The Arrow Shot Notch Into Notch
Fascicle 26 opens an entirely new topic within the Person Nyāsa's fourth part (補特伽羅納息第三之四): mindfulness of breathing, worked out from first principles — does breath depend on body or on mind, why does it stop entirely in the fourth dhyāna, and how does the Buddha's own six-stage practice of counting, following, fixing, contemplating, turning, and purifying carry a practitioner from a single breath all the way to the noble path itself. The fascicle closes with the Buddha's own two-month meditative seclusion and three deities disputing whether his motionless body is alive. This page carries Ru-Yi's complete translation.
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
Fascicle 26 continues the Person Nyāsa opened in Fascicle 23, now in its fourth part (之四), opening an entirely new topic on mindfulness of breathing. Terms established in earlier fascicles, such as the four dhyānas, the four foundations of mindfulness, and the noble eightfold path, recur here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. A New Topic: Does Breath Depend on Body, or on Mind?
Fascicle 26 opens an entirely new investigation within the Person Nyāsa: does in-and-out breath depend on the body, or on the mind? Scripture itself seems to pull in two directions — one sūtra calls breath “a bodily dharma, rooted in body,” while the Prajñaptiśāstra explains that a corpse stops breathing specifically because breath operates through the power of mind, and a corpse has no mind left at all. The treatise resolves the apparent tension by insisting breath depends on both, always “as appropriate,” cashed out as four necessary factors together: a body capable of supporting breath, open wind-channels, open pores, and a coarse mind of the breath-stage currently manifest — proven by the two limiting cases where any single factor is missing and breath accordingly fails to operate.
入息出息當言依身轉耶。依心轉耶。乃至廣說。問何故作此論。答為令疑者得決定故。謂契經說。佛告長者。此入出息是身法身為本繫屬身依身而轉。施設論說。何緣死者入出息不轉耶。謂入出息由心力轉。死者無心但有身故。此入出息一說依身一說依心。或有生疑。如是二說俱不了義。或俱了義。欲顯此二真實義趣故作斯論。
Should in-breath and out-breath be said to depend on body, or to depend on mind? And so on, as elaborated at length. One asks: why does the treatise take up this topic? The answer: it is in order to resolve a genuine doubt — that is, scripture states: the Buddha told the elder: this in-and-out breath is a bodily dharma, rooted in body, tied to body, operating in dependence on body. Yet the Prajñaptiśāstra states: why is it that a dead person's in-and-out breath no longer operates? Because in-and-out breath operates through the power of mind, and a dead person, having no mind, possesses only a body. This in-and-out breath is thus said, in one place, to depend on body, and, in another, to depend on mind — and one might come to doubt that these two statements are both incomplete in meaning, or, alternatively, that they are both complete in meaning — and it is in order to display the true, genuine intent of both statements that this treatise is composed.
入息出息當言依身轉耶。依心轉耶。答應言亦依身轉亦依心轉如其所應。云何名為如其所應。有作是說。於下中上如其所應。謂入出息小時下品壯時中品老時上品。如是說者。由四事故名如所應。謂入出息由四事轉。一有息所依身。二風道通。三毛孔開。四入出息地麁心現前。必具此四入出息轉。由此故說如所應言。為顯此義復作是說若入出息但依身轉不依心轉。則在無想定滅盡定位入出息亦應轉。彼有入出息所依身。風道亦通毛孔亦開。唯無入出息地麁心現前以無心故雖有三事而闕一事故息不轉。若入出息但依心轉不依身轉。則無色界有情入出息亦應轉。彼界四事一切皆無故息不轉。
Should in-breath and out-breath be said to depend on body, or to depend on mind? The answer: it should be said that they depend both on body and on mind, each as appropriate. What, exactly, is meant by "as appropriate"? Some say: this refers to the lower, middling, and upper grades, each as appropriate — that is, in-and-out breath in infancy is of the lower grade, in the prime of life is of the middling grade, and in old age is of the upper grade. There are yet others who say: it is through four factors that in-and-out breath is said to be "as appropriate," since in-and-out breath operates only through the presence of all four: first, possessing a body that breath depends upon; second, the wind-channels being open; third, the pores being open; fourth, a coarse mind belonging to the breath-stage manifesting before one. In-and-out breath necessarily requires the presence of all four of these factors together in order to operate, and it is on this account that it is said to be "as appropriate." In order to display this very meaning, it is further stated: if in-and-out breath depended only on body, and not at all on mind, then, in the state of the concentration of non-perception or the concentration of cessation, breath ought likewise to operate, since one there does possess a body that breath depends upon, and the wind-channels are indeed open, and the pores are indeed open — it is only that no coarse mind belonging to the breath-stage manifests before one, since one there is without mind altogether; though three of the four factors are present, one is lacking, and it is for this reason that breath does not operate. If in-and-out breath depended only on mind, and not at all on body, then sentient beings of the formless realm ought likewise to have in-and-out breath operating — yet that realm entirely lacks all four factors, and it is for this reason that breath does not operate there.
