The Six Roots of Existence
Fascicle 19 opens an entirely new chapter of the treatise — Chapter 5, 分別隨眠品第五 (the Anuśaya-nirdeśa, "Discernment of the Latent Tendencies") — turning from the theory of karma to the theory of the afflictions that drive it. Having spent four full chapters explaining that karma is what generates the differences among beings and their worlds, the treatise now asks what generates karma itself: the answer is the anuśayas, the latent, dormant tendencies (traditionally rendered "proclivities" or "latent afflictions") without which karma has no power to bring about further existence at all. This fascicle moves from the six root anuśayas and their expansion to ninety-eight, through the genuine three-way scholastic debate over what an anuśaya actually is, the precise definitions of the five views and four inversions, conceit's varieties, the pervasive/latent-increase apparatus, moral classification, and closes with the four proper ways any question can be answered.
1. The Six Root Anuśayas, and What They Really Are
The treatise opens Chapter 5 by recalling a claim already established across the preceding four chapters: that the differences among the various worlds and forms of existence all arise from karma. It now poses the deeper question this claim leaves open — karma itself only has the power to generate further existence in dependence on the anuśayas (latent tendencies, sometimes rendered "proclivities" or "latent afflictions"); apart from these, karma alone is powerless to bring about rebirth. How many anuśayas are there? In brief, there are six: greed, hatred, conceit, ignorance, [wrong] views, and doubt. These are called the "roots of all existence" because, in their fully manifest form as active afflictions, they perform ten distinct functions: firmly establishing the root of affliction, establishing its continuity, cultivating their own proper field, drawing forth their outflow, generating the existence brought about by karma, gathering their own accompanying factors, obscuring their object, guiding the stream of consciousness, transgressing wholesome qualities, and broadly binding a being so that it cannot pass beyond its own realm and stage. It is by virtue of performing these ten functions that the anuśayas serve as the root of existence, and it is only in dependence on them that karma retains the power to generate further existence. The verse's use of the word "also" is meant to indicate that conceit and the others likewise increase with respect to their objects through the power of greed, in a manner to be explained later; the word "and" indicates that these six each have a distinct essential nature from one another. If there are truly only six anuśayas at their most basic level, why do the sūtras elsewhere speak of seven? The treatise explains that this sevenfold count simply divides one of the six — greed — into two: desire-realm greed and higher-realm greed (that is, greed directed at the form and formless realms together, called "greed for existence" because such craving operates predominantly through inward absorption rather than through the outward senses, and also because this label counters a mistaken notion, common among certain other practitioners, that absorption in the higher meditative states is itself already a kind of liberation — the "existence" named here in fact refers only to a subtle clinging to that very state of absorption and its underlying basis, not to the objects of the senses, since craving of that specific character has already been left behind by anyone who has attained such absorption). With greed thus counted separately for the desire realm and the higher two realms, the six anuśayas become seven: desire-greed, hatred, existence-greed, conceit, ignorance, [wrong] views, and doubt.
前言世別皆由業生,業由隨眠方得生長,離隨眠業無感有能。所以者何?隨眠有幾?頌曰:隨眠諸有本,此差別有六,謂貪瞋亦慢,無明見及疑。論曰:由此隨眠是諸有本,故業離此無感有能。何故隨眠能為有本?以諸煩惱現起能為十種事故,一堅根本、二立相續、三治自田、四引等流、五發業有、六攝自具、七迷所緣、八導識流、九越善品、十廣縛義,令不能越自界地故。由此隨眠能為有本,故業因此有感有能。此略應知差別有六,謂貪、瞋、慢、無明、見、疑。頌說亦言,意顯慢等亦由貪力於境隨增,由貪隨增義如後辯。及聲顯六體各不同。若諸隨眠體唯有六,何緣經說有七隨眠?頌曰:六由貪異七,有貪上二界,於內門轉故,為遮解脫想。論曰:即前所說六隨眠中分貪為二,故經說七。何等為七?一欲貪隨眠、二瞋隨眠、三有貪隨眠、四慢隨眠、五無明隨眠、六見隨眠、七疑隨眠。
It was stated earlier that the differences among worlds all arise from karma, and that karma, in turn, only grows and produces its effect in dependence on the anuśayas — apart from the anuśayas, karma has no power to bring about existence. Why is this? How many anuśayas are there? Verse: the anuśayas are the root of all existence; their distinctions are six — namely, greed, hatred, and also conceit, ignorance, views, and doubt. Explanation: because these anuśayas are the root of all existence, karma, apart from them, has no power to bring about existence. Why are the anuśayas able to serve as the root of existence? Because afflictions, in their manifest activity, are able to perform ten kinds of function: first, firmly establishing the root; second, establishing continuity; third, cultivating their own field; fourth, drawing forth outflow; fifth, generating karmic existence; sixth, gathering their own equipment; seventh, obscuring the object; eighth, guiding the stream of consciousness; ninth, transgressing wholesome categories; tenth, broadly binding — causing one to be unable to pass beyond one's own realm and stage. Because the anuśayas are able to perform these functions, they serve as the root of existence, and karma, on their account, has the power to bring about existence. This should, in brief, be understood to have six distinctions — namely, greed, hatred, conceit, ignorance, views, and doubt. The verse's word "also" is meant to show that conceit and the rest likewise increase with respect to their objects through the power of greed, the meaning of which increase will be explained later. The word "and" shows that these six each have a distinct essential nature. If the anuśayas' essential nature is only six, why do the sūtras speak of seven anuśayas? Verse: the six become seven through the division of greed, [namely] greed for existence, in the upper two realms, since it operates through the inward gate, and in order to counter the notion of liberation. Explanation: among the six anuśayas stated previously, greed is divided into two, and so the sūtras speak of seven. What are the seven? First, desire-greed anuśaya; second, hatred anuśaya; third, existence-greed anuśaya; fourth, conceit anuśaya; fifth, ignorance anuśaya; sixth, views anuśaya; seventh, doubt anuśaya.
This fascicle opens an entirely new chapter of the treatise, and with it a substantial shift in vocabulary: "anuśaya" (隨眠, literally "that which lies dormant" or "sleeps alongside") is a foundational technical term in Abhidharma psychology, often rendered "latent tendency," "proclivity," or "latent affliction" in English scholarship. We will use "anuśaya" and "latent tendency" interchangeably going forward, following the pattern already established for other untranslated technical terms (dhyāna, saṃvara, and the like) throughout this project.
We should flag that the ten functions of the anuśayas (firmly establishing the root, establishing continuity, and so on) are listed here in compressed form without full individual explanation — the treatise appears to assume these ten are either self-explanatory or will be elaborated elsewhere; we have translated them as literally as the compressed source allows, and will note if the treatise returns to unpack any of them more fully in later sections.
2. What Is a Latent Tendency, Really?
The treatise now takes up a genuinely difficult question: with respect to "desire-greed anuśaya," how should this compound term itself be understood? Does the essential nature of desire-greed simply consist in being an anuśaya, or does desire-greed instead merely possess an anuśaya as something distinct from itself? The same question applies equally to each of the other six terms in the list. Either interpretation, the treatise notes, runs into a genuine difficulty. If the essential nature of desire-greed simply is the anuśaya itself, this appears to contradict a sūtra passage stating that a person may go for a long stretch of time without their mind being actively bound by a fetter of desire-greed, even though a momentary fetter of desire-greed might arise briefly and then, once its means of release is correctly understood, be thoroughly eliminated together with its anuśaya — a wording that seems to distinguish the momentary "fetter" from the anuśaya that is separately said to be eliminated alongside it, implying the anuśaya is not simply identical to the active affliction. But if, instead, desire-greed is something distinct that merely possesses an anuśaya, then the anuśaya itself would have to be a formation dissociated from mind altogether, which would contradict the Abhidharma treatises' own statement that the desire-greed anuśaya is associated with three specific feeling-faculties. The Vaibhāṣika masters resolve this by holding that the afflictions themselves, in their essential nature, simply are the anuśayas — so does this not then contradict the sūtra just cited? They reply that it does not, since the sūtra's phrase "eliminated together with its anuśaya" refers to eliminating the affliction together with its binding, entangling power, not to two genuinely separate things; or else, they suggest, the sūtra may be speaking loosely of a mere potential or capacity using the same word "anuśaya," much as one might loosely speak of "suffering" when what is actually meant is merely the perception or notion of suffering associated with fire and similar objects. The Abhidharma treatises, they maintain, speak according to how things truly and essentially are, and it is precisely the afflictions themselves, in this true sense, that are properly called anuśayas — and it follows from this that the anuśayas are indeed associated with mind, not dissociated from it. What reasoning, then, confirms that they must definitely be mind-associated? Because the anuśayas defile and afflict the mind, obscure and obstruct it, and are capable of opposing wholesome states — that is, it is specifically through the power of the anuśayas that wholesome states not yet arisen fail to arise, and wholesome states already arisen degenerate and are lost; hence the anuśayas cannot possibly be dissociated from mind. If something dissociated from mind were capable of producing these same effects, then wholesome dharmas would never have any opportunity to arise at all, since a dissociated formation, by its very nature, is constantly present without interruption; yet wholesome dharmas plainly do have opportunities to arise, and so it must be known that the anuśayas are indeed mind-associated dharmas. The treatise, however, immediately declares that none of these three considerations actually proves the point conclusively. Why not? Because, even granting that the anuśayas are not mind-associated, one need not therefore accept that these three specific effects (obstructing wholesome arising, and so on) are necessarily what the anuśayas themselves directly accomplish — some other mechanism might account for them instead. In fact, the treatise declares, it is the Sautrāntika school's own explanation of this matter that is the most excellent of all the positions on offer.
欲貪隨眠依何義釋?為欲貪體即是隨眠?為是欲貪之隨眠義?於餘六義徵問亦爾。若爾何失?二俱有過。若欲貪體即是隨眠,便違契經。如契經說:若有一類,非於多時為欲貪纏纏心而住,設心暫爾起欲貪纏,尋如實知出離方便,彼由此故於欲貪纏能正遣除并隨眠斷。若是欲貪之隨眠義,隨眠應是心不相應,便違對法。如本論說:欲貪隨眠三根相應。毘婆沙師作如是說:欲貪等體即是隨眠。豈不違經?無違經失,并隨眠者并隨縛故。或經於得假說隨眠,如火等中立苦等想。阿毘達磨依實相說,即諸煩惱說名隨眠,由此隨眠是相應法。何理為證知定相應?以諸隨眠染惱心故、覆障心故、能違善故,謂隨眠力能染惱心。未生善不生、已生善退失,故隨眠體非不相應。若不相應能為此事,則諸善法應無起時,以不相應恒現前故。既諸善法容有起時,故知隨眠是相應法。此皆非證。所以者何?若許隨眠非相應者,不許上三事是隨眠所為。然經部師所說最善。
By what meaning is "desire-greed anuśaya" to be explained? Is the essential nature of desire-greed itself the anuśaya? Or is it that desire-greed possesses an anuśaya? The same question should be raised for the remaining six terms. If so, what is the fault [in each position]? Both have faults. If the essential nature of desire-greed is itself the anuśaya, this contradicts a sūtra. As a sūtra states: there is a certain kind of person who, not for a long stretch of time, dwells with their mind bound by the fetter of desire-greed; even should their mind briefly give rise to the fetter of desire-greed, upon rightly understanding the means of release, they are thereby able to correctly dispel the fetter of desire-greed, together with its anuśaya, being eliminated. If it is that desire-greed possesses an anuśaya [as something distinct], then the anuśaya would have to be dissociated from mind, which contradicts the Abhidharma. As the root treatise states: the desire-greed anuśaya is associated with three faculties [of feeling]. The Vaibhāṣika masters explain it this way: the essential nature of desire-greed and the rest is itself the anuśaya. [Objection:] Does this not then contradict the sūtra? [Reply:] It does not contradict the sūtra, since "eliminated together with its anuśaya" means eliminated together with its binding entanglement. Or, the sūtra may speak loosely of "anuśaya" with reference to a mere potential, just as one speaks loosely of "suffering" with reference to the notion of suffering associated with fire and the like. The Abhidharma speaks according to true characteristics, and it is precisely the afflictions that are called anuśayas — hence the anuśaya is an associated dharma. By what reasoning is it known to be definitely associated [with mind]? Because the anuśayas defile and afflict the mind, obscure and obstruct it, and are able to oppose wholesome states — that is, through the power of the anuśayas, wholesome states not yet arisen do not arise, and wholesome states already arisen degenerate and are lost; hence the essential nature of the anuśaya is not dissociated [from mind]. If something dissociated [from mind] could accomplish this, then wholesome dharmas would have no occasion to arise at all, since what is dissociated is constantly present without interruption. Since wholesome dharmas do have occasion to arise, it is known that the anuśaya is an associated dharma. None of this is actually conclusive proof. Why is this? Even granting that the anuśaya is not associated [with mind], one need not accept that these three effects are what the anuśaya itself accomplishes. The Sautrāntika masters' explanation of this matter is the most excellent.
We should flag that this passage sets up a genuine three-way live debate whose resolution the treatise explicitly defers — it states that the Vaibhāṣika's three supporting arguments are "not actually conclusive proof" and that the Sautrāntika position is "most excellent," but the full Sautrāntika account itself (the "seed" theory briefly previewed in our closing placeholder above) is developed only in the section immediately following this one. We have not attempted to summarize or anticipate that fuller account here, since the text itself presents it as the next order of business rather than folding it into this section.
This section marks a significant shift from this project's earlier fascicles: where fascicles 13–18 largely followed the Vaibhāṣika position as the treatise's default working framework (while recording Sautrāntika/Dārṣṭāntika dissent along the way), this opening of Chapter 5 has the treatise itself explicitly signaling a preference for the Sautrāntika account on this foundational question of what an anuśaya is — a preference worth watching for as this chapter's argument develops further.
3. The Sautrāntika's Seed Theory: Dormant Versus Waking Affliction
Having declared the Sautrāntika's explanation the most excellent among the positions on offer, the treatise now sets out that explanation in full. According to the Sautrāntika, "desire-greed anuśaya" refers to a specific meaning of "anuśaya" belonging to desire-greed — yet, crucially, the essential nature of this anuśaya is neither associated with mind nor dissociated from it, since it is not, in fact, a separate, distinct entity of its own kind at all. Rather, the very same affliction, in its dormant, non-manifest state, is called an "anuśaya" (a latent tendency lying dormant), while that identical affliction, in its actively arising state, is called a "paryavasthāna" (an "entanglement," the active, manifest affliction gripping the mind) — the two terms name one and the same underlying continuum of affliction at two different phases of its existence, rather than two separate things. What, then, is meant by "dormant"? It means the affliction persists as a seed that is not currently manifesting in active form. And what is meant by "waking" or "arising"? It means the affliction has become manifest, actively gripping and entangling the mind. What, in turn, constitutes this "seed" of affliction? It is a distinctive functional capacity residing within one's own mental continuum, itself arising from a prior affliction and capable of generating a future affliction in turn — comparable to the "seed" of memory, which arises from an initial direct experience or realization and is itself the distinctive capacity capable of generating a later act of recollection, or comparable to how a sprout carries forward the distinctive capacity, inherited from an earlier fruit, to eventually generate a later fruit in turn. If, instead, one insisted that the affliction's dormant "seed" must be some entirely separate entity dissociated from mind — a view already considered and set aside above — then, by the very same logic, one would have to accept that the "seed" of memory is likewise not simply a functional capacity but some entirely separate, dissociated entity capable of drawing forth a later moment of recollection; yet this is plainly not how memory is actually understood to work. Since the parallel case of memory is not explained this way, why should the case of affliction be explained this way instead? No distinguishing cause can actually be found that would justify treating the two cases differently. An objection follows, invoking the sūtras' well-known "six sixes" teaching, which appears to state that a certain feeling of pleasure is itself accompanied by a greed-anuśaya even while that feeling is merely present, seemingly implying the anuśaya persists continuously as some kind of standing entity throughout, rather than existing only intermittently as dormant seed and occasional manifest affliction. The treatise responds that the sūtra merely states that the anuśaya "exists" in connection with that pleasant feeling, without specifying that the anuśaya is manifestly, actively present at that very moment — so no genuine contradiction arises. At what time, then, does it properly "exist"? Precisely during the dormant, seed-like phase — or else, the treatise adds, the sūtra may simply be speaking loosely of the underlying cause (the seed) using the very name "anuśaya" that strictly applies only to the fully activated case, a common enough looseness of expression. Having addressed this side matter, the treatise now returns to the primary line of inquiry it had been pursuing before this digression began.
