Fascicle 24 · 阿毘達磨俱舍論卷第二十四 · Complete

Family-to-Family, and One-Interval

Fascicle 24 completes the third part of Chapter 6 (分別賢聖品第六之三, Distinguishing the Noble Ones), classifying the once-returner and non-returner in full classical detail — "family-to-family" and "one-interval" practitioners, the sevenfold (in fine analysis, thousands-fold) non-returner taxonomy — before reaching arhatship, the diamond-like concentration, and the eighty-nine fruits of asceticism, and closing with the historically foundational "wheel of Dharma" framework describing the Buddha's first sermon.

Translator: Ru-Yi Meditation Center Status: Complete, 11 sections Source: Taishō T1558, vol. 29, fascicle 24 Author: Vasubandhu · Translator into Chinese: Xuánzàng

1. Family-to-Family and One-Interval: Advancing Toward the Second and Third Fruits

Continuing directly from the stream-enterer's classification, the treatise now traces how a stream-enterer advances toward the fruit of once-returning. Upon severing three or four grades of desire-realm cultivation-abandoned affliction, attaining the corresponding undefiled counteragent faculties, and having only two or three more rebirths remaining within desire-realm existence, such a person becomes a "family-to-family" practitioner — of two kinds: "heavenly family-to-family," reborn into two or three more heavenly families before attaining cessation, and "human family-to-family," reborn into two or three more human families instead. There is no category for exactly five grades severed, since severing the fifth grade always brings the sixth along with it — a single grade of affliction alone cannot obstruct a fruit's attainment. Upon severing the sixth grade, the fruit of once-returning itself is attained: such a person goes once more to the heavens and returns once more to the human realm before final cessation, hence the name, and is also called "one of attenuated greed, hatred, and delusion," since only their lowest grade now remains.

Chinese Source

已辯住果未斷修惑名為預流,生極七返。今次應辯斷位眾聖,且應建立一來向果。頌曰:斷欲三四品,三二生家家,斷至五二向,斷六一來果。論曰:即預流者進斷修惑,若三緣具轉名家家:一由斷惑,斷欲修斷三四品故。二由成根,得能治彼無漏根故。三由受生,更受欲有三二生故。頌中但說初後緣者,預流果後說進斷惑,成能治彼諸無漏根。義准已成,故不具說。然復應說三二生者,以有增進,於所受生或少或無或過此故。何緣此無斷五品者?以斷第五必斷第六,非一品惑能障得果,猶如一間未越界故。應知總有二種家家:一天家家,謂欲天趣生三二家而證圓寂,或一天處或二或三。二人家家,謂於人趣生三二家而證圓寂,或一洲處或二或三。即預流者進斷欲界一品修惑乃至五品,應知轉名一來果向,若斷第六成一來果,彼往天上一來人間而般涅槃名一來果,過此以後更無生故。此或名曰薄貪瞋癡,唯餘下品貪瞋癡故。

Ru-Yi Translation

We have now explained the stream-enterer, who abides in the fruit without having severed any cultivation-abandoned affliction, guaranteed at most seven more returns of rebirth. Next we should explain the noble ones at the stage of severance, beginning with those aiming toward and abiding in the fruit of once-returning. Verse: severing three or four grades of desire-realm affliction, with three or two more rebirths remaining, makes one family-to-family; severing up to five grades still means aiming toward the second fruit; severing six grades attains the fruit of once-returning. Explanation: that very same stream-enterer, advancing to sever cultivation-abandoned affliction, transforms into what is called family-to-family once three conditions are fulfilled: first, by severance of affliction, having severed three or four grades of desire-realm cultivation-abandoned affliction; second, by the perfecting of faculties, having attained the undefiled faculties capable of countering that affliction; third, by the taking of rebirth, undergoing, from this point, either three or two more rebirths within desire-realm existence. The verse states only the first and last of these conditions, since it is thereby already established, by implication, that the corresponding undefiled counteragent faculties have also been attained. As for why three or two rebirths specifically: as one continues to advance, the number of rebirths one will yet undergo may be fewer, or may even reach zero. Why is there no category for one who has severed exactly five grades? Because whoever severs the fifth grade will necessarily also sever the sixth — a single grade of affliction alone is not capable of obstructing the attainment of a fruit, just as will be explained for the one-interval practitioner as well. There are two kinds of family-to-family practitioner: heavenly family-to-family, reborn into two or three families within the heavenly destinies before attaining complete cessation, whether within one heavenly place or two or three; and human family-to-family, reborn into two or three families within the human destiny, whether within one continent or two or three. That very same stream-enterer, advancing to sever one grade of desire-realm cultivation-abandoned affliction up through five grades, transforms into one aiming toward the fruit of once-returning. Upon severing the sixth grade, one attains the fruit of once-returning itself — such a person goes once to the heavens and returns once to the human realm before attaining complete cessation, hence the name, since beyond this there is no further rebirth. This stage is also called one of attenuated greed, hatred, and delusion, since only the lowest grade of these remains.

The treatise then traces the once-returner's advance toward non-returning. Upon severing the seventh or eighth grade of desire-realm affliction, attaining the corresponding undefiled faculties, and having only one more rebirth remaining, such a person becomes "one-interval" — a single grade of affliction can obstruct the fruit of non-returning specifically because severing it means transcending the desire realm's boundary entirely, comparable to how determinate karma across the three times constitutes the most severe obstruction discussed in earlier fascicles. "Interval" names the single remaining gap — either the one remaining rebirth, or the one remaining grade of affliction — that still stands between this practitioner and complete cessation. Someone who had already severed the third, fourth, seventh, or eighth grade of affliction before ever entering the path of seeing (having arrived pre-equipped with prior worldly detachment) is not called "family-to-family" or "one-interval" even after attaining the corresponding fruit, until they have cultivated the subsequent superior path themselves — these titles belong specifically to those advancing gradually through cultivation after the path of seeing, not to those who arrive already detached. Upon severing the ninth and final grade, one attains the fruit of non-returning, certain never again to be reborn within the desire realm — this severance is called "the severance of the five lower-portion bonds," since, although two or three of these bonds may already have been severed earlier at stream-entry, only now are all five gathered together as fully and finally severed.

Chinese Source

已辯一來向果差別,次應建立不還向果。頌曰:斷七或八品,一生名一間,此即第三向,斷九不還果。論曰:即一來者進斷餘惑,若三緣具轉名一間:一由斷惑,斷欲修斷七八品故。二由成根,得能治彼無漏根故。三由受生,更受欲有餘一生故。頌中但說初後二緣,不說成根,義如前釋。如何一品惑障得不還果?由彼若斷便越界故。前說三時業極為障,應知煩惱亦與業同,越彼等流異熟地故。間謂間隔,彼餘一生為間隔故,不證圓寂。或餘一品欲修所斷惑為間隔故,不得不還果。有一間者說名一間,即斷修惑七八品者,應知亦名不還果向。先斷三四七八品惑入見諦者,後得果時乃至未修後勝果道,仍不名曰家家一間,未成治彼無漏根故。若斷第九成不還果,必不還來生欲界故。此惑名曰五下結斷,雖必先斷或二或三,然於此時總集斷故。

Ru-Yi Translation

Having explained the distinctions among those aiming toward and abiding in the fruit of once-returning, we should next establish the distinctions for those aiming toward and abiding in the fruit of non-returning. Verse: severing seven or eight grades, with one more rebirth remaining, is called one-interval — this constitutes aiming toward the third fruit; severing all nine grades attains the fruit of non-returning. Explanation: that very same once-returner, advancing to sever the remaining affliction, transforms into what is called one-interval once three conditions are fulfilled: first, by severance of affliction, having severed the seventh or eighth grade of desire-realm cultivation-abandoned affliction; second, by the perfecting of faculties, having attained the undefiled counteragent faculties; third, by the taking of rebirth, undergoing only one further rebirth within desire-realm existence. The verse states only the first and last of these conditions, for the same reason already explained. How can a single grade of affliction obstruct the attainment of the fruit of non-returning? Because, once that grade is severed, one thereby transcends the realm entirely. It was explained earlier that karma determinately ripening across the three times constitutes the most severe kind of obstruction; affliction functions in just the same way here, since it transcends the very stage to which its equal-outflow and ripened-fruition effects belong. Interval means a gap — since that person's one remaining rebirth constitutes an interruption, they do not yet realize complete cessation; or, alternatively, since the one remaining grade of affliction constitutes an interruption, they do not yet attain the fruit of non-returning. One who has this one interval remaining is named one-interval; one who has severed the seventh or eighth grade of cultivation-abandoned affliction is likewise called one aiming toward the fruit of non-returning. One who had already severed the third, fourth, seventh, or eighth grade of affliction before entering the seeing of the truths — even after later attaining the corresponding fruit, so long as they have not yet cultivated the subsequent superior path, is still not called family-to-family or one-interval, since they have not yet fully attained the undefiled counteragent faculties for that stage. Upon severing the ninth grade, one attains the fruit of non-returning, since one will certainly never again return to be reborn within the desire realm. This affliction-severance is called the severance of the five lower-portion bonds, since, although two or three of these may indeed have already been severed earlier, it is only at this point that they are all, collectively, gathered together as fully severed.

Reading note — Ru-Yi

We should flag the careful distinction the treatise draws between practitioners who advance gradually through the nine grades of affliction after the path of seeing (who earn the titles "family-to-family" and "one-interval" as they progress) and practitioners who had already achieved partial worldly detachment before ever entering the path of seeing at all — the latter attain the corresponding fruit directly at the sixteenth mind-moment without passing through these intermediate titles, since the titles specifically track a process of gradual cultivation these practitioners have, in effect, already completed by other means beforehand. We have kept this distinction clear, since it explains why the same numerical grade of severance can correspond to a named intermediate stage for one practitioner but not for another.

We should also note the cross-reference this passage draws to the karma discussion in earlier fascicles (determinate karma across the three times as "the most severe obstruction") to explain why the ninth grade of affliction alone, rather than any earlier grade, marks the actual boundary of the desire realm — a structural parallel between how karma and affliction each function as decisive, boundary-marking obstructions rather than merely cumulative ones.

2. The Five Types of Non-Returner Bound for the Form Realm

The treatise now takes up the sūtras' own detailed classification of the non-returner, sevenfold in total. Five of these seven concern one who takes further rebirth in the form realm: intermediate-existence nirvāṇa (attaining nirvāṇa while still in the intermediate state between death in the desire realm and rebirth in the form realm); birth nirvāṇa (attaining it not long after that rebirth, thanks to a diligently cultivated, swiftly advancing path); nirvāṇa-with-effort (attaining it only after long, sustained exertion, having diligent cultivation but lacking the swift path); nirvāṇa-without-effort (attaining it without extensive exertion after a long period, lacking both); and the "upstream" type, who cannot attain cessation directly upon rebirth in the form realm at all, but must ascend still higher first. The "nirvāṇa" spoken of for the birth-nirvāṇa type specifically means nirvāṇa with residue — the aggregates still remaining — since such a being lacks the mastery needed to relinquish their own lifespan at will, which nirvāṇa without residue would require.

Chinese Source

依不還位,諸契經中以種種門建立差別,今次應辯彼差別相。頌曰:此中生有行,無行般涅槃,上流若雜修,能往色究竟,超半超遍歿,餘能往有頂,行無色有四,住此般涅槃。論曰:此不還者總說有七,且行色界差別有五:一中般涅槃、二生般涅槃、三有行般涅槃、四無行般涅槃、五者上流。此於中間般涅槃故,說此名曰中般涅槃。如是應知,此於生已,此由有行此由無行般涅槃故,名生般等。此上流故,名為上流。言中般者,謂往色界住中有位便般涅槃。言生般者,謂往色界生已不久便般涅槃,以具勤修速進道故。此中所說般涅槃者,謂有餘依。有餘師說:亦無餘依。此不應理,彼於捨壽無自在故。有行般者,謂往色界生已,長時加行不息,由多功用方般涅槃,此唯有勤修無速進道故。無行般者,謂往色界生已經久,加行懈息不多功用便般涅槃,以闕勤修速進道故。

Ru-Yi Translation

With respect to the stage of non-returning, the sūtras establish various distinctions through various approaches; we should now explain these distinguishing characteristics. Verse: among these, birth, with-effort, and without-effort nirvāṇa; the upstream type, if mixed cultivation, can proceed to Akaniṣṭha, by complete leap, half leap, or full traverse; the remainder can proceed to the peak of existence; those proceeding to the formless realm are of four kinds, attaining nirvāṇa there. Explanation: this non-returner is spoken of, in total, as sevenfold; among these, the varieties for one who takes rebirth in the form realm number five: intermediate-existence nirvāṇa, birth nirvāṇa, nirvāṇa-with-effort, nirvāṇa-without-effort, and the upstream type. Because this one attains nirvāṇa in the intermediate existence, it is called intermediate-existence nirvāṇa. Likewise, having already been reborn, one attains nirvāṇa with effort or without effort, hence those names. Because this one flows upward, it is called upstream. Intermediate-existence nirvāṇa means one who, going toward the form realm, attains nirvāṇa while abiding in the intermediate-existence state. Birth nirvāṇa means one who, having been reborn in the form realm, attains nirvāṇa not long afterward, possessing a diligently cultivated, swiftly advancing path. The nirvāṇa spoken of here refers to nirvāṇa with residue. Other teachers say it can also be without residue; this does not accord with reason, since such a being lacks mastery over relinquishing their own lifespan. Nirvāṇa-with-effort means one who, having been reborn in the form realm, applies sustained, unceasing effort over a long period, attaining nirvāṇa only through extensive exertion, possessing diligent cultivation but lacking the swiftly-advancing path. Nirvāṇa-without-effort means one who, having been reborn in the form realm for a long time, relaxes effort and attains nirvāṇa without extensive exertion, lacking both diligent cultivation and the swiftly-advancing path.