The four-factor analysis here is a small masterclass in resolving an apparent scriptural contradiction without declaring either side wrong: rather than picking body or mind as the “real” cause, the treatise identifies breath as the joint product of several independently necessary conditions, so that a scripture emphasizing body and a scripture emphasizing mind are each simply highlighting one indispensable ingredient among several, neither statement false, neither complete on its own.
2. Why the Fetus Doesn't Breathe, and Why the Fourth Dhyāna Doesn't Either
The four-factor test is now run against two genuinely difficult edge cases: why doesn't a fetus breathe at the earliest embryonic stages, when it does possess a body? And why does breath stop entirely upon entering the fourth dhyāna, the very peak of form-realm meditation? The kalala stage fails because it is too insubstantial for breath to safely pass through it; the later embryonic stages fail because the wind-channels and pores are not yet open; and the fourth dhyāna, six named masters each explain in their own way, fails because its own mind has become too subtle, too inward-turned, too quiescent, or its own body's pores too completely sealed by that stage's own refined great elements ever to support the coarse, restless activity breathing requires.
若入出息但依身心轉不如所應。則在卵㲉及母胎中。羯剌藍頞部曇閉尸鍵南諸根未滿未熟。并在第四靜慮入出息亦應轉。問何故羯剌藍位息不轉耶。答彼稀薄故若息轉者彼應流動。問何故頞部曇閉尸鍵南諸根未滿未熟位息不轉耶。答彼身爾時風道未通毛孔未開。若息轉者身應散壞。然在卵㲉及母胎中。從羯剌藍乃至諸根未滿未熟。爾時未有息所依身風道未通毛孔未開。唯有息地麁心現前。雖有一事而闕三事故息不轉。問何故在第四靜慮息不轉耶。答彼心細故。謂入出息依麁心轉第四靜慮以上諸地心極微細故息不轉。復次內門轉故謂息必依外門心轉。第四靜慮以上諸地心內門轉故息不轉。復次內事轉故。謂息必依外事心轉。第四靜慮以上諸地心內事轉故息不轉。復次極寂靜故。謂息必依躁動心轉。如人涉路躁則動塵心若躁動起入出息。第四靜慮以上諸地心極寂靜故息不轉。尊者世友作如是說。入第四靜慮便得轉依。謂所依身。有第四靜慮微妙大種令諸毛孔一切密合無竅隙故非息所依。由此爾時息不復轉。大德說曰。入第四靜慮心便不動。心不動故身亦不動。身不動故息不復轉。入彼定時一切動法皆息滅故尊者妙音作如是說。入第四靜慮一切麁重皆息滅故息不復轉。謂欲界中有麁欲貪。初靜慮地有尋有伺。第二靜慮有喜。第三靜慮有樂。由此發生身心麁重。由麁重故入出息轉。第四靜慮一切皆無故息不轉。如是若在下地入第四靜慮。唯有息所依身及風道通然毛孔不開亦無息地麁心現前。雖有二事而闕二事故息不轉。問何故但說在第四靜慮息不復轉。不說生第四靜慮耶。答是作論者意欲爾故。乃至廣說復次亦應說生第四靜慮息不復轉。而不說者應知此是有餘之說。復次已說入彼定當知亦說生彼。如契經說。先在此間入彼靜慮後方生彼。問第四靜慮亦有風界以四大種不相離故。何緣生彼無息轉耶。答第四靜慮雖有風界而不名為入息出息。以於彼身不入出故。有說生彼雖有風界而無前說四種事故不名為息。以入出息亦依身轉亦依心轉及如所應。是故下從無間地獄上至遍淨。其中有情諸根滿熟入息出息依身心轉。此中諸根滿熟言顯前四事具足。不說眼等根滿熟義。謂前四事能發息故說之為根。具故名滿。熟謂作用即前四事具足有用。是故說為諸根滿熟。有說諸根滿熟言者。簡處胎卵根未滿熟。顯風道通毛孔開義。身心二事次後自說應知此中有入息有出息。有入出息地無入出息地。入息者。謂息風入身。出息者謂息風出身。有入出息地者。
If in-and-out breath depended on both body and mind together but were not "as appropriate," then, within the eggshell or the mother's womb, at the kalala, arbuda, peśī, and ghana stages, the faculties not yet complete or mature, and also within the fourth dhyāna, breath ought likewise to operate. One asks: why does breath not operate at the kalala stage? The answer: because it is too sparse and thin at that stage — were breath to operate there, it would flow away and be lost. One asks: why does breath not operate at the arbuda, peśī, and ghana stages, the faculties not yet complete or mature? The answer: because, at that stage, the body's own wind-channels are not yet open, and the pores are not yet open — were breath to operate there, the body would disperse and be destroyed. Yet, within the eggshell or the mother's womb, from the kalala stage up through the stage of the faculties not yet complete or mature, at that time there is not yet any body that breath depends upon, the wind-channels are not yet open, and the pores are not yet open — only the coarse mind belonging to the breath-stage is present; though one of the four factors is present, three are lacking, and it is for this reason that breath does not operate. One asks: why does breath not operate within the fourth dhyāna? The answer: because mind, at that stage, is subtle — that is, in-and-out breath depends upon a coarse mind in order to operate, and, from the fourth dhyāna upward, the mind belonging to every stage is exceedingly subtle, and it is for this reason that breath does not operate. Further, because mind there operates through an inward gateway — that is, breath necessarily depends upon a mind operating through an outward gateway, and, from the fourth dhyāna upward, mind operates through an inward gateway, and it is for this reason that breath does not operate. Further, because mind there is engaged with inward matters — that is, breath necessarily