Narrowing Eighteen Elements to Four Truths
This page carries Ru-Yi's complete translation of fascicle 7 — the same nyāsa section on the four nirvedhabhāgīya roots continues (雜蘊第一中世第一法納息第一之六). The fascicle opens with the Western masters' own seventeen-gate verse, applying motivation, cause, object, result, and a dozen further categories systematically across heat, summit, forbearance, and supreme mundane dharma; classifies seventy-three distinct varieties of these roots by degree of detachment from the desire realm and each dhyāna; debates whether a bodhisattva's own extraordinary wholesome roots are cultivated across many lifetimes or attained in a single sitting beneath the Bodhi tree; asks which realms, continents, and bodies these roots can even arise in; and closes with the treatise's fullest surviving account of the actual meditation curriculum behind them — a systematic narrowing from the eighteen elements, through the twelve sense fields and five aggregates, down to the four foundations of mindfulness and finally the four truths themselves, ending in a debate over the arising-and-perishing contemplation illustrated by a spinning top and a potter's wheel. Fascicle 8 opens a new topic within the same nyāsa section: the twenty statements of identity-view (薩迦耶見).
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
This fascicle continues directly from Fascicle 6, within the same nyāsa (納息) section begun in Fascicle 2 — terms established there, such as the certainty of rightness (正性離生) and the four roots' own names, recur constantly here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. The Western Masters' Seventeen-Gate Verse
Fascicle 7 opens exactly where Fascicle 6 left off: with the rival regional tradition's own comprehensive framework for analyzing all four nirvedhabhāgīya roots together, condensed into a single mnemonic verse the rest of this fascicle will work through gate by gate.
西方尊者以十七門分別此四如彼頌言。
意趣依因所緣果 等流異熟及勝利
行相二緣慧界定 尋等根心退為後
The Western masters analyze these four through seventeen gates, as their own verse states: "Motivation, basis, cause, object, result, / outflow, ripening, and benefit; / aspect, the two conditions, wisdom, realm, absorption, / examination and the rest, faculty, mind-count, with retrogression last."
This verse is the promised payoff of the passing mention in Fascicle 6: rather than dismissing the Western masters' seventeen-gate scheme, the treatise adopts it wholesale for this fascicle's own structure, running heat, summit, forbearance, and supreme mundane dharma through all seventeen categories in turn. Several of these gates — object, aspect, realm, examination-and-analysis, faculty, mind-count, retrogression — will already be familiar from the sevenfold analysis Fascicles 2 through 5 gave supreme mundane dharma alone; here they are applied systematically to all four roots side by side for the first time.
2. Heat's Own Profile: Motivation Through Outflow
The treatise begins working through the seventeen gates for heat specifically, moving briskly through motivation, basis, cause, object, result, and outflow — each answered in a single, compact line.
問煖有何意趣。答先所修集。一切善根。謂從布施。乃至七處善。皆以迴向解脫。是其意趣。問煖依何而起。答依自地定。問煖以何為因。答前生自地同類善根。問煖誰為所緣。答四聖諦。問煖以何為果。答以頂為近士用果。問煖誰為等流。答後生自地同類善根。
One asks: what is heat's own motivation? The answer: every wholesome root previously cultivated and accumulated — from giving, up through skill in the seven bases — all dedicated toward liberation: this is its motivation. One asks: on what basis does heat arise? The answer: on the basis of concentration belonging to its own stage. One asks: what serves as heat's cause? The answer: a same-kind wholesome root of its own stage arising earlier. One asks: what does heat take as its object? The answer: the four noble truths. One asks: what serves as heat's result? The answer: summit, as its proximate result of human effort. One asks: what serves as heat's outflow? The answer: a same-kind wholesome root of its own stage arising afterward.
"Motivation" (意趣) here names something distinct from cause in the technical Abhidharma sense — it is the entire prior accumulation of wholesome activity, from giving through the seven bases of skill, that a practitioner brings to the threshold of heat, already oriented toward liberation before the specifically meditative work even begins. It is a reminder that "heat," for all its technical precision, is never presented as arising from nowhere — it is the flowering of an entire life's prior wholesome conduct.
3. Heat's Ripening, and Whether These Roots Draw Forth Rebirth
The treatise reaches heat's ripening — its karmic fruit in a future life — and pauses over a genuine puzzle: how can a wholesome root that turns away from existence itself also cause a rebirth? Two positions are given before the gate-by-gate survey resumes.
問煖誰為異熟。答色界五蘊。問順決擇分。亦能牽引眾同分不。有說不能。所以者何。厭背有故。謂此善根。厭背諸有於眾同分。但能圓滿不能牽引。有說亦能。謂此善根。雖厭背有。而能牽引。隨順聖道。眾同分果。謂此所招眾同分果。增上熾盛。微妙殊勝。無有災橫順勝善品。問煖有何勝利。答能與涅槃作決定因。有說得煖定不斷善。問煖有幾行相。答十六行相。問煖為緣名為緣義。答名義俱緣。問煖為聞所成。為思所成。為修所成。答唯修所成。問煖為欲界繫。為色界繫。為無色界繫。答唯色界繫。問煖為在定。為不在定。答唯在定。問煖為有尋有伺。為無尋唯伺。為無尋無伺。
One asks: what serves as heat's ripening? The answer: the five aggregates of the form realm. One asks: can the nirvedhabhāgīya factors also draw forth a class of rebirth? Some say: no — because this wholesome root turns away in disgust from existence itself, and so, with respect to a class of rebirth, it is only able to bring it to completion, not to draw it forth in the first place. Some say: yes — because this wholesome root, although it turns away in disgust from existence, is still able to draw forth a class of rebirth that accords with the noble path — that is, the class of rebirth it thereby brings about is heightened, vigorous, subtle, and excellent, free of calamity, and in accord with every superior wholesome quality. One asks: what benefit does heat confer? The answer: it serves as a determinative cause for eventually reaching nirvāṇa. Some say: one who has attained heat certainly cannot cut off their own wholesome roots. One asks: how many aspects does heat have? The answer: sixteen aspects. One asks: does heat take a name as its object, or a meaning? The answer: it takes both name and meaning as its object together. One asks: is heat born of learning, of reflection, or of meditative cultivation? The answer: born of meditative cultivation alone. One asks: does heat belong to the desire realm, the form realm, or the formless realm? The answer: the form realm alone. One asks: does heat occur within concentration, or outside it? The answer: within concentration alone. One asks: does heat have both examination and analysis, analysis alone, or neither?
The tension the treatise flags — disgust with existence somehow still drawing forth a further existence — resolves, on the second position, into a genuinely interesting distinction: what heat turns away from is ordinary, unguided rebirth, while what it can still shape is a rebirth already bent toward the noble path itself. This is not a contradiction of its own disgust so much as disgust doing constructive work, steering the practitioner's remaining momentum toward a more favorable launching point rather than eliminating momentum altogether.
4. Heat's Remaining Gates, and the Profiles of the Other Three Roots
The seventeen-gate survey concludes for heat — faculty, mind-count, and retrogression — before the treatise moves through summit's, forbearance's, and supreme mundane dharma's own motivation-through-result gates in rapid succession, each one inheriting most of its profile from the root just below it.
答具三種。問煖為樂根相應。為喜根相應。為捨根相應。答三根相應。問煖為一心。為多心。答多心。問煖為可退。為不可退。答可退。頂意趣者。謂從布施。乃至煖果者。以忍為近士用果。勝利者。不斷善根。有說亦不作無間業。餘如煖說。忍意趣者。謂從布施。乃至頂果者。以世第一法。為近士用果。勝利者不退。不作無間業。不墮惡趣。有說亦不執我。餘如頂說。世第一法意趣者。謂從布施。乃至忍所緣者。唯苦諦果者。以苦法智忍。為近士用果。
The answer: it has all three. One asks: is heat associated with the faculty of pleasure, joy, or equanimity? The answer: with all three faculties. One asks: is heat a single moment of mind, or many? The answer: many moments. One asks: can heat retrogress, or not? The answer: it can retrogress. As for summit's own motivation: it is the same as heat's, from giving onward. Its result is forbearance, as its proximate result of human effort. Its benefit: it confers the ability never to cut off one's own wholesome roots; some say it also confers never committing the acts of immediate retribution. The rest is as explained for heat. As for forbearance's own motivation: it is the same as summit's, from giving onward. Its result is supreme mundane dharma, as its proximate result of human effort. Its benefit: it confers never retrogressing, never committing the acts of immediate retribution, and never falling into the evil destinies; some say it also confers never clinging to a self. The rest is as explained for summit. As for supreme mundane dharma's own motivation: it is the same as forbearance's, from giving onward. Its object is the truth of suffering alone. Its result is the forbearance of the dharma-knowledge of suffering, as its proximate result of human effort.
The benefits stated here for summit and forbearance intentionally recapitulate, in far fewer words, the entire Devadatta debate that closed Fascicle 6 — each root's benefit is now simply asserted as settled fact, the extended argument over how to reconcile it with a famous counterexample left behind. It is a good illustration of how this treatise moves: a hard-won conclusion from one passage becomes a flat premise the very next time the same topic comes up.
5. What Each Root Cultivates for Its Own Future
Supreme mundane dharma's own seventeen-gate profile completes, and the treatise turns to a new, finer-grained question: exactly how much of itself does each root, at its very first moment, cultivate for the future — and does this differ once a practitioner has advanced beyond that first moment?
勝利者。為等無間入正性離生。行相者。苦諦四行相。一心多心者。當言一心。餘如忍說。初煖緣三諦。法念住現在修未來。修四念住。一行相現在修未來。修四行相俱同類修。非不同類緣滅諦。
Its benefit: serving as the immediately-antecedent condition for entering the certainty of rightness. Its aspect: the four aspects of the truth of suffering. As to being a single moment of mind or many: it should be said to be a single moment. The rest is as explained for forbearance. As for the very first moment of heat: taking three truths as its object, the foundation of mindfulness on dharmas, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all four aspects in the future — both cultivated as belonging to the same kind, not a different kind. Taking the truth of cessation as its object,
法念住現在修未來。亦唯修法念住。一行相現在修未來。修四行相亦同類修。非不同類。所以者何。非初觀蘊滅能修緣蘊道。故增長煖。緣三諦四念住隨一。現在修未來。修四念住此同類修。亦不同類。一行相現在修未來。修十六行相。緣滅諦。法念住現在修未來。修四念住。一行相現在修未來。修十六行相。問何故初煖。唯同類修非不同類。增長煖能修同類不同類耶。答初煖未曾得種性。
the foundation of mindfulness on dharmas, presently occurring, cultivates only the foundation of mindfulness on dharmas in the future as well; a single aspect, presently occurring, cultivates all four aspects in the future, likewise belonging to the same kind, not a different kind — why is this? Because the very first contemplation of the aggregates' cessation cannot yet cultivate the path taking the aggregates as its object. As for advancing heat, taking three truths as its object: any one of the four foundations of mindfulness, presently occurring, cultivates all four foundations of mindfulness in the future, cultivated as belonging both to the same kind and to a different kind; a single aspect, presently occurring, cultivates all sixteen aspects in the future. Taking the truth of cessation as its object: the foundation of mindfulness on dharmas, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all sixteen aspects in the future. One asks: why does the very first moment of heat cultivate only what belongs to the same kind, not a different kind, while advancing heat is able to cultivate both the same kind and a different kind? The answer: the very first moment of heat has not yet attained its own lineage,
A practitioner's very first taste of heat, this passage argues, is structurally more cautious than everything that follows it: unfamiliar with the terrain, it can only cultivate future moments closely resembling itself, whereas advancing heat, already comfortable with the practice, can reach across to cultivate dissimilar future states as well. It is a small but telling detail about how this tradition understood skill acquisition — even a wholesome root improves its own reach as the practitioner grows more habituated to it.
