The Life and Awakening of Huineng
行由品第一
In front of an assembly of a thousand monks, nuns, officials, and laypeople at Dafan Temple, the Sixth Patriarch tells his own story: an illiterate woodcutter, orphaned of his father, who overhears a single line of the Diamond Sūtra in the street and is instantly awakened; who travels to Huangmei only to be told a barbarian cannot become a buddha, and answers that buddha-nature has no north or south; who wins the Fifth Patriarch's robe from beneath the nose of a senior monk with eight months' seniority and a thousand followers, in a contest neither of them knew they were entering; and who then spends fifteen years hiding among hunters before he dares teach in public at all.
- This part covers
- Huineng's own account of his poverty and his father's early death; overhearing the Diamond Sūtra recited in the marketplace; his journey to Hongren at Huangmei and the exchange over whether a "barbarian" can become a buddha; eight months treading the rice-pestle; the verse contest with Shenxiu, and Huineng's own verse dictated to a passing official; the secret night transmission of the Diamond Sūtra and the robe; the flight south, the encounter with Huiming at Dayu Ridge, and fifteen years hidden among hunters; and the wind-and-flag debate at Faxing Temple that opens Huineng's public teaching at last.
- Why it matters
- This is the only chapter in which Huineng narrates his own life, in his own voice, and it is also the founding story the entire Chan tradition tells about itself: that awakening does not wait on literacy, ordination, or seniority, and that a mind which has truly seen its own nature can outstrip a lifetime of scholarship in the time it takes to hear one line spoken aloud.
1. Huineng's Origins, and the Meeting with Hongren
時,大師至寶林。韶州韋刺史(名璩)與官僚入山請師,出於城中大梵寺講堂,為眾開緣說法。師陞座次,刺史官僚三十餘人,儒宗學士三十餘人,僧尼道俗一千餘人,同時作禮,願聞法要。 大師告眾曰:「善知識!菩提自性,本來清淨,但用此心,直了成佛。善知識!且聽惠能行由,得法事意。惠能嚴父,本貫范陽,左降流于嶺南,作新州百姓。此身不幸,父又早亡。老母孤遺,移來南海,艱辛貧乏,於市賣柴。時,有一客買柴,使令送至客店;客收去,惠能得錢,却出門外,見一客誦經。惠能一聞經語,心即開悟,遂問:『客誦何經?』客曰:『《金剛經》。』復問:『從何所來,持此經典?』客云:『我從蘄州黃梅縣東禪寺來。其寺是五祖忍大師在彼主化,門人一千有餘;我到彼中禮拜,聽受此經。大師常勸僧俗,但持《金剛經》,即自見性,直了成佛。』惠能聞說,宿昔有緣,乃蒙一客,取銀十兩與惠能,令充老母衣糧,教便往黃梅參禮五祖。 「惠能安置母畢,即便辭違。不經三十餘日,便至黃梅,禮拜五祖。祖問曰:『汝何方人?欲求何物?』惠能對曰:『弟子是嶺南新州百姓,遠來禮師,惟求作佛,不求餘物。』祖言:『汝是嶺南人,又是獦獠,若為堪作佛?』惠能曰:『人雖有南北,佛性本無南北;獦獠身與和尚不同,佛性有何差別?』五祖更欲與語,且見徒眾總在左右,乃令隨眾作務。惠能曰:『惠能啟和尚,弟子自心,常生智慧,不離自性,即是福田。未審和尚教作何務?』祖云:『這獦獠根性大利!汝更勿言,著槽廠去。』惠能退至後院,有一行者,差惠能破柴踏碓。經八月餘,祖一日忽見惠能曰:『吾思汝之見可用,恐有惡人害汝,遂不與汝言。汝知之否?』惠能曰:『弟子亦知師意,不敢行至堂前,令人不覺。』 「祖一日喚諸門人總來:『吾向汝說,世人生死事大,汝等終日只求福田,不求出離生死苦海;自性若迷,福何可救?汝等各去,自看智慧,取自本心般若之性,各作一偈,來呈吾看。若悟大意,付汝衣法,為第六代祖。火急速去,不得遲滯,思量即不中用;見性之人,言下須見。若如此者,輪刀上陣,亦得見之。』眾得處分,退而遞相謂曰:『我等眾人,不須澄心用意作偈,將呈和尚,有何所益?神秀上座,現為教授師,必是他得。我輩謾作偈頌,枉用心力。』餘人聞語,總皆息心,咸言:『我等已後依止秀師,何煩作偈?』」
At that time the Great Master came to Baolin Temple. Wei Ju, the prefect of Shaozhou, together with his officials, entered the mountain to invite the Master out to the lecture hall of Dafan Temple in the city, to open the causes and conditions for the assembly and teach the Dharma. When the Master ascended his seat, more than thirty officials, more than thirty Confucian scholars, and over a thousand monks, nuns, and laypeople all together bowed in homage, wishing to hear the essentials of the Dharma. The Great Master told the assembly: "Good friends! The self-nature of bodhi is fundamentally pure — simply use this mind, and you go straight to buddhahood. Good friends, listen now to Huineng's own course, the circumstances of how I attained the Dharma. My late father's family register was in Fanyang; demoted, he was banished to Lingnan, where he became a commoner of Xinzhou. My life was already unfortunate, and then my father died young. My aged mother and I, left alone, moved to Nanhai, where in poverty and hardship I sold firewood in the market. One day a customer bought firewood from me and had me deliver it to his inn. He took the wood and paid me, and as I went back out the door I saw another man reciting a sūtra. The instant I heard the words of that sūtra my mind opened to understanding, and I asked him, 'What sūtra are you reciting?' He said, 'The Diamond Sūtra.' I asked further, 'Where have you come from, that you carry and recite this sūtra?' He said, 'I have come from Dongchan Temple in Huangmei county, Qizhou. That temple is where the Fifth Patriarch, the Great Master Hongren, presides and teaches; his disciples number over a thousand. I went there to pay my respects and to hear this sūtra. The Great Master constantly urges monks and laypeople alike: simply uphold the Diamond Sūtra, and you will see your own nature and go straight to buddhahood.' Hearing this, I knew I had a connection from past lives, and that same man gave me ten taels of silver to provide for my mother's clothing and food, and told