depends upon a mind engaged with outward matters, and, from the fourth dhyāna upward, mind is engaged with inward matters, and it is for this reason that breath does not operate. Further, because of its own extreme quiescence — that is, breath necessarily depends upon an agitated, restless mind, just as a person walking along a road, when restless, stirs up the dust — if mind is restless, in-and-out breath thereby arises; and, from the fourth dhyāna upward, mind is exceedingly quiescent, and it is for this reason that breath does not operate. The Venerable Vasumitra explained it in this way: upon entering the fourth dhyāna, one's very support is thereby transformed — that is, the fourth dhyāna's own subtle great elements cause every pore to seal completely shut, without the slightest gap remaining, no longer capable of supporting breath — and it is for this reason that breath no longer operates there at that time. The Great Virtuous One stated: upon entering the fourth dhyāna, mind becomes unmoving; since mind is unmoving, the body, too, becomes unmoving; and, since the body is unmoving, breath no longer operates — for, upon entering that concentration, every moving dharma is stilled and extinguished. The Venerable Ghoṣa explained it in this way: upon entering the fourth dhyāna, every coarse heaviness is stilled and extinguished, and it is for this reason that breath no longer operates — that is, the desire realm possesses coarse sensual craving; the first dhyāna possesses applied and sustained thought; the second dhyāna possesses joy; the third dhyāna possesses bliss — and it is from these that bodily and mental coarse heaviness arises, and it is from this very coarse heaviness that in-and-out breath operates; the fourth dhyāna possesses none of these, and it is for this reason that breath does not operate there. In this way, if one, while still in a lower stage, enters the fourth dhyāna, one still possesses the body that breath depends upon, and the wind-channels remain open, yet the pores are not open, and no coarse mind belonging to the breath-stage manifests before one — though two of the four factors are present, two are lacking, and it is for this reason that breath does not operate. One asks: why does the treatise state only that entering the fourth dhyāna causes breath to no longer operate, without mentioning that being born in the fourth dhyāna does so as well? The answer: this is simply what the treatise's author intended, and so on, as stated at length. Further, it ought also to be stated that being born in the fourth dhyāna causes breath to no longer operate, and that this is not so stated should be understood as a matter left incomplete. Further, having already stated that entering that concentration has this effect, one should understand that being born there has this same effect as well, as scripture states: one first enters that dhyāna in this present life, and only afterward is reborn there. One asks: the fourth dhyāna, too, possesses the wind-element, since the four great elements are never mutually separated from one another — why, then, is it that one born there has no in-and-out breath operating? The answer: the fourth dhyāna, though it does possess the wind-element, this is not properly called "in-breath and out-breath," since, with respect to that body, it never actually goes in or out. Some say: one born there, though possessing the wind-element, lacks the four factors already stated above, and it is for this reason that this is not called "breath." Since in-and-out breath depends both on body and on mind, and operates "as appropriate," it is therefore the case that, from below the uninterrupted hell up through the heaven of universal purity, sentient beings whose faculties are complete and mature have in-and-out breath operating in dependence on body and mind. Here, "faculties complete and mature" means that the four factors already mentioned are complete — it does not mean that the eye and the other sense faculties are complete and mature. Since these four factors are what give rise to breath, they are called "faculties"; their completeness is called "full"; their ripeness, meaning their actual function, is precisely these four factors