Part 1 of 9 · Chapter 1 · 16 verses

The Eight Negations, and the Four Conditions

Examining Conditions觀因緣品第一

Nāgārjuna opens by bowing to the Buddha in eight negations — not arising, not ceasing, not permanent, not annihilated, not identical, not different, not coming, not going — and then spends the rest of the chapter showing that nothing can be found to arise: not from itself, not from another, not from both, not from nothing at all. The Abhidharma's four conditions, the most careful causal machinery Buddhism had yet built, are taken apart one by one.

Translator: Ru-Yi Meditation Center Source: Taishō T1564 · Kumārajīva, 409 CE Commentary: Piṅgala (青目), translated with the root text Reading notes: Ru-Yi, original

About This Translation

The Mūlamadhyamakakārikā — the Root Verses on the Middle Way, known in Chinese simply as the 《中論》, the Middle Treatise — is Nāgārjuna's foundational work, and arguably the single most consequential philosophical text in Buddhism. Twenty-seven chapters, 446 verses, and not one of them tells you what reality is. Every one of them takes away something you thought you knew.

The Chinese below is Kumārajīva's translation of 409 CE (鳩摩羅什, Taishō T1564). It has a feature the Sanskrit does not: after each root verse it carries a prose commentary by an Indian teacher the Chinese sources call Piṅgala (青目, "Blue Eyes"), translated by Kumārajīva in the same sitting as the verses themselves. Because both layers came into Chinese together in 409, and because both have been in the public domain for sixteen centuries, this page translates both — root verse and ancient commentary — as the text proper, rather than translating the bare verses and leaving the reader to guess at the arguments compressed inside them.

That decision matters more here than in most texts. Nāgārjuna's verses are dense to the point of opacity: four lines of five characters each, often stating only the conclusion of an argument whose premises are left for the reader to reconstruct. Piṅgala supplies the premises. He is not a modern voice and does not try to be — he argues with the Abhidharma scholastics of his own day, in their vocabulary, about problems they cared about. But he is close to Nāgārjuna in time, and he is what Chinese Buddhism actually read for sixteen hundred years when it read the Middle Treatise.

The reading notes that follow each passage are Ru-Yi's own, written for this page. They are not translations of any modern commentary, and they are not attributed to any modern teacher. Their job is to say what a passage is doing and why it should matter to someone reading it in English today. See also this site's note on translation method, and — for Candrakīrti's later guide into this text — the Madhyamakāvatāra reading notes.

The Text

1. The Homage: Eight Negations

The treatise opens where Indian treatises conventionally open, with verses of homage to the Buddha. But Nāgārjuna uses the homage to state his entire position before he has argued for any of it — and what he praises the Buddha for is not a miracle, a lineage, or a heaven. It is a teaching: that things arise dependently, and that seeing this quiets the mind's endless manufacture of concepts.

Root Verses 1–2 · 頌

不生亦不滅, 不常亦不斷,

不一亦不異, 不來亦不出。

能說是因緣, 善滅諸戲論,

我稽首禮佛, 諸說中第一。

Ru-Yi Translation

Neither arising nor ceasing,

neither permanent nor annihilated,

neither identical nor different,

neither coming nor going out —

 

whoever can teach this, dependent arising,

the good quieting of all elaboration:

to him, the Buddha, I bow my head,

first among all who have taught.

Reading note — Ru-Yi

These eight words of negation — the 八不, the "eight nots" — are the most famous line in Madhyamaka, and the whole treatise is in some sense their unpacking. Notice that they come in pairs, and that each pair closes a door on both sides. Not arising, and also not ceasing. Not permanent, and also not annihilated. This is not a list of eight separate denials but four doors shut, and each door had two handles.

The reason for the pairing is the reason the school is called the Middle Way. A reader who is told "things do not truly arise" will reach immediately for the opposite: then nothing is there, and nothing happens. Nāgārjuna's verse blocks that reach in the same breath. Every negation here comes with a second negation aimed squarely at where the mind will flee once the first one lands. There is no shore on either side to swim to; that lack of a shore is the point.

The word carrying the most weight in the second verse is 戲論 — Sanskrit prapañca, rendered in English as "conceptual elaboration," "proliferation," sometimes "fabrication." It names the mind's habit of spinning out ever finer categories and then mistaking the categories for the world: this is a self, that is other, this is mine, that is a thing with a fixed nature that will still be that thing tomorrow. Nāgārjuna praises the Buddha not for having explained the universe but for having stopped something — for putting the machinery down. The whole of the Middle Treatise is an exercise in that stopping, carried out with what can feel like relentlessness. It is relentless on purpose. The machinery is very good at restarting.

2. Why This Treatise Was Written

Before commenting on a single word, Piṅgala stops to answer a question no reader thinks to ask: why write this at all? His answer names the actual intellectual landscape of second-century India — and then, in its second half, turns to something more uncomfortable.

Commentary · 青目釋

問曰:何故造此論?

答曰:有人言萬物從大自在天生、有言從韋紐天生、有言從和合生、有言從時生、有言從世性生、有言從變生、有言從自然生、有言從微塵生。有如是等謬故,墮於無因、邪因、斷常等邪見,種種說我我所,不知正法。佛欲斷如是等諸邪見令知佛法故,先於聲聞法中說十二因緣,又為已習行有大心堪受深法者以大乘法說因緣相,所謂一切法不生不滅、不一不異等,畢竟空、無所有。如《般若波羅蜜》中說:佛告須菩提:「菩薩坐道場時,觀十二因緣,如虛空不可盡。」

佛滅度後,後五百歲像法中,人根轉鈍、深著諸法,求十二因緣、五陰、十二入、十八界等決定相,不知佛意,但著文字,聞大乘法中說畢竟空,不知何因緣故空,即生疑見:若都畢竟空,云何分別有罪福報應等?如是則無世諦、第一義諦。取是空相而起貪著,於畢竟空中生種種過。龍樹菩薩為是等故,造此中論。

Ru-Yi Translation

Question: Why was this treatise composed?