6. Same Kind, Different Kind: A Technical Puzzle Resolved
The reason for the first-moment restriction is given directly — newness to the lineage itself — before the same pattern is traced through summit and forbearance, and a further question arises about the Venerable Ghoṣaka's own proposed parallel between heat and forbearance.
初學觀諦故。唯修同類。增長煖已曾得種性。串習觀諦。故同類修亦不同類。初頂緣四諦。法念住現在修未來。修四念住。一行相現在修未來。修十六行相。增長頂。緣三諦四念住隨一。現在修未來。修四念住。一行相現在修未來。修十六行相緣滅諦。法念住現在修未來。修四念住。一行相現在修未來。修十六行相。初及增長忍緣四諦。法念住現在修未來。修四念住。一行相現在修未來。修十六行相。問何故忍初及增長皆唯法念住現在修。煖頂不爾。答忍近見道。與見道相似。如見道中。唯起法念住。忍亦如是。尊者妙音作如是說。初忍及增長忍。如初煖及增長煖說。於色界善根。未曾得種性。及已曾得種性故。彼不應作是說。此四善根。皆是色界修所成故。忍近見道。如見道起法念住故。問增長忍一切時。修十六行相耶。答不爾或時十六。或時十二或時八或時四。所以者何。
still newly learning to contemplate the truths, and so cultivates only what belongs to the same kind; advancing heat has already attained its own lineage, long habituated to contemplating the truths, and so cultivates both the same kind and a different kind. As for the very first moment of summit, taking all four truths as its object: the foundation of mindfulness on dharmas, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all sixteen aspects in the future. As for advancing summit, taking three truths as its object: any one of the four foundations of mindfulness, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all sixteen aspects in the future. Taking the truth of cessation as its object: the foundation of mindfulness on dharmas, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all sixteen aspects in the future. As for both the very first moment and the advancing stage of forbearance, taking all four truths as its object: the foundation of mindfulness on dharmas, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all sixteen aspects in the future. One asks: why do both the very first moment and the advancing stage of forbearance always presently occur only as the foundation of mindfulness on dharmas, while heat and summit are not like this? The answer: forbearance stands close to the path of seeing, and resembles it — just as, within the path of seeing, only the foundation of mindfulness on dharmas arises, forbearance is exactly the same. The Venerable Ghoṣaka speaks as follows: the very first moment and the advancing stage of forbearance are, respectively, like the very first moment and the advancing stage of heat, since with respect to the form realm's own wholesome roots there is a stage of not-yet-attained lineage and a stage of already-attained lineage. This position should not be maintained, however, since all four of these wholesome roots are, alike, born of cultivation within the form realm — forbearance stands close to the path of seeing precisely because, like the path of seeing, it gives rise to the foundation of mindfulness on dharmas. One asks: does advancing forbearance always cultivate all sixteen aspects? The answer: no — sometimes sixteen, sometimes twelve, sometimes eight, sometimes four. Why is this?
Ghoṣaka's rejected parallel is worth noting for the same reason his rejected desire-realm/form-realm division was worth noting back in Fascicle 6: both attempts try to explain forbearance's own peculiar restriction (only the foundation of mindfulness on dharmas) by analogy to heat's lineage-newness, and both get refuted on the same ground — all four roots equally belong to the form realm and are equally born of cultivation, so any explanation appealing to a difference in realm or origin cannot be the real reason. The treatise's own preferred explanation instead appeals to forbearance's structural proximity to the path of seeing, the same "resemblance" argument used throughout this whole four-fascicle discussion.
7. The Narrowing Aspects, and Supreme Mundane Dharma's Single Robe
The variable aspect-count for advancing forbearance is explained through the same narrowing logic already traced in full in Fascicle 5, before the treatise reaches supreme mundane dharma's own case and gives it a memorable, minimal image: a person who owns only one robe has nothing left to lose after it is taken.
如如漸次略所緣諦。如是如是略修行相。由此漸能近於見道。如見道故。世第一法。法念住現在修未來。修四念住。一行相現在修未來。修四行相。唯同類修。非不同類。問世第一法。已曾得種性。
Because, just as its object gradually narrows truth by truth, so too does its cultivated aspect narrow accordingly — and it is by this that it draws gradually nearer to the path of seeing, resembling it. As for supreme mundane dharma: the foundation of mindfulness on dharmas, presently occurring, cultivates all four foundations of mindfulness in the future; a single aspect, presently occurring, cultivates all four aspects in the future — cultivated as belonging to the same kind alone, not a different kind. One asks: supreme mundane dharma has already attained its own lineage,
串習觀諦。何故但修同類。非異類耶。答世第一法。唯有爾所行相可修。無餘行相。如人唯有一衣。奪已更無可奪。此亦如是故不應問。復次世第一法。隣逼見道。似見道故。復次世第一法。開見道門。導生見道。如見道故。
long habituated to contemplating the truths — why, then, does it cultivate only what belongs to the same kind, not a different kind? The answer: supreme mundane dharma has only this one aspect capable of being cultivated, and no other — like a person who possesses only a single robe: once it is taken, there is nothing further left to take. The case here is exactly the same, and this should not even be questioned. Further: supreme mundane dharma stands immediately adjacent to the path of seeing, resembling it. Further: supreme mundane dharma opens the gate of the path of seeing, guiding and giving rise to it, resembling it.
The single-robe image captures something distinctive about supreme mundane dharma that this fascicle's whole systematic gate-analysis has been building toward: where every other root has room for variation — same kind or different, four aspects or sixteen — supreme mundane dharma has already been narrowed, by the process Fascicle 5 traced in detail, down to exactly one thing. Asking why it cultivates "only" one kind is, on this reading, a category error, since one is all there ever was to begin with.
8. Continuous or Interrupted? And the Attention That Draws Forth Heat
A new question opens: do the four roots' very first moments contemplate the four truths in one continuous sweep, or with pauses in between? Two positions are given before the treatise names the specific quality of attention — disgust, longing, revulsion, yearning — that triggers heat's own arising.
問初煖頂忍於四聖諦。為相續觀。為不相續。有說相續。如見道中十五心頃。於四聖諦相續現觀。此亦如是。有說不相續。謂觀欲界苦聖諦已。即便止住。次起加行。觀色無色界苦聖諦已。復便止住。餘諦亦爾。如是說者。此不決定。或相續觀或不相續。隨彼加行。勢力轉故。問何等作意無間。引起煖耶。答色界定。修所成行相攝。有厭離有渴仰。有惡賤有思慕。作意無間引起煖。煖無間引起頂。頂無間引起忍。忍無間引起世第一法。問已離欲染者可爾。未離欲染者云何。答欲界亦有似彼作意。
One asks: do the very first moments of heat, summit, and forbearance contemplate the four noble truths continuously, or not continuously? Some say: continuously — just as, within the path of seeing, across its fifteen moments of mind, the four noble truths are directly and continuously realized, the case here is exactly the same. Some say: not continuously — that is, having contemplated the truth of the desire realm's suffering, one then pauses; next one applies preparatory effort and, having contemplated the truth of the form and formless realms' suffering, pauses again; and the same for the remaining truths. On this view, the matter is not fixed either way — it may be continuous or not continuous, depending on the force of the practitioner's own preparatory effort. One asks: what attention, occurring without interval, draws forth heat? The answer: an attention belonging to the aspect born of cultivation within a concentration of the form realm, involving disgust, longing, revulsion, and yearning — this attention, without interval, draws forth heat; heat, without interval, draws forth summit; summit, without interval, draws forth forbearance; and forbearance, without interval, draws forth supreme mundane dharma. One asks: this is understandable for one already free of the desire realm's defilement — but what of one not yet free of it? The answer: the desire realm, too, has an attention resembling this one,
The fifteen-moment path of seeing, cited here as the model for uninterrupted contemplation, is a well-known Sarvāstivāda structure — the sixteenth moment, the subsequent-knowledge of the path, technically belongs to the path of cultivation rather than seeing, and this treatise's own earlier fascicles have referenced this exact count in passing. Note the four-part emotional profile of the attention that draws forth heat — disgust, longing, revulsion, yearning — a genuinely psychological description, naming what the practitioner actually feels rather than simply what they cognize, in a treatise otherwise dominated by purely analytical vocabulary.
9. Dying Before Summit: Does a Practitioner Start Over?
A genuinely poignant practical question arises: what happens to a practitioner who has fully cultivated heat, is on the verge of summit, but dies before reaching it? The treatise's answer distinguishes sharply between finding a good teacher in the next life and not — with real consequences either way.
思所成行相攝。有厭離有渴仰。有惡賤有思慕。未離欲染者。此作意無間引起煖。餘如前說。問修煖滿已將欲起頂。遂便命終。彼餘生中。為即起頂。為從本起。答若遇明師。隨彼應起。分齊說者。
belonging to the aspect born of reflection, involving disgust, longing, revulsion, and yearning — for one not yet free of the desire realm's defilement, this attention, without interval, draws forth heat; the rest is as explained above. One asks: suppose a practitioner has fully cultivated heat and is about to give rise to summit, but then dies before doing so — in their next life, do they give rise to summit directly, or must they begin again from the very start? The answer: if they encounter an enlightened teacher, they may give rise to it according to whatever stage is appropriate for them. As for stating the precise boundary of this,
即能起頂。若不爾者還從本起。然能速起。非如初修。問若餘生中即起頂者。從何作意無間起耶。答如起煖時所有作意。如說從煖起頂。從頂起忍亦爾。問若爾何故。說煖無間起頂。頂無間起忍耶。答依一身中相續起者作如是說。然非一切。問若退煖已還生煖時。為得先時曾得煖不。答應言不得隨爾所度。退已還生。即爾所度。
they are indeed able to give rise to summit directly. If they do not encounter such a teacher, they must begin again from the start, though they will still be able to do so swiftly, unlike their very first cultivation. One asks: if, in a later life, one gives rise to summit directly, from what attention, occurring without interval, does it arise? The answer: from the very same attention present when heat first arose — just as it is said that summit arises from heat, and forbearance arises from summit in just the same way. One asks: if that is so, why does the treatise say that heat, without interval, gives rise to summit, and summit, without interval, gives rise to forbearance? The answer: this is stated with respect to one continuous succession occurring within a single lifetime — but not with respect to every case. One asks: if one has retrogressed from heat and then gives rise to heat once again, does one thereby regain the very same heat once possessed before? The answer: one should say no — whatever measure of heat is lost through retrogression, that very same measure is regained anew.
This passage quietly softens what could otherwise read as a harsh doctrine — dying one step short of summit is not, in fact, catastrophic, provided the practitioner is fortunate enough to meet a qualified teacher in their next life, who can help them resume exactly where they left off rather than repeat years of preparatory work. The system rewards accumulated practice even across the rupture of death, so long as the right external condition (a teacher who recognizes their readiness) is present — a reminder that even this most technical treatise leaves real room for contingency and grace in how a practitioner's progress actually unfolds.
10. New Each Time: Why Regained Heat Is Never the Same Heat
A precise metaphysical point follows: retrogression and regaining are never simply a matter of picking back up what was lost — each fresh attainment of heat is, in an important sense, entirely new, illustrated by the same logic already used for the monastic precepts.