me to go to Huangmei to pay my respects to the Fifth Patriarch. "Once I had settled my mother's affairs, I took my leave at once. In less than thirty days I reached Huangmei and paid my respects to the Fifth Patriarch. The Patriarch asked me, 'Where are you from, and what are you seeking?' I answered, 'Your disciple is a commoner of Xinzhou in Lingnan. I have come from far away only to pay respects to the master — I seek only to become a buddha, nothing else.' The Patriarch said, 'You are a man of Lingnan, and a barbarian besides — how could you possibly become a buddha?' I said, 'Among people there may be north and south, but in buddha-nature there is no north and south. This barbarian's body is not the same as the venerable monk's, but what difference could there be in our buddha-nature?' The Fifth Patriarch wished to say more to me, but seeing the crowd of disciples all around, he simply had me join the others at their labor. I said, 'Huineng would tell the venerable monk: my own mind constantly gives rise to wisdom, and does not depart from its own self-nature — this is itself a field of merit. I do not know what labor the venerable monk would have me do?' The Patriarch said, 'This barbarian's faculties are very sharp! Say no more — go to the threshing shed.' I withdrew to the rear courtyard, where a lay attendant put me to splitting firewood and treading the pestle. Eight months and more went by like this. One day the Patriarch suddenly came upon me and said, 'I have been thinking your understanding could be put to use, but I feared wicked people might harm you, and so I have not spoken with you. Did you know this?' I said, 'Your disciple also understood the master's intent, and for that reason I have not dared go before the hall, so that no one would notice.' "One day the Patriarch called all his disciples together and said: 'I say to you — for people of this world, the matter of birth and death is great. All of you spend your days seeking only a field of merit, and do not seek to escape the bitter sea of birth and death. If your own self-nature is deluded, how can any merit save you? Go now, each of you, and look into your own wisdom; take the nature of prajñā in your own fundamental mind, and each compose a verse, to bring and show me. If one of you has awakened to the great meaning, I will hand over the robe and the Dharma, making that one the Sixth Patriarch. Go at once, with all speed — do not delay. To deliberate over it is of no use at all; a person who has seen their own nature must see it the instant they are spoken to. Even one who could see it at the height of battle, sword in hand, could see it this way.' Having received this charge, the assembly withdrew and said to one another: 'There is no need for the rest of us to purify our minds and rack our wits composing a verse to present to the venerable monk — what good would it do? Head Monk Shenxiu is our teaching instructor now; the Dharma is certain to go to him. For the rest of us to compose verses out of vanity would only be a waste of effort.' Hearing this, everyone else set their minds at rest and said together, 'From now on we will simply rely on Master Shenxiu — why trouble ourselves to compose a verse?'"
Hanshan reads the four lines that open Huineng's sermon — "the self-nature of bodhi is fundamentally pure; simply use this mind, and you go straight to buddhahood" — as the axis the entire sūtra turns on: everything that follows, across all ten chapters, is commentary on these four lines alone. He glosses "self-nature" as what every sentient being already possesses, without exception — unborn, undying, unstained, uncompleted and undiminished, without a single name or mark that finally fits it, "like empty space, ungraspable." What separates an ordinary person from a buddha is not the possession of this nature but the directness with which the mind is used; Hanshan singles out the word "直" ("straight," "direct") as the hinge of the whole passage, since it is exactly the mind's habitual crookedness — saying one thing, meaning another — that keeps this nature from being seen.
On the exchange with Hongren over whether a "barbarian" (獦獠, a term for the non-Han hill peoples of the south, used here as a slur) can become a buddha, Hanshan does not soften Hongren's question into a rhetorical setup — he reads it as a genuine test, "a barbed word, to see what he was made of." Huineng's answer turns entirely on separating the person from the nature: language, geography, and appearance are all "outer marks" (外法相) that have nothing to do with buddha-nature itself, and if a barbarian truly cannot attain buddhahood, Hanshan notes dryly, then the Buddhadharma should never have been transmitted out of India into China at all.