Answer: Some say the ten thousand things are born from Maheśvara; some say from Viṣṇu; some say from a combination of elements; some say from Time; some say from primordial nature; some say from transformation; some say from spontaneity; some say from atoms. Because of errors like these, people fall into wrong views — that there is no cause at all, that the cause is something it is not, that things are cut off at death, that things last forever — and they speak in every sort of way of a self and of what belongs to a self, not knowing the true Dharma. Wishing to cut off wrong views of this kind and let people know the Buddha-dharma, the Buddha first taught the twelve links of dependent arising within the śrāvaka teaching; and then, for those who had already practiced and had the great mind, able to receive the deep Dharma, he taught the character of dependent arising by way of the Great Vehicle — namely, that all things neither arise nor cease, are neither identical nor different, and so on: ultimately empty, without anything at all. As it says in the Prajñāpāramitā: the Buddha told Subhūti, "When a bodhisattva sits at the place of awakening and contemplates the twelve links of dependent arising, it is like empty space — it cannot be exhausted."

After the Buddha's final passing, in the five hundred years of the semblance Dharma, people's faculties grew duller and they clung deeply to things, hunting for fixed characteristics in the twelve links, the five aggregates, the twelve sense-fields, the eighteen elements. Not knowing the Buddha's intention, they held only to his words. And when they heard the Great Vehicle's teaching of ultimate emptiness, they did not know for what reason things are empty, and doubt arose in them: if everything is ultimately empty, how can one still distinguish wrongdoing from merit, or an act from what it ripens into? On such a view there would be neither conventional truth nor ultimate truth. Seizing on this mark of emptiness, they gave rise to craving and clinging, and produced every sort of fault inside ultimate emptiness itself. It was for people such as these that the bodhisattva Nāgārjuna composed this Middle Treatise.

Reading note — Ru-Yi

The list of eight rival origin-stories is not a straw man. It is a fair map of what educated Indians in Nāgārjuna's world actually believed. Maheśvara is Śiva and Viṣṇu is Viṣṇu — the two great theistic options. "Primordial nature" (世性, prakṛti) is the Sāṃkhya school's unmanifest substrate out of which everything unfolds. "Atoms" (微塵) is Vaiśeṣika particle theory. "Time" is a school that made Kāla the world's sole cause; "spontaneity" (自然) is the position that things simply have the natures they have, with no further explanation available. Nāgārjuna is writing in a crowded room, and everyone in it has a theory of where things come from.

But look at where the paragraph goes in its second half, because this is the passage's real news. The people the treatise is written for are not the Śaivas or the atomists. They are Buddhists. They are the ones who took the Buddha's analytical lists — the aggregates, the sense-fields, the elements, the twelve links — and went looking inside them for 決定相, "fixed characteristics": real, findable, self-standing units that the analysis finally bottoms out in. Then, hearing that all of it is empty, and having no idea why it should be, they drew the obvious catastrophic conclusion — that emptiness cancels morality, that if nothing is really there then nothing anyone does really matters.

And then the sentence that should stop any reader who has ever enjoyed the word "emptiness": seizing on this mark of emptiness, they gave rise to craving and clinging. Emptiness had become one more thing to have. Piṅgala's diagnosis is that the Middle Treatise exists because a medicine had been turned into a disease — which is exactly what Nāgārjuna will say in his own voice, much later, in Chapter 13: those for whom emptiness itself becomes a view are called incurable.

3. Why Eight, and Not More

Piṅgala now returns to the homage and quotes the two verses again, treating them as the treatise's compressed thesis. The objector wants to know why eight negations should be enough for an infinite world — and then, having been told that two would have sufficed, wants to know why there are eight.

Commentary · 青目釋

「不生亦不滅,不常亦不斷,不一亦不異,不來亦不出。能說是因緣,善滅諸戲論,我稽首禮佛,諸說中第一。」

以此二偈讚佛,則已略說第一義。

問曰:諸法無量,何故但以此八事破?

答曰:法雖無量,略說八事則為總破一切法。不生者,諸論師種種說生相,或謂因果一、或謂因果異、或謂因中先有果、或謂因中先無果、或謂自體生、或謂從他生、或謂共生、或謂有生、或謂無生。如是等說生相皆不然,此事後當廣說。生相決定不可得,故不生。不滅者,若無生何得有滅?以無生、無滅故,餘六事亦無。

Ru-Yi Translation

"Neither arising nor ceasing, neither permanent nor annihilated, neither identical nor different, neither coming nor going out; whoever can teach this, dependent arising, the good quieting of all elaboration — to him, the Buddha, I bow my head, first among all who have taught."

With these two verses he praises the Buddha — and in doing so has already stated the ultimate meaning in brief.

Question: Things are beyond counting. Why break them all with just these eight?

Answer: Though things are beyond counting, to state these eight in brief is to break all things at once. Take "not arising." The masters of the treatises describe the mark of arising in every sort of way: some say cause and fruit are identical, some that they are different; some that the fruit is already present in the cause, some that it is not; some that a thing arises from its own substance, some that it arises from another, some that it arises from both; some that what exists arises, some that what does not exist arises. Not one of these accounts of the mark of arising holds — as will be shown at length later on. The mark of arising cannot in the end be found: therefore, not arising. And "not ceasing": if there is no arising, how could there be any ceasing? And because there is no arising and no ceasing, the remaining six do not stand either.

問曰:不生、不滅已總破一切法。何故復說六事?

答曰:為成不生不滅義故。有人不受不生不滅,而信不常不斷。若深求不常不斷,即是不生不滅。何以故?法若實有則不應無,先有今無是即為斷,若先有性是則為常,是故說不常不斷,即入不生不滅義。有人雖聞四種破諸法,猶以四門成諸法。是亦不然。若一則無緣,若異則無相續,後當種種破,是故復說不一不異。有人雖聞六種破諸法,猶以來出成諸法。來者言諸法從自在天、世性、微塵等來,出者還去至本處。

Question: "Not arising, not ceasing" has already broken all things at once. Why state six more?