"Upstream" carries the sense of "ascending," since one who dies in the desire realm and is reborn in the form realm is not able to realize cessation there directly, but must be reborn still higher first. This type divides into two by both cause and result: whether one has practiced "mixed cultivation" of the dhyānas or not, and whether Akaniṣṭha (the highest form-realm heaven) or the peak of existence (the highest formless attainment) serves as the final destination. One who has practiced mixed cultivation proceeds all the way to Akaniṣṭha, and this type further divides into three — "complete leap," "half leap," and "full traverse." Complete leap describes one who, having fully practiced mixed cultivation of all four dhyānas while still in the desire realm, loses mastery of the upper three through adverse conditions, dies attached to the pleasure of the first dhyāna, and is reborn in the heaven of Brahmā's Retinue — yet, by the power of habituation from a past life, regains mixed cultivation of the fourth dhyāna there, and, dying from that lowest heaven, leaps directly to rebirth in Akaniṣṭha, the very highest, skipping everything in between at once.

Chinese Source

言上流者是上行義,以流與行其義一故。謂欲界歿往色界生,未即於中能證圓寂,要轉生上方般涅槃。即此上流差別有二,由因及果有差別故。因差別者,此於靜慮由有雜修無雜修故。果差別者,色究竟天及有頂天為極處故。謂若於靜慮有雜修者,能往色究竟方般涅槃。即此復有三種差別,全超、半超、遍歿異故。言全超者,謂在欲界於四靜慮已具雜修,遇緣退失上三靜慮,以初靜慮愛味為緣,命終上生梵眾天處。由於先世串習勢力,復能雜修第四靜慮,從彼處歿生色究竟,最初處歿生最後天,頓越中間是全超義。

Ru-Yi Translation

Upstream carries the meaning of ascending, since stream and ascending share the same underlying sense here. That is, this type dies in the desire realm and is reborn in the form realm, but is not able to realize complete cessation there directly, and must be reborn still higher before attaining nirvāṇa. This upstream type itself divides into two, distinguished by both cause and result. The difference in cause lies in whether one has practiced mixed cultivation of the dhyānas or not. The difference in result lies in whether Akaniṣṭha or the peak of existence serves as one's final destination. One who has practiced mixed cultivation of the dhyānas is capable of proceeding all the way to Akaniṣṭha before attaining nirvāṇa there. This type further divides into three: complete leap, half leap, and full traverse. Complete leap means: while still in the desire realm, one has already fully practiced mixed cultivation of all four dhyānas, but then, encountering adverse conditions, loses the upper three dhyānas, and, with attachment to the pleasure of the first dhyāna as condition, dies and is reborn in the heaven of Brahmā's Retinue. Yet, by the power of habituation from a previous life, one becomes capable once more of mixed cultivation of the fourth dhyāna, and, dying from that place, is reborn directly in Akaniṣṭha, dying in the very first place and being reborn in the very last, leaping over everything in between all at once.

Half leap describes one who instead progresses gradually through the lower Pure Abodes, and, at some intermediate point, is able to leap over only one place to reach Akaniṣṭha — a leap that is real but not total. Full traverse describes one who progresses through every single place in succession, only finally reaching Akaniṣṭha at the very last, dying along the way in every place without exception. No non-returner is ever reborn a second time in a place already occupied before, since such a person always seeks further advancement in rebirth, never remaining at an equal or lower level — which is precisely what fulfills the meaning of "non-returner": one who will never return to a place already occupied, not even their own original place, let alone anywhere lower. The other type of "upstream" practitioner — lacking mixed cultivation of the dhyānas — instead dies successively through every place in the form realm except the five Pure Abodes, then rises through the three formless attainments in turn, finally attaining nirvāṇa only upon reaching the peak of existence itself. Between the two upstream types, the first is an "insight-practitioner" and the second a "calm-practitioner," distinguished by whether wisdom or concentration is more delighted in.

Chinese Source

言半超者,從彼漸次生下淨居,乃至中間能越一處生色究竟,超非全故名為半超。聖必不生大梵天處,僻見處故、一導師故。言遍歿者,從彼漸次於一切處皆遍受生,最後方能生色究竟,一切處死故名遍歿。無不還者,於已生處受第二生,由彼於生容求勝進,非等劣故。即由此故不還義滿,必不還生曾生處故。尚不生本處,況有生於下。應知此謂二上流中由有雜修靜慮因故往色究竟般涅槃者,餘於靜慮無雜修者能往有頂方般涅槃,謂彼先無雜修靜慮,由於諸定愛味為緣,此歿遍生色界諸處,唯不能往五淨居天。色界命終於三無色次第生已,後生有頂方般涅槃。二上流中前是觀行、後是止行,樂慧樂定有差別故。二上流者於下地中得般涅槃見不違理,而言此往色究竟天及有頂天為極處者,由此過彼無行處故,如預流者極七返生。此五名為行色界者。

Ru-Yi Translation

Half leap means: from that place, one is reborn progressively through the lower Pure Abodes, up to some intermediate point, and is then able to leap over one place to reach Akaniṣṭha, the leap not being total, hence half leap. A noble one will certainly never be reborn in the heaven of Mahābrahmā, since that place is associated with a distorted view, and because there can be only one guide in that realm. Full traverse means: from that place, one is reborn progressively through every single place in succession, only finally reaching Akaniṣṭha at the very last, dying in every single place along the way, hence full traverse. No non-returner ever takes a second rebirth in a place already occupied, since such a person always seeks further advancement, never remaining at an equal or lower level. It is precisely for this reason that the meaning of non-returner is fully satisfied: such a person will certainly never return to a place already occupied before, not even their own original place, let alone anywhere lower. This describes the first of the two upstream types. The other, lacking mixed cultivation of the dhyānas, proceeds only as far as the peak of existence: lacking mixed cultivation from the start, and with attachment to the pleasure of the various concentrations as condition, dies and is reborn successively throughout all the places of the form realm except the five Pure Abodes, then, dying out of the form realm, is reborn successively through the three formless attainments, and only then, at the peak of existence, finally attains nirvāṇa. Between these two upstream types, the first is an insight-practitioner and the second a calm-practitioner, distinguished by delight in wisdom or in concentration. It does not contradict reason that either upstream type might attain nirvāṇa at some lower stage; it is said that Akaniṣṭha and the peak of existence are their respective final destinations because, beyond these points, there is no further place to go, comparable to how the stream-enterer is guaranteed at most seven returns. These five are collectively called those who proceed to rebirth in the form realm.

Reading note — Ru-Yi

We should flag this classification as an extraordinarily elaborate cosmological and soteriological taxonomy, mapping specific meditative and karmic trajectories onto specific heavenly rebirths by name (Brahmā's Retinue, the Pure Abodes, Akaniṣṭha) — we have kept the technical vocabulary and the precise sequencing of each sub-type (complete leap, half leap, full traverse) exactly as given, since the distinctions depend on the exact number and order of realms traversed, not merely on a general sense of "higher versus lower" attainment.

We should also note the treatise's explicit exclusion of noble ones from rebirth in the heaven of Mahābrahmā specifically — attributed to that realm's association with a "distorted view" (Mahābrahmā's own delusion, discussed in earlier fascicles, of believing himself to be the creator of all beings) and the structural point that there can only be one "guide" figure in that heaven, leaving no room for a second, genuinely awakened teacher to also reside there. We have preserved this specific doctrinal exclusion exactly as stated, without further elaboration beyond what the passage itself provides.

3. Completing the Seven; the Alternate Ninefold Scheme; the "Seven Excellent Persons"

Beyond the five form-realm types, those who proceed to the formless realm divide into four kinds — corresponding to becoming free of form-realm craving while still in the desire realm and then dying directly into one of the four formless attainments, distinguished by which of the four rebirth-and-cessation patterns applies. Together with the preceding five, this makes six kinds of non-returner. A seventh and final kind proceeds to neither the form nor the formless realm at all, attaining nirvāṇa right where they already are, in the desire realm itself — called "nirvāṇa in the present life" (dṛṣṭadharma-parinirvāṇa). Together, these seven constitute the complete classical scheme.

Chinese Source

行無色者差別有四,謂在欲界離色界貪,從此命終生於無色。此中差別唯有四種,由生般涅槃有差別故,此并前五成六不還。復有不行色無色界,即住於此能般涅槃,名現般涅槃,并前六為七。於行色界五不還中,復有異門顯其差別。頌曰:行色界有九,謂三各分三,業惑根有殊,故成三九別。論曰:即行色界五種不還總立為三,各分三種故成九種。何等為三?中生上流有差別故。云何三種各分為三?且中般涅槃分為三種,速、非速、經久得般涅槃,由三火星喻所顯故。生般涅槃亦分三種,生有行等般涅槃故。此皆生已得般涅槃,是故並應名為生般。於上流中亦分三種,超、半超等有差別故。然諸三種一切皆由速、非速、經久得般涅槃故,更互相望無雜亂失。

Ru-Yi Translation

Those who proceed to the formless realm are distinguished into four kinds: one who, while still in the desire realm, becomes free of form-realm craving, and, upon dying from that state, is reborn directly in the formless realm. The distinctions here number exactly four, corresponding to differences among the rebirth-and-cessation types. Together with the preceding five, this makes six kinds of non-returner. There is, further, one who proceeds to neither the form nor the formless realm, but instead attains nirvāṇa right where they are — this is called nirvāṇa in the present life. Together with the preceding six, this makes seven. Among the five non-returners who proceed to the form realm, there is a further approach revealing additional distinctions. Verse: those proceeding to the form realm number nine — three main types, each divided into three further kinds — distinguished by differences in karma, affliction, and faculty. Explanation: these same five kinds are, in total, grouped into three main categories — intermediate-existence, birth, and upstream — each further divided into three, making nine in total. Intermediate-existence nirvāṇa divides into three: attaining nirvāṇa swiftly, not swiftly, or only after a long time, illustrated by the analogy of three kinds of spark. Birth nirvāṇa likewise divides into three, corresponding to birth nirvāṇa, nirvāṇa-with-effort, and nirvāṇa-without-effort, all grouped together since all three attain nirvāṇa only after rebirth. The upstream category likewise divides into three: complete leap, half leap, and full traverse. Yet all three main categories, in every case, are ultimately distinguished by the same swift/not-swift/long-delayed pattern, so there is no confusion between them.

These three main categories are further distinguished specifically by differences in karma, affliction, and faculty: the first two (intermediate-existence and birth) divide into their three sub-types by differences in currently manifest affliction (lower, middle, or upper grade) and in faculty (upper, middle, or lower), not by differences in karma; the third (upstream) divides into its three sub-types specifically by differences in the karma conducive to a subsequent existence. This yields the full three-by-three, nine-part scheme. Yet the sūtras themselves speak of only "seven destinies of the excellent person" (sapta satpuruṣa-gatayaḥ) rather than nine, because the "upstream" category, despite its internal sub-variation, is treated as a single unified destiny — intermediate-existence and birth each contributing three, upstream contributing only one, for seven in total. This designation is reserved for these seven alone, rather than extended to every noble-one-in-training, for two specific reasons: only these seven act exclusively wholesomely, never unwholesomely at all, and only these seven proceed onward into the higher realms without ever returning — neither guarantee holding for noble-ones-in-training generally.

Chinese Source

如是三種九種不還,由業惑根有差別故,有速、非速、經久不同,且總成三,由造增長順起生後業差別故。如其次第下中上品煩惱現行有差別故,及上中下根差別故,此三一一如其所應。亦業惑根有差別故,各有三別故成九種。謂初二三由惑根別各成三種,非由業異;後三亦由順後受業有差別故分成三種,故說如是行色不還業惑根殊成三九別。若爾,何故諸契經中,佛唯說有七善士趣?頌曰:立七善士趣,由上流無別,善惡行不行,有往無還故。論曰:中、生各三,上流為一,經依此立七善士趣。有上流法故名上流,由此義同且立為一。何獨依此立善士趣,不依所餘有學聖者?趣是行義,所餘有學皆行善業無差別故。唯此七種皆行善業不行惡業,餘則不然。又唯七種行往上界不復還來,餘則不爾。故獨依此立善士趣。

Ru-Yi Translation

These three main categories and nine sub-types of non-returner differ by karma, affliction, and faculty, giving rise to the swift/not-swift/long-delayed distinction. The three main categories are distinguished, in corresponding order, by differences in whether lower, middle, or upper grade affliction is currently manifest, and by differences in whether one's faculties are upper, middle, or lower grade, each of the three corresponding as appropriate. Since karma, affliction, and faculty each admit further distinctions, each of the three divides further into three, making nine total. The first two main categories each divide into their three sub-types by differences in affliction and faculty specifically, not by differences in karma; the third divides into its three sub-types by differences specifically in the karma conducive to a subsequent existence. If this is so, why do the sūtras state that the Buddha spoke of only seven destinies of the excellent person? Verse: the seven destinies of the excellent person are established because the upstream type carries no further distinction for this purpose, because these alone act only wholesomely, never unwholesomely, and because they proceed onward without ever returning. Explanation: intermediate-existence and birth each contribute three, while upstream contributes only one — the sūtras establish the seven destinies on this basis. Since all upstream types share the characteristic of flowing upward, they are named upstream collectively and treated as one category. Why is this designation established with reference to these seven alone, and not the remaining noble ones in training? Destiny carries the sense of proceeding onward, and while the remaining noble ones in training likewise perform wholesome karma, this alone does not earn them the designation. Only these seven act exclusively wholesomely, never unwholesomely — the remaining ones do not share this exclusivity. Moreover, only these seven proceed onward into the higher realms without ever returning. It is for these two reasons alone that the designation is established with reference to these seven specifically.