2. The Verse Contest
神秀思惟:「諸人不呈偈者,為我與他為教授師;我須作偈,將呈和尚,若不呈偈,和尚如何知我心中見解深淺?我呈偈意,求法即善,覓祖即惡,却同凡心,奪其聖位奚別?若不呈偈,終不得法。大難!大難!」 五祖堂前,有步廊三間,擬請供奉盧珍,畫楞伽經變相,及五祖血脈圖,流傳供養。神秀作偈成已,數度欲呈,行至堂前,心中恍惚,遍身汗流,擬呈不得;前後經四日,一十三度呈偈不得。秀乃思惟:「不如向廊下書著,從他和尚看見,忽若道好,即出禮拜,云是秀作;若道不堪,枉向山中數年,受人禮拜,更修何道?」是夜三更,不使人知,自執燈,書偈於南廊壁間,呈心所見。偈曰: 「身是菩提樹, 心如明鏡臺, 時時勤拂拭, 勿使惹塵埃。」 秀書偈了,便却歸房,人總不知。秀復思惟:「五祖明日見偈歡喜,即我與法有緣;若言不堪,自是我迷,宿業障重,不合得法。」聖意難測,房中思想,坐臥不安,直至五更。祖已知神秀入門未得,不見自性。 天明,祖喚盧供奉來,向南廊壁間,繪畫圖相,忽見其偈,報言:「供奉却不用畫,勞爾遠來。經云:『凡所有相,皆是虛妄。』但留此偈,與人誦持。依此偈修,免墮惡道;依此偈修,有大利益。」令門人炷香禮敬,盡誦此偈,即得見性。門人誦偈,皆歎善哉。 祖,三更喚秀入堂,問曰:「偈是汝作否?」秀言:「實是秀作,不敢妄求祖位,望和尚慈悲,看弟子有少智慧否?」祖曰:「汝作此偈,未見本性,只到門外,未入門內。如此見解,覓無上菩提,了不可得;無上菩提,須得言下識自本心,見自本性不生不滅;於一切時中,念念自見萬法無滯,一真一切真,萬境自如如。如如之心,即是真實。若如是見,即是無上菩提之自性也。汝且去,一兩日思惟,更作一偈,將來吾看;汝偈若入得門,付汝衣法。」神秀作禮而出。又經數日,作偈不成,心中恍惚,神思不安,猶如夢中,行坐不樂。 復兩日,有一童子於碓坊過,唱誦其偈;惠能一聞,便知此偈未見本性,雖未蒙教授,早識大意。遂問童子曰:「誦者何偈?」童子曰:「爾這獦獠不知,大師言:『世人生死事大,欲得傳付衣法,令門人作偈來看。若悟大意,即付衣法為第六祖。』神秀上座,於南廊壁上,書無相偈,大師令人皆誦,依此偈修,免墮惡道;依此偈修,有大利益。」惠能曰:「上人!我此踏碓,八箇餘月,未曾行到堂前。望上人引至偈前禮拜。」童子引至偈前禮拜,惠能曰:「惠能不識字,請上人為讀。」時,有江州別駕,姓張名日用,便高聲讀。惠能聞已,遂言:「亦有一偈,望別駕為書。」別駕言:「汝亦作偈?其事希有。」惠能向別駕言:「欲學無上菩提,不得輕於初學。下下人有上上智,上上人有沒意智。若輕人,即有無量無邊罪。」別駕言:「汝但誦偈,吾為汝書。汝若得法,先須度吾。勿忘此言。」惠能偈曰: 「菩提本無樹, 明鏡亦非臺; 本來無一物, 何處惹塵埃?」 書此偈已,徒眾總驚,無不嗟訝,各相謂言:「奇哉!不得以貌取人,何得多時使他肉身菩薩。」祖見眾人驚怪,恐人損害,遂將鞋擦了偈,曰:「亦未見性。」眾以為然。
Shenxiu thought to himself: "The others are not presenting verses because I am their teaching instructor. I must compose a verse and present it to the venerable monk — if I do not, how will the venerable monk know the depth of understanding in my mind? If my intention in presenting a verse is to seek the Dharma, that is good; if it is to seek the patriarch's seat, that is not — how would that differ from an ordinary mind seizing the sage's own place? But if I do not present a verse, I will never obtain the Dharma at all. A hard case indeed! A hard case indeed!" In front of the Fifth Patriarch's hall there were three bays of covered corridor, where the court painter Lu Zhen had been engaged to paint a scene from the Laṅkāvatāra Sūtra and a chart of the Fifth Patriarch's own lineage, to be preserved and venerated. Once Shenxiu had composed his verse, he tried again and again to present it, but each time he walked to the hall his mind grew confused and sweat broke out over his whole body, and he could not bring himself to present it — over four days, thirteen separate times, he could not present the verse. Shenxiu then thought: "Better to write it on the corridor wall, and let the venerable monk see it for himself. If he suddenly says it is good, I will come forward and bow, and say it was written by me; if he says it will not do, then I will have wasted these several years in the mountains, receiving people's homage for nothing — what more is there to cultivate?" That night, at the third watch, without letting anyone know, he took a lamp himself and wrote his verse on the wall of the south corridor, presenting what his own mind had seen. The verse read: "The body is the bodhi tree, the mind like a bright mirror's stand; diligently wipe it clean at all hours, and let no dust ever settle." Once Shenxiu had written the verse he returned at once to his room, and no one knew of it. He thought further: "If the Fifth Patriarch sees the verse tomorrow and is pleased, then I have a connection with the Dharma; if he says it will not do, then I myself am deluded, my past karmic hindrances are heavy, and I am not fit to obtain the Dharma." The sage's intent was hard to fathom, and he turned it over in his room, unable to sit or lie easy, until the fifth watch. The Patriarch already knew that Shenxiu had not yet passed through the gate, and had not seen his own nature. At dawn the Patriarch summoned the court painter Lu to come and paint the scene on the south corridor wall, and there suddenly saw the verse. He told the painter: "There is no more need for the painting, after all — you have troubled yourself to come this far for nothing. The sūtra says: 'Every mark that exists is empty and false.' Simply leave this verse instead, for people to recite and uphold. Practicing in accordance with this verse will spare one from falling into the lower paths; practicing in accordance with this verse will bring great benefit." He had his disciples light incense and pay homage before it, and recite it entirely, saying that