being complete and actually functioning — and it is on this account that it is said that the faculties are full and mature. Some say that the phrase "faculties full and mature" specifically distinguishes this from the stage within the womb or egg where the faculties are not yet full or mature, revealing the sense of the wind-channels being open and the pores being open; the two factors of body and mind are then separately explained immediately afterward. It should be understood, in this connection, that there is an in-breath, and there is an out-breath, and there is a stage possessing in-and-out breath, and a stage lacking in-and-out breath. "In-breath" refers to the breath-wind entering the body; "out-breath" refers to the breath-wind exiting the body. "A stage possessing in-and-out breath" refers to
謂欲界及下三靜慮。無入出息地者。謂第四靜慮及四無色。生有入出息地。無入出息地心現在前息便不轉。生無入出息地。有入出息地心現在前息亦不轉。生有入出息地及有入出息心現在前。若不如所應息亦不轉。要生有入出息地及有入出息地心現在前。如其所應息方得轉。
the desire realm and the three lower dhyānas. "A stage lacking in-and-out breath" refers to the fourth dhyāna and the four formless spheres. Being born within a stage possessing in-and-out breath, if a mind belonging to a stage lacking in-and-out breath manifests before one, breath does not then operate. Being born within a stage lacking in-and-out breath, if a mind belonging to a stage possessing in-and-out breath manifests before one, breath likewise does not then operate. Being born within a stage possessing in-and-out breath, and having a mind belonging to a stage possessing in-and-out breath manifest before one, if this is not "as appropriate," breath still does not then operate. Only when one is born within a stage possessing in-and-out breath, and a mind belonging to a stage possessing in-and-out breath manifests before one, in the appropriate way — only then does breath actually come to operate.
The six independent explanations offered for why the fourth dhyāna alone, among all four dhyānas, stops breath entirely converge on a single underlying intuition worth naming explicitly: breathing is, at bottom, a coarse, restless activity, and the fourth dhyāna is defined precisely by the complete stilling of every form of coarseness and restlessness a meditator's mind and body can possess — Vasumitra's sealed pores, the Great Virtuous One's unmoving mind, and Ghoṣa's extinguished coarse-heaviness are simply three different vocabularies for describing the very same underlying cessation of agitation.
3. Does Breath Follow the Body's Stage, or the Mind's Stage?
A genuinely intricate question opens: is breath bound to whichever stage the body itself belongs to, or to whichever stage the currently-manifesting mind belongs to? Those who hold breath follows the body work through every combination in exhaustive detail — a desire-realm body's own desire-realm breath can follow the course of a desire-realm mind, a first-dhyāna mind, or even a second- or third-dhyāna mind, always taken as object by whichever mind it follows — the same pattern repeating for bodies born in each successively higher dhyāna, each time noting precisely which higher or lower minds can and cannot properly take that body's own breath as their object.
問入出息。何地繫隨身繫耶隨心繫耶。有作是說。隨身地繫。諸有欲令入出息隨身地繫者。彼說生欲界者若欲界心現在前。彼欲界身欲界入出息隨欲界心轉。即此心所觀。即彼若初靜慮心現在前。彼欲界身欲界入出息。隨初靜慮心轉。即此心所觀問若爾施設論說當云何通。如說欲界入出息離欲界染時最後無間道滅。答欲界入出息。有隨欲界心轉。有隨初靜慮心轉。隨欲界心轉者爾時滅。隨初靜慮心轉者爾時現在前。復次彼依擇滅說故無相違失。即彼若第二第三靜慮心現在前。彼欲界身欲界入出息。隨第二第三靜慮心轉。
One asks: is in-and-out breath bound to whichever stage the body is bound to, or to whichever stage the mind is bound to? Some say: it is bound according to the body's own stage. Those masters who hold that in-and-out breath is bound according to the body's own stage explain it in this way: for one born in the desire realm, if a desire-realm mind manifests before him, his desire-realm body's own desire-realm breath follows the course of that very desire-realm mind, and this very mind takes it as its object. If a first-dhyāna mind then manifests before that same being, his desire-realm body's own desire-realm breath follows the course of that very first-dhyāna mind, and this very mind takes it as its object. One asks: if that is so, how is the Prajñaptiśāstra to be reconciled with this, which states