新新而得。所以者何。極難得故。未曾習故。用功成故。如別解脫戒。隨爾所度。捨已復受。即爾所度。新新而得。此亦如是。如說煖頂亦爾。依根本靜慮所起煖頂。亦必不退。以所依定自在堅牢故。依未至定靜慮中間所起煖頂。則不決定。以可退故。問煖頂忍位。依下生中。依中生上。中上品後。起下中不。答決定不起。所以者何。居勝進位於先所得不欣尚故。問起煖以後為離染不。有作是說。不樂離染。所以者何。彼寧起頂。不樂發起第一有思。況下地定。如是說者。此則不定。若彼行者。自知有力能生頂者。即便起頂。若知無力能生頂者。則求離染。所以者何。若得離染。當生勝處。離下界故。
It is gained freshly, anew, each time — why is this? Because it is extremely difficult to attain, has not yet become habituated, and is accomplished only through exertion — just as the precepts of individual liberation, whatever measure is relinquished and then received again, are regained freshly, anew, in that very same measure; the case here is exactly the same. What is said of heat holds for summit as well. Heat and summit arising in dependence on a fundamental dhyāna certainly never retrogress, since the concentration they depend on is itself sovereign and firm; heat and summit arising in dependence on the stage of proximate concentration or the intermediate dhyāna, by contrast, are not fixed either way, since they remain subject to retrogression. One asks: once a practitioner, relying on a lower stage, is reborn in a middle or higher stage, and has already reached the middle or upper grade there — can they still give rise to the lower or middle grade of heat, summit, or forbearance? The answer: certainly not, since one who occupies a superior, advancing stage no longer takes delight in what was already previously attained. One asks: after giving rise to heat, does the practitioner necessarily seek to become free of defilement? Some hold: no, they do not delight in becoming free of defilement — since they would rather give rise to summit than delight in giving rise to the thought of the peak of existence, let alone a concentration of a lower stage. On this view, the matter is not fixed either way: if the practitioner knows they have the power to give rise to summit, they proceed to give rise to it directly; but if they know they lack this power, they instead seek to become free of defilement — why is this? Because, having become free of defilement, they will be reborn in a superior place, free of the lower realm.
The precepts-of-individual-liberation comparison is well chosen: monastic vows, too, cannot be "topped up" from where one left off after being relinquished — a monk who disrobes and later re-ordains takes the full vow again, in its entirety, rather than resuming some partial remainder. The parallel suggests something about how this tradition understood any deliberately cultivated attainment: it is less like a bank balance that persists in reduced form and more like a skill that must, after any real interruption, be rebuilt from the ground up, even if the rebuilding goes faster the second time.
11. Seventy-Three Varieties
The treatise now classifies heat, summit, forbearance, and the rest by exactly how much desire-realm and dhyāna-level defilement a practitioner has already cut off when each arises — arriving at a precise total of seventy-three distinct varieties, and asking whether they are, at bottom, one thing or genuinely many.
煖頂忍等。種類差別。有七十三。其事云何。謂於欲界染具離。有十具縛。為一離一品染。乃至離九。并前為十。於初靜慮染。離一乃至離九為九。無別具縛。即是欲界第十攝故。後位亦爾。如是乃至。於無所有處染。離一乃至離九為九。於此諸位。所起煖等。有七十三種類差別。問隨一所起。與餘所起。為一為異。有說是一。
Heat, summit, forbearance, and the rest fall into seventy-three distinct varieties by their own class — how is this so? With respect to the desire realm's own defilement, whether fully bound or fully free of it, there are ten cases: fully bound counts as one; freed of one grade of defilement, up through freed of nine grades, gives nine more — together with the first, ten in total. With respect to the first dhyāna's defilement, freed of one grade up through freed of nine grades gives nine — with no separate "fully bound" case here, since that case is already subsumed under the desire realm's own tenth. The same holds for every later stage, all the way up to the sphere of nothingness's own defilement, where freed of one grade up through freed of nine grades again gives nine. Across all these stages, the heat and the rest that arise number seventy-three distinct varieties in total. One asks: is the heat arising at any one of these stages the very same as the heat arising at any other, or different? Some say: it is the same —
問若爾何故。說七十三種類差別。答體雖是一而位有異。依位差別。故說爾所。有說各異。謂具縛者。所起異離一品者所起異。廣說乃至。離無所有處。第九染者所起異。然具縛者。於具縛者。所起煖等。亦得亦在身。亦成就亦現在前。於離縛者。所起煖等。不得不在身。不成就不現在前。離欲界一品染者。於離欲界一品染者。所起煖等。亦得亦在身。亦成就亦現在前。於具縛者。所起煖等。得而不在身不成就不現在前。於餘所起。不得不在身。不成就不現在前。廣說乃至。離無所有處第九品染者。於自所起煖等亦得。亦在身亦成就。亦現在前。於餘所起煖等。得而不在身。不成就不現在前。
One asks: if that is so, then why does the treatise speak of seventy-three distinct varieties? The answer: although its substance is one and the same, the stages differ — it is with reference to this difference of stage that so many are spoken of. Others say: they genuinely differ from one another — that is, the heat and the rest arising for one fully bound differ from those arising for one freed of one grade, and so on, up through those arising for one freed of the ninth grade of the sphere of nothingness's own defilement. Moreover, for one fully bound, the heat and the rest arising for another who is likewise fully bound are both attained and present in the body, both possessed and presently occurring; but the heat and the rest arising for one already freed of bondage are neither attained nor present in the body, neither possessed nor presently occurring, for the one fully bound. For one freed of the desire realm's first grade of defilement, the heat and the rest arising for another likewise freed of that same grade are both attained and present in the body, both possessed and presently occurring; the heat and the rest arising for one fully bound are attained but not present in the body, not possessed, not presently occurring; and the heat and the rest arising at every other stage are neither attained nor present in the body, neither possessed nor presently occurring. And so on, up through one freed of the sphere of nothingness's ninth grade of defilement, for whom the heat and the rest arising from their own stage are both attained and present in the body, both possessed and presently occurring, while the heat and the rest arising at every other stage are attained but not present in the body, not possessed, not presently occurring.
Nine graded degrees of defilement across ten stages (the desire realm plus the eight higher meditative attainments below the peak of existence), minus the redundant "fully bound" case at each stage above the first, gives exactly seventy-three — a clean piece of combinatorics underlying what looks, on the surface, like an arbitrary number. The "one or many" debate that follows is a smaller-scale replay of the exact dispute Fascicle 6 already staged over falling-from-summit's own essential nature: one side treats the variety as merely nominal, a single underlying reality classified differently by circumstance; the other insists the varieties are genuinely distinct entities, tracked individually by whether a given practitioner currently possesses each one.
12. Fundamental Concentration Guarantees the Path; the Proximate Stage Does Not
A crucial asymmetry emerges between the two kinds of concentration a practitioner might rely on: heat and the rest arising from a fundamental dhyāna guarantee entry into the path within that same lifetime, while those arising from the merely preparatory stages carry no such guarantee — and the treatise opens a new question about whether the stage relied upon for cultivation must match the stage relied upon for actually entering the path.
依根本靜慮。起煖等者。現身必入正性離生。所以者何。彼由聖道。引煖等故。依未至定靜慮中間。起煖等者。此則不定。所以者何。彼由煖等。引聖道故。問若依此地。起順決擇分。即依此地。
For one who gives rise to heat and the rest in dependence on a fundamental dhyāna, it is certain that they will enter the certainty of rightness within this very lifetime — why is this? Because, in their case, it is the noble path itself that draws forth heat and the rest. For one who gives rise to heat and the rest in dependence on the stage of proximate concentration or the intermediate dhyāna, by contrast, the matter is not fixed either way — why is this? Because, in their case, it is heat and the rest that draw forth the noble path. One asks: if one gives rise to the nirvedhabhāgīya factors in dependence on a given stage, must one then enter the certainty of rightness relying on that very same stage?
The direction of causation is the key distinction here: when the noble path itself is what draws forth heat and the rest (as happens relying on a fundamental dhyāna, already stable and complete), the outcome is guaranteed, since the path has, in effect, already begun. When it is heat and the rest that must draw forth the noble path instead (as happens relying on the merely preparatory stages), the outcome remains genuinely open, since the weaker, still-forming factor is doing work a stronger one would otherwise do for it.
13. Same Stage, or a Different One? A Combinatorial Debate
Whether a practitioner must enter the path relying on the exact stage where they cultivated the four roots turns out to admit of many possible combinations — the treatise records four full schemes, tracking every permutation of which roots were reached at the proximate stage before the practitioner shifts to a fundamental dhyāna to complete the rest.
入正性離生耶。有作是說。若依此地。起順決擇分。即依此地。入正性離生。如是說者。此則不定。或即依此地。或復依餘地。或即依此地者。謂聲聞種性。若依未至定起煖。即依此地起頂忍世第一法。入正性離生。乃至若依第四靜慮起煖。即依此地起頂忍世第一法。入正性離生。或復依餘地者。謂聲聞種性。若依未至定起煖。
Some hold: if one gives rise to the nirvedhabhāgīya factors in dependence on a given stage, one then enters the certainty of rightness relying on that very same stage. On this view, the matter is not fixed either way — one may rely on this very same stage, or one may rely on a different stage instead. As for relying on the very same stage: this describes the śrāvaka lineage — if one gives rise to heat in dependence on the stage of proximate concentration, one likewise gives rise to summit, forbearance, and supreme mundane dharma, entering the certainty of rightness, relying on that very same stage; and so on, up through: if one gives rise to heat in dependence on the fourth dhyāna, one likewise gives rise to summit, forbearance, and supreme mundane dharma, entering the certainty of rightness, relying on that very same stage. As for relying on a different stage: this, too, describes the śrāvaka lineage — if one gives rise to heat in dependence on the stage of proximate concentration,
彼依初靜慮。起煖頂忍世第一法。入正性離生。乃至第四靜慮亦爾。若依未至定起煖頂。彼依初靜慮。起頂忍世第一法。入正性離生。乃至第四靜慮亦爾。若依未至定。起煖頂忍。彼依初靜慮。起忍世第一法。入正性離生。乃至第四靜慮亦爾。有說若依未至定起煖。彼依初靜慮。起頂忍世第一法。入正性離生。乃至第四靜慮亦爾。若依未至定起煖頂。彼依初靜慮。起忍世第一法。入正性離生。乃至第四靜慮亦爾。若依未至定。起煖頂忍彼依初靜慮。起忍世第一法。入正性離生。乃至第四靜慮亦爾。有說若依未至定起煖。彼依初靜慮起煖頂忍世第一法。入正性離生。乃至第四靜慮亦爾。若依未至定起煖頂。彼依初靜慮。起煖頂忍世第一法。入正性離生。乃至第四靜慮亦爾。若依未至定起煖頂忍。彼依初靜慮。起煖頂忍世第一法。入正性離生。乃至第四靜慮亦爾。問順決擇分。
one then relies on the first dhyāna to give rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna, likewise. If one gives rise to heat and summit in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. If one gives rise to heat, summit, and forbearance in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to forbearance and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. Others say: if one gives rise to heat in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. If one gives rise to heat and summit in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to forbearance and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. If one gives rise to heat, summit, and forbearance in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to forbearance and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. Others say still: if one gives rise to heat in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. If one gives rise to heat and summit in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. If one gives rise to heat, summit, and forbearance in dependence on the stage of proximate concentration, one relies on the first dhyāna to give rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — and so on, up through the fourth dhyāna. One asks: the nirvedhabhāgīya factors,
Beneath the combinatorial thicket, three genuinely distinct positions are on offer about how much a practitioner "carries over" when shifting from the proximate stage to a fundamental dhyāna: the second position lets already-attained roots stand and only the remainder be cultivated afresh at the new stage; the third position discards even the middle roots and starts from summit again; the fourth discards everything already attained and restarts from heat itself at the new stage, no matter how far the practitioner had progressed before. The disagreement is really about how portable spiritual progress is across a shift in one's underlying meditative foundation — and, characteristically, the treatise records all three without picking a winner.