An objection notes that a sūtra defines an "excellent person" simply as one who has attained the right view of a noble-one-in-training, without restricting this to the seven types just described — suggesting the term should apply much more broadly. The treatise concedes the point from a different angle: the remaining noble-ones-in-training can indeed also be said to possess something of the nature of "excellent person," since all of them have attained lasting restraint from the five kinds of unwholesome deed and have already severed much of their unwholesome affliction. However, the specific technical designation "destiny of the excellent person," as a sevenfold category, is established from a narrower angle — reserved for those who act only wholesomely and never unwholesomely at all, relying solely on a superior cause to proceed into the higher realms.

Chinese Source

若爾,何故契經中言:云何善士?謂若成就有學正見,乃至廣說。諸餘有學若就異門,亦可說為有善士性,以諸有學於五種惡皆獲得畢竟不作律儀故,不善煩惱多已斷故。立善士趣不就異門,約唯行善不行惡故,唯託勝因往上界故。

Ru-Yi Translation

If this is so, why does a sūtra state: what is an excellent person? One who has attained the right view of a noble-one-in-training, and so on, at length? The remaining noble-ones-in-training, considered from a different angle, can indeed also be said to possess something of the nature of excellent person, since all noble-ones-in-training have attained the moral restraint of never again committing any of the five kinds of unwholesome deed, and since much of their unwholesome affliction has already been severed. However, the specific designation destiny of the excellent person is not established from that broader angle — it is established specifically with reference to acting only wholesomely and never unwholesomely at all, and to relying solely on a superior cause to proceed into the higher realms.

Reading note — Ru-Yi

We should flag the "three sparks" analogy used to distinguish swift, delayed, and long-delayed intermediate-existence nirvāṇa — likely referring to a spark struck from iron that either extinguishes almost instantly, travels a short distance before dying out, or travels much further — though the source text here states the analogy by name without spelling out each of the three cases individually; we have preserved it as a named reference rather than supplying a reconstructed explanation the passage itself does not provide.

We should also note the treatise's careful handling of an apparent scriptural tension: one sūtra passage seems to define "excellent person" broadly enough to include any noble-one-in-training, while the specific "seven destinies" classification is clearly narrower. Rather than treating this as a contradiction, the treatise resolves it by distinguishing two different senses of the same term — a broader, looser sense (in which most noble-ones-in-training qualify) and a narrower, technical sense (reserved for the seven with the strongest guarantees) — a pattern of terminological disambiguation this project has seen recur throughout the treatise's approach to potentially conflicting scriptural statements.

4. Prior Rebirths, Śakra's Mistake, and Mixed Cultivation of the Fourth Dhyāna

Do noble ones who had already undergone rebirths in the desire realm before attaining the noble path exhibit these same seven-destiny distinctions? No. A noble one who had already undergone rebirth within the desire realm before attaining non-returning will certainly not proceed to rebirth in the form or formless realms at all, since, having attained that fruit, they are guaranteed to attain nirvāṇa within this very present life. One who had already undergone rebirth as a noble one within the form realm, however, can still proceed to a higher rebirth in the formless realm, much like the "upstream" types reaching the peak of existence discussed earlier. This bears on a curious remark attributed to Śakra, lord of the gods, who reportedly said: "I have heard there is a heaven called Akaniṣṭha; after I eventually fall from my current position, I shall be reborn there." The Vaibhāṣika masters explain that Śakra spoke this way out of an imprecise grasp of the Abhidharma's true technical picture, and that the Buddha, wishing to please him, simply did not correct the statement. Both of these types of already-reborn noble ones are permanently excluded from two further possibilities open to others: refining their faculties from dull to sharp, and retrogression — since their rebirth has already brought their cultivated faculties to full maturity, resting now on an especially superior physical basis.

Chinese Source

諸在聖位曾經生者,亦有此等差別相耶?不爾。云何?頌曰:經欲界生聖,不往餘界生,此及往上生,無練根并退。論曰:若在聖位經欲界生,必不往生色無色界,由彼證得不還果已,定於現身般涅槃故。若於色界經生聖者,容有上生無色界義,如行色界極有頂者。然天帝釋作如是言:曾聞有天名色究竟,我後退落當生於彼。毘婆沙師作如是釋:彼由不了對法相故、為令喜故,佛亦不遮。即此已經欲界生者及已從此往上界生諸聖,必無練根并退。何緣不許經欲界生及上生聖者有練根并退?以必無故。何緣必無?經生習根極成熟故,及得殊勝所依止故。

Ru-Yi Translation

Do noble ones who have already undergone rebirths before attaining the noble path also exhibit these same distinctions? No. What, then, is the case? Verse: a noble one who has already undergone rebirth within the desire realm does not proceed to rebirth in the other realms; both this type and one who does proceed to a higher rebirth lack the possibility of refining their faculties or of retrogression. Explanation: if, while already a noble one, one has undergone prior rebirth within the desire realm before attaining non-returning, such a person will certainly not proceed to rebirth in the form or formless realms, since, having attained the fruit of non-returning, they are certain to attain nirvāṇa within this very present life. If, however, one has already undergone prior rebirth as a noble one within the form realm, it remains possible for such a person to proceed to a higher rebirth within the formless realm, comparable to those proceeding to the form realm who ultimately reach the peak of existence. Yet Śakra, the lord of the gods, is recorded as having said: I have heard there is a heaven called Akaniṣṭha; after I eventually fall from my current position, I shall be reborn there. The Vaibhāṣika masters explain this as follows: Śakra said this because he did not properly understand the true characteristics of the Abhidharma, and the Buddha, in order to please him, did not correct this statement. These same two types — one who has already undergone rebirth within the desire realm, and one who has proceeded from there to a higher rebirth — definitely cannot undergo either the refining of faculties or retrogression. Why is this not admitted? Because it definitely does not occur. Why does it definitely not occur? Because, having already undergone rebirth, their cultivated faculties have already become fully mature, and because they have attained an especially superior physical basis.

Why can a noble-one-in-training who has not yet become free of desire-realm craving not attain nirvāṇa in an intermediate-existence state at all? Because their noble path is not yet fully matured, is not yet easily able to manifest, and their remaining latent afflictions have not yet been reduced to an extremely weak degree — the Vaibhāṣika masters add that desire-realm dharmas are extremely difficult to transcend, and such a person still has substantial work remaining (severing both unwholesome and morally-neutral affliction, attaining a further fruit, transcending all three realms entirely), work an intermediate-existence state alone cannot accomplish. The treatise then turns to the "upstream" practitioner's key technique — mixed cultivation of the dhyānas — asking which dhyāna comes first, how completion is measured, and why it is practiced at all. Mixed cultivation must begin with the fourth dhyāna specifically, since its concentration is the most capable of supporting the practice and, among all modes yielding ease, the most excellent. An arhat or non-returner undertaking this practice first enters the fourth dhyāna and manifests many successive undefiled moments, then draws forth many defiled (worldly) moments, then returns to many undefiled moments — cycling back and forth with the count in each phase gradually shrinking, until only two undefiled moments remain, followed by two defiled, immediately followed again by two undefiled: this marks the completion of the preparatory stage.

Chinese Source

何緣有學未離欲貪無中有中般涅槃者?以彼聖道未淳熟故、未易能令現在前故、所有隨眠非極劣故。毘婆沙者作如是釋:諸欲界法極難越故、彼尚有餘多所作故,謂應進斷不善無記二煩惱故,及應進得若二若三沙門果故,并應總越三界法故,住中有位無如是能。前說上流雜修靜慮為因能往色究竟天,先應雜修何等靜慮?由何等位知雜修成?復為何緣雜修靜慮?頌曰:先雜修第四,成由一念雜,為受生現樂,及遮煩惱退。論曰:諸欲雜修四靜慮者,必先雜修第四靜慮,以彼等持最堪能故、諸樂行中彼最勝故。如是雜修諸靜慮者,是阿羅漢或是不還,彼必先入第四靜慮,多念無漏相續現前,從此引生多念有漏,後復多念無漏現前,如是旋還後後漸減,乃至最後二念無漏,次引二念有漏現前,無間復生二念無漏,名雜修定加行成滿。

Ru-Yi Translation

Why is it that a noble-one-in-training who has not yet become free of desire-realm craving cannot attain nirvāṇa in an intermediate-existence state? Because their noble path is not yet fully matured, is not yet easily able to manifest, and their remaining latent afflictions are not yet reduced to an extremely weak degree. The Vaibhāṣika masters explain this as follows: desire-realm dharmas are extremely difficult to transcend, and such a person still has much remaining work to do — they must still advance to sever both the unwholesome and morally-neutral kinds of affliction, must still advance to attain either the second or third fruit, and must still transcend the dharmas of all three realms entirely — and one abiding merely in the intermediate-existence state does not possess the capacity to accomplish all of this. It was stated earlier that the upstream type, having mixed cultivation of the dhyānas as its cause, is capable of proceeding to Akaniṣṭha. Which dhyāna should be practiced with mixed cultivation first? At what stage is this mixed cultivation known to be complete? And for what reasons is it practiced at all? Verse: one first practices mixed cultivation of the fourth dhyāna, its completion marked by a single moment mixed with undefiled moments, practiced for the sake of rebirth, present pleasure, and to prevent retrogression through the arising of affliction. Explanation: whoever wishes to practice mixed cultivation of all four dhyānas must first practice mixed cultivation of the fourth dhyāna specifically, since its concentration is the most capable of supporting this practice, and, among all modes of practice yielding ease, it is the most excellent. One who practices this mixed cultivation is either an arhat or a non-returner. Such a person must first enter the fourth dhyāna, manifesting many successive moments of undefiled states; from this, they then draw forth many moments of defiled states; afterward, many moments of undefiled states manifest once more — and, cycling back and forth in this way, the number of moments in each phase gradually decreases, until finally only two moments of undefiled state remain, followed by two moments of defiled state, immediately followed again by two moments of undefiled state — this marks the completion of the preparatory stage of mixed-cultivation concentration.

From there, the practice narrows further still: from a single undefiled moment, a single defiled moment is drawn forth, immediately followed by a single undefiled moment once more — since this single defiled instant is now sandwiched directly between undefiled instants immediately before and after it, this marks the full, root-level accomplishment of mixed-cultivation concentration. Of these three instants, the first two resemble the uninterrupted path and the third resembles the path of liberation. Having mastered mixed cultivation of the fourth dhyāna this way, a practitioner can then extend the same accumulated capacity to the lower three dhyānas as well; and having first developed this capacity while still in the desire realm, within one of the three continents of the human destiny, even a later retrogression into rebirth within the form realm does not prevent continuing the same practice there. Mixed cultivation of the dhyānas serves three purposes in total: securing a desired rebirth, securing present pleasure, and preventing retrogression through the arising of affliction.

Chinese Source

次後唯從一念無漏引起一念有漏現前,無間復生一念無漏,如是有漏中間剎那前後剎那無漏雜故,名雜修定根本圓成。前二剎那似無間道,第三剎那似解脫道。如是雜修第四定已,乘此勢力隨其所應,亦能雜修下三靜慮。先於欲界人趣三洲如是雜修諸靜慮已,後若退失生色界中,亦能如前雜修靜慮。雜修靜慮為三種緣:一為受生、二為現樂、三為遮止起煩惱退。

Ru-Yi Translation

Next, from only a single moment of undefiled state, a single moment of defiled state is drawn forth to manifest, immediately followed again by a single moment of undefiled state arising — and because the single defiled instant in the middle is thus mixed together with the undefiled instants immediately before and after it, this is called the full, root-level accomplishment of mixed-cultivation concentration. Of these three instants, the first two resemble the uninterrupted path, and the third resembles the path of liberation. Having thus practiced mixed cultivation of the fourth dhyāna, one can then, riding on this same accumulated power, as appropriate, also practice mixed cultivation of the lower three dhyānas. Having first practiced this mixed cultivation of the dhyānas while still in the desire realm, within one of the three continents of the human destiny, if one should later retrogress and be reborn instead within the form realm, one remains capable of practicing mixed cultivation of the dhyānas there in just the same way as before. Mixed cultivation of the dhyānas is practiced for three kinds of reasons: for the sake of a desired rebirth, for the sake of present pleasure, and to prevent retrogression through the arising of affliction.

Reading note — Ru-Yi

We should flag the Śakra anecdote as a notable moment of scriptural diplomacy the Vaibhāṣika masters attribute to the Buddha: rather than correcting a revered deity's technically imprecise understanding of Akaniṣṭha's actual cosmological position, the Buddha is said to have simply let the statement stand, out of consideration for Śakra's happiness. We have presented this exactly as the Vaibhāṣika masters explain it, as their own interpretive gloss on the anecdote rather than a claim this project independently verifies.

We should also note the mixed-cultivation-of-the-fourth-dhyāna technique as an extraordinarily precise, almost mathematical meditation protocol — beginning with many alternating blocks of undefiled and defiled mental moments and narrowing, block by block, until the pattern collapses to a single defiled moment sandwiched between two undefiled ones. We have kept the exact numerical progression (many, many; then two, two, two; then one, one, one) as the text presents it, since the specific narrowing pattern is precisely what the passage is describing, not an incidental detail.

