小弱?自知深淺,亦識將來果報善惡。既自知已、亦知他人。將此觀心,亦識諸經列眾之意,亦識如來逗緣大小。故《華嚴》中,鬼神皆言「住不思議解脫法門」者,此是權來引實,令昔修不思議乘急者得道。《涅槃》列眾,亦復如是。若細尋此意,廣歷四教乘戒緩急,以辯其因;後歷五味以明其果,皆使分明。凡如是等,因果差降,升沈非一。云何難言:「理戒得道,何用事戒耶?」幸於人天受道,何意苦入三途?

Third, the precept urgent, the vehicle lax: the phenomenal precept is upheld with strict severity, not violated in the slightest, and yet the three kinds of contemplation of the mind are never truly opened or understood at all. Because the precept is urgent, one is reborn among humans and heavenly beings, or else follows the dhyānas into indulgent absorption in the bliss of the Brahmā heavens; though a buddha may appear in that age, teaching the Dharma to deliver beings, this brings such a person no benefit whatsoever — even should they happen to encounter the Buddha, they remain unable to open to any understanding. The land of Zhentan, entire, neither perceived nor knew him; of Śrāvastī's three hundred million people, most neither heard nor saw him. Absorbed in the pleasures of the heavens, or born in some difficult circumstance, they never come to hear and receive the teaching — this is exactly that same sense. It is like a prisoner in bonds who, by means of wealth and goods, seeks out some powerful patron, prolonging the days and months, hoping to meet with a pardon. Among humans and heavenly beings, it is exactly the same: one hopes that a good friend will come to guide and instruct one in cultivating the vehicle, and only thereby is release attained. Should one fail to cultivate the vehicle even while among humans and heavenly beings, once that karmic reward is exhausted, one falls back into the three evil destinies — and though a hundred thousand buddhas should appear, one would, in the end, never attain the path. Fourth, both phenomenal and principled lax: as with all ten kinds of precept violated above, one falls forever into the Avīci hell, losing every reward among humans and heavenly beings; one's own spiritual clarity grows dim and obstructed, with no prospect of attaining the path at all, turning and sinking ever deeper, beyond any hope of deliverance. The practitioner should examine their own mind: between the phenomenal and the principled precept, which is lax and which urgent? Among the three grades of the phenomenal, which grade is strongest? Among the three grades of the principled, which grade is weakest? Knowing one's own depth or shallowness in this way, one also comes to recognize the good or evil karmic reward yet to come. Having thus known oneself, one comes to know others as well. Applying this same contemplation of the mind, one also comes to recognize the intent behind the assemblies listed in the various sūtras, and comes to recognize how the Tathāgata meets each capacity, great or small. Hence, in the Avataṃsaka Sūtra, when spirits and demons alike are said to "abide in the inconceivable gate of liberation," this is the provisional coming forward to draw out the real, so that those who, in a former life, cultivated the inconceivable vehicle with urgency might now attain the path. The assemblies listed in the Nirvāṇa Sūtra are exactly the same. Should one trace this sense in careful detail, broadly surveying the urgency and laxity of vehicle and precept across the Four Teachings so as to distinguish the cause, and then surveying the Five Flavors so as to clarify the fruit, everything becomes clear. In every case of this kind, cause and fruit differ by degree, rising and sinking never uniform. How, then, could one object: "If the precept of principle alone attains the path, what use is there for the phenomenal precept at all?" One should be glad enough to attain the path among humans and heavenly beings — why insist, instead, on suffering entry into the three evil destinies?

Reading note: This fourfold grid — vehicle and precept crossed, each urgent or lax — is one of the treatise's most striking pieces of pastoral realism: it explicitly makes room for Aṅgulimāla, the mass murderer turned arhat, as case two's own named example, a person whose contemplative practice was in deadly earnest while his moral conduct was in ruins. The Nirvāṇa Sūtra's closing aphorism reframes the entire discussion: "one lax in the precept is not, on that account alone, called lax; one lax in the vehicle — this alone is truly called lax." Phenomenal precept-breaking costs rebirth in an evil destiny, real but recoverable; only the failure to cultivate insight itself is the failure that actually matters, since it is what determines whether a future buddha's teaching can ever reach a given being at all, in any destiny whatsoever.

Condition One, IV. On Confession and Purification: Confessing Phenomenal Offense 持戒清淨 · 明懺淨 · 事懺

Chinese Source

四、明懺淨者,事理二犯俱障止觀,定慧不發。云何懺悔,令罪消滅,不障止觀耶?若犯事中輕過,律文皆有懺法。懺法若成,悉名清淨;戒淨障轉,止觀易明。若犯重者,佛法死人,小乘無懺法。若依大乘,許其懺悔。如上四種三昧中說,下當更明。次理觀小僻不當諦者,此人執心若薄,不苟封滯,但用正觀心,破其見著,慚愧有羞,低頭自責,策心正轍,罪障可消,能發止觀也。見若重者,還於觀心中修懺,下當說也。若犯事中重罪,依四種三昧則有懺法。《普賢觀》云:「端坐念實相,是名第一懺。」《妙勝定》云:「四重、五逆,若除禪定,餘無能救。」《方等》云:「三歸、五戒,乃至二百五十戒,如是懺悔,若不還生,無有是處。」《請觀音》云:「破梵行人作十惡業,蕩除糞穢,還得清淨。」故知大乘許悔斯罪。罪從重緣生,還從重心懺悔,可得相治。無殷重心,徒懺無益。障若不滅,止觀不明。若人現起重罪,苦到懺悔,則易除滅。何以故?如迷路近故;過去重障,必難迴轉,迷深遠故。若欲懺悔二世重障,行四種三昧者,當識順流十心,明知過失;當運逆流十心,以為對治。此二十心通為諸懺之本。

Ru-Yi Translation

Fourth, clarifying confession and purification: both phenomenal and principled violation alike obstruct calming-and-contemplation, so that concentration and wisdom fail to arise. How, then, may confession cause the offense to be dissolved, so that it no longer obstructs calming-and-contemplation? For a lighter transgression among phenomenal offenses, the vinaya texts all provide their own methods of confession; once the method of confession is accomplished, it is entirely named pure — the precept purified, the obstruction turns aside, and calming-and-contemplation is easily brought to clarity. For a graver violation, one is, in terms of the Buddhadharma, already a dead person, and the Hīnayāna provides no method of confession for it at all. Relying on the Mahāyāna, however, confession is permitted even here, as explained above among the four kinds of samādhi, and to be further clarified below. As for a minor deviation in contemplative insight not quite according with the truth: if such a person's own attachment of mind is still slight, not stubbornly fixed, then simply applying correct contemplation of the mind, breaking through the attachment to this view, feeling shame and remorse, bowing the head in self-reproach, and spurring the mind back onto the correct track — the obstruction of this offense can be dissolved, and calming-and-contemplation is able to arise. Should the view be graver, one must still cultivate confession within the contemplation of the mind itself, to be explained below. For a grave offense among phenomenal transgressions, the four kinds of samādhi each provide their own method of confession. The Samantabhadra Contemplation Sūtra says: "Sitting upright, mindful of the true mark of reality — this is named the foremost confession." The Sūtra of the Sublime and Supreme Samādhi says: "For the four grave offenses and the five heinous crimes, apart from meditative concentration, nothing else is able to save one." The Vaipulya says: "The three refuges, the five precepts, up through the two hundred and fifty precepts — confessed in this way, should they fail to be restored, this could never be." The Sūtra of Invoking Avalokiteśvara says: "One who has broken the pure conduct and committed the ten evil actions may yet sweep away this filth and defilement, and regain purity once more." Hence it is known that the Mahāyāna permits confession even for these offenses. An offense arises from a weighty condition, and so, too, must be confessed with an equally weighty mind, that like may treat like. Without a mind of deep and weighty sincerity, confession is performed in vain, to no benefit at all; and if the obstruction is not dissolved, calming-and-contemplation cannot become clear. If a grave offense has just now arisen in the present, confessed with anguished sincerity, it is easily dissolved — why is this? Because, like losing one's way close to home, it is easily corrected; whereas a grave obstruction from the distant past is necessarily difficult to turn back, since one has strayed so deeply and so far. Should one wish to confess a grave obstruction spanning two lifetimes by cultivating the four kinds of samādhi, one should first recognize the ten minds that flow downstream with birth-and-death, clearly knowing one's own transgression; and then set in motion the ten minds turned upstream against that flow, as the antidote. These twenty minds together form the root of every confession.

順流十心者:一、自從無始闇識昏迷,煩惱所醉,妄計人我。計人我故,起於身見;身見故,妄想顛倒;顛倒故,起貪瞋癡;癡故,廣造諸業;業則流轉生死。二者內具煩惱、外值惡友,扇動邪法,勸惑我心,倍加隆盛。三者內外惡緣既具,能內滅善心,外滅善事。又於他善都無隨喜。四者縱恣三業,無惡不為。五者事雖不廣,惡心遍布。六者惡心相續,晝夜不斷。七者覆諱過失,不欲人知。八者魯扈底突,不畏惡道。九者無慚無愧。十者撥無因果,作一闡提。是為十種順生死流,昏倒造惡。廁蟲樂廁不覺不知,積集重累不可稱計,四重五逆極至闡提,生死浩然而無際畔。

The ten minds that flow downstream are these: first, from beginningless time, the mind has been dim and confused in its own understanding, intoxicated by affliction, falsely conceiving a self and a person; from conceiving a self and a person, the view of a substantial self arises; from this view, deluded, inverted thought arises; from this inversion, craving, aversion, and delusion arise; from delusion, manifold karma is broadly created; and this karma then flows on, turning through birth-and-death. Second, with affliction already present within and an evil friend encountered without, deviant teachings are fanned into flame, urging and confusing one's own mind, redoubling in intensity. Third, once evil conditions, inward and outward alike, are both present, they are able to extinguish the wholesome mind within, and to extinguish wholesome deeds without — and, further, one feels not the slightest sympathetic joy toward the goodness of others at all. Fourth, one indulges the three karmic actions without restraint, leaving no evil undone. Fifth, though the deed itself may not be extensive, the evil mind spreads everywhere. Sixth, the evil mind continues on, unbroken day and night. Seventh, one conceals and denies one's own transgressions, unwilling that others should know. Eighth, one is coarse, brazen, and reckless, unafraid of the evil destinies. Ninth, one is without shame and without remorse. Tenth, one sweeps away cause and effect entirely, becoming an icchantika. These are the ten minds that flow along with the current of birth-and-death, dim and inverted, creating evil — like a maggot delighting in a latrine, neither perceiving nor knowing its own state, accumulating weight upon weight beyond all reckoning, until the four grave offenses and the five heinous crimes reach their utmost extreme in the icchantika, and birth-and-death spreads out vast and without any boundary at all.

今欲懺悔,應當逆此罪流,用十種心翻除惡法。先正信因果決定孱然。業種雖久,久不敗亡;終無自作他人受果。精識善惡,不生疑惑,是為深信,翻破一闡提心。二者自愧剋責,鄙極罪人無羞無恥習畜生法,棄捨白淨第一莊嚴。咄哉無鉤,造斯重罪!天見我屏罪,是故慚天;人知我顯罪,是故愧人。以此翻破無慚無愧心。三者怖畏惡道。人命無常,一息不追,千載長往;幽途綿邈,無有資糧;苦海悠深,船筏安寄?賢聖呵棄,無所恃怙;年事稍去,風刀不奢,豈可晏然坐待酸痛?譬如野干失耳、尾、牙,詐眠望脫;忽聞斷頭,心大驚怖。遭生老病,尚不為急;死事弗奢,那得不怖?怖心起時如履湯火,五塵六欲不暇貪染。如阿輸柯王,聞旃陀羅,朝朝振鈴,一日已盡,六日當死;雖有五欲,無一念愛。行者怖畏,苦到懺悔,不惜身命,如彼野干決絕;無所思念,如彼怖王。以此翻破不畏惡道心。四者當發露,莫覆瑕疵。賊毒惡草,急須除之;根露條枯,源乾流竭。若覆藏罪,是不良人。迦葉頭陀令大眾中發露;方等令向一人發露;其餘行法但以實心向佛像改革。如陰隱有癰,覆諱不治則死。以此翻破覆藏罪心也。五、斷相續心者,若決果斷奠,畢故不造新,乃是懺悔。懺已更作者,如王法初犯得原,更作則重。初入道場,罪則易滅;更作難除。已能吐之,云何更噉?以此翻破常念惡事心。六、發菩提心者,昔自安危人,遍惱一切境;今廣起兼濟,遍虛空界利益於他。用此翻破遍一切處起惡心也。七、修功補過者,昔三業作罪不計晝夜;今善身口意策勵不休。非移山岳,安填江海?以此翻破縱恣三業心。八、守護正法者,昔自滅善亦滅他善;不自隨喜亦不喜他。今守護諸善,方便增廣,不令斷絕,譬如全城之勳。《勝鬘》云:「守護正法,攝受正法最為第一。」此翻破無隨喜心。九、念十方佛者,昔親狎惡友,信受其言。今念十方佛、念無礙慈,作不請友;念無礙智,作大導師,翻破順惡友心。十、觀罪性空者,了達貪欲瞋癡之心,皆是寂靜門。何以故?貪瞋若起,在何處住?知此貪瞋住於妄念;妄念住於顛倒;顛倒住於身見;身見住於我見;我見則無住處。十方諦求,我不可得,我心自空,罪福無主。深達罪福相,遍照於十方。今此空慧與心相應,譬如日出時朝露一時失;一切諸心皆是寂靜門,示寂靜故。此翻破無明昏闇。是為十種懺悔,順涅槃道逆生死流,能滅四重、五逆之過。若不解此十心,全不識是非,云何懺悔?設入道場,徒為苦行,終無大益。《涅槃》云:「若言勤修苦行是大涅槃近因緣者,無有是處。」即此意也。是名懺悔事中重罪也。

Now, wishing to confess, one should turn directly against this current of offense, using ten kinds of mind to overturn and remove the evil dharma. First, rightly believing that cause and effect are fixed and unmistakable: though the karmic seed be old, however long it endures it never decays away to nothing, and never, in the end, does one person act while another bears the fruit. Discerning good and evil with precision, giving rise to no doubt at all — this is deep faith, overturning and breaking the icchantika mind. Second, reproaching and blaming oneself with shame: the most degraded of all offenders, without shame, without remorse, practicing the ways of an animal, casting away the foremost adornment of pure whiteness — alas, how could one, uncontrolled, commit so grave an offense! Heaven sees the offense I have hidden, and so I feel shame before heaven; people know the offense I have shown, and so I feel remorse before people. By this, one overturns and breaks the mind without shame and without remorse. Third, fearing the evil destinies: human life is impermanent — a single breath, once it fails to return, is gone for a thousand years; the dark pathway ahead stretches on without end, and there are no provisions for the journey; the sea of suffering runs deep and vast — where, then, is any raft or ferry to be found? Cast aside and rebuked by the worthy and the sage, with nothing left to rely upon; as the years slip further away and the knife-edged wind of death shows no mercy, how could one sit calmly by, waiting for that bitter pain? It is like a jackal that has lost its ears, tail, and fangs, feigning sleep in hope of escape — but on suddenly hearing that its head is to be cut off, its heart fills with terror. Encountering birth, old age, and sickness is still not felt as urgent — but the matter of death shows no mercy at all; how could one fail to be afraid? When the fearful mind first arises, it is as though treading through boiling water or fire — the five sense-objects and the six desires leave no room for craving or attachment at all. It is like King Aśoka, who, on hearing the caṇḍāla's bell rung morning after morning, knew that when one day had passed, on the sixth day he would die; though the five desires still remained, not a single thought of craving for them arose. The practitioner's own fear, confessing with anguished sincerity, sparing neither body nor life, is like that jackal's own resolute severance; and thinking of nothing else at all, is like that fearful king. By this, one overturns and breaks the mind unafraid of the evil destinies. Fourth, one should make full disclosure, concealing no flaw at all: a thief's poison, a noxious weed, must be swiftly removed; once the root is exposed, the branch withers; once the source runs dry, the stream itself is exhausted. To conceal and hide one's offense is to be no good person at all. Kāśyapa's own austere practice required disclosure before the whole assembly; the Vaipulya rite requires disclosure before a single other person; every other method of practice requires only that one confess and reform with a sincere mind before the Buddha's image. It is like a hidden abscess within — concealed and left untreated, it kills. By this, one overturns and breaks the mind that conceals its own offense. Fifth, cutting off the mind of continuation: if one resolves with utter finality, done with the old and creating nothing new, this alone is true confession. To confess and then offend again is like the king's own law — a first offense may be pardoned, but offending again is treated more gravely. On first entering the place of practice, the offense is easily dissolved; offending again makes it difficult to remove. Having already vomited it out, how could one swallow it down once more? By this, one overturns and breaks the mind that continually dwells on evil deeds. Sixth, giving rise to the bodhi-mind: formerly, one troubled every circumstance only for one's own safety; now, one gives rise broadly to the resolve to save others as well, benefiting them throughout the entire realm of empty space. By this, one overturns and breaks the mind that gave rise to evil everywhere without exception. Seventh, cultivating merit to make up for past faults: formerly, the three karmic actions committed offenses without regard for day or night; now, wholesome body, speech, and mind spur one on without rest. Is this not like moving mountains to fill in rivers and seas? By this, one overturns and breaks the mind that indulged the three karmic actions without restraint. Eighth, guarding and protecting the true Dharma: formerly, one extinguished one's own goodness and extinguished the goodness of others as well, feeling no sympathetic joy for oneself and none for others either; now, one guards and protects every wholesome thing, expanding it through skillful means, never letting it be cut off — like the merit of preserving an entire city intact. The Śrīmālā Sūtra says: "Guarding and protecting the true Dharma, embracing and upholding the true Dharma, is foremost of all." By this, one overturns and breaks the mind without sympathetic joy. Ninth, being mindful of the buddhas of the ten directions: formerly, one grew intimate with evil friends, believing and accepting their words; now, one is mindful of the buddhas of the ten directions, mindful of their unobstructed compassion, becoming an uninvited friend to others; mindful of their unobstructed wisdom, becoming a great guide — thereby overturning and breaking the mind that followed evil friends. Tenth, contemplating the emptiness of the very nature of offense: fully realizing that the mind of craving, aversion, and delusion is, every one, a gate of quiescence. Why is this? When craving or aversion arises, where, exactly, does it abide? One comes to know that this craving and aversion abides in deluded thought; deluded thought abides in inversion; inversion abides in the view of a substantial self; the view of a substantial self abides in the view of "I" — and the view of "I" itself, in the end, has no abode at all. Sought throughout the ten directions, this "I" cannot be found; the mind itself is, of itself, empty, and offense and merit alike have no master. Fully realizing the mark of offense and merit, illuminating throughout the ten directions — this emptiness-wisdom, now in accord with the mind, is like the morning dew vanishing all at once the instant the sun rises; every mind whatsoever is, itself, a gate of quiescence, showing quiescence as such. By this, one overturns and breaks the dim darkness of ignorance itself. These are the ten kinds of confession, according with the path of nirvāṇa and turning against the current of birth-and-death, able to extinguish the transgression of the four grave offenses and the five heinous crimes. Should one fail to understand these ten minds, with no grasp whatsoever of what is right and what is wrong, how could confession even be performed at all? Even should one enter the place of practice, this would be nothing but empty austerity, in the end of no great benefit. The Nirvāṇa Sūtra says: "Should one claim that diligent ascetic practice alone is the near cause of the great nirvāṇa, this could never be so." This is exactly that same sense. This, then, is confessing a grave offense among phenomenal transgressions.