this alone would let them see their own nature. The disciples recited the verse, all praising it as excellent. At the third watch the Patriarch summoned Shenxiu into the hall and asked him, "Did you write this verse?" Shenxiu said, "It is truly mine. I would not presume to seek the patriarch's seat by it — I only hope the venerable monk, out of compassion, will see whether his disciple has even a little wisdom." The Patriarch said, "In composing this verse you have not seen your own fundamental nature. You have only reached the gate's threshold; you have not yet entered within. To seek unsurpassed bodhi with an understanding such as this, you will never attain it at all. Unsurpassed bodhi must be attained by recognizing your own fundamental mind the instant you are spoken to, and seeing that your own fundamental nature neither arises nor ceases; at every moment, in thought after thought, you must see for yourself that the ten thousand things are without obstruction — one true thing, all things true, every state of the world just as it is of itself. A mind that is just as it is, is itself the real. If you can see in this way, this is itself the self-nature of unsurpassed bodhi. Go now, and think it over for a day or two, then compose another verse and bring it to me; if your verse shows you have entered the gate, I will hand over the robe and the Dharma to you." Shenxiu bowed and withdrew. Several more days passed, and he could not complete a verse; his mind was confused and his spirit uneasy, as though in a dream, finding no peace whether walking or sitting still. Two more days went by. A boy passed by the threshing room, chanting Shenxiu's verse aloud. The moment I heard it, I knew that this verse had not seen its own nature — though I had received no instruction, I already recognized its great meaning. I asked the boy, "What verse is that you are chanting?" The boy said, "You barbarian, don't you know? The Great Master has said that the matter of birth and death for people of this world is great, and that wishing to hand over the robe and the Dharma, he had his disciples compose verses to bring for him to see; whoever awakened to the great meaning would receive the robe and Dharma and become the Sixth Patriarch. Head Monk Shenxiu wrote a Markless Verse on the wall of the south corridor, and the Great Master has had everyone recite it — practicing in accordance with this verse will spare one from falling into the lower paths; practicing in accordance with this verse will bring great benefit." I said, "Elder brother, I have been treading the pestle here for more than eight months and have never once been to the hall. I hope you will lead me to the verse, so that I may pay my respects before it." The boy led me there to bow before it. I said, "Huineng cannot read — I beg you, sir, to read it aloud for me." At that time there was a sub-prefect of Jiangzhou, surnamed Zhang, given name Riyong, who read it out in a loud voice. Having heard it, I then said, "I too have a verse — I beg you, sir, to write it down for me." The sub-prefect said, "You too can compose a verse? This is a remarkable thing indeed." I said to the sub-prefect, "One who wishes to learn unsurpassed bodhi must not look down on a beginner. The very lowest of people may have the very highest wisdom, and the very highest of people may lack all understanding. To look down on another is to commit a boundless, immeasurable transgression." The sub-prefect said, "Just recite your verse, and I will write it down for you. If you attain the Dharma, you must deliver me first — do not forget these words." My verse read: "Bodhi originally has no tree, the bright mirror also has no stand; fundamentally there is not a single thing — where could any dust ever settle?" Once this verse was written, the whole assembly of disciples was astonished, and everyone marveled, saying to one another: "How extraordinary! One must not judge a person by appearance — how could we have made a living bodhisattva labor among us all this time, without knowing it?" Seeing that everyone was startled and amazed, the Patriarch, fearing someone might do me harm, took his shoe and rubbed the verse out, saying, "This one, too, has not yet seen its own nature." Everyone took him at his word.