然經部師所說最善。經部於此所說如何?彼說欲貪之隨眠義,然隨眠體非心相應非不相應,無別物故,煩惱睡位說名隨眠,於覺位中即名纏故。何名為睡?謂不現行種子隨逐。何名為覺?謂諸煩惱現起纏心。何等名為煩惱種子?謂自體上差別功能,從煩惱生能生煩惱。如念種子是證智生,能生當念功能差別。又如芽等有前果生,能生後果功能差別。若執煩惱別有隨眠心不相應名煩惱種,應許念種非但功能別有不相應能引生後念。此既不爾,彼云何然?差別因緣不可得故。若爾,六六契經相違,經說於樂受有貪隨眠故。經但說有,不言爾時即有隨眠。何所違害?於何時有?於彼睡時,或假於因立隨眠想。傍論且止,應辯正論。
The Sautrāntika masters' explanation of this matter is the most excellent. What do the Sautrāntika masters say on this point? They say that "desire-greed anuśaya" refers to the meaning of "anuśaya" belonging to desire-greed, yet the essential nature of the anuśaya is neither associated with mind nor dissociated from it, there being no separate entity — the affliction, in its dormant state, is called "anuśaya"; in its waking, [manifest] state, it is called "paryavasthāna" [entanglement]. What is meant by "dormant"? It means [the affliction] does not manifest in activity, but persists as a seed. What is meant by "waking"? It means the afflictions arise manifestly, entangling the mind. What is the "seed" of affliction? It is a distinctive functional capacity, on one's own continuum, arising from affliction, able to generate [further] affliction — like the seed of memory, arising from direct realization, being the distinctive functional capacity able to generate a future act of recollection; or like a sprout, having arisen from a prior fruit, being the distinctive functional capacity able to generate a later fruit. If one insists that affliction has, apart from this, a separate anuśaya dissociated from mind, called the "seed of affliction," one should then also accept that the "seed" of memory is not merely a distinctive functional capacity but a separate, dissociated entity able to draw forth a later act of recollection. Since this is not so [for memory], why should it be so [for affliction]? No distinguishing cause can be found. [Objection:] If so, this contradicts the sūtra of the "six sixes," which states that, with respect to a pleasant feeling, there is a greed-anuśaya. [Reply:] The sūtra only states that it "exists"; it does not say that, at that very time, the anuśaya is [manifestly] present. What contradiction is there? [Objection:] At what time, then, does it exist? [Reply:] At the time of its dormancy. Or, the sūtra may speak loosely of the cause, using the name "anuśaya." Setting this side discussion aside, we should return to the proper topic.
We should highlight that this Sautrāntika "seed" account — an affliction as a functional capacity within the mental continuum, neither a separate substance dissociated from mind nor identical to an actively arising mental state — closely parallels the "perfuming" (vāsanā) theory this same school used in fascicle 13 to explain unmanifested karma without positing it as real, distinct matter. Readers who recall that earlier discussion will notice the same underlying strategy at work here: explaining apparent persistence or dormancy through a causal capacity built into the mental continuum's own continuity, rather than through some additional, separately existing entity. This continuity across topics is worth flagging as a hallmark of the Sautrāntika's broader philosophical approach throughout this treatise.
The analogy to a "seed of memory" is a vivid and philosophically significant move: it grounds a fairly abstract metaphysical claim (how a dormant affliction can later reactivate) in something ordinary and readily accepted (how a past experience can later be recollected) — we have preserved this argumentative structure exactly as presented, since the force of the Sautrāntika's case depends on the reader accepting the memory case as unproblematic and then extending the same reasoning to affliction.
4. From Six to Ten: The Five Kinds of Wrong View
The treatise now completes its earlier explanation of why "existence-greed" is named as it is — noting that beings absorbed in the form and formless realms characteristically develop a deep attachment specifically to the meditative absorption itself and to its underlying basis, rather than to any external sense-object, since sensory craving of the ordinary kind has already been left behind by anyone capable of attaining such absorption in the first place; this is why the term "existence-greed" is applied only to the higher two realms, while the plain term "greed," when used for the desire realm specifically, is called "desire-greed" by straightforward extension, without needing separate explanation in the summary verse. Returning now to its central line of inquiry, the treatise explains that the same six anuśayas already introduced are, in the Abhidharma treatises, further divided into ten. How does this expansion to ten occur? Among the six, the single category of "views" is subdivided into five distinct kinds, while the remaining five anuśayas (greed, hatred, conceit, ignorance, and doubt) are not "views" at all and so remain undivided; adding these five non-view anuśayas to the five varieties of view yields a total of ten. The five varieties of view are: the view of a self (satkāyadṛṣṭi, the belief in an substantially existing "I" or "mine" with respect to the five aggregates); extreme views (belief in either eternal permanence or utter annihilation with respect to that presumed self); wrong view (the specific view, already discussed at length in fascicle 17, that denies the causal efficacy of karma and its fruit, and denies the noble ones altogether); view-attachment (clinging to any of these three preceding views, or to the aggregates underlying them, as being the supreme, most excellent position, superior to all others); and precept-and-vow attachment (clinging to certain moral precepts, or to certain ascetic vows and observances taken up for the sake of purification, as themselves being sufficient, by their own power alone, to bring about purification, liberation, or release from suffering). The remaining five categories — greed, hatred, conceit, ignorance, and doubt — are not "views" in this technical sense, since none of them involves the specific act of investigating and settling upon a considered judgment about how things are, which is the defining mark of a "view" in this precise Abhidharma sense. Combining the five non-view anuśayas with the five varieties of view thus yields exactly ten fundamental anuśayas in total.
彼諸有情多於等至及所依止深生味著,故說彼唯味著自體;非味著境,離欲貪故,由此唯彼立有貪名。既說有貪在上二界,義准欲界貪名欲貪,故於頌中不別顯示。即上所說六種隨眠,於本論中復分為十。如何成十?頌曰:六由見異十,異謂有身見,邊執見邪見,見取戒禁取。論曰:六隨眠中見行異為五,餘非見五,積數總成十,故於十中五是見性:一有身見、二邊執見、三邪見、四見取、五戒禁取。五非見性:一貪、二瞋、三慢、四無明、五疑。
Those sentient beings mostly give rise to deep attachment to the meditative attainment itself and to its underlying basis, and so it is said that they are attached only to that very state itself — not attached to an [external] object, since they have already become free from desire-greed; hence it is only with reference to them that the name "existence-greed" is established. Since "existence-greed" is spoken of with reference to the upper two realms, it follows by the same logic that desire-realm greed is called "desire-greed," and so the verse does not separately indicate this. The six kinds of anuśaya described above are, in the root treatise, further divided into ten. How does this become ten? Verse: the six become ten through the division of views — the division being into the view of a self, extreme views, wrong view, view-attachment, and precept-and-vow attachment. Explanation: among the six anuśayas, the "views" activity is divided into five; the remaining are non-view, [numbering] five; adding these together makes a total of ten. Among the ten, five have the nature of views: first, the view of a self; second, extreme views; third, wrong view; fourth, view-attachment; fifth, precept-and-vow attachment. Five are not of the nature of views: first, greed; second, hatred; third, conceit; fourth, ignorance; fifth, doubt.
This section introduces five technical terms — satkāyadṛṣṭi ("view of a self"), extreme views, wrong view, view-attachment, and precept-and-vow attachment — that form one of the most frequently recurring classification schemes in later Abhidharma and Yogācāra literature; we have given brief working definitions for each based on how the treatise itself explains them elsewhere in this and earlier fascicles, since this particular passage introduces the five mostly by name, assuming their content is already established or will be elaborated further on. We will refine or expand these definitions if the treatise itself does so in subsequent sections.
We should flag that "precept-and-vow attachment" (戒禁取, often rendered "attachment to rules and rituals" or "attachment to mere precept and vow") specifically targets the belief that following certain rules or ascetic observances is, by itself, sufficient for liberation — a view the tradition associates with various non-Buddhist ascetic practices critiqued elsewhere in Buddhist literature. We render it in a way consistent with how this term is typically explained in Abhidharma sources, though the present passage itself does not elaborate on which specific practices it has in mind.
5. The Full Ninety-Eight Anuśayas
The treatise now expands the ten fundamental anuśayas into the full technical count of ninety-eight, by distinguishing each according to its mode of activity, its specific category of abandonment, and the realm to which it belongs. The ten anuśayas already differ in mode of activity (view versus non-view), as just explained; they further differ according to which of five categories of abandonment they belong to — abandoned upon seeing each of the four noble truths (suffering, its origin, its cessation, and the path), or abandoned only through sustained cultivation thereafter — and according to which of the three realms (desire, form, formless) they belong to. Combining these distinctions produces the full ninety-eight. Within the desire realm alone, the ten anuśayas, distributed across the five categories of abandonment, yield thirty-six: seventeen abandoned upon seeing suffering, seven upon seeing its origin, seven upon seeing its cessation, eight upon seeing the path, and four abandoned only through cultivation. This distribution follows a specific logic: what is abandoned upon seeing suffering possesses all ten anuśayas in full; what is abandoned upon seeing the origin or cessation of suffering possesses only seven each, excluding the view of a self, extreme views, and precept-and-vow attachment (since these three views specifically presuppose taking one's own aggregates as an object, or presuppose the possibility of liberation through mere observance, neither of which pertains to the truths of origin or cessation); what is abandoned upon seeing the path possesses eight, excluding only the view of a self and extreme views; and what is abandoned only through cultivation possesses just four, excluding all five varieties of view along with doubt, leaving only greed, hatred, conceit, and ignorance. The first thirty-two of these are called "abandoned by seeing," since they are eliminated the very moment the truths are directly seen; the remaining four are called "abandoned by cultivation," since they are eliminated only gradually, through the sustained, repeated practice of the path after the truths have already been seen. This distribution also reveals an important structural fact: among the ten anuśayas, the view of a self and extreme views each belong to only a single category — abandoned upon seeing suffering alone; precept-and-vow attachment belongs to two categories — abandoned upon seeing suffering or upon seeing the path; wrong view, view-attachment, and doubt each belong to all four truths' seeing-categories; and the remaining four (greed, hatred, conceit, and ignorance) each belong to all five categories, including cultivation. Thus, within the ten, views divide into twelve instances, doubt divides into four, and each of the remaining four non-view anuśayas divides into five — yielding the desire realm's total of thirty-six. In the form and formless realms, the same fivefold distribution applies to each realm, except that hatred is entirely absent in both (since hatred, being rooted in aversion toward an object, cannot arise in realms whose beings have already transcended such aversion) — leaving thirty-one anuśayas in each of these two higher realms. Combining the desire realm's thirty-six with the form realm's thirty-one and the formless realm's thirty-one yields the full total of ninety-eight anuśayas, distinguished by mode of activity, category of abandonment, and realm. Among these ninety-eight, eighty-eight are "abandoned by seeing," since they are eliminated through the specific power of forbearance (the direct, penetrating cognition that immediately precedes and accompanies the seeing of each truth); the remaining ten are "abandoned by cultivation," since they are eliminated through the power of full wisdom (knowledge) attained afterward, through sustained practice.
又即所說六種隨眠,於本論中說九十八。依何義說九十八耶?頌曰:六行部界異,故成九十八,欲見苦等斷,十七七八四,謂如次具離,三二見見疑,色無色除瞋,餘等如欲說。論曰:六種隨眠由行、部、界有差別,故成九十八。謂於六中由見行異分別為十,如前已辯。即此所辯十種隨眠,部、界不同成九十八。部謂見四諦、修所斷五部。界謂欲色無色三界。且於欲界五部不同,乘十隨眠成三十六。謂見苦諦至修所斷,如次有十七七八四。即上五部,於十隨眠一二一一如其次第,具離三二見見疑。謂見苦諦所斷具十;見集滅諦所斷各七,離有身見、邊見、戒取;見道諦所斷八,離有身見及邊執見。修所斷四,離見及疑,如是合成三十六種。前三十二名見所斷,纔見諦時彼則斷故;最後有四名修所斷,見四諦已後後時中數數習道彼方斷故。如是已顯十隨眠中薩迦耶見唯在一部,謂見苦所斷。邊執見亦爾。戒禁取通在二部,謂見苦、見道所斷。邪見通四部,謂見苦、集、滅、道所斷,見取疑亦爾。餘貪等四各通五部,謂見四諦及修所斷。此中何相見苦所斷?乃至何相是修所斷?若緣見此所斷為境名見此所斷,餘名修所斷。如是六中見分十二、疑分為四、餘四各五,故欲界中有三十六。色無色界五部各除瞋,餘與欲同,故各三十一。由是本論以六隨眠行、部、界殊說九十八。於此所辯九十八中,八十八見所斷,忍所害故。十隨眠修所斷,智所害故。
The six kinds of anuśaya described above are, in the root treatise, said to number ninety-eight. By what reasoning is this ninety-eight spoken of? Verse: through differences of activity, category, and realm, they become ninety-eight; in the desire realm, [what is abandoned by] seeing suffering and the rest are seventeen, seven, seven, eight, four — in this order, each excludes three, two, none, none, and [excludes] view and doubt [for cultivation]; the form and formless realms exclude hatred, the rest being as stated for the desire realm. Explanation: the six anuśayas, through differences of activity, category, and realm, become ninety-eight — that is, among the six, through the difference of the view-activity, they are distinguished into ten, as already explained. These ten anuśayas, through differences of category and realm, become ninety-eight. "Category" refers to the five categories of what is abandoned by seeing the four truths and what is abandoned by cultivation. "Realm" refers to the three realms of desire, form, and formless. Within the desire realm, the five categories, multiplied through the ten anuśayas, become thirty-six — that is, from what is abandoned by seeing suffering through what is abandoned by cultivation, there are, in order, seventeen, seven, seven, eight, and four. Among these five categories, with respect to the ten anuśayas, in order, [each category] fully possesses, or excludes three, two, [none, none, or excludes view and doubt] — that is, what is abandoned by seeing suffering possesses all ten in full; what is abandoned by seeing the truths of origin and cessation each has seven, excluding the view of a self, extreme views, and precept-and-vow attachment; what is abandoned by seeing the truth of the path has eight, excluding the view of a self and extreme views. What is abandoned by cultivation has four, excluding views and doubt — thus totaling thirty-six kinds. The first thirty-two are called "abandoned by seeing," since they are abandoned the very moment the truths are seen; the last four are called "abandoned by cultivation," since it is only afterward, through repeated practice of the path over time, that they are abandoned. This shows that, among the ten anuśayas, the view of a self belongs to only one category — abandoned by seeing suffering; extreme views likewise. Precept-and-vow attachment belongs to two categories — abandoned by seeing suffering and by seeing the path. Wrong view belongs to all four categories — abandoned by seeing suffering, origin, cessation, and the path; view-attachment and doubt likewise. The remaining four — greed and the rest — each belong to all five categories, [including] seeing the four truths and cultivation. What characteristic marks something as abandoned by seeing suffering, and so on through what is abandoned by cultivation? Whatever takes as its object what is abandoned by seeing [a given truth] is called abandoned by seeing that truth; the rest are called abandoned by cultivation. Thus, among the six, views divide into twelve, doubt divides into four, and the remaining four each divide into five — hence the desire realm has thirty-six. In the form and formless realms, each of the five categories excludes hatred; the rest are the same as the desire realm, hence each has thirty-one. It is by this reasoning that the root treatise, through the distinctions of activity, category, and realm among the six anuśayas, speaks of ninety-eight. Among these ninety-eight, eighty-eight are abandoned by seeing, being harmed by forbearance; ten anuśayas are abandoned by cultivation, being harmed by wisdom.
We should be transparent that this section is dense technical enumeration — essentially a formal combinatorial table (10 anuśayas × 5 abandonment-categories × 3 realms, with specific exclusions at each cell) compressed into verse and prose. We have aimed for accuracy in every stated count, but readers wanting to independently verify the arithmetic (36 + 31 + 31 = 98) or trace exactly which anuśaya is excluded in which specific cell may find it useful to work through the table systematically alongside our translation rather than relying on the prose description alone, since the source itself is operating at the level of a reference chart.
The "forbearance versus wisdom" distinction introduced at the end of this section (88 anuśayas eliminated by forbearance, the direct penetrating cognition of first seeing a truth, versus 10 eliminated by wisdom, the fuller understanding developed afterward through cultivation) is a significant piece of technical apparatus that the treatise appears poised to complicate further in the very next section — we flag this now since our closing placeholder for the next section indicates the treatise itself immediately qualifies this clean division with an exception involving the "peak of existence" (the highest level of the formless realm).
6. A Complication: The Peak of Existence, and Ascetics Who Keep Their Views
The treatise immediately qualifies the clean division just drawn between anuśayas "abandoned by seeing" and "abandoned by cultivation." Is it definitely the case that anuśayas harmed by forbearance are always abandoned-by-seeing, and anuśayas harmed by wisdom are always abandoned-by-cultivation, with no exceptions in either direction? It is not so definite. Among the anuśayas harmed by forbearance, those belonging specifically to the peak of existence (the highest stage of the formless realm) are exclusively abandoned by seeing, never by cultivation, since only the uncontaminated forbearance of the "subsequent-type" cognition (as opposed to the initial "dharma-type" cognition) is capable of eliminating them at all — the remaining eight stages below the peak of existence, by contrast, admit both possibilities: for noble ones, these anuśayas are abandoned only by seeing, never by cultivation, since the corresponding forbearance (whether dharma-type or subsequent-type) eliminates them as appropriate; but for ordinary, unenlightened beings, these same anuśayas are abandoned only by cultivation, never by seeing, since ordinary beings can only suppress them gradually, through the repeated cultivation of mundane, contaminated wisdom, lacking access to the uncontaminated forbearance available to noble ones. Anuśayas harmed by wisdom, meanwhile, belong to every stage without exception and are always abandoned only by cultivation, since both noble ones and ordinary beings alike eliminate them only through the sustained, repeated cultivation of wisdom — whether uncontaminated wisdom for noble ones or contaminated, mundane wisdom for ordinary beings, as appropriate in each case. Other teachers raise here a striking objection concerning certain non-Buddhist ascetics and sages who, despite having already suppressed ordinary sensory desire, are still observed to actively hold wrong views specifically pertaining to the desire realm — a puzzle, since anuśayas "abandoned by seeing" ought, on the framework just given, to already be entirely absent once their corresponding truth has been directly seen, yet these ascetics have plainly not seen any noble truth at all, and their desire-realm views should, by ordinary logic, already have been suppressed along with their desire, given how thoroughly they have cultivated detachment. The Great Discernment of Karma Sūtra confirms this puzzle directly, stating that certain non-Buddhist ascetics who have become free from desire-realm greed nonetheless still actively hold wrong views pertaining to the desire realm; the Brahmajāla Sūtra likewise states that such ascetics still actively hold various desire-realm views — including, among the theorists concerned with the ultimate origin of things, some who assert the world is entirely eternal, some who assert it is eternal only in part, and some who assert that all things arise entirely without cause. Since it is not the case that form-realm afflictions can take the desire realm as their object, and since these ascetics have already become free from desire-realm greed with respect to desire-realm objects themselves, it must be concluded that their desire-realm views, at least, remain definitely unabandoned even after such detachment is otherwise achieved. The Vaibhāṣika masters explain this apparent tension in the sūtra's meaning by holding that these views, though ordinarily suppressed by such ascetics' meditative attainment, can still temporarily reassert themselves and arise again under certain conditions — citing the example of Devadatta, whose own wrong views, though ostensibly suppressed for a time through his own meditative accomplishment, are said to have resurfaced when the underlying conditions for their reassertion arose once more.