Reading note: The image of the maggot "delighting in a latrine, neither perceiving nor knowing its own state" is deliberately ugly — Zhiyi wants the downstream ten to feel like a diagnosis of addiction, not a list of sins, each mind quietly reinforcing the next until denial itself becomes structural. King Aśoka's caṇḍāla bell, counting down seven days to a staged execution he does not yet know is a lesson, is a striking borrowed image for confession's third mind: fear rightly placed reorders desire instantly and completely, "not a single thought of craving" surviving contact with an accurately perceived deadline.

Condition One, IV (continued). Confessing the Offense of View 持戒清淨 · 明懺淨 · 理懺

Chinese Source

次、懺見罪者,以見惑故,順生死流,如前所說。向運十心附事為懺,懺鈍使罪;今扶理懺見,懺利使罪。然見心猛盛,起重煩惱,應傍用事助。如服下藥,須加巴豆,令黈瀉盡底。是故還約十法以明懺見。一、翻破不信者,即點身見心,令識無明苦集。如欝頭藍弗得非想定,世人崇之如佛;不識苦集,報盡還墮。須跋陀羅得非想定,雖無麁想,有細煩惱。長爪利智,而受不受。高著外道,尚未出見,非是涅槃;況麁、淺者,尚不逮藍弗,而言是真道,豈非大僻?是人愛著觀空智慧,是事不知,名為「無明」;而起違從,依見造「行」;見行依色,即是「名色」;名色即是苦等。迷苦起於「愛」、「有」;「有」生未來「生死」,流轉相續,豈是寂滅?若謂生死盡者,乃是漫語。呼無明見心為道,非道為道,非因計因,名為「戒取」,豈非因盜?呼未來三途苦報為涅槃,此是「見取」;非果計果,是為果盜。身、邊、邪見,其事可知。如此見心,乃是苦集,非滅道也。尚非三藏道滅,豈是摩訶衍道滅?若能如是,即知世間因果,復識出世因果。故《大品》云:「般若能示世間相。」所謂示「是道」、「非道」,是為深識見心苦集也。又深者,非但知無明苦集,亦識三藏因果,亦識因緣生法即空;四諦因果。又復深者,亦知因緣即假;無量四諦因果。又復深者,亦知因緣即中;無作四諦因果。於一見心具識一切因果。故《大經》云:「於一念心悉能稱量無量生死,是名不可思議。」故名深信,破不信也。

Ru-Yi Translation

Next, as for confessing the offense of view: because of the affliction of views, one flows along with the current of birth-and-death, as already explained above. What came before, applying the ten minds in connection with phenomenal matters, confessed the offense of the dull-faculty afflictions; here, supported by principle, confessing the view instead confesses the offense of the sharp-faculty afflictions. Yet since the view-mind is so fierce and overpowering, giving rise to grave affliction, one should also draw on phenomenal methods as auxiliary support — like taking a purgative medicine, to which croton oil must be added, so that the purge reaches all the way to the very bottom. Hence, this too is clarified by the same ten methods, applied now to confessing view. First, overturning and breaking unbelief: this means pointing directly at the mind's own view of a substantial self, causing it to recognize the suffering and its origin within ignorance itself. Consider Udraka Rāmaputra, who attained the concentration of neither-perception-nor-non-perception, and whom the world revered as though he were a buddha — yet, not recognizing suffering and its origin, once that reward was exhausted, he fell back down again. Subhadra, too, attained the concentration of neither-perception-nor-non-perception; though free of coarse thought, subtle afflictions remained. Even Dīrghanakha, of sharp intellect, both accepted and did not accept various views. Persons of such lofty, entrenched heterodox views have still not gone beyond the affliction of views at all — this is not nirvāṇa; how much less, then, one coarser and more shallow, not even reaching Udraka Rāmaputra's own attainment, who nonetheless claims to hold the true path — is this not a profound distortion? Such a person, craving and clinging to the wisdom of contemplating emptiness, remains ignorant of this very fact — this is named "ignorance"; and from it, arising in opposition or in accord, "formations" are created dependent on this view; view and formation depend on form, and this is "name-and-form"; name-and-form is itself suffering, and so on. Confused as to suffering, "craving" and "existence" arise from it; "existence" gives rise to future "birth-and-death," flowing on in unbroken succession — how could this possibly be quiescent extinction? Should one claim that birth-and-death is thereby exhausted, this is simply idle talk. Calling the view-mind of ignorance "the path," calling what is not the path "the path," reckoning what is not the cause as the cause — this is named "clinging to precept and vow," and is this not theft of causation itself? Calling the suffering retribution of the three evil destinies yet to come "nirvāṇa" — this is "clinging to views," reckoning what is not the fruit as the fruit, and is theft of the fruit itself. The views of a substantial self, of extremes, and of deviance may be understood in the same way. A view-mind of this kind is itself suffering and its origin, not cessation and the path. Since it is not even the Tripiṭaka teaching's own cessation and path, how much less the Mahāyāna's own cessation and path? Able to recognize this, one thereby comes to know the causation of the mundane world, and further recognizes the causation that transcends the world. Hence the Larger Sūtra says: "Prajñā is able to reveal the mark of the mundane world" — meaning precisely showing "what is the path" and "what is not the path." This is deeply recognizing that the view-mind is itself suffering and its origin. And more deeply still: not merely knowing the suffering and origin of ignorance, one also recognizes the Tripiṭaka teaching's own causation, and recognizes that dharmas arisen through causes and conditions are themselves empty — the causation of the Four Noble Truths of generation-and-extinction. More deeply still, one also knows that causes and conditions are themselves provisional — the causation of the immeasurable Four Noble Truths. More deeply still, one also knows that causes and conditions are themselves the middle — the causation of the unconditioned Four Noble Truths. Within a single view-mind, one comes to recognize every causation without exception. Hence the Nirvāṇa Sūtra says: "Within a single thought of mind, to be able to weigh and measure boundless birth-and-death — this is named the inconceivable." Hence this is named deep faith, breaking through unbelief.

二、生重慚愧者,不見我心中三諦之理,名「慚愧」。且約理觀論人天者:慚乾慧、性地之人;愧四果淨天,三十心人、十地義天,五品、六根清淨之人,四十二位天。例如作意得報名為「人」;自然果報名為「天」。二種天人亦復如是,方便道名為「人」;真理顯名為「天」。見心造罪,覆三諦理,不逮三種人天,是故慚愧,翻破無慚愧心也。三、怖畏者,知「見」心造罪,此過深重。《大論》云:「諸佛說空義,為離諸見故;若復見有空,諸佛所不化。」我今由見而起大罪。此間劫盡,他方獄生;此間劫成,還來此處。如是展轉無量無邊。若說果報所受之身,當吐熱血死!故知見罪大重,既非無漏,不出生死,煩惱潤業,墮落何疑?一命不追,永無出日。為是義故生大怖畏,翻破不畏惡道心也。四、發露者,從來諸見而生愛著,覆此三諦,不能決定生信。今知見過失,發却三疑無所隱諱,顯其諦性。是為發露,翻破覆藏罪心也。五、斷相續心者,三諦之觀勿令有間,以八正道治三惑心,斷而不習。此翻破相續惡心也。

Second, giving rise to deep shame and remorse: failing to see the principle of the three truths within one's own mind is named "shame and remorse." Discussed in terms of contemplative insight into humans and heavenly beings: one feels shame before those of dry wisdom and the stage of nature, and remorse before the pure heavenly beings of the fourth fruit, before the persons of the thirty minds and the heavenly beings signified by the ten grounds, and before those of the five grades and the purification of the six faculties, signified by the forty-two heavenly stages. By analogy, a reward attained through deliberate effort is named "human"; a spontaneous fruit is named "heavenly." These two kinds of "heavenly humans" follow the same pattern: the expedient path is named "human," the manifestation of real principle is named "heavenly." Since the view-mind's own offense obscures the principle of the three truths, failing to reach any of these three kinds of "human and heavenly," one therefore feels shame and remorse — by this, one overturns and breaks the mind without shame or remorse. Third, fear: knowing that the offense created by the "view"-mind is a fault profoundly grave. The Treatise says: "The buddhas taught the meaning of emptiness precisely to free beings from every view; but should one, in turn, come to view emptiness itself as existing, this the buddhas cannot transform." I myself, through view, have now given rise to a grave offense — when this present kalpa is exhausted, I shall be born into hell in another realm; and when that kalpa, too, comes into being, I shall return once more to this very place — turning on in this way, without measure, without limit. Were the body to be undergone as karmic reward actually described, one would vomit hot blood and die on the spot! Hence it is known that the offense of view is exceedingly grave: being anything but uncontaminated, it cannot escape birth-and-death, and affliction moistens karma into growth — how could falling into ruin possibly be in doubt? Once this one life fails to be recovered, there is never again any day of escape. For this reason, one gives rise to great fear — by this, one overturns and breaks the mind unafraid of the evil destinies. Fourth, disclosure: from the very beginning, every view has given rise to craving attachment, obscuring these three truths, unable to give rise to any settled faith. Now, knowing the fault of this view, one discloses and dispels the three doubts, concealing nothing at all, revealing the very nature of the truth. This is disclosure — by this, one overturns and breaks the mind that conceals its own offense. Fifth, cutting off the mind of continuation: never letting the contemplation of the three truths lapse even for a moment, treating the mind of the three afflictions by means of the eightfold noble path, cutting it off and no longer rehearsing it. By this, one overturns and breaks the mind of continuous evil.

六、發菩提心者,即是緣三諦理,皆如虛空;空則無邊,愍傷一切,普令度脫。昔迷此起惑有無邊故,罪亦無邊。今菩提心遍於法界,起無作善,亦遍法界,翻破昔遍空無作惡也。奏師子琴,餘絃斷絕,即此義也。七、修功補過者,三諦道品即是菩薩寶炬陀羅尼,是行道法趣涅槃門。如此道品,念念相續,即是修功補過。昔執於見,謂為涅槃,於見不動,不修道品;設令動有入無,如屈步蟲,雖於見動,亦不能修道品。今知有、無是見,不執為實,是名見動而不修道品。若破析諸見,行於道品,是名見動而修道品。又體見即空、即假、即中。既言「即」者,於見不動而修三種道品。是為修功補於縱見之過也。八、守護正法者,昔護見不令他破,方便申通;今護三諦諸空,不令見破。若有留滯,善巧申弘;亡身存法,猶如父母守護其子。此翻破毀善事也。九、念十方佛者,昔服見毒,常無厭足,如渴思飲;又遇惡師,如加以鹹水。以苦捨苦,我慢矜高,諂心不實,於千萬億劫不聞佛名字。今念三諦不來不去即是佛,無生法即是佛,常為諦理所護。此翻破狎惡友心。十、觀罪性空者,此三種惑本來寂靜,而我不了,妄謂是非。如熱病人,見諸龍鬼。今觀「見」如幻如化,來無所從,去無足跡,亦復不至東西南北。一切罪福亦復如是。一空一切空;空即罪性,罪性即空。此翻破顛倒心也。運此十懺時,深觀三諦;又加事法,以殷重心,不惜身命,名「第二健兒」。是名事理兩懺,障道罪滅,尸羅清淨,三昧現前,止觀開發。事戒淨故,根本三昧現前,世智、他心智開發。無生戒淨故,真諦三昧現前,一切智開發。即假戒淨故,俗諦三昧現前,道種智開發。即中戒淨故,王三昧現前,一切種智開發。得此三諦三昧,故名「王三昧」,一切三昧悉入其中。又能出生一切諸定,無不具足,故名為「止」;又能具足一切諸智,故名為「觀」。故知持戒清淨,懇惻懺悔,俱為止觀初緣,意在此也。

Sixth, giving rise to the bodhi-mind: this means taking the principle of the three truths as one's object, all of it like empty space; emptiness itself has no boundary, and so one has compassion for all beings without exception, universally bringing about their deliverance. Formerly, being confused about this very point gave rise to affliction without bound, and so the offense, too, was without bound; now the bodhi-mind pervades the entire dharma-realm, giving rise to unconditioned goodness that likewise pervades the entire dharma-realm — thereby overturning and breaking the unconditioned evil that once pervaded emptiness in just the same way. Playing the lion's own lute, so that every other string falls silent — this is exactly that same sense. Seventh, cultivating merit to make up for past faults: the branches of the path belonging to the three truths are themselves the bodhisattva's own jeweled-torch dhāraṇī, the very dharma of practicing the path, the gate that leads toward nirvāṇa. Sustaining these branches of the path, thought after thought without a break, is itself cultivating merit to make up for past faults. Formerly, clinging to a view and taking it for nirvāṇa, one remained unmoved with regard to that view, never cultivating the branches of the path at all; even should that view be stirred into entering non-existence, this is like an inchworm's own motion — though the view itself is stirred, one is still unable to cultivate the branches of the path. Now, knowing that both existence and nonexistence are themselves views, and not clinging to either as real, is named the view stirred, and yet the branches of the path not cultivated; but if one breaks apart and analyzes every view, practicing the branches of the path, this is named the view stirred, and the branches of the path cultivated as well. Further, one embodies the view as itself empty, itself provisional, and itself the middle — and once one speaks of "itself," then, even while the view remains unmoved, the three kinds of branches of the path are being cultivated all the same. This is cultivating merit to make up for the fault of indulging in view. Eighth, guarding and protecting the true Dharma: formerly, one guarded one's own view, keeping others from breaking it, applying skillful means to promote and spread it; now, one guards the various forms of emptiness within the three truths, keeping view itself from breaking them. Should any obstacle remain, one skillfully promotes and spreads the truth further still, forgetting the body to preserve the Dharma, just as a parent guards and protects their own child. By this, one overturns and breaks the deed of destroying what is wholesome. Ninth, being mindful of the buddhas of the ten directions: formerly, one drank the poison of view, never satisfied, as though parched and longing to drink; and, meeting with an evil teacher, this was like adding brine to that same thirst — using suffering to cast off suffering, arrogant and self-important, flattering and insincere of mind, failing to hear even the name of a buddha across a thousand myriad koṭis of kalpas. Now, being mindful that the three truths neither come nor go, this is itself the Buddha; that the unborn dharma is itself the Buddha; ever protected by the very truth of principle. By this, one overturns and breaks the mind that grew intimate with evil friends. Tenth, contemplating the emptiness of the very nature of offense: these three kinds of affliction are, in their fundamental nature, already quiescent — and yet, failing to realize this, I have falsely taken them as real, right or wrong. It is like a person in a fever, seeing dragons and demons that are not there. Now, contemplating "view" as like an illusion, like a phantom — coming from nowhere, going leaving no trace, arriving at no direction whatsoever, north, south, east, or west — every offense and every merit alike is exactly the same. Once one thing is empty, everything is empty; emptiness is itself the very nature of offense, and the nature of offense is itself emptiness. By this, one overturns and breaks the inverted mind itself. Setting these ten confessions in motion, one contemplates the three truths deeply; adding to this the phenomenal methods as well, with a mind of the deepest sincerity, sparing neither body nor life, this is named "the second kind of hero." This, then, is confession through both phenomenal and principled means together: the offense obstructing the path is dissolved, śīla is purified, samādhi manifests before one, and calming-and-contemplation opens and unfolds. Because the phenomenal precept is purified, the fundamental samādhi manifests before one, and mundane wisdom and the wisdom of knowing others' minds unfold. Because the precept of the unborn is purified, the samādhi of the real truth manifests before one, and the wisdom of all things unfolds. Because the precept of identity with the provisional is purified, the samādhi of the conventional truth manifests before one, and the wisdom of the paths unfolds. Because the precept of identity with the middle is purified, the king-samādhi manifests before one, and the wisdom of all modes unfolds. Attaining this samādhi of the three truths is precisely why it is named the "king-samādhi" — every samādhi whatsoever enters into it entirely. It is, moreover, able to give rise to every meditative absorption, lacking nothing at all, hence named "calming"; and it is able to be complete with every wisdom, hence named "contemplation." Hence it is known that purity in upholding the precepts, and confession performed with anguished sincerity, together form the very first condition of calming-and-contemplation — the meaning lies exactly here.

Reading note: This entire, formidably long treatment of the first of the five conditions closes on a claim easy to read past: that upholding the precepts and confessing an offense are not preliminary moral housekeeping, cleared away before the real work of meditation begins, but themselves already "the very first condition of calming-and-contemplation" — the point at which the king-samādhi and the wisdom of all modes first manifest. "Playing the lion's own lute, so that every other string falls silent" catches something distinctive about the treatise's own psychology of vow: a bodhi-mind vast enough is not one competing good intention among others but one that renders the entire prior register of grasping obsolete at a stroke, the way a single overwhelming tone silences every other string on the instrument at once.

Condition Two: Sufficiency of Robes and Food 衣食具足

Chinese Source

第二、衣食具足者,衣以蔽形,遮障醜陋;食以支命,填彼飢瘡。身安道隆,道隆則本立。形命及道,賴此衣食。故云:「如來食已,得阿耨三菩提。」此雖小緣,能辦大事。裸餒不安,道法焉在?故須衣食具足也。衣者,遮醜陋、遮寒熱、遮蚊虻、飾身體。衣有三種:雪山大士,絕形深㵎,不涉人間。結草為席,被鹿皮衣,無受持、說淨等事。堪忍力成,不須溫厚;不遊人間,無煩支助。此上人也。十二頭陀,但畜三衣,不多不少。出聚入山,被服齊整,故立三衣。此中士也。多寒國土,聽百一助身。要當說淨,趣足供事,無得多求。多求辛苦,守護又苦;妨亂自行,復擾檀越。少有所得,即便知足,下士也。觀行為衣者,《大經》云:「汝等比丘雖服袈裟,心猶未染大乘法服。」如《法華》云:「著如來衣。如來衣者,柔和忍辱心是。」此即寂滅忍。生死、涅槃,二邊麁獷,與中道理,不二不異,故名「柔和」;安心中道,故名為「忍」。離二喧故名「寂」;過二死故名「滅」。寂滅忍心覆二邊惡,名「遮醜衣」;除五住故,名「障熱」;破無明見,名為「遮寒」;無生死動,亦無空亂意,捨二覺觀,名「遮蚊虻」。此忍具一切法。如鏡有像,瓦礫不現;中具諸相,但空則無。故云:「深達罪福相,遍照於十方;微妙淨法身,具相三十二,用莊嚴法身。」寂忍一觀具足眾德,亦名為「衣」,亦名「嚴飾」;非九、七、五割截所成也。三衣者,即三觀也。蔽三諦上醜;遮三諦上見愛寒熱;却三覺蚊虻,莊嚴三身。故以三觀為衣,即是伏忍、柔順忍、無生寂滅忍也。又起見名「寒」,起愛名「熱」。修止觀得見諦解如煖,見則不生;得思惟解如涼,愛則不生。五根無惡,即福德莊嚴;意地無惡,即智慧莊嚴。餘二觀上衣,例可解。百一長衣者,即是一切行行助道之法,助成三觀,共蔽諸惑,嚴於三身。此是歷諸法修忍為衣也。