Answer: In order to establish the meaning of not-arising and not-ceasing. There are people who will not accept "not arising, not ceasing," but who do believe "not permanent, not annihilated" — and if one searches deeply into not-permanent and not-annihilated, that is not-arising and not-ceasing. Why? If a thing really exists, it ought not to become non-existent. For it to have been there before and not be there now is annihilation; for it to have had a nature of its own beforehand is permanence. So to say "neither permanent nor annihilated" is already to have entered the meaning of "neither arising nor ceasing." And there are people who, though they have heard these four break all things, still try to build things back up through identity and difference. That will not do either: if things were identical there would be no conditions at all, and if they were different there would be no continuity — this will be broken in various ways later on, and this is why "neither identical nor different" is stated as well. And there are people who, though they have heard these six break all things, still try to build things back up through coming and going: by "coming" they mean that things come here from Maheśvara, from primordial nature, from atoms; by "going," that they return to where they started.

Reading note — Ru-Yi

This is a small masterpiece of pedagogical honesty, and it explains the architecture of the whole treatise. Logically, "not arising" alone would have finished the job — everything else follows from it. The other seven negations exist for a reason that has nothing to do with logic: people don't accept the first one. So the argument is restated in a second vocabulary for readers who balk at the first, and then a third, and then a fourth. Four doors, because the mind keeps finding a window.

Watch the escalation. Denied arising and ceasing, the mind takes refuge in duration — fine, but surely things last, or surely they stop. Denied permanence and annihilation, it takes refuge in relation — fine, but surely the seed and the sprout are either the same thing or two things. Denied identity and difference, it takes refuge in transit — fine, but surely it came from somewhere and goes somewhere. Piṅgala's little aside about what "coming" means to these people is worth noticing: it lands right back on the eight origin-stories from the previous section. The theism that was refuted at the front door has walked in through the back, wearing the word "from."

This tells you what kind of book you are holding. The Middle Treatise is twenty-seven chapters long not because the argument takes twenty-seven chapters to make, but because grasping has that many hiding places. The repetitiveness readers complain about is the method.

4. The Grain and the Sprout

Now something genuinely surprising. Having established the eight negations as high metaphysics, Piṅgala defends every one of them by the least metaphysical argument available: 世間現見故 — "because it is plain to see in the world." Eight exchanges, one image, held throughout: a grain of seed and the sprout that comes up from it.

Commentary · 青目釋

復次萬物無生。何以故?世間現見故。世間眼見劫初穀不生。何以故?離劫初穀,今穀不可得。若離劫初穀有今穀者則應有生;而實不爾,是故不生。

問曰:若不生則應滅。答曰:不滅。何以故?世間現見故。世間眼見劫初穀不滅。若滅,今不應有穀;而實有穀,是故不滅。

問曰:若不滅則應常。答曰:不常。何以故?世間現見故。世間眼見萬物不常,如穀芽時種則變壞,是故不常。

問曰:若不常則應斷。答曰:不斷。何以故?世間現見故。世間眼見萬物不斷,如從穀有芽,是故不斷;若斷,不應相續。

Ru-Yi Translation

Furthermore, the ten thousand things do not arise. Why? Because it is plain to see in the world. The world's own eyes see that the grain of the first age does not arise. Why? Because apart from the grain of the first age, today's grain cannot be found. If there were a grain today apart from the grain of the first age, then there would be arising — but in fact there is not. Therefore, no arising.

Question: If it does not arise, then it must cease. Answer: It does not cease. Why? Because it is plain to see in the world. The world's own eyes see that the grain of the first age has not ceased. Had it ceased, there should be no grain now — but in fact there is grain. Therefore, no ceasing.

Question: If it does not cease, then it must be permanent. Answer: It is not permanent. Why? Because it is plain to see in the world. The world's own eyes see that things are not permanent: when the grain sprouts, the seed is altered and breaks apart. Therefore, not permanent.

Question: If it is not permanent, then it must be annihilated. Answer: It is not annihilated. Why? Because it is plain to see in the world. The world's own eyes see that things are not annihilated: from the grain there is a sprout. Therefore, not annihilated — for if there were annihilation, nothing would continue on.

問曰:若爾者,萬物是一。答曰:不一。何以故?世間現見故。世間眼見萬物不一,如穀不作芽、芽不作穀。若穀作芽、芽作穀者應是一;而實不爾,是故不一。

問曰:若不一則應異。答曰:不異。何以故?世間現見故。世間眼見萬物不異。若異者,何故分別穀芽、穀莖、穀葉?不說樹芽、樹莖、樹葉,是故不異。

問曰:若不異,應有來。答曰:無來。何以故?世間現見故。世間眼見萬物不來,如穀子中芽無所從來。若來者,芽應從餘處來,如鳥來栖樹;而實不爾,是故不來。

問曰:若不來,應有出。答曰:不出。何以故?世間現見故。世間眼見萬物不出。若有出,應見芽從穀出,如蛇從穴出;而實不爾,是故不出。

Question: In that case, all things are one and the same. Answer: They are not identical. Why? Because it is plain to see in the world. The world's own eyes see that things are not identical: the grain does not do the sprout's work, and the sprout does not do the grain's. If the grain acted as the sprout and the sprout as the grain, they would be one — but in fact they do not. Therefore, not identical.

Question: If they are not identical, then they must be different. Answer: They are not different. Why? Because it is plain to see in the world. The world's own eyes see that things are not different. If they were, why do we speak of the grain's sprout, the grain's stalk, the grain's leaf — and not of a tree's sprout, a tree's stalk, a tree's leaf? Therefore, not different.