如是所說見、修所斷,為決定爾?不爾。云何?頌曰:忍所害隨眠,有頂唯見斷,餘通見修斷,智所害唯修。論曰:忍聲通說法類智忍。於忍所害諸隨眠中有頂地攝唯見所斷,唯類智忍方能斷故。餘八地攝通見修斷,謂聖者斷唯見非修,法類智忍如應斷故。若異生斷唯修非見,數習世俗智所斷故。智所害諸隨眠一切地攝,唯修所斷,以諸聖者及諸異生如其所應,皆由數習無漏世俗智所斷故。有餘師說:外道諸仙不能伏斷見所斷惑。如《大分別諸業契經》說:離欲貪諸外道類,有緣欲界邪見現行。及《梵網經》亦說:彼類有緣欲界諸見現行。謂於前際分別論者,有執全常、有執一分、有執諸法無因生等。非色界惑緣欲界生,於欲界境已離貪故,定是欲界諸見未斷。毘婆沙師釋彼經義:起見時暫退,如提婆達多。
Is what has been said about abandonment by seeing and by cultivation definitely so? It is not. How is this? Verse: among anuśayas harmed by forbearance, those of the peak of existence are abandoned only by seeing; the rest are abandoned by both seeing and cultivation; those harmed by wisdom are abandoned only by cultivation. Explanation: the word "forbearance" here refers generally to both the dharma-type and subsequent-type forbearance of cognition. Among the anuśayas harmed by forbearance, those belonging to the stage of the peak of existence are abandoned only by seeing, since only subsequent-type forbearance of cognition is able to abandon them. The remaining eight stages are abandoned by both seeing and cultivation — that is, for noble ones, abandonment is only by seeing, not cultivation, since dharma-type and subsequent-type forbearance of cognition abandon them as appropriate; for ordinary beings, abandonment is only by cultivation, not seeing, since they are abandoned through the repeated cultivation of mundane wisdom. Anuśayas harmed by wisdom, belonging to every stage, are abandoned only by cultivation, since both noble ones and ordinary beings, as appropriate, abandon them all through the repeated cultivation of uncontaminated or mundane wisdom. Other teachers say: non-Buddhist ascetics and sages are unable to suppress and sever the afflictions abandoned by seeing. As the Great Discernment of Karma Sūtra states: those non-Buddhist ascetics who are free from desire-realm greed still actively hold wrong views pertaining to the desire realm. The Brahmajāla Sūtra likewise states that such persons still actively hold various desire-realm views — that is, among those who theorize about the prior limit [of the world], some hold it to be entirely eternal, some hold it to be eternal in part, some hold that all dharmas arise without cause, and so on. Since form-realm afflictions do not take the desire realm as their object, and since [these ascetics] have already become free from greed with respect to desire-realm objects, it must be that their desire-realm views are definitely not yet abandoned. The Vaibhāṣika masters explain the meaning of this sūtra thus: when such views arise, [the ascetics'] [attainment] has temporarily regressed — as in the case of Devadatta.
We should flag that the Vaibhāṣika's resolution here — that non-Buddhist ascetics who display desire-realm views despite apparent detachment have simply "temporarily regressed" from their meditative attainment — is presented as the tradition's own explanation for reconciling an apparent tension between its abandonment framework and observed (or sūtra-reported) behavior; we are not in a position to verify the underlying empirical claim about any specific historical ascetics' psychological states, and present this strictly as this text's own doctrinal reasoning about the point.
The reference to Devadatta recalls his earlier appearances in this project (fascicle 17's four-cornered analysis of wrong destiny, where he was said to have both cut off wholesome roots and been fixed in a wrong destiny) — this passage adds a further data point to his role in this tradition's literature as a stock example of severe spiritual regression despite prior attainment, which readers may find useful to track across fascicles.
7. The Precise Essential Nature of the Five Views
Having already listed the five varieties of view by name, the treatise now defines each one precisely. The view of a self (satkāyadṛṣṭi) is the view that clings to a self and to what belongs to a self, with respect to the five aggregates that are subject to appropriation. Why is this particular view named "satkāyadṛṣṭi"? "Sat" means "destructible" or "impermanent"; "kāya" means "an aggregation," referring to the composite, ever-changing gathering of the aggregates; joined together, "satkāya" thus already signifies "an impermanent aggregation" — this specific name is established precisely to counter the mistaken notion that what one takes to be a permanent, unified self is anything other than this destructible, composite aggregation. Since this specific mistaken notion of permanence and unity must already be operative as a precondition before the self-view can even arise in the first place, the term "satkāya" is used to directly target and undercut that precondition. The Vaibhāṣika masters offer a related, though distinct, explanation: "sat" here simply means "existing," and the term is meant to establish that this view does indeed take something existent — namely, the aggregates themselves — as its object, lest one suppose the view arises with no object at all; hence this view is said to take "satkāya" (an existing aggregation) as its object, and it is from this that the view itself derives its name. If, however, every view whatsoever that merely takes some existing, contaminated dharma as its object could be called by this same name, then this label ought to apply just as well to any of the other views — yet the Buddha specifically reserves this name only for the clinging to a self and to what belongs to a self, precisely so that it will be understood that this view takes "satkāya" as its object, without itself being reducible to any literal, substantially existing self or possession of a self, since, ultimately, no such self or possession of a self exists at all. As a sūtra states: monks, you should know that in this world, ascetics and brahmins of various kinds who cling to the notion of a self, in whatever manner they conceive of it, are in every case only conceiving something with respect to these five aggregates subject to appropriation. Building directly on this same clinging to a self and to what belongs to a self, one who then further clings, with respect to that presumed self, to the extreme notion that it either persists eternally or is utterly annihilated, holds an "extreme view," so called because it wrongly seizes upon one or the other of these two extremes. With respect to the truths of suffering and the others, which genuinely exist, giving rise to a view that categorically denies their existence is called "wrong view" — and although every mistaken view is, in a sense, equally a distorted inversion of reality and might in that broad sense equally deserve the name "wrong," it is specifically this categorically denying view that receives the name "wrong view" in the strict, technical sense, because its error is especially severe: unlike other views, which merely add something extra that is not actually there (an exaggeration, so to speak), this view specifically subtracts and denies something that genuinely is there, and subtraction of this kind is judged the more serious distortion. Clinging to any of these inferior views (self-view, extreme views, or wrong view) — or clinging to the aggregates that underlie them — as being the supreme, most excellent position, is called "view-attachment"; since anything contaminated is, by definition, inferior (having already been abandoned or destined to be abandoned by the noble ones), clinging to something inferior as though it were supreme is precisely what this term names. Finally, with respect to something that is not actually a cause or a path at all, mistakenly holding it to be a cause or a path, is, taken altogether, called "precept-and-vow attachment" — as when certain ascetics wrongly take a supposed creator deity or some other worldly cause as the actual cause of liberation, or wrongly take various painful ascetic practices (throwing oneself into water or fire, and the like) as themselves being a genuine cause of heavenly rebirth, or wrongly take the mere holding of certain precepts and vows, together with associated concentrated states of mind, as themselves already constituting the path to liberation, without these practices actually being any such cause or path at all.
由行有殊分見為五,名先已列,自體如何?頌曰:我我所斷常,撥無劣謂勝,非因道妄謂,是五見自體。論曰:執我及我所,是薩迦耶見。壞故名薩,聚謂迦耶,即是無常和合蘊義,迦耶即薩名薩迦耶。此薩迦耶即五取蘊,為遮常一想故立此名,要此想為先方執我故。毘婆沙者作如是釋:有故名薩,身義如前。勿無所緣計我我所,故說此見緣於有身。緣薩迦耶而起此見,故標此見名薩迦耶。諸見但緣有漏法者,皆應標以薩迦耶名。然佛但於我我所執摽此名者,令知此見緣薩迦耶非我我所,以我我所畢竟無故。如契經說:苾芻當知,世間沙門婆羅門等,諸有執我等,隨觀見一切,唯於五取蘊起。即於所執我我所事執斷執常,名邊執見,以妄執取斷常邊故。於實有體苦等諦中起見撥無,名為邪見。一切妄見皆顛倒轉並應名邪,而但撥無名邪見者,以過甚故。如說臭酥惡執惡等,此唯損減,餘增益故。於劣謂勝,名為見取。有漏名劣,聖所斷故。執劣為勝總名見取,理實應立見等取名,略去等言但名見取。於非因道謂因道見,一切總說名戒禁取。如大自在生主,或餘非世間因,妄起因執。投水火等種種邪行,非生天因,妄起因執,唯受持戒禁,數相應智等,非解脫道妄起道執,理實應立戒禁等取名,略去等言但名戒禁取。是謂五見自體應知。
Through differences of activity, views are divided into five; their names have already been listed — what is their essential nature? Verse: clinging to "I" and "mine"; [clinging to] extinction or permanence; categorically denying; taking the inferior as supreme; and wrongly holding what is not a cause or path [to be such] — these are the essential nature of the five views. Explanation: clinging to a self and to what belongs to a self is the view of a self [satkāyadṛṣṭi]. "Destructible" [sat] is so named because it is destroyed; "aggregation" [kāya] means a gathering — that is, the meaning of an impermanent, composite aggregate; "aggregation" itself is "destructible," hence "satkāya." This "satkāya" is precisely the five aggregates subject to appropriation; this name is established in order to counter the notion of permanence and unity, since this notion must precede the clinging to a self. The Vaibhāṣika masters explain it this way: "sat" means "existing"; "kāya" has the meaning given above. Lest one suppose "I" and "mine" are conceived without any object at all, it is said that this view takes an "existing aggregation" [satkāya] as its object. Because this view arises taking satkāya as its object, it is designated with the name "satkāya[dṛṣṭi]." [Objection:] Any view that merely takes some existing, contaminated dharma as its object should equally receive this name. [Reply:] Yet the Buddha designates this name only for the clinging to "I" and "mine," so that it will be understood that this view takes satkāya as its object, without [being] "I" or "mine," since "I" and "mine" ultimately do not exist. As a sūtra states: monks, you should know that in the world, the various ascetics and brahmins who cling to a self, in whatever way they conceive of it, are in every case conceiving only with respect to these five aggregates subject to appropriation. With respect to the very matter of the presumed "I" and "mine," clinging to [its] extinction or clinging to [its] permanence is called "extreme views," since it wrongly clings to the extremes of extinction or permanence. With respect to the truths of suffering and the rest, which genuinely have a real basis, giving rise to a view that categorically denies them is called "wrong view." All false views are, in a sense, equally inverted and distorted, and so should equally be called "wrong" — yet only categorical denial is called "wrong view" specifically, because its fault is especially severe, as with the saying about spoiled ghee being especially reviled and the like — this alone constitutes pure diminishment, whereas the others constitute [merely] exaggeration. Taking the inferior as supreme is called "view-attachment." What is contaminated is called "inferior," since it is what the noble ones abandon. Clinging to the inferior as supreme is, altogether, called "view-attachment" — properly, this should be named "view-and-so-forth-attachment," but, omitting the word "and-so-forth," it is simply called "view-attachment." With respect to what is not a cause or path, holding the view that it is a cause or path, is, altogether, called "precept-and-vow attachment" — as with [the notion that] Maheśvara, the lord of creation, or some other thing, is the cause of the world, a wrongly held notion of cause; or throwing oneself into water or fire and other such practices being wrongly held as the cause of heavenly rebirth, a wrongly held notion of cause; or merely holding precepts and vows, together with associated concentrated states, being wrongly held as the path to liberation, when it is not actually the path to liberation, a wrongly held notion of path. Properly, this should be named "precept-vow-and-so-forth-attachment," but, omitting "and-so-forth," it is simply called "precept-and-vow attachment." This should be understood as the essential nature of the five views.
We should flag that the etymological analysis of "satkāya" offered here (two competing explanations of "sat" as "destructible" versus "existing") reflects a genuine internal debate within this Abhidharma tradition about how to parse this compound term, which different sub-traditions of Sanskrit Buddhist scholasticism resolved differently; we have presented both explanations as the text itself does, without picking a winner, since the text does not clearly state that one supersedes the other.
We should also note the philosophically significant asymmetry the treatise draws between "wrong view" (categorical denial of something real, judged the more severe error) and the other distorted views (which add something unreal rather than subtract something real) — this "subtraction is worse than addition" principle is a distinctive piece of this tradition's moral-epistemic reasoning that recurs in how Buddhist thought more broadly treats nihilism as especially dangerous compared to other philosophical errors, and we have preserved the reasoning exactly as the text presents it.
8. Why Belief in a Creator Is Abandoned by Seeing Suffering, and the Four Inverted Views
The treatise now explains why holding that a creator deity such as Maheśvara, or some other worldly cause, is the ultimate cause of the world counts specifically as an offense abandoned by seeing suffering, even though this belief concerns a supposed cause and might therefore seem more naturally to belong under the truth of origin instead. The explanation is that anyone who conceives of the world as generated by such a creator must first, necessarily, have already conceived of that creator's own underlying nature as a permanent, unified self acting as an agent — it is only on the basis of this prior, more fundamental self-view that the mistaken causal belief about a creator can arise at all. The moment suffering is directly seen, the underlying clinging to permanence and to a unified self with respect to a deity like Maheśvara is permanently and completely severed without remainder, and so the causal belief that depended on it is severed along with it. A parallel question then arises regarding those who wrongly believe that throwing themselves into water or fire, or that merely holding certain precepts and vows, is itself sufficient for liberation — should this belief not, then, likewise be excluded from what is abandoned by seeing suffering, given how thoroughly it seems bound up with a mistaken notion of the path rather than of suffering? The treatise firmly rejects any suggestion that these should instead be classified as abandoned by seeing the path, since being confused specifically about the truth of suffering is already an overwhelming, all-encompassing error — every affliction that takes any contaminated object whatsoever is already, in that very act, confused about suffering, this confusion being pervasive and foundational to virtually every other error. It then addresses a further, more difficult question: distorted views specifically concerning the path (mistaken beliefs about what does or does not lead to liberation) would seem, by the same reasoning that groups causal-belief errors under suffering, equally to have to be grouped there — yet how can we speak of "confusion about suffering" for something that specifically concerns the path? The treatise resolves this by carefully distinguishing precept-and-vow attachment (which mistakes an ineffective practice for the path) from wrong view and doubt directed at the path itself (which categorically deny that any path to liberation exists, or which merely doubt its existence) — the latter two, precisely because they deny or doubt any path's existence altogether, cannot coherently also affirm some substitute practice as itself a genuine path to purification, and so their case is different and does not generalize back to precept-and-vow attachment. Having settled this, the treatise turns to what it calls the four fundamental "inversions" (viparyāsa): mistaking what is impermanent for permanent, mistaking what is inherently suffering for pleasurable, mistaking what is impure for pure, and mistaking what is without self for having a self. These four inversions are constituted, respectively, from three of the five views already discussed: the inversion regarding permanence is drawn specifically from the "eternalist" branch of extreme views; the inversions regarding pleasure and purity are drawn from view-attachment (specifically, clinging to what is in fact suffering or impure as though it were pleasurable or pure); and the inversion regarding self is drawn from the view of a self. Strictly speaking, it is the view itself, in each case, that constitutes the actual inversion, though the accompanying perception and the accompanying state of mind are also loosely said to be "inverted" as well, since they arise together with, and share the same operative character as, the view that truly defines each inversion.