that desire-realm breath ceases at the very last uninterrupted path of becoming free of the desire realm's own defilement? The answer: desire-realm breath sometimes follows the course of a desire-realm mind, and sometimes follows the course of a first-dhyāna mind — when it follows the course of a desire-realm mind, it ceases at that very time; when it follows the course of a first-dhyāna mind, it manifests before one at that very time. Further, that passage speaks with reference to non-selective cessation, and so no real contradiction follows. If that same being's second- or third-dhyāna mind then manifests before him, his desire-realm body's own desire-realm breath follows the course of that very second- or third-dhyāna mind,
即此心所觀。生初靜慮者。若初靜慮心現在前。彼初靜慮身初靜慮入出息隨初靜慮心轉。即此心所觀。即彼若欲界心現在前。彼初靜慮身初靜慮入出息。隨欲界心轉。非此心所觀。即彼若第二第三靜慮心現在前。彼初靜慮身初靜慮入出息。隨第二第三靜慮心轉即此心所觀。生第二靜慮者。若第二靜慮心現在前。彼第二靜慮身第二靜慮入出息。隨第二靜慮心轉。即此心所觀。即彼若欲界初靜慮心現在前。彼第二靜慮身第二靜慮入出息。隨欲界初靜慮心轉非此心所觀。即彼若第三靜慮心現在前。彼第二靜慮身第二靜慮入出息。
and this very mind takes it as its object. For one born in the first dhyāna: if a first-dhyāna mind manifests before him, his first-dhyāna body's own first-dhyāna breath follows the course of that very first-dhyāna mind, and this very mind takes it as its object. If a desire-realm mind then manifests before that same being, his first-dhyāna body's own first-dhyāna breath follows the course of that very desire-realm mind, yet this is not taken as an object by that mind. If a second- or third-dhyāna mind then manifests before that same being, his first-dhyāna body's own first-dhyāna breath follows the course of that very second- or third-dhyāna mind, and this very mind does take it as its object. For one born in the second dhyāna: if a second-dhyāna mind manifests before him, his second-dhyāna body's own second-dhyāna breath follows the course of that very second-dhyāna mind, and this very mind takes it as its object. If a desire-realm or first-dhyāna mind then manifests before that same being, his second-dhyāna body's own second-dhyāna breath follows the course of that very desire-realm or first-dhyāna mind, yet this is not taken as an object by that mind. If a third-dhyāna mind then manifests before that same being, his second-dhyāna body's own second-dhyāna breath follows the course of that very third-dhyāna mind,
隨第三靜慮心轉。即此心所觀生第三靜慮者。若第三靜慮心現在前。彼第三靜慮身第三靜慮入出息。隨第三靜慮心轉即此心所觀。
and this very mind does take it as its object. For one born in the third dhyāna: if a third-dhyāna mind manifests before him, his third-dhyāna body's own third-dhyāna breath follows the course of that very third-dhyāna mind, and this very mind takes it as its object.
即彼若欲界初二靜慮心現在前。彼第三靜慮身第三靜慮入出息。隨欲界初二靜慮心轉。非此心所觀。諸有欲令入出息隨身地繫者。彼說欲界入出息四地心所觀。初靜慮入出息三地心所觀。第二靜慮入出息二地心所觀。第三靜慮入出息唯第三靜慮心所觀。問若入出息隨身地繫。施設論說當云何通。如說何緣死者入出息不轉耶謂入出息由心力轉死者無心但有身故。答顯入出息隨心而轉必不離心故作是說不言此息隨心地繫。有餘師說。隨心地繫諸有欲令入出息隨心地繫者。彼說生欲界者。若欲界心現在前。彼欲界身欲界入出息隨欲界心轉。即此心所觀。即彼若初第二第三靜慮心現在前。彼欲界身初第二第三靜慮入出息隨初第二第三靜慮心轉。即此心所觀生初靜慮者。若初靜慮心現在前。彼初靜慮身初靜慮入出息。隨初靜慮心轉。即此心所觀。若欲界心現在前。彼初靜慮身欲界入出息隨欲界心轉。即此心所觀。若第二第三靜慮心現在前。彼初靜慮身第二第三靜慮入出息。隨第二第三靜慮心轉。即此心所觀。生第二靜慮者。若第二靜慮心現在前。彼第二靜慮身第二靜慮入出息。隨第二靜慮心轉。即此心所觀即彼若欲界初靜慮心現在前。彼第二靜慮身欲界初靜慮入出息。隨欲界初靜慮心轉。即此心所觀。即彼若第三靜慮心現在前。彼第二靜慮身第三靜慮入出息隨第三靜慮心轉。即此心所觀。生第三靜慮者。若第三靜慮心現在前。彼第三靜慮身第三靜慮入出息。隨第三靜慮心轉。即此心所觀。即彼若欲界初二靜慮心現在前彼第三靜慮身欲界初二靜慮入出息。隨欲界初二靜慮心轉。即此心所觀。諸有欲令入出息隨心地繫者。彼說欲界入出息。
If a desire-realm, first-dhyāna, or second-dhyāna mind then manifests before that same being, his third-dhyāna body's own third-dhyāna breath follows the course of that very desire-realm, first-dhyāna, or second-dhyāna mind, yet this is not taken as an object by that mind. Those masters who hold that in-and-out breath is bound according to the body's own stage explain that desire-realm breath is taken as an object by minds of four stages; first-dhyāna breath is taken as an object by minds of three stages; second-dhyāna breath is taken as an object by minds of two stages; and third-dhyāna breath is taken as an object only by the third-dhyāna mind itself. One asks: if in-and-out breath is bound according to the body's own stage, how is the Prajñaptiśāstra to be reconciled with this, which asks why a dead person's own in-and-out breath no longer operates, and answers that in-and-out breath operates through the power of mind, and a dead person, having no