5. Why Five Pure Abodes; the "Body-Witness"; and the Staggering Sub-Type Count

The treatise now assigns mixed cultivation's three purposes to specific practitioners. Among non-returners, those of sharp faculties practice it for present-life pleasure and rebirth in the Pure Abodes; those of dull faculties practice it also to prevent retrogression, out of fear of falling back — in both cases, the practice keeps them at a distance from concentration tainted by attachment to its own flavor. Among arhats, sharp-faculty practitioners pursue it for present pleasure, dull-faculty ones also to guard against affliction-driven retrogression. This raises a further question: why are there exactly five Pure Abodes? Because mixed cultivation of the fourth dhyāna itself comes in five grades — lower, middle, upper-upper, superior-upper, and utmost — completed respectively by three mind-moments (undefiled, then defiled, then undefiled again), six, nine, twelve, and fifteen moments. These five grades, in corresponding order, bring about rebirth in the five Pure Abodes, the power of the undefiled moments habituating and infusing the defiled ones to produce this result — though other teachers attribute the five Pure Abodes instead to the progressive intensification of the five spiritual faculties (faith and the rest).

Chinese Source

謂不還中諸利根者,為現法樂及生淨居。諸鈍根者亦為遮退,彼畏退故。如是雜修令味相應等持遠故。諸阿羅漢,若利根者為現法樂,若鈍根者亦為遮防起煩惱退,雜修靜慮為生淨居。何緣淨居處唯有五?頌曰:由雜修五品,生有五淨居。論曰:由雜熏修第四靜慮有五品故,淨居唯五。何謂五品?謂下、中、上上、勝上、極品差別故。此中初品,三心現前便得成滿,謂初無漏,次起有漏,後起無漏。第二品六,第三品九,第四品十二,第五品十五。如是五品雜修靜慮,如其次第感五淨居。應知此中無漏勢力熏修有漏令感淨居。有餘師言:由信等五次第增上感五淨居。

Ru-Yi Translation

Among non-returners, those of sharp faculties practice mixed cultivation for the sake of pleasure in the present life and for rebirth in the Pure Abodes. Those of dull faculties practice it also to prevent retrogression, since they fear falling back. This mixed cultivation practice keeps one at a distance from concentration tainted by attachment to its own flavor. Among arhats, those of sharp faculties practice it for the sake of pleasure in the present life; those of dull faculties practice it also to guard against and prevent retrogression through the arising of affliction. Non-returners practice mixed cultivation of the dhyānas for the sake of rebirth in the Pure Abodes. Why are there exactly five Pure Abodes? Verse: because there are five grades of mixed cultivation, there are five corresponding Pure Abodes for rebirth. Explanation: because the mixed cultivation and habituation of the fourth dhyāna has five grades, the Pure Abodes number exactly five. What are these five grades? They are distinguished as lower, middle, upper-upper, superior-upper, and utmost. The first grade is completed once three mind-moments manifest: first undefiled, then arising defiled, then arising undefiled again. The second grade requires six moments; the third, nine; the fourth, twelve; the fifth, fifteen. These five grades of mixed cultivation of the dhyāna, in corresponding order, bring about rebirth in the five Pure Abodes. It should be understood that the power of the undefiled instants habituates and infuses the defiled instants, and this brings about rebirth in the Pure Abodes. Other teachers say instead: it is by the progressive intensification of the five spiritual faculties that rebirth in the five Pure Abodes is brought about.

The sūtras also speak of a non-returner called "body-witness" (kāyasākṣin) — a non-returner who has attained the cessation-concentration (nirodha-samāpatti, the deepest attainment, in which even perception and feeling cease) is renamed this way. Since mind itself is entirely absent during cessation-concentration, the "witnessing" here is attributed to the body specifically rather than to mind: more precisely, upon emerging from that concentration, such a person newly experiences a conscious body in profound stillness, and reflects that this state is the most tranquil imaginable, extremely resembling nirvāṇa itself — having thus personally realized this bodily stillness, they earn the name "body-witness." Yet "body-witness" is not counted among the sūtras' eighteen kinds of noble-ones-in-training, since that classification is established specifically with reference to the undefiled three trainings (moral discipline, concentration, wisdom) and their fruits — and cessation-concentration itself is neither a training nor a training's fruit, so no distinction among trainees is drawn on its basis.

Chinese Source

經說不還有名身證。依何勝德立身證名?頌曰:得滅定不還,轉名為身證。論曰:有滅定得名得滅定,即不還者若於身中有滅定得轉名身證。謂不還者由身證得似涅槃法故名身證。如何說彼但名身證?以心無故、依身生故。理實應言,彼從滅定起,得先未得,有識身寂靜,便作是思:此滅盡定最為寂靜、極似涅槃。如是證得身之寂靜,故名身證。由得及智現前證得身寂靜故,契經說有十八有學。何緣於中不說身證?依因無故。何謂依因?謂諸無漏三學及果,依彼差別立有學故。滅定非學亦非學果,故不約成彼說有學差別。

Ru-Yi Translation

The sūtras speak of a non-returner called body-witness. On the basis of what superior quality is this name established? Verse: a non-returner who has attained the cessation-concentration is renamed body-witness. Explanation: possessing the attainment of cessation-concentration is called having attained cessation-concentration; a non-returner who possesses this attainment within their own person is accordingly renamed body-witness. Such a non-returner is called body-witness because they have personally, bodily witnessed and attained a state resembling nirvāṇa itself. Why is this person said to be a witness specifically through the body? Because mind is entirely absent, and because this attainment arises in dependence on the body. In truth, it should rather be said: upon emerging from cessation-concentration, such a person newly attains what they had not attained before, a conscious body in a state of stillness, and reflects: this cessation-concentration is the most tranquil state, extremely resembling nirvāṇa. Having thus personally realized this stillness of the body, they are called body-witness. Because it is through both the attainment and the knowledge that manifests afterward that one realizes this bodily stillness, the sūtras speak of eighteen kinds of noble-ones-in-training. Why is body-witness not included among these? Because it lacks the relevant basis. What is the relevant basis? The eighteen kinds are established with reference to distinctions among the undefiled three trainings and their fruits. Cessation-concentration itself is neither a training nor a training's fruit, so the distinctions among trainees are not drawn with reference to it.

The coarse distinguishing characteristics of the non-returner are as described above; analyzed in fine detail, however, the number of distinct types reaches into the many thousands. Take "intermediate-existence" nirvāṇa alone: classified by faculty, it already yields three kinds (lower, middle, upper); by meditative stage, four kinds (proceeding to the first dhyāna and so on); by spiritual lineage, six kinds (the "retrogressible" lineage and the rest); by place, sixteen kinds (Brahmā's Retinue and the other specific heavens); by stage-of-detachment, thirty-six kinds (ranging from fully bound within the form realm up through freedom from the fourth dhyāna's eighth grade of defilement). Combining place, lineage, detachment, and faculty together yields a grand total of two thousand five hundred ninety-two: within a single place there are six lineages; each lineage divides into nine by stage-of-detachment (from fully bound up through freedom from the eighth grade); six times nine makes fifty-four; fifty-four times the sixteen places makes eight hundred sixty-four; and multiplying by the three faculties triples this to two thousand five hundred ninety-two — for "intermediate-existence" nirvāṇa alone.

Chinese Source

不還差別麁相如是,若細分析數成多千。其義云何?且如中般約根建立便成三種,下中上根有差別故。約地建立則成四種,往初定等有差別故。約種性建立則成六種,退法種性等有差別故。約處建立成十六種,梵眾天等處差別故。約地離染成三十六,色界具縛乃至已離第四靜慮八品染故。約處、種性、離染、根建立總成二千五百九十二。云何如是?且於一處種性有六,一一種性約離染門差別成九,謂隨何地具縛為初乃至已離八品為後,如是六九成五十四,以十六處乘五十四成八百六十四,以根乘之復成三倍故總成二千五百九十二。

Ru-Yi Translation

The coarse distinguishing characteristics of the non-returner are as described above; if analyzed in fine detail, the number of distinct types reaches into the many thousands. How is this so? Take intermediate-existence nirvāṇa: established with reference to faculty, it yields three kinds, distinguished by lower, middle, or upper faculties. Established with reference to meditative stage, it yields four kinds, distinguished by whether one proceeds to the first dhyāna and so on. Established with reference to spiritual lineage, it yields six kinds, distinguished by the retrogressible lineage and the rest. Established with reference to place, it yields sixteen kinds, distinguished by Brahmā's Retinue and the other specific heavens. Established with reference to stage-of-detachment, it yields thirty-six kinds, ranging from being fully bound within the form realm up through having become free of the eighth grade of the fourth dhyāna's defilement. Established jointly with reference to place, lineage, stage-of-detachment, and faculty together, the total reaches two thousand five hundred ninety-two. How is this arrived at? Within a single place, there are six lineages; for each single lineage, the distinctions by stage-of-detachment number nine, ranging from being fully bound at the outset up through having become free of the eighth grade at the end. Six times nine makes fifty-four; multiplying fifty-four by the sixteen places makes eight hundred sixty-four; multiplying this by the three faculties makes it threefold, yielding a grand total of two thousand five hundred ninety-two.

Reading note — Ru-Yi

We should flag the "body-witness" etymology as a genuinely careful piece of technical reasoning, addressing a real puzzle: how can anyone "witness" anything through the body specifically, when mind is entirely absent during the very concentration in question? The treatise's resolution locates the actual witnessing not in the concentration itself but in the moment of emerging from it, when a now-conscious body registers a profound stillness the practitioner has never experienced before — the "witness" is thus a retrospective recognition, not something occurring during the mindless state itself. We have preserved this precise, two-step account exactly as argued, rather than the looser gloss that a "witness" simply means "one who has attained cessation-concentration" without this further explanation.

We should also flag the 2,592-subtype combinatorial calculation as an extraordinary, almost playful demonstration of this tradition's appetite for exhaustive classification — and note that the passage presents this purely as an illustrative example for "intermediate-existence" nirvāṇa specifically, not as a claim that the entire non-returner category totals this number (the other six types would each generate their own similarly enormous combinatorial totals, not summed here). We have reproduced the stated arithmetic (6×9=54, 54×16=864, ×3=2592) exactly as the passage walks through it, without independently re-deriving whether each of the four classifying dimensions (place, lineage, detachment, faculty) is fully independent of the others in every case — the text itself does not address this question, presenting the multiplication as straightforwardly valid.

6. Arhatship: Aiming Toward the Fourth Fruit, and the "Diamond-Like Concentration"

Summing the combinatorial totals across all five form-realm non-returner types (the same exercise just performed for intermediate-existence nirvāṇa applied to birth, with-effort, without-effort, and upstream nirvāṇa as well), the treatise arrives at a grand total of twelve thousand nine hundred sixty distinct sub-types. Having thus explained the third fruit in full, the treatise turns to the fourth and final fruit: arhatship. A non-returner advancing to sever the cultivation-abandoned afflictions of the form and formless realms — from the first grade of the first dhyāna all the way up through the eighth grade of the peak of existence — is, throughout this entire span, renamed "aiming toward arhatship." Within this stage, the ninth and final uninterrupted path, which severs the peak of existence's ninth and last grade of affliction, is given a special name: the "diamond-like concentration" (vajropama-samādhi), since it possesses the functional capacity to shatter every remaining latent affliction without exception, whether already shattered or not, and is the single most excellent concentration among all those capable of severing affliction.

Chinese Source

如是乃至上流亦爾。總計五種,積數合成一萬二千九百六十。已辯第三向果差別,次應建立第四向果。頌曰:上界修惑中,斷初定一品,至有頂八品,皆阿羅漢向。第九無間道,名金剛喻定,盡得俱盡智,成無學應果。論曰:即不還者進斷色界及無色界修所斷惑,從斷初定一品為初,至斷有頂八品為後,應知轉名阿羅漢向。即此所說阿羅漢向中,斷有頂惑第九無間道亦說名為金剛喻定,一切隨眠皆能破故、先已破故。不破一切實有,能破一切功能。諸能斷惑無間道中,此定相應最為勝故。

Ru-Yi Translation

The same holds, in corresponding fashion, all the way through the upstream type as well. Summing across all five categories, the accumulated total comes to twelve thousand nine hundred sixty. Having explained the distinctions of the third fruit and what aims toward it, we should next establish the fourth fruit and what aims toward it. Verse: among the cultivation-abandoned afflictions of the upper realms, from severing the first grade of the first dhyāna up through the eighth grade of the peak of existence, all these stages are aiming toward arhatship. The ninth uninterrupted path is called the diamond-like concentration; exhaustion is attained together with it, the knowledge of exhaustion arises, and one becomes the fruit of no-more-learning, the worthy one. Explanation: that very same non-returner, advancing to sever the cultivation-abandoned afflictions of the form and formless realms, from severing the first grade of the first dhyāna at the outset, up through severing the eighth grade of the peak of existence at the end, should be understood to be renamed aiming toward arhatship throughout. Within this stage, the ninth uninterrupted path, which severs the ninth-grade affliction of the peak of existence, is also called the diamond-like concentration, since it is capable of shattering every remaining latent affliction without exception, whether already shattered or not. It is not that it literally shatters every genuinely existing thing; rather, it possesses the functional capacity to shatter everything that remains. Among all the uninterrupted paths capable of severing affliction, the concentration associated with this particular moment is the most excellent of all.