於非因起是因見,此見何故非見集斷?頌曰:於大自在等,非因妄執因,從常我倒生,故唯見苦斷。論曰:執大自在生主或餘為世間因生世間者,必先計度彼體是常一我作者方起因執。纔見苦時,於自在等常執我執永斷無餘,故彼所生因執亦斷。若爾,有執投水火等種種邪行是生天因,或執但由受持戒禁等便得清淨,不應見苦斷。然本論說有諸外道起如是見立如是論,若有士夫補特伽羅受持牛戒鹿戒狗戒,便得清淨解脫出離,永超眾苦樂至超苦樂處。如是等類非因執因,一切應知。是戒禁取見苦所斷,如彼廣說。此復何因是見苦斷?迷苦諦故有太過失,緣有漏惑皆迷苦故。復有何相別戒禁取,可說彼為見道所斷?諸緣見道所斷法生,彼亦應名迷苦諦故。又緣道諦邪見及疑,若撥若疑無解脫道,如何即執此能得永清淨?若彼撥無真解脫道,妄執別有餘清淨因,是則執餘能得清淨,非邪見等。此緣見道所斷諸法,理亦不成。又若有緣見集滅諦所斷邪見等執為清淨因,此復何因非見彼斷?故所執義應更思擇。如前所說,常我倒生,為但有斯二種顛倒。應知顛倒總有四種:一於無常執常顛倒、二於諸苦執樂顛倒、三於不淨執淨顛倒、四於無我執我顛倒。如是四倒其體云何?頌曰:四顛倒自體,謂從於三見,唯倒推增故,想心隨見力。論曰:從於三見立四倒體,謂邊見中唯取常見以為常倒,諸見取中取計樂淨為樂淨倒,有身見中唯取我見以為我倒。
With respect to what is not a cause, giving rise to the view that it is a cause — why is this not abandoned by seeing the origin? Verse: with respect to Maheśvara and the like, wrongly clinging to them as a cause arises from the inversions of permanence and self, hence it is abandoned only by seeing suffering. Explanation: one who holds that Maheśvara, the lord of creation, or something else, is the cause of the world's generation, must first conceive of that entity's essential nature as a permanent, unified self acting as an agent, before this causal clinging can arise. The moment suffering is seen, the clinging to permanence and to a self with respect to Maheśvara and the like is permanently and completely severed, and so the causal clinging arising from it is severed as well. [Objection:] If so, the view that throwing oneself into water or fire and other such practices is the cause of heavenly rebirth, or that merely holding precepts and vows brings about purification, ought not to be abandoned by seeing suffering. [Reply:] Yet the root treatise states that certain non-Buddhist ascetics give rise to such a view and hold such a doctrine — that if a person holds the vow of an ox, a deer, or a dog, they will attain purification, liberation, and release, permanently transcending suffering and pleasure and arriving at a state beyond both. All such cases of wrongly holding what is not a cause to be a cause should be understood in the same way — this precept-and-vow attachment is abandoned by seeing suffering, as explained at length there. Why, further, is this abandoned by seeing suffering? Because confusion about the truth of suffering is an extremely pervasive fault — every affliction that takes any contaminated object as its basis is already, in doing so, confused about suffering. [Objection:] What further characteristic distinguishes precept-and-vow attachment such that it can also be said to be abandoned by seeing the path? [Reply:] Whatever arises taking as its object what is abandoned by seeing the path should also, for the same reason, be called confused about the truth of suffering. [Objection:] But wrong view and doubt taking the truth of the path as their object, if they categorically deny or merely doubt the existence of a path to liberation, how could they also hold that this [alternative practice] is able to bring about permanent purification? [Reply:] If [wrong view or doubt] categorically denies the true path to liberation, wrongly clinging to some other cause of purification instead, then this would be clinging to something else as bringing about purification, not wrong view [as such] and the like — [hence] this taking as object what is abandoned by seeing the path does not, by the same reasoning, hold. [Objection:] Moreover, if there is clinging to wrong view and the like, taking what is abandoned by seeing the origin or cessation as its object, as a cause of purification, why, then, is this not abandoned by seeing those [truths] as well? [Reply:] The point being clung to here requires further careful consideration. As stated above, the inversions of permanence and self arise [from this] — are there then only these two kinds of inversion? It should be understood that there are, altogether, four kinds of inversion: first, the inversion of clinging to permanence with respect to what is impermanent; second, the inversion of clinging to pleasure with respect to what is suffering; third, the inversion of clinging to purity with respect to what is impure; fourth, the inversion of clinging to self with respect to what is without self. What is the essential nature of these four inversions? Verse: the essential nature of the four inversions arises from the three views, being inversions only through inference and augmentation; perception and mind follow the power of the view. Explanation: the essential nature of the four inversions is established from the three views — that is, among extreme views, only the view of permanence constitutes the inversion of permanence; among the varieties of view-attachment, clinging to pleasure and purity constitutes the inversions of pleasure and purity; among self-view, only the view of self constitutes the inversion of self.
We should flag that this section preserves a fairly intricate back-and-forth of objection and reply concerning why precept-and-vow attachment is abandoned by seeing suffering specifically, rather than by seeing the path (which one might intuitively expect, given that precept-and-vow attachment concerns mistaken beliefs about the path). The treatise's resolution — that confusion about suffering is so pervasive that it underlies virtually every contaminated affliction, while wrong view and doubt about the path work differently because they categorically deny rather than substitute a path — is subtle, and we have tried to preserve each step of the dialogue rather than compressing it, since the logic depends on tracking exactly which objection is being answered at each point.
The four inversions (permanence, pleasure, purity, self) named here are a very well-known formula across Buddhist literature broadly (often paired with their four wholesome opposites: impermanence, suffering, impurity, and non-self as objects of correct contemplation) — we note this passage as this treatise's own precise technical grounding of that broader, more famous formula in three specific views already defined earlier in this fascicle.
9. Perception's Borrowed Inversion, and the Seven Kinds of Conceit
The treatise raises a follow-up puzzle: if it is strictly the view itself, in each case, that constitutes the true inversion, why do the sūtras elsewhere speak of perception and mind themselves as being "inverted" with respect to what is impermanent, suffering, impure, and without self? Strictly speaking, it should be understood that it is only the view that is genuinely inverted; perception and mind are said to be "inverted" only in a secondary, borrowed sense, since they arise together with, and take on the same operative character as, the view that actually defines the inversion. If this is so, why does the sūtra not similarly speak of feeling as being inverted, given that feeling too generally accompanies view? The reply is that this is because the notion of "inverted feeling" is not something the world generally recognizes or accepts as a meaningful category, whereas "inverted perception" and "inverted mind" are both widely and readily accepted; hence the sūtra speaks only of the latter two, leaving feeling unmentioned. On this same topic, the treatise notes that all four inversions are already permanently abandoned once a person becomes a stream-enterer, since they are inseparably bound up with the very views, and the states associated with those views, that are eliminated by seeing the truths. Other schools within the broader tradition, however, hold a different position: that inversion is properly counted as twelve kinds rather than four, since within the single inversion of clinging to permanence with respect to what is impermanent, for instance, there are already three distinct sub-varieties — an inverted perception, an inverted mind, and an inverted view — and the same threefold division applies to each of the remaining three inversions as well. Of these twelve, eight are said to be abandoned only by seeing, while four — specifically the perception and mind components (though not the view components) of the pleasure-inversion and the purity-inversion — are said to be abandoned by both seeing and cultivation. This position is defended by an appeal to ordinary experience: if it were not the case that even a noble being who has not yet fully overcome sensory craving could still, at least momentarily, experience something resembling a perception or state of mind oriented toward pleasure or purity, how could desire-realm craving continue to arise in such a person at all after they have already directly seen the truths? The Vaibhāṣika masters explicitly reject this reasoning: to grant that a noble one could have any residual pleasure-or-purity "inversion" of perception or mind still active would, by exactly parallel logic, force one to admit a residual self-inversion as well, since noble ones plainly do continue to experience ordinary, sentient-being-directed perceptions and mental states even after seeing the truths — yet craving toward women or toward one's own body does not, in fact, arise merely from having such an ordinary sentient-being-perception present. The sūtras confirm the stricter position directly, stating that once a well-learned noble disciple has truly and directly seen and understood the noble truth of suffering, that disciple's inverted perception, mind, and view with respect to clinging to permanence regarding the impermanent are, at that very point, already permanently and completely eliminated — and this same principle applies, at length, to all four inversions equally, confirming that it is specifically the power associated with the view-component of each inversion that perception and mind borrow their own "inverted" character from, not some independent inversion of their own; a noble one's occasional lapse into desire is instead better explained as a brief, momentary confusion, arising unexpectedly toward an object, much as a person can momentarily mistake a painted or illusory image of a fearsome spirit glimpsed on a spinning wheel of fire for something real, without genuinely believing, on reflection, that any such spirit truly exists there.
如是四倒其體云何?頌曰:四顛倒自體,謂從於三見,唯倒推增故,想心隨見力。論曰:從於三見立四倒體,謂邊見中唯取常見以為常倒,諸見取中取計樂淨為樂淨倒,有身見中唯取我見以為我倒。若爾,何故契經中言:於無常計常,有想心見倒。於苦、不淨、無我亦然。理實應知唯見是倒,想心隨見亦立倒名,與見相應行相同故。若爾,何故不說受等?彼於世間不極成故。謂心想倒世間極成,受等不然,故經不說。如是諸倒預流已斷,見及相應見所斷故。有餘部說:倒有十二,謂於無常計常倒中有想、心、見三種顛倒,乃至於無我計我倒亦爾。於中八唯見斷。四通見修斷,謂樂淨想心。若謂不然,未離欲聖離樂淨想,寧起欲貪?毘婆沙師不許此義。若有樂淨想心現行,便許聖者有樂淨倒;聖者亦起有情想心,是則亦應許有我倒。非於女等及於自身離有情想心有起欲貪故。由契經說:若有多聞諸聖弟子,於苦聖諦如實見知,乃至爾時彼聖弟子無常計常想心見倒皆已永斷,乃至廣說。故知想心唯取見倒相應力起是倒非餘。然聖有時暫迷亂故,率爾於境欲貪現前。如於旋火輪畫藥叉迷亂。
What is the essential nature of the four inversions? Verse: the essential nature of the four inversions arises from the three views, being inversions only through inference and augmentation; perception and mind follow the power of the view. Explanation: the essential nature of the four inversions is established from the three views — that is, among extreme views, only the view of permanence constitutes the inversion of permanence; among varieties of view-attachment, clinging to pleasure and purity constitutes the inversions of pleasure and purity; among self-view, only the view of self constitutes the inversion of self. [Objection:] If so, why does a sūtra state that, with respect to what is impermanent, clinging to permanence, there is inverted perception, mind, and view — and likewise for suffering, impurity, and non-self? [Reply:] Properly, it should be understood that only the view is inverted; perception and mind, following the view, are also given the name "inverted," since their operative character is the same as the view's. [Objection:] If so, why does [the sūtra] not likewise speak of feeling and the like? [Reply:] Because this is not widely accepted in the world — that is, "inverted mind and perception" is widely accepted in the world, but "inverted feeling" and the like is not; hence the sūtra does not speak of it. Such inversions are already abandoned by the stream-enterer, since they are the view, and what is associated with the view, abandoned by seeing. Other schools say: there are twelve inversions — that is, within the inversion of clinging to permanence with respect to the impermanent, there are three inversions of perception, mind, and view, and likewise for the inversion of clinging to self with respect to what is without self. Among these, eight are abandoned only by seeing; four are abandoned by both seeing and cultivation — namely, the perception and mind [components] of the pleasure and purity [inversions]. If this were not so, how could desire-craving arise in a noble one not yet free from desire, who has already abandoned the perception of pleasure and purity? The Vaibhāṣika masters do not accept this position. If there could be an active perception or mind of pleasure and purity, one would have to accept that noble ones have a pleasure-and-purity inversion; [but] noble ones also give rise to the perception and mind of a sentient being — should one, then, also accept that there is a self-inversion? It is not the case that desire-craving arises with respect to a woman or one's own body merely because one is free from the perception and mind of a sentient being. As a sūtra states: when a well-learned noble disciple has truly and rightly seen and known the noble truth of suffering, at that time, that noble disciple's inverted perception, mind, and view of clinging to permanence with respect to the impermanent are all already permanently eliminated — and so on, at length. Hence it is known that perception and mind take on the character of "inverted" only by borrowing the power of the view's inversion, not through any inversion of their own. Yet a noble one may, at times, be momentarily confused, and desire-craving may abruptly arise with respect to an object — as when one is momentarily confused by a painted spirit-image seen on a spinning wheel of fire.
We should flag that this section preserves a genuine unresolved tension the treatise itself takes seriously: how can a noble one who has already seen the truths, and thereby permanently eliminated the pleasure/purity inversions at the level of view, still occasionally experience desire-craving at all? The Vaibhāṣika's answer — that this is a brief, momentary confusion rather than a genuine relapse into inverted perception or mind — is offered as the tradition's resolution, but we note that the "other schools'" competing position (allowing perception/mind components of two inversions to persist until cultivation is complete) is presented as a substantive, non-trivial alternative that the Vaibhāṣika argues against rather than simply dismisses, and we have preserved the full back-and-forth rather than only reporting the Vaibhāṣika's final position.
The image of mistaking a painted spirit-figure glimpsed on a spinning wheel of fire for something real is a vivid, memorable analogy for how a brief perceptual illusion can arise and pass without reflecting any genuine, settled belief — we have kept this image intact rather than substituting a more familiar modern analogy, since it is the text's own chosen illustration.
10. The Seven and Nine Kinds of Conceit
Having asked whether the anuśaya of doubt or view alone displays this kind of further internal variety, or whether other anuśayas do as well, the treatise answers that conceit, too, has multiple distinct varieties — seven in total. Causing the mind to become elevated and puffed up is, in general, called "conceit," but this single overarching category divides into seven kinds depending on the specific manner in which it operates. Toward one who is genuinely inferior to oneself, or genuinely equal to oneself, thinking "I am superior" or "I am equal," respectively, and thereby causing the mind to become elevated, is called simply "conceit." Toward one who is genuinely equal to oneself, or genuinely superior to oneself, thinking "I am superior" or "I am equal," respectively, is called "excessive conceit." Toward one who is genuinely, definitively superior to oneself, still thinking "I am superior," is called "the conceit of excessive conceit." Clinging to the five aggregates subject to appropriation as constituting "I" and "mine," and thereby causing the mind to become elevated, is called "self-conceit." Not yet having attained some distinguished spiritual quality, yet thinking one has already attained it, is called "conceit of overestimation." With respect to those who are, in fact, vastly superior to oneself, thinking that one is only slightly inferior to them, is called "deficiency-conceit." And, finally, lacking any genuine virtue at all, yet thinking that one does possess virtue, is called "wrong conceit." The root treatise, however, records an alternative classification, dividing conceit instead into nine distinct types: thinking "I am superior to my superior," "I am equal to my superior," "I am inferior to my superior"; thinking "I am superior to my equal," "I am equal to my equal," "I am inferior to my equal"; and thinking "I am superior to my inferior," "I am equal to my inferior," "I am inferior to my inferior." These nine varieties are derived by taking three of the original seven kinds of conceit already listed — ordinary conceit, excessive conceit, and deficiency-conceit — and analyzing each of these three according to whether it operates with respect to an object that is genuinely inferior, equal, or superior to oneself, which yields three groups of three, or nine total, depending on which specific pairing of self-assessment and actual relative standing is involved. Among these nine, "deficiency-conceit toward one who is vastly superior" (that is, thinking oneself only slightly inferior to someone genuinely far superior) can indeed arise as a form of conceit, since there remains some "elevated" ground for it — namely, comparing oneself favorably against an even larger gap that might otherwise have been claimed. What, though, of "deficiency-conceit toward one who is genuinely inferior" — how can there be any elevated ground for conceit there at all, given that one is already comparing oneself, quite modestly, against someone one openly regards as inferior? Even in this case, an elevated ground for conceit remains, since the person still takes pride in the specific respect in which they consider themselves superior to that inferior party — even a very modest sense of superiority, so long as it is present at all, retains the essential elevating character that defines conceit as such, and this holds true according to one specific line of interpretation offered on the Jñānaprasthāna's own account of this ninefold scheme, one grounded specifically in observing how the object of the conceit — inferior, equal, or superior — differs from case to case.
為唯見隨眠有多差別、為餘亦有?慢亦有。云何?頌曰:慢七九從三,皆通見脩斷,聖如殺纏等,有脩斷不行。論曰:且慢隨眠差別有七,一慢、二過慢、三慢過慢、四我慢、五增上慢、六卑慢、七邪慢。令心高舉總立慢名,行轉不同故分七種。於劣於等如其次第謂己為勝、謂己為等,令心高舉總說為慢。於等於勝如其次第謂勝謂等總名過慢。於勝謂勝名慢過慢。於五取蘊執我我,所令心高舉名為我慢。於未證得殊勝德中謂已證得名增上慢。於多分勝謂己少劣名為卑慢。於無德中謂己有德名為邪慢。然本論說慢類有九:一我勝慢類、二我等慢類、三我劣慢類、四有勝我慢類、五有等我慢類、六有劣我慢類、七無勝我慢類、八無等我慢類、九無劣我慢類。如是九種,從前七慢三中離出。從三者何?謂從前慢、過慢、卑慢如是三慢,若依見生行次有殊成三三類。初三如次,即過慢、慢、卑慢。中三如次,即卑慢、慢、過慢。後三如次,即慢、過慢、卑慢。於多分勝謂己少劣,卑慢可成,有高處故。無劣我慢高處是何?謂於如是自所愛樂勝有情聚,雖於己身知極下劣而自尊重。如是且依《發智論》釋。
Is it only the view-anuśaya that has multiple distinctions, or do others as well? Conceit also has them. How is this? Verse: conceit has seven, or nine derived from three; all are abandoned by both seeing and cultivation; for noble ones, as with the entanglement of killing and the like, there are cultivation-abandoned kinds that do not manifest. Explanation: the anuśaya of conceit has seven distinctions: first, conceit; second, excessive conceit; third, the conceit of excessive conceit; fourth, self-conceit; fifth, conceit of overestimation; sixth, deficiency-conceit; seventh, wrong conceit. Causing the mind to become elevated is, altogether, called "conceit"; because its manner of operation differs, it is divided into seven kinds. Toward one who is inferior or equal, respectively thinking oneself superior or equal, causing the mind to become elevated, is, altogether, called "conceit." Toward one who is equal or superior, respectively thinking oneself superior or equal, is altogether called "excessive conceit." Toward one who is superior, thinking oneself superior, is called "the conceit of excessive conceit." Clinging to the five aggregates subject to appropriation as "I" and "mine," causing the mind to become elevated, is called "self-conceit." Not having attained a distinguished quality, yet thinking one has attained it, is called "conceit of overestimation." Toward one who is greatly superior, thinking oneself only slightly inferior, is called "deficiency-conceit." Lacking virtue, yet thinking oneself to have virtue, is called "wrong conceit." Yet the root treatise states there are nine kinds of conceit: first, the conceit-type "I am superior"; second, the conceit-type "I am equal"; third, the conceit-type "I am inferior"; fourth, the conceit-type "there is a superior I"; fifth, the conceit-type "there is an equal I"; sixth, the conceit-type "there is an inferior I"; seventh, the conceit-type "there is no superior I"; eighth, the conceit-type "there is no equal I"; ninth, the conceit-type "there is no inferior I." These nine kinds are derived by separating out, from the previous seven kinds of conceit, three specifically — namely, conceit, excessive conceit, and deficiency-conceit — each, depending on the object viewed, differing in operation to form three groups of three. The first three, in order, are excessive conceit, conceit, and deficiency-conceit. The middle three, in order, are deficiency-conceit, conceit, and excessive conceit. The last three, in order, are conceit, excessive conceit, and deficiency-conceit. Toward one greatly superior, thinking oneself only slightly inferior — deficiency-conceit can indeed be constituted this way, since there remains an elevated ground for it. [Objection:] What elevated ground is there for "deficiency-conceit toward an inferior [object]"? [Reply:] It is with respect to that same beloved, superior class of sentient being — although, with respect to one's own person, one knows oneself to be extremely inferior, one still holds oneself in esteem. This is explained according to the Jñānaprasthāna.