Ru-Yi Translation

Second, sufficiency of robes and food: robes serve to cover the form, screening off what is unsightly; food serves to sustain life, filling the wound of hunger. When the body is at ease, the path flourishes — and once the path flourishes, its very root is established. Form, life, and the path itself all depend on these robes and food. Hence it is said: "The Tathāgata, having eaten, attained anuttarā-samyak-saṃbodhi." Though this is a slight condition, it is able to accomplish a great matter — naked and starving, ill at ease, where could the Dharma of the path even be found? Hence robes and food must be sufficient. As for robes: they screen off what is unsightly, screen off cold and heat, screen off mosquitoes and gadflies, and adorn the body. Robes are of three kinds. The great being of the Snow Mountains, cutting off all human form deep within the ravines, has no dealings with the human world at all; he weaves grass into a mat and wears a robe of deer hide, with no formal reception, declaration of purity, or the like — his own power of endurance is already complete, needing no warmth or padding; not traveling among people, he has no need of any further support. This is the highest kind of person. The twelve practices of the ascetic monk keep only the three robes, neither more nor less; going out into the assembly or entering the mountains, dressed properly and in order — hence the three robes are established. This is the middle kind of person. In lands of great cold, the hundred-and-one permitted articles support the body; these must be formally declared pure, sufficient only for one's actual needs, never sought in excess. Excessive seeking is itself hardship, and guarding what is excessive is likewise hardship — it obstructs and disturbs one's own practice, and troubles the lay donor as well. Content with whatever little is obtained, this is the lowest kind of person. As for contemplative practice itself as the robe: the Nirvāṇa Sūtra says, "Though you monks wear the kāṣāya robe, your minds have still not been dyed by the Mahāyāna's own Dharma-robe." As the Lotus Sūtra says: "Wearing the Tathāgata's own robe. The Tathāgata's robe is the mind of gentleness and forbearance." This is precisely the forbearance of quiescent extinction. Birth-and-death and nirvāṇa, coarse and unrefined at their two extremes, are, with the principle of the middle way, neither two nor different — hence named "gentle"; settling the mind in the middle way is hence named "forbearance." Freedom from the clamor of both extremes is hence named "quiescent"; transcending the two kinds of death is hence named "extinction." This mind of the forbearance of quiescent extinction covers over the evil of the two extremes, and is named "the robe that screens off what is unsightly"; removing the afflictions of the five levels of abiding, it is named "screening off heat"; breaking through the views of ignorance, it is named "screening off cold"; free of the stirring of birth-and-death, and free as well of any confused notion of emptiness, casting aside the two kinds of discursive thought, it is named "screening off mosquitoes and gadflies." This forbearance is complete with every dharma — like a mirror that reflects an image, in which mere rubble and tile show nothing at all, while within it every mark is present in full, and yet, being itself empty, is nothing at all. Hence it is said: "Fully realizing the mark of offense and merit, illuminating throughout the ten directions; the subtle and sublime pure Dharma-body, complete with the thirty-two marks, is thereby adorned." The single contemplation of the forbearance of quiescence is complete with every virtue, and is likewise named "robe," likewise named "adornment" — not something formed by cutting cloth into nine, seven, or five strips. The three robes are precisely the three contemplations: they cover over what is unsightly in the three truths; they screen off the cold and heat of view and craving within the three truths; they ward off the three kinds of discursive mosquitoes and gadflies, adorning the three bodies. Hence the three contemplations are taken as the robe — namely, the forbearance of submission, the forbearance of gentle accord, and the forbearance of the unborn, of quiescent extinction. Furthermore, giving rise to view is named "cold," and giving rise to craving is named "heat." Cultivating calming-and-contemplation, one attains the understanding of seeing the truth, which is like warmth, and view no longer arises; one attains the understanding of habituated thought, which is like coolness, and craving no longer arises. When the five faculties harbor no evil, this is the adornment of merit; when the mental sphere harbors no evil, this is the adornment of wisdom. The robe belonging to the remaining two contemplations may be understood by the same pattern. As for the hundred-and-one extra articles: these are precisely every practice that assists the path, helping to accomplish the three contemplations, together covering over every affliction, adorning the three bodies. This is cultivating forbearance as the robe, by passing through every dharma in turn.

食者,三處論食,可以資身養道。一、深山絕跡,去遠人民,但資甘果美水,一菜一果而已。或餌松柏以續精氣,如雪山甘香藕等。食已,繫心思惟坐禪,更無餘事。如是食者上士也。二、阿蘭若處,頭陀抖摟,絕放牧聲,是修道處。分衛自資。七佛皆明乞食法。《方等》、《般舟》、《法華》皆云乞食也。路徑若遠,分衛勞妨;若近,人物相喧。不遠不近,乞食便易,是中士也。三、既不能絕穀餌果,又不能頭陀乞食,外護檀越送食供養,亦可得受。又僧中如法結淨食,亦可得受,下士也。若就觀心明食者,《大經》云:「汝等比丘雖行乞食,而未曾得大乘法食。」「法食」者,如來法喜禪悅也。此之法喜,即是平等大慧,觀一切法無有障礙。《淨名》云:「於食等者,於法亦等;於法等者,於食亦等。」「煩惱為薪,智慧為火,以是因緣成涅槃食,令諸弟子悉皆甘嗜。」此食資法身,增智慧命;如食乳糜,更無所須,即真解脫。真解脫者,即是如來。用此法喜禪悅,歷一切法無不一味,一色一香無非中道,中道之法具一切法,即是飽義、無所須義。如彼深山上士,一草一果,資身即足。頭陀乞食者,行人不能即事而中修實相慧者,當次第三觀調心而入中道。次第觀故,名為「乞食」;亦見中道,又名飽義。即中士也。檀越送食者,若人不能即事通達,又不能歷法作觀,自無食義;應須隨善知識能說般若者,善為分別,隨聞得解而見中道。是人根鈍,從聞生解,名為「得食」。如人不能如上兩事,聽他送食。又僧中結淨食者,即是證得禪定支林功德,藉定得悟,名「僧中食」也。是故行者常當存念大乘法食,不念餘味也。

As for food: food is discussed in terms of three settings, each able to sustain the body and nourish the path. First, deep in the mountains, cut off from every trace of human habitation, far removed from other people, relying only on sweet fruit and pure water, a single vegetable or a single fruit, and nothing more — or feeding on pine and cypress to sustain one's vital essence, as with the fragrant lotus roots of the Snow Mountains. Having eaten, one fixes the mind and sits in meditation, with nothing further to attend to at all. One who eats in this way is the highest kind of person. Second, in the āraṇya, the ascetic practices shaken free of every trace of grazing and herding sounds — this is a place for cultivating the path — one supports oneself through alms-begging alone. All seven buddhas alike taught the method of alms-begging; the Vaipulya, the Pratyutpanna, and the Lotus Sūtra all speak of alms-begging as well. Should the path be too distant, alms-begging becomes a wearisome obstacle; should it be too near, people and things clamor together in disturbance. Neither too far nor too near, so that alms-begging is easily accomplished — this is the middle kind of person. Third, unable either to abstain from grain and live on fruit alone, or to beg for alms through ascetic practice, one may still accept food sent as an offering by an external protector or lay donor; and one may likewise accept food formally declared pure within the saṃgha, in accordance with the proper procedure — this is the lowest kind of person. As for clarifying food in terms of contemplating the mind: the Nirvāṇa Sūtra says, "Though you monks go about begging for alms, you have never yet obtained the Mahāyāna's own Dharma-food." "Dharma-food" is the Tathāgata's own Dharma-joy and dhyāna-bliss. This Dharma-joy is precisely the great wisdom of equality, contemplating every dharma without any obstruction at all. The Vimalakīrti Sūtra says: "One who is equal toward food is equal toward the Dharma as well; one who is equal toward the Dharma is equal toward food as well." "Affliction as the firewood, wisdom as the flame — by this causal condition, the food of nirvāṇa is accomplished, and every disciple finds it, every one, delicious." This food nourishes the Dharma-body, increasing the life of wisdom — like eating the finest milk-porridge, with nothing further needed at all, this is itself true liberation. True liberation is itself the Tathāgata. By means of this Dharma-joy and dhyāna-bliss, passing through every dharma, none of it is anything but a single flavor; a single form, a single fragrance, is nothing but the middle way — the dharma of the middle way, being complete with every dharma, is itself the very sense of fullness, the very sense of needing nothing further. It is like that highest person deep in the mountains, for whom a single herb or a single fruit is already sufficient to sustain the body. As for the ascetic monk's alms-begging: the practitioner unable to cultivate the wisdom of the true mark of reality directly, in the very midst of phenomenal matters, must instead order the mind through the three contemplations in sequence, entering the middle way by stages. Because the contemplation proceeds by sequence, this is named "begging for alms"; and since the middle way is seen at the end all the same, this too is named the sense of fullness — this is the middle kind of person. As for food sent by a lay donor: if a person is unable either to penetrate directly through phenomenal matters, or to contemplate by passing through the teachings in sequence, they have, of themselves, no access to the true sense of food at all; they must instead rely on a good friend able to expound the prajñā teaching, skillfully making the distinctions for them, so that, upon hearing it, understanding follows, and the middle way is seen. Such a person, of dull faculty, gives rise to understanding from what is heard — this is named "obtaining food." As for one unable to accomplish either of the two methods above, hearing another's food being sent as an offering — and, further, food formally declared pure within the saṃgha — this is precisely realizing the merit of the branches and groves of meditative concentration, attaining awakening by relying on samādhi, named "food within the saṃgha." Hence the practitioner should ever hold the Mahāyāna's own Dharma-food in mind, giving no thought to any other flavor at all.

Reading note: The three grades running through both robes and food — the hermit needing nothing at all, the ascetic monk managing supply through disciplined self-restraint, the ordinary practitioner accepting what a community provides — is not a ranking of virtue so much as an honest matching of method to capacity, the same move the treatise made with the Four Teachings themselves. The contemplative reading then performs its usual substitution: the three monastic robes become the three contemplations, and the three grades of alms-begging become three routes into the middle way — direct, sequential, or received secondhand through a teacher's own words — closing on the observation that "a single form, a single fragrance, is nothing but the middle way," so that even the most literal fact of eating becomes, read rightly, already full instruction.

Condition Three: Dwelling in a Quiet Place 閑居靜處

Chinese Source

第三、閑居靜處者,雖具衣食,住處云何?若隨自意,觸處可安;三種三昧,必須好處。好處有三:一、深山遠谷,二、頭陀抖摟,三、蘭若伽藍。若深山遠谷,途路艱險,永絕人蹤,誰相惱亂?恣意禪觀,念念在道,毀譽不起,是處最勝。二、頭陀抖摟。極近三里,交往亦疎,覺策煩惱,是處為次。三、蘭若伽藍。閑靜之寺,獨處一房,不干事物,閉門靜坐,正諦思惟,是處為下。若離三處,餘則不可。白衣齋邑,此招過來恥;市邊鬧寺,復非所宜。安身入道,必須選擇,慎勿率爾。若得好處,不須數移云云。觀心處者,諦理是也。中道之法幽遠深邃,七種方便絕跡不到,名之為「深」;高廣不動,名之為「山」;遠離二邊,稱之為「靜」;不生不起,稱之為「閑」。《大品》云:「若千由旬外,起聲聞心者,此人身雖遠離,心不遠離。」以憒鬧為不憒鬧,非遠離也。雖住城傍,不起二乘心,是名「遠離」。即上品處也。頭陀處者,即是出假之觀。此觀與空相隣,如蘭若與聚落並。出假之觀,安心俗諦,分別藥病,抖擻無知,淨道種智。此次處也。閑寺一房者,即從假入空觀也。寺本眾鬧居處,而能安靜一室;假是囂塵,能即假而空,當知真諦亦是處也。安三諦理,是止觀處,實不遁影山林,房隱密室云云。

Ru-Yi Translation

Third, dwelling in a quiet place: though robes and food are sufficient, what of one's dwelling place? If one simply follows one's own inclination, ease may be found wherever one happens to be; but the three kinds of samādhi absolutely require a good place. A good place is of three kinds: first, deep mountains and distant valleys; second, the ascetic practice of dwelling near, but apart from, a settlement; third, an āraṇya or monastery. If deep mountains and distant valleys, the paths there difficult and perilous, forever cut off from any human trace — who, then, could come to disturb one? Giving free rein to meditative contemplation, every thought fixed on the path, praise and blame alike never arising — this place is foremost. Second, the ascetic dwelling: no closer than three li, coming and going kept sparse, awareness spurring one against affliction — this place ranks next. Third, an āraṇya or monastery: a quiet temple, dwelling alone in a single room, not meddling in outward affairs, closing the door and sitting still, contemplating the truth directly — this place ranks lowest of the three. Apart from these three places, no other will do. A layperson's own fasting-hall in a settled town invites reproach from those who pass by; a bustling temple beside a marketplace is likewise unsuitable. To settle the body and enter the path, one absolutely must choose with care, and never act rashly. Once a good place is found, there is no need to move about repeatedly. As for the place contemplated in the mind: this is precisely the truth of principle. The dharma of the middle way is so profound and deep that the seven kinds of expedient means cannot reach it, not even leaving a trace — hence it is named "deep"; lofty and vast, unmoving, it is named "mountain"; far removed from both extremes, it is called "quiet"; neither arising nor being stirred, it is called "at leisure." The Larger Sūtra says: "Should one, even a thousand yojanas away, give rise to the śrāvaka's own mind, this person's body, though far removed, has a mind that is not far removed at all." Taking mere clamor for the absence of clamor is not true remoteness. Though one dwells right beside a city, if the mind of the two lesser vehicles does not arise, this alone is named "remoteness" — this is the highest-grade place. The ascetic's own place is precisely the contemplation of emerging into the provisional: this contemplation borders closely on emptiness, just as the āraṇya lies close beside the settlement. The contemplation of emerging into the provisional settles the mind in the conventional truth, distinguishing remedy from sickness, shaking off ignorance, purifying the wisdom of the paths — this is the next place. The quiet temple's single room is precisely the contemplation of entering emptiness from the provisional: a temple is, by its nature, a place of crowds and clamor, and yet one is able to settle a single room in quiet stillness within it; the provisional is itself dust and noise, and yet one is able, in the very midst of the provisional, to reach emptiness — one should know that the real truth, too, is exactly such a place. Settling in the principle of the three truths is itself the place of calming-and-contemplation; it is not, in truth, a matter of hiding one's shadow among mountain forests, or secluding one's room in some hidden chamber at all.

Reading note: The three grades of dwelling place resolve into a single point already familiar from fascicle 3's own reading of the Vimalakīrti Sūtra: "remoteness" is finally a fact about the mind, not the map — a practitioner beside a city who never gives rise to the mind of the two lesser vehicles has achieved the very thing a hermit's inaccessible valley only stages externally. That the "quiet temple's single room," lowest of the three phenomenal grades, maps onto entering emptiness from the provisional — arguably the treatise's own central contemplative move — is a quiet reminder that the phenomenal ranking and the principled ranking are not the same ranking at all.

Condition Four: Cessation of Entanglements 息諸緣務

Chinese Source

第四、息諸緣務者,緣務妨禪,由來甚矣。蘭若比丘去喧就靜,云何營造緣務,壞蘭若行?非所應也。緣務有四:一、生活,二、人事,三、技能,四、學問。一、生活緣務者,經紀生方,觸途紛糾,得一失一,喪道亂心。若勤營眾事,則隨自意攝,非今所論。二、人事者,慶弔俯仰,低昂造聘,此往彼來,來往不絕;況復眾人交絡,擾攘追尋?夫違親離師,本求要道;更結三州,還敦五郡,意欲何之?倒裳索領,鑽火求水,非所應也。三、技能者,醫方、卜筮、泥木、彩畫、棊書、呪術等是也。皮文美角,膏煎鐸毀,己自害身,況修出世之道,而當樹林招鳥,腐氣來蠅,豈不摧折污辱乎?四、學問者,讀誦經論、問答勝負等是也。領持記憶,心勞志倦;言論往復,水濁珠昏,何暇更得修止觀耶?此事尚捨,況前三務云云。觀心生活者,愛是養業之法,如水潤種。因愛有憂,因憂有畏。若能斷愛,名「息生活緣務」也。人事是業也。業生三界,往來五道。以愛潤業,處處受生;若無業者,愛無所潤。諸業雖有力,不逐不作者;不作故,生死則斷。技術者,未得聖道,不得修通,虛妄之法,障於般若。般若如虛空,無戲論,無文字;若得般若,如得如意珠。但一心修,何遽怱怱用神通為?習學者,未得無生忍,而修世智辯聰,種種分別,皆是瓦礫草木,非真寶珠。若能停住,水則澄清;下觀瑠璃,安徐取寶。能知世間生滅法相,種種行類,何物不知?以一切種智知,以佛眼見。欲行大道,不應從彼小徑中學也。

Ru-Yi Translation

Fourth, cessation of every external entanglement: entanglements obstructing meditation is a fact of long standing. The āraṇya monk, having left the clamor behind for the sake of quiet, why, then, should he take up and manage further entanglements, ruining his own āraṇya practice? This is not fitting at all. Entanglements are of four kinds: first, livelihood; second, social affairs; third, technical skills; fourth, scholarship. First, the entanglement of livelihood: managing the means of one's own subsistence brings tangled complications at every turn — gaining one thing, one loses another, ruining the path and disturbing the mind. Should one diligently manage many such affairs, this is a matter left to one's own discretion, and not what is discussed here. Second, social affairs: bowing and scraping at celebrations and condolences, paying respectful visits high and low, coming here and going there, back and forth without end — how much more so amid the tangled entanglements of crowds, the clamor of people pursuing one another? To turn away from family and leave one's teacher was, from the very start, done in search of the essential path — why, then, form new ties across three provinces, and cultivate connections through five more districts besides? This is like turning one's robe upside down to search for the collar, or striking flint to seek water — it is simply not fitting. Third, technical skills: medicine, divination, plastering and carpentry, painting, chess and calligraphy, incantations, and the like. Even a hide worked for its beautiful pattern, a horn boiled down for its oil, a bell melted for its metal — the animal itself is thereby harmed; how much more, then, one cultivating the world-transcending path, who, in taking up such skills, is like a grove of trees inviting birds to nest, or rotting matter drawing flies — is this not itself a kind of ruin and disgrace? Fourth, scholarship: reading and reciting the sūtras and treatises, debating questions and answers to win or lose. Holding and memorizing them wearies the mind and exhausts the will; disputing back and forth muddies the water and dims the pearl within — what leisure, then, could remain for cultivating calming-and-contemplation? Even this matter alone should be set aside — how much more, then, the three entanglements that came before! As for livelihood contemplated through the mind: craving is the very dharma that nourishes karma, like water nourishing a seed. From craving comes worry; from worry comes fear. Should one be able to cut off craving, this is named "the cessation of the entanglement of livelihood." Social affairs are themselves karma: karma gives rise to the three realms, coming and going through the five destinies. Craving moistens karma, so that one takes birth in place after place; without karma, craving would have nothing to moisten at all. Every karma, though it has its own power, does not pursue one who does not act upon it — and because one does not act, birth-and-death is thereby cut off. As for technical skill: not yet having attained the sagely path, one is not yet able to cultivate true spiritual penetration — and any hollow, deceptive dharma obstructs prajñā itself. Prajñā is like empty space, free of idle discourse, free of any fixed text; once prajñā is attained, it is like obtaining a wish-fulfilling jewel — cultivating this alone, single-mindedly, why should one hastily seize on some lesser spiritual power instead? As for scholarship: not yet having attained the forbearance of the unborn, one instead cultivates worldly wisdom and clever eloquence — every such distinction is nothing but rubble and weeds, not the true jewel at all. Should one be able to let the water settle and still, it grows clear of itself; only then, looking down through it as through lapis lazuli, does one calmly and steadily draw out the treasure within. Able, then, to know the marks of arising and ceasing throughout the mundane world, in their every category and kind, what is there left unknown? — known by the wisdom of all modes, seen by the buddha-eye itself. Wishing to travel the great path, one should not, instead, take lessons along that lesser byway.

Reading note: The fourth entanglement, scholarship, is the sharpest turn in this section: Zhiyi is not warning meditators away from idleness but away from exactly the kind of textual study and doctrinal debate this very treatise itself consists of — "even this matter alone should be set aside," he says, of reading and reciting sūtras and treatises, "how much more, then, the three entanglements that came before." The point is not anti-intellectualism but altitude: prajñā itself, "like empty space, free of idle discourse," is what all this scholarship only gestures toward, and gesturing toward it is not the same act as attaining it.