The diamond-like concentration is said to admit of many further sub-varieties, distinguished by knowledge, mode of activity, and object, since it can be relied upon across any of nine meditative stages. Based on the "not-yet-arrived" preparatory stage, one account counts fifty-two varieties: eight from analogy-knowledge of suffering and origin (four aspects each, taking the peak of existence as object), eight from dharma-knowledge of cessation and the path, thirty-two from analogy-knowledge of cessation (four aspects, separately for each of the eight lower stages), and only four from analogy-knowledge of the path (taken as a single unified object across all eight stages together, since paths of the same category share a common causal continuity). The same pattern applies to the four intermediate dhyāna stages; for the formless attainments, the counts drop to twenty-eight, twenty-four, and twenty respectively, since no dharma-knowledge applies to a formless basis. Other teachers instead count eighty varieties, treating the path-analogy-knowledge as separately counted for each of the eight stages rather than unified, adding twenty-eight to the total; still others count one hundred sixty-four, treating cessation-analogy-knowledge as having both a separate and a combined count for each stage — and all agree the count grows still further once spiritual lineage and faculty are factored in as well.

Chinese Source

金剛喻定說有多種,謂斷有頂第九品惑無間道生,通依九地故說此定智行緣別,未至地攝有五十二,謂苦集類智緣有頂苦集各有四行相應有八,滅道法智各有四行相應有八,滅類智緣八地滅一一各有四行相應合三十二,道類智緣八地道總有四行相應有四,以治八地類智品道同類相因必總緣故。如未至攝有五十二,中四靜慮應知亦爾。空處二十八,識處二十四,無所有處二十,以依無色無有法智及緣下滅滅類智故。然緣下地對治道者,以同品道互為因故。有說:此定智行緣別。未至地攝有八十種,謂道類智緣八地道亦各別有四行相應,由此於前增二十八。如未至攝有八十種,中四靜慮應知亦爾。空處四十,識處三十二,無所有處二十四。復有欲令金剛喻定智行緣別,未至地攝總有一百六十四種,謂滅類智緣八地滅有別有總各四行相應,由此於初增百一十二。如未至攝百六十四,中四靜慮應知亦然。空處五十二,識處三十六,無所有處二十四。若就種性根等分別,更成多種,如理應思。

Ru-Yi Translation

The diamond-like concentration is said to be of many kinds, since it arises as the uninterrupted path severing the ninth grade of affliction at the peak of existence, and can be relied upon across any of nine stages. Its varieties, distinguished by knowledge, mode, and object, number fifty-two when based on the not-yet-arrived stage: the analogy-knowledge regarding suffering and the origin, taking the peak of existence as object, each has four aspects, giving eight; the dharma-knowledge regarding cessation and the path, each has four aspects, giving eight; the analogy-knowledge regarding cessation, taking the cessation of each of the eight lower stages as object, has four aspects in each case, totaling thirty-two; the analogy-knowledge regarding the path, taking the path of the eight stages as object, has, in total, only four aspects, since the path counteracting the eight stages shares a common causal continuity and must take all eight together as a single object. This yields fifty-two within the not-yet-arrived stage; the same holds for the four intermediate dhyāna stages. For boundless space, twenty-eight; boundless consciousness, twenty-four; nothingness, twenty — since a formless basis has no dharma-knowledge, only analogy-knowledge. Other teachers say the varieties number eighty within the not-yet-arrived stage, since the analogy-knowledge regarding the path, taking the path of each of the eight stages as object, is separately counted with its own four aspects for each, adding twenty-eight to the total; the same holds for the four intermediate dhyāna stages, with forty, thirty-two, and twenty-four for the three formless attainments. Still others hold the varieties number, in total, one hundred sixty-four within the not-yet-arrived stage, since the analogy-knowledge regarding cessation has both a separate and a combined count for each of the eight stages, adding one hundred twelve to the first total; the same holds for the four intermediate dhyāna stages, with fifty-two, thirty-six, and twenty-four for the three formless attainments. If further distinguished by spiritual lineage and faculty, the varieties become even more numerous, to be worked out by the same reasoning.

Because the diamond-like concentration severs the peak of existence's very last grade of affliction, it gives rise to the "knowledge of exhaustion" (kṣaya-jñāna), arising together with the attainment of that affliction's complete exhaustion. The diamond-like concentration is the very last uninterrupted path in the entire process of severing affliction; the knowledge of exhaustion is the very last path of liberation — and because this path of liberation arises, for the very first time, together with the complete exhaustion of every contaminant, it earns the name "knowledge of exhaustion." The moment this knowledge arises, one immediately becomes the fruit of no-more-learning, the arhat, having attained the dharma of the fruit worthy of no further training. Since there is no further, distinct fruit remaining to train toward, the name "no-more-learning" applies; and since such a person is now fit only to act for the benefit of others, and worthy of veneration by all beings still afflicted, the name "arhat" (worthy one) is likewise established.

Chinese Source

此定既能斷有頂地第九品惑,能引此惑盡得俱行盡智令起。金剛喻定是斷惑中最後無間道所生,盡智是斷惑中最後解脫道,由此解脫道與諸漏盡得最初俱生故名盡智。如是盡智至已生時便成無學阿羅漢果,已得無學應果法故。為得別果所應修學,此無有故,得無學名。即此唯應作他事故、諸有染者所應供故,依此義立阿羅漢名。義准已成。

Ru-Yi Translation

Since this concentration is capable of severing the ninth-grade affliction of the peak of existence, it is capable of giving rise to the knowledge of exhaustion, which arises together with the attainment of that affliction's complete exhaustion. The diamond-like concentration is the very last uninterrupted path among all those that sever affliction; the knowledge of exhaustion is the very last path of liberation among all those that sever affliction, and because this path of liberation arises together, for the very first time, with the attainment of the complete exhaustion of all contaminants, it is named the knowledge of exhaustion. Once this knowledge of exhaustion has thus arisen, one immediately becomes the fruit of no-more-learning, the arhat, having attained the dharma of the fruit worthy of no further training. Since there is no further, distinct fruit remaining for such a person to train toward attaining, they earn the name no-more-learning. And since such a person is now fit only to act for the benefit of others, and is worthy of being venerated by all beings still afflicted with defilement, it is on this basis that the name arhat is established. Both meanings are thereby established.

Reading note — Ru-Yi

We should flag that this section's numerical elaboration (52, 80, or 164 sub-varieties of the diamond-like concentration, depending on which teachers' counting method is followed) is genuinely dense technical bookkeeping presupposing the full sixteen-aspect and dharma/analogy-knowledge framework established earlier in this fascicle and in fascicle 23 — we have translated the stated arithmetic and reasoning faithfully, without attempting to independently verify every multiplication, since the passage presents three competing scholastic counting conventions side by side without declaring a preferred one.

We should also flag the beautifully compact double etymology given for "arhat" at the close of this section — worthy because no further training remains to be sought (hence fit only to act for others' benefit) and worthy because deserving of veneration by all afflicted beings — presented as two complementary aspects of a single meaning rather than competing accounts, which we have preserved together exactly as the text closes this passage ("義准已成," "both meanings are thereby established").

7. Why "In Training," and the Eight (or Really Five) Noble Persons

All four "aiming toward" stages and three fruits discussed so far are called "noble-ones-in-training" (śaikṣa), because, in order to attain the exhaustion of all contaminants, they constantly and joyfully engage in training — training that necessarily consists of three parts: superior moral discipline, superior concentration, and superior wisdom. An objection asks whether ordinary worldlings, who also cultivate these three to some degree, ought likewise to be called "in training" — but this does not hold, since worldlings have not yet truly seen the principle of the truths as they are, and remain liable to lose their training at any point. The Buddha is recorded addressing this precise concern in a sūtra, telling a certain monk: "training in what ought to be trained, training in what ought to be trained — it is only this that I call one 'in training,'" the doubled phrase emphasizing that the name applies specifically where correct training will never be lost through retrogression. A further question asks how a noble one, already abiding stably in their attained nature, can still be called "in training" at all — the answer is that the intent of their training remains incomplete until arhatship, much as a traveler resting briefly along the road remains fundamentally engaged in the journey.

Chinese Source

前來所辯四向三果皆名有學,何緣前七得有學名?為得漏盡,常樂學故。學要有三:一增上戒、二增上心、三增上慧。以戒定慧為三自體。若爾,異生應名有學。不爾,未如實見知諦理故、彼容後時失正學故,由此善逝再說學言。如契經中佛告憺怕:學所應學、學所應學,我唯說此名有學者。為令了知學正所學無有退失名有學者故,薄伽梵重說學言。聖者住本性,如何名有學?學意未滿故。如行者暫息,或學法得常隨逐故。

Ru-Yi Translation

All of the four aiming-toward stages and three fruits discussed so far are called noble-ones-in-training. Why do these preceding seven earn this name? Because, in order to attain the exhaustion of all contaminants, they constantly and joyfully engage in training. Training necessarily consists of three: superior moral discipline, superior mind, and superior wisdom — moral discipline, concentration, and wisdom constituting the essential substance of these three. If this is so, ordinary worldlings ought likewise to be called noble-ones-in-training. This is not so, since ordinary worldlings have not yet truly seen and known the principle of the truths as they really are, and since they remain liable to lose their correct training at some later point — and it is for this reason that the Well-Gone One states the word training twice. As a sūtra records, the Buddha told a certain monk: training in what ought to be trained, training in what ought to be trained — it is only this that I call one in training. In order to make clear that one is called in training specifically when one's correct training will never be lost through retrogression, the Blessed One repeats the word training. A noble one abiding in their own nature — how can they still be called in training? Because the intent of their training is not yet fully completed. It is like a traveler resting briefly along the way, or, alternatively, because the dharma of training constantly accompanies them without interruption.

The "dharma of training" refers to the undefiled conditioned dharmas possessed by a noble-one-in-training; the "dharma of no-more-learning" refers to those possessed by one beyond training, an arhat. Nirvāṇa itself is called neither "training" nor "beyond training," since, being unconditioned, it falls outside a distinction that applies specifically to conditioned dharmas exclusive to one category of practitioner or the other. Together, noble-ones-in-training and those beyond training constitute eight kinds of noble persons in name — four "aiming toward" stages and four "abiding in fruit" stages — though only five distinct underlying realities, since "aiming toward" the second, third, and fourth fruits is not actually separate from continuing to be the practitioner who already abides in the preceding fruit; this holds for one advancing through the fruits in gradual succession. One who had already partially or fully become free of desire before entering the path of seeing, however, is named directly as "aiming toward once-returning" or "aiming toward non-returning" without passing through the preceding fruit as a separate named stage — reflecting the two kinds of path of cultivation, contaminated and uncontaminated, already distinguished earlier.

Chinese Source

學法云何?謂有學者無漏有為法。無學法云何?謂無學者無漏有為法。云何涅槃不名為學?無學異生亦成就故。此復何緣不名無學?有學異生亦成就故。如是有學及無學者,總成八聖補特伽羅,行向住果各有四故。謂為證得預流果向乃至所證阿羅漢果,名雖有八事唯有五,謂住四果及初果向,以後三果向不離前果故。此依漸次得果者說。若倍離欲、全離欲者住見道中,名為一來、不還果向,非前果攝,如前所說修道二種,有漏、無漏有差別故。

Ru-Yi Translation

What is the dharma of training? It refers to the undefiled conditioned dharmas possessed by a noble-one-in-training. What is the dharma of no-more-learning? It refers to the undefiled conditioned dharmas possessed by one beyond training. Why is nirvāṇa itself not called training? Because those beyond training and ordinary worldlings also both possess it in the relevant sense. Why, then, is it also not called beyond training? Because noble-ones-in-training and ordinary worldlings also both possess it in that same sense. Thus, noble-ones-in-training together with those beyond training constitute, in total, eight kinds of noble persons, since there are four aiming-toward stages and four abiding-in-fruit stages. From aiming toward the realization of the fruit of stream-entry all the way through the realized fruit of arhatship, although the names number eight, the actual distinct realities number only five: abiding in each of the four fruits, plus aiming toward the first fruit alone, since aiming toward the second, third, and fourth fruits is not actually separate from the preceding fruit. This is stated with reference to one who attains the fruits in gradual succession. If one who had already partially or fully become free of desire beforehand abides within the path of seeing, they are named aiming toward the fruit of once-returning or non-returning directly, without being included under the preceding fruit, reflecting the two kinds of path of cultivation, contaminated and uncontaminated, already distinguished.

Reading note — Ru-Yi

We should flag the treatise's careful three-way distinction here as worth making explicit: "training" (the conditioned undefiled dharmas of a noble-one-in-training), "no-more-learning" (the same for an arhat), and nirvāṇa itself, which the treatise insists belongs to neither category, since it is unconditioned and therefore not the kind of thing that could be "possessed exclusively" by one type of practitioner in the technical sense the training/no-more-learning distinction requires. We have kept this three-way distinction visible rather than collapsing nirvāṇa into either category, since the text explicitly argues for its separateness.

We should also note the elegant resolution to the "eight versus five" puzzle: the treatise does not treat the discrepancy as an error, but as reflecting two different things being counted — eight distinct names for stages of the path, describing five distinct underlying realities, since a practitioner who has "moved on" from stream-entry toward once-returning has not thereby become a fundamentally new kind of being, but is the same continuing person now correctly redescribed. This same pattern recurs for those who enter the path of seeing already partially detached, who are given the higher stage's name directly rather than passing nominally through a lower one they never actually occupied as such.