We should flag that the ninefold conceit scheme's names, as literally rendered from the Chinese ("I am superior," "there is a superior I," "there is no superior I," and so on), are genuinely difficult to parse without the fuller commentarial gloss the treatise itself only partially supplies — we have added our own working English paraphrase in the analytical prose above (drawing on the pattern of self-assessment crossed with actual relative standing) to make the scheme intelligible, while keeping the more literal, harder-to-parse renderings in the translation-table itself, since we do not want to silently smooth over the compressed original phrasing there.
The "deficiency-conceit toward an inferior object" puzzle — how can there be any conceit at all in comparing oneself modestly against someone one already regards as inferior? — is a nice example of this Abhidharma tradition's characteristic thoroughness in testing its own classification scheme against edge cases; the resolution offered (that pride in one's standing relative to an admired reference group persists even when directly comparing oneself to someone acknowledged as inferior) is presented as one specific interpretive line rather than a definitive, uncontested account, and we have flagged it as such.
11. Afflictions That Never Manifest in a Noble One at All
Having laid out the seven (or nine) kinds of conceit, the treatise notes simply that all of them are abandoned by both seeing and by cultivation, without further complication. It then turns to a genuinely striking related point: even among afflictions properly classified as "abandoned by cultivation" — meaning that a noble one has not yet formally severed them at the moment of first seeing the truths, and only eliminates them gradually afterward through sustained practice — some of these afflictions are such that a noble one, even prior to their formal abandonment, will simply never actually allow them to manifest in active form at all. The clearest example is the specific entanglement of affliction that gives rise to the intention to kill: this entanglement is technically classified as abandoned only by cultivation, and yet noble ones, once they have become noble ones at all, are said to never actually kill a living being under any circumstances whatsoever — the entanglement that could give rise to such an act, though not yet formally uprooted, simply never manifests in their actual conduct. The verse's use of the phrase "and the like" indicates that the same holds true, correspondingly, for the entanglements underlying theft, sexual misconduct, and false speech, as well as for the entirety of "non-existent-craving" and a portion of "existence-craving." "Non-existent-craving" refers to the specific craving, common among ordinary beings, for the complete cessation and non-continuation of the three realms altogether — a nihilistic longing for utter extinction, distinct from any properly understood aspiration toward nirvāṇa. "Existence-craving," by contrast, refers to a partial, still-lingering craving directed at a specific, elevated future rebirth — as when one aspires to become a being such as the great nāga king Airāvata. All of these entanglements and cravings take as their object only what is abandoned by cultivation, and are for this reason abandoned only by cultivation. Having explained that certain kinds of conceit and the like are of this cultivation-abandoned type, the treatise then asks: by what reason is it that noble ones, though not yet having formally abandoned these, nonetheless never give rise to them in practice? The answer is that specific afflictions of this kind are each directly "augmented" by one of the two anuśayas already eliminated at the very moment of seeing the truths — view or doubt — and once that augmenting support has already been broken and turned back, the affliction that depended on it can no longer actually arise, even though it has not yet, strictly speaking, been formally abandoned through cultivation. Specifically: the type of conceit called self-conceit is augmented by the view of a self; the entanglements of killing and the rest are augmented by wrong view; the entirety of non-existent-craving is augmented by the annihilationist branch of extreme views; the portion of existence-craving already described is augmented by the eternalist branch of extreme views; and unwholesome remorse is augmented by doubt — and it is for this reason that none of these can ever actually arise within a noble one's own being, once view and doubt have already been eliminated by seeing the truths.
如是七慢何所斷耶?一切皆通見修所斷。諸脩所斷,聖未斷時為可現行?此不決定,謂有脩所斷而聖定不行,如殺生纏是脩所斷,而諸聖者必不現行。殺生纏者,顯由此惑發起故思斷眾生命。等言為顯盜、婬、誑纏,無有愛全、有愛一分。無有名何法?謂三界無常,於此貪求,名無有愛。有愛一分,謂願當為藹羅筏拏大龍王等。此諸纏愛一切皆緣脩所斷故,唯脩所斷。已說慢類等,有是脩所斷,何緣聖者未斷不起?頌曰:慢類等我慢,惡作中不善,聖有而不起,見疑所增故。論曰:等言為顯殺等諸纏,無有愛全、有愛一分。此慢類等我慢惡悔,是見及疑親所增長。雖脩所斷,而由見疑背已折故,聖不能起。謂慢類我慢有身見所增,殺生等纏邪見所增,諸無有愛斷見所增,有愛一分常見所增,不善惡作是疑所增,故聖身中皆定不起。
Which of these seven kinds of conceit are abandoned? All are abandoned by both seeing and cultivation. Among those abandoned by cultivation, before a noble one has abandoned them, can they still manifest? This is not fixed — that is, there are some abandoned by cultivation that noble ones definitely do not manifest, such as the entanglement of killing, which is abandoned by cultivation, yet noble ones certainly do not manifest it. "The entanglement of killing" refers to the affliction that gives rise to the deliberate intention to end a sentient being's life. The word "and the like" indicates the entanglements of theft, sexual misconduct, and false speech, [as well as] the entirety of non-existent-craving and a portion of existence-craving. What is meant by "non-existent"? It refers to craving for the impermanence — that is, the cessation — of the three realms; craving of this kind is called "non-existent-craving." "A portion of existence-craving" refers to aspiring to become, for instance, the great nāga king Airāvata and the like. All these entanglements and cravings take as their object only what is abandoned by cultivation, and are therefore abandoned only by cultivation. We have discussed the kinds of conceit and the rest — some are abandoned by cultivation; why is it that noble ones, though not yet having abandoned them, do not give rise to them? Verse: certain kinds of conceit, self-conceit, and unwholesome remorse — noble ones possess but do not give rise to these, since they are augmented by view and doubt. Explanation: the word "and the like" indicates the entanglements of killing and the rest, [and] the entirety of non-existent-craving and a portion of existence-craving. These kinds of conceit, self-conceit, and remorse are directly augmented by view and doubt; although abandoned by cultivation, because view and doubt have already been broken and turned back [by seeing the truths], noble ones are unable to give rise to them. That is, the type of conceit called self-conceit is augmented by the view of a self; the entanglement of killing and the rest are augmented by wrong view; non-existent-craving is augmented by the extinction [i.e. annihilationist] view; the portion of existence-craving is augmented by the permanence [i.e. eternalist] view; unwholesome remorse is augmented by doubt — hence, within a noble one's own being, none of these definitely ever arise.
This section introduces an important and somewhat counterintuitive structural point: certain afflictions are formally classified as "abandoned by cultivation" (meaning a noble one has not technically eliminated them yet upon first seeing the truths) yet are said never to actually manifest in a noble one's conduct even before that formal elimination is complete. The explanation is that these specific afflictions are each "augmented" by a particular view or by doubt, which are themselves already fully eliminated at the moment of seeing the truths — once that augmenting support is removed, the affliction has no occasion to become active, even while technically still present in a residual, unmanifest form until cultivation formally removes it as well.
We should flag that "Airāvata" (藹羅筏拏, more commonly known in Indian literature as Airāvata, the great elephant or nāga associated with Indra) is treated here as a familiar reference point for an exalted class of being — we render the name in its more standard transliteration for readability, consistent with our approach to other proper names throughout this project.
12. The Eleven "Pervasive" Anuśayas
Among the ninety-eight anuśayas, the treatise now asks: how many are "pervasive" (capable of taking as their object every dharma abandoned within their own realm and stage, rather than being confined to whatever is abandoned specifically upon seeing one single truth), and how many are not? The anuśayas abandoned upon seeing suffering and upon seeing the origin of suffering — specifically the various views and doubt belonging to these two categories, together with the specific "independent" ignorance (ignorance not arising in direct association with any other affliction) that accompanies them — are, by virtue of their power, capable of pervasively operating across all five categories of what is abandoned within their own realm and stage. This yields exactly eleven pervasive anuśayas: seven kinds of view (the view of a self, extreme views, wrong view, view-attachment, and precept-and-vow attachment, each counted once for what is abandoned by seeing suffering and once for what is abandoned by seeing the origin, though the view of a self and extreme views apply only to suffering, yielding seven total instances), two kinds of doubt (belonging to seeing suffering and seeing the origin respectively), and two kinds of independent ignorance (again belonging to seeing suffering and seeing the origin respectively). These eleven, through this pervasive reach across all five categories within their own realm and stage, are able to give rise to defiled dharmas throughout the entirety of that realm and stage, and it is by virtue of these three considerations — a broad reach across every abandonment-category, functioning as a cause for the defiled dharmas that pervasively arise as a result, and a scope that spans the entirety of their own realm and stage — that the name "pervasive" is properly established for them. A subtle question then arises: does this pervasive reach mean these eleven anuśayas take every dharma within their own realm and stage as their object all at once, in a single act of cognition, or do they instead take each such dharma as their object only gradually, one at a time in succession? If it were only gradual, one-at-a-time cognition, then every other anuśaya, in principle, ought equally to be capable of the same kind of gradual, cumulative reach across every category over time, undermining any special distinction for these eleven; yet if it is instead a single, simultaneous act of cognition spanning every dharma within the realm and stage at once, this raises a further difficulty: who, then, could possibly be said to grasp all the various things within the desire realm all at once, in a single moment, as being the same "supreme" cause of purification, or the same singular object of liberation? The treatise clarifies that "pervasive" is not meant to imply that a single anuśaya, in a single instant, simultaneously and directly grasps every dharma abandoned within its own stage all at once; rather, it means that these eleven anuśayas possess the requisite power to pervasively and rapidly extend across all five categories of abandonment within their own realm and stage, one after another in rapid succession, whereas other anuśayas lack this capacity to extend so broadly and are instead confined only to whatever specific category directly corresponds to their own particular nature.
九十八隨眠中,幾是遍行、幾非遍行?頌曰:見苦集所斷,諸見疑相應,及不共無明,遍行自界地,於中除二見,餘九能上緣,除得餘隨行,亦是遍行攝。論曰:唯見苦集所斷見疑,及彼相應不共無明,力能遍行自界地五部故,此十一皆得遍行名,謂七見、二疑、二無明十一。如是十一,於自界地五部諸法遍緣,隨眠為因遍生五部染法。依此三義立遍行名。此中所言遍緣五部,為約漸次、為約頓緣?若漸次緣,餘亦應遍。若頓緣者,誰復普於欲界諸法頓計為勝能得清淨或世間因?不說頓緣自界地一切,然說有力能頓緣五部。
Among the ninety-eight anuśayas, how many are pervasive, and how many are not? Verse: the views and doubt associated with what is abandoned by seeing suffering and the origin, together with independent ignorance, pervasively operate within their own realm and stage; among these, excluding two views, the remaining nine are also able to take higher [realms] as their object; excluding [what is obtained through] attainment, the rest, together with their accompanying factors, are also included as pervasive. Explanation: only the views and doubt abandoned by seeing suffering and the origin, together with the independent ignorance associated with them, have the power to pervasively operate across the five categories within their own realm and stage; these eleven all obtain the name "pervasive" — namely, seven views, two [instances of] doubt, and two [instances of] ignorance, [totaling] eleven. These eleven, taking as their object, pervasively, all dharmas across the five categories within their own realm and stage, serve, as anuśayas, as the cause that pervasively gives rise to defiled dharmas across the five categories. On the basis of these three meanings, the name "pervasive" is established. [Objection:] Does this pervasive taking-as-object of the five categories refer to gradual, successive objectification, or to simultaneous objectification? If gradual and successive, others should equally be pervasive [by the same reasoning]. If simultaneous, who could possibly, all at once, universally regard everything within the desire realm as being the supreme [cause] able to bring about purification, or as the cause of the world? [Reply:] It is not said that [these anuśayas] simultaneously take as their object everything within their own realm and stage all at once; rather, it is said that they possess the power to pervasively and rapidly extend across the five categories within their own realm and stage.
We should flag that "independent ignorance" (不共無明, literally "ignorance not shared/combined [with other afflictions]") is a technical term this passage introduces without a full standalone definition — based on context, it appears to refer to ignorance arising on its own, unaccompanied by another affliction like greed or view, as distinct from ignorance that merely co-arises alongside a different primary affliction. We render it literally and will refine this working definition if the treatise elaborates on it more explicitly in a later section.
The clarification that "pervasive" means a rapid, successive capacity to extend across categories rather than one single, simultaneous cognitive act grasping everything at once is an important precision — without it, "pervasive" might be misread as claiming these eleven anuśayas somehow cognize the entirety of a realm's contaminated dharmas in one indivisible mental event, which the treatise explicitly denies. We have made sure this distinction comes through clearly in our translation rather than leaving it ambiguous.
13. Why Self-View Can Never Look Upward, and What "Eternal Brahmā" Actually Is
An objection follows: is "pervasive" reach really confined to only these eleven anuśayas? Wherever self-view is active, craving for a self and conceit about a self must also necessarily arise alongside it; and wherever view-attachment (clinging to some view or its underlying basis as supremely pure) is active, a corresponding craving and an elevated, prideful state of mind must likewise necessarily arise alongside it — should not this self-craving and self-conceit, then, also count as pervasive in their own right, given how reliably they accompany already-pervasive views? The treatise resolves this by explaining that these two — the craving and conceit that accompany self-view — should instead be classified as abandoned by cultivation, since they take a mixed, composite object rather than the single, clearly demarcated object proper to what is abandoned by seeing; or, alternatively, they might be classified as abandoned by seeing, precisely because they are drawn forth and led by the power of the view they accompany. The Vaibhāṣika masters ultimately explain that these two afflictions have their own distinct, individual character rather than being intrinsically bound up with any other affliction, and therefore lack the specific power required for pervasive, rapid extension across all five categories — hence they do not qualify as pervasive, and it is precisely these eleven, and no others, that properly bear this name. Turning next to a further distinction among the eleven: excluding specifically the view of a self and extreme views, the remaining nine (wrong view, view-attachment, precept-and-vow attachment, the two kinds of doubt, and the two kinds of independent ignorance) are additionally capable of taking a higher realm or stage as their object — that is, they can look "upward," from a lower stage toward a higher one, though the reverse (a higher-stage anuśaya taking a lower stage as its object) never occurs; this capacity to reach upward does not mean that a single anuśaya located in, say, the desire realm somehow simultaneously and instantaneously grasps every higher stage all at once, but rather that, considered realm by realm, some anuśayas take only one higher realm as their object, while others take two realms together. The root treatise accordingly states that certain anuśayas bound to the desire realm take the form realm as their object, others bound to the desire realm take the formless realm as their object, others bound to the desire realm take both the form and formless realms together as their object, and others bound to the form realm take the formless realm as their object — the same pattern of distinctions applying to individual meditative stages within these realms, as appropriate. A pointed question then arises: if a being born within the desire realm can give rise to a view identifying the great god Mahābrahmā (a form-realm deity) as a sentient being, or as eternal, why is it that self-view and extreme views specifically are said to be incapable of taking a higher realm as their object in this way? The answer is that this is because such a person does not actually cling to Mahābrahmā as being their own self or as belonging to themselves — a necessary precondition for self-view to arise at all — and because extreme views can only ever arise on the foundation of a prior self-view, which is absent here. If this is so, then what kind of view, if any, is this particular notion that Mahābrahmā is a sentient being or is eternal? The Ābhidharmikas hold that this is, properly speaking, not a "view" at all in the strict, technical sense used throughout this classification, but rather falls under the broader category of simple "wrong cognition," distinct from any of the five views formally enumerated. But why, then, is an analogous belief about some other object properly classified as a genuine "view," while this particular belief concerning Mahābrahmā is not? The treatise's answer here is candidly stipulative: this distinction is simply drawn according to the tradition's own established doctrinal position, rather than derived from some further, independently demonstrable principle.