Condition Five: Obtaining a Good Friend 善知識

Chinese Source

第五、善知識者,是大因緣,所謂化導令得見佛。阿難說:「知識,得道半因緣。」佛言:「不應爾,具足全因緣。」知識有三種:一、外護,二、同行,三、教授。若深山絕域,無所資待,不假外護;若修三種三昧,應仰勝緣。夫外護者,不簡白黑,但能營理所須。莫見過、莫觸惱、莫稱歎、莫汎舉而致損壞。如母養兒,如虎銜子,調和得所。舊行道人,乃能為耳。是名「外護」。二、同行者,行隨自意及安樂行,未必須伴;方等、般舟行法,決須好伴,更相策發,不眠不散,日有其新;切磋琢磨,同心齊志,如乘一船;互相敬重,如視世尊。是名「同行」。三、教授者,能說般若,示道、非道;內外方便,通塞妨障,皆能決了。善巧說法,示教利喜,轉破人心。於諸方便,自能決了,可得獨行;妨難未諳,不宜捨也。經言:「隨順善師學,得見恒沙佛。」是名「教授」。

Ru-Yi Translation

Fifth, the good friend: this is a great causal condition, meaning precisely being guided and transformed so as to come to see the Buddha. Ānanda said: "A good friend is half the causal condition of attaining the path." The Buddha said: "This should not be so — a good friend is the entire causal condition, complete in full." A good friend is of three kinds: first, the external protector; second, the fellow practitioner; third, the instructor. If one dwells deep in the mountains, in some utterly remote region, with nothing to rely on for support, then one need not depend on an external protector; but if one cultivates the three kinds of samādhi, one should look to this superior condition. As for the external protector: without distinguishing black robe from white, one who is simply able to manage and provide what is needed — never noticing one's faults, never causing offense, never offering excessive praise, and never acting carelessly so as to cause harm — like a mother raising her child, or a tiger carrying her cub in its mouth, attending and adjusting exactly as needed. Only a long-practiced follower of the path is truly able to serve in this way. This is named "the external protector." Second, the fellow practitioner: for the practice that follows one's own inclination, and for the practice of ease and bliss, a companion is not necessarily required; but for the practice methods of the Vaipulya and Pratyutpanna samādhis, a good companion is absolutely required, each spurring the other onward, neither sleeping nor growing scattered, making fresh progress day by day; polishing and refining one another like jade, of one mind and equal resolve, as though riding together in a single boat, each honoring and respecting the other as though beholding the World-Honored One himself. This is named "the fellow practitioner." Third, the instructor: one able to expound prajñā, showing the path and what is not the path, resolving with full clarity every inward and outward expedient means, every obstruction and hindrance along the way — skillfully expounding the Dharma, showing, instructing, benefiting, and delighting, gradually breaking through a person's own mind. Toward the various expedient means, once one is oneself able to resolve them with full clarity, one may then practice alone; but so long as obstacles and difficulties remain unfamiliar, one should not yet set the instructor aside. The sūtra says: "Following and studying under a good teacher, one comes to see buddhas as numerous as the sands of the Ganges." This is named "the instructor."

觀心知識者,《大品》云:「佛、菩薩、羅漢是善知識;六波羅蜜、三十七品是善知識;法性、實際是善知識。」若佛菩薩等威光覆育,即外護也。六度、道品是入道之門,即同行也。法性、實際,即是諦理,諸佛所師;境能發智,即教授也。今各具三義:一、如佛威神覆護,即是外護。二、諸佛聖人亦脫瓔珞,著弊垢衣,執除糞器,和光利物,豈非同行?三、諸佛菩薩一音演法,開發化導,各令得解,即是教授。此即具三義也。六度、道品亦具三義:助道名護助;助道發正道,即是外護。正、助合故,即是同行。依此正助不失規矩,通入三解脫門,即是教授。法性亦具三義:境是所師,冥熏密益,即是外護。境智相應,即是同行。未見理時如盲,諦法顯時如目,智用無僻。經言:「修我法者,證乃自知;心無實行,何用問為?」即教授也。此則三三合九句,就前為十二句。前三、次三,是事知識;餘六句,是理知識。若將此約三諦者:入空觀時,眾聖為外護;即空道品為同行;真諦為教授。亦具六事、六理。假、中兩觀,亦復如是。三諦合有三十六番,十八事、十八理。若歷四悉檀,即有眾多知識義也。若能了此知識法門,善財入法界意則可解。此等雖同是知識,依《華嚴》云:「有善知識魔、三昧魔、菩提心魔。」魔能使人捨善從惡,又能化人墮二乘地。若然者,羅漢之人但行真諦,非善知識。若取內祕外現聲聞為知識者,菩薩亦作天龍引入實相,何獨羅漢?此義則通,無非知識。今言魔者,取實羅漢;令人至化城者,即非真善知識,但是半字知識。行半菩提道,損半煩惱;奪、與互明,或知識,或魔也。別教若不得意,不會中道,亦是知識魔也。圓教三種方是真善知識。三昧、菩提心,例此可解云云。

As for the good friend contemplated through the mind: the Larger Sūtra says, "The Buddha, the bodhisattvas, and the arhats are good friends; the six pāramitās and the thirty-seven factors of enlightenment are good friends; the Dharma-nature and the ultimate reality are good friends." If the Buddha and the bodhisattvas, with their majestic light, cover and nurture one, this is precisely the external protector. The six pāramitās and the factors of enlightenment are the very gateway into the path, and are precisely the fellow practitioner. The Dharma-nature and the ultimate reality are precisely the truth of principle itself, that which every buddha takes as teacher; and since this very object is able to give rise to wisdom, this is precisely the instructor. Each of these three, moreover, contains all three senses within itself. First, just as the Buddha's own majestic spiritual power covers and protects one, this is itself the external protector. Second, the buddhas and sages themselves likewise cast off their own jeweled ornaments, don soiled and ragged robes, take up the very vessel for removing dung, tempering their own light to benefit beings — is this not itself the fellow practitioner? Third, the buddhas and bodhisattvas, with a single voice, expound the Dharma, opening, cultivating, guiding, and transforming, each according to their own capacity for understanding — this is itself the instructor. Each of these three, then, already contains all three senses at once. The six pāramitās and the factors of enlightenment likewise contain all three senses: assisting the path is named protecting assistance — assisting the path so as to give rise to the correct path is itself the external protector. Since the correct path and its assistance are joined together, this is itself the fellow practitioner. Relying on this correct path and its assistance without losing the proper measure, penetrating fully into the three gates of liberation, this is itself the instructor. The Dharma-nature, too, contains all three senses: the object itself is that which one takes as teacher, secretly perfuming and imperceptibly benefiting one — this is itself the external protector. Object and wisdom according with one another is itself the fellow practitioner. Before principle is seen, one is as though blind; once the truth of the Dharma is manifest, one is as though gifted with sight, the function of wisdom no longer astray. The sūtra says: "One who cultivates my own Dharma comes to realize it by themselves alone; without any real practice of mind, what use would there be in even asking?" — this is itself the instructor. This yields three sets of three, nine propositions in all; combined with the three given before, twelve propositions altogether. The first three, and the next three, are the good friend in phenomenal terms; the remaining six propositions are the good friend in terms of principle. Applying this to the three truths: on entering the contemplation of emptiness, the assembly of sages is the external protector; the factors of enlightenment identical with emptiness are the fellow practitioner; the real truth itself is the instructor — and this, too, contains six phenomenal and six principled senses. The contemplations of the provisional and of the middle follow the very same pattern. Across the three truths together, this yields thirty-six variants in all, eighteen phenomenal and eighteen principled; and applying this further across the four siddhāntas, the senses of "good friend" multiply still further. Should one be able to fully grasp this gateway of the good friend, the intent behind Sudhana's own entry into the dharma-realm may then be understood. Though all of these are alike called "good friends," the Avataṃsaka Sūtra nonetheless says: "There is the māra of the good friend, the māra of samādhi, and the māra of the bodhi-mind." A māra is able to make a person abandon what is wholesome and follow what is evil, and is also able to transform a person into falling into the stage of the two lesser vehicles. If this is so, then an arhat, practicing only the real truth, would not be a good friend at all. But if one takes the śrāvaka who is inwardly hidden yet outwardly manifest as a good friend, then a bodhisattva, too, may take the form of a deva or a nāga to draw beings into the true mark of reality — why single out the arhat alone? This sense, then, applies universally: there is nothing that is not a good friend. What is here called a "māra" refers to the arhat taken as ultimately real: one who leads a person only as far as the phantom city is not a true good friend at all, but merely a good friend of the half-syllable — practicing half the bodhi path, diminishing half of affliction; taking away and giving are each, in turn, made clear — sometimes a good friend, sometimes a māra. Even the distinct teaching, should one fail to grasp its own intent and fail to meet with the middle way, is likewise a māra of the good friend. Only the perfect teaching's own three kinds of good friend are truly good friends in the full sense. Samādhi and the bodhi-mind may be understood by the very same pattern.

Reading note: This closes the first of the five conditions with the treatise's own most generous and most guarded claim held together at once: "there is nothing that is not a good friend" — buddhas, bodhisattvas, arhats, even the six pāramitās and the Dharma-nature itself, each unpacking into the same three functions of protector, companion, and instructor — and yet a māra can wear the good friend's own face, leading a person only as far as the Lotus Sūtra's phantom city (回, fascicle 1's own governing image for a provisional, Hīnayāna-adjacent goal mistaken for the real one) and no further. The test Zhiyi offers is not the friend's own attainment but the destination reached: "a good friend of the half-syllable" still diminishes affliction, still does real good — it is simply not the whole word.

2. Rebuking the Five Desires 呵五欲

Chinese Source

第二、呵五欲者,謂色、聲、香、味、觸。《十住毘婆沙》云:「禁六情,如縶狗、鹿、魚、蛇、猨、鳥。狗樂聚落,鹿樂山澤,魚樂池沼,蛇樂穴居,猨樂深林,鳥樂依空。六根樂六塵,非是凡夫淺智弱志所能降伏;唯有智慧,堅心正念,乃能降伏。」總喻六根。今私對之:眼貪色,色有質像,如聚落;眼如狗也。耳貪聲,聲無質像,如空澤;耳如鹿也。鼻貪香,如魚也。舌引味,如蛇也。身著觸,如猨也。心緣法,如鳥也。今除意,但明於五塵。五塵非欲,而其中有味,能生行人須欲之心,故言「五欲」。譬如陶師,人客延請,不得就功;五欲亦爾,常能牽人入諸魔境,雖具前緣,攝心難立,是故須呵。

Ru-Yi Translation

Second, rebuking the five desires: these are form, sound, smell, taste, and touch. The Daśabhūmika-vibhāṣā says: "Restraining the six faculties is like tethering a dog, a deer, a fish, a snake, a monkey, and a bird. The dog delights in the settlement; the deer delights in mountains and marshes; the fish delights in ponds and pools; the snake delights in dwelling in its burrow; the monkey delights in the deep forest; the bird delights in relying on open sky. The six faculties delight in the six sense-objects in just this way, and this is not something the ordinary being's own shallow wisdom and weak resolve can ever subdue — only wisdom, together with a firm mind and right mindfulness, is able to subdue it." This is a general simile for the six faculties as a whole. Here, matching them privately, one by one: the eye craves form — form has substance and image, like the settlement — so the eye is like the dog. The ear craves sound — sound has no substance or image, like open marshland — so the ear is like the deer. The nose craves smell, like the fish. The tongue is drawn by taste, like the snake. The body clings to touch, like the monkey. The mind takes dharmas as its object, like the bird. Here, setting the mind aside, only the five sense-objects are discussed. The five sense-objects are not, in themselves, desire — but within them lies a certain savor, able to give rise, in the practitioner, to a mind that craves them — hence they are called "the five desires." It is like the potter: while entertaining a guest, he is unable to attend to his craft; the five desires are exactly the same, ever able to drag a person into every demonic realm — even with every prior condition already fulfilled, gathering the mind proves difficult to establish, and this is exactly why they must be rebuked.

色欲者,所謂赤白長短、明眸善睞、素頸翠眉、皓齒丹脣;乃至依報,紅黃朱紫,諸珍寶物,惑動人心。如《禪門》中所說。色害尤深,令人狂醉;生死根本,良由此也。如難陀為欲持戒,雖得羅漢,習氣尚多,況復具縛者乎?國王耽荒無度,不顧宗廟社󰑶之重,為欲樂故,身入怨國。此間上代,亡國破家,多從欲起。赫赫宗周,褒姒滅之,即其事也。經云:「眾生貪狼於財色,坐之不得道。」《觀經》云:「色使所使,為恩愛奴,不得自在。」若能知色過患,則不為所欺。如是呵已,色欲即息,緣想不生,專心入定。聲欲者,即是嬌媚妖詞、婬聲染語、絲竹絃管、環釧鈴珮等聲也。香欲者,即是欝茀氛氳、蘭馨麝氣、芬芳酷烈郁毓之物,及男女身分等香。味欲者,即是酒肉珍肴、肥膄津膩、甘甜酸辣、酥油鮮血等也。觸欲者,即是冷暖細滑、輕重強軟、名衣上服、男女身分等。此五過患者,色如熱金丸,執之則燒。聲如毒塗鼓,聞之必死。香如憋龍氣,嗅之則病。味如沸蜜,湯舌則爛;如蜜塗刀,舐之則傷。觸如臥師子,近之則齧。此五欲者,得之無厭,惡心轉熾,如火益薪,世世為害,劇於怨賊。累劫已來常相劫奪,摧折色心。今方禪寂,復相惱亂;深知其過,貪染休息。事相具如《禪門》中云云。上代名僧詩云:「遠之易為士,近之難為情;香味頹高志,聲色喪軀齡。」

The desire of form means red and white, long and short, bright and alluring eyes, a fair neck and delicate brows, gleaming teeth and crimson lips — and, further, in terms of one's surroundings, red, yellow, vermilion, and purple, every kind of rare and precious object — all of it bewitching and stirring the human mind, exactly as described in the Chanmen. The harm of form runs especially deep, driving people into a wild intoxication — the very root of birth-and-death lies truly here. Even Nanda, upholding the precepts for the sake of desire, though he attained arhatship, still retained a great deal of habitual tendency — how much more, then, one still fully bound? A king indulging without limit, giving no thought to the weight of his own ancestral shrine and his own state, entering, for the sake of desire's pleasure, even an enemy land in person. In this land, in ages past, the ruin of states and the destruction of families have very often arisen from desire — the resplendent house of Zhou, brought down by Bao Si, is exactly such a case. A sūtra says: "Sentient beings, ravenous with desire for wealth and sensual pleasure, are, on this account, unable to attain the path." The Contemplation Sūtra says: "Enslaved by form, one becomes the slave of affection and attachment, no longer free." Should one be able to know the ill effects of form, one will no longer be deceived by it. Having rebuked it in this way, the desire for form is at once stilled, no further thought of it arising, and the mind, single and undivided, enters samādhi. The desire of sound is precisely alluring, seductive words, licentious voices and defiling speech, the sound of strings and pipes, bracelets, bells, and pendants. The desire of smell is precisely dense, heavy fragrance, the scent of orchid and musk, and every intensely sweet and fragrant substance, together with the natural scent of a man's or woman's own body. The desire of taste is precisely wine and meat, rare delicacies, rich and greasy fare, sweet, sour, and spicy flavors, ghee, oil, and fresh blood. The desire of touch is precisely coolness and warmth, smoothness and softness, lightness and heaviness, firmness and pliancy, fine garments and elegant robes, and the very body of a man or a woman. The ill effect of these five is this: form is like a molten ball of gold — grasp it, and one is burned. Sound is like a drum smeared with poison — hear it, and one surely dies. Smell is like the breath of a venomous dragon — inhale it, and sickness follows. Taste is like boiling honey — pour it on the tongue, and the tongue is scalded raw; or like honey smeared on a blade — lick it, and one is cut. Touch is like a sleeping lion — draw near it, and it bites. These five desires, once obtained, bring no satiety at all — the evil mind only grows more inflamed, like fire fed further fuel, causing harm life after life, fiercer even than a mortal enemy. Across accumulated kalpas, they have ever plundered and seized, breaking and destroying both form and mind alike; and now, just as one turns toward the stillness of meditation, they come once more to trouble and disturb it. Deeply knowing this fault, craving attachment is thereby set to rest. The phenomenal particulars of this are given in full in the Chanmen. A poem by an eminent monk of a former age says: "Kept at a distance, one is easily a gentleman; drawn near, feeling itself grows hard to master — fragrance and flavor bring down the loftiest resolve; sound and form destroy the very span of life."

Reading note: The animal simile for the six faculties is a small masterpiece of economy — dog, deer, fish, snake, monkey, and bird each drawn to their own habitat exactly as each sense is drawn to its own object — and it earns its keep by making the point that follows land harder: the five sense-objects "are not, in themselves, desire," Zhiyi insists, only carrying "a certain savor" that the practitioner's own mind converts into craving. The historical examples (Nanda's persistent habitual tendency despite arhatship, the fall of the Zhou dynasty to Bao Si) are the treatise's characteristic move of grounding a doctrinal point in narrative memory rather than abstraction alone — a technique already familiar from fascicle 2's own extended digression on "north of the Huai River."

Rebuking the Five Desires Through Contemplating the Mind 觀心呵五欲

Chinese Source

觀心呵五欲者,如色欲中滋味無量,謂常無常、我無我、淨不淨、苦樂、空有、世第一義,皆是滋味。故《大論》云:「色中無味相,凡夫不應著。」若謂色是常,是見依色;若色無常、亦常亦無常、非常非無常,是見皆依色。乃至非如去非不如去、非邊非無邊等,是見皆依於色。悉是諍競,執謂是實,戲論破智慧眼,互相是非,為色造業。適有此有,即有生死;如是觀者,增長於欲,非是呵欲。今觀色有無等六十二見,皆依無明。無明無常,生滅不住,速朽之法念念磨滅,無我無主,寂滅涅槃。無明既爾,從無明生,若有、若無等,悉皆無常,寂滅涅槃。既無主我,誰實、誰虛?終不於色起生死業,業謝果亡,是為呵色入空而得解脫。呵色既爾,餘四亦然。是名三藏析法呵五欲也。《中論》指此云「不善滅戲論」也。

Ru-Yi Translation

As for rebuking the five desires through contemplating the mind: within the desire of form alone, there lies boundless savor — permanence and impermanence, self and no-self, purity and impurity, suffering and bliss, emptiness and existence, the mundane and the ultimate — every one of these is itself a savor. Hence the Treatise says: "Within form there is no mark of savor at all — the ordinary being ought not to cling to it." Should one claim form is permanent, this view depends on form; should one claim form is impermanent, or both permanent and impermanent, or neither permanent nor impermanent, every one of these views likewise depends on form. And so on, up through "the Tathāgata goes on" and "the Tathāgata does not go on," "having a boundary" and "having no boundary" — every one of these views, too, depends on form. All of this is contention: clinging to a view and taking it as real, idle discourse breaks the eye of wisdom, each side declaring the other wrong, creating karma for the sake of form. The instant "this" exists, birth-and-death exists — a contemplation of this kind only increases desire; it is not truly rebuking desire at all. Here, contemplating that the sixty-two views of existence, nonexistence, and the rest concerning form all depend on ignorance: ignorance is impermanent, arising and ceasing without remaining fixed, a swiftly decaying dharma crumbling away thought after thought, without a self, without a master — quiescent extinction. Ignorance being thus, whatever arises from ignorance — existence, nonexistence, and the rest — is likewise, every one, impermanent, quiescent extinction. Since there is no master-self at all, who, then, is real, and who is false? In the end, no karma of birth-and-death is ever raised up on account of form at all; karma dissolves, and the fruit vanishes with it — this is rebuking form so as to enter emptiness and attain liberation. Rebuking form being thus, the remaining four follow the very same pattern. This is named rebuking the five desires through the Tripiṭaka teaching's own method of analysis. The Middle Treatise refers to this as "unwholesomely extinguishing idle discourse."