8. Only the Noble Path Frees the Peak of Existence; Where Each Path's Reach Ends

The treatise asks which kind of path can remove affliction at each stage. Freedom from the peak of existence's own defilement comes only through the undefiled noble path, never through a worldly one — since no worldly path exists above this highest stage to serve as its counteragent, and since a stage's own path can never counteract that same stage's own affliction, which continues to undergo latent increase with respect to any path belonging to it. Freedom from the remaining eight lower stages, by contrast, can be achieved through either path. When a noble-one-in-training uses either a worldly or an undefiled path to remove the cultivation-abandoned defilement of these eight stages, each use gives rise to two separation-attainments together, since both kinds of path accomplish the same underlying task. Other teachers explain how this dual attainment is known: even in scenarios where the undefiled attainment is later relinquished (as when refining one's faculties from dull to sharp), the corresponding affliction still does not reappear — proving that a separate worldly-type attainment must also have been present all along to sustain that separation.

Chinese Source

由何等道離何地染?頌曰:有頂由無漏,餘由二離染。論曰:唯無漏道離有頂染,非有漏道。所以者何?此上更無世俗道故、自地不能治自地故、自地煩惱所隨增故。若彼煩惱於此隨增,此必不能治彼煩惱。若此力能對治於彼,則彼於此必不隨增,故自地道不治自地。離餘八地通由二道,世出世道俱能離故。既通由二離八地染,各有幾種離繫得耶?頌曰:聖二離八修,各二離繫得。論曰:諸有學聖用有漏道離下八地修斷染時,能具引生二離繫得。用無漏道離彼亦然,由二種道同所作故。有餘師釋:以無漏道離彼染時,何緣證知亦生有漏離繫得者,有捨無漏得,煩惱不成故。

Ru-Yi Translation

Which kind of path removes affliction at each stage? Verse: freedom from the peak of existence comes only through the undefiled path; the remaining stages can be freed by either path. Explanation: only the undefiled path can free one from the defilement of the peak of existence, never a defiled path. Why is this? Because there is no worldly path existing above this stage; because a stage's own path cannot counteract that same stage's own affliction; and because that stage's own affliction still undergoes latent increase with respect to any path belonging to that same stage. If a given affliction still undergoes latent increase with respect to a given path, that path is necessarily incapable of counteracting that affliction; if a path has the power to counteract a given affliction, that affliction necessarily does not undergo latent increase with respect to it — hence a stage's own path cannot counteract that same stage's own affliction. Freedom from the remaining eight stages can be achieved through either path, since both the worldly and the transcendent path are each capable of achieving it. Since freedom from the eight lower stages can be achieved through either path, how many kinds of separation-attainment does each produce? Verse: when a noble one uses either path to remove the cultivation-abandoned affliction of the eight lower stages, each gives rise to two separation-attainments. Explanation: when a noble-one-in-training uses a worldly path to remove the cultivation-abandoned defilement of the lower eight stages, this fully gives rise to two separation-attainments together, and the same holds when using an undefiled path, since both kinds of path accomplish the same task. Other teachers explain: it is known that using the undefiled path also gives rise to a worldly-type separation-attainment because, in scenarios where the undefiled attainment is later relinquished, the corresponding affliction still does not reappear.

This dual-attainment claim faces an objection worth resolving carefully: if the undefiled path alone did not also produce a worldly-type attainment, then a noble one who had freed all eight stages by the noble path, and who later refines their faculties by relying on the dhyānas (instantly relinquishing their former duller-faculty noble paths for sharper ones), ought to see the afflictions of the upper stages reappear once the undefiled backing is gone. The treatise rejects this as proof of anything, since the same pattern — an attainment being relinquished without the corresponding affliction reappearing — is observed elsewhere without requiring a hidden second attainment: when one partially free of the peak of existence's defilement refines their faculties, the undefiled attainment is instantly relinquished, yet the peak-of-existence affliction still does not reappear; and when an ordinary worldling is reborn into the second dhyāna, the desire-realm severance-attainment is relinquished along with that rebirth, yet desire-realm affliction still does not reappear either. It follows that an ordinary worldling using a worldly path can give rise only to a worldly-type severance-attainment, while a noble one using the undefiled path to remove seeing-abandoned affliction, or the peak of existence's cultivation-abandoned affliction specifically, gives rise only to an undefiled attainment — the dual attainment applying specifically, and only, to the eight-stage cultivation case just discussed.

Chinese Source

謂有學聖以無漏道離彼染時,若不引生同治有漏離繫得者,則以聖道具離八地,後依靜慮得轉根時,頓捨先來諸鈍聖道,唯得靜慮利果聖道,上惑離繫應皆不成,是則還應成彼煩惱。此證非理。所以者何?彼聖設無有漏斷得,亦不成就上地煩惱。如分離有頂得轉根時及異生上生不成惑故。謂如分離有頂地染,後依靜慮得轉根時,無漏斷得既已頓捨,彼地離繫無有漏得,而彼地惑亦不成就。又如異生生二定等,雖捨欲界等煩惱斷得,而不成就欲界等煩惱,此亦應然。故不成證。既說聖者二離八修各能引生二離繫得,義准異生用有漏道唯能引起有漏斷得,并諸聖者用無漏道離見斷惑及有頂修唯能引生無漏斷得。

Ru-Yi Translation

If a noble-one-in-training, using the undefiled path to remove that defilement, did not also give rise to a co-functioning worldly-type separation-attainment, then, once such a person has completely freed all eight stages by the noble path, and later, relying on the dhyānas, undergoes the refining of faculties, instantly relinquishing all their former duller-faculty noble paths and attaining only the sharper-faculty noble path proper to the dhyānas, the separation from the afflictions of the upper stages ought then to no longer hold, and those very afflictions ought to reappear. This proof does not accord with reason. Why? Because even supposing such a noble one lacked any worldly-type severance-attainment at all, they would still not come to possess the afflictions of the upper stages again, just as when one who has partially become free of the peak of existence's defilement undergoes the refining of faculties, or as when an ordinary worldling is reborn into a higher stage, the corresponding afflictions still do not reappear. That is, when one partially free of the peak of existence's defilement later refines faculties by relying on the dhyānas, the undefiled severance-attainment is instantly relinquished, and although the separation from that stage's affliction is then without any further undefiled attainment, the affliction of that stage still does not reappear. Or again, an ordinary worldling reborn into the second dhyāna relinquishes the severance-attainment for desire-realm affliction, yet does not come to possess desire-realm affliction again — the same should hold here. Hence, the proposed proof does not establish its point. Having explained that a noble one, using either path to remove the cultivation-abandoned affliction of the eight lower stages, gives rise to two separation-attainments in each case, it follows that an ordinary worldling using a worldly path can only give rise to a worldly-type severance-attainment, and that a noble one using an undefiled path to remove seeing-abandoned affliction and the peak of existence's cultivation-abandoned affliction can only give rise to an undefiled severance-attainment.

A further question asks which specific meditative stage's path can reach which specific stage's affliction. The undefiled path belonging to the "not-yet-arrived" preparatory stage is uniquely powerful: it can remove affliction ranging from the desire realm all the way up through the peak of existence. Undefiled paths belonging to the intermediate dhyāna, the four root dhyānas, or the three formless attainments, by contrast, can each remove affliction only at their own stage and at stages above it, never at any lower stage — since a lower stage's affliction, by the time one has progressed this far, has already been removed. Worldly paths, in every case, reach even less far: they can remove affliction only at the stage immediately below their own, never their own stage or anything above it, since a stage's own affliction still undergoes latent increase with respect to any path native to that same stage, since a worldly path's power is comparatively weak, and since the stage directly below has typically already been addressed by the time a worldly path from a higher stage might otherwise be brought to bear on it.

Chinese Source

由何地道離何地染?頌曰:無漏未至道,能離一切地,餘八離自上,有漏離次下。論曰:諸無漏道若未至攝,能離欲界乃至有頂。靜慮中間及四靜慮三無色攝,隨其所應各能離自及上地染。不離下,已離故。諸有漏道一切唯能離次下地,非自地等,自地煩惱所隨增故、勢劣故、已離故。

Ru-Yi Translation

Which stage's path removes which stage's affliction? Verse: the undefiled path belonging to the not-yet-arrived stage can remove affliction at every stage; the remaining eight stages' paths remove affliction at their own stage and above; a worldly path removes affliction only at the next stage below. Explanation: undefiled paths belonging to the not-yet-arrived preparatory stage are capable of removing affliction ranging from the desire realm all the way up through the peak of existence. Those belonging to the intermediate dhyāna, the four dhyānas, or the three formless attainments are each capable, as appropriate, of removing affliction at their own stage and at stages above it, but not at any lower stage, since that has already been removed. Worldly paths, in every case, are capable of removing affliction only at the stage immediately below their own, never their own stage or anything equal to or above it, since that stage's own affliction still undergoes latent increase with respect to that path, since the path's power is comparatively weak, and since the lower stage has already been removed.

Reading note — Ru-Yi

We should flag the treatise's method of argument in the "dual attainment" debate as characteristic of its broader style: rather than simply asserting that a second, hidden attainment must exist, it constructs a genuine reductio (if this weren't so, faculty-refining would cause affliction to reappear) and then defuses the objection by finding parallel cases (peak-of-existence faculty-refining, an ordinary worldling's rebirth) where an attainment is relinquished without the corresponding affliction returning, showing the reductio's premise was never actually necessary. We have preserved this full argumentative structure — objection, reductio, and its defusal via parallel cases — rather than only stating the treatise's final conclusion.

We should also note the special power attributed to the "not-yet-arrived" preparatory stage's undefiled path — capable of reaching every stage from the desire realm to the peak of existence — contrasted with every other stage's much narrower reach (its own level and above only, for undefiled paths; only the level immediately below, for worldly paths). This asymmetry reflects the not-yet-arrived stage's special role throughout this fascicle as the foundational stage from which the entire path of seeing itself is launched.

9. Preparatory Stages, the Worldly Path's Six Aspects, and the Eighty-Nine Fruits of Asceticism

Refining the previous section's picture further, the treatise identifies eight preparatory stages (bordering the four dhyānas and four formless attainments) capable of removing affliction across nine levels (the desire realm and the eight higher concentrations). The first three preparatory stages, upon completing their removal of the affliction below them, may have their ninth and final liberation-path moment manifest either within the corresponding root dhyāna or remain within the preparatory stage itself. The upper five preparatory stages, however, must always have that final liberation moment manifest within the root level, never remaining in the preparatory stage — because, at these higher levels, preparatory and root share the same equanimous feeling, posing no obstacle to the shift, whereas for the lower three dhyānas, the preparatory stage's equanimity differs from the root stage's joy or pleasure, making a smooth transition somewhat difficult, even though the practitioner is naturally inclined with delight toward what lies above at the very moment of removing the lower affliction.

Chinese Source

由何近分道離何地染?頌曰:近分離下染,初三後解脫,根本或近分,上地唯根本。論曰:諸道所依近分有八,謂四靜慮、無色下邊。所離有九,謂欲、八定。初三近分離下三染,第九解脫現在前時,或入根本或即近分。上五近分各離下染,第九解脫現在前時,必入根本非即近分,近分根本等捨根故、下三靜慮近分根本受根異故。有不能入,轉入異受少艱難故、離下染時必欣上故。若受無異,必入根本。

Ru-Yi Translation

Which preparatory stage's path removes which stage's affliction? Verse: the preparatory stage removes the affliction of the stage below it; for the first three, the liberation path may enter either the root or the preparatory level; for the upper stages, only the root level applies. Explanation: the preparatory stages upon which these paths depend number eight — those bordering the four dhyānas and the four formless attainments. What they remove numbers nine — the desire realm and the eight concentrations. The first three preparatory stages, in removing the affliction of the stage below them, may, when the ninth liberation-path moment manifests, either enter the corresponding root dhyāna or remain within the preparatory stage itself. The upper five preparatory stages, each removing the affliction of the stage below them, must, when the ninth liberation-path moment manifests, necessarily enter the root level, never remaining in the preparatory stage, since, at these levels, the preparatory and root stages share the same feeling-faculty, whereas, for the lower three dhyānas, the preparatory and root stages differ in feeling-faculty. Some are unable to enter the root level directly, since shifting into a different feeling involves some degree of difficulty, and because, at the moment of removing the lower stage's affliction, one is always inclined with delight toward what lies above. Where there is no difference in feeling, one necessarily enters the root level directly.

Having already explained the transcendent path's own uninterrupted and liberation aspects (taking the four truths as object through the full sixteen aspects), the treatise turns to what the worldly path takes as its object and through which aspects. The worldly uninterrupted path takes the stage immediately below its own as object, observing it as coarse, suffering, or obstructing (any one of these three); the worldly liberation path takes the stage immediately above as object, observing it as peaceful, excellent, or liberating. A stage is called "coarse" because it is not tranquil and can only be transcended through great exertion; "suffering" because its heavy coarseness causes harm and opposition, and it does not lead to liberation; "obstruction" because it obstructs one's transcending of one's own stage, comparable to a prison's thick walls obstructing escape. The three aspects of peace, excellence, and freedom are understood as the direct opposites of these three.