雖爾,遍行亦非唯此,以於是處有我見行,是處必應起我愛慢。若於是處淨勝見行,是處必應希求高舉,是則愛慢應亦遍行。若爾,頓緣見脩斷故,應言此二何所斷耶?應言脩所斷,雜緣境故。或應見所斷,見力引故。毘婆沙師作如是說:此二煩惱自相非共,無頓緣力,故非遍行。是故遍行唯此十一,餘非,准此不說自成。於十一中除身邊見,所餘九種亦能上緣。上言正明上界上地,兼顯無有緣下隨眠。此九雖能通緣自上,然理無有自上頓緣。於緣上中且約界說,或唯緣一或二合緣。故本論言:有諸隨眠是欲界繫、緣色界繫,有諸隨眠是欲界繫、緣無色界繫,有諸隨眠是欲界繫、緣色無色界繫,有諸隨眠是色界繫、緣無色界繫。約地分別,准界應思。生在欲界,若緣大梵起有情見或起常見,如何身邊見不緣上界地?不執彼為我我所故、邊見必由身見起故。若爾,計彼為有情常,是何見攝?對法者言:此二非見,是邪智攝。何緣所餘緣彼是見,此亦緣彼而非見耶?以宗為量,故作是說。
Even so, "pervasive" is not confined only to these — wherever self-view is active, self-craving and self-conceit must also necessarily arise there; wherever the view of clinging to purity as supreme is active, craving and elevation must also necessarily arise there — should craving and conceit, then, also be pervasive? [Reply:] If so, since [this affliction takes] a mixed object, one should say it is abandoned by cultivation; or one should say it is abandoned by seeing, since it is drawn forth by the power of view. The Vaibhāṣika masters explain it this way: these two afflictions have their own individual character, not shared, and lack the power of rapid, [simultaneous-type] objectification, and so are not pervasive. Hence "pervasive" applies only to these eleven, and to no others — this being self-evident on this basis, without further need for statement. Among the eleven, excluding the view of a self and extreme views, the remaining nine are also able to take a higher [realm] as their object. "Higher" here specifically means a higher realm or stage, and also indicates that there is no [anuśaya] that takes a lower [realm] as its object. Although these nine are able to generally take what is above their own [stage] as object, in principle there is no taking of what is above one's own stage all at once, simultaneously. With respect to taking a higher [realm] as object, this is spoken of in terms of realm — some take only one [higher realm], others take two together. Hence the root treatise states: there are anuśayas bound to the desire realm that take the form realm as their object; there are anuśayas bound to the desire realm that take the formless realm as their object; there are anuśayas bound to the desire realm that take both the form and formless realms as their object; there are anuśayas bound to the form realm that take the formless realm as their object. Distinguished by stage, this should be considered analogously by realm. [Objection:] Born within the desire realm, if one gives rise to the view that the great Brahmā is a sentient being, or gives rise to the view that he is eternal, why is it said that self-view and extreme views do not take a higher realm or stage as their object? [Reply:] It is because [such a person] does not cling to that [Brahmā] as "I" or "mine," and because extreme views necessarily arise from self-view. [Objection:] If so, this notion that he is an eternal sentient being — what kind of view does this belong to? [Reply:] The Ābhidharmikas say: these two are not [genuine] "view" at all, but are included under wrong cognition. [Objection:] For what reason is it that, when others take this as their object, it is "view," yet here, though likewise taking this as object, it is not "view"? [Reply:] This is stated on the basis of [our] tradition's established position.
We should be candid that the treatise's final answer here — "this is stated on the basis of our tradition's established position" (以宗為量) — is an unusually frank admission that the specific line drawn between "wrong cognition" and genuine "view" in this particular case rests on doctrinal convention rather than a further derivable principle. We have preserved this candor rather than smoothing it into a more confident-sounding resolution, since the text itself does not offer one.
The example of a desire-realm being who might mistakenly regard the form-realm deity Mahābrahmā as an eternal, personal self is a recurring figure in Buddhist cosmological polemics (often associated with critiques of certain Brahmanical or theistic cosmogonies elsewhere in Buddhist literature) — we present this strictly as this treatise's own technical illustration for a point about the scope of self-view and extreme views, not as commentary on any actual religious tradition's self-understanding.
14. Pervasive Substance, and Which Anuśayas Can Take the Uncontaminated as Their Object
The treatise raises one further technical refinement about the eleven pervasive anuśayas: does "pervasive" refer only to the substance of the anuśayas themselves, or does it also include their accompanying concurrent mental factors? The answer is that the eleven anuśayas already described, together with their accompanying concurrent factors, are all included within the scope of "pervasive" — with a single specific exception: the factor of "possession" (prāpti, the formation dissociated from mind that establishes an ongoing connection between a being and a given dharma) is excluded from this pervasive scope, since possession does not necessarily share the very same ripened result as the pervasive anuśaya and its other concurrent factors do. This naturally raises a further question: is every pervasive anuśaya also, necessarily, a "pervasive cause" (capable of serving as the specific causal condition by which further defiled dharmas throughout its own realm and stage subsequently arise)? The treatise answers that a proper, fourfold analysis is required here rather than a simple yes-or-no. In the first case, a pervasive anuśaya belonging to a future moment in time is indeed a pervasive cause, without qualification, since a future dharma has not yet given rise to any effect and so retains its full causal potential intact. In the second case, the specific concurrent dharmas that co-exist together with a pervasive anuśaya in the past or present are pervasive without necessarily being a full pervasive cause in every respect, since their own individual contribution to the resulting effect is not, strictly speaking, identical to that of the anuśaya itself, even though they arise together with it. The third and fourth cases (encompassing whatever remains once the first two are properly accounted for) should be reasoned through analogously, following the same underlying logic already established. Turning now to an entirely new dimension of classification, the treatise asks: among the full ninety-eight anuśayas, how many take a contaminated object as their basis, and how many are capable of taking an uncontaminated object instead? Six specific anuśayas are capable of taking the uncontaminated as their object: the wrong view and the doubt specifically abandoned by seeing the truths of cessation and of the path (two truths, each contributing one wrong-view and one doubt, making four), together with the two instances of independent ignorance that accompany these (bringing the total to six). All the remaining anuśayas, by contrast, take only contaminated objects, this point following straightforwardly from what has already been established.
為遍行體唯是隨眠?不爾。云何?并隨行法。謂上所說十一隨眠并彼隨行皆遍行攝,然除彼得,非一果故。由此故有作是問言:諸遍行隨眠,皆遍行因不?答言:於此應作四句。第一句者,謂未來世遍行隨眠。第二句者,謂過現世彼俱有法。第三第四如理應辯。九十八隨眠中,幾緣有漏、幾緣無漏?頌曰:見滅道所斷,邪見疑相應,及不共無明,六能緣無漏。論曰:唯見滅道所斷邪見、疑,彼相應不共無明,各三成六,能緣無漏。餘緣有漏,准此自成。
Is the substance of "pervasive" only the anuśayas themselves? It is not. How is this? [It also includes] the accompanying concurrent dharmas — that is, the eleven anuśayas described above, together with their accompanying concurrent dharmas, are all included within "pervasive," except for possession, since it does not share the same single result [with them]. On this basis, the question is raised: are all pervasive anuśayas [also] pervasive causes? The reply: a fourfold analysis should be made here. The first case: pervasive anuśayas belonging to the future. The second case: the concurrent dharmas of the past and present that co-exist with them. The third and fourth should be reasoned through accordingly. Among the ninety-eight anuśayas, how many take a contaminated object, and how many take an uncontaminated object? Verse: the wrong view and doubt associated with what is abandoned by seeing cessation and the path, together with independent ignorance — six are able to take the uncontaminated as object. Explanation: only the wrong view and doubt abandoned by seeing cessation and the path, together with their associated independent ignorance, each three in number, [totaling] six, are able to take the uncontaminated as their object. The rest take the contaminated as their object — this is self-evident on this basis.
We should be transparent that the treatise's four-cornered analysis of "pervasive anuśaya versus pervasive cause" is presented in genuinely compressed form — it spells out only the first two of the four cases explicitly ("future pervasive anuśayas" and "past/present concurrent dharmas") and simply instructs the reader to reason out the third and fourth "accordingly," without stating them. We have translated this exactly as compressed, rather than inventing the unstated third and fourth cases ourselves, since doing so would risk misrepresenting the text's own content as though it were fully spelled out when it is not.
The point that six specific anuśayas can take an uncontaminated dharma (specifically, aspects of cessation and the path) as their very object is philosophically significant: it means that even the noble truths of cessation and the path — themselves uncontaminated, liberating truths — can, before they are properly seen and understood, become the target of wrong view or doubt. This is a useful reminder that "contaminated" and "uncontaminated" in this system describe the nature of a dharma itself, not the nature of whatever affliction might mistakenly take that dharma as an object of confusion.
15. Cessation Stays Within Its Own Stage; the Path Reaches Six or Nine; and Five Afflictions Cannot Touch Either
The treatise refines its account of the six anuśayas capable of taking an uncontaminated object, explaining that those taking cessation as their object each take only the cessation-through-discernment belonging to their own specific stage, and no other, since the cessation realized in one stage bears no cause-and-effect relationship to the cessation realized in a different stage — thus the three anuśayas bound to the desire realm take only the desire realm's own cessation as their object, and, at the opposite end, the three anuśayas bound to the very peak of existence take only that peak's own cessation as their object, and so on throughout every intermediate stage. Those taking the path as their object, however, reach considerably further: the three anuśayas bound to the desire realm take as their object the path understood through "dharma-cognition" specifically, which spans six stages in total, since this path — whether serving as the antidote to affliction within the desire realm itself or as the antidote to affliction in other stages — shares a single common type of insight; the eight stages of the form and formless realms, each possessing their own three anuśayas, correspondingly each take as their object the path understood through "subsequent-cognition," which spans all nine stages, for exactly the same reason. Why is it that cessation is confined to one's own stage while the path extends across six or nine? Because the paths belonging to different stages serve as mutual causes for one another in a way that cessations realized in different stages do not — though dharma-cognition and subsequent-cognition are, in a sense, also mutually causal, subsequent-cognition itself does not serve as the antidote to affliction within the desire realm, and so the desire-realm-bound anuśayas do not take subsequent-cognition as their object; conversely, since dharma-cognition is capable of serving as the antidote to form-realm and formless-realm affliction, one might expect the eight higher stages' anuśayas to take it as their object as well — yet this is not fully so either, since the specific dharma-cognition associated with suffering and origin does not serve as an antidote to those higher stages' afflictions at all, and even the dharma-cognition associated with cessation and the path, though genuinely capable of serving as an antidote there, cannot serve as the antidote for what is specifically abandoned by seeing in those higher stages — since both of these two necessary conditions are absent, dharma-cognition is accordingly excluded as an object for the higher stages' anuśayas. This same underlying principle explains why the pervasive afflictions taking suffering and origin as their object encounter no such restriction at all: since suffering and origin, across every stage, serve as mutual objects and mutual causes for one another without needing to function specifically as an antidote, no parallel restriction arises in their case. The treatise then explains why five specific anuśayas — greed, hatred, conceit, precept-and-vow attachment, and view-attachment — can never take an uncontaminated object at all, unlike the six just described. Greed cannot, since an anuśaya of greed ought properly to be relinquished and left behind entirely, and if greed could take something uncontaminated as its object, this would no longer constitute any fault to be relinquished at all — comparable to how a wholesome aspiration or wish is never something one is instructed to abandon. Hatred cannot, since hatred arises specifically with respect to an object of genuine hostility or harm, and neither cessation nor the path is, in any sense, hostile toward oneself, and so neither can serve as an object for hatred. Conceit cannot, since conceit arises specifically with respect to an object characterized by coarse agitation or turbulence, and both cessation and the path are, by their very nature, tranquil and still, and so neither can serve as an object for conceit. Precept-and-vow attachment cannot, since this affliction consists specifically in mistakenly clinging to something impure as though it were a genuine cause of purity, whereas cessation and the path are themselves already truly, genuinely pure, and so cannot serve as an object for this specific kind of mistaken clinging. And view-attachment cannot, for a directly parallel reason: this affliction consists specifically in mistakenly clinging to something inferior as though it were supreme, whereas cessation and the path are themselves already truly, genuinely supreme, and so likewise cannot serve as an object for this kind of mistaken clinging. It is for these five distinct reasons that greed and the other four listed anuśayas never take an uncontaminated object.
於此六中緣滅諦者,各以自地滅為所緣,滅互相望非因果故。謂欲界繫三種隨眠,唯緣欲界諸行擇滅。乃至有頂三種隨眠,唯緣有頂諸行擇滅。緣道諦者緣六九地,謂欲界繫三種隨眠,唯緣六地法智品道,若治欲界、若能治餘,皆彼所緣,以類同故。色無色界八地各有三種隨眠,一一唯能通緣九地類智品道,若治自地、若能治餘,皆彼所緣,以類同故。何故緣滅自地非餘?緣道便通六九同類,以諸地道互相因故。雖法類品亦互相因,而類智品不治欲界,故類智品道非欲三所緣。法智品既能治色無色,應為彼八地各三所緣。非此皆能治色無色,苦集法智品非彼對治故。亦非全能治色無色,不能治彼見所斷故。二初無故,非彼所緣。即由此因,顯遍行惑有緣苦集諸地無遮,境互為緣因,非能對治故。何緣貪瞋慢戒禁取見取,見無漏斷非無漏緣?以貪隨眠應捨離故,若緣無漏便非過失,如善法欲不應捨離。緣怨害事起瞋隨眠,滅道非怨故非瞋境。緣麁動事起慢隨眠,滅道寂靜故非慢境。於非淨法執為淨因名戒禁取,滅道真淨,故不應為戒禁取境。於非勝法執為最勝名為見取,滅道真勝,故亦不應為見取境。是故貪等不緣無漏。
Among these six, those taking cessation as their object each take the cessation of their own stage as their object, since cessations, considered relative to one another, are not cause and effect — that is, the three anuśayas bound to the desire realm take only the cessation-through-discernment of desire-realm formations as their object; likewise, up through the three anuśayas of the peak of existence, which take only the cessation-through-discernment of the peak of existence's own formations as their object. Those taking the path as their object take six or nine stages — that is, the three anuśayas bound to the desire realm take only the path of the dharma-cognition type spanning six stages as their object, since, whether serving as the antidote for the desire realm or as the antidote for other [stages], all are its object, being of the same type. Each of the eight stages of the form and formless realms has three anuśayas, each able to take, in common, the path of the subsequent-cognition type spanning nine stages as its object, since, whether serving as the antidote for its own stage or as the antidote for others, all are its object, being of the same type. Why is cessation confined to one's own stage while the path is not? Because the paths of different stages serve as mutual causes for one another. Although dharma-cognition and subsequent-cognition are also mutually causal, subsequent-cognition does not serve as an antidote for the desire realm, and so the path of the subsequent-cognition type is not the object of the desire realm's three [anuśayas]. Since dharma-cognition is able to serve as an antidote for the form and formless realms, should it not then be the object of the three [anuśayas] in each of those eight stages? [Reply:] It is not the case that all of it is able to serve as an antidote for the form and formless realms — the dharma-cognition type concerning suffering and origin is not an antidote for them; nor is it wholly able to serve as an antidote, since it cannot serve as the antidote for what is abandoned by seeing there. Since these two initial conditions are both absent, it is not their object. It is for this same reason that the pervasive afflictions taking suffering and origin as their object encounter no such restriction, since these objects mutually serve as cause for one another across [all stages], without needing to function as an antidote. Why is it that greed, hatred, conceit, precept-and-vow attachment, and view-attachment, though [in principle] abandoned by seeing the uncontaminated, do not take the uncontaminated as their object? Because the anuśaya of greed ought to be relinquished — if it could take the uncontaminated as its object, this would then be without fault, like a wholesome aspiration, which ought not to be relinquished. Hatred arises with respect to an object of hostility and harm; cessation and the path are not hostile, and so are not an object for hatred. Conceit arises with respect to an object of coarse agitation; cessation and the path are tranquil, and so are not an object for conceit. Clinging to what is not a genuine cause of purity as being a cause of purity is called precept-and-vow attachment; cessation and the path are genuinely pure, and so should not be an object for precept-and-vow attachment. Clinging to what is not supreme as being supreme is called view-attachment; cessation and the path are genuinely supreme, and so likewise should not be an object for view-attachment. For these reasons, greed and the rest do not take the uncontaminated as their object.
We should note that this section corrects and completes a gap in our own coverage: the previous section's verse on the six anuśayas capable of taking an uncontaminated object was itself only half of a longer verse in the source, and we have now translated the remaining half here — the detailed explanation of why cessation-directed anuśayas stay confined to their own single stage while path-directed anuśayas reach across six or nine stages. We flag this explicitly so readers following section by section understand this section directly continues and completes the technical point begun in the prior one, rather than introducing an unrelated new topic.
The five reasons given for why greed, hatred, conceit, precept-and-vow attachment, and view-attachment cannot take an uncontaminated object as their basis are a good illustration of this tradition's method: rather than asserting the exclusion as a brute rule, the treatise derives it from each affliction's own defining character (something to be relinquished, something requiring a hostile object, something requiring coarse turbulence, something requiring an impure or inferior object to misjudge) clashing directly with cessation and the path's own defining qualities (blameless, tranquil, genuinely pure, genuinely supreme). We have preserved this case-by-case derivation rather than compressing it into a single generic statement.
