Part 8 of 8 · 觀三時門第十一・觀生門第十二 · Complete

The Three Times, and Arising Itself

The last two gates, where the pressing that has run through the whole treatise reaches the two things it had been saving. Gate Eleven asks when a cause causes: before its effect, when there is nothing yet to be a cause of; after it, when the effect is already there and needs nothing; or at the same moment, when neither of two simultaneous things is the cause of the other, any more than an ox's left horn causes its right. Gate Twelve asks the same question of arising in the only three places it could be — in what has arisen, in what has not, and in what is arising at this moment — and finds it in none of them. The treatise then simply stops.

Translator: Ru-Yi Meditation Center Status: Part 8 of 8 — treatise complete Source: Taishō T30, no. 1568, 十二門論 (attrib. Nāgārjuna, tr. Kumārajīva, 409 CE)
Gate Eleven · 觀三時門第十一

Examining the Three Times

1. Before, After, or Together

Every earlier gate has asked what a cause is or where the fruit is. This one asks only when. The three options are exhaustive, and the image that carries the third is the best in the treatise: two horns that grow together on one head, neither of which grows the other.

Chinese Source · 觀三時門第十一

復次,一切法空。何以故?因與有因法,前時、後時、一時生不可得故。如說:

Ru-Yi Translation

Furthermore, all things are empty. Why? Because a cause and the thing that has that cause cannot be got as arising at an earlier time, at a later time, or at one and the same time. As it is said:

Root Verse · 頌

若法先、後、共, 是皆不成者,

是法從因生, 云何當有成?

Ru-Yi Translation

If a thing is established

neither as earlier, nor later, nor together,

then how should that thing, said

to arise from a cause, ever be established?

先因後有因,是事不然。何以故?若先因後從因生者,先因時則無有因,與誰為因?若先有因後因者,無因時有因已成,何用因為?

若因、有因一時,是亦無因,如牛角一時生,左右不相因。如是因非是果因,果非是因果,一時生故。是故三時因果皆不可得。

That the cause comes first and what has the cause comes after will not do. Why? If the cause is first and what has the cause arises after it, then at the time of the cause, what has the cause is not yet there — so whose cause is it? And if what has the cause comes first and the cause comes after, then at the time when there is no cause, what has the cause is already established — so what use is the cause?

And if the cause and what has the cause are at one and the same time, then here too there is no causing — as the horns of an ox arise at the same time, and the left is not the cause of the right. Just so, the cause is not the cause of the fruit, and the fruit is not the fruit of the cause, since they arise at one time. Therefore in all three times, cause and fruit are alike not to be got.

Reading note — Ru-Yi

The first two horns turn on the relational character of causing, which the treatise has been leaning on since Gate Three. Nothing is a cause on its own; a cause is always a cause of something. So at the moment before the effect exists, there is nothing for the cause to be the cause of — the relation has only one end. And after the effect exists, it exists already, and a cause arriving then has nothing left to do. Causation seems to require the two terms to be present together for the relation to hold, and to be present apart for one to produce the other.

Which is exactly what the ox's horns close off. Simultaneity looked like the way out — the two terms present together, so the relation can hold — and the image shows why it is not. Two things that come up at the same moment are simply two things. Neither has any priority over the other, and priority is what "cause" was supposed to name. That the horns are a matched pair on a single head makes the point sharper still: intimate association, perfect correlation, and no causation whatever.

2. "Your Refutation Fails the Same Test"

The opponent now turns the three-times argument around and aims it at the act of refuting — an elegant move, since refutation is itself a relation between two terms. The reply is the same one given in Gate Two, and it is the clearest statement in the treatise of why Madhyamaka arguments cannot rebound on the one making them.

Chinese Source

問曰:「汝破因果法,三時中亦不成。若先有破後有可破,則未有可破,是破破誰?若先有可破,而後有破,可破已成,何用破為?若破可破一時,是亦無因,如牛角一時生,左右不相因故。如是破不因可破,可破不因破。」

Ru-Yi Translation

Question: Your own refutation of cause and fruit is not established in the three times either. If the refutation comes first and what is refuted comes after, then what is to be refuted is not yet there — so whom does the refutation refute? If what is to be refuted comes first and the refutation after, then what is to be refuted is already established — so what use is the refutation? And if refutation and what is refuted are simultaneous, then here too there is no causing, since the horns of an ox arise at once and the left is not the cause of the right. Just so, the refutation does not depend on what is refuted, and what is refuted does not depend on the refutation.