mind, possesses only a body? The answer: this reveals that in-and-out breath operates by following mind, never truly departing from mind, and it is for this reason that it is stated in this way — it does not thereby state that this breath is bound according to mind's own stage. There are yet other masters who say: it is bound according to mind's own stage. Those masters who hold that in-and-out breath is bound according to mind's own stage explain it in this way: for one born in the desire realm, if a desire-realm mind manifests before him, his desire-realm body's own desire-realm breath follows the course of that very desire-realm mind, and this very mind takes it as its object. If a first-, second-, or third-dhyāna mind then manifests before that same being, his desire-realm body's own first-, second-, or third-dhyāna breath follows the course of that very first-, second-, or third-dhyāna mind, and this very mind takes it as its object. For one born in the first dhyāna: if a first-dhyāna mind manifests before him, his first-dhyāna body's own first-dhyāna breath follows the course of that very first-dhyāna mind, and this very mind takes it as its object. If a desire-realm mind then manifests before him, his first-dhyāna body's own desire-realm breath follows the course of that very desire-realm mind, and this very mind takes it as its object. If a second- or third-dhyāna mind then manifests before that same being, his first-dhyāna body's own second- or third-dhyāna breath follows the course of that very second- or third-dhyāna mind, and this very mind takes it as its object. For one born in the second dhyāna: if a second-dhyāna mind manifests before him, his second-dhyāna body's own second-dhyāna breath follows the course of that very second-dhyāna mind, and this very mind takes it as its object. If a desire-realm or first-dhyāna mind then manifests before that same being, his second-dhyāna body's own desire-realm or first-dhyāna breath follows the course of that very desire-realm or first-dhyāna mind, and this very mind takes it as its object. If a third-dhyāna mind then manifests before that same being, his second-dhyāna body's own third-dhyāna breath follows the course of that very third-dhyāna mind, and this very mind takes it as its object. For one born in the third dhyāna: if a third-dhyāna mind manifests before him, his third-dhyāna body's own third-dhyāna breath follows the course of that very third-dhyāna mind, and this very mind takes it as its object. If a desire-realm, first-, or second-dhyāna mind then manifests before that same being, his third-dhyāna body's own desire-realm, first-, or second-dhyāna breath follows the course of that very desire-realm, first-, or second-dhyāna mind, and this very mind takes it as its object. Those masters who hold that in-and-out breath is bound according to mind's own stage explain that desire-realm breath
The single asymmetry buried within this exhaustive combinatorics is worth isolating: a lower-realm mind manifesting in a higher-realm body can cause that body's breath to follow its own course, yet cannot properly take that breath as its own object — only a mind of equal or higher stage can do so — meaning that breath and the mind observing it are not always the very same mind, a subtle three-way relationship among body, breath, and observing mind that this treatise insists on tracking precisely rather than collapsing into a simpler two-term relationship.
4. The Verdict: Breath Belongs to the Body, and Which Wind Comes First
The rival mind-bound theory runs through the identical exhaustive combinatorics before the treatise settles the debate: breath is indeed bound according to the body's own stage, since it is, after all, simply a portion of the body itself. Two further practical questions round out this cluster — does breath-wind enter the body first or exit first (the treatise favors entering first, tracing its path from mouth and nose down through throat, chest, and navel-wheel), and at what developmental stage does a fetus first begin to breathe (only once the sense faculties and six sense fields are fully complete, the very first inhalation marking birth itself, and the final exhalation marking death).