若摩訶衍呵色欲者,體知諸見皆依無明;無明即空,諸見亦即空。故《金剛般若》云:「須陀洹者,名為入流,實不入流,不入色、聲、香、味、觸故。」所以者何?若有色可析,可名入色;色即是空,無色可入,故名不入。既無流可入,即無業果。是名善滅戲論。呵色既爾,餘四亦然。

As for rebuking the desire of form through the Mahāyāna: embodying the knowledge that every view depends on ignorance — ignorance is itself empty, and so every view is itself empty as well. Hence the Diamond Sūtra says: "A stream-enterer is so named because he has entered the stream; and yet, in truth, he has entered no stream at all, since he has not entered form, sound, smell, taste, or touch." Why is this? If there were some form that could be analyzed away, one could then speak of "entering" form; but form is itself already empty, with no form left to enter at all — hence it is named "not entering." Since there is no stream to enter at all, there is no karmic fruit either. This is named skillfully extinguishing idle discourse. Rebuking form being thus, the remaining four follow the very same pattern.

復次,呵色即空者,但入色空,不能分別種種色相,云何能度一切眾生?眾生於色起種種計,即是種種集,招種種苦。苦、集病多,道、滅之藥亦復無量。若欲化他,豈可證空而不觀察?是故知空非空,從空入假,恒沙佛法悉令通達。若不如此,猶名受入色空。今深呵色空,不受不入,廣分別色。雖復分別,但有名字;名字即空,故稱為假。呵色既爾,餘四亦然。

Furthermore, as for rebuking form as simply identical with emptiness: this merely enters the emptiness of form, without being able to distinguish form's own manifold marks — how, then, could one possibly deliver every sentient being? Sentient beings, giving rise to manifold conceptions with regard to form, thereby give rise to manifold accumulations of affliction, and bring about manifold sufferings in turn. Since suffering and its accumulation are so manifold as sicknesses, the remedies of cessation and the path, too, must be equally boundless. Wishing to transform others, how could one possibly realize emptiness alone, without further observation and discernment? Hence, knowing that emptiness is not merely emptiness, one enters the provisional from emptiness, so that the Dharma-teachings, numerous as the sands of the Ganges, may all be penetrated and understood in full. Failing to do this, one is still said to be caught within the mere reception of entering the emptiness of form. Here, deeply rebuking the emptiness of form itself, neither receiving it nor entering it as a final resting place, one broadly distinguishes form in all its particulars. Though one thus makes distinctions, these have only names; and since a name is itself already empty, this is called "the provisional." Rebuking form being thus, the remaining four follow the very same pattern.

又呵色二邊,如《大品》云:「色中無味相,凡夫不應著;色中無離相,二乘不應離。」破色無明、有無等見,是呵其味;破其沈空,是呵其離。若定有味,不應有離;若定有離,不應有味。味不定,故非味;離不定,故非離。不著二邊,即是非味、非離,顯色中道實相。故《釋論》云:「二乘為禪故呵色事,不名波羅蜜。」菩薩呵色,即見色實相;見色實相,即是見禪實相,故名波羅蜜,到色彼岸。到色彼岸,即是見色中道。分別色者,即是見色俗;即色空者,是見色真。如是呵色,盡色源底,成三諦三昧,發三種智慧。深呵於色,為止觀方便,其意在此。呵色既然,餘四亦爾。

Furthermore, rebuking form at both extremes: as the Larger Sūtra says, "Within form there is no mark of savor — the ordinary being ought not to cling to it; within form there is no mark of separation either — the two lesser vehicles ought not to withdraw from it." Breaking through the views of existence, nonexistence, and the rest that arise from ignorance concerning form is rebuking its savor; breaking through sinking into mere emptiness is rebuking its separation. If form definitely possessed savor, there could be no separation from it; if it definitely possessed separation, there could be no savor in it either. Since savor is not fixed, it is not truly "savor"; since separation is not fixed, it is not truly "separation." Clinging to neither extreme is itself neither savor nor separation, revealing the true mark of the middle way within form itself. Hence the Treatise says: "The two lesser vehicles rebuke the phenomenal matter of form for the sake of dhyāna alone — this is not to be called a pāramitā." When the bodhisattva rebukes form, this is itself seeing the true mark of form; and seeing the true mark of form is itself seeing the true mark of dhyāna — hence it is named a pāramitā, reaching the far shore of form itself. Reaching the far shore of form is itself seeing the middle way within form. Distinguishing form in its particulars is itself seeing form as the conventional; form as itself empty is itself seeing form as the real. Rebuking form in this way, reaching all the way to form's own ultimate source, accomplishes the samādhi of the three truths, and gives rise to the three kinds of wisdom. Rebuking form this deeply is precisely the preliminary expedient of calming-and-contemplation — its meaning lies exactly here. Rebuking form being thus, the remaining four follow the very same pattern.

Reading note: Rebuking form is walked through all four teachings in miniature, exactly reprising fascicle 3's own architecture: the Tripiṭaka teaching analyzes form down into ignorance and dissolves it (Zhiyi's own "unwholesomely," since the Middle Treatise reserves that adverb precisely for analysis that stops short of full identity); the shared teaching recognizes form as already empty without needing to break it apart; the distinct teaching refuses to rest in that emptiness, insisting a bodhisattva must still "broadly distinguish form in all its particulars" in order to help beings caught in it; and the perfect teaching holds savor and separation together as a single non-dual mark. The line worth sitting with is the warning against premature emptiness: "how could one possibly realize emptiness alone, without further observation and discernment?" — rebuking desire, done fully, is not supposed to end in withdrawal from the world of form, but in a deepened capacity to act within it.

3. Abandoning the Five Hindrances 棄五蓋

Chinese Source

第三、棄五蓋者,所謂貪欲、瞋恚、睡眠、掉悔、疑。通稱「蓋」者,蓋覆纏綿,心神昏闇,定慧不發,故名為「蓋」。前呵五欲,乃是五根對現在五塵發五識。今棄五蓋,即是五識轉入意地,追緣過去、逆慮未來五塵等法,為心內大障。喻如陶師,身中有疾,不能執作。蓋亦如是,為妨既深,加之以棄。如翦毒樹,如檢偷賊,不可留也。《大品》云:「離欲及惡法。」離欲者,五欲也;如前所呵。惡法者,五蓋也,宜須急棄。

Ru-Yi Translation

Third, abandoning the five hindrances: these are covetousness, ill will, sloth-and-torpor, restlessness-and-remorse, and doubt. They are generally called "hindrances" because they cover over and entangle, darkening the spirit of the mind, so that concentration and wisdom fail to arise — hence the name "hindrance." What came before, rebuking the five desires, concerned the five faculties meeting the five sense-objects as they presently stand, giving rise to the five sense-consciousnesses. Here, abandoning the five hindrances concerns these same five consciousnesses turning inward into the mental sphere, pursuing past sense-objects and anticipating future ones, becoming a great obstruction within the mind itself. It is like the potter: should illness arise within his own body, he is unable to hold to his craft. The hindrances are exactly the same — since the obstruction they cause runs so deep, they must further be abandoned outright, like cutting down a poisonous tree, or apprehending a thief caught in the act — they cannot be allowed to remain. The Larger Sūtra says: "Leaving behind desire and evil dharmas." Leaving behind desire means the five desires, as already rebuked above. The evil dharmas are the five hindrances, which must be urgently abandoned.

此五蓋者,其相云何?貪欲蓋起,追念昔時所更五欲:念淨潔色與眼作對;憶可愛聲髣髴在耳;思悅意香開結使門;想於美味甘液流口;憶受諸觸毛竪戰動。貪如此等麁弊五欲,思想計校,心生醉惑,忘失正念;或密作方便,更望得之。若未曾得,亦復推尋,或當求覓,心入塵境,無有間念。麁覺蓋禪,禪何由獲?是名貪欲蓋相。瞋恚蓋者,追想是人惱我、惱我親、稱歎我怨;三世九惱,怨對結恨。心熱氣麁,忿怒相續;百計伺候,欲相中害,危彼安身。恣其毒忿,暢情為快。如此瞋火燒諸功德,禪定支林豈得生長?此即瞋恚蓋相也。睡眠蓋者,心神昏昏為「睡」;六識闇塞、四支倚放為「眠」。眠名「增心數法」,烏闇沈塞,密來覆人,難可防衛。五情無識猶如死人,但於片息名為「小死」。若喜眠者,眠則滋多,《薩遮經》云:「若人多睡眠,懈怠妨有得;未得者不得,已得者退失。若欲得勝道,除睡、疑、放逸,精進策諸念,離惡功德集。」《釋論》云:「眠為大闇無所見,日日欺誑奪人明;亦如臨陣白刃間,如共毒蛇同室居。如人被縛將去殺,爾時云何安可眠?」眠之妨禪,其過最重。是為睡眠蓋相。

What, then, are the marks of these five hindrances? When the hindrance of covetousness arises, one recalls and pursues the five desires as formerly experienced: recollecting a pure, alluring form, setting it before the eye; remembering some lovely sound, as though echoing still in the ear; thinking of some delightful fragrance, opening the gate to the fetters; imagining some delicious flavor, its sweet juice flowing in the mouth; recalling the sensation of touch, the hair standing on end, trembling. Craving such coarse, corrupting objects of the five desires, weighing and calculating them in thought, the mind grows intoxicated and confused, losing right mindfulness entirely; one may even secretly devise some scheme, hoping to obtain them once more. If one has never yet obtained them, one still searches and seeks them out regardless, the mind entering the dusty sense-realm without a single moment's respite. With awareness this coarse, how could dhyāna itself, hindered as it is, ever be attained? This is the mark of the hindrance of covetousness. As for the hindrance of ill will: one recalls and dwells on how this person troubled me, troubled someone dear to me, or praised an enemy of mine; the nine kinds of vexation across the three times, resentment knotting into hatred. The mind grows hot, the breath coarse, anger continuing on unbroken; scheming a hundred ways, watching for one's chance, wishing to strike at the very heart of the matter, endangering the other's own peace and safety. Indulging this venomous rage, giving free rein to the feeling as though it were a pleasure — a fire of anger like this burns away every merit; how, then, could the very branches and groves of meditative concentration ever grow and flourish? This is the mark of the hindrance of ill will. As for the hindrance of sloth-and-torpor: the spirit of the mind grown dull and heavy is "sloth"; the six consciousnesses darkened and obstructed, the four limbs slack and sprawled, is "torpor." Torpor is named "a mental factor that increases the mind" — dark and murky, sinking and obstructing, it comes secretly to cover a person over, and is difficult to guard against. The five senses, devoid of awareness, are like a dead person — even a brief spell of this is named "a small death." One who delights in sleep finds sleep only growing more excessive. The Sāgaramati Sūtra says: "If a person sleeps to excess, this indolence obstructs whatever might be attained — what has not yet been attained will not be attained, and what has already been attained will be lost again. Wishing to attain the supreme path, one must remove sleep, doubt, and negligence, spurring every thought on with diligence, leaving evil behind and gathering merit." The Treatise says: "Sleep is a great darkness in which nothing is seen, deceiving one day after day, stealing away one's own clarity — it is like standing amid bared blades on the battlefield, or dwelling in the same chamber as a venomous snake. It is like a person already bound, being led away to execution — how, at such a time, could one possibly lie down to sleep in peace?" The obstruction sleep poses to meditation is the gravest fault of all. This is the mark of the hindrance of sloth-and-torpor.

掉悔者,若覺、觀偏起,屬前蓋攝;今覺、觀等起,遍緣諸法,乍緣貪欲,又想瞋恚,及以邪癡。炎炎不停,卓卓無住,乍起乍伏,種種紛紜;身無趣遊行,口無益談笑,是名為「掉」。掉而無悔,則不成蓋。以其掉故,心地思惟謹慎不節。云何乃作無益之事?實為可恥!心中憂悔,懊結繞心,則成悔蓋;蓋覆禪定,不得開發。若人懺悔改往,自責其心而生憂悔。若人禪定,知過而已,不應想著。非但悔故而得免脫,當修禪定清淨之法,那得將悔縈心,妨於大事?故云:「悔已莫復憂,不應常念著;不應作而作,應作而不作。」即是此意。是名掉悔蓋相也。疑蓋者,此非見諦障理之疑,乃是障定疑也。疑有三種:一、疑自,二、疑師,三、疑法。一、疑自者,謂我身底下,必非道器,是故疑身。二、疑師者,此人身口不稱我懷,何必能有深禪好慧?師而事之,將不誤我?三、疑法者,所受之法,何必中理?三疑猶豫,常在懷抱,禪定不發;設發永失。此是疑蓋之相也。五蓋病相如是,棄法云何?

As for restlessness-and-remorse: when discursive thought and reflection arise on their own, one at a time, this belongs to the hindrance discussed above; here, discursive thought and reflection arise together, ranging broadly over every dharma — now dwelling on craving, now imagining ill will, and now on foolish delusion, blazing without pause, restless without any fixed resting place, now arising, now subsiding, tangled in every manner of confusion; the body finds no ease in any posture, the mouth finds no benefit in any idle chatter — this is named "restlessness." Restlessness without remorse does not, by itself, form a hindrance; but because of this very restlessness, the mind, upon reflection, reproaches itself for its own carelessness and lack of restraint — how could one have done something so pointless? — a matter truly shameful. The heart then fills with regret, this remorse coiling and binding the mind, and this becomes the hindrance of remorse, covering over meditative concentration, so that it cannot open and unfold. If a person confesses and reforms past wrongs, rightly reproaching their own mind, this gives rise to appropriate remorse; but if a person is already in meditative concentration, simply recognizing the fault and no more, one should not dwell on it with any further attachment. It is not confession alone that grants release from an offense — one should still cultivate the pure dharma of meditative concentration itself. How, then, could one let remorse continue to bind the mind, obstructing so great a matter? Hence it is said: "Once you have repented, do not dwell on it further with worry; do not continually fix your thoughts on it. What should not have been done was done; what should have been done was left undone." This is exactly that same sense. This is the mark of the hindrance of restlessness-and-remorse. As for the hindrance of doubt: this is not the doubt that obstructs seeing the truth directly, but the doubt that obstructs meditative concentration itself. Doubt is of three kinds: first, doubting oneself; second, doubting one's teacher; third, doubting the Dharma. First, doubting oneself: supposing that one's own person is too base and unworthy ever to be a vessel for the path, and so doubting one's own body. Second, doubting one's teacher: this person's body and speech do not match my own expectations — how could he possibly possess profound meditative concentration and fine wisdom? Should I serve him as my teacher, would he not lead me astray? Third, doubting the Dharma: is what I have received really in accord with the truth? These three doubts, lingering and unresolved, ever held within the heart, prevent meditative concentration from arising; and should it arise regardless, it is quickly lost. This is the mark of the hindrance of doubt. The sicknesses of these five hindrances being as described, how, then, are they to be abandoned?

Reading note: Where the twenty-five conditions as a whole move from external circumstance inward, the shift from the five desires to the five hindrances marks the treatise's own decisive turn inward: the desires were the five senses meeting their objects in the present; the hindrances are those same objects replayed, recombined, and rehearsed entirely within the mind itself, "pursuing past sense-objects and anticipating future ones" with no outward stimulus required at all. The account of restlessness-and-remorse is unusually psychologically exact: remorse is not simply guilt but guilt that has curdled into rumination, and Zhiyi's own remedy is strikingly practical rather than devotional — confess once, feel appropriate remorse once, and then stop, since "it is not confession alone that grants release from an offense," and endless self-reproach becomes its own obstruction to the very practice that would actually resolve it.

Abandoning the Hindrances by Phenomenal Method 棄五蓋 · 事法

Chinese Source

行者當自省察,今我心中何病偏多?若知病者,應先治之。若貪欲蓋重,當用不淨觀棄之。何以故?向謂五欲為淨,愛著纏綿;今觀不淨,膿囊涕唾,無一可欣。厭惡心生,如為怨逐,何有智者當樂是耶?故知此觀治貪之藥;此蓋若去,心即得安。若瞋恚蓋多,當念慈心,滅除恚火。此火能燒二世功德,人不喜見。毒害殘暴禽獸無異,生死怨對累劫不息;即世微恨,後成大怨。今修慈心,棄捨此惡;觀一切人,父母親想,悉令得樂。若不得樂,我當勤心令得安樂,云何於彼而生怨對?作是觀時,瞋心即息,安心入禪。若睡蓋多者,當勤精進策勵身心,加意防擬思惟法相,分別選擇善惡之法,勿令睡蓋得入。又當選擇善惡之心,令生法喜;心既明淨,睡蓋自除。莫以睡眠因緣失二世樂,徒生徒死,無一可獲。如入寶山,空手而歸,深可傷歎!當好制心,善巧防御也。杖、毱、貝、申脚、起星、水洗。若掉散者,應用數息。何以故?此蓋甚利,來時不覺,于久始知。今用數息,若數不成,或時中忘,即知已去,覺已更數。數相成就則覺觀被伏;若不治之,終身被蓋。若三疑在懷,當作是念:我身即是大富盲兒,具足無上法身財寶,煩惱所翳,道眼未開;要當修治,終不放捨。又無量劫來,習因何定?豈可自疑,失時失利?人身難得,怖心難起,莫以疑惑而自毀傷。若疑師者,我今無智,上聖大人皆求其法,不取其人。雪山從鬼請偈,天帝拜畜為師。《大論》云:「不以囊臭而棄其金。」「慢如高山,雨水不停;卑如江海,萬川歸集。」我以法故,復度敬彼。《普超經》云:「人人相見,莫相平相;智如如來,乃能平人。」身子云:「我從今去,不敢復言,是人入生死,是人入涅槃。」即此意也。常起恭敬三世如來,師即未來諸佛,云何生疑耶?若疑法者,我法眼未開,未別是非,憑信而已。佛法如海,唯信能入。《法華》云:「諸聲聞等,非己智分,以信故入。」我之盲瞑,復不信受,更何所歸?長淪永溺,不知出要。和伽利云云。優波笈多教弟子上樹云云。若心信法,法則染心;猶豫狐疑,事同覆器。