Question: If they are not different, then there must be coming. Answer: There is no coming. Why? Because it is plain to see in the world. The world's own eyes see that things do not come: in the grain of seed, the sprout comes from nowhere. If it came, the sprout would have to arrive from somewhere else, the way a bird comes and settles in a tree — but in fact it does not. Therefore, no coming.

Question: If there is no coming, then there must be going out. Answer: There is no going out. Why? Because it is plain to see in the world. The world's own eyes see that things do not go out. If there were going out, one ought to see the sprout come out of the grain the way a snake comes out of its hole — but in fact one does not. Therefore, no going out.

Reading note — Ru-Yi

Readers who arrive at Madhyamaka expecting mysticism should sit with this passage for a while, because it is the opposite of mystical. The most radical negations in Buddhist philosophy are being defended here by appeal to what a farmer can see in a field. Not by scripture, not by meditative attainment, not by paradox — by looking.

And what does looking actually show? It shows that none of our concepts fit. Is today's grain the same grain that has been growing since the world began? Obviously not; that seed rotted long ago. Is it a different one? Then where did it come from, if not from that lineage? Did the seed last? No — it split and broke down. Did it end? No — here is the sprout. Is the sprout the seed? Nothing acts like the seed anymore. Is it something else entirely? Then why does everyone call it the grain's sprout and not a tree's? Did the sprout come from somewhere, as a bird comes to a tree? Nobody has ever seen a sprout arrive. Did it come out of the seed, as a snake leaves its hole? Nobody has ever seen that either.

The argument is not that the process is unreal. Grain grows; this is never in dispute, and Piṅgala keeps citing the growing as evidence. The argument is that the process is real and that not one of the eight categories we reach for actually applies to it. Same, different, lasting, ending, arriving, departing — these are the tools we bring, and the seed in the ground quietly breaks all of them. What we call a thing arising is a description we lay over a continuity that has no seams in the places our words put seams.

This is also why the pairs are pairs. Every single exchange has the objector jumping to the opposite extreme the instant the first one is denied — and every single time, ordinary sight refuses the opposite too. The middle is not a position between the extremes. It is what is left when you actually look, and stop supplying the world with edges it does not have.

5. Nothing Arises, in Four Ways

The objector has had enough of the commentator and asks to hear the author. What he gets is the single most quoted verse in Madhyamaka after the homage — the fourfold refutation of arising, exhausting every logical option in twenty characters.

Commentary · 青目釋

問曰:汝雖釋不生不滅義,我欲聞造論者所說。答曰:

Ru-Yi Translation

Question: You have explained the meaning of not-arising and not-ceasing well enough — but I would like to hear what the author of the treatise himself says. Answer:

Root Verse 3 · 頌

諸法不自生, 亦不從他生,

不共不無因, 是故知無生。

Ru-Yi Translation

Things do not arise from themselves,

nor do they arise from another,

not from both, nor without a cause —

therefore we know there is no arising.

Commentary · 青目釋

不自生者,萬物無有從自體生,必待眾因。復次若從自體生,則一法有二體:一謂生、二謂生者。若離餘因從自體生者,則無因無緣。又生更有生,生則無窮。自無故,他亦無。何以故?有自故有他。若不從自生,亦不從他生,共生則有二過:自生、他生故。若無因而有萬物者,是則為常。是事不然。無因則無果,若無因有果者,布施持戒等應墮地獄、十惡五逆應當生天,以無因故。復次:

Ru-Yi Translation

"Not from themselves": nothing among the ten thousand things arises out of its own substance; each must wait upon a host of causes. Furthermore, if a thing arose from its own substance, then one thing would have two substances — one that is the arising, and one that is the thing doing the arising. And if it arose from its own substance apart from every other cause, there would be no cause and no condition at all. And that arising would itself have to arise, so that arising would run on without end.

And since there is no "self" here, there is no "other" either. Why? Because it is only on the basis of a self that there is anything to call another. And if a thing arises neither from itself nor from another, then arising from both carries both faults at once, being arising-from-self and arising-from-other together. And if the ten thousand things existed with no cause at all, they would be permanent — which will not do. Without a cause there is no fruit; and if fruit could come without a cause, then giving and keeping the precepts ought to land a person in hell, and the ten evil deeds and the five heinous crimes ought to get a person born in heaven — since there would be no cause involved either way. Furthermore:

Reading note — Ru-Yi

This is the catuṣkoṭi, the "four corners" — Indian logic's way of exhausting a question. For any proposed relation between a cause and its effect there are exactly four possibilities: the effect comes out of the cause itself, or out of something other than it, or out of both together, or out of nothing. Nāgārjuna takes all four and the verse is finished. There is no fifth corner to retreat to.

The argument against self-arising is the sharpest, and it is worth slowing down for. If a thing produces itself, then at the moment of production there must be both a producer and a produced — which means one thing with two substances, and that is incoherent. Worse: if it were genuinely self-produced, then having produced itself once it would go on producing itself, and there would be no reason for the process ever to stop. Piṅgala's phrase is 生則無窮, "arising would run on without end." A thing that makes itself can never finish making itself.

Then the move that carries the whole verse, and which many readers pass over too fast: since there is no self, there is no other either. "Other" is not a free-standing category. Something is only "other" relative to some "this," and the "other" is itself a "this" from where it stands. Knock out inherent nature and you do not get a world of others; you get a world where "own" and "other" have both lost their footing at once. That is why corner three collapses without separate treatment — both together is just both problems.

Corner four gets the moral argument, and it is the one thing in this chapter that is not abstract at all. If effects came without causes, then generosity and restraint would have no more tendency to good outcomes than cruelty does. Piṅgala's examples are deliberately extreme — giving lands you in hell, the five worst crimes get you into heaven — because he wants the reader to feel that a truly causeless world is not liberating but monstrous. Whatever "no arising" means, it cannot mean that. Hold on to this: it is the guardrail for everything that follows, and Nāgārjuna will return to it directly in Chapter 24.