Hanshan reads the two verses side by side as a diagnosis, not a poetry contest. Shenxiu's verse still has "body" and "mind," "tree" and "mirror-stand," "dust" that must be wiped away — a subject still laboring to keep an object clean. On Hanshan's account this is exactly why Hongren tells Shenxiu privately that he has "only reached the gate's threshold": the verse describes a discipline for maintaining purity, which presupposes there is still something to be purified, rather than a seeing that self-nature was never dirtied at all. Hanshan is careful not to dismiss the verse as worthless — Hongren himself has it displayed and recited, "sparing one from the lower paths" — only to place it correctly, as the furthest a gradual, effort-based practice can go before the decisive turn.
Huineng's four lines, on Hanshan's reading, remove every one of Shenxiu's terms rather than answering them on their own ground: no tree, no stand, not even "a single thing" for dust to settle on. This is why Hongren's public verdict — erasing the verse with his own shoe, saying "this one, too, has not yet seen its own nature" — is, in Hanshan's account, the opposite of what it appears to be. Hongren is not agreeing with the crowd's dismissal; he is protecting an illiterate rice-pounder, unordained and with no seniority at all, from the jealousy of several hundred disciples who have just watched him upstage their head monk in a single afternoon. The public verdict and the private judgment, Hanshan insists, are two different acts entirely — one spoken for the crowd, one held for the one person Hongren has already recognized.
3. The Secret Transmission
次日,祖潛至碓坊,見能腰石舂米,語曰:「求道之人,為法忘軀,當如是乎!」乃問曰:「米熟也未?」惠能曰:「米熟久矣,猶欠篩在。」祖以杖擊碓三下而去。惠能即會祖意,三鼓入室;祖以袈裟遮圍,不令人見,為說《金剛經》。至「應無所住而生其心」,惠能言下大悟,一切萬法,不離自性。遂啟祖言:「何期自性,本自清淨;何期自性,本不生滅;何期自性,本自具足;何期自性,本無動搖;何期自性,能生萬法。」祖知悟本性,謂惠能曰:「不識本心,學法無益;若識自本心,見自本性,即名丈夫、天人師、佛。」三更受法,人盡不知,便傳頓教及衣鉢,云:「汝為第六代祖,善自護念,廣度有情,流布將來,無令斷絕。聽吾偈曰: 「有情來下種, 因地果還生, 無情既無種, 無性亦無生。」 祖復曰:「昔達磨大師,初來此土,人未之信,故傳此衣,以為信體,代代相承;法則以心傳心,皆令自悟自解。自古,佛佛惟傳本體,師師密付本心;衣為爭端,止汝勿傳。若傳此衣,命如懸絲。汝須速去,恐人害汝。」惠能啟曰:「向甚處去?」祖云:「逢懷則止,遇會則藏。」
The next day the Patriarch came secretly to the threshing room and, seeing me with a stone tied at my waist for weight, treading the pestle, said, "One who seeks the Way forgets the body for the sake of the Dharma — is this not just so?" He then asked, "Is the rice ripe yet?" I said, "The rice has long been ripe — it only still lacks sifting." The Patriarch struck the pestle three times with his staff and left. I understood at once what he meant, and at the third watch I entered his room. The Patriarch shielded us both with his robe, so that no one could see, and expounded the Diamond Sūtra to me. When he came to the words "give rise to a mind that dwells nowhere at all," I, hearing this, was greatly awakened, and understood that all the myriad things never depart from self-nature. I then said to the Patriarch, "Who could have known that self-nature is fundamentally pure of itself! Who could have known that self-nature fundamentally neither arises nor ceases! Who could have known that self-nature is fundamentally complete in itself! Who could have known that self-nature is fundamentally without any motion! Who could have known that self-nature can give rise to the ten thousand things!" Knowing that I had awakened to my own fundamental nature, the Patriarch said to me, "Not to recognize one's own fundamental mind is of no benefit in studying the Dharma. If one recognizes one's own fundamental mind and sees one's own fundamental nature, this is what is called a great being, a teacher of gods and humans, a buddha." At the third watch I received the Dharma, and no one else knew of it at all; he then transmitted to me the sudden teaching, along with the robe and bowl, saying, "You are now the Sixth Patriarch. Guard and hold this well in mind, deliver sentient beings widely, and spread this teaching to future generations, letting it never be cut off. Hear my verse: "Where sentient feeling comes, seeds are sown; from the ground of causes, the fruit grows again. Where there is no sentient feeling, there is also no seed; where there is no nature, there is also no arising." The Patriarch further said, "Long ago, when the great teacher Bodhidharma first came to this land, people did not yet trust him, and so he transmitted this robe as a token of good faith, to be handed down from generation to generation; but the Dharma itself is transmitted from mind to mind, and each must awaken and understand it for themselves. From ancient times, every buddha has transmitted only the fundamental substance, and every master has secretly entrusted only the fundamental mind. This robe has become the cause of contention — let it stop with you, and transmit it no further. If you transmit this robe, your life will hang by a thread. You must leave at once, for I fear someone will do you harm." I asked him, "Where should I go?" The Patriarch said, "Where you meet a place called Huai, stop there; where you meet a place called Hui, hide there."