答曰:「汝破可破中,亦有是過。若諸法空,則無破、無可破,我今說空,則成我所說。若我說破、可破定有者,應作是難;我不說破、可破定有故,不應作是難。」

Answer: The same fault attaches to you, in your own refuting and in what you refute. If all things are empty, then there is no refutation and nothing refuted — and since what I am asserting is emptiness, this establishes exactly what I said. Had I claimed that refutation and what is refuted definitely exist, that objection would be proper; but I make no such claim, and so the objection should not be raised.

Reading note — Ru-Yi

This is the third time the treatise has faced the same charge — it appeared in Gate Two, and it is the objection Nāgārjuna answers at length in his separate work the Vigrahavyāvartanī, "The Dispeller of Disputes." Its persistence is a mark of its strength: if arguments dissolve everything they touch, they ought to dissolve themselves.

The reply has two parts, and the second is the one that matters. First, the tu quoque cuts both ways — the opponent's own refuting is subject to whatever he says about Nāgārjuna's. But second and decisively: for a refutation to be undone by discovering that refutation is empty, one would have to have been claiming that refutation is a real, self-natured thing. Nāgārjuna claims nothing of the kind. When the opponent proves that refuting is empty, he has not caught Nāgārjuna in a contradiction; he has stated Nāgārjuna's conclusion for him. Since what I am asserting is emptiness, this establishes exactly what I said. An argument that has no thesis about self-natured entities cannot be refuted by showing that some entity lacks a self-nature.

3. The Potter, the Disciple, and the Lamp

The opponent's last move in this gate is to appeal to plain sight: here is an earlier cause, here a later one, here a simultaneous one. The examples are well chosen — especially the second, which is genuinely ingenious.

Chinese Source

問曰:「眼見先時因,如陶師作瓶。亦有後時因,如因弟子有師,如教化弟子已,後時識知是弟子。亦有一時因,如燈與明。若說前時因、後時因、一時因不可得,是事不然。」

Ru-Yi Translation

Question: We see with our own eyes that there are earlier causes — as a potter makes a pot. And there are later causes — as it is by having a disciple that there is a teacher; once one has taught a disciple, only afterward is he recognized as that person's disciple. And there are simultaneous causes — as a lamp and its light. So your saying that an earlier cause, a later cause, and a simultaneous cause are none of them to be got is not so.

答曰:「如陶師作瓶,是喻不然。何以故?若未有瓶,陶師與誰作因?如陶師,一切前因皆不可得。後時因亦如是不可得,若未有弟子,誰為是師?是故後時因亦不可得。若說一時因如燈明,是亦同疑因,燈明一時生,云何相因?如是因緣空故,當知一切有為法、無為法、眾生皆空。」

Answer: The potter making a pot — that simile will not do. Why? If the pot is not yet there, for whom is the potter a cause? As with the potter, so with every earlier cause: none is to be got. The later cause is likewise not to be got: if there is not yet a disciple, who is the teacher? So a later cause is not to be got either. And if you offer a simultaneous cause, such as a lamp and its light, this too falls into the fault of a reason as doubtful as the very point at issue: lamp and light arise at one time, so how should either be the cause of the other? Since causes and conditions are in this way empty, one should know that all conditioned things, all unconditioned things, and all beings are empty.

Reading note — Ru-Yi

The teacher-and-disciple example is the best thing the opponent produces in this gate, and it is worth appreciating before it is answered. It is a genuine case of a later thing making an earlier one what it is: no one is a teacher until somebody has been taught, so the disciple's existence reaches backward and confers a status the teacher did not previously hold. Retroactive constitution is a real phenomenon.