6. No Inherent Nature in the Conditions

Root Verse 4 · 頌

如諸法自性, 不在於緣中,

以無自性故, 他性亦復無。

Ru-Yi Translation

The inherent nature of things

is not to be found in their conditions;

and since there is no inherent nature,

neither is there the nature of another.

Commentary · 青目釋

諸法自性不在眾緣中,但眾緣和合故得名字。自性即是自體,眾緣中無自性。自性無故不自生,自性無故他性亦無。何以故?因自性有他性,他性於他亦是自性。若破自性即破他性,是故不應從他性生。若破自性、他性,即破共義。無因則有大過,有因尚可破,何況無因!於四句中生不可得,是故不生。

Ru-Yi Translation

The inherent nature of things is not present in the host of conditions; it is only because the conditions come together that a thing gets a name at all. "Inherent nature" means a thing's own substance, and there is no such substance in the conditions. Because there is no inherent nature, a thing does not arise from itself; and because there is no inherent nature, there is no other-nature either. Why? Because it is on the basis of inherent nature that there is any other-nature — and the other's nature is, from where that other stands, its own inherent nature. Break inherent nature and you have broken other-nature with it; so a thing cannot arise from another's nature either. And once inherent nature and other-nature are both broken, arising from the two together is broken along with them. To be without any cause is a very great fault: even having a cause can be refuted — how much more so having none. Arising cannot be found in any of the four alternatives; therefore, no arising.

Reading note — Ru-Yi

The technical term that governs the rest of the treatise arrives here: 自性, svabhāva — "own-being," "inherent nature," "intrinsic existence." It means a nature a thing has by itself, independently, not borrowed from anything else. Emptiness, in Madhyamaka, is precisely and only the absence of this. Not the absence of the thing. The absence of the thing's self-sufficiency.

The verse's argument is short enough to state in a sentence: look for a chariot's chariot-nature in the wheels and axle and you will not find it; look for a fire's fire-nature in the fuel and you will not find it; and yet there is nowhere else to look. Piṅgala's gloss is the crucial one — it is only because the conditions come together that a thing gets a name. The name is real. The functioning is real. What is not there is a bearer of the name that would still be that thing with the conditions removed.

Then the same reciprocity as before, now stated as a general principle: the other's nature is, from where that other stands, its own inherent nature. This is the load-bearing insight of the whole system. "Own" and "other" are not two kinds of thing, they are two positions in a relation, and each is defined by the other. So a single argument does for both — which is why Nāgārjuna can dispatch four possibilities in four lines without seeming to hurry. The four corners were never really four independent problems.

7. The Four Conditions

Now a Buddhist opponent steps forward — an Abhidharma scholar, one of Nāgārjuna's own co-religionists. He is not defending Śiva or atoms. He is defending the most sophisticated causal analysis Buddhism had produced: four kinds of condition, exhaustively classified, which between them account for everything that happens.

Commentary · 青目釋

問曰:阿毘曇人言「諸法從四緣生」,云何言不生?何謂四緣?

Ru-Yi Translation

Question: The Abhidharma masters say that things arise from four conditions. How can you say there is no arising? And what are the four conditions?

Root Verse 5 · 頌

因緣次第緣, 緣緣增上緣,

四緣生諸法, 更無第五緣。

Ru-Yi Translation

The causal condition, the antecedent condition,

the object condition, the dominant condition:

these four conditions produce all things,

and there is no fifth condition.

Commentary · 青目釋

一切所有緣,皆攝在四緣,以是四緣萬物得生。因緣名一切有為法;次第緣除過去現在阿羅漢最後心心數法,餘過去現在心心數法;緣緣、增上緣一切法。

答曰:

Ru-Yi Translation

Every condition there is falls under these four, and by these four the ten thousand things come to be. The causal condition means all conditioned things. The antecedent condition means past and present mind and mental factors — with the exception of an arhat's final moment of mind and mental factors, past or present. The object condition and the dominant condition mean all things whatsoever.

Answer:

Reading note — Ru-Yi

It is worth knowing what is being described here, because the next six verses take it apart and the demolition is hard to follow if the building is unfamiliar. The four conditions (pratyaya) are Abhidharma's complete inventory of the ways one thing can bring about another:

ConditionSanskritWhat it does
因緣 causalhetu-pratyayaThe productive cause proper — the seed for the sprout.
次第緣 antecedentsamanantara-pratyayaThe immediately preceding moment of mind, which must cease for the next to occur. Consciousness runs as a single file; each moment vacates the seat for the next.
緣緣 objectālambana-pratyayaThe object a moment of awareness takes — no awareness without something it is awareness of.
增上緣 dominantadhipati-pratyayaEverything else that permits or supports the event without producing it — the soil, the field, the absence of obstruction.

The odd exception in Piṅgala's gloss is a genuine technicality and a nice window into how precise this system was. An arhat's very last moment of mind before final nirvāṇa is excluded from the antecedent condition — because nothing follows it. There is no next moment for it to make room for. The system was careful enough to have noticed.

And this is the point to register who Nāgārjuna's real opponent is. Not the theists; they were handled in a paragraph. His opponent is Buddhist orthodoxy at its most rigorous — people who had accepted no-self, accepted impermanence, accepted dependent arising, and then built out of those an inventory of real, findable, minimally-existing units and the fixed relations between them. Nāgārjuna's claim is that the analysis was right and the inventory was a relapse. Having dissolved the self into parts, they made the parts into little selves.

8. Is the Fruit Already in the Condition?

The counter-attack opens with a dilemma that will recur through the entire treatise: at the moment before the effect appears, is it already in its cause or not? Both answers destroy causation.

Root Verse 6 · 頌

果為從緣生, 為從非緣生?

是緣為有果, 是緣為無果?

Ru-Yi Translation

Does the fruit arise from a condition,

or from what is not a condition?

And does that condition have the fruit in it,

or does it not?