14. What of the Bodhisattva?
Having settled the ordinary śrāvaka's own case, the treatise turns to a special exception: the bodhisattva, whose path is governed by different rules entirely — first a scheme mirroring the śrāvaka's own cross-stage flexibility, then a stricter alternative confining him to the fourth dhyāna alone.
中上品後。不起下中。云何今時作如是說。答同地不起。異地得起。如是等說聲聞種性。問菩薩云何。有作是說菩薩若依未至定起煖。依初靜慮乃至第三靜慮。起煖頂忍。依第四靜慮。起煖頂忍世第一法。入正性離生。若依未至定起煖頂。依初靜慮乃至第三靜慮。起煖頂忍。依第四靜慮。起煖頂忍世第一法。入正性離生若依未至定。起煖頂忍。依初靜慮乃至第三靜慮。亦起煖頂忍。依第四靜慮。起煖頂忍世第一法。入正性離生。問順決擇分。中上品後。
once at the middle or upper grade, cannot then give rise to a lower or middle grade — how, then, can this passage now speak in this way? The answer: within the very same stage, this cannot happen; across a different stage, it can. All the above accounts describe the śrāvaka lineage. One asks: what of the bodhisattva? Some hold: if the bodhisattva gives rise to heat in dependence on the stage of proximate concentration, he gives rise to heat, summit, and forbearance relying on the first dhyāna through the third dhyāna, and, relying on the fourth dhyāna, gives rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness. If he gives rise to heat and summit in dependence on the stage of proximate concentration, he gives rise to heat, summit, and forbearance relying on the first dhyāna through the third dhyāna, and, relying on the fourth dhyāna, gives rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness. If he gives rise to heat, summit, and forbearance in dependence on the stage of proximate concentration, he also gives rise to heat, summit, and forbearance relying on the first dhyāna through the third dhyāna, and, relying on the fourth dhyāna, gives rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness. One asks: the nirvedhabhāgīya factors, once at the middle or upper grade,
不起下中。云何今時。作如是說。答同地不起。異地得起。有說聲聞不起。菩薩能起。有餘為離如是過失。作如是言。菩薩若依未至定起煖。乃至第四靜慮亦爾。若依未至定起頂。乃至第四靜慮亦爾。若依未至定起忍。乃至第四靜慮亦爾。即依第四靜慮。起忍世第一法。入正性離生。如是說者。菩薩唯依第四靜慮。起煖頂忍世第一法。入正性離生。所以者何。菩薩一切殊勝功德。唯依第四靜慮引起。謂從不淨觀。乃至無生智。問獨覺云何。答麟角喻獨覺。
cannot then give rise to a lower or middle grade — how, then, can this passage now speak in this way? The answer: within the very same stage, this cannot happen; across a different stage, it can. Some say: a śrāvaka cannot do this, but a bodhisattva can. Other masters, in order to avoid even this fault, say as follows: if the bodhisattva gives rise to heat in dependence on the stage of proximate concentration, the same holds up through the fourth dhyāna; if he gives rise to summit in dependence on the stage of proximate concentration, the same holds up through the fourth dhyāna; if he gives rise to forbearance in dependence on the stage of proximate concentration, the same holds up through the fourth dhyāna — and it is precisely in dependence on the fourth dhyāna that he gives rise to forbearance and supreme mundane dharma, entering the certainty of rightness. On this view, the bodhisattva relies on the fourth dhyāna alone to give rise to heat, summit, forbearance, and supreme mundane dharma, entering the certainty of rightness — why is this? Because every one of the bodhisattva's own supreme virtues is drawn forth in dependence on the fourth dhyāna alone, from the contemplation of impurity all the way through the knowledge of non-arising. One asks: what of the pratyekabuddha? The answer: the rhinoceros-horn-like pratyekabuddha,
The "knowledge of non-arising" (無生智) mentioned here is the very last of the ten kinds of knowledge Sarvāstivāda scholasticism recognizes, marking full and final liberation with no further task remaining — its appearance alongside "the contemplation of impurity" brackets the bodhisattva's entire spiritual attainment, beginning to end, as occurring within a single meditative stage. The solitary, "rhinoceros-horn-like" pratyekabuddha (麟角喻獨覺) — one who attains awakening entirely alone, without a teacher and without ever founding a community, in contrast to the pratyekabuddha "who practices in a group" — is treated here as following the bodhisattva's own extraordinary pattern rather than the ordinary śrāvaka's.
15. Ninety-One Aeons Without Falling: Whose Power?
A genuine puzzle about the bodhisattva's biography now surfaces: tradition holds his supreme wholesome roots were attained in a single sitting beneath the Bodhi tree, yet also holds he went ninety-one aeons without ever falling into an evil destiny — two claims that seem to require two different explanations, reconciled here through three competing readings.
如菩薩說部行獨覺不定。如聲聞說。問菩薩昔餘生中。曾起順決擇分善根不。設爾何失。若曾起者何故說言。菩薩所有殊勝善根。謂從不淨觀。乃至無生智。皆一坐得。若不起者。菩薩九十一劫。不墮惡趣。是誰威力耶。有作是說。菩薩昔餘生中。曾起順決擇分。
is as explained for the bodhisattva; the pratyekabuddha who practices in a group is not fixed either way, as explained for the śrāvaka. One asks: in his own past lives, did the bodhisattva ever give rise to the nirvedhabhāgīya wholesome roots? Whichever one answers, what fault would follow? If he did give rise to them, why does the treatise say that all the bodhisattva's own supreme wholesome roots — from the contemplation of impurity all the way through the knowledge of non-arising — are attained in a single sitting? But if he never gave rise to them, then by whose power did the bodhisattva go ninety-one aeons without ever falling into an evil destiny? Some hold: the bodhisattva, in his own past lives, did indeed give rise to the nirvedhabhāgīya factors,
由忍力故。九十一劫。不墮惡趣。問若爾何故說言。菩薩善根皆一坐得。答昔所起者。是他種性。非自種性。一坐得者。說自種性。故不相違。有說不起。所以者何。菩薩善根。不經歷世。菩提樹下。一坐得故。問若爾菩薩。九十一劫。不墮惡趣。是誰力耶。答能障惡趣。不必要由順決擇分。所以者何。或施或戒或聞或思。或煖或頂。能障惡趣。若鈍根者。得忍方能。然諸菩薩行一施時。亦攝戒慧。行一戒時。亦攝施慧。行一慧時。亦攝施戒。由此能障那庾多惡趣。況三惡趣而不能障耶。如是說者。菩薩所有殊勝善根。
and it was by the power of forbearance that he went ninety-one aeons without falling into an evil destiny. One asks: if that is so, then why does the treatise say that the bodhisattva's own wholesome roots are all attained in a single sitting? The answer: what he gave rise to in the past belonged to another's lineage, not his own; "attained in a single sitting" speaks of his own lineage specifically — and so there is no real contradiction. Some hold instead: he never gave rise to them at all — why is this? Because the bodhisattva's own wholesome roots are not accumulated across successive lifetimes, but attained all at once, in a single sitting beneath the Bodhi tree. One asks: if that is so, then by whose power did the bodhisattva go ninety-one aeons without falling into an evil destiny? The answer: what wards off the evil destinies need not necessarily come from the nirvedhabhāgīya factors — giving, moral discipline, learning, reflection, heat, or summit, any of these, are each able to ward off the evil destinies; only for one of dull faculties is forbearance itself required. And whenever a bodhisattva practices even a single act of giving, it already encompasses moral discipline and wisdom as well; whenever he upholds a single precept, it already encompasses giving and wisdom; whenever he exercises a single moment of wisdom, it already encompasses giving and moral discipline — by this, he is able to ward off countless myriads of evil destinies, let alone merely three. On this view, the bodhisattva's own supreme wholesome roots,
The first solution's move — attributing the bodhisattva's past attainment to "another's lineage, not his own" — is a striking piece of doctrinal engineering: it lets the very same historical person hold two formally distinct spiritual identities across different lifetimes, one that reached forbearance long ago and one, activated only in his final life, that is uniquely "his own" for the purposes of the one-sitting formula. The third solution avoids this awkwardness entirely by denying the nirvedhabhāgīya factors are even necessary for warding off misfortune, resting the bodhisattva's ninety-one aeons instead on the sheer, mutually reinforcing completeness of his ordinary wholesome conduct — giving that already contains discipline and wisdom, discipline that already contains giving and wisdom, and so on, each single virtuous act functioning as the whole triad at once.
16. A Single Sitting, and the Pratyekabuddha's Own Pattern
The treatise settles on the third, most economical solution, then extends the same one-sitting analysis to the solitary pratyekabuddha, closing this long comparative excursus on how differently each kind of noble being's path unfolds.
謂從不淨觀。乃至無生智。皆此生中依第四靜慮一坐引起。尚非此生餘位何況前生。麟角喻獨覺亦爾。部行獨覺善根不定。如聲聞說。
from the contemplation of impurity all the way through the knowledge of non-arising, are all drawn forth in this very life, in a single sitting relying on the fourth dhyāna — not even arising at any other point within this same life, let alone in a previous one. The rhinoceros-horn-like pratyekabuddha is exactly the same; the wholesome roots of the pratyekabuddha who practices in a group are not fixed either way, as explained for the śrāvaka.
The final ranking this section leaves standing is a tidy hierarchy of spiritual singularity: the ordinary śrāvaka progresses gradually, potentially across several stages and even several lifetimes; the group-practicing pratyekabuddha follows this same flexible pattern; but the bodhisattva and the solitary, rhinoceros-horn-like pratyekabuddha both attain everything at once, in one uninterrupted sitting, within a single stage, in a single life — the rarest and most concentrated form the path can take, reserved for beings whose realization is meant to arrive, and be remembered, as a single decisive event rather than a gradual unfolding.
17. Six Lineages, and Which Transformations Are Possible
The treatise catalogs six distinct lineage-classifications each of the four roots admits of — from prone-to-retrogression up through immovable — and works through which transformations between them, and between the three vehicles' own lineages, are actually possible, closing supreme mundane dharma's own case with the same single-moment logic used throughout this whole discussion.
煖頂忍世第一法。各有六種種性差別。謂退法種性思法護法。住法堪達不動法種性。此中轉退法種性煖。起思法種性煖。乃至轉堪達種性煖。起不動法種性煖。轉聲聞種性煖。起獨覺或佛種性煖轉獨覺種性煖。起佛或聲聞種性煖。佛種性煖定不可轉。如說煖說頂亦爾。轉聲聞種性忍。起獨覺種性忍。非轉聲聞獨覺種性忍。能起佛種性忍。所以者何。忍違惡趣。菩薩發願生惡趣故。亦非轉獨覺種性忍。能起聲聞種性忍。所以者何。忍不退故。有說轉聲聞種性煖頂忍。能起獨覺種性煖頂忍。若起獨覺種性煖頂。亦不能起餘乘煖頂。所以者何。獨覺善根。始從不淨觀。乃至無生智。一坐得故。
Heat, summit, forbearance, and supreme mundane dharma each admit of six distinct lineage-differences: the lineage prone to retrogression, the lineage prone to self-destruction, the lineage that guards its attainment, the lineage that abides in it, the lineage capable of penetrating further, and the lineage that is immovable. Here, one may transform from the retrogression-prone lineage's own heat into the destruction-prone lineage's own heat, and so on, up through transforming from the penetrating lineage's own heat into the immovable lineage's own heat. One may transform from the śrāvaka lineage's own heat into the pratyekabuddha or buddha lineage's own heat; one may transform from the pratyekabuddha lineage's own heat into the buddha or śrāvaka lineage's own heat. The buddha lineage's own heat, however, can certainly never be transformed into any other. What has been said of heat holds for summit as well. One may transform from the śrāvaka lineage's own forbearance into the pratyekabuddha lineage's own forbearance — but neither the śrāvaka nor the pratyekabuddha lineage's own forbearance can ever be transformed into the buddha lineage's forbearance, since a bodhisattva makes his own vow to be reborn in the evil destinies, which forbearance itself runs contrary to. Nor can the pratyekabuddha lineage's own forbearance ever be transformed into the śrāvaka lineage's, since forbearance, once attained, never retrogresses. Some hold: one may transform from the śrāvaka lineage's own heat, summit, and forbearance into the pratyekabuddha lineage's own heat, summit, and forbearance — but once one has given rise to the pratyekabuddha lineage's own heat and summit, one can no longer give rise to any other vehicle's heat and summit, since the pratyekabuddha's own wholesome roots, beginning with the contemplation of impurity and extending through the knowledge of non-arising, are all attained in a single sitting.