Chinese Source

諸出世道無間解脫前既已說,緣四諦境十六行相義准自成。世道緣何作何行相?頌曰:世無間解脫,如次緣下上,作麁苦障行,及靜妙離三。論曰:世俗無間及解脫道,如次能緣下地上地,為麁苦障及靜妙離。謂諸無間道緣自次下地諸有漏法,作麁苦等三行相中隨一行相。若諸解脫道緣彼次上地諸有漏法,作靜妙等三行相中隨一行相。非寂靜故說名為麁,由大劬勞方能越故、非美妙故。說名為苦,由多麁重能違害故、非出離故。說名為障,由此能礙越自地故,如獄厚壁能障出離。靜妙離三翻此應釋。

Ru-Yi Translation

Since the transcendent path's uninterrupted and liberation aspects have already been explained, taking the four truths as object through the sixteen aspects, this point is already established by implication. What does the worldly path take as its object, and what aspects does it employ? Verse: the worldly uninterrupted and liberation paths take, respectively, the lower and upper stage as object, employing coarseness, suffering, and obstruction, and peace, excellence, and freedom. Explanation: the worldly uninterrupted path and the worldly liberation path, respectively, take the lower stage and the upper stage as their object, observing them as coarse, suffering, obstructing, and peaceful, excellent, liberating. The uninterrupted paths take as object the contaminated dharmas of the stage immediately below their own, observing them through any one of the three aspects of coarseness. The liberation paths take as object the contaminated dharmas of the stage immediately above, observing them through any one of the three aspects of peace. Because it is not tranquil, it is called coarse. Because it can only be transcended through great exertion, and because it is not sublime, it is called suffering. Because it is heavily coarse and capable of causing harm and opposition, and because it does not lead to liberation, it is called obstruction, since it obstructs one's transcending of one's own stage, comparable to a prison's thick walls obstructing escape. The three aspects of peace, excellence, and freedom should be understood as the direct opposite of these.

Returning from this digression to the main topic: immediately following the knowledge of exhaustion, what further knowledge arises? For arhats of the "immovable" (akopya) lineage — those incapable of ever retrogressing — the knowledge of non-arising necessarily arises next, never a further instance of the knowledge of exhaustion, and never the mere right view of one beyond training. For all other arhats, immediately following the knowledge of exhaustion, either a further instance of that same knowledge arises, or the right view of one beyond training arises directly — but never the knowledge of non-arising, since such a person still admits the possibility of later retrogression. This does not mean the immovable lineage never possesses right view at all; it simply goes unmentioned here since every worthy one, without exception, already possesses it — for the immovable type, right view accompanies whichever of the two, further non-arising-knowledge or otherwise, follows.

Chinese Source

傍論已了,應辯本義。盡智無間有何智生?頌曰:不動盡智後,必起無生智,餘盡或正見,此應果皆有。論曰:不動種性諸阿羅漢,盡智無間起無生智,非更有盡智無學正見生。除不動法餘阿羅漢,盡智無間有盡智生,或即引生無學正見非無生智,後容退故。前不動種性無正見生耶?有正見生,而不說者,一切應果皆有此故。謂不動法無生智後有無生智起,或無學正見。

Ru-Yi Translation

Having concluded this digression, we should return to the main topic. Immediately following the knowledge of exhaustion, what further knowledge arises? Verse: for the immovable lineage, following the knowledge of exhaustion, the knowledge of non-arising necessarily arises; for the rest, either further exhaustion-knowledge or right view arises; every worthy one possesses one or the other. Explanation: for arhats of the immovable lineage, immediately following the knowledge of exhaustion, the knowledge of non-arising arises, not a further instance of the knowledge of exhaustion, nor the right view of one beyond training. For arhats other than the immovable-dharma type, immediately following the knowledge of exhaustion, either a further instance of the knowledge of exhaustion arises, or the right view of one beyond training arises directly, but never the knowledge of non-arising, since such a person still admits the possibility of later retrogression. Does the immovable lineage, then, never give rise to right view at all? Right view does indeed arise for them as well; it is simply not separately mentioned, since every worthy one possesses this. That is, for the immovable-dharma type, following the knowledge of non-arising, either a further instance of the knowledge of non-arising arises, or the right view of one beyond training.

The four fruits discussed throughout this account are, properly speaking, the fruits of asceticism (śrāmaṇya) itself. The undefiled path is asceticism's essential nature — one who possesses it is called an "ascetic," being capable, through diligent effort, of quieting affliction, exactly as a sūtra describes. An ordinary worldling, unable to proceed toward nirvāṇa to its ultimate completion without deviation, is never a true ascetic regardless of outward practice. The fruit of asceticism is both conditioned and unconditioned; though the sūtras speak of it as fourfold, in strict technical reality, analyzed stage by stage, there are eighty-nine: eight uninterrupted paths and eight liberation paths for the permanent severance of seeing-abandoned affliction, plus eighty-one uninterrupted paths and eighty-one liberation paths (nine grades across nine stages) for the permanent severance of cultivation-abandoned affliction. The uninterrupted paths alone constitute asceticism's essential nature as such; the liberation paths are additionally its conditioned fruit, being both the equal-outflow effect and the effect of personal effort with respect to the preceding uninterrupted path; and each individual instance of analytical cessation is asceticism's unconditioned fruit, being both the separation-effect and the effect of personal effort — combined together, these total eighty-nine.

Chinese Source

前說四果是誰果耶?此四應知是沙門果。何謂沙門性?此果體是何?果位差別總有幾種?頌曰:淨道沙門性,有為無為果,此有八十九,解脫道及滅。論曰:諸無漏道是沙門性,懷此道者名曰沙門,以能勤勞息煩惱故。如契經說:以能勤勞息除種種惡不善法,廣說乃至故名沙門。異生不能無異究竟趣涅槃故,非真沙門。有為無為是沙門果。契經說此差別有四,理實就位有八十九,皆解脫道擇滅為性。謂為永斷見所斷惑有八無間八解脫道,及為永斷修所斷惑有八十一無間八十一解脫道。諸無間道唯沙門性,諸解脫道亦是沙門有為果體,是彼等流、士用果故。一一擇滅唯是沙門無為果體,是彼離繫、士用果故。如是合成八十九種。若爾,世尊何不具說?果雖有多而不說者,頌曰:五因立四果,捨曾得勝道,集斷得八智,頓修十六行。

Ru-Yi Translation

The four fruits spoken of earlier — of what are they the fruits? It should be understood that these four are the fruits of asceticism. What is the essential nature of asceticism? What is the substance of this fruit? How many kinds of distinct fruit-stages are there? Verse: the pure path is the nature of asceticism; the fruit is both conditioned and unconditioned; there are eighty-nine of these, comprising the liberation path and cessation. Explanation: the undefiled path itself is the essential nature of asceticism; one who possesses this path is called an ascetic, since it is capable, through diligent effort, of quieting affliction. As a sūtra states: because one is capable, through diligent effort, of quieting and eliminating all manner of evil, unwholesome dharmas, and so on, at length, hence one is called an ascetic. An ordinary worldling, being unable to proceed toward nirvāṇa without deviation, to its ultimate completion, is not a true ascetic. Both conditioned and unconditioned dharmas serve as the fruit of asceticism. The sūtras describe this as fourfold, but, in strict reality, when analyzed by stage, there are eighty-nine, all having as their essential nature either a liberation-path moment or an instance of analytical cessation. For the permanent severance of seeing-abandoned affliction, there are eight uninterrupted paths and eight liberation paths; for the permanent severance of cultivation-abandoned affliction, there are eighty-one uninterrupted paths and eighty-one liberation paths. All the uninterrupted paths constitute the essential nature of asceticism itself. The liberation paths are also the conditioned fruit-substance of asceticism, being both the equal-outflow effect and the effect of personal effort. Each individual analytical cessation is the unconditioned fruit-substance of asceticism, being both the separation-effect and the effect of personal effort. Combined together, the total comes to eighty-nine. If this is so, why did the Blessed One not enumerate all of these fully? Although there are many fruits, they are not all separately named, for reasons given in the verse: the four fruits are established by five causes — relinquishing what was previously attained, attaining a superior path, the gathering together of severances, attaining eight kinds of knowledge, and cultivating all sixteen aspects at once.

Reading note — Ru-Yi

We should flag the eighty-nine-fold analysis of "asceticism's fruit" as one of the treatise's most elegant unifying moves: it takes the entire nine-stages-times-nine-grades structure already built up across two fascicles (eight seeing-abandonment positions plus eighty-one cultivation-abandonment positions) and shows that every single one of these eighty-nine positions carries the same threefold structure — an uninterrupted path (asceticism itself), a liberation path (asceticism's conditioned fruit), and a cessation (asceticism's unconditioned fruit). The traditional "four fruits" spoken of in the sūtras are thus revealed as a coarse simplification of this much finer eighty-nine-part reality, setting up the next section's explanation of exactly which five conditions justify singling out only four of these eighty-nine positions by name.

We should also note the treatise's firm insistence that an ordinary worldling, however rigorous their outward ascetic practice, is never a "true ascetic" in this technical sense — asceticism is defined specifically by possessing the undefiled path capable of reaching nirvāṇa without deviation, not by outward austerity or discipline alone, a point directly relevant to how this tradition distinguishes genuine spiritual attainment from its outward forms.

10. The Five Causes; and the Dharma-Wheel's Three Turnings, Twelve Aspects

Wherever a stage of severance fulfills all five specific causes, the Buddha establishes it as a named "fruit": relinquishing a previously attained path (the path held while merely aiming toward that fruit); attaining a superior path (the excellent path included within the fruit itself); the gathering together of severances (a single attainment now possessing all prior severances at once); attaining eight kinds of knowledge (the four dharma-knowledges and four analogy-knowledges together); and being capable of simultaneously cultivating all sixteen aspects. Only the four classical fruits satisfy all five causes together; none of the other eighty-five positions do, which is why the Buddha names only these four. A further question arises: if only the undefiled path constitutes asceticism's true nature, how can once-returning and non-returning — sometimes attained through the power of a worldly path — still count as fruits of asceticism? The answer is that such a fruit is never purely the cessation attained through the worldly path alone; it is mixed together with the cessation already attained through the path of seeing, forming one unified fruit — which is why a sūtra defines the fruit of once-returning as severing the three fetters together with attenuating greed, hatred, and delusion, and the fruit of non-returning as severing the five lower-portion bonds. The worldly-path cessation is, moreover, sustained by the underlying undefiled attainment, which is precisely why it does not lapse through mere retrogression or death.

Chinese Source

論曰:若斷道位具足五因,佛於經中建立為果。言五因者,一捨曾道,謂捨先得果向道故。二得勝道,謂得果攝殊勝道故。三總集斷,謂總一得得諸斷故。四得八智,謂得四法四類智故。五能頓修十六行相,謂能頓修無常等故。於四果位皆具五因,餘位不然,故佛不說。若唯淨道是沙門性,有漏道力所得二果,如何亦是沙門果攝?頌曰:世道所得斷,聖所得雜故,無漏得持故,亦名沙門果。論曰:以世俗道得二果時,此果非唯以世俗道所得擇滅為斷果性,兼以見道所得擇滅於中相雜總成一果,同一果道得所得故。由此契經言:云何一來果?謂斷三結薄貪瞋癡。云何不還果?謂斷五下結。又世俗道所得擇滅,無漏斷得所任持故,由此力所持退不命終故,亦得名為沙門果體。

Ru-Yi Translation

Explanation: wherever a stage of severance along the path fulfills all five causes, the Buddha establishes it as a fruit in the sūtras. The five causes are: relinquishing a previously attained path, that is, relinquishing the path one had previously attained while aiming toward the fruit; attaining a superior path, that is, attaining the superior path included within the fruit itself; the gathering together of severances, that is, a single attainment now gathers together and possesses all prior severances at once; attaining eight kinds of knowledge, that is, attaining the four dharma-knowledges and four analogy-knowledges together; and being capable of cultivating all sixteen aspects simultaneously, that is, being capable of simultaneously cultivating impermanence and the rest, all sixteen. All four fruit-stages fulfill these five causes together; the remaining stages do not, and it is for this reason that the Buddha does not name them as separate fruits. If only the pure path constitutes the essential nature of asceticism, how can the second and third fruits, which can be attained through the power of a worldly path, also be included among the fruits of asceticism? Verse: the severance attained through a worldly path is mixed together with what the noble one has attained; and, being sustained by the undefiled attainment, it too is called a fruit of asceticism. Explanation: when these two fruits are attained by means of a worldly path, the fruit does not consist solely of the analytical cessation attained through that worldly path — the analytical cessation already attained through the path of seeing is mixed together with it, together forming one unified fruit, since both are attained through one and the same fruit-defining path-attainment. It is for this reason that a sūtra states: what is the fruit of once-returning? It is the severance of the three fetters, together with the attenuation of greed, hatred, and delusion. What is the fruit of non-returning? It is the severance of the five lower-portion bonds. Moreover, the analytical cessation attained through a worldly path is sustained by the undefiled severance-attainment, and it is by this power that it does not lapse through mere retrogression or death.

This essential nature of asceticism carries further names as well: it is also called "brahminhood," since it expels all affliction, and "the wheel of Brahmā," since it is set in motion by the true Brahmā — the Buddha himself, who, being endowed with the unsurpassed virtues proper to Brahmā, alone rightly deserves that name (a sūtra accordingly calls the Buddha "Brahmā," "the tranquil one," and "the cool one" as well). Among these, it is specifically the path of seeing alone that, in certain passages, is called "the wheel of Dharma" (dharmacakra) — resembling a worldly wheel in its swiftness, its capacity to discard and take up, to subdue the unsubdued and hold down the already-subdued, and to turn in both directions, five qualities the Venerable Ghoṣaka reinterprets instead through the noble eightfold path's own structure: right view, intention, effort, and mindfulness as the spokes; right speech, action, and livelihood as the hub; right concentration as the rim. That the "wheel of Dharma" refers specifically to the path of seeing is confirmed by the tradition that, at the very moment the path of seeing arose in Kauṇḍinya and the Buddha's other first five disciples, the Buddha is said to have "already set in motion the wheel of the true Dharma."