Hanshan dwells on the line the whole scene turns on — "give rise to a mind that dwells nowhere at all" — as the same line the Diamond Sūtra page on this site already flags as the sentence that triggered Huineng's very first awakening, in the street, years before this second and complete one. Hanshan reads the difference between the two moments carefully: the first hearing opened Huineng's mind to the general truth that self-nature is not to be found outside; this second hearing, worked through slowly across an entire private exposition of the sūtra, brings him to see it completely, expressed in the five "who could have known" exclamations. Hanshan reads those five lines as a deliberate, ascending sequence — purity, then permanence, then completeness, then stillness, then finally the capacity to give rise to all things — the last line answering a question the other four might otherwise leave open: if self-nature is empty and unmoving, how does the entire phenomenal world still happen? Hongren's confirmation, Hanshan notes, comes only after this fifth line, not before it.
On Hongren's warning that "this robe has become the cause of contention," Hanshan reads it as historical realism rather than paranoia: an unordained rice-pounder with no seniority, publicly declared successor over a monastery of a thousand disciples including its own senior teaching instructor, is not a safe position to hold. What is actually transmitted, Hanshan stresses, is never the robe itself but "mind to mind" — the robe is only ever evidence, a "token of good faith" for ages when people would not otherwise believe a transmission had occurred. Hongren's decision to end the practice with Huineng, made explicit again at the sūtra's close in the tenth chapter, is on this reading not a demotion of Huineng but a recognition that the danger the robe now poses outweighs whatever use it still serves.
4. Flight South, and Fifteen Years in Hiding
惠能三更領得衣鉢,云:「能本是南中人,素不知此山路,如何出得江口?」五祖言:「汝不須憂,吾自送汝。」祖相送,直至九江驛。祖令上船,五祖把艣自搖。惠能言:「請和尚坐。弟子合搖艣。」祖云:「合是吾渡汝。」惠能云:「迷時師度,悟了自度;度名雖一,用處不同。惠能生在邊方,語音不正,蒙師傳法,今已得悟,只合自性自度。」祖云:「如是,如是!以後佛法,由汝大行。汝去三年,吾方逝世。汝今好去,努力向南。不宜速說,佛法難起。」 惠能辭違祖已,發足南行。兩月中間,至大庾嶺(五祖歸,數日不上堂。眾疑,詣問曰:「和尚少病少惱否?」曰:「病即無。衣法已南矣。」問:「誰人傳授?」曰:「能者得之。」眾乃知焉)。逐後數百人來,欲奪衣鉢。一僧俗姓陳,名惠明,先是四品將軍,性行麁慥,極意參尋。 為眾人先,趁及惠能。惠能擲下衣鉢於石上,云:「此衣表信,可力爭耶?」能隱草莽中。惠明至,提掇不動,乃喚云:「行者!行者!我為法來,不為衣來。」惠能遂出,坐盤石上。惠明作禮云:「望行者為我說法。」惠能云:「汝既為法而來,可屏息諸緣,勿生一念。吾為汝說。」明良久。惠能云:「不思善,不思惡,正與麼時,那箇是明上座本來面目?」惠明言下大悟。復問云:「上來密語密意外,還更有密意否?」惠能云:「與汝說者,即非密也。汝若返照,密在汝邊。」明曰:「惠明雖在黃梅,實未省自己面目。今蒙指示,如人飲水,冷暖自知。今行者即惠明師也。」惠能曰:「汝若如是,吾與汝同師黃梅,善自護持。」明又問:「惠明今後向甚處去?」惠能曰:「逢袁則止,遇蒙則居。」明禮辭(明回至嶺下,謂趁眾曰:「向陟崔嵬,竟無蹤跡,當別道尋之。」趁眾咸以為然。惠明後改道明,避師上字)。 惠能後至曹溪,又被惡人尋逐。乃於四會,避難獵人隊中,凡經一十五載,時與獵人隨宜說法。獵人常令守網,每見生命,盡放之。每至飯時,以菜寄煮肉鍋。或問,則對曰:「但喫肉邊菜。」
At the third watch, having received the robe and bowl, I said, "Huineng is by origin a man of the south, and has never known these mountain roads — how could I find my way out to the river mouth?" The Fifth Patriarch said, "You need not worry — I myself will see you off." The Patriarch accompanied me all the way to Jiujiang station. There he had me board a boat, and the Fifth Patriarch himself took up the oar and began to row. I said, "Please, venerable monk, be seated — it is fitting that your disciple row." The Patriarch said, "It is fitting that I ferry you across." I said, "While I was deluded, the master ferried me across; now that I have awakened, I must ferry myself across. Though 'ferrying across' is one name, its use differs. Huineng was born in a distant borderland, and my speech is not even correct, yet I have received the Dharma from the master, and now that I have attained awakening, it is only fitting that I ferry myself across by my own self-nature." The Patriarch said, "Just so, just so! From now on the Buddha-dharma will flourish greatly through you. Three years after you leave, I shall pass away. Go well now, and press on toward the south. Do not be quick to speak of this — the Dharma will meet with difficulty in rising." Having taken leave of the Patriarch, I set out southward. Within two months I reached Dayu Ridge. (When the Fifth Patriarch returned, for several days he did not ascend his seat to teach. The assembly, growing suspicious, went and asked him, "Is the venerable monk in any discomfort or trouble?" He said, "No illness — but the robe and Dharma have gone south." They asked, "Who received