評曰彼不應作是說。所以者何。麟角喻獨覺種性。善根雖一坐得。部行獨覺種性不定如聲聞說。故世第一法。六種種性。及三乘種性。皆不可轉。一剎那故。
The verdict: this position should not be maintained. Why is this? Because, although the rhinoceros-horn-like pratyekabuddha lineage's own wholesome roots are indeed attained in a single sitting, the pratyekabuddha lineage who practices in a group is not fixed either way, as already explained for the śrāvaka. Hence supreme mundane dharma, whether classified by its six lineage-differences or by the three vehicles' own lineages, can never be transformed at all, since it lasts for exactly a single moment.
The rule that forbearance can never be transformed into the buddha lineage is grounded in a genuinely striking piece of doctrine: a bodhisattva deliberately vows to be reborn in the evil destinies, out of compassion, in order to help beings trapped there — and forbearance, having already permanently foreclosed rebirth in those very destinies, would make such a vow structurally impossible to fulfill. Spiritual advancement, on this reading, is not unconditionally good in every direction; a certain kind of "safety" is precisely what a bodhisattva's path requires giving up.
18. Where Can These Roots Even Arise?
The treatise maps the precise geography of where heat, summit, forbearance, and supreme mundane dharma can arise at all — ruled out in the form and formless realms, in the three evil destinies, and even in the northern continent of Uttarakuru — and explains why the desire-realm gods can only ever continue a practice already begun among humans, never begin it themselves.
問順決擇分。何處起耶。答欲界能起。非色無色界。於欲界中人天能起。非三惡趣。勝善根故。人中三洲能起非北俱盧。天中雖能起。而後起非初。謂先人中起已。後退生欲天中。由先習力續復能起。問何故天中不能初起。答彼處無勝厭離等作意故。問惡趣中有勝厭離等作意。何故不起此善根耶。答惡趣中無勝依身故。若有勝厭離等作意。亦有勝依身者。則能初起此類善根。欲天中雖有勝依身。而無勝厭離等作意。惡趣中雖有勝厭離等作意。而無勝依身。
One asks: in what place do the nirvedhabhāgīya factors arise? The answer: they can arise in the desire realm, but not in the form or formless realms. Within the desire realm, they can arise among humans and gods, but not in the three evil destinies, since these are superior wholesome roots. Among humans, they can arise in the three continents, but not in Uttarakuru. Among the gods, though they can arise, they only ever arise as a continuation, never as a first occurrence — that is, one must first give rise to them among humans, and only afterward, having retrogressed and been reborn among the desire-realm gods, is one able, through the force of prior habituation, to continue giving rise to them there. One asks: why can they never first arise among the gods? The answer: because that realm lacks the superior attention of disgust and the rest. One asks: the evil destinies do possess this superior attention of disgust and the rest — why, then, do these wholesome roots not arise there? The answer: because the evil destinies lack a superior supporting body. Only where both a superior attention of disgust and the rest, and a superior supporting body, are present together, can this class of wholesome root first arise. Among the desire-realm gods, though a superior supporting body is present, the superior attention of disgust and the rest is lacking; in the evil destinies, though the superior attention of disgust and the rest is present, a superior supporting body is lacking.
The two-factor requirement here — a superior supporting body and a superior disgust-oriented attention, neither sufficient alone — is a precise piece of moral psychology: the gods have every physical comfort but nothing to be disgusted with, while beings in the evil destinies have every reason for disgust but a body too degraded to sustain the practice built on it. Only the human condition, uncomfortable enough to motivate renunciation yet stable enough to support real cultivation, uniquely combines both — the same reasoning, differently framed, that underlies the traditional claim that the human realm is the most auspicious for attaining awakening precisely because it is neither too easy nor too hard.
19. Why the Form and Formless Realms Cannot Support the Path
Four separate reasons, each a variant of the same underlying pattern, explain why the form and formless realms — despite their own genuine meditative accomplishments — can never support entry into the certainty of rightness.
人中具二。故能初起。問色無色界。何故不起此善根耶。答若處能入正性離生彼處能起。色無色界既不能入正性離生。故不能起。問因論生論。何故色無色界。不能入正性離生耶。答非田非器。乃至廣說。復次若處能起忍智彼處能入正性離生。色無色界雖能起智。而不起忍故不能入正性離生。復次若處能起法智類智。彼處能入正性離生。色無色界雖起類智。而不起法智故不能入正性離生。復次若處有勝依身及有苦受。彼處能入正性離生。色無色界雖有勝依身。而無苦受故。不能入正性離生。
Only among humans are both present together, and this is why these roots can first arise there. One asks: why can these wholesome roots not arise in the form or formless realms? The answer: wherever a place is able to support entering the certainty of rightness, that place is able to support their arising; since the form and formless realms are unable to support entering the certainty of rightness, they are unable to support their arising. One asks, as a further question arising from this discussion: why are the form and formless realms unable to support entering the certainty of rightness? The answer: because they are neither the field nor the vessel for it — and so on, as explained at length. Further: wherever a place is able to support the arising of both forbearance and knowledge, that place is able to support entering the certainty of rightness. The form and formless realms, though able to support the arising of knowledge, are unable to support the arising of forbearance, and this is why they cannot support entering the certainty of rightness. Further: wherever a place is able to support the arising of both dharma-knowledge and subsequent-knowledge, that place is able to support entering the certainty of rightness. The form and formless realms, though able to support the arising of subsequent-knowledge, are unable to support the arising of dharma-knowledge, and this is why they cannot support entering the certainty of rightness. Further: wherever a place possesses both a superior supporting body and the feeling of pain, that place is able to support entering the certainty of rightness. The form and formless realms, though they possess a superior supporting body, lack the feeling of pain, and this is why they cannot support entering the certainty of rightness.
The final reason is the most conceptually surprising: it is the very absence of pain in the form and formless realms — normally considered a mark of their superiority — that disqualifies them from supporting the path of seeing. This inverts the ordinary intuition that a more comfortable state is a more spiritually favorable one; on this treatise's own logic, some friction, some genuine suffering to see clearly and respond to, turns out to be a structural precondition for the very insight that leads beyond suffering altogether.
20. Which Body? Male, Female, and the Excluded Bodies
The treatise works through a detailed cross-gender analysis of how heat, summit, and forbearance transfer between male and female bodies, before turning to a harder question: what happens to a practitioner who, having attained these roots, is later reborn with a body the tradition classifies as unfit to support forbearance specifically?
問此煖頂忍世第一法。依何身起。答依男女身。問依女身得女身所起煖為。亦得男身所起煖耶。答得。如得煖。得頂忍亦爾。問依男身得男身所起煖為。亦得女身所起煖耶。答得如得煖。得頂忍亦爾。女身於女身所起煖。亦得亦在身。亦成就亦現在前。於男身所起煖得。而不在身成就。不現在前。如說煖說頂忍亦爾。男身於男身所起煖。亦得亦在身。亦成就亦現在前。於女身所起煖。得而不在身成就。不現在前。如說煖說頂忍亦爾。女身所起煖。與女身所起煖為因。與男身所起煖亦為因。如說煖說頂忍亦爾。男身所起煖。與男身所起煖為因。不與女身所起煖為因。所以者何。勝非劣因彼是劣故。如說煖說頂忍亦爾。問依男身。起順決擇分善根已。
One asks: on what kind of body do heat, summit, forbearance, and supreme mundane dharma depend to arise? The answer: on either a male or a female body. One asks: does one who, relying on a female body, attains the heat that arises for a female body, thereby also attain the heat that arises for a male body? The answer: yes — and the same holds for the attaining of summit and forbearance as for heat. One asks: does one who, relying on a male body, attains the heat that arises for a male body, thereby also attain the heat that arises for a female body? The answer: yes — and the same holds for the attaining of summit and forbearance as for heat. With respect to a female body: the heat arising for one female body is, for another female body, both attained and present in the body, both possessed and presently occurring; the heat arising for a male body is, for a female body, attained but not present in the body, not possessed, not presently occurring — and the same holds for summit and forbearance as for heat. With respect to a male body: the heat arising for one male body is, for another male body, both attained and present in the body, both possessed and presently occurring; the heat arising for a female body is, for a male body, attained but not present in the body, not possessed, not presently occurring — and the same holds for summit and forbearance as for heat. The heat arising for a female body serves as a cause both for the heat arising for a female body and for the heat arising for a male body — and the same holds for summit and forbearance as for heat. The heat arising for a male body serves as a cause for the heat arising for a male body, but not for the heat arising for a female body — why is this? Because the superior cannot serve as a cause of the inferior, and the latter is itself inferior — and the same holds for summit and forbearance as for heat. One asks: having given rise to the nirvedhabhāgīya wholesome roots in dependence on a male body,
更可受女身不。答更可受。唯前三非世第一法。所以者何。一剎那故。問起順決擇分善根已。更可受扇搋半擇迦。無形二形身不。答更可受。唯煖頂非餘。所以者何。若得忍已。便違惡趣。彼扇搋等身形鄙陋。是人中惡趣。若得忍等殊勝善根。必更不受彼類身故。
can one still afterward take on a female body? The answer: yes, one can still take on a female body — but only with respect to the first three roots, not supreme mundane dharma, since the latter lasts for exactly a single moment. One asks: having given rise to the nirvedhabhāgīya wholesome roots, can one still afterward take on the body of a eunuch, a hermaphrodite, one lacking sexual organs, or one possessing both? The answer: yes, one can still take on such a body — but only with respect to heat and summit, not the others. Why is this? Because once one has attained forbearance, one already runs contrary to the evil destinies, and these bodies — the eunuch's and the rest — are themselves crude and degraded in form, being, among humans, already a kind of evil destiny; once one has attained forbearance and the other superior wholesome roots, one can certainly never again take on such a body.
This section reflects the gender and body hierarchies standard to its historical setting — a male body is treated as capable of serving as a "superior" cause for a female body's own heat, but not the reverse — rather than a claim this translation endorses; readers should recognize it as period-typical scholastic reasoning rather than a live doctrinal position. The exclusion of bodies the text classifies as unfit is presented, notably, not as a moral judgment on the person but as a claim about incompatible karmic categories — once forbearance is attained, a whole cluster of "human evil destinies," as the text calls them, becomes permanently inaccessible, in the very same sense that the three ordinary evil destinies already are.
21. Does an Ordinary Being Lose Forbearance at Death?
A genuine puzzle closes this section of the fascicle: forbearance guarantees never falling into the evil destinies, yet an ordinary being who dies must relinquish their entire class of rebirth — does forbearance itself survive that transition, or is it lost along with everything else? Three positions are recorded before the treatise settles the question.