16. "Latent Increase": Reinforcement Through Object and Through Association
The treatise now takes up a subtle mechanism it calls "latent increase" — the specific way an unabandoned anuśaya continues to reinforce or strengthen its hold, whether through the object it takes or through the mental states it associates with. A pervasive anuśaya, so long as it remains unabandoned, latently increases with respect to every dharma across all five categories of its own realm and stage, since it is capable of pervasively taking all such dharmas as its object; a non-pervasive anuśaya, by contrast, latently increases only with respect to its own specific category, since it can only take that specific category's dharmas as its object. This general statement, however, requires two further refinements. First, the six anuśayas capable of taking an uncontaminated object, and the nine anuśayas capable of taking a higher realm as object, do not undergo latent increase with respect to the specific objects they reach in this extended way, even though those objects are indeed what they take as their object — this is because the uncontaminated, and the dharmas of a higher stage, are not themselves "appropriated" or claimed as one's own by the self-view and craving belonging to the stage in question, and are in fact fundamentally opposed to it. Only a dharma that self-view and craving, within a given stage, have already appropriated as belonging to themselves can properly undergo latent increase through the anuśayas of that very stage's self-view and craving, the way moisture soaks into a garment or dust settles and clings to a surface it has already come into contact with. Uncontaminated dharmas and higher-stage dharmas are never appropriated in this way by a lower stage's self-view and craving, and so, even though a given anuśaya may take them as its object, no latent increase occurs there. When a mind dwelling in a lower stage aspires toward a higher stage, this aspiration is simply a wholesome wish, not itself an anuśaya at all. The noble path, nirvāṇa, and the dharmas of a higher stage are, in every respect, fundamentally opposed to the very afflictions of a lower stage that might take them as an object, and so, for this reason too, no latent increase can occur there — much as one's foot does not linger or settle upon a scorching-hot stone. Some other teachers offer a related explanation: the term "anuśaya" itself carries the connotation of "conforming to" or "being congenial with" its object, and since the uncontaminated and higher-stage dharmas are not congenial with a lower stage's anuśayas in this sense, even though they may technically be taken as an object, no genuine latent increase arises there — comparable to a person suffering from a wind-disorder who takes a dry, astringent medicine: though the medicine is indeed "taken" by the patient, the illness itself does not thereby increase from it. Having now explained latent increase with respect to an anuśaya's object, the treatise turns to explain latent increase with respect to mental association: whatever anuśaya is associated with a given mental state, by virtue of that very association, undergoes latent increase specifically in relation to that associated state. In every case, "latent increase" applies only up until the point of actual abandonment — hence the opening verse specifically includes the qualifying phrase "not yet abandoned." A further question then arises: is there any anuśaya that neither takes an uncontaminated object nor takes a higher realm as its object, and yet still undergoes latent increase only through association, not through its object? Indeed there is — namely, the pervasive anuśayas that take a higher stage as their object.
九十八隨眠中,幾由所緣故隨增、幾由相應故隨增?頌曰:未斷遍隨眠,於自地一切,非遍於自部,所緣故隨增,非無漏上緣,無攝有違故,隨於相應法,相應故隨增。論曰:遍行隨眠普於自地五部諸法所緣隨增,以能遍緣自地法故。所餘五部非遍隨眠,所緣隨增唯於自部,唯以自部為所緣故。此據總說。別分別者,六無漏緣、九上緣惑,於所緣境無隨增義。所以者何?無漏上境非所攝受及相違故。謂若有法為此地中身見及愛攝為己有,可有為此身見愛地中所有隨眠所緣隨增理,如衣潤濕埃塵隨住。非諸無漏及上地法,為諸下身見愛攝為己有,故緣彼下惑,非所緣隨增。住下地心求上地等,是善法欲,非謂隨眠。聖道涅槃及上地法與能緣彼下惑相違故,彼二亦無所緣隨增理,如於炎石足不隨住。有說:隨眠是隨順義,非無漏上境,順諸下隨眠,故雖是所緣而無隨增理。如風病者服乾澁藥,病者於藥非所隨增。已約所緣辯隨增義。今次應辯相應隨增。謂隨何隨眠於自相應法,由相應故於彼隨增。諸說隨增,謂至未斷,故初頌首標未斷言。頗有隨眠不緣無漏、不緣上界,而彼隨增但於相應非所緣不?有,謂緣上地諸遍行隨眠。
Among the ninety-eight anuśayas, how many undergo latent increase through their object, and how many through association? Verse: unabandoned pervasive anuśayas latently increase with respect to everything within their own stage; non-pervasive ones, with respect to their own category, through their object; not with respect to the uncontaminated or higher [objects] taken, since these are not appropriated and are opposed; latent increase through association follows whatever is associated. Explanation: pervasive anuśayas universally undergo latent increase, through their object, with respect to all dharmas across the five categories of their own stage, since they are able to pervasively take the dharmas of their own stage as object. The remaining, non-pervasive anuśayas of the five categories undergo latent increase, through their object, only with respect to their own category, since they take only their own category as object. This is the general statement. Distinguishing further: the six afflictions taking an uncontaminated object, and the nine taking a higher [realm] as object, have no latent increase with respect to the object they take. Why is this? Because the uncontaminated and higher objects are not appropriated [by the lower stage's self-view and craving], and are opposed to them. That is, if a dharma is appropriated as one's own by the self-view and craving of a given stage, then there is a rational basis for the anuśayas of that stage's self-view and craving to undergo latent increase with respect to it as their object — like moisture soaking into cloth, or dust settling and clinging to a surface. Uncontaminated dharmas and the dharmas of a higher stage are not appropriated as their own by the self-view and craving of a lower stage, and so, though a lower affliction may take them as object, there is no latent increase through that object. A mind abiding in a lower stage that seeks a higher stage is a wholesome aspiration, not an anuśaya. The noble path, nirvāṇa, and the dharmas of a higher stage are opposed to the lower afflictions capable of taking them as object, and so these two likewise have no rational basis for latent increase through their object — like a foot that does not linger upon a scorching-hot stone. Some say: "anuśaya" carries the meaning of "conforming"; since the uncontaminated and higher objects do not conform to the lower anuśayas, even though they are taken as object, there is no rational basis for latent increase — like a person with a wind-disorder who takes a dry, astringent medicine: the patient [takes] the medicine, but the illness does not thereby increase. We have now discussed latent increase with respect to object; we shall next discuss latent increase with respect to association — that is, whatever anuśaya is associated with a given dharma undergoes latent increase, on account of that association, with respect to that dharma. Wherever "latent increase" is spoken of, it means up until [the anuśaya] is not yet abandoned — hence the opening verse states the phrase "not yet abandoned." Is there any anuśaya that neither takes the uncontaminated nor takes a higher realm as object, yet whose latent increase occurs only through association, not through object? There is — namely, the pervasive anuśayas that take a higher stage as their object.
We should flag that "latent increase" (隨增, anuśaya as verb/process rather than noun) is a subtle technical mechanism distinct from the anuśaya's mere existence or dormancy already discussed earlier in this fascicle — it describes specifically how an unabandoned affliction's grip continues to strengthen through repeated contact with objects it has already "claimed" as its own, via the mechanism of self-view and craving's prior appropriation. The two analogies offered (moisture soaking into cloth already exposed to it; dust settling on a surface already in contact with it) both emphasize that latent increase requires a prior relationship of "belonging" or "appropriation," not mere contact — an uncontaminated or higher-stage object, however directly it may be cognized, was never claimed as "mine" by a lower stage's self-view to begin with, so no such reinforcement occurs even when it is technically taken as an object.
The "dry, astringent medicine" analogy (a person with a wind-disorder taking medicine that does not aggravate their illness, since the medicine is not itself of the nature that would feed a wind-disorder) is presented as an alternative explanation from "some" unnamed teachers, distinguishing "anuśaya" as "conformity" rather than "appropriation" — we have kept both explanations distinct rather than merging them, since the text presents them as two different accounts of the same underlying phenomenon.
17. Why Self-View Can Count as Morally Neutral
The treatise now classifies the ninety-eight anuśayas by moral quality: how many are unwholesome, and how many are merely neutral (obstructive but not actively unwholesome)? All anuśayas belonging to the form and formless realms are exclusively neutral in nature, since any genuinely defiled dharma that is truly unwholesome must bring about a specifically painful ripened result, and the form and formless realms entirely lack any such painful ripened result — this is because a painful result specifically requires some external cause of oppression or affliction, of a kind that simply does not exist in those higher, more refined realms. More surprisingly, within the desire realm itself, self-view, extreme views, and the specific delusion associated with these two views, are likewise classified as neutral rather than unwholesome. Why is this? Because these two views do not actually conflict with wholesome activities such as giving and the rest — a person can hold either of these views while still thinking, "may I experience happiness in this present life," and diligently practicing giving, moral discipline, and similar wholesome deeds, without any contradiction. Moreover, the specific extreme view clinging to annihilation is said to actually accord, in a certain limited sense, with liberation itself, which is why the Blessed One states that, among all the various views held by non-Buddhist traditions, this particular view — "I do not exist, and what belongs to me does not exist; I shall not exist in the future, and what will belong to me shall not exist" — is actually the most excellent among them, since it more closely, though still mistakenly, approximates the correct teaching of non-self than other rival views do. Additionally, both self-view and extreme views are specifically confined to being confused about matters concerning one's own person alone, rather than being driven by any desire to oppress or harm other sentient beings, which further distinguishes them from more straightforwardly unwholesome afflictions. An objection follows: if this reasoning holds, then craving for the pleasures of heavenly rebirth, and the conceit that might accompany such craving, ought by the very same logic to also be classified as merely neutral rather than unwholesome — yet this is plainly not the case, since these are, in fact, still classified as unwholesome. The elder teachers of the tradition offer a further refinement to resolve any remaining puzzle here: it is specifically the innate, spontaneously arising form of self-view — the kind present even in animals and other beings without the capacity for deliberate reflection, manifesting automatically without any conscious process of reasoning — that counts as morally neutral; a deliberately considered, reasoned-through self-view, arrived at through active reflection and analysis, is instead classified as genuinely unwholesome. All the remaining anuśayas bound to the desire realm, apart from these specifically identified exceptions, are unwholesome in nature, this conclusion following straightforwardly by process of elimination from everything already established.
九十八隨眠中,幾不善、幾無記?頌曰:上二界隨眠,及欲身邊見,彼俱癡無記,此餘皆不善。論曰:色無色界一切隨眠唯無記性,以染污法若是不善有苦異熟,苦異熟果上二界無,他逼惱因彼定無故。身邊二見及相應癡,欲界繫者亦無記性。所以者何?此與施等不相違故,為我當樂現在勤脩施戒等故。執斷邊見能順解脫,故世尊說:於諸外道諸見趣中此見最勝,謂我不有、我所亦不有。我當不有、我所當不有。又此二見迷自事故、非欲逼害他有情故。若爾,貪求天上快樂及起我慢,例亦應然。先軌範師作如是說:俱生身見是無記性,如禽獸等身見現行。若分別生是不善性。餘欲界繫一切隨眠,與上相違皆不善性。
Among the ninety-eight anuśayas, how many are unwholesome, and how many are neutral? Verse: the anuśayas of the upper two realms, together with the view of a self and extreme views of the desire realm, and their associated delusion, are neutral; the rest are all unwholesome. Explanation: all anuśayas of the form and formless realms are only of a neutral nature, since a defiled dharma, if unwholesome, has a painful ripened result, and the upper two realms lack any painful ripened result, since the cause of oppression by another is definitely absent there. The view of a self, extreme views, and their associated delusion, when bound to the desire realm, are likewise of a neutral nature. Why is this? Because these do not conflict with giving and the rest, since one may think "may I have happiness in the present" and diligently cultivate giving, precepts, and the rest. Clinging to the extreme view of annihilation accords with liberation, and so the Blessed One states: among the various view-traditions of the non-Buddhist ascetics, this view is supreme — namely, "I do not exist, and what is mine also does not exist; I shall not exist, and what will be mine shall also not exist." Moreover, these two views are confused only about matters concerning oneself, not motivated by a wish to oppress or harm other sentient beings. [Objection:] If so, craving for heavenly pleasure and the conceit arising from it should, by the same reasoning, also be so [i.e., neutral]. [Reply:] The elder teachers of the tradition explain it this way: innate, spontaneously arising self-view is of a neutral nature, as with the manifest self-view activity of birds, beasts, and the like; if it arises through deliberate discrimination, it is of an unwholesome nature. All the remaining anuśayas bound to the desire realm, contrary to what has been described above, are all of an unwholesome nature.
We should flag as genuinely notable that the Buddha is here quoted as calling a specific non-Buddhist annihilationist view "supreme" among rival traditions' positions — not because it is correct (the treatise elsewhere is unambiguous that both eternalism and annihilationism are extreme, mistaken views to be abandoned), but because it happens to approximate, however imperfectly, the correct teaching of non-self more closely than the alternative of eternalism does. We have translated this comparative praise exactly as stated, while noting that it should not be read as the treatise endorsing annihilationism as true — only as less far from the truth than its rival extreme.
The distinction between "innate" (spontaneously arising, even in animals) and "deliberated" (arrived at through conscious reasoning) self-view is an important refinement that resolves the otherwise puzzling asymmetry the objection raises (why would self-view, but not heaven-craving, get a neutral pass?) — the elder teachers' answer implies that it is specifically the automatic, pre-reflective character of innate self-view, not self-view as such, that earns it neutral status, while any actively reasoned-through affirmation of "I am not, mine is not" would remain unwholesome, or at least would no longer qualify for this specific exemption. We have preserved this distinction as the text's own resolution rather than a settled, uncontroversial consensus.
18. The Unwholesome Roots, and the Disputed Neutral Roots
The treatise now asks, among the unwholesome afflictions already identified, how many qualify as an "unwholesome root" (a foundational affliction from which further unwholesome dharmas grow), and how many do not. Only greed and hatred bound to the desire realm, together with the specific delusion classified as unwholesome, qualify as the unwholesome roots — the Blessed One accordingly speaks of greed, hatred, and delusion, in this order, as the three unwholesome roots. The reasoning is that only afflictions whose very nature is unwholesome are properly established as the root of unwholesome dharmas; anuśayas that lack this specifically unwholesome nature cannot serve this rooting function, and so the remaining afflictions do not qualify as unwholesome roots — a conclusion following straightforwardly from what has already been established, which is why the summary verse does not need to state it explicitly. The treatise then turns to a parallel but genuinely disputed question: among the neutral afflictions already identified, how many qualify as a "neutral root," and how many do not? The Vaibhāṣika masters of Kashmir hold that there are likewise three neutral roots: neutral craving, neutral delusion, and — somewhat surprisingly — a neutral form of wisdom, this last being included down to the level of wisdom that arises simply as a karmic ripening result. Why, on this account, do doubt and conceit fail to qualify as neutral roots? Because doubt operates by oscillating uncertainly between two possible directions, and because conceit operates specifically through an elevating, "looking-upward" orientation — doubt, being inherently unstable and wavering in nature, cannot properly be established as any kind of root at all; conceit, meanwhile, operates through an elevated stance toward its object that differs fundamentally in character from what a genuine root requires, and so likewise cannot be established as one. A root, by definition, must be something firmly, stably grounded, generating further growth downward and outward from itself — a criterion universally recognized in ordinary usage — and since neither doubt nor conceit meets this criterion, neither counts as a root. Teachers from outside this specific tradition, however, propose a different list of four neutral roots instead: neutral craving, neutral view, neutral conceit, and neutral delusion. Since the very term "neutral" already excludes both wholesome and unwholesome qualities by definition, why are these particular four specifically established as neutral roots? Because foolish, ordinary beings who cultivate the higher meditative absorptions invariably rely on nothing more than these three factors — craving, view, and conceit — as the basis of their attachment to those elevated states, and because all three of these, in turn, operate through the underlying power of ignorance; it is for this reason that these four together (craving, view, conceit, and the delusion underlying all three) are established as the neutral roots on this alternative account.
於上所說不善惑中,幾是不善根、幾非不善根?頌曰:不善根欲界,貪瞋不善癡。論曰:唯欲界繫一切貪瞋及不善癡不善根攝。如其次第,世尊說為貪瞋癡三不善根。性唯不善煩惱,為不善法根立不善根。餘則不爾,所餘煩惱非不善根,義准已成,故頌不說。於上所說無記惑中,幾是無記根、幾非無記根?頌曰:無記根有三,無記愛癡慧,非餘二高故,外方立四種,中愛見慢癡,三定皆癡故。論曰:迦濕彌羅國諸毘婆沙師說無記根亦有三種,謂諸無記愛、癡、慧三,下至異熟生亦無記根攝。何緣疑、慢非無記根?疑二趣轉,慢高轉故。彼師謂疑二趣相轉,性動搖故,不應立根。慢於所緣高舉相轉,異根法故,亦不立根。為根必應堅住下轉,世間共了,故彼非根。外方諸師立此有四,謂諸無記愛、見、慢、癡。無記名中遮善惡故,何緣此四立無記根?以諸愚夫脩上定者,不過依託愛見慢三,此三皆依無明力轉,故立此四為無記根。
Among the unwholesome afflictions described above, how many are unwholesome roots, and how many are not? Verse: the unwholesome roots of the desire realm are greed, hatred, and unwholesome delusion. Explanation: only greed and hatred bound to the desire realm, and unwholesome delusion, are included among the unwholesome roots — in this order, the Blessed One speaks of greed, hatred, and delusion as the three unwholesome roots. Only afflictions whose nature is exclusively unwholesome are established as the root of unwholesome dharmas; the rest are not so — the remaining afflictions are not unwholesome roots, this meaning already established by inference, and so the verse does not state it. Among the neutral afflictions described above, how many are neutral roots, and how many are not? Verse: the neutral roots are three — neutral craving, delusion, and wisdom; not the other two, since they operate through oscillation and elevation; teachers from outside establish four — including craving, view, conceit, and delusion, since these three are all definitely delusion-based. Explanation: the Vaibhāṣika masters of Kashmir say the neutral roots are likewise three — namely, neutral craving, delusion, and wisdom, the latter included down to the wisdom that arises as karmic ripening. Why do doubt and conceit not count as neutral roots? Because doubt operates by oscillating between two directions, and conceit operates through elevation. Those masters say doubt oscillates between two directions, its nature being unstable, and so should not be established as a root; conceit operates through an elevated orientation toward its object, differing in character from what constitutes a root, and so is likewise not established as one. A root must necessarily be firmly, stably grounded, generating growth downward — this is universally recognized in the world — hence those two are not roots. Teachers from outside establish four instead: namely, neutral craving, view, conceit, and delusion. Since the term "neutral" already excludes both good and evil, why are these four established as neutral roots? Because foolish, ordinary beings who cultivate the higher absorptions rely on nothing more than craving, view, and conceit, these three all operating through the power of ignorance; hence these four are established as the neutral roots.