Commentary · 青目釋

若謂有果,是果為從緣生、為從非緣生?若謂有緣,是緣為有果、為無果?二俱不然。何以故?

Ru-Yi Translation

If you hold that there is a fruit — does that fruit arise from a condition, or from what is not a condition? And if you hold that there is a condition — does that condition have the fruit in it, or not? Neither alternative will do. Why?

Root Verse 7 · 頌

因是法生果, 是法名為緣;

若是果未生, 何不名非緣?

Ru-Yi Translation

Because this thing produces a fruit,

this thing is called a condition.

But so long as the fruit has not arisen,

why is it not called a non-condition?

Commentary · 青目釋

諸緣無決定。何以故?若果未生,是時不名為緣;但眼見從緣生果,故名之為緣。緣成由於果,以果後、緣先故。若未有果,何得名為緣?如瓶以水土和合故有瓶生,見瓶故知水土等是瓶緣。若瓶未生時,何以不名水土等為非緣?是故果不從緣生。緣尚不生,何況非緣。復次:

Ru-Yi Translation

Conditions are not fixed. Why? So long as the fruit has not arisen, the thing is not at that time called a condition; it is only because one sees with one's own eyes a fruit arising from it that one calls it a condition at all. A condition is established by its fruit — for the fruit comes after and the condition before. If the fruit is not there yet, how does the thing get to be called a condition? Take a pot: because water and clay come together, a pot arises, and it is from seeing the pot that one knows water and clay were the pot's conditions. But while the pot has not yet arisen, why should one not call the water and clay non-conditions? Therefore the fruit does not arise from conditions. And if it does not even arise from conditions, how much less from non-conditions. Furthermore:

Root Verse 8 · 頌

果先於緣中, 有無俱不可。

先無為誰緣, 先有何用緣。

Ru-Yi Translation

That the fruit is already in the condition,

or is not — neither will do.

If it is not there first, whose condition is this?

If it is there first, what use is a condition?

Commentary · 青目釋

緣中先非有果、非無果。若先有果,不名為緣,果先有故。若先無果,亦不名為緣,不生餘物故。

Ru-Yi Translation

In the condition the fruit is neither already present nor already absent. If the fruit were already present, the thing would not be called a condition, since the fruit was there beforehand. And if the fruit were already absent, it would not be called a condition either, since it produces nothing at all.

Reading note — Ru-Yi

Verse 7 is the sharpest thing in this chapter and it deserves to be read slowly, because once you have seen it you cannot unsee it. Look at the water and clay sitting on a potter's bench. Are they the pot's conditions? You want to say yes. But why do you say so? Only because you have seen pots come from water and clay before. The clay in front of you has nothing in it marking it as pot-stuff; it might become a tile, a brick, a lump left to dry. It becomes "the pot's condition" only retroactively, at the moment there is a pot to look back from.

Piṅgala's formulation is exact: 緣成由於果 — a condition is established by its fruit. Which is a strange thing for a cause to be, since the fruit is supposed to be what the condition explains. The explanatory arrow points forward; the identifying arrow points backward. If a thing only counts as a cause because of the effect, then "cause" is not a property the thing has on its own. It is a relation, assigned afterward, from the standpoint of an outcome.

Notice how modest and how devastating this is at the same time. Nothing is being denied about the world: clay does become pots, seeds do become sprouts. What is denied is that causal power is in the clay, findable there, the way weight and color are. Verse 8 then closes the last door with the classic Indian dilemma — the Sāṃkhya school held the effect pre-exists in the cause, the Vaiśeṣika held it does not, and Nāgārjuna simply points out that both make the condition idle. If the pot is already in the clay you do not need a potter. If it is not, the clay has nothing to contribute that a bucket of milk lacks.

9. The Four Conditions, One by One

The objector asks for the demolition to be done individually rather than wholesale, and gets it: one verse per condition, in order.

The Causal Condition 因緣

Commentary · 青目釋

問曰:已總破一切因緣,今欲聞一一破諸緣。答曰:

Ru-Yi Translation

Question: You have broken all the conditions together; now I would like to hear each of them broken one by one. Answer:

Root Verse 9 · 頌

若果非有生, 亦復非無生,

亦非有無生, 何得言有緣?

Ru-Yi Translation

If the fruit does not arise as something existent,

nor arise as something non-existent,

nor arise as both at once —

how can there be said to be a condition at all?

Commentary · 青目釋

若緣能生果,應有三種:若有、若無、若有無。如先偈中說,緣中若先有果,不應言生,以先有故。若先無果,不應言生,以先無故,亦應與非緣同故。有無亦不生者,有無名為半有半無,二俱有過。又有與無相違,無與有相違,何得一法有二相?如是三種求果生相不可得故,云何言有因緣?次第緣者:

Ru-Yi Translation

If a condition could produce a fruit, it would have to do so in one of three ways: as existent, as non-existent, or as both. As the earlier verse said — if the fruit is already there in the condition, one cannot speak of arising, since it was there beforehand. If the fruit is not there, one cannot speak of arising either, since it was not there, and the condition would then be no different from a non-condition. As for "nor does it arise as both": "existent and non-existent" means half there and half not, and both halves carry the faults just given. Besides, the existent contradicts the non-existent and the non-existent the existent — how can one thing bear two contradictory marks? Since the mark of a fruit's arising cannot be found in any of these three ways, how can there be said to be a causal condition? Now, the antecedent condition:

The Antecedent Condition 次第緣

Root Verse 10 · 頌

果若未生時, 則不應有滅,

滅法何能緣? 故無次第緣。

Ru-Yi Translation

So long as the fruit has not arisen,

there ought to be no ceasing;

and how can what has ceased be a condition?

Therefore there is no antecedent condition.