And the reply concedes the phenomenon while denying that it rescues causation. If there is not yet a disciple, who is the teacher? The relation is real, but it is a relation of mutual constitution, and mutual constitution is precisely not one thing producing another. The two terms come into being together as a pair, each defining the other — which puts the case with the ox's horns rather than with the potter. The example proves that the pair is inseparable. It does not locate any making.

The lamp and its light get the same treatment as sesame and sand in Gate Three: to offer their simultaneity as evidence of simultaneous causation is to assume what was being asked about. If the two arise at once, neither has priority, and there is nothing in the case beyond the fact that they occur together — which is what needed explaining.

Gate Twelve · 觀生門第十二

Examining Arising

1. Three Places to Look, and Careful Definitions

The final gate takes up what all the others have circled. Its method is to define its three terms with unusual precision first — a discipline the treatise has mostly left implicit — and then to search each in turn.

Chinese Source · 觀生門第十二

復次,一切法空。何以故?生、不生、生時不可得故,今生已不生,不生亦不生,生時亦不生。如說:

Ru-Yi Translation

Furthermore, all things are empty. Why? Because what has arisen, what has not arisen, and what is arising now are none of them to be got: what has already arisen does not arise, what has not arisen does not arise, and what is arising now does not arise either. As it is said:

Root Verse · 頌

生果則不生, 不生亦不生,

離是生不生, 生時亦不生。

Ru-Yi Translation

A fruit that has arisen does not arise;

what has not arisen does not arise;

and apart from these two, arisen and unarisen,

what is arising now does not arise either.

生名果起出,未生名未起未出未有,生時名始起未成。

"Arisen" means that the fruit has come up and come forth. "Not yet arisen" means it has not come up, has not come forth, and is not there. "Arising now" means it has begun to come up but is not yet complete.

Reading note — Ru-Yi

Pause over the third definition, because the whole gate turns on it: begun to come up but not yet complete. That is the honest description of what people mean by "in the process of arising," and it contains the difficulty in plain sight. Not yet complete means not yet there. The moment that was supposed to be where arising actually happens has been defined, by anyone who defines it carefully, as a moment when the thing has not arrived.

2. What Has Arisen Does Not Arise

Chinese Source

是中生果不生者,是生生已不生。何以故?有無窮過故,作已更作故。若生生已生第二生,第二生生已生第三生,第三生生已生第四生;如初生生已有第二生,如是生則無窮。是事不然,是故生不生。

復次,若謂生生、已生所用生生,是生不生而生。是事不然。何以故?初生不生而生,是則二種生:生已而生、不生而生,故汝先定說而今不定。如作已不應作、燒已不應燒、證已不應證,如是生已不應更生;是故生法不生。

Ru-Yi Translation

That an arisen fruit does not arise means: what has arisen does not arise again. Why? Because of the fault of an endless regress, and because what has been made would then be made again. If, having arisen, it arises a second time; and having arisen a second time, arises a third; and having arisen a third time, arises a fourth — just as after the first arising there was a second — then arising runs on without end. This will not do, and so what has arisen does not arise.

Furthermore, if you say that the arising by which what has already arisen arose is itself an arising that arises without having arisen — this will not do. Why? Because if the first arising arises without having arisen, then there are two kinds of arising: arising after having arisen, and arising without having arisen — so what you stated definitely before has now become indefinite. As what has been done need not be done again, what has been burned need not be burned again, and what has been realized need not be realized again, so what has arisen ought not to arise again. Therefore what arises does not arise.

Reading note — Ru-Yi

The three closing analogies — done, burned, realized — are chosen to run from the trivial to the deepest. What is burned is not burned again; what is realized is not realized again. The last is quietly the point of the whole treatise: awakening, once reached, is not reached a second time. Completion is completion, and the operation that completes has nothing left to grip.

The second paragraph is compressed even by this treatise's standards, and the Chinese is difficult; we have rendered it as the surrounding argument requires. Its charge is that the opponent, cornered, has quietly split his own term — allowing one kind of arising that follows a prior arising and another kind that does not — so that what he stated as a definite position has become indefinite. It is the same complaint made in Gate Two against the pot that is subtle before and coarse after: an escape purchased by letting a key term mean two things.