Ru-Yi Translation

The practitioner should examine their own mind: which sickness, right now, predominates within it? Knowing one's own sickness, one should treat it first. If the hindrance of covetousness is heavy, one should abandon it by means of the contemplation of impurity. Why is this? Formerly, one took the five desires to be pure, entangled in craving attachment; now, contemplating impurity — pus-filled sacks, mucus, and spittle — there is not a single thing left to delight in. A mind of aversion arises, as though pursued by an enemy — what person of wisdom could still take pleasure in this? Hence it is known that this contemplation is the very medicine that cures covetousness; once this hindrance is gone, the mind at once finds peace. If the hindrance of ill will predominates, one should be mindful of loving-kindness, extinguishing the fire of anger. This fire is able to burn away merit across two lifetimes at once, and no one delights to see it. It is no different from a venomous, cruel beast; the enmity of birth-and-death, once kindled, does not rest for many kalpas — a trivial resentment in this present life becomes a great enmity hereafter. Now, cultivating a mind of loving-kindness, one abandons this evil; contemplating every person with the thought of a father, a mother, a loved one, wishing every one of them to attain happiness. Should they not attain happiness, I myself should diligently strive to bring them ease and joy — how, then, could I give rise to enmity toward them at all? Contemplating in this way, the mind of ill will is at once stilled, and the mind, at ease, enters meditation. If the hindrance of sleep predominates, one should diligently apply effort, spurring on body and mind, deliberately attending to and reflecting on the marks of the Dharma, discerning and selecting between wholesome and unwholesome dharmas, never letting the hindrance of sleep gain entry. One should further select a wholesome mind, giving rise to Dharma-joy; once the mind grows bright and pure of itself, the hindrance of sleep is removed of its own accord. One should not, on account of sleep, lose the joy of two lifetimes at once, living and dying to no purpose, gaining nothing whatsoever — like entering a mountain of treasure and returning with empty hands, a matter deeply to be lamented! One should skillfully govern the mind, guarding against it with well-chosen means: the staff, the ball, the conch-shell, stretching the legs, rousing oneself by starlight, washing with water. If restlessness and distraction predominate, one should apply the counting of the breath. Why is this? This hindrance is exceedingly sharp — it arrives unnoticed, and one only comes to recognize it after it has lingered a long while. Now, using the counting of the breath: should the count fail to be sustained, or lapse partway through, one recognizes at once that it has already slipped away, and, on recognizing this, counts once more. Once the counting is successfully sustained, discursive thought and reflection are thereby subdued; left untreated, one remains covered by this hindrance for one's entire life. If the three kinds of doubt linger in the heart, one should reflect in this way: my own person is like a wealthy man's own blind son, already complete with the peerless treasure of the Dharma-body, merely obscured by affliction, the eye of the path not yet opened — this must simply be cultivated and treated, never abandoned. And across boundless past kalpas, what habituated cause has ever been fixed? How, then, could I doubt myself, and lose both this moment and this benefit? A human body is difficult to obtain, and a mind of true fear is difficult to arouse — one should not, through doubt and confusion, injure oneself in this way. If one doubts one's teacher: I myself now lack wisdom — even the most exalted sages of the past all sought the Dharma itself, not the particular person who taught it. On Snow Mountain, the bodhisattva sought a verse from a demon; Indra, lord of the heavens, bowed before an animal as his own teacher. The Treatise says: "One does not discard the gold on account of the stench of its sack." "Arrogance is like a lofty mountain, where rainwater never pools; humility is like the rivers and seas, where every stream gathers and converges." For the sake of the Dharma, I too should cross over and show reverence to such a teacher. The Sūtra of Universal Transcendence says: "When one person meets another, one should not regard them as equal — only wisdom equal to the Tathāgata's own is truly able to regard another as an equal." Śāriputra said: "From this day forward, I dare no longer say, 'This person enters birth-and-death,' or 'This person enters nirvāṇa.'" This is exactly that same sense. Ever giving rise to reverence toward the buddhas of the three times — since one's own teacher may well be a buddha of the future — how, then, could doubt possibly arise? If one doubts the Dharma: my own Dharma-eye is not yet opened, unable to distinguish right from wrong, relying only on faith for the time being. The Buddhadharma is like the ocean — only faith is able to enter it. The Lotus Sūtra says: "The śrāvakas and the rest, this being beyond their own wisdom, enter through faith alone." If I myself, blind and benighted, still fail to believe and accept it, where else could I possibly turn? Sinking and drowning forever, with no knowledge of the way out — as with Vakkali; as with Upagupta instructing his own disciple to climb a tree. If the mind trusts the Dharma, the Dharma is then able to dye the mind; but hesitation and fox-like suspicion are exactly like an overturned vessel, into which nothing at all can be poured.

問曰:五蓋悉障定不?答:解者不同。或云:「無知是正障。」何者?禪是門戶詮次之法,知無知相乖故,疑、眠蓋是也。或言:「散動是正障。」何者?定散相乖故,掉悔是也。或言:「貪瞋是正障。」何者?禪是柔軟善法,剛柔相乖故,貪瞋是也。如是等,各據不同。今釋不然,五蓋通是障,而隨行者強弱。若人貪欲蓋多,此蓋是正障,餘者是傍。四蓋亦爾。譬如四大,通皆是病,未必俱發;隨其動者,正能殺人。蓋亦應爾,先治於強,弱者自去,禪定得發云云。《十住毘婆沙》云:「若人放逸者,諸蓋則覆心;生天猶尚難,何況於得果?若人勤精進,則能裂諸蓋;諸蓋既裂已,諸願悉皆得。」是名依事法棄蓋也。

Question: do the five hindrances all obstruct meditative concentration equally? Answer: interpreters differ on this point. Some say: "Not-knowing is the true obstruction." Why is this? Because dhyāna is a dharma of gateways and sequences, and knowing runs contrary to not-knowing — hence the hindrances of doubt and sleep are said to be this true obstruction. Others say: "Scattered agitation is the true obstruction." Why is this? Because concentration and scatteredness run contrary to one another — hence restlessness-and-remorse is said to be this true obstruction. Others say: "Covetousness and ill will are the true obstruction." Why is this? Because dhyāna is a gentle, pliant, wholesome dharma, and rigidity runs contrary to gentleness — hence covetousness and ill will are said to be this true obstruction. Each of these positions rests on a different basis. Here, the explanation is otherwise: all five hindrances are, in general, an obstruction, but which one predominates depends on the practitioner's own particular strengths and weaknesses. If a person's hindrance of covetousness is especially heavy, this hindrance is the true obstruction for that person, and the others are secondary. The same holds for the remaining four hindrances in turn. It is like the four physical elements — all of them, in general, are capable of sickness, but not necessarily all flaring up at once; whichever one is stirred into activity is the one truly capable of killing. The hindrances should be understood the very same way: treat first whichever is strongest, and the weaker ones will fall away of themselves, allowing meditative concentration to arise. The Daśabhūmika-vibhāṣā says: "If a person is negligent, the hindrances will cover over the mind — even rebirth in the heavens becomes difficult for such a one, how much more attaining the fruit of the path? But if a person diligently applies effort, they are thereby able to tear the hindrances apart; and once the hindrances are torn apart, every aspiration is, every one, attained." This, then, is abandoning the hindrances by phenomenal method.

Reading note: The five phenomenal remedies pair each hindrance with its own specific antidote rather than one generic technique for all — unclean contemplation for covetousness, loving-kindness for ill will, and, for sleep, a small catalog of concretely physical interventions (a staff, a ball, cold water) that reads as refreshingly unmystical, closer to the Cidi Chanmen's own practical register than to doctrinal exposition. The closing "which hindrance is the true obstruction" debate resolves, characteristically, not by picking a side but by relativizing the whole question to the individual practitioner: there is no universally primary hindrance, only whichever one happens to be "stirred into activity" in a given person, "the one truly capable of killing" — diagnosis before treatment, not a fixed hierarchy of vice.

The Fourfold Analysis and the Eighty-Four Thousand 棄五蓋 · 四分 · 八萬四千

Chinese Source

問:初禪發時,五蓋畢竟盡不?答:此當分別。何者?離三毒為四分。貪瞋癡偏發是三分,不名為等;三分等起,名為等。三毒偏起,是覺觀而非多;三分等起,名覺觀多,即是第四分也。《成論》呼此為「剎那心」。剎那心既通緣三毒,三毒等起,故知剎那之心即是善惡成也。《阿毘曇》明此剎那心起,但是無明無記,善惡未成。何以故?雖通緣三毒,不正屬三毒;既不正屬,那得是善惡?雖非是惡,三毒因之而起,呼此無記為因等起,而不名為善惡。此二論雖異,同是明第四分也。離此四分為五蓋:貪、瞋兩分是兩蓋,開癡分為睡、疑兩蓋,等分為掉悔蓋。若廣開四分,一分則有二萬一千煩惱,四分合有八萬四千。約於苦諦,則是八萬四千法藏;約於集諦,則是八萬四千塵勞門;約於道諦,則是八萬四千三昧陀羅尼等;約於滅諦,則是八萬四千諸波羅蜜。四分法相該深若此;五蓋理應高廣。《阿毘曇》那得判貪止欲界,上地名愛,上亦無瞋?此義已為《成論》所難。若上地輕貪名愛,亦應輕瞋名恚耶?故知覆相抑異,未是通方耳。今釋五蓋,望於四分,通至佛地。

Ru-Yi Translation

Question: when the first dhyāna arises, are the five hindrances thereby exhausted once and for all? Answer: this must be carefully distinguished. Why is this? Setting the three poisons apart yields four parts: covetousness, ill will, and delusion arising individually, each on its own, form three unequal parts; and the three arising together, equally, form the fourth. The three poisons arising individually is discursive thought and reflection, but not to excess; the three arising together, equally, is named excessive discursive thought and reflection, and this is precisely the fourth part. The Satyasiddhi-śāstra calls this "the momentary mind." Since the momentary mind takes all three poisons together as its object, the three poisons arising equally together, it is thereby known that the momentary mind is itself already formed as either wholesome or unwholesome. The Abhidharma clarifies that this momentary mind, on arising, is merely ignorance, an indeterminate state, neither wholesome nor unwholesome yet formed at all. Why is this? Though it generally takes the three poisons as its object, it does not properly belong to any one of the three in particular; and since it does not properly belong to any one, how could it be called either wholesome or unwholesome? Though it is not itself evil, the three poisons arise dependent upon it — this indeterminate state is called the arising cause, and yet is not itself named wholesome or unwholesome. Though these two treatises differ on this point, both alike are clarifying this same fourth part. Setting these four parts apart yields the five hindrances: the parts of covetousness and of ill will are, each, its own hindrance; the part of delusion opens further into the two hindrances of sleep and of doubt; and the part where all three arise equally together becomes the hindrance of restlessness-and-remorse. Should these four parts be broadly expanded further, each single part contains twenty-one thousand afflictions, and the four parts together number eighty-four thousand. In terms of the truth of suffering, these form the eighty-four thousand treasuries of the Dharma; in terms of the truth of its origin, these form the eighty-four thousand gates of worldly affliction; in terms of the truth of the path, these form the eighty-four thousand samādhis and dhāraṇīs; in terms of the truth of cessation, these form the eighty-four thousand pāramitās. The marks of the dharma of these four parts reach this deep and this broad — the principle of the five hindrances should, by the same measure, be understood as equally vast and lofty. How, then, could the Abhidharma judge covetousness as confined to the desire realm alone, naming it merely "attachment" in the higher realms, with no ill will present there at all? This very point has already been challenged by the Satyasiddhi-śāstra: if attachment in the higher realms is merely a lighter form of covetousness, should not a lighter form of ill will likewise still be present there, under some other name? Hence it is known that this covers over the underlying pattern by artificially restricting the term, and is not yet a fully comprehensive account. Here, the five hindrances are explained as extending, in terms of these four parts, all the way through to the stage of buddhahood itself.

Reading note: The number eighty-four thousand, familiar from Buddhist tradition as the count of the Buddha's own teachings, is derived here rather than simply asserted: twenty-one thousand afflictions in each of four parts (covetousness, ill will, delusion, and the three arising equally together), and each of the four then mapped onto one of the Four Noble Truths — suffering as treasuries, origin as gates of affliction, the path as samādhis, cessation as pāramitās. The rhetorical point of the whole passage is a challenge to the Abhidharma's own tidier scheme, which confines ill will to the desire realm alone: Zhiyi's own five hindrances, read this way, are not a beginner's checklist to be cleared once and then left behind, but "extending all the way through to the stage of buddhahood itself" — present, in ever subtler form, at every single stage of the path.

Dull and Sharp Hindrances Across the Teachings 棄五蓋 · 鈍使利使 · 依空依中

Chinese Source

上棄五蓋相,此是鈍使五蓋,止障初禪。初禪若發,此蓋棄盡。常途所論,秖是此意。利使五蓋障於真諦,如前所明空見之人,計所執為實,餘是妄語。乖之則瞋,順之則愛,即貪、瞋兩蓋也;無明闇心,謬有所執,非明審知,即睡眠蓋;種種戲論,見諍無益,即掉悔蓋;即雖無疑,後方大疑。何以故?既執是實,何所復疑?後若被破,心生疑惑。此五覆心終不見諦。呵棄此蓋,蓋去道發,證須陀洹。從初果去,取真為愛;捨思為瞋。思惑未盡為睡;失脫忘念為掉;非無學名疑,故知五蓋障真通至三果。除此五蓋,即是無學。

Ru-Yi Translation

The marks of abandoning the five hindrances given above concern the five hindrances of dull-faculty affliction, which obstruct only the first dhyāna; once the first dhyāna arises, these hindrances are abandoned entirely. This is exactly the sense of the ordinary account given above. The five hindrances of sharp-faculty affliction, however, obstruct the real truth itself: as already explained above, concerning the person who holds the view of emptiness, taking their own fixed position as real and everything else as false speech — running contrary to it gives rise to ill will, according with it gives rise to covetousness; these are precisely the two hindrances of covetousness and ill will. A mind darkened by ignorance, mistakenly holding to some fixed position, lacking clear and thorough knowledge, is precisely the hindrance of sleep. Every kind of idle discourse, disputing over views to no benefit at all, is precisely the hindrance of restlessness-and-remorse. And though there may seem to be no doubt at first, great doubt follows later — why is this? Since one already holds this fixed position as real, what further doubt could there possibly be? But should this position later be refuted, the mind gives rise to doubt and confusion after all. These five, covering the mind, prevent one from ever truly seeing the truth. Rebuking and abandoning these hindrances, once the hindrances are gone, the path arises, and one realizes the fruit of stream-entry. From the first fruit onward, grasping at the real is itself covetousness; abandoning habituated thought is itself ill will; the affliction of habituated thought not yet exhausted is itself sleep; losing hold and forgetting mindfulness is itself restlessness; and not yet an arhat beyond further training is itself doubt. Hence it is known that the five hindrances obstructing the real truth extend all the way through to the third fruit. Once these five hindrances are removed, this is itself the state beyond further training.

復次,依空起蓋,障俗諦理。所以者何?沈空取證,以空為是。譬如貧人,得少便為足,更不願好者。保愛此空,即貪蓋;憎厭生死,捨而不觀,即瞋蓋;無為空寂,不肯照假,乃至不識五種之鹽,名睡蓋;空亂意眾生,非其境界,名掉悔蓋;假智不明,名疑蓋。此蓋不棄,道種智、俗諦三昧終不現前。此蓋若除,法眼明朗。復次,依中起蓋,障於中道。所以者何?菩薩貪求佛法,如海吞流,無有厭足。生名愛法,起順道貪,此名貪蓋;不喜二乘,大樹折枝,不宿怨鳥,是名瞋蓋。無明長遠,設使上地猶有分在,《大論》云「處處說破無明三昧」者,初雖破,後更須破。無智慧明,即睡蓋;菩薩三業雖無失,比佛猶有漏失,名掉悔蓋;初、後理圓,而初心智慧不逮於後,是名疑蓋。此蓋不棄,終不與實相相應;此蓋若除,真如理顯,開佛知見。此五蓋法不局在初心,地地皆有,唯佛究竟八萬四千波羅蜜,具足圓滿,到於彼岸。故《地持》云:「第九離一切見清淨淨禪。」若得此意,蓋相則長,非但欲界而已。

Furthermore, hindrances arising in dependence on emptiness obstruct the principle of the conventional truth. Why is this? Sinking into emptiness and taking this as one's own realization, holding emptiness to be correct — it is like a poor person, content with the least little thing obtained, wishing for nothing better. Cherishing and clinging to this emptiness is itself the hindrance of covetousness; detesting and rejecting birth-and-death, abandoning it without further observation, is itself the hindrance of ill will; taking the unconditioned as quiescent and empty, unwilling to illuminate the provisional, not even recognizing the five kinds of salt, is named the hindrance of sleep; sentient beings confused by emptiness are simply not within its own field of view at all — this is named the hindrance of restlessness-and-remorse; and lacking clarity in the wisdom of the provisional is named the hindrance of doubt. Should these hindrances not be abandoned, the wisdom of the paths and the samādhi of the conventional truth will never manifest at all; once these hindrances are removed, the Dharma-eye grows bright and clear. Furthermore, hindrances arising in dependence on the middle obstruct the middle way itself. Why is this? The bodhisattva craves and seeks the Buddhadharma the way the ocean swallows every stream, never satisfied at all; giving rise to what is named love of the Dharma, giving rise to craving in accord with the path, is named the hindrance of covetousness; taking no delight in the two lesser vehicles, like a great tree with a broken branch that no longer shelters a resentful bird, is named the hindrance of ill will. Ignorance stretches on so long and so far that, even at the higher stages, some remnant still remains — the Treatise says, "everywhere it teaches breaking through the samādhi of ignorance," meaning that though it is broken through at first, it must be broken through again and again thereafter; lacking the clarity of wisdom is itself the hindrance of sleep; though the bodhisattva's three karmic actions are already free of fault, compared to the buddha they still retain some residual imperfection, named the hindrance of restlessness-and-remorse; and though the principle is equally perfect at both the beginning and the end, the beginner's own wisdom does not yet reach that of the one further along, and this is named the hindrance of doubt. Should these hindrances not be abandoned, one never truly accords with the true mark of reality at all; once these hindrances are removed, the principle of suchness is revealed, and the buddha's own knowledge and vision opens. This dharma of the five hindrances is not confined to the beginner alone — it is present at every single stage, and the buddha alone, ultimate and complete with all eighty-four thousand pāramitās in full, perfect and entire, has reached the very far shore. Hence the Yogācārabhūmi says: "The ninth, the pure dhyāna free of every view, in its own purity." Grasping this sense, the marks of the hindrances extend on and on, and are not confined to the desire realm alone.

復次,言語分別邐迆階梯,前鈍利兩蓋是凡夫時所棄;俗諦上蓋,是二乘時所棄;障中道蓋是菩薩時所棄。如此論蓋,後不關初。《地》、《攝》二論師多明此意。果頭之法,不關凡夫,那可即事而修?圓釋不爾。何以得知?若為上地人說,應作法性佛,現法性國,為法性菩薩說之,何意相輔現此三界?為欲度此凡俗故,論此妙法,使其得修。若言不爾,為誰施權?權何所引?若得此意,初心凡夫能於一念圓棄諸蓋。

Furthermore, discussed in terms of sequence, stage by stage: the two hindrances of dull and sharp faculty above are abandoned during the stage of the ordinary being; the hindrance obstructing the conventional truth is abandoned during the stage of the two lesser vehicles; and the hindrance obstructing the middle way is abandoned during the stage of the bodhisattva. Discussed this way, the hindrances of what comes later have no bearing on what comes at the very beginning. The masters of the Dilun and Shelun traditions largely explain the matter in just this way. But since the dharma belonging to the very culmination of the fruit has, on this account, no bearing on the ordinary being at all, how could it possibly be cultivated directly, in the very midst of phenomenal practice? The perfect teaching's own explanation is otherwise. How is this known? If this teaching were meant only for beings of the higher stages, it ought to have been taught as a dharma-nature buddha, manifesting a dharma-nature land, addressed to dharma-nature bodhisattvas alone — why, then, would it appear together with, and manifest within, these very three realms of ours? It is precisely for the sake of delivering these ordinary, worldly beings that this sublime dharma is discussed at all, so that they, too, might be able to cultivate it. Were this not so, for whose sake would the provisional teaching even be bestowed? What could the provisional possibly be drawing anyone toward? Grasping this sense, the beginner, an ordinary being, is able, within a single thought, to abandon every hindrance perfectly and completely all at once.

Reading note: This is the same Dilun-and-Shelun target fascicle 3 argued against on the Four Teachings themselves: a sequential reading in which the perfect teaching's own insight belongs only to advanced bodhisattvas, with no bearing on the beginner. Zhiyi's counterargument here is unusually concrete for so abstract a text — if the perfect teaching's dharma had no bearing on ordinary beings, "it ought to have been taught as a dharma-nature buddha, manifesting a dharma-nature land," addressed only to dharma-nature bodhisattvas, rather than appearing "together with, and manifest within, these very three realms of ours." The fact that the Buddha taught in this world, to beings in this world, is itself the proof that the highest teaching was always meant for beginners too — setting up the extraordinary claim that follows, that a single thought can abandon every hindrance at once.