問得忍異生。於命終位。既捨眾同分亦捨忍不。設爾何失。若捨者應墮惡趣。何故乃言若得忍者不墮惡趣。又若捨者。何故異生命終時捨。聖者不然。若不捨者。何故業蘊。及大種蘊。俱不說耶。如說異生住胎藏等。但成就身。不成就身業。答此應言捨。有說不捨。有說不定。或捨不捨。此中一一。廣釋所以。如後業蘊害生納息中說。如是說者。異生命終定捨於忍。善根劣故。異生依此地。
One asks: does an ordinary being who has attained forbearance, at the moment of death, relinquish forbearance itself along with relinquishing their own class of rebirth? Whichever one answers, what fault would follow? If they do relinquish it, then they ought to fall into the evil destinies — so why does the treatise say that one who has attained forbearance never falls into the evil destinies? And if they do relinquish it, why is it that an ordinary being relinquishes it at death while a noble one does not? But if they do not relinquish it, why do neither the Karma Chapter nor the Great Elements Chapter mention this — just as it is said that an ordinary being dwelling in the womb possesses the body itself but not yet bodily karma? The answer: it should be said that it is relinquished. Some say it is not relinquished. Some say the matter is not fixed either way — sometimes relinquished, sometimes not. Each of these positions is explained fully elsewhere, in the later Karma Chapter's own section on the destruction of life. On this treatise's own view, an ordinary being certainly relinquishes forbearance at death, since their wholesome root is itself inferior. An ordinary being, relying on a given stage,
起此類善根。若有命終還生此地。捨同分故。尚決定捨況此善根。是色界法。經欲界生。而當不捨。
gives rise to this class of wholesome root — and if, at death, they are reborn once again in that very same stage, they certainly relinquish their own class of rebirth in the process; how much more certainly, then, do they relinquish this wholesome root itself? It is, after all, a dharma of the form realm — how could it possibly survive unrelinquished after passing through a rebirth in the desire realm?
The treatise's resolution is worth tracking carefully, since it threads a real needle: forbearance's guarantee against the evil destinies remains intact — an ordinary being who has attained it genuinely never falls into one — even though the specific attainment itself, being a form-realm dharma tied to a particular stage, cannot survive an ordinary being's own rebirth unchanged the way a noble one's attainment does. The guarantee and the attainment, in other words, are not quite the same claim: the guarantee outlives the specific mental event that established it, in a way this treatise defers explaining fully until its later Karma Chapter — a rare, explicit forward-reference acknowledging the limits of what a single passage can settle on its own.
22. The Actual Curriculum: From Eighteen Elements to Twelve Sense Fields
The fascicle turns, for the first time in this entire six-fascicle discussion, to a genuinely practical question: what does the preparatory effort behind heat actually consist of, step by step? The treatise's answer is the fullest surviving account of the classical curriculum — beginning with the wisdom born of learning, and the practitioner's own weary decision to condense the entire canon down to three basic classifications, then narrow even the widest of the three.
問修煖加行其相云何。答以要言之。三慧為相。謂聞所成慧。思所成慧。修所成慧。問云何修習聞所成慧。答修觀行者。或遇明師。為其略說諸法要者。唯有十八界。十二處五蘊。或自讀誦素怛纜藏。毘奈耶藏。阿毘達磨藏。令善熟已作如是念。三藏文義甚為廣博。若恒憶持令心厭倦三藏所說要者。唯有十八界十二處五蘊。作是念已。先觀察十八界。彼觀察時立為三分。謂名故自相故共相故。名者謂此名眼界乃至此名意識界。自相者。謂此是眼界自相。乃至此是意識界自相。共相者。謂十六行相。所觀十八界。十六種共相。彼緣此界修智修止。於十八界修智止已。復生厭倦作如是念。此十八界即十二處。故應略之入十二處。謂十色界。即十色處。七心界即意處。法界即法處。彼觀察此十二處時。立為三分。謂名故自相故共相故。名者謂此名眼處。乃至此名法處。自相者。謂此是眼處自相。乃至此是法處自相。共相者。謂十六行相。所觀十二處。十六種共相。彼緣此處修智修止。於十二處修智止已。復生厭倦作如是念。此十二處。除無為即五蘊故。應略之入於五蘊謂十色處。及法處所攝色即色蘊。意處即識蘊。法處中受即受蘊。想即想蘊。餘心所法不相應行即行蘊。
One asks: what is the actual character of the preparatory effort that cultivates heat? The answer: in brief, its character consists of three kinds of wisdom — the wisdom born of learning, the wisdom born of reflection, and the wisdom born of meditative cultivation. One asks: how does one cultivate the wisdom born of learning? The answer: a practitioner cultivating direct realization either encounters an enlightened teacher who, in brief, summarizes the essentials of every dharma for him — that there are only the eighteen elements, the twelve sense fields, and the five aggregates — or else reads and recites the Sūtra-piṭaka, the Vinaya-piṭaka, and the Abhidharma-piṭaka on his own, and, once thoroughly familiar with them, reflects as follows: the letter and meaning of the three baskets are exceedingly vast and broad — if I constantly bear them all in mind, my mind will grow weary and worn out; the essentials the three baskets teach come down to only the eighteen elements, the twelve sense fields, and the five aggregates. Having reflected in this way, he first contemplates the eighteen elements. In contemplating them, he establishes three aspects: by name, by specific characteristic, and by general characteristic. "By name" means: this is named the eye-element, and so on, up through this is named the mental-consciousness-element. "By specific characteristic" means: this is the eye-element's own specific characteristic, and so on, up through this is the mental-consciousness-element's own specific characteristic. "By general characteristic" means: the sixteen aspects observed across the eighteen elements, their sixteen kinds of general characteristic. Taking these elements as his object, he cultivates wisdom and cultivates calm-abiding. Once he has cultivated wisdom and calm-abiding with respect to the eighteen elements, weariness arises once again, and he reflects as follows: these eighteen elements are, in fact, the same as the twelve sense fields — I should therefore condense them further into the twelve sense fields, namely: the ten material elements are precisely the ten material sense fields; the seven mind-elements are precisely the mental sense field; and the dharma-element is precisely the dharma-field. In contemplating these twelve sense fields, he likewise establishes three aspects: by name, by specific characteristic, and by general characteristic. "By name" means: this is named the eye-field, and so on, up through this is named the dharma-field. "By specific characteristic" means: this is the eye-field's own specific characteristic, and so on, up through this is the dharma-field's own specific characteristic. "By general characteristic" means: the sixteen aspects observed across the twelve sense fields, their sixteen kinds of general characteristic. Taking these sense fields as his object, he cultivates wisdom and cultivates calm-abiding. Once he has cultivated wisdom and calm-abiding with respect to the twelve sense fields, weariness arises once again, and he reflects as follows: these twelve sense fields, excepting the unconditioned, are precisely the five aggregates — I should therefore condense them further into the five aggregates, namely: the ten material sense fields, together with the form subsumed under the dharma-field, are precisely the aggregate of form; the mental sense field is precisely the aggregate of consciousness; and, within the dharma-field, feeling is precisely the aggregate of feeling, perception is precisely the aggregate of perception, and the remaining mental factors and the formations dissociated from mind are precisely the aggregate of volitional formations.
This is a genuinely rare passage in the fascicles translated so far — not a debate between named masters, but a plain description of an actual meditative method, complete with the practitioner's own inner monologue of accumulating fatigue driving each successive narrowing. The three-part analytical lens applied at every stage — name, specific characteristic, general characteristic — is worth carrying forward: it recurs identically at each level of the coming narrowing, from the eighteen elements all the way down to the four truths themselves, giving the whole curriculum a single repeated shape even as its object keeps shrinking.
23. From Five Aggregates to Four Foundations of Mindfulness
The narrowing continues through its next two stages — the five aggregates condensing into the four foundations of mindfulness — with the practitioner's own weariness serving, each time, as the engine that drives the curriculum forward.
彼觀察此五蘊時。立為三分。謂名故自相故共相故。名者謂此名色蘊。乃至此名識蘊。自相者。謂此是色蘊自相。乃至此是識蘊自相。共相者。謂十二行相。所觀五蘊。十二種共相。彼緣此蘊修智修止。於五蘊修智止已。復生厭倦作如是念。此五蘊并無為。即四念住故。應略之入四念住。謂色蘊即身念住。受蘊即受念住。識蘊即心念住。想行蘊并無為。即法念住。彼觀察此四念住時。立為三分。謂名故自相故共相故。名者謂此名身念住。乃至此名法念住。自相者。謂此是身念住自相。乃至此是法念住自相。共相者。
In contemplating these five aggregates, he likewise establishes three aspects: by name, by specific characteristic, and by general characteristic. "By name" means: this is named the aggregate of form, and so on, up through this is named the aggregate of consciousness. "By specific characteristic" means: this is the aggregate of form's own specific characteristic, and so on, up through this is the aggregate of consciousness's own specific characteristic. "By general characteristic" means: the twelve aspects observed across the five aggregates, their twelve kinds of general characteristic. Taking these aggregates as his object, he cultivates wisdom and cultivates calm-abiding. Once he has cultivated wisdom and calm-abiding with respect to the five aggregates, weariness arises once again, and he reflects as follows: these five aggregates, together with the unconditioned, are precisely the four foundations of mindfulness — I should therefore condense them further into the four foundations of mindfulness, namely: the aggregate of form is precisely the foundation of mindfulness on the body; the aggregate of feeling is precisely the foundation of mindfulness on feeling; the aggregate of consciousness is precisely the foundation of mindfulness on mind; and the aggregates of perception and volitional formations, together with the unconditioned, are precisely the foundation of mindfulness on dharmas. In contemplating these four foundations of mindfulness, he likewise establishes three aspects: by name, by specific characteristic, and by general characteristic. "By name" means: this is named the foundation of mindfulness on the body, and so on, up through this is named the foundation of mindfulness on dharmas. "By specific characteristic" means: this is the foundation of mindfulness on the body's own specific characteristic, and so on, up through this is the foundation of mindfulness on dharmas' own specific characteristic. "By general characteristic" means:
The mapping onto the four foundations of mindfulness deserves a moment's attention, since it is not the equal fourfold split a casual reader might expect: form alone becomes the foundation on the body, feeling alone becomes the foundation on feeling, consciousness alone becomes the foundation on mind — but perception, volitional formations, and the entire unconditioned realm are all folded together into the single foundation on dharmas, making it, by a wide margin, the most capacious of the four. This asymmetry quietly anticipates why, as Fascicles 3 through 5 already established, the path of seeing and the higher nirvedhabhāgīya roots operate almost exclusively through this same foundation of mindfulness on dharmas — it is simply where most of reality's own complexity has been gathered.
24. To the Four Truths, and the Curriculum's Own Completion
The narrowing reaches its final destination — the four foundations of mindfulness condensing into the four noble truths themselves — worked through the same name/specific-characteristic/general-characteristic lens one last time, before the treatise closes with a vivid image for what this whole preparatory stage of vision is actually like, and traces the unbroken chain from heat all the way to the path beyond training.