3. What Has Not Arisen Does Not Arise

The second search, and the one whose consequences are the most vivid: if what has not arisen can arise, then everything that has not arisen is a candidate — including the awakening of every ordinary person, the afflictions of an arhat beyond falling back, and the horns of a hare.

Chinese Source

不生法亦不生。何以故?不與生合故,又一切不生有生過故。若不生法生,則離生有生,是則不生。若離生有生,則離作有作、離去有去、離食有食,如是則壞世俗法。是事不然,是故不生法不生。

復次,若不生法生,一切不生法皆應生;一切凡夫未生阿耨多羅三藐三菩提皆應生,不壞法阿羅漢煩惱不生而生,兔馬等角不生而生。是事不然,是故不應說不生而生。

Ru-Yi Translation

What has not arisen does not arise either. Why? Because it is not joined with arising; and because, if it could, everything unarisen would incur the fault of arising. If what has not arisen arises, then there is an arising apart from arising — and that is no arising at all. And if there could be an arising apart from arising, then there could be a doing apart from doing, a going apart from going, an eating apart from eating; and that would ruin the way the world speaks. This will not do, and so what has not arisen does not arise.

Furthermore, if what has not arisen arises, then everything unarisen ought to arise: unsurpassed complete awakening, unarisen in every ordinary person, ought to arise in them all; the afflictions of an arhat beyond falling back, being unarisen, would arise; and the horns of hares and horses, being unarisen, would arise. This will not do — and so one should not say that what has not arisen arises.

Reading note — Ru-Yi

The three consequences form a deliberate sequence: something desirable that does not happen, something dreadful that does not happen, and something impossible that could never happen. Unsurpassed awakening does not simply break out in every ordinary person; the afflictions of an arhat who has passed beyond falling back do not come flooding back; and hares do not sprout horns. Each is unarisen, and if bare unarisenness were enough for arising, all three would be equally on the table. The absurdity is graded so that the reader cannot escape it by objecting to any one case.

The other argument is quieter and more interesting — that a doing apart from doing and a going apart from going would ruin the way the world speaks. Nāgārjuna is not proposing that ordinary usage settles metaphysics. He is pointing out that his opponent has to appeal to ordinary usage himself, since the entire debate is conducted in the language of things arising, being made, and coming to be. A position that renders that language incoherent has sawn through the branch on which it was standing to speak.

4. And Not in the Moment of Arising

The last search, and the treatise's last argument. The opponent makes a genuinely sensible objection first — arising is not indiscriminate, it happens when time, place, agent, and means have come together — and then arising-now is examined from four directions in quick succession.

Chinese Source

問曰:「不生而生者,如有因緣和合時方作者,方便具足是則不生而生,非一切不生而生,是故不應以一切不生而生為難。」

答曰:「若法生時方作者,方便眾緣和合生,是中先定有不生,先無亦不生,又有無亦不生,是三種求生不可得,如先說。是故不生法不生。

Ru-Yi Translation

Question: "What has not arisen arises" holds where causes and conditions have come together — the time, the place, the agent, and the requisite means all complete; there, what has not arisen arises. It is not that everything unarisen arises. So you should not press the objection that everything unarisen would have to arise.

Answer: If a thing arises when the time, the place, the agent, the means, and the gathering of conditions have all come together — then within that, what definitely exists beforehand does not arise, what does not exist beforehand does not arise, and what both exists and does not exist beforehand does not arise. Sought in these three ways, arising is not to be got, as was said above. Therefore what has not arisen does not arise.

「生時亦不生。何以故?有生生過,不生而生過故。生時法,生分不生,如先說。未生分亦不生,如前說。

「復次,若離生有生時,則應生時生,而實離生無生時,是故生時亦不生。

「復次,若人說生時生,則有二生:一、以生時為生,二、以生時生。無有二法,云何言有二生?是故生時亦不生。

「復次,未有生,無生時,生於何處行?生若無行處,則無生時生,是故生時亦不生。

What is arising now does not arise either. Why? Because it incurs the fault of what has arisen arising, and the fault of what has not arisen arising. In a thing that is arising now, the part that has arisen does not arise, as was said above; and the part not yet arisen does not arise either, as was said before.