We should flag that this section preserves a genuine, unresolved disagreement between the Kashmir Vaibhāṣika's threefold neutral-root scheme (craving, delusion, wisdom) and an alternative fourfold scheme (craving, view, conceit, delusion) attributed to unnamed "teachers from outside" the Kashmir tradition — the treatise presents both without declaring a winner, and we have kept them clearly distinguished as competing accounts rather than merging them into a single list.
The inclusion of "neutral wisdom" as one of the Kashmir school's three neutral roots is worth flagging as potentially counterintuitive: wisdom is usually associated with wholesome, liberating insight elsewhere in this tradition, but here a specific neutral form of wisdom — arising merely as a karmic ripening result, without necessarily being connected to genuine liberating insight — is treated as capable of serving as a root for further neutral (obstructive but not actively unwholesome) mental states. We have translated this exactly as the text presents it rather than smoothing over the apparent tension with wisdom's more usual positive connotations elsewhere.
19. Four Ways to Answer a Question — and Why Some Questions Get None
The treatise pauses here to head off a possible terminological confusion. The sūtras elsewhere speak of the famous "fourteen neutral matters" — the celebrated set of metaphysical questions (concerning whether the world is eternal or not, finite or not, whether the self and body are the same or different, and whether a Tathāgata exists, does not exist, both, or neither after death) that the Buddha consistently declined to answer directly. Does this sūtra usage of "neutral" refer to the very same technical category of "neutral" (morally neither wholesome nor unwholesome) just discussed in the preceding sections? It does not. Rather, that sūtra passage establishes the name "neutral" specifically with reference to questions that ought properly to be "set aside" without a direct answer — one specific case within a broader, fourfold classification of how any question whatsoever may be properly answered. What are these four ways of answering? First, a categorical answer, given directly and unconditionally; second, an analytical answer, which first distinguishes the different senses or cases contained within the question before answering each separately; third, a counter-questioning answer, which responds to the question with a further question, in order to clarify the questioner's actual intent before answering; and fourth, an answer of setting-aside, appropriate when the question itself rests on a false premise or is not the kind of question that can be answered directly at all. To illustrate: if someone asks, "must all sentient beings eventually die?" this calls for a categorical answer, since it is definitely and unconditionally true that all sentient beings, without exception, must eventually die. If someone asks, "will all who have died definitely be reborn?" this calls for an analytical answer, since one must distinguish: those who still have affliction will indeed be reborn, but those without remaining affliction (an arhat, for instance) will not. If someone asks, "are human beings superior or inferior?" this calls for a counter-questioning answer — one must first ask, "compared to what?" since, compared to the gods, humans are inferior, while compared to beings in the lower destinies, humans are superior. And if someone asks, "are the aggregates and the sentient being that possesses them the same thing, or different things?" this calls for an answer of setting-aside, since a sentient being, in this tradition's own analysis, has no substantially, independently existing reality to begin with — asking whether the aggregates are the same as or different from something that does not itself substantially exist is not a coherently answerable question at all, comparable to asking whether the offspring of a barren woman is fair-skinned or dark-skinned. If a question is thus set aside without any direct answer given, why does this still count as a genuine "answer" at all? Because stating, in reply to that very question, that "this ought not to be directly answered" is itself already a determinate, meaningful response to what was asked — even a refusal to answer directly, when explicitly and deliberately given as such, functions as a real answer to the question actually posed.
諸契經中說十四無記事,彼亦是此無記攝耶?不爾。云何?彼經但約應捨置問立無記名,謂問記門總有四種。何等為四?頌曰:應一向分別,反詰捨置記,如死生殊勝,我蘊一異等。論曰:且問四者,一應一向記、二應分別記、三應反詰記、四應捨置記。此四如次。如有問者,問死生勝我一異等。記有四者,謂答四問。若作是問:一切有情皆當死不?應一向記一切有情皆定當死。若作是問:一切死者皆當生不?應分別記:有煩惱者當生非餘。若作是問:人為勝劣?應反詰記:為何所方?若言方天,應記人劣;若言方下,應記人勝。若作是問:蘊與有情為一為異?應捨置記:有情無實故,一異性不成,如石女兒白黑等性。如何捨置而立記名?以記彼問言,此不應記故。
Various sūtras speak of the fourteen neutral matters — are these also included within the "neutral" [category] discussed here? They are not. How is this? That sūtra establishes the name "neutral" only with reference to questions that ought to be set aside — that is, the modes of answering questions total four in all. What are these four? Verse: categorical, analytical, counter-questioning, and setting-aside answers — as with [questions about] death, rebirth, superiority, and the self and aggregates being one or different. Explanation: as for the four kinds of questions, first is that which ought to receive a categorical answer; second, that which ought to receive an analytical answer; third, that which ought to receive a counter-questioning answer; fourth, that which ought to receive an answer of setting-aside. These four, in this order, [correspond to questions] such as one asking about death, rebirth, superiority, and whether the self is the same as or different from the aggregates. Answers are of four kinds, corresponding to answering these four questions. If one asks: must all sentient beings die? This should receive a categorical answer: all sentient beings will definitely die. If one asks: will all who have died definitely be reborn? This should receive an analytical answer: those with affliction will be reborn, others not. If one asks: are humans superior or inferior? This should receive a counter-questioning answer: compared to what? If compared to the gods, humans should be recorded as inferior; if compared to what is below, humans should be recorded as superior. If one asks: are the aggregates the same as, or different from, the sentient being [that possesses them]? This should receive an answer of setting-aside: since a sentient being has no real, substantial existence, [the question of] sameness or difference does not hold, like [asking about] the fair or dark complexion of the son of a barren woman. How can setting-aside itself be called "answering"? Because stating, in reply to that question, that it should not be [directly] answered, is itself already a [determinate] answer.
We should flag that "the fourteen neutral matters" referenced here is the well-known set of metaphysical questions elsewhere often called the "fourteen unanswerable questions" or "fourteen indeterminate points" in English-language Buddhist scholarship (concerning the eternity or finitude of the world, the identity or difference of self and body, and the post-mortem status of a Tathāgata) — this passage does not itself list all fourteen, focusing instead on clarifying the general principle of why and how such questions receive the specific answer of "setting aside" rather than a direct reply. We note this context for readers who may recognize the reference from elsewhere without expecting a full enumeration here, since the source text itself does not provide one at this point.
The example of the "barren woman's child's complexion" is a classic Buddhist illustration of a category error — asking a meaningful-sounding question about something that does not actually exist in the way presupposed by the question. We have kept this image intact as the text's own chosen illustration for why the aggregates/sentient-being question cannot be coherently answered as posed.
20. Worked Examples of the Four Answers, and the Fascicle's Close
The Ābhidharmikas offer their own worked illustrations of each of the four kinds of answer. A categorical answer applies to questions such as: is the Blessed One truly a Tathāgata, worthy one, and perfectly awakened buddha? Is the essential teaching he expounds genuinely well-taught? Do his assembled disciples genuinely practice excellent conduct? Are form and the remaining aggregates all truly impermanent? Are suffering and the remaining three noble truths genuinely well established? All of these should receive a categorical answer, since they accord directly with true, established fact. An analytical answer applies where genuine ambiguity requires clarification before a proper answer can be given — illustrated through an extended, step-by-step example: if someone approaches with a sincere heart and simply requests, "Venerable one, please teach me the Dharma," this calls for an analytical response, since the Dharma comprises many things — past, future, and present — and one must first ask which of these the person wishes to hear about. If they specify "the Dharma of the past," a further analytical distinction is needed, since past dharmas themselves comprise many things, from form through consciousness. If they specify "form," a further distinction is needed, since form itself divides into three kinds — wholesome, unwholesome, and neutral. If they specify "wholesome," a further distinction is needed, since wholesome form comprises seven kinds, from abstention from killing through abstention from frivolous speech. If they specify "abstention from killing" in particular, a further distinction is needed, since this itself has three varieties, arising respectively from the three wholesome roots of non-greed, non-hatred, and non-delusion. And if they specify "the kind arising from non-greed," one final distinction remains, since this divides into manifested and unmanifested forms, requiring one final clarifying question as to which the person actually wishes to hear about. A counter-questioning answer applies, by contrast, to a request made with an insincere, flattering heart: if such a person likewise says, "Venerable one, please teach me the Dharma," the appropriate response is to counter-question them directly — "the Dharma comprises many things; which do you actually wish to hear?" — without proceeding through any further analytical breakdown at all, so that the person either falls silent, having no genuine question to press, or else is compelled to state their actual, specific request, which can then be judged as legitimate or not. A natural objection arises here: in both the analytical and counter-questioning cases just illustrated, there was no actual question posed at all, only a bare request for teaching — and no actual answer given either, only a further counter-question about what the person wishes to hear — so how can either of these genuinely count as an instance of "questioning and answering" at all? The reply is that a request such as "please teach me the path" is not fundamentally different from directly asking "what is the path?", and that responding with a clarifying counter-question about what the person wishes to hear is not fundamentally different from actually answering about the path — hence the objection that neither is a genuine question-and-answer does not hold; and if one were to insist that this parity make both examples equally "counter-questioning" in character, the reply is that they remain genuinely distinct, since a sincere request differs in kind from a flattering, insincere one, and correspondingly, an analytical answer differs in kind from a plain counter-questioning one. Finally, an answer of setting-aside applies specifically to questions such as: is the world eternal, or without end? Such questions should simply be set aside, without any attempt made to answer them further. Having explained this fourfold framework of question and answer according to the Abhidharma treatises themselves, the treatise now also cites the parallel account preserved in the Mahāsāṃghika school's own sūtra tradition, which states: monks, you should know that there are four kinds of question-and-answer. What are these four? There is a question that calls for a categorical answer, and so on, up through a question that calls only for setting aside. What is a question calling for a categorical answer? Asking whether all conditioned formations are impermanent — this calls for a categorical answer. What is a question calling for an analytical answer? Asking what result is received by one who has deliberately, intentionally carried out an act of karma — this calls for an analytical answer. What is a question calling for a counter-questioning answer? Asking whether a person's perception and their sense of self are the same thing or different things — this should be met with the counter-question, "by what notion of 'self' do you ask this?" — if they mean the coarse, ordinary notion of self, one should then answer that perception is indeed different from it; this is what calls for a counter-questioning answer. And what is a question calling only for setting aside? Asking whether the world is permanent, impermanent, both, or neither; whether the world is finite, infinite, both, or neither; whether the Tathāgata exists after death, does not exist, both, or neither; or whether the life-principle is identical to the body, or different from the body — these questions call only for being set aside. With this, Fascicle 19 of the Abhidharmakośa comes to a close.
對法諸師作如是說:一向記者,若有問言:世尊是如來、應、正等覺耶?所說法要是善說耶?諸弟子眾行妙行耶?色乃至識皆無常耶?苦乃至道善施設耶?應一向記,契實義故。分別記者,若有直心請言:願尊為我說法。應為分別:法有眾多,謂去來今,欲說何者?若言為我說過去法。應復分別:過去法中亦有眾多,色乃至識。若請說色,應分別言:色中有三,善、惡、無記。若請說善,應分別言:善中有七,謂離殺生,廣說乃至離雜穢語。若彼復請說離殺生,應分別言:此有三種,謂無貪、瞋、癡三善根所發。若彼請說無貪發者,應分別言:此復有二,謂表、無表,欲說何者?反詰記者,若有諂心請言:願尊為我說法。應反詰彼:法有眾多,欲說何者?不應分別。乃至令彼默然而住,或令自記無便求非。豈不二中都無有問,唯有請說,亦無有記唯反詰言欲說何者,如何此二成問記耶?如有請言為我說道,豈非問道?即由反詰記彼所問,豈非記道?若爾,應俱是反詰記。不爾,問意直諂有殊,記有分別無分別故。捨置記者,若有問言:世為有邊、為無邊等?此應捨置不應為說。今依契經辯問記相。如大眾部契經中言:苾芻當知,問記有四。何等為四?謂或有問應一向記,乃至有問但應捨置。云何有問應一向記?謂問:諸行皆無常耶?此問名為應一向記。云何有問應分別記?謂若有問:諸有故思造作業已為受何果?此問名為應分別記。云何有問應反詰記?謂若有問:士夫想與我為一為異耶?應反詰言:汝依何我作如是問?若言依麁我,應記與想異。此問名為應反詰記。云何有問但應捨置?謂若有問:世為常、無常、亦常亦無常、非常非無常?世為有邊、無邊、亦有邊亦無邊、非有邊非無邊?如來死後為有、非有、亦有亦非有、非有非非有?為命者即身、為命者異身。此問名為但應捨置。說一切有部俱舍論卷第十九。
The Ābhidharmikas explain it this way: as for the categorical answer, if someone asks: is the Blessed One a Tathāgata, worthy one, and perfectly awakened buddha? Is the essential teaching he expounds well-taught? Do his disciples practice excellent conduct? Are form and the rest, up through consciousness, all impermanent? Are suffering and the rest, up through the path, well established? These should receive a categorical answer, since they accord with true meaning. As for the analytical answer, if someone with a sincere heart requests: may the venerable one teach me the Dharma — one should make a distinction: the Dharma is manifold, comprising past, future, and present; which does one wish to hear? If they say, teach me the Dharma of the past, one should distinguish further: the Dharma of the past is also manifold, from form through consciousness. If they request form, one should distinguish: form has three kinds — wholesome, unwholesome, and neutral. If they request the wholesome, one should distinguish: the wholesome has seven kinds, namely abstention from killing, and so on at length, through abstention from frivolous speech. If they further request abstention from killing, one should distinguish: this has three kinds, arising from the three wholesome roots of non-greed, non-hatred, and non-delusion. If they request the kind arising from non-greed, one should distinguish: this further has two kinds, manifested and unmanifested — which does one wish to hear? As for the counter-questioning answer, if someone with a flattering heart requests: may the venerable one teach me the Dharma — one should counter-question them: the Dharma is manifold; which does one wish to hear? without further analytical distinction, up to the point of causing them to fall silent, or causing them to state their own request, whereupon it may be judged inappropriate. [Objection:] Are these not, in both cases, entirely without any actual question, there being only a request for teaching, and without any actual answer, there being only the counter-question of what one wishes to hear — how, then, can these two constitute question-and-answer at all? [Reply:] As when someone requests, "teach me the path" — is this not asking about the path? And by counter-questioning in reply to what they asked, is this not answering about the path? [Objection:] If so, both [the analytical and counter-questioning examples] should equally be counter-questioning answers. [Reply:] Not so — the sincere and flattering intentions differ, and the answer given is, respectively, with or without analytical distinction. As for the answer of setting-aside, if someone asks: is the world finite, or infinite, and so on? This should be set aside, and not answered. We have now discussed the character of question and answer according to the Abhidharma treatises. As the Mahāsāṃghika school's own sūtra states: monks, you should know that there are four kinds of question and answer. What are the four? There is a question that should receive a categorical answer, and so on, up to a question that should only be set aside. What is a question that should receive a categorical answer? Asking: are all conditioned formations impermanent? This question is called one that should receive a categorical answer. What is a question that should receive an analytical answer? Asking: what result is received by one who has deliberately carried out an act of karma? This question is called one that should receive an analytical answer. What is a question that should receive a counter-questioning answer? Asking: are a person's perception and self the same, or different? One should counter-question: by which notion of self do you ask this? If they mean the coarse self, one should answer that perception is different from it. This question is called one that should receive a counter-questioning answer. What is a question that should only be set aside? Asking: is the world permanent, impermanent, both, or neither? Is the world finite, infinite, both, or neither? Does the Tathāgata exist after death, not exist, both, or neither? Is the life-principle identical to the body, or different from the body? These questions are called ones that should only be set aside. Abhidharmakośa-śāstra of the Sarvāstivāda School, Fascicle Nineteen, [end].
We should flag that the "categorical answer" example naming the Buddha's own qualifications ("is the Blessed One a Tathāgata, worthy one, perfectly awakened buddha?") is presented, within this text, as this tradition's own internal doctrinal statement of fact, affirmed unconditionally — we render it as this treatise's own confessional claim rather than as a proposition we are independently evaluating.
This closes Fascicle 19, which opened Chapter 5 (分別隨眠品, the Anuśaya-nirdeśa) with the six root anuśayas and their expansion to seven, ten, and ultimately ninety-eight; worked through the genuine three-way debate over what a latent tendency actually is (with the treatise favoring the Sautrāntika's "seed" account); defined the five kinds of view and the four inversions in precise technical detail; catalogued conceit's seven and nine varieties; introduced the subtle mechanisms of "pervasive" reach and "latent increase"; classified the anuśayas by moral quality, uncovering the surprising case of innate self-view counting as neutral; and closed with this extended digression on the four proper ways to answer any question, including the Buddha's own famous silence on certain metaphysical questions. Fascicle 20 will begin next, continuing directly into the second part of this same chapter.