謂十六行相。所觀四念住。十六種共相。彼緣此念住。修智修止。於四念住修智止已。復生厭倦作如是念。此四念住。除虛空非擇滅。即四聖諦故。應略之入四聖諦。謂有漏法果分即苦諦。因分即集諦。擇滅即滅諦。對治即道諦。彼觀察此四聖諦時。立為三分。謂名故自相故共相故。名者謂此名苦諦。乃至此名道諦自相者。謂此是苦諦自相。乃至此是道諦自相。共相者。謂四行相。所觀苦諦四種共相。一苦二非常三空四非我。四行相所觀集諦。四種共相。一因二集三生四緣。四行相所觀滅諦。四種共相。一滅二靜三妙四離。四行相所觀道諦。四種共相。一道二如三行四出。彼緣此諦修智修止。於四聖諦修智止時。如見道中。漸次觀諦。謂先別觀欲界苦。後合觀色無色界苦。先別觀欲界集。後合觀色無色界集。先別觀欲界滅。後合觀色無色界滅。先別觀欲界道後合觀色無色界道。
the sixteen aspects observed across the four foundations of mindfulness, their sixteen kinds of general characteristic. Taking these foundations of mindfulness as his object, he cultivates wisdom and cultivates calm-abiding. Once he has cultivated wisdom and calm-abiding with respect to the four foundations of mindfulness, weariness arises once again, and he reflects as follows: these four foundations of mindfulness, excepting space and cessation not through discernment, are precisely the four noble truths — I should therefore condense them further into the four noble truths, namely: the resultant portion of every contaminated dharma is precisely the truth of suffering; its causal portion is precisely the truth of origin; cessation through discernment is precisely the truth of cessation; and the counteragent is precisely the truth of the path. In contemplating these four noble truths, he likewise establishes three aspects: by name, by specific characteristic, and by general characteristic. "By name" means: this is named the truth of suffering, and so on, up through this is named the truth of the path. "By specific characteristic" means: this is the truth of suffering's own specific characteristic, and so on, up through this is the truth of the path's own specific characteristic. "By general characteristic" means: the four aspects observed across the truth of suffering, its four kinds of general characteristic — first, suffering; second, impermanence; third, emptiness; fourth, no-self. The four aspects observed across the truth of origin, its four kinds of general characteristic — first, cause; second, origin; third, arising; fourth, condition. The four aspects observed across the truth of cessation, its four kinds of general characteristic — first, cessation; second, stillness; third, excellence; fourth, escape. The four aspects observed across the truth of the path, its four kinds of general characteristic — first, path; second, suchness; third, practice; fourth, deliverance. Taking these truths as his object, he cultivates wisdom and cultivates calm-abiding. As he cultivates wisdom and calm-abiding with respect to the four noble truths, he contemplates the truths progressively, just as in the path of seeing: first contemplating, separately, the suffering of the desire realm, and only afterward, together, the suffering of the form and formless realms; first contemplating, separately, the origin of the desire realm, and only afterward, together, the origin of the form and formless realms; first contemplating, separately, the cessation of the desire realm, and only afterward, together, the cessation of the form and formless realms; first contemplating, separately, the path of the desire realm, and only afterward, together, the path of the form and formless realms.
如是觀察四聖諦時。猶如隔絹觀諸色像。齊此修習聞所成慧。方得圓滿。依此發生思所成慧。修圓滿已。次復發生修所成慧。即名為煖。煖次生頂。頂次生忍。忍次生於世第一法。世第一法次生見道。見道次生修道。修道次生無學道。如是次第善根滿足。
In contemplating the four noble truths in this way, one sees them as if through a fine silk veil, gazing at forms and images beyond it. Only at this point is the cultivation of the wisdom born of learning brought to completion. On this basis, the wisdom born of reflection is next given rise to; once its cultivation, too, is complete, the wisdom born of meditative cultivation is then given rise to — and this is precisely what is named heat. Heat next gives rise to summit; summit next gives rise to forbearance; forbearance next gives rise to supreme mundane dharma; supreme mundane dharma next gives rise to the path of seeing; the path of seeing next gives rise to the path of cultivation; and the path of cultivation next gives rise to the path beyond training. It is in this sequence that the wholesome roots reach their full completion.
The image of seeing "as if through a fine silk veil" is exact and worth pausing on: at the level of the wisdom born of learning, the four truths are already genuinely visible, their shapes and colors distinguishable — but something still stands between the practitioner and direct, unmediated contact with them. That final veil is what the wisdom born of reflection and then meditative cultivation exist to remove, and this single sentence is the clearest statement anywhere in these fascicles of what separates conceptual understanding from the direct realization the path of seeing itself will finally deliver.
Stepping back, this whole passage answers a question this translation project has been implicitly asking since Fascicle 2: what, concretely, does a practitioner in this tradition actually do? The answer turns out to be exactly the progressive narrowing Fascicle 5 already demonstrated abstractly for forbearance's own object — eighteen elements collapsing into twelve sense fields, into five aggregates, into four foundations of mindfulness, into four truths — except here it is traced through the entire path from its very beginning, the plain wisdom of a student first organizing an overwhelming canon into a manageable frame, all the way to the path beyond training itself. It is, in miniature, a complete summary of the spiritual curriculum this entire treatise exists to explain in exhaustive technical detail.
25. Three Kinds of Wholesome Root, and the Seeds of Liberation
Stepping back from the nirvedhabhāgīya factors specifically, the treatise classifies every wholesome root into three broad kinds — those conducive to merit, to liberation, and to penetration — before analyzing the middle category, the seeds of liberation, in careful technical detail: its essential nature, where it belongs, and how it is attained.
善根有三種。一順福分。二順解脫分。三順決擇分。順福分善根者。謂種生人生天種子。生人種子者。謂此種子。能生人中高族大貴。多饒財寶眷屬圓滿。顏貌端嚴身體細軟乃至或作轉輪聖王。生天種子者。謂此種子。能生欲色無色天中。受勝妙果。或作帝釋魔王梵王。有大威勢多所統領。順解脫分善根者。謂種決定解脫種子。因此決定得般涅槃。順決擇分善根者。謂煖頂忍世第一法。此中應廣分別順解脫分善根。問此善根以何為自性。答以身語意業為自性。然意業增上。問此善根為在意地。為五識身。答在意地。非五識身。問此善根為加行得為離染得。為生得耶。答唯加行得。有說。亦是生得。評曰。前說者好。加行起故。問此善根為聞所成。
Wholesome roots are of three kinds: first, those conducive to merit; second, those conducive to liberation; and third, those conducive to penetration. As for wholesome roots conducive to merit: they are the seeds that give rise to rebirth as a human or as a god. The seed giving rise to human rebirth is one able to produce, among humans, a lofty clan and great nobility, abundant wealth and treasure, a complete retinue, a fine and dignified countenance, a soft and supple body, and even, at times, the status of a wheel-turning monarch. The seed giving rise to divine rebirth is one able to produce rebirth among the gods of the desire, form, or formless realms, there to enjoy supreme and excellent fruits — or even, at times, the status of Śakra, lord of the gods, of a demon king, or of Brahmā, possessed of great majesty and ruling over many. As for wholesome roots conducive to liberation: they are the seeds of a determinate liberation, by which one comes, without fail, to attain final nirvāṇa. As for wholesome roots conducive to penetration: these are precisely heat, summit, forbearance, and supreme mundane dharma. Here, the wholesome roots conducive to liberation should be analyzed at length. One asks: what is this wholesome root's own essential nature? The answer: bodily, verbal, and mental karma serve as its essential nature — though mental karma predominates. One asks: does this wholesome root belong to the mental stage, or to the collection of the five sense-consciousnesses? The answer: it belongs to the mental stage, not to the five sense-consciousnesses. One asks: is this wholesome root attained through preparatory effort, through freedom from defilement, or is it innate? The answer: through preparatory effort alone. Some say: it can also be innate. The verdict: the first position given is the sound one, since it arises through preparatory effort. One asks: is this wholesome root born of learning,
This threefold classification places the nirvedhabhāgīya factors — the whole subject of this six-fascicle discussion — within a much larger landscape of wholesome activity, ranked by its ultimate destination: mere merit produces a better rebirth within saṃsāra, still fundamentally within the cycle; liberation-conducive roots plant a seed guaranteeing eventual escape from it, though not on any fixed timeline; and penetration-conducive roots (heat and the rest) are the final, most concentrated approach to the threshold itself. It is a useful reminder that everything analyzed so far occupies only the narrowest, most advanced tier of a much wider spectrum of Buddhist practice.
26. The Beggar's Gift, and the King's Great Feast
The treatise turns to a genuinely striking question: what actually plants the seed of liberation, given that neither the size of a gift nor the depth of one's textual learning reliably determines it? Two contrasting figures — a beggar who plants the seed with a single scrap of food, and a wealthy donor who holds a great feast without planting it at all — make the point vivid.
為思所成。為修所成耶。答聞思所成非修所成。有說亦是修所成。評曰。前說者好。唯欲界繫故。問此善根於何處起。答於欲界起非色無色界欲界中人趣起非餘趣。人趣中三洲起非北俱盧。問此善根於何時種。答佛出世時。要有佛法方能種故。有餘師說。雖無佛法。若遇獨覺。亦能種此善根。問此善根依何身起。答亦依男身亦依女身。問為因何事種此善根。答或因施。或因戒或因聞。而不決定。所以者何。意樂異故。謂或有人因施一摶食。或乃至一淨齒木。即能種殖解脫種子。如戰達羅等。彼隨所施皆作是言。願我因斯定得解脫。或有雖設無遮大會而不能種解脫種子。如無暴惡等。
of reflection, or of meditative cultivation? The answer: born of learning and reflection, not of meditative cultivation. Some say: it is also born of meditative cultivation. The verdict: the first position given is the sound one, since it belongs to the desire realm alone. One asks: in what place does this wholesome root arise? The answer: in the desire realm, not the form or formless realms; within the desire realm, among the human destiny, not the others; and among humans, in the three continents, not Uttarakuru. One asks: at what time is this wholesome root's seed planted? The answer: at a time when a buddha has appeared in the world, since there must be a buddha's teaching present for this seed to be planted at all. Other masters say: even without a buddha's teaching present, if one encounters a pratyekabuddha, one can still plant this wholesome root. One asks: on what kind of body does this wholesome root depend to arise? The answer: on either a male or a female body. One asks: through what act is this wholesome root's seed planted? The answer: through giving, through moral discipline, or through learning — though not fixed to any one of these, since it depends on the disposition behind the act. That is, some people, through the giving of even a single handful of food, or even a single tooth-cleaning twig, are able to plant the seed of liberation — as with Caṇḍāla and others, who, whatever they gave, always said: may I, through this act, certainly attain liberation. Others, though they hold a great unrestricted assembly of giving, are nonetheless unable to plant the seed of liberation — as with Abhirūpa-Nanda and others,
The pairing here is deliberately provocative: Caṇḍāla names a member of the lowest, outcaste social rank, whose smallest gift of food plants an unfailing seed of liberation because it is offered with the explicit aspiration "may I, through this, certainly attain liberation" — while a wealthy patron's lavish public feast plants nothing at all, because the giving is oriented toward worldly reputation instead. The treatise is making a pointed social claim alongside its psychological one: liberation's seed answers to intention alone, indifferent to caste, wealth, or the visible scale of the offering — a beggar's single handful of food, rightly aimed, outperforms a king's entire banquet.
27. Who Is Certain to Plant It, and Six Lineages of Liberation
The treatise generalizes the lesson from the previous section's contrasting figures into a single principle — heightened disposition, not the scale or form of the act, determines whether the seed of liberation is planted — then works out how long it takes to bear fruit, and its own sixfold lineage-classification.