唯欲界心所觀。乃至第三靜慮入出息唯第三靜慮心所觀。問若入出息隨心地繫。契經所說當云何通。如說佛告長者。此入出息是身法身為本繫屬身依身而轉。答顯入出息由身力轉必不離身故作是說。
is taken as an object only by a desire-realm mind, up through third-dhyāna breath being taken as an object only by a third-dhyāna mind. One asks: if in-and-out breath is bound according to mind's own stage, how is the sūtra to be reconciled with this, which states that the Buddha told the elder that this in-and-out breath is a bodily dharma, rooted in body, tied to body, operating in dependence on body? The answer: this reveals that in-and-out breath operates through the power of the body, never truly departing from the body, and it is for this reason that it is stated in this way —
不言此息隨身地繫。評曰。此入出息隨身地繫是身分故。前說為善問入出息風為先入耶。為先出耶。答應說先入。謂此息風先入口鼻。流至咽喉復從咽喉流至心胸。復從心胸流至臍輪。復從臍輪漸漸流散。遍諸支節。有說。先出。謂臍輪中有息風起流散上下。開諸毛孔方出至外。評曰。彼不應作是說。息風不能開毛孔故。應作是說。有業生風開諸毛孔。毛孔開已乃有息風於中入出。問於胎卵中至何分位入出息轉。答至具色根六處滿位息風方轉。謂將生時息風先入。息風入已名為已生將欲死時息風後出。不復更入名為已死。由此可觀生死分齊。有餘師說。臨欲生時息風先出。息風出已名為已生。將欲死時息風後入不復更出名為已死。如說。云何使我常活令我入息恒得出耶。諸有欲入第四靜慮息風後出不復更入名已入定。將出定時息風先入息風入已名已出定。有餘師說。諸有欲入第四靜慮息風後入不復更出名已入定。將出定時息風先出息風出已名已出定。評曰。此中前說為善。問此入出息為是有情數為非有情數耶。答是有情數。問此入出息為有執受為無執受耶。答是無執受。身中雖有有執受風而入出息是無執受。問此入出息為是長養。
it does not thereby state that this breath is bound according to the body's own stage. The verdict: since this in-and-out breath is bound according to the body's own stage, being itself a portion of the body, the earlier position stated is sound. One asks: as for in-and-out breath's own wind, does it enter first, or exit first? The answer: it should be said that it enters first — that is, this breath-wind first enters through the mouth and nose, flowing to the throat, then from the throat flowing to the heart and chest, then from the heart and chest flowing to the navel-wheel, then from the navel-wheel gradually flowing and dispersing throughout every limb and joint. Some say: it exits first — that is, within the navel-wheel there arises a breath-wind that flows and disperses both upward and downward, opening every pore, and only then finally exits to the outside. The verdict: this position ought not to be maintained, since breath-wind itself is unable to open the pores; it should instead be said that there is a karma-generated wind that opens the pores, and, once the pores are opened, only then does breath-wind enter and exit through them. One asks: within the womb or the egg, at which developmental stage does breath-wind begin to operate? The answer: only once the material faculties and the six sense fields are complete does breath-wind begin to operate — that is, at the very moment one is about to be born, breath-wind first enters; once breath-wind has entered, one is then called "already born"; at the moment one is about to die, breath-wind departs last, never entering again, and one is then called "already dead" — and it is through this that the very boundary between birth and death can be observed. There are yet other masters who say: at the very moment one is about to be born, breath-wind first exits; once breath-wind has exited, one is then called "already born"; at the moment one is about to die, breath-wind enters last, never exiting again, and one is then called "already dead" — as it is said: how can I keep myself constantly alive, so that my own in-breath always manages to come back out again? For one who is about to enter the fourth dhyāna, breath-wind exits last, never entering again, and this is called "having entered concentration"; when about to exit that concentration, breath-wind first enters, and, once breath-wind has entered, this is called "having exited concentration." There are yet other masters who say: for one who is about to enter the fourth dhyāna, breath-wind enters last, never exiting again, and this is called "having entered concentration"; when about to exit that concentration, breath-wind first exits, and, once breath-wind has exited, this is called "having exited concentration." The verdict: it is the earlier position stated here that is sound. One asks: is this in-and-out breath something belonging to a sentient being, or something not belonging to a sentient being? The answer: it belongs to a sentient being. One asks: is this in-and-out breath appropriated, or unappropriated? The answer: it is unappropriated — although the body does contain appropriated wind, in-and-out breath itself is unappropriated. One asks: is this in-and-out breath something nourished,
Locating the very boundary between life and death in the direction of a single breath is a genuinely striking practical application of this whole technical discussion: the treatise treats “when did breath first enter” and “when did breath last leave” as the actual operational markers separating being born from not-yet-born, and being dead from still-living — turning an abstract debate about which of two theories is correct into a concrete diagnostic criterion with real consequence for how birth and death are themselves defined.
5. Breath as 'Supreme Food': The Arrow Shot Notch Into Notch
Having settled that breath is an equal-outflow rather than a ripening effect, the treatise turns to the Buddha's own striking metaphor calling regulated breath “supreme food,” since, like food, it can either nourish or harm the body depending on whether it is skillfully managed. The image of shooting a later arrow so its own notch strikes the earlier arrow's notch describes the unbroken continuity proper breathing requires — precise, uninterrupted succession, one breath meeting the next exactly where it left off, with no gap and no collision.