Commentary · 青目釋

諸心心數法於三世中次第生。現在心心數法滅,與未來心作次第緣。未來法未生,與誰作次第緣?若未來法已有,即是生,何用次第緣?現在心心數法無有住時,若不住,何能為次第緣,若有住,則非有為法。何以故,一切有為法常有滅相故。若滅已,則不能與作次第緣。若言滅法猶有則是常,若常則無罪福等。

若謂滅時能與作次第緣,滅時半滅半未滅,更無第三法名為滅時。又佛說:一切有為法念念滅,無一念時住。云何言現在法有欲滅未欲滅?汝謂一念中無是欲滅未欲滅,則破自法。汝阿毘曇說:有滅法、有不滅法;有欲滅法、有不欲滅法。欲滅法者,現在法將欲滅。未欲滅法者,除現在將欲滅法,餘現在法及過去未來無為法,是名不欲滅法。是故無次第緣。緣緣者:

Ru-Yi Translation

Mind and mental factors arise in sequence across the three times. A present moment of mind and its mental factors ceases, and serves as the antecedent condition for a future mind. But the future thing has not arisen — for whom, then, is it an antecedent condition? And if the future thing already existed, that would be arising, and what use would an antecedent condition be? Present mind and mental factors have no moment of abiding; and if they do not abide, how can they serve as an antecedent condition? And if they do abide, they are not conditioned things — for every conditioned thing always bears the mark of ceasing. And once a thing has ceased, it cannot serve as anything's antecedent condition. If you say the ceased thing somehow still exists, that is permanence; and where there is permanence there is no wrongdoing or merit either.

And if you say that it serves as the antecedent condition at the moment of ceasing — at the moment of ceasing it is half ceased and half not yet ceased, and there is no third thing called "the moment of ceasing." Moreover the Buddha said that every conditioned thing ceases moment by moment, with not a single moment of abiding. How then can you speak of a present thing as "about to cease" and "not yet about to cease"? And if you say that within a single moment there is no such thing as about-to-cease and not-yet-about-to-cease, you have broken your own doctrine — for your Abhidharma says: there are things that cease and things that do not; there are things about to cease and things not about to cease. "Things about to cease" are present things on the point of ceasing. "Things not about to cease" are all the other present things, together with past things, future things, and the unconditioned. Therefore there is no antecedent condition. Now, the object condition:

The Object Condition 緣緣

Root Verse 11 · 頌

如諸佛所說, 真實微妙法,

於此無緣法, 云何有緣緣?

Ru-Yi Translation

In the true and subtle Dharma

that all the buddhas have taught,

there is nothing that serves as an object —

so how could there be an object condition?

Commentary · 青目釋

佛說大乘諸法,若有色無色、有形無形、有漏無漏、有為無為等諸法相入於法性,一切皆空無相無緣。譬如眾流入海同為一味。實法可信,隨宜所說不可為實,是故無緣緣。增上緣者:

Ru-Yi Translation

In the Great Vehicle the Buddha taught that all things — whether possessing form or formless, having shape or shapeless, with outflows or without, conditioned or unconditioned — all these marks of things enter into the nature of things, and all are empty, without mark and without any object. It is like the many streams entering the sea and becoming one single taste. What is real can be relied upon; what was said to suit an occasion cannot be taken as real. Therefore there is no object condition. Now, the dominant condition:

The Dominant Condition 增上緣

Root Verse 12 · 頌

諸法無自性, 故無有有相;

說有是事故, 是事有不然。

Ru-Yi Translation

Things have no inherent nature,

and so there is no mark of existence;

to say "because this exists, that exists"

therefore will not hold.

Commentary · 青目釋

經說十二因緣,是事有故是事有。此則不然。何以故?諸法從眾緣生故自無定性,自無定性故無有有相。有相無故,何得言是事有故是事有?是故無增上緣,佛隨凡夫分別有無故說。復次:

Ru-Yi Translation

The scriptures say, of the twelve links of dependent arising, "because this exists, that exists." But this will not hold. Why? Because things arise from a host of conditions, they have no fixed nature of their own; and having no fixed nature of their own, they bear no mark of existence. And since there is no mark of existence, how can one say "because this exists, that exists"? Therefore there is no dominant condition — the Buddha spoke that way in accordance with ordinary people's way of dividing things into existent and non-existent. Furthermore:

Reading note — Ru-Yi

Four refutations, four different strategies — worth separating them out, because they show how flexible the method is.

Against the causal condition, Nāgārjuna simply reapplies the dilemma of verse 8 and adds the third option to close it: the fruit cannot arise as already existent, as wholly non-existent, or as half-and-half, because "half existent" is not a coherent state and existence and non-existence cannot be predicated of one thing at once. The exhaustiveness is the argument.

Against the antecedent condition, the argument turns on a beautiful problem the Abhidharma had made for itself. Mind runs as a strict single file: each moment must cease so the next can occur. But then the condition is required to be gone at the very moment it does its work. A vanished thing cannot do anything. Say instead that it lingers, and you have made it permanent, and moment-by-moment impermanence — the Abhidharma's own doctrine — is broken. Say it acts precisely "while ceasing," and Piṅgala pounces: there is no such third state, half-ceased and half-not, and your own texts sort things into ceasing and not-ceasing with nothing in between. The refutation is conducted entirely with the opponent's own commitments. This is Nāgārjuna's characteristic method — he almost never asserts a rival theory; he shows that yours will not survive contact with itself.

Against the object condition, the register changes, and readers should notice the shift because it is the one moment in the chapter where Piṅgala argues from scripture rather than from logic. The claim is that in the Buddha's deepest teaching there simply are no objects standing over against a mind — all the categories flow together, "like the many streams entering the sea and becoming one single taste." And then a sentence that is really a hermeneutic principle: what is real can be relied upon; what was said to suit an occasion cannot be taken as real. This is the doctrine of skillful means put to work as an interpretive tool. Not every sentence the Buddha spoke is a description of how things ultimately are; some were medicine for a particular patient.