Chinese Source

此沙門性有異名耶?亦有。云何?頌曰:所說沙門性,亦名婆羅門,亦名為梵輪,真梵所轉故。於中唯見道,說名為法輪,由速等似輪、或具輻等故。論曰:即前所說真沙門性,經亦說名婆羅門性,以能遣除諸煩惱故。即此亦說名為梵輪,是真梵王力所轉故。佛與無上梵德相應,是故世尊獨應名梵。由契經說佛亦名梵、亦名寂靜、亦名清涼。即於此中唯依見道,世尊有處說名法輪。如世間輪有速等相,見道似彼故名法輪。見道如何與彼相似?由速行等似彼輪故。謂見諦道速疾行故、有捨取故、降未伏故、鎮已伏故、上下轉故,具此五相似世間輪。尊者妙音作如是說:如世間輪有輻等相,八支聖道似彼名輪。謂正見、正思惟、正勤、正念似世輪輻,正語、正業、正命似轂,正定似輞,故名法輪。寧知法輪唯是見道?憍陳那等見道生時,說名已轉正法輪故。

Ru-Yi Translation

Does this essential nature of asceticism have any other names? Yes. What are they? Verse: this asceticism-nature is also called brahminhood; it is also called the wheel of Brahmā, since it is set in motion by the true Brahmā. Among these, only the path of seeing is called the wheel of Dharma, since it resembles a wheel in its swiftness and other respects, or since it possesses spokes and the like. Explanation: this true asceticism-nature is also called, in the sūtras, brahminhood, since it is capable of expelling all affliction. It is also called the wheel of Brahmā, since it is set in motion by the power of the true Brahmā-king. Because the Buddha is endowed with the unsurpassed virtues proper to Brahmā, the Blessed One alone rightly deserves the name Brahmā. A sūtra accordingly states that the Buddha is also called Brahmā, also called the tranquil one, and also called the cool one. It is specifically with reference to the path of seeing alone that the Blessed One, in certain passages, gives the name wheel of Dharma. Just as a worldly wheel possesses characteristics such as swiftness, the path of seeing resembles it in these respects, and so is called the wheel of Dharma. How does the path of seeing resemble a wheel? By resembling it through swiftness of motion and other qualities: the path of seeing the truths moves with great swiftness; it has both a discarding and a taking-up aspect; it subdues what has not yet been subdued; it holds down what has already been subdued; and it turns both upward and downward — possessing these five characteristics, it resembles a worldly wheel. The Venerable Ghoṣaka explains it differently: just as a worldly wheel possesses characteristics such as spokes, the noble eightfold path resembles it, and is thus called a wheel. Right view, right intention, right effort, and right mindfulness resemble a worldly wheel's spokes; right speech, right action, and right livelihood resemble its hub; and right concentration resembles its rim, hence the name wheel of Dharma. How is it known that the wheel of Dharma refers specifically to the path of seeing alone? Because, at the moment the path of seeing arose in Kauṇḍinya and the others, it is said that the Buddha had already set in motion the wheel of the true Dharma.

What, precisely, are the "three turnings and twelve aspects" associated with this first turning of the wheel? Applied to a single truth, the pattern runs: "this is the noble truth of suffering," "this ought to be fully understood," "this has already been fully understood" — three turnings. At each of these three turnings, a distinct instance of "eye," "knowledge," "illumination," and "awakening" arises — four aspects per turning, twelve in total. This same threefold, twelvefold pattern applies individually to each of the four truths, but since the count is identical in every case, it is simply spoken of once as "three turnings, twelve aspects," much as other fixed enumerations serve as shorthand elsewhere. The Vaibhāṣika masters hold that these three turnings correspond, in order, to the path of seeing, the path of cultivation, and the path of no-more-learning. An objection follows: if the three-turnings scheme actually spans all three paths, how can the name "wheel of Dharma" be confined to the path of seeing alone? The treatise resolves this by holding that it is the entire teaching-framework of "three turnings, twelve aspects" as a whole — spanning all three paths together — that properly earns the name "wheel of Dharma," not the path of seeing in isolation.

Chinese Source

云何三轉十二行相?此苦聖諦,此應遍知,此已遍知,是名三轉。即於如是一一轉時,別別發生眼智明覺,說此名曰十二行相。如是三轉十二行相諦諦皆有,然數等故但說三轉十二行相,如說二法七處善等。由此三轉如次顯示見道、修道、無學道三。毘婆沙師所說如是。若爾,三轉十二行相非唯見道,如何可說唯於見道立法輪名?是故唯應即此三轉十二行相所有法門名為法輪,可應正理。如何三轉?三周轉故。如何具足十二行相?三周循歷四聖諦故。謂此是苦、此是集、此是滅、此是道,此應遍知、此應永斷、此應作證、此應修習,此已遍知、此已永斷、此已作證、此已修習。

Ru-Yi Translation

What are the three turnings and twelve aspects? "This is the noble truth of suffering," "this ought to be fully understood," "this has already been fully understood" — these constitute the three turnings. At each and every one of these turnings, individually, there arises a distinct instance of eye, knowledge, illumination, and awakening — this is what is called the twelve aspects. These three turnings and twelve aspects apply individually to each of the four truths, but, since the count is the same in every case, it is simply spoken of as three turnings, twelve aspects, comparable to how other fixed enumerations serve as shorthand elsewhere. By this scheme, the three turnings correspondingly indicate, in order, the path of seeing, the path of cultivation, and the path of no-more-learning. This is what the Vaibhāṣika masters teach. If this is so, the three-turnings scheme is not confined to the path of seeing alone — how, then, can it be said that the name wheel of Dharma is established with reference to the path of seeing alone? It should therefore rather be said that it is precisely this entire teaching-framework of three turnings, twelve aspects, as a whole, that is properly named the wheel of Dharma. What constitutes the three turnings? Three complete rounds. How are the twelve aspects completed? By these three rounds each proceeding through all four noble truths: this is suffering, this is the origin, this is cessation, this is the path; this ought to be fully understood, this ought to be permanently severed, this ought to be personally realized, this ought to be cultivated; this has already been fully understood, this has already been permanently severed, this has already been personally realized, this has already been cultivated.

Reading note — Ru-Yi

We should flag this section as reaching one of the most historically foundational moments in the entire Buddhist tradition: the "three turnings, twelve aspects" (三轉十二行相) framework describes the structure of the Buddha's first sermon at Sarnath, traditionally called "turning the wheel of Dharma," delivered to his first five disciples including Kauṇḍinya. We have translated the technical scheme exactly as this treatise presents it — three progressively deepening passes through each truth (naming it, prescribing the task appropriate to it, and confirming that task's completion) — rather than substituting a looser paraphrase, since the precise threefold structure is the point being explained.

We should also note the two rival explanations offered for why the path of seeing is called a "wheel" — the Vaibhāṣika account emphasizing dynamic qualities (speed, discarding/taking-up, subduing) versus the Venerable Ghoṣaka's account mapping the noble eightfold path's eight factors onto a wheel's physical parts (spokes, hub, rim) — presented as two genuinely different ways of cashing out the same metaphor, neither declared superior by the treatise. We have kept both accounts distinct rather than merging them into a single composite explanation.

11. Why the Wheel "Turns," and Which Realm Each Fruit Depends On — Fascicle 24 Complete

Why is this teaching-framework called a "turning" at all? Because it proceeds onward into another person's mental continuum, bringing them understanding — or, alternatively, because all the noble paths together constitute the wheel of Dharma, "turning" within the very bodies of the beings being transformed by the teaching. At the moment the path of seeing first arises within another person's continuum, the wheel has thereby already reached its very first turning, and is accordingly said to have "already turned." The treatise closes this account of the wheel of Dharma with one final question: on which realm does the attainment of each fruit of asceticism depend? The first three fruits — stream-entry, once-returning, non-returning — can only be attained relying on a body within the desire realm; arhatship alone can be attained relying on a body within any of the three realms. For the first two fruits, since one has not yet become free of desire at that point, it naturally follows that they cannot be attained relying on an upper-realm body. But why can non-returning likewise never be newly attained relying on an upper-realm body — why can't someone already reborn in the form or formless realm attain it there for the first time, leaping over the earlier fruits? This is established by both reasoning and scriptural testimony.

Chinese Source

云何名轉?由此法門往他相續令解義故。或諸聖道皆是法輪,於所化生身中轉故。於他相續見道生時,已至轉初故名已轉。何沙門果依何界得?頌曰:三依欲後三,由上無見道,無聞無緣下,無厭及經故。論曰:前三但依欲界身得,得阿羅漢依三界身。前之二果未離欲故,非依上得理且可然,第三云何非依上得?由理教故。

Ru-Yi Translation

Why is it called a turning? Because this teaching-framework proceeds onward into another person's mental continuum, causing them to understand its meaning. Or, alternatively, all the noble paths together constitute the wheel of Dharma, since they turn within the very bodies of the beings being transformed by this teaching. At the moment the path of seeing arises within another person's mental continuum, the wheel has thereby already reached the very first turning, hence it is said to have already turned. On which realm does the attainment of each fruit of asceticism depend? Verse: the first three depend on the desire realm; the latter depends on all three, because the upper realms lack the path of seeing, lacking proper hearing, lacking the capacity to take the lower realm as object, lacking aversion, and because of scriptural testimony. Explanation: the first three fruits can only be attained relying on a body within the desire realm; the attainment of arhatship, however, can rely on a body within any of the three realms. For the first two fruits, since one has not yet become free of desire, it stands to reason that they cannot be attained relying on an upper-realm body. But why can the third fruit likewise not be attained relying on an upper-realm body? This is established by both reasoning and scriptural testimony.

The reasoning is this: a body within the upper realms lacks the path of seeing altogether, and it is not possible for one who has become free of desire without ever passing through the path of seeing as a noble one to newly and directly realize non-returning by leaping over the earlier fruits. Why do the upper realms necessarily lack the path of seeing? Because the formless realm has no access to proper hearing of the teaching directly; because beings there cannot take the lower realm as an object of consciousness at all; because ordinary worldlings within the form realm remain attached to the pleasure of their own superior concentration; and because, lacking painful feeling in these higher realms, no aversion to suffering arises — and without such aversion, the path of seeing cannot be attained. The scriptural confirmation comes from a sūtra stating that there are five kinds of persons who "attain thorough penetration in one place and reach ultimate completion in another" — the very five form-realm non-returner types already described. "Thorough penetration" here refers specifically to the path of seeing, since it is the initial undertaking on the way to realizing complete cessation — confirming that the path of seeing is certainly absent from the upper realms. With this final point, Fascicle 24 of the Abhidharmakośa comes to a close.

Chinese Source

且理云何?依上界身無見道故,非離見道已離欲者可有超證不還果義。何緣上界必無見道?且無色中無正聞故。又彼界中不緣下故,色界異生著勝定樂。又無苦受不生厭故,非無有厭能得見道。教復云何?由經說故。經言:有五補特伽羅,此處通達彼處究竟,所謂中般乃至上流。此通達言唯目見道,是證圓寂初加行故。由此見道上界定無。說一切有部俱舍論卷第二十四。

Ru-Yi Translation

What is the reasoning? Because a body within the upper realms lacks the path of seeing, and it is not possible for one who has become free of desire without having gone through the path of seeing to newly and directly realize the fruit of non-returning by leaping over the earlier fruits. Why is it that the upper realms necessarily lack the path of seeing? Because, within the formless realm, there is no proper hearing of the Dharma. Moreover, within that realm, one cannot take the lower realm as an object. Ordinary worldlings within the form realm, meanwhile, are attached to the pleasure of their own superior concentration. And, lacking painful feeling, no aversion arises, and without such aversion, the path of seeing cannot be attained. What is the scriptural evidence? A sūtra states: there are five kinds of persons who attain thorough penetration in one place and reach ultimate completion in another — namely, the intermediate-existence type through the upstream type. This term thorough penetration refers specifically to the path of seeing, since it is the initial preparatory undertaking for realizing complete cessation. On this basis, it is certain that the path of seeing does not exist within the upper realms. Abhidharmakośa-śāstra of the Sarvāstivāda School, Fascicle Twenty-Four, [end].

Reading note — Ru-Yi

We should flag the treatise's four-part explanation for why the upper realms lack the path of seeing as a genuinely integrated account rather than a loose list: formless-realm beings cannot even hear the teaching or take the desire realm as an object of contemplation at all, while form-realm worldlings, though capable in principle, remain too contentedly absorbed in their own concentration's pleasure to develop the necessary aversion — and without painful feeling present to spur that aversion, the whole process cannot get started. We have preserved all four reasons together, since the passage presents them as jointly, not merely severally, sufficient to explain the absence of the path of seeing from every realm above the desire realm.

This closes a fascicle that carried the treatise's account of the noble path from the once-returner and non-returner's elaborate classical taxonomy (family-to-family, one-interval, and the sevenfold — really thousands-fold — non-returner scheme) through arhatship itself and the diamond-like concentration, and finally into the historically foundational "wheel of Dharma" framework describing the Buddha's first sermon. Fascicle 25 will continue this account of the noble ones and the path.