All Dharmas Converge in the Matter of Desire 棄五蓋 · 一切法趣欲事

Chinese Source

故《大品》云:「一切法趣欲事,是趣不過。欲事尚不可得,何況當有趣不趣?」釋曰:趣即是有,有能趣、所趣故,即辯俗諦。欲事不可得,即是明空;空中無能趣、所趣故,即辯真諦。「云何當有趣非趣?」即是辯中道。當知三諦秖在一欲事耳。今更廣釋,令義易解。云何一切法趣欲事,是趣不過?欲事為法界故,一切法之根本。如初起欲覺,已具諸法;心麁不知,漸漸滑利,不能制御,便習其事。初試歇熱,習之則慣,餐啜叵忘,即便退戒還家,求覓欲境。覓不知足,或偷或劫,或偪或貿,如是等種種求欲而生罪過。若得此境,大須供養,或偷奪求財,或殺生取適。若其富貴,縱心造罪;若其貧窮,惡念亦廣。欲罪既成,適有、此有,則有生死,應遍受果。隨在何道,欲轉倍盛,受胎之微形,世世常增長;十二因緣輪轉無際。當知一切法無不趣欲;欲法界外,更無別法。當知一切五蓋如上說者,於初一念悉皆具足。欲為因緣生法,其義可見也。

Ru-Yi Translation

Hence the Larger Sūtra says: "Every dharma converges in the matter of desire — this convergence goes no further. Since the matter of desire itself cannot be found at all, how much less could there be any further convergence, or non-convergence?" This may be explained as follows: convergence is itself existence, since there is both something that converges and something converged upon — this discusses the conventional truth. The matter of desire being unfindable is itself clarifying emptiness — within emptiness there is neither something that converges nor something converged upon — this discusses the real truth. "How could there be any convergence, or non-convergence?" — this discusses the middle way. One should know that the three truths lie, every one, within this single matter of desire alone. Here, this shall be more broadly explained, so that the sense is easier to grasp. Why does every dharma converge in the matter of desire, this convergence going no further? Because the matter of desire is itself the dharma-realm, the very root of every dharma. When the very first thought of desire arises, every dharma is already, in that instant, complete within it — but the mind, being coarse, does not recognize this, and, growing gradually more slippery and practiced, unable any longer to restrain itself, one falls into habitually indulging the matter. At first one merely samples its heat; grown accustomed to it, one can no longer forget its taste, and one retreats from the precepts and returns home, seeking out its object further still. Seeking it without any sense of satiety, one steals, or robs, or coerces, or trades for it — through manifold means of this kind, seeking desire, one gives rise to manifold transgressions. Once this object is obtained, it must be lavishly maintained — one may steal or plunder to seek the wealth for it, or kill living beings to satisfy it. If wealthy and noble, one indulges the mind and commits crime freely; if poor, evil intention grows equally broad all the same. Once the offense of desire is thus formed, the instant "this" exists, birth-and-death exists, and one must undergo the fruit of it in full. In whatever destiny one finds oneself, desire only grows doubly more intense, the subtle form received at conception growing ever greater, life after life; the twelve links of dependent origination turn on without end. One should know that there is no dharma whatsoever that does not converge in desire; outside the dharma-realm of desire, there is no separate dharma at all. One should know that every one of the five hindrances described above is, already, complete within that very first single thought. That desire is a dharma arisen through causes and conditions — this sense may thus be seen clearly.

云何欲法界空?外五塵求不可得;內意根求不可得;中間意識求不可得。內外合求不可得;離內外求不可得。過去欲緣求不可得;現在欲因求不可得;未來欲果求不可得。橫竪求之,畢竟寂靜,欲即是空。欲空故,從欲所生一切法亦即是空,空亦不可得。是為觀空棄利鈍蓋也。既識己心一欲一切欲,即識一切眾生亦復如是。且置餘道,直就人道種種色像、種種音聲、種種心行、種種依報,各各不同。當知欲因,種別無量。一人因果已自無窮,何況多人?一界如是,況九法界?一法如是,何況百法?譬如對寇,寇是勳本;能破寇故,有大功名,得大富貴。無量貪欲是如來種亦復如是,能令菩薩出生無量百千法門。多薪火猛,糞壞生華;貪欲是道,此之謂也。若斷貪欲,住貪欲空,何由生出一切法門?經云:「不斷五欲能淨諸根。」如是觀時,俗諦五蓋自然清淨。雖能如此,未見欲之實性。實非空,亦復非假。非假故,豈有無量?非空故,豈有寂然?空及假名,是二皆無;無趣,無非趣。無趣者,利鈍兩番五蓋玄除;無非趣,一番五蓋除;得識中道,又一番除。無所斷破,無所棄滅,而四番五蓋一念圓除。破二十五有,見欲實性,名王三昧,具一切法。是名圓觀棄於圓蓋。

How, then, is the desire itself, as the dharma-realm, empty? Sought among the five external sense-objects, it cannot be found; sought within the mental faculty, it cannot be found; sought in the intervening mental consciousness, it cannot be found. Sought in the union of inner and outer, it cannot be found; sought apart from inner and outer both, it cannot be found. Sought as a past condition of desire, it cannot be found; sought as a present cause of desire, it cannot be found; sought as a future fruit of desire, it cannot be found. Sought both horizontally and vertically, it is, in the end, utterly quiescent — desire is itself already empty. Since desire is empty, every dharma arisen from desire is likewise itself already empty, and this very emptiness, too, cannot be found. This is contemplating emptiness so as to abandon the hindrances of both dull and sharp faculty at once. Having thus recognized that one's own single desire is every desire at once, one likewise recognizes that it is exactly the same for every sentient being. Setting the other destinies aside for the moment, and considering the human destiny alone: its manifold forms and images, manifold sounds, manifold mental activities, manifold circumstances of dependent reward, are each, every one, different from the next. One should know that the causes of desire are of boundless variety without limit. A single person's own causation is already inexhaustible — how much more, then, that of many persons together? If a single realm is thus, how much more the nine dharma-realms? If a single dharma is thus, how much more a hundred dharmas? It is like facing down a bandit: the bandit is, in fact, the very root of one's own merit — by being able to defeat the bandit, one attains great renown and great wealth and honor. Boundless covetousness, itself the very seed of the Tathāgata, is exactly the same: it is able to cause the bodhisattva to bring forth boundless hundreds and thousands of Dharma-gates. More fuel makes a fiercer fire; a lotus grows from rotted, ruined filth — "craving and desire are themselves the path" means exactly this. Should one instead cut off covetousness, abiding in the mere emptiness of covetousness, how could every Dharma-gate whatsoever ever be brought forth at all? A sūtra says: "Without cutting off the five desires, one is able to purify the faculties." Contemplating in this way, the hindrances of the conventional truth become pure of their own accord. Yet even while able to do this, one has still not seen the true nature of desire itself. In truth, it is neither empty nor provisional. Since it is not provisional, how could there be any boundless multiplicity to it? Since it is not empty, how could there be any quiescent stillness to it either? Both emptiness and the provisional name alike are absent; there is no convergence, and no non-convergence either. "No convergence" clears away, at a stroke, the two rounds of hindrance, dull and sharp; "no non-convergence" clears away a further single round of hindrance; and coming to recognize the middle way itself clears away yet one more round again. With nothing whatsoever cut off or broken, nothing whatsoever abandoned or extinguished, all four rounds of the five hindrances are cleared away perfectly, within a single thought. Breaking through the twenty-five states of being, seeing the true nature of desire itself — this is named the king-samādhi, complete with every dharma. This is named the perfect contemplation abandoning the perfect hindrance.

Reading note: This is the treatise's boldest single claim about desire in the entire fascicle, and it earns the weight fascicle 2 already placed on "craving is itself the path" (貪欲即是道) — but earns it carefully, through four successive rounds rather than as a shortcut. The bandit simile does real philosophical work: defeating a bandit is precisely what makes "great renown and great wealth and honor" possible, so the bandit is, in an odd but exact sense, the very condition of the honor that follows — exactly how boundless covetousness, met rightly rather than suppressed, becomes "the very seed of the Tathāgata." The passage's own closing warning matters as much as its opening claim: cutting off desire and "abiding in the mere emptiness of covetousness" is explicitly named a failure, not a success — the whole point is arriving at a fourth position where desire is neither indulged nor suppressed but seen through to what it actually is.

The Six Identities Applied to Abandoning the Hindrances 棄五蓋 · 六即

Chinese Source

如此法門,名「理即是」。作如此解,名「名字即是」。初心此觀,名「觀行即是」。如上訶色,即淨眼根;訶聲即淨耳根;訶香即淨鼻根;訶味即淨舌根;訶觸即淨身根;棄五蓋即淨意根。六根淨時,名「相似即是」。三惑破,三諦顯,名「分真即是」。若能盡欲蓋邊底,名「究竟即是」。圓棄欲蓋既爾,棄餘蓋亦然。

Ru-Yi Translation

A gateway of the Dharma of this kind is named "identity in principle." Understanding this explanation is named "identity in name." The beginner's own first contemplation of this kind is named "identity in contemplative practice." As described above, rebuking form purifies the eye faculty; rebuking sound purifies the ear faculty; rebuking smell purifies the nose faculty; rebuking taste purifies the tongue faculty; rebuking touch purifies the body faculty; abandoning the five hindrances purifies the mental faculty. When the six faculties are thus purified, this is named "identity in resemblance." Once the three afflictions are broken and the three truths are revealed, this is named "identity in a portion of the truth." Should one be able to exhaust the very bottom edge of the hindrance of desire completely, this is named "identity in the ultimate." Perfectly abandoning the hindrance of desire being thus, abandoning every remaining hindrance follows the very same pattern.

Reading note: This is the six identities' first reappearance since they closed fascicle 1's own account of the bodhi-mind, and the placement matters: applying the scheme here, to something as unglamorous as sitting with a craving, insists that the six identities are not reserved for grand doctrinal summary but are meant to be run against the most granular unit of actual practice. Read against the closing claim of the previous section — that a single thought can abandon every hindrance "perfectly and completely" — the six identities immediately supply the necessary corrective: being identical with buddhahood "in principle" from the very first thought does not collapse the five further stages of "in name," "in contemplative practice," "in resemblance," "in a portion of the truth," and "in the ultimate" into one moment. Both claims are true at once, which is exactly the discipline the six identities exist to enforce.

4. Regulating the Five Things 調五事

Chinese Source

第四、調五事者,所謂調食、調眠、調身、調息、調心。如前所喻,土水不調,不任為器。五事不善,不得入禪。眠、食兩事,就定外調之;三事,就入、出、住調之。調食者,增病、增眠、增煩惱等食,則不應食也;安身愈疾之物,是所應食。略而言之,不飢不飽,是食調相。《尼揵經》曰:「噉食太過,體難迴動;窳惰懈怠,所食難消,失二世利;睡眠自受苦,迷悶難醒寤。」調眠者,眠是眼食,不可苦節,增於心數,損失功夫;復不可恣。上訶蓋中一向除棄,為正入定障故。此中在散心時從容四大,故各有其意。略而言之,不節、不恣,是眠調相。三事合調者,三事相依不得相離,如初受胎:一、煗,二、命,三、識。煗是遺體之色;命是氣息,報風連持;識是一期心主。託胎即有三事。三事增長,七日一變,三十八七日竟,三事出生,名「嬰兒」;三事停住,名「壯年」;三事衰微,名為「老」;三事滅壞,名為「死」。三事始終不得相離,須合調也。初入定時,調身令不寬不急,調息令不澁不滑,調心令不沈不浮。調麁入細,住禪中;隨不調處,覺當檢校,調使安隱。如調絃入弄,後不成曲,即知絃軫差異,覺而改之。若欲出定,從細至麁,備如《次第禪門》也。若能調凡夫三事,變為聖人三法:色為發戒之由;息為入定之門;心為生慧之因。此戒能捨惡趣凡鄙之身,成辦聖人六度,滿足法身。此息能變散動惡覺,即成禪悅法喜;因禪發慧,聖人以之為命。此心即能改生死心為菩提心,真常聖識。始此三法,合成聖胎。始從初心,終至後心,唯此三法不得相離云云。

Ru-Yi Translation

Fourth, regulating the five things: namely, regulating food, regulating sleep, regulating the body, regulating the breath, and regulating the mind. As already illustrated above, if earth and water are not properly mixed, they cannot serve to form a vessel; if these five things are not well regulated, one cannot enter meditation. Sleep and food are the two regulated apart from formal meditation itself; the remaining three are regulated in entering, sustaining, and emerging from meditation. As for regulating food: whatever increases sickness, increases sleep, or increases affliction should not be eaten; whatever settles the body and cures illness is what should be eaten. Stated briefly, neither hungry nor overfull is the mark of properly regulated food. The Nirgrantha Sūtra says: "Eating to excess makes the body sluggish to move; indolent and lazy, what is eaten becomes difficult to digest, and the benefit of both this life and the next is lost — sleep itself becomes a suffering, one's own confusion difficult to wake from." As for regulating sleep: sleep is food for the eyes, and should be neither harshly restricted, which increases the mental factors and undermines one's own effort, nor indulged without restraint either. What was rebuked outright above, among the hindrances, concerns sleep as a direct obstruction to entering samādhi itself; here, the concern is with the four elements' own natural ease during ordinary waking activity, and so each context carries its own distinct sense. Stated briefly, neither restricted nor indulged is the mark of properly regulated sleep. As for regulating the remaining three together: these three depend on one another, and cannot be separated — just as at the very moment of conception, there are three things: first, warmth; second, life; third, consciousness. Warmth is the very color of the inherited body; life is the vital breath, sustained by the winds of karmic retribution; consciousness is the governing mind of this one lifespan. From the moment of conception, these three things are already present together. As these three things grow, they change once every seven days; once thirty-eight such seven-day periods have passed, the three things come forth into birth, named "infancy"; the three things settling into stability is named "the prime of life"; the three things declining is named "old age"; and the three things dissolving and failing is named "death." From beginning to end, these three things cannot be separated, and must be regulated together. On first entering meditation, one regulates the body so that it is neither too lax nor too tense; one regulates the breath so that it is neither too rough nor too smooth; one regulates the mind so that it is neither too sunken nor too agitated. Regulating the coarse into the fine, one settles into meditation; wherever something remains unregulated, one should notice and examine it, adjusting it until it is at ease. It is like tuning a string before playing a melody — should the melody afterward fail to come together properly, one recognizes that some peg is out of tune, and, recognizing this, corrects it. Should one wish to emerge from meditation, one proceeds from the fine back to the coarse, exactly as given in full in the Cidi Chanmen. Should one be able to regulate these three ordinary things, they are transformed into the sage's own three dharmas: form becomes the very basis from which the precepts arise; breath becomes the very gateway into samādhi; mind becomes the very cause from which wisdom is born. This precept is then able to relinquish the coarse, degraded body of the evil destinies, accomplishing the sage's own six pāramitās, fulfilling the Dharma-body in full. This breath is then able to transform scattered, agitated, unwholesome thought, becoming instead the joy and delight of dhyāna itself; and from dhyāna, wisdom arises, which the sage takes as their own very life. This mind is then able to transform the mind of birth-and-death into the bodhi-mind, the true and constant consciousness of the sage. Beginning from these three dharmas, the sage's own embryo is thereby formed together. From the very first thought to the very last, these three dharmas alone can never be separated from one another.

觀心調五事者,如前法喜禪悅為食也。初觀真諦所生定慧,多為入空,消淨諸法,此是「飢相」。《法華》云「飢餓羸瘦,體生瘡癬」也。第二觀俗諦所生定慧,多是扶俗,假立諸法,名為「飽相」。故云:「歷劫修行恒沙佛法。」是二觀,飢飽不調。中道禪悅法喜,調和中適,無二邊之偏。是名「不飢不飽」云云。調眠者,空觀未破無明,無明與空合,沈空保住,眠相則多。出假分別,伏無明,眠相則少。今中道觀從容,若斷無明,一切善法則無生處,塵勞之儔是如來種,不斷癡愛起諸明脫。若恣無明,無上佛道何由得成?經云:「無明轉,即變為明。」「行於非道,通達佛道。」「無明性、明性,無二無別。」豈可斷無明性,更修明性耶?不住調伏,不住不調伏,即是理觀調眠也。合調三事,即為三番。《大經》云:「六波羅蜜滿足之身。」調如此身,令不寬不急。《大品》云:「樂說辯卒起,是為魔事;不卒起,亦是魔事。」卒起者,卒行六度,是急;卒放捨,是寬。不急不寬,是身調相。調息者,以禪悅法喜、慧命為息。如《大品》云:「般若非利非鈍。」若鈍,名為澁;若利,即名滑;不鈍不利,名息調相。調心者:菩提心難得,是為沈;菩提心易得,名為浮;非難非易,是為調相。

As for regulating the five things through contemplating the mind: as before, Dharma-joy and dhyāna-bliss serve as the food. The concentration and wisdom born of the first contemplation, of the real truth, mostly serve to enter emptiness, dissolving and purifying every dharma — this is "the mark of hunger." The Lotus Sūtra speaks of "hunger and emaciation, the body breaking out in sores and scabs." The concentration and wisdom born of the second contemplation, of the conventional truth, mostly serve to sustain the conventional, provisionally establishing every dharma — this is named "the mark of fullness." Hence it is said: "Cultivating practice across many kalpas, mastering the Dharma-teachings numerous as the sands of the Ganges." These two contemplations, taken alone, are unregulated between hunger and fullness. The Dharma-joy and dhyāna-bliss of the middle way, regulated and harmonized to the exact mean, is free of the bias of either extreme — this is named "neither hungry nor full." As for regulating sleep: so long as the contemplation of emptiness has not yet broken through ignorance, ignorance remains joined with emptiness, sunk into and clinging to emptiness as its own resting place, and the mark of sleep grows abundant. Emerging into the provisional to make distinctions subdues ignorance, and the mark of sleep grows correspondingly slight. Now, the contemplation of the middle way proceeds at ease: should ignorance be cut off outright, every wholesome dharma would then have nowhere left to arise from at all — the very host of worldly afflictions is itself the seed of the Tathāgata, and without cutting off delusion and craving, no clarity or liberation whatsoever could ever arise. But should ignorance instead be indulged without restraint, how could the unsurpassed buddha-path ever be accomplished either? A sūtra says: "Ignorance turned about is itself transformed into clarity." "Practicing what is not the path, one penetrates through to the buddha-path itself." "The nature of ignorance and the nature of clarity are neither two nor separate." How, then, could one possibly cut off the nature of ignorance, and cultivate the nature of clarity as something apart from it? Abiding neither in subjugation nor in the absence of subjugation — this is precisely regulating sleep through the contemplation of principle. Regulating the three things together forms, in turn, three further rounds. The Nirvāṇa Sūtra says: "The body complete with the six pāramitās in full." Regulating a body of this kind, one makes it neither too lax nor too tense. The Larger Sūtra says: "Should the eloquence of joyful preaching arise too suddenly, this is itself a demonic affair; should it fail to arise at all, this too is a demonic affair." Arising too suddenly means practicing the six pāramitās too hastily — this is tension; abandoning them too suddenly is laxity. Neither tense nor lax is the mark of a properly regulated body. As for regulating the breath: dhyāna-joy, Dharma-bliss, and the very life of wisdom itself serve as the breath. As the Larger Sūtra says: "Prajñā is neither sharp nor dull." Should it be dull, this is named roughness; should it be sharp, this is named smoothness; neither dull nor sharp is named the mark of a properly regulated breath. As for regulating the mind: the bodhi-mind difficult to attain is sinking; the bodhi-mind too easily attained is agitation; neither difficult nor easy is the mark of proper regulation.