them?" He said, "One who is capable has obtained them." Only then did the assembly understand.) Several hundred people then set out in pursuit, wishing to seize the robe and bowl. Among them was a monk, laity surname Chen, named Huiming, who had formerly been a general of the fourth rank; rough and forceful by nature, he pursued with all his intent, and was first among the crowd to catch up with me. I set the robe and bowl down on a rock and said, "This robe represents good faith — can it be fought over by force?" I hid myself among the undergrowth. Huiming arrived, but though he tried to lift the robe, he could not move it, and so he called out, "Cultivator! Cultivator! I have come for the Dharma, not for the robe." I then came out and sat on the flat rock. Huiming bowed and said, "I hope the cultivator will teach the Dharma for my sake." I said, "Since you have come for the sake of the Dharma, still every outward condition, and let not a single thought arise. I will teach you." After a long silence, I said, "Not thinking of good, not thinking of evil — at this very moment, what is Superior Ming's own original face?" At these words Huiming was greatly awakened. He asked further, "Besides these secret words and secret meaning just now, is there yet a further secret meaning?" I said, "What I have just told you is not, after all, secret. If you turn the light of your own attention back upon yourself, the secret lies on your own side." Ming said, "Though I was at Huangmei, I never truly understood my own face. Now, receiving your guidance, it is like a person drinking water, who knows for himself whether it is warm or cool. You, the cultivator, are now my own teacher." I said, "If that is so, then you and I share the same teacher at Huangmei — guard and hold this well for yourself." Ming asked further, "Where should I go from here?" I said, "Where you meet a place called Yuan, stop there; where you meet a place called Meng, dwell there." Ming bowed and took his leave. (Returning down the ridge, Ming said to the pursuers, "I climbed to the very summit, and found no trace at all — we must search by another road." The pursuers all took this to be so. Ming later changed his name to Daoming, to avoid using the upper character of the Master's own name.) Afterward I came to Caoxi, but was again pursued by wicked men, and so took refuge among a band of hunters at Sihui, remaining there for fully fifteen years, teaching the Dharma to the hunters as occasion allowed. The hunters always had me watch their nets; whenever I saw a living creature caught in them, I released it every time. At every mealtime, I would set my vegetables to cook alongside their pot of meat. If anyone asked about this, I would answer, "I only eat the vegetables at the edge of the meat."
Hanshan reads the ferry exchange as another instance of the same move already made at the mortar: Hongren speaks in ordinary language that also carries a second, doctrinal sense, and Huineng answers on both levels at once. "It is fitting that I ferry you across" is, on its face, an old teacher's courtesy to a young disciple; Huineng's reply — that a master ferries the deluded, but the awakened must ferry themselves — restates, in the middle of a literal boat crossing, the sūtra's whole teaching on self-power against reliance on another. Hanshan does not read this as Huineng correcting his teacher, but as Huineng showing, one final time before they part, that the transmission has actually landed.
The Huiming episode Hanshan treats as the sūtra's first demonstration, on an actual stranger rather than in Huineng's own retelling, that the teaching just received can be handed on immediately and without ceremony. "Not thinking of good, not thinking of evil — what is your original face?" strips away the very posture Huiming has arrived in (pursuit, force, the wish to seize something by strength) and asks him to locate himself before any such judgment arises at all. Hanshan reads Huiming's own question afterward — is there a further secret beyond this? — as the last trace of the assumption that awakening must be an esoteric transmission handed down like the robe; Huineng's answer, that nothing has been kept back and the "secret" if there is one lies on Huiming's own side, quietly closes the very door the whole chase up the mountain had been trying to force open.