Against the dominant condition comes the most startling move in the chapter — because the sentence being refuted, "because this exists, that exists," is the Buddha's own standard formula for dependent arising. Nāgārjuna is not rejecting dependent arising; dependent arising is the thing he bowed to in the homage. He is rejecting a particular reading of the formula: one in which the "this" and the "that" are two real, self-standing items and existence is a property they possess. If nothing bears a "mark of existence" in that sense, the formula cannot be doing the work of connecting two little substances. Piṅgala's closing line is generous and important — the Buddha spoke that way in accordance with ordinary people's way of dividing things into existent and non-existent. It was true, and it was pitched at the listener. Chapter 24 will complete this thought with the treatise's most famous claim: that emptiness and dependent arising are not two teachings but one.

10. The Fruit Is Nowhere to Be Found

The chapter closes by sweeping the ground once more: search the conditions all together, search them one at a time, and there is no fruit in them anywhere.

Root Verse 13 · 頌

略廣因緣中, 求果不可得;

因緣中若無, 云何從緣出?

Ru-Yi Translation

In the conditions, taken together or singly,

no fruit can be found by searching;

and if it is not in the conditions,

how could it come out of them?

Commentary · 青目釋

略者,於和合因緣中無果。廣者,於一一緣中亦無果。若略廣因緣中無果,云何言果從因緣出?復次:

Ru-Yi Translation

"Taken together" means: there is no fruit in the conditions assembled. "Taken singly" means: there is no fruit in any one condition either. If there is no fruit in the conditions whether assembled or taken one at a time, how can it be said that the fruit comes out of the conditions? Furthermore:

Root Verse 14 · 頌

若謂緣無果, 而從緣中出;

是果何不從, 非緣中而出?

Ru-Yi Translation

If you say the fruit is not in the conditions

and yet comes out of the conditions,

then why should that fruit not equally

come out of what is not a condition?

Commentary · 青目釋

若因緣中求果不可得,何故不從非緣出?如泥中無瓶,何故不從乳中出?復次:

Ru-Yi Translation

If no fruit can be found by searching in the conditions, why should it not come out of a non-condition? If there is no pot in the clay, why should a pot not come out of milk? Furthermore:

Root Verses 15–16 · 頌

若果從緣生, 是緣無自性,

從無自性生, 何得從緣生?

果不從緣生, 不從非緣生,

以果無有故, 緣非緣亦無。

Ru-Yi Translation

If the fruit arises from conditions,

and those conditions have no inherent nature —

then, arising from what has no nature of its own,

how can it be said to arise from conditions?

 

The fruit does not arise from conditions,

nor does it arise from non-conditions;

and because the fruit does not exist,

condition and non-condition do not exist either.

Commentary · 青目釋

果從眾緣生,是緣無自性。若無自性則無法,無法何能生?是故果不從緣生。不從非緣生者,破緣故說非緣。實無非緣法,是故不從非緣生。若不從二生,是則無果。無果故,緣非緣亦無。

Ru-Yi Translation

The fruit arises from a host of conditions, and those conditions have no inherent nature. If they have no inherent nature there is no thing there; and if there is no thing, what could possibly produce anything? Therefore the fruit does not arise from conditions. As for "nor from non-conditions" — "non-condition" was only ever said in order to break "condition." There is in fact no such thing as a non-condition, so the fruit does not arise from one of those either. And if it arises from neither of the two, then there is no fruit; and because there is no fruit, condition and non-condition do not exist either.

Reading note — Ru-Yi

The last two verses do something the reader should watch for, because Nāgārjuna does it repeatedly and it is easy to mistake for sleight of hand. Having spent eleven verses refuting arising-from-conditions, he now turns around and refutes the alternative he has been using as a foil. "Non-condition" was never a real category — it was a lever, introduced only to pry "condition" loose. Once the prying is done, the lever goes too. Piṅgala says it in so many words: "non-condition" was only ever said in order to break "condition."

This is the discipline that separates Madhyamaka from ordinary skepticism. A skeptic refutes a thesis and is left holding its negation. Nāgārjuna refuses to be left holding anything. And the final line makes the reciprocity explicit and total: because there is no fruit, there is no condition either. Cause and effect stand or fall together, because each was only ever definable in terms of the other. Remove one side of a relation and the other does not survive as a lonely fact; it simply has nothing left to be.

What has actually been established by the end of this chapter? Not that nothing happens. Not that seeds fail to sprout or that clay refuses to become pots — Piṅgala has been citing the sprouting and the potting as evidence the whole way through. What has been established is that when you go looking for the making — the moment of production, the causal power sitting in the cause, the fruit either present or absent in its condition — there is nothing there to find. The world is not less than we thought. Our account of how it hangs together is emptier than we thought, and the emptiness is not a gap in the world but the removal of something we had added to it.

Twenty-six chapters remain, and they will do this to motion, to the senses, to the aggregates, to fire and fuel, to time, to karma, to the Buddha, to the Four Noble Truths, and finally to nirvāṇa itself. If the method here seems merciless, that is the correct impression. What it is merciless toward is not the world. It is our grip.

· · ·

Key Terms

TermChineseWhat it means here
svabhāva — inherent nature自性A nature a thing would have by and of itself, not borrowed from conditions. Emptiness is the absence of exactly this — and of nothing else.
prapañca — conceptual elaboration戲論The mind's manufacture of ever-finer categories, mistaken for the world's own joints. What the Buddha is praised for quieting.
pratītyasamutpāda — dependent arising因緣That things come to be in dependence on conditions. For Nāgārjuna this is not the opposite of emptiness but its other name.
catuṣkoṭi — the four corners四句From itself, from another, from both, from neither — the exhaustive four options Indian logic allows, all four denied in verse 3.
pratyaya — condition緣Distinguished from hetu (因), the productive cause proper. The Abhidharma counted four kinds; this chapter dismantles all four.
Piṅgala青目"Blue Eyes" — the Indian commentator whose prose Kumārajīva translated together with the verses in 409 CE. Nothing else of his survives.