彼隨所施皆求世間富貴名稱。不求解脫。或有受持一晝一夜八分齋戒。即能種殖解脫種子。或有受持盡眾同分別解脫戒。而不能種解脫種子。或有讀誦四句伽他。即能種殖解脫種子。或有善通三藏文義。而不能種解脫種子。問誰決定能。種此順解脫分善根。答若有增上意樂。欣求涅槃。厭背生死者。隨起少分施戒聞善。即能決定種此善根。若無增上意樂。欣求涅槃。厭背生死者。雖起多分施戒聞善。而亦不能種此善根。問若有種殖此善根已。為經久如能得解脫。答若極速者。要經三生。謂初生中種此種子。第二生中令其成熟。第三生中即能解脫。餘則不定。謂或有人種順解脫分善根已。
who, whatever they gave, always sought only worldly wealth, nobility, and fame, never seeking liberation. Some, upholding the eightfold precepts of a single day and night, are able to plant the seed of liberation; others, upholding the precepts of individual liberation for their entire lifetime, are nonetheless unable to plant the seed of liberation. Some, reciting even a single four-line verse, are able to plant the seed of liberation; others, though thoroughly versed in the letter and meaning of the three baskets, are nonetheless unable to plant the seed of liberation. One asks: who, then, is certain to plant this wholesome root conducive to liberation? The answer: whoever possesses a heightened disposition, delighting in the pursuit of nirvāṇa and turning away in disgust from birth-and-death, is certain to plant this wholesome root, however small the portion of giving, discipline, or learning they undertake; but whoever lacks this heightened disposition, delighting in the pursuit of nirvāṇa and turning away in disgust from birth-and-death, cannot plant this wholesome root at all, however large the portion of giving, discipline, or learning they undertake. One asks: once this wholesome root has been planted, how long must pass before liberation can be attained? The answer: at the very swiftest, it requires exactly three lifetimes — in the first life, the seed is planted; in the second life, it is brought to ripeness; and in the third life, liberation is finally attained. In every other case, the matter is not fixed — for some, having planted this wholesome root conducive to liberation,
或經一劫。或經百劫。或經千劫流轉生死。而不能起順決擇分。或復有人。起順決擇分善根已。或經一生。或經百生。或經千生流轉生死。而不能入正性離生。順解脫分。亦有六種。謂退法種性。乃至不動。法種性。轉退法種性順解脫分。起思法種性順解脫分。乃至轉堪達種性順解脫分。起不動法種性順解脫分。轉聲聞種性順解脫分。起獨覺及佛種性順解脫分。轉獨覺種性順解脫分。起聲聞及佛種性順解脫分。若起佛種性順解脫分已。則不可轉極猛利故。
may pass through one aeon, or a hundred aeons, or a thousand aeons, transmigrating through birth and death, without ever managing to give rise to the nirvedhabhāgīya factors; and others, having already given rise to the nirvedhabhāgīya wholesome roots, may pass through one lifetime, or a hundred lifetimes, or a thousand lifetimes, transmigrating through birth and death, without ever managing to enter the certainty of rightness. The wholesome roots conducive to liberation likewise admit of six lineage-varieties, from the retrogression-prone lineage up through the immovable lineage: one may transform from the retrogression-prone lineage's own liberation-conducive root into the destruction-prone lineage's own, and so on, up through transforming from the penetrating lineage's own into the immovable lineage's own; one may transform from the śrāvaka lineage's own liberation-conducive root into the pratyekabuddha or buddha lineage's own; one may transform from the pratyekabuddha lineage's own into the śrāvaka or buddha lineage's own — but once one has given rise to the buddha lineage's own liberation-conducive root, it can never again be transformed, being itself of the utmost keenness and power.
The "three lifetimes at the very swiftest" figure is worth setting against everything else this fascicle has just shown about how much can go wrong along the way — a wholesome root planted with perfect sincerity can still sit dormant for a thousand aeons before even reaching the nirvedhabhāgīya stage, and the nirvedhabhāgīya stage itself, once reached, can still take a thousand more lifetimes to culminate in actually entering the path. The three-lifetime figure is not a promise but a theoretical minimum — the fastest the system permits, not the average case it expects.
28. The Arising-and-Perishing Contemplation: A Spinning Top and a Potter's Wheel
The fascicle closes with heat's own preparatory technique named earlier in passing — the arising-and-perishing contemplation — traced from its coarse beginnings, observing an entire lifetime's rise and fall, narrowing progressively down to two moments and finally a single moment, before the treatise takes up a genuine philosophical puzzle about how a single mind could possibly observe both arising and perishing at once, resolved through the memorable images of a spinning top, a whirling firebrand, and a potter's wheel.
問煖加行中有生滅觀。此生滅觀加行云何。答諸瑜伽師。將觀生滅。先取內外興衰相已。還所住處。調適身心。觀一期身前生後滅。次觀分位。次年次時次月。次半月次一晝夜。次牟呼栗多。次臘縛。次怛剎那。次復漸減。乃至於一切有為法。觀二剎那生二剎那滅。齊此名為加行成滿。次復於有為法。觀一剎那生一剎那滅。此則名為生滅觀成。
One asks: within heat's own preparatory effort, there is said to be an "arising-and-perishing contemplation" — what is the actual character of this contemplation's own preparatory effort? The answer: every practitioner of yoga, about to contemplate arising and perishing, first takes up the marks of flourishing and decline, both internal and external, and then returns to his own dwelling place, settling his body and mind. He first contemplates a single lifetime's own body — its arising before, and its perishing after; next he contemplates it by stage of life; next by year; next by season; next by month; next by half-month; next by a single day and night; next by muhūrta; next by lava; next by kṣaṇa; and so on, narrowing further still, until, with respect to every conditioned dharma, he contemplates two moments of arising and two moments of perishing. This marks the completion of preparatory effort. Next, with respect to every conditioned dharma, he contemplates a single moment of arising and a single moment of perishing — and this is what is named the completed arising-and-perishing contemplation.
問此生滅觀。觀生滅時。為一心觀。為二心觀。若一心觀者。為作一解。為作二解。若作一解者。如觀生為生。亦應觀滅為生。觀生為生可名正觀。觀滅為生應是邪觀。如觀滅為滅亦應觀生為滅。觀滅為滅可名正觀。觀生為滅應是邪觀。如何一解。亦正亦邪。若作二解者。應有二體。一心二體。無有是處。若二心觀者。一心觀生。一心觀滅。應無生滅觀。云何名為生滅觀耶。答二剎那頃。一心觀生。一心觀滅。依相續說名生滅觀。不依剎那。故無有失。有說。一心雙觀生滅。而無如前所說過失。以見生時比知有滅。以有生法。必有滅故。若見滅時比知有生。以有滅法必有生故。評曰。彼說非理。云何一心可有二解。現比二量體不同故。前說為善。
One asks: in this arising-and-perishing contemplation, when contemplating arising and perishing, does a single mind observe both, or do two minds each observe one? If a single mind observes both, does it form a single understanding, or two? If it forms a single understanding, then, just as it observes arising as arising, it ought equally to observe perishing as arising — observing arising as arising can rightly be called correct observation, while observing perishing as arising ought to be a mistaken observation; and just as it observes perishing as perishing, it ought equally to observe arising as perishing — observing perishing as perishing can rightly be called correct observation, while observing arising as perishing ought to be a mistaken observation. How, then, could a single understanding be both correct and mistaken at once? If it forms two understandings, then there ought to be two distinct entities — yet a single mind having two entities is simply not possible. If, instead, two minds each observe one — one mind observing arising, one mind observing perishing — then there would be no single "arising-and-perishing contemplation" at all; how, then, could it be named as such? The answer: across two moments, one mind observes arising and one mind observes perishing — it is with reference to this continuous succession that it is named the "arising-and-perishing contemplation," not with reference to a single moment; and so no fault follows. Some say: a single mind observes arising and perishing both at once, without incurring the fault just described, since, upon seeing arising, one infers by comparison that perishing exists as well, because whatever arises must also perish; and upon seeing perishing, one infers by comparison that arising exists as well, because whatever perishes must also have arisen. The verdict: this position is unreasonable — how could a single mind possibly hold two distinct kinds of understanding at once, since direct perception and inferential comparison are themselves two entirely different modes of knowing? The first position given is therefore the sound one.
問此生滅觀。為勝解作意。為真實作意。有說。真實作意。問若爾諸行實無來去。見有來去云何真實。答此觀未成見有來去。成時但見生滅。不見有去來相。如舞獨樂。緩見來去急則不見。旋火輪喻。陶家輪喻。應知亦爾。有說。勝解作意。問若爾伽他所說。當云何通。如說。
One asks: is this arising-and-perishing contemplation an attention of resolute conviction, or an attention of genuine reality? Some say: an attention of genuine reality. One asks: if that is so, then conditioned formations, in reality, neither come nor go — how, then, can seeing them as coming and going be called "genuine"? The answer: before this contemplation is fully accomplished, one does indeed see them as coming and going; once it is accomplished, one sees only arising and perishing, no longer seeing any mark of coming or going at all — just as with a spinning top: watched slowly, one sees it coming and going, but watched swiftly, one no longer does; the same should be understood for the whirling firebrand and the potter's wheel. Others say: it is an attention of resolute conviction. One asks: if that is so, how is the verse's own statement to be reconciled with this? As it states:
若有知見能盡漏 若無知見云何盡
若能觀蘊生滅者 是則解脫煩惱意
非勝解作意能斷煩惱。答依傳因說。如子孫法。謂勝解作意。引生真實作意。由真實作意。斷諸煩惱。故不相違。
"If one has knowledge and vision, one is able to exhaust the contaminants; / without knowledge and vision, how could they ever be exhausted? / Whoever is able to contemplate the aggregates' own arising and perishing — / this, then, is the mind that is liberated from the afflictions." This shows that it cannot be a mere attention of resolute conviction that cuts off the afflictions. The answer: this is stated with reference to a transmitted, indirect cause — like the relationship between grandparent and grandchild. That is, the attention of resolute conviction draws forth and gives rise to the attention of genuine reality, and it is by the attention of genuine reality that the afflictions are actually cut off — and so there is no real contradiction.
The grandparent-grandchild analogy closes the fascicle on a precise causal distinction: resolute conviction does not itself cut off any affliction, but it reliably gives rise to the genuine-reality attention that does — an indirect, transmitted cause rather than a direct one, the same relationship a grandparent bears to a grandchild they never directly produced. The three spinning images — a child's top, a firebrand swung in a circle, a potter's wheel — all illustrate the same perceptual transition from apparent motion to a truer, more granular seeing: slow enough, and you see a top travel from here to there; fast enough, and the coming-and-going dissolves into something closer to what is actually happening, an unbroken succession of momentary states. The contemplation's own accomplishment is described the same way — what begins as an experience of things "coming and going" refines, with practice, into a direct perception of nothing but arising and perishing, moment after moment, with no persisting thing that ever really moves from one place to another at all. It is a rare case of this treatise reaching for the phenomenology of altered perception itself, rather than staying at the level of doctrinal classification.
Fascicle 7 Complete
This closes fascicle 7 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary — the repeated second title line that follows carries no further content in this fascicle and has simply been omitted. Fascicle 7 has carried the treatise's most technically comprehensive and, in places, most vividly concrete material on the four nirvedhabhāgīya roots: the Western masters' seventeen-gate analysis applied systematically to heat, summit, forbearance, and supreme mundane dharma; seventy-three varieties by degree of detachment; the practical question of what happens to a practitioner who dies one step short of summit; the bodhisattva's own extraordinary single-sitting attainment and the puzzle of his ninety-one aeons without falling; the precise geography of where these roots can and cannot arise, down to which bodies can support them; the treatise's fullest surviving account of the actual meditation curriculum, narrowing from the eighteen elements through the twelve sense fields, five aggregates, and four foundations of mindfulness down to the four truths themselves, seen "as if through a fine silk veil"; the three broad kinds of wholesome root and the beggar whose single gift outperforms a king's feast; and the arising-and-perishing contemplation, resolved through the images of a spinning top, a whirling firebrand, and a potter's wheel. Fascicle 8 opens a new topic within the same nyāsa section: the twenty statements of identity-view (薩迦耶見), which Fascicle 2's own reverse-order account already named as the next stage of this chapter's argument.