5. The Wind, the Flag, and the First Sermon
一日思惟:「時當弘法,不可終遯。」遂出至廣州法性寺,值印宗法師講《涅槃經》。時有風吹旛動,一僧曰:「風動。」一僧曰:「旛動。」議論不已。惠能進曰:「不是風動,不是旛動,仁者心動。」一眾駭然。印宗延至上席,徵詰奧義。見惠能言簡理當,不由文字,宗云:「行者定非常人。久聞黃梅衣法南來,莫是行者否?」惠能曰:「不敢。」宗於是作禮,告請傳來衣鉢出示大眾。宗復問曰:「黃梅付囑,如何指授?」惠能曰:「指授即無;惟論見性,不論禪定解脫。」宗曰:「何不論禪定解脫?」能曰:「為是二法,不是佛法。佛法是不二之法。」宗又問:「如何是佛法不二之法?」惠能曰:「法師講《涅槃經》,明佛性,是佛法不二之法。如高貴德王菩薩白佛言:『犯四重禁、作五逆罪,及一闡提等,當斷善根佛性否?』佛言:『善根有二:一者常,二者無常,佛性非常非無常,是故不斷,名為不二。一者善,二者不善,佛性非善非不善,是名不二。蘊之與界,凡夫見二,智者了達其性無二,無二之性即是佛性。』」印宗聞說,歡喜合掌,言:「某甲講經,猶如瓦礫;仁者論義,猶如真金。」於是為惠能剃髮,願事為師。惠能遂於菩提樹下,開東山法門。 惠能於東山得法,辛苦受盡,命似懸絲。今日得與使君、官僚、僧尼、道俗同此一會,莫非累劫之緣,亦是過去生中供養諸佛,同種善根,方始得聞如上頓教得法之因。教是先聖所傳,不是惠能自智。願聞先聖教者,各令淨心,聞了各自除疑,如先代聖人無別。」 一眾聞法,歡喜作禮而退。
One day I thought to myself, "Now is the time to spread the Dharma widely — I cannot go on hiding forever." I then came out to Faxing Temple in Guangzhou, where I happened upon Dharma Master Yinzong lecturing on the Nirvāṇa Sūtra. At that time the wind was blowing and a banner was fluttering. One monk said, "The wind is moving." Another monk said, "The banner is moving." They argued back and forth without end. I stepped forward and said, "It is not the wind that moves, and not the banner that moves — it is the minds of you, sirs, that move." The whole assembly was astonished. Yinzong invited me to the seat of honor and questioned me closely on the profound meaning. Seeing that my words were simple and my reasoning sound, and did not rely on the written word, Yinzong said, "This cultivator is surely no ordinary person. I have long heard that the robe and Dharma of Huangmei went south — could this not be that very cultivator?" I said, "I would not presume so." Yinzong then bowed and asked to see the transmitted robe and bowl displayed before the assembly. He asked further, "In Huangmei's final charge, what instruction was given?" I said, "There was no particular instruction — only a discussion of seeing one's own nature, not of meditative concentration or liberation." Yinzong said, "Why not discuss meditative concentration and liberation?" I said, "Because these are two separate things, and that is not the Buddha-dharma. The Buddha-dharma is a teaching of non-duality." Yinzong asked further, "What is this non-dual teaching of the Buddha-dharma?" I said, "Dharma Master, in lecturing on the Nirvāṇa Sūtra, you make clear the buddha-nature — this itself is the non-dual teaching of the Buddha-dharma. Consider how the bodhisattva Kāśyapa the Noble King said to the Buddha: 'Those who violate the four grave prohibitions, who commit the five heinous crimes, and the icchantikas besides — should their roots of goodness and buddha-nature be said to be cut off?' The Buddha said: 'Roots of goodness are of two kinds: the first is permanent, the second impermanent. But buddha-nature is neither permanent nor impermanent, and for this reason it is not cut off — this is called non-duality. The first is good, the second not good, but buddha-nature is neither good nor not-good — this too is called non-duality. Ordinary people see the aggregates and the elements as two things, but the wise understand their nature to be without duality; and this nature without duality is itself the buddha-nature.'" Hearing this, Yinzong was filled with joy, joined his palms, and said, "My own lecturing on the sūtras is like broken tile and rubble; your discussion of its meaning, sir, is like true gold." He then shaved my head himself, and asked to serve me as his own teacher. And so, beneath the bodhi tree, I opened the Dongshan teaching gate. I obtained the Dharma at Dongshan only after enduring every hardship, my life hanging as if by a single thread. That I am able today to gather here together with you, prefect, officials, monks, nuns, and laypeople alike, can only be the fruit of a bond accumulated over many lifetimes, and of roots of goodness planted together in past lives through offerings made to the buddhas — only in this way have you now come to hear the cause by which I attained the Dharma of this sudden teaching. This teaching was handed down by the sages who came before; it is not Huineng's own private wisdom. Whoever wishes to hear the teaching of the sages of old should first purify their own mind, and, having heard it, should each remove their own doubts, no different from the sages of former generations." Hearing this teaching, the whole assembly rejoiced, bowed in homage, and withdrew.
Hanshan does not read "it is the minds of you, sirs, that move" as a denial that the wind or the flag are actually moving — that would make Huineng's line a claim about physics, which is not what either the two arguing monks or the assembled crowd took it to be. His point, on Hanshan's reading, is that "wind moves" and "flag moves" are already interpretations laid onto a bare event by minds looking for something to fasten an argument onto; take away the fastening mind and the dispute has nowhere left to happen, wind and flag included. This is why the whole assembly is described as startled rather than simply corrected — the line dissolves the question rather than answering it on the terms the two monks had already set.
On Yinzong's question about Huangmei's "final instruction," Hanshan reads Huineng's answer — "no particular instruction, only seeing one's own nature" — together with the exchange on the Nirvāṇa Sūtra that follows it as one continuous point: any teaching that still opposes one term to another (禪定 against 解脫, meditative concentration against liberation) has not yet reached the non-dual ground the whole sūtra is built on. The Nirvāṇa Sūtra's own answer to whether the gravest offenders lose their buddha-nature — that buddha-nature is neither permanent nor impermanent, neither good nor not-good, and therefore cannot be cut off by anything at all — is, for Hanshan, the doctrinal proof text behind everything Huineng has already been teaching by example: a barbarian, a rice-pounder, a would-be assassin on a mountain ridge. If buddha-nature admits no exceptions in principle, this chapter has already shown, three separate times, exactly what that looks like in practice.