次約三觀調三事者,以微妙善心為菩提心,如前明四種菩提心。若三藏、通教,為斷結入空,以真為證,此心為沈;若別教,化他出假,分別藥病,廣識法門,發菩提心,此心為浮;若圓教,觀實相理,雙遮雙照,非空故不沈,非假故不浮,發如是心,名為調相。調身者:通教斷惑明六度為急,別教出假分別為寬,中道不依二邊為不寬不急也。調息者:通教慧命入空為滑;別教入假為澁;中道不依二邊為不澁不滑。復次,約三觀各各調者:初觀止身息心為急滑沈,次觀身息心為寬澁浮。若能中適,即成方便,得入真諦也。第二觀止身息心為急滑沈,觀身息心為寬澁浮。能止觀中適,則成方便,發道種智,見俗諦理云云。中道止身息心為急滑沈,觀身息心為寬澁浮。若能中適,止觀從容,即成方便,得入中道見實相理也。行者善調三事,令託聖胎。如即行,心未有所屬,應當勤心和會方便、智度父母,託於聖胎。豈可託地獄三途、人天之胎耶?

Next, as for regulating the three things in terms of the three contemplations: taking the subtle and sublime wholesome mind as the bodhi-mind, as already explained above concerning the four kinds of bodhi-mind — if, as in the Tripiṭaka or shared teaching, one cuts off the fetters to enter emptiness, taking the real as one's own realization, this mind is sinking; if, as in the distinct teaching, one transforms others by emerging into the provisional, distinguishing remedy from sickness, broadly recognizing every Dharma-gate, and thereby gives rise to the bodhi-mind, this mind is agitation; if, as in the perfect teaching, one contemplates the principle of the true mark of reality, obstructing both extremes and illuminating both at once, neither sinking, since it is not mere emptiness, nor agitated, since it is not mere provisional — giving rise to a mind of this kind is named the mark of proper regulation. As for regulating the body: in the shared teaching, cutting off affliction and clarifying the six pāramitās is tension; in the distinct teaching, emerging into the provisional to make distinctions is laxity; the middle way, depending on neither extreme, is neither lax nor tense. As for regulating the breath: in the shared teaching, the life of wisdom entering emptiness is smoothness; in the distinct teaching, entering the provisional is roughness; the middle way, depending on neither extreme, is neither rough nor smooth. Furthermore, regulating each in terms of the three contemplations individually: the first contemplation's own calming of body, breath, and mind is tension, smoothness, and sinking; its own contemplation of body, breath, and mind is laxity, roughness, and agitation. Should one be able to strike the exact mean between them, this becomes the preliminary expedient by which one is able to enter the real truth. The second contemplation's own calming of body, breath, and mind is likewise tension, smoothness, and sinking; its own contemplation of body, breath, and mind is laxity, roughness, and agitation. Able to strike the exact mean between calming and contemplation, this becomes the preliminary expedient giving rise to the wisdom of the paths, seeing the principle of the conventional truth. The middle way's own calming of body, breath, and mind is likewise tension, smoothness, and sinking; its own contemplation of body, breath, and mind is laxity, roughness, and agitation. Should one be able to strike the exact mean between them, calming and contemplation both at ease, this becomes the preliminary expedient by which one is able to enter the middle way and see the principle of the true mark of reality. The practitioner, skillfully regulating these three things, thereby entrusts them to the sage's own embryo. Should one practice without the mind yet having any fixed allegiance, one should diligently apply the mind to reconciling expedient means with the wisdom that carries one across, as father and mother, entrusting oneself to the sage's own embryo. How, then, could one possibly entrust oneself instead to the embryo of hell, of the three evil destinies, or even of the ordinary human and heavenly realms?

Reading note: The embryology here is not decorative — warmth, vital breath, and consciousness present together "from the very moment of conception" gives Zhiyi a physiological warrant for insisting body, breath, and mind can never be regulated in isolation from one another, only together, exactly as they arose together. The tuning-a-string simile catches something practically true about meditation that abstract instruction alone cannot: one does not know in advance which peg is out of tune, only that the melody fails to come together, and adjustment is diagnostic rather than prescriptive — "wherever something remains unregulated, one should notice and examine it." The chapter's closing image of the "sage's own embryo" quietly answers the question implicit in fascicle 1's own account of giving rise to the bodhi-mind: what does the practitioner actually become, moment to moment, while cultivating it? Not yet a sage, but something already gestating toward one.

5. Practicing the Five Methods 行五法

Chinese Source

第五、行五法者,所謂欲、精進、念、巧慧、一心。前喻陶師,眾事悉整,而不肯作、作不殷勤、不存作法、作不巧便、作不專一,則事無成。今亦如是,上二十法雖備,若無樂欲希慕、身心苦策、念想、方便、一心決志者,止觀無由現前。若能欣習無厭、曉夜匪懈、念念相續、善得其意、一心無異,此人能進前路。一心譬船柁,巧慧如點頭,三種如篙櫓,若少一事則不安隱。又如飛鳥,以眼視,以尾制,以翅前。無此五法,事禪尚難,何況理定?當知五法通為小大、事理而作方便也。

Ru-Yi Translation

Fifth, practicing the five methods: namely, aspiration, effort, mindfulness, skillful wisdom, and one-mindedness. As illustrated above with the potter: though every other matter is fully arranged, if he is unwilling to work, or works without diligence, or fails to keep the proper method in mind, or works without skill, or works without full concentration, nothing at all will be accomplished. Here it is exactly the same: though the twenty methods above are all fully in place, without a joyful aspiration and longing, without the body and mind spurred on through hardship, without mindfulness, skillful means, and a resolute one-mindedness, calming-and-contemplation has no way to manifest at all. But should one be able to delight in this practice without ever tiring of it, unflagging morning and night, thought following thought without a break, skillfully grasping its true sense, the mind single and unwavering — such a person is able to advance further along the path. One-mindedness is like the rudder of a boat; skillful wisdom is like the boatman nodding the way; the remaining three are like the pole and the oar — lacking even one of these, the boat cannot travel safely. It is also like a bird in flight: seeing with its eyes, steering with its tail, advancing with its wings. Without these five methods, even mundane dhyāna is difficult to attain — how much more, then, the meditative concentration of principle itself? One should know that these five methods generally serve as the preliminary expedient for both the lesser and the great vehicle alike, for both phenomenal and principled practice alike.

《成論》用四支為方便,一心為定體。若然者,四禪皆有一心,一心無異,云何判四禪之別?今不用此。若《瓔珞》云:「五支皆方便,第六默然為定體。」四禪俱有默然,亦難分別。若《毘曇》,用五法為方便,五支皆為定體,所以有四禪通別之異。一心為通體,初支為別體,故云覺觀俱禪乃至捨俱禪。別支與一心同起,得簡一心有深淺異。《釋論》同此說,今亦用之。

The Satyasiddhi-śāstra takes the four branches as the preliminary expedient, and one-mindedness as the very essence of samādhi itself. If this is so, then since every one of the four dhyānas alike possesses one-mindedness, and one-mindedness itself admits no distinction, how could the four dhyānas possibly be distinguished from one another at all? Here, this scheme is not adopted. The Yingluo Sūtra says: "The five branches are all preliminary expedients, and the sixth, silence, is the very essence of samādhi." Yet since every one of the four dhyānas alike possesses this same silence, this too proves difficult to distinguish. The Abhidharma, however, takes the five methods as the preliminary expedient, with all five branches together forming the essence of samādhi — and this is exactly why the four dhyānas can be distinguished, both in general and in particular. One-mindedness forms the essence held in common across all four; the very first branch forms the essence distinguishing each one individually — hence it is said that the first dhyāna is "the dhyāna accompanied by both discursive thought and reflection," on through "the dhyāna accompanied by equanimity" for the fourth. Each distinguishing branch arises together with one-mindedness itself, and it is by this that one-mindedness itself may be distinguished as deeper or shallower. The Treatise agrees with this same account, and it is this scheme that is adopted here as well.

Reading note: The boat and the bird are two different models of how these five methods cohere, and the difference matters: the boat's rudder and boatman suggest deliberate steering, while the bird's eyes, tail, and wings suggest something closer to a single integrated instinct — and the treatise wants both images held at once, since practicing the five methods must be simultaneously effortful and unified. The brief survey of rival treatises on where exactly "the essence of samādhi" resides is a reminder that even a text this systematic is still visibly working within, and against, a live scholastic debate — Zhiyi does not simply assert his own scheme but shows his work, and shows why the alternatives fail to actually distinguish the four dhyānas from each other.

The Five Methods, Explained Four Ways 行五法 · 四番釋

Chinese Source

《論》文解五法者:欲者,欲從欲界到初禪。精進者,欲界難過,若不精進,不能得出;如叛還本國,界首難度。故論云:「施、戒、忍,世間常法;如客主之禮,法應供給。見作惡者被治,不敢為罪,或少力故而忍,故不須精進。今欲生般若,要因禪定,必須大精進;身心急著,爾乃成辦。如佛說血肉脂髓皆使竭盡,但令皮骨在,不捨精進,乃得禪定、智慧。」得是三事,眾事皆辦。是故須大精進也。念者,常念初禪,不念餘事。慧者,分別初禪尊重可貴;欲界欺誑可惡。初禪為攀上勝、妙、出;欲界為厭下苦、麁、障。因果合論,則有十二觀。若依此言,與外道六行同。但外道專為求禪;今佛弟子用邪相入正相,無漏心修,還成正法,是為巧慧。一心者,修此法時一心專志,更不餘緣;決定一心,非是入定一心也。

Ru-Yi Translation

The Treatise's own text explains these five methods as follows. Aspiration: the aspiration to pass from the desire realm into the first dhyāna. Effort: the desire realm is difficult to pass beyond, and without effort, one cannot escape it at all — like a rebel attempting to return to his own former kingdom, the very border of the realm is the hardest passage of all. Hence the Treatise says: "Giving, upholding the precepts, and forbearance are the ordinary, constant dharmas of the world — like the etiquette between host and guest, the Dharma naturally provides for them. Seeing wrongdoers punished, one dares not commit an offense oneself, or, lacking the strength for it, simply forbears — and so no great effort is required for these alone. But now, wishing to give rise to prajñā, one must rely on meditative concentration as the necessary cause, and this absolutely requires great effort — body and mind pressing urgently forward, and only then is it accomplished. As the Buddha himself said: though blood, flesh, fat, and marrow should all be exhausted entirely, leaving only skin and bone remaining, one must never abandon this effort — only then are meditative concentration and wisdom finally attained." Having obtained these three things together, every undertaking is thereby accomplished — this is exactly why great effort is required. Mindfulness: constantly mindful of the first dhyāna, giving thought to nothing else at all. Wisdom: distinguishing that the first dhyāna is honorable and precious, while the desire realm is deceptive and detestable — the first dhyāna is grasped as superior, sublime, and a true escape; the desire realm is despised as inferior, suffering, coarse, and an obstruction. Considered together in terms of cause and fruit, this yields twelve modes of contemplation in all. Following this account alone, it would resemble the six practices of the non-Buddhist paths — but the non-Buddhist paths pursue dhyāna exclusively for its own sake, whereas the Buddha's own disciples here use what resembles a deviant mark to enter the true mark instead, cultivating with an uncontaminated mind, so that it becomes, in the end, the true Dharma after all — and this is precisely skillful wisdom. One-mindedness: cultivating this method with a mind single and wholly devoted, with no further distraction at all — this is a resolute one-mindedness, not merely the one-mindedness of having entered samādhi itself.

復次,欲者,欲從生死而入涅槃。精進者,不雜有漏名「精」;一向專求名「進」。念者,但念涅槃寂滅,不念餘事。巧慧者,分別生死過患,賢聖所呵;涅槃安樂,聖所稱歎。一心者,決定怖畏,修八聖道,直去不迴。是為方便而得入真。復次,欲者,欲廣化眾生,成就佛法。精進者,雖眾生性多,佛法長遠,誓無退悔。念者,悲心徹骨,如母念子。方便者,巧知諸病,明識法藥,逗會適宜。一心者,決定化他,誓令度脫,心不異、不二。

Furthermore, aspiration: the aspiration to pass from birth-and-death into nirvāṇa. Effort: not mixing in any contaminated state is named "essential exertion"; single-mindedly and exclusively pursuing this goal is named "advancing." Mindfulness: mindful only of the quiescent extinction of nirvāṇa, giving thought to nothing else at all. Skillful wisdom: distinguishing the ills and dangers of birth-and-death, rebuked by the worthy and the sage, against the ease and bliss of nirvāṇa, praised by the sage. One-mindedness: resolutely fearful of birth-and-death, cultivating the eightfold noble path, going straight forward without turning back. This is the preliminary expedient by which one is able to enter the real. Furthermore, aspiration: the aspiration to broadly transform sentient beings, bringing the Buddhadharma to accomplishment. Effort: though the nature of sentient beings is so manifold, and the Buddhadharma so vast and distant, one vows never to retreat or regret the undertaking. Mindfulness: a compassion that pierces to the very marrow, like a mother's own mindfulness of her child. Skillful means: skillfully knowing every sickness, clearly recognizing the Dharma-medicine for it, matching remedy to occasion exactly as fitting. One-mindedness: resolutely transforming others, vowing to bring about their deliverance, the mind neither wavering nor divided.

復次,欲者,如薩陀波崙欲聞般若,不自惜身命。精進者,為聞般若故,七日七夜閑林悲泣;七歲行立不坐不臥。念者,常念我何時當聞般若,更無餘念。巧慧者,雖有留難,留難不能難。如賣身,魔不能蔽;隱水,更能刺血。轉魔事為佛事,即巧慧。一心者,決志不移,不復二念也。

Furthermore, aspiration: as with Sadāprarudita, who wished to hear prajñā and spared not even his own body or life for it. Effort: for the sake of hearing prajñā, he wept in a quiet forest for seven days and seven nights; for seven years he stood and walked, never sitting, never lying down. Mindfulness: constantly mindful of when he might come to hear prajñā, with no other thought at all. Skillful wisdom: though obstacles and difficulties arose, no obstacle was ever able to truly obstruct him — as when he sold his own body, māra was unable to conceal it from him; and, hiding water from him, he was still able to pierce his own flesh and draw blood instead. Turning every demonic obstruction into an occasion for the Buddhadharma is precisely skillful wisdom. One-mindedness: a resolve that never wavered, never again giving rise to a second thought.

Reading note: Running the same five terms through four increasingly demanding registers — a monk pursuing the first dhyāna, a practitioner fleeing birth-and-death, a bodhisattva transforming others, and finally Sadāprarudita weeping in a forest for seven days for the mere chance to hear prajñā — is the chapter's own quiet argument that "effort" and "one-mindedness" are not fixed psychological states but scale with the size of what is being sought. Sadāprarudita's story (already a touchstone across the Prajñāpāramitā literature) earns its place here as the extreme case: a resolve so total that even māra's own interference is simply absorbed and "turned into an occasion for the Buddhadharma" rather than treated as a setback at all.

Closing the Twenty-Five Conditions 結成二十五法

Chinese Source

復次,重說欲者,欲從二邊正入中道。不雜二邊為「精」;任運流入為「進」。繫緣法界,一念法界為「念」。修中觀方便名「善巧」。息於二邊,心水澄清,能知世間生滅法相;不二其心,清淨常一,能見般若也。此二十五法,通為一切禪、慧方便。諸觀不同,故方便亦轉。譬如曲弄既別,調絃亦別。若細分別,則有無量方便。文繁不載,可以意得。今用此二十五法為定外方便,亦名「遠方便」。因是調心,豁然見理。見理之時,誰論內外?豈有遠近?《大品》云:「非內觀得是智慧;非外觀、非內外觀;不離外觀、不離內觀及內外觀;亦不以無觀,得是智慧。」今且約此明外方便也。然不可定執而生是非。若解此意,沈浮得所,內外俱成方便;若不得意,俱非方便也。

Ru-Yi Translation

Furthermore, speaking once more of aspiration: the aspiration to pass directly from the two extremes into the middle way. Not mixing in either extreme is "essential exertion"; flowing effortlessly onward is "advancing." Binding one's object to the dharma-realm, a single thought upon the dharma-realm itself, is "mindfulness." Cultivating the preliminary expedient of the contemplation of the middle is named "skillful means." Stilling both extremes, the water of the mind grown clear and pure, one is able to know the marks of arising and ceasing throughout the mundane world; the mind no longer divided in two, pure and ever one, one is able to see prajñā itself. These twenty-five methods generally serve as the preliminary expedient for every kind of dhyāna and wisdom alike. Since contemplations differ from one another, their preliminary expedients, too, shift accordingly — just as different melodies require the strings to be tuned differently for each. Examined in fine detail, the preliminary expedients are truly without limit; the text grows too voluminous to record them all, and the sense may be grasped without further elaboration. Here, these twenty-five methods are taken as the preliminary expedient apart from formal samādhi itself, also named "the remote expedient." Through this, one regulates the mind, and, all at once, sees principle clearly. At the moment principle itself is seen, who could still speak of inward or outward at all? How could there be any remote or near left to distinguish? The Larger Sūtra says: "It is not through inward contemplation that this wisdom is attained; nor through outward contemplation, nor through contemplation both inward and outward; and yet it is not apart from outward contemplation, not apart from inward contemplation, nor apart from contemplation both inward and outward either; nor, again, is this wisdom attained through the complete absence of contemplation." Here, this passage is used, for the moment, to clarify the outward expedient. Yet one should not cling fixedly to any one position and thereby give rise to contention over right and wrong. Should one grasp this sense, sinking and floating each find their proper place, and inward and outward alike become the preliminary expedient together; but failing to grasp it, neither one is the preliminary expedient at all.

Reading note: This closes the entirety of topic six, and its own final gesture is characteristic of the whole fascicle: having just spent so much space distinguishing the remote expedient from the near, the inward contemplation from the outward, Zhiyi ends by warning against clinging fixedly to any of these very distinctions he has just drawn. The quotation from the Larger Sūtra — wisdom attained neither through inward contemplation, nor outward, nor their combination, and yet not apart from any of them either — is the same tetralemma structure that closed fascicle 3's own account of the provisional and the real, now applied one final time to the twenty-five conditions themselves: even so practical and painstakingly detailed a training scheme is, in the end, only scaffolding, to be seen through rather than mistaken for the building itself.

Status of this page: Fascicle 4 of the Mohe Zhiguan is now translated in full, spanning both the upper and lower halves of the fascicle (卷第四上 and 卷第四下). This entire fascicle is devoted to a single topic of Zhiyi's own ten-section outline: topic six, the preliminary expedients (方便), given here as the celebrated twenty-five preliminary conditions (二十五法) in full — fulfilling the five conditions (purity in upholding the precepts, with its four sub-parts of listing the precepts, upholding them, their marks of violation, and confession and purification; sufficiency of robes and food; dwelling in a quiet place; cessation of entanglements; and obtaining a good friend), rebuking the five desires, abandoning the five hindrances (including the fourfold analysis of the eighty-four thousand afflictions and the extended contemplation of how every dharma converges in the matter of desire), regulating the five things, and practicing the five methods, explained in four successive registers culminating in the story of Sadāprarudita. Topic seven, the actual practice (正修止觀, including the famous ten objects of contemplation), and topics eight through ten — fruits and rewards (果報), the teachings that arise from it (起教), and where it all ultimately leads (旨歸) — remain to be translated, beginning with fascicle 5 of the CBETA source.