Furthermore, if there were an arising-now apart from arising, then arising-now might arise; but in fact apart from arising there is no arising-now — and so what is arising now does not arise.

Furthermore, if someone says that arising-now arises, there are then two arisings: first, the arising that the arising-now itself is; second, the arising by which the arising-now arises. There are no two such things — so how can one speak of two arisings? Therefore what is arising now does not arise.

Furthermore, before there is arising there is no arising-now — so in what place does arising move? And if arising has no place in which to move, there is no arising in the arising-now; and so what is arising now does not arise.

Reading note — Ru-Yi

The first reply is the important one, and it is a model of how Madhyamaka answers an appeal to conditions. The opponent's objection is entirely reasonable: of course unarisenness alone does not produce anything; arising happens when the right conditions assemble. Nāgārjuna does not dispute a word of this. He simply asks what happens within the assembled conditions — and points back to Gate Two. Once everything is in place, is the fruit already there, or not there, or both? The three-way question does not go away because the conditions are complete; it is now asked at the site where the arising is supposed to occur, and gets the same three answers.

Then arising-now is dismantled from four sides. It divides into an arisen part and an unarisen part, and neither arises. It has no existence apart from arising, so it cannot be the place where arising is explained. Saying it arises requires two arisings where only one is available. And it has nowhere to be — a moment of arising presupposes arising, so there is no prior ground on which arising could be underway.

5. The Treatise Closes

Chinese Source

「如是生、不生、生時皆不成,生法不成故。無生,住、滅亦如是。生、住、滅不成故,則有為法亦不成;有為法不成故,無為法亦不成;有為、無為法不成故,眾生亦不成。是故當知一切法無生,畢竟空寂故。」

Ru-Yi Translation

Thus what has arisen, what has not arisen, and what is arising now are none of them established, since arising itself is not established. There is no arising; and abiding and ceasing are the same. And since arising, abiding, and ceasing are not established, conditioned things are not established; and since conditioned things are not established, unconditioned things are not established; and since neither conditioned nor unconditioned things are established, beings are not established either. Therefore one should know that all things are unarisen — for they are, in the end, empty and still.

十二門論一卷
The Twelve Gate Treatise, in one fascicle
Reading note — Ru-Yi

The treatise ends without a peroration, without a dedication of merit, and without any of the closing apparatus a reader might expect. The last line simply restates the conclusion and stops: all things are unarisen — for they are, in the end, empty and still. Those final four characters, 畢竟空寂, are the only place in the whole work where the tone shifts from argument to something else. 寂 is stillness, quiet, the word used for the peace of nirvāṇa. After twelve gates of relentless pressing, the last word is not a victory but a settling.

It is worth taking the measure of what has been done. The treatise did not argue that nothing exists. It argued, twelve times over from twelve directions, that when you go looking for the machinery — the causal power inside the cause, the fruit waiting inside its conditions, the mark that certifies a thing as conditioned, the moment in which arising occurs, the agent behind suffering — there is nothing there to find. Pots are still made, sesame still yields oil, and beings still suffer and are still liberated. What has been removed is not the world but a layer we had added to it: the assumption that behind each of these there stands a real, self-standing thing doing the work.

And Gate Eight is the reason this is not a loss. If things had natures of their own, nothing could change, suffering could never cease, and the path would lead nowhere. It is emptiness that leaves room for arising, for alteration, for the ending of what we would like to end. The stillness at the last line is not the stillness of a world brought to a halt. It is the quiet of a grip finally opening.

· · ·

The Translation Is Complete

All twelve gates are now translated, together with Sengrui's preface and his outline. Readers who want to follow these arguments in their fuller form will find them worked out at length across twenty-seven chapters in the Mūlamadhyamakakārikā, which this treatise twice quotes by name; and readers who want to see where Madhyamaka goes next — through the ten bodhisattva grounds, and into practice — will find that in Candrakīrti's Madhyamakāvatāra.

← Back to the Twelve Gate Treatise collection