為是異熟。為是等流。答唯是等流。身中雖有異熟生風及長養風。
is it a ripening, or is it an equal-outflow? The answer: it is solely an equal-outflow — although the body does contain ripening-produced wind and nourished wind,
然入出息唯是等流如契經說。佛告阿難。若如射箭筈筈相續調入出息令不亂者。應知彼名殊勝飲食。問何故世尊說入出息名飲食耶。
in-and-out breath itself is solely an equal-outflow, as the sūtra states: the Buddha told Ānanda: if, like an arrow shot in succession, notch after notch, one regulates in-and-out breath so that it never becomes disordered, one should know that this is called "supreme food." One asks: why does the World-Honored One call in-and-out breath "food"?
答能損益故。謂無上妙飲食益身。如有方便調入出息。亦無麁惡飲食損身。如無方便調入出息。是故世尊說為飲食。問如射箭筈筈相續者是何義耶。答如以後箭射於前箭後觸前筈是此中義。有說此中但顯前後無間斷義。不說後箭觸前箭義。又不定說如以後箭射前箭義如契經說。有持來有持去有持來持去念有修持來持去念。此中持來者。謂入息。持去者謂出息如施設論說。吸風入內名持來。引風出外名持去。如鍛金師㰆。囊開合風隨入出。此亦如是。有作是說。出息名持來。入息名持去有餘師說。煖息名持來。冷息名持去。復有說者。上息名持來。下息名持去。評曰。此中初說為善。
The answer: because it is able to both harm and benefit — that is, just as supremely fine food benefits the body, so too does regulating in-and-out breath through skillful means; and just as coarse, poor food harms the body, so too does regulating in-and-out breath without skillful means — and it is for this reason that the World-Honored One calls it "food." One asks: what is the meaning of "like an arrow shot in succession, notch after notch"? The answer: it is like shooting a later arrow at an earlier one, the later arrow's own notch striking the earlier arrow's own notch — this is the meaning intended here. Some say: this passage merely reveals the sense of unbroken succession between what precedes and follows, not the sense of a later arrow actually striking an earlier one, nor definitely meaning it as later-arrow-strikes-earlier-arrow, as the sūtra states: there is bringing in, there is taking out, there is mindfulness of bringing-in and taking-out, there is cultivating mindfulness of bringing-in and taking-out. Here, "bringing in" refers to the in-breath; "taking out" refers to the out-breath, as the Prajñaptiśāstra states: drawing wind inward is called "bringing in"; drawing wind outward is called "taking out" — just as a blacksmith's bellows, opening and closing, causes wind to enter and exit accordingly — this, too, is exactly the same. Some say: the out-breath is called "bringing in," the in-breath is called "taking out." There are yet other masters who say: warm breath is called "bringing in," cool breath is called "taking out." There are yet others who say: the upper breath is called "bringing in," the lower breath is called "taking out." The verdict: it is the first position stated here that is sound.
Calling regulated breath “supreme food” quietly elevates an ordinary bodily process most people never consciously attend to into something worthy of the same careful cultivation as diet itself — the treatise's own point is that breath, like food, is not a neutral background fact of embodiment but an active variable a practitioner can skillfully manage or carelessly neglect, with consequences for the body every bit as real as what one chooses to eat.
6. What Is Mindfulness of Breathing, Really? Wisdom Wearing a Different Name
The treatise names its own core subject precisely: “bringing in” is the in-breath, “taking out” is the out-breath, and the mindfulness capable of taking this breath as its object is what earns the name “mindfulness of breathing.” Yet its own substance, the treatise reveals, is simply wisdom — carrying the name “mindfulness” only because, within this particular grouping of mental factors, the faculty of mindfulness happens to be especially heightened, exactly as the four foundations of mindfulness and the recollection of past lives are likewise, at bottom, wisdom operating under a different name.
能緣彼念名持來持去念。即於此念及此相應俱有諸法。若修若習若多所作。名修持來持去念。問此持息念自性是何。答慧為自性。然此聚中念力增故說名為念。如四念住及宿住念本性生念慧為自性。
The mindfulness capable of taking this breath as its object is called "mindfulness of bringing-in and taking-out"; and this very mindfulness, together with its associated and co-existent dharmas, when cultivated, practiced, and made much of, is called "cultivating mindfulness of bringing-in and taking-out." One asks: what is this mindfulness-of-breathing's own very substance? The answer: wisdom is its own substance — yet, within this grouping, since the power of mindfulness is heightened, it is named "mindfulness," just as the four foundations of mindfulness, and the mindfulness of past lives innately arising, though wisdom is their own substance,
然彼聚中念力增故說名為念。如除色想慧為自性。然彼聚中想力增故說名為想。此亦如是。若并眷屬四蘊五蘊為其自性。此持息念。
since, within that grouping, the power of mindfulness is heightened, it is likewise named "mindfulness," just as, excluding the perception of form, wisdom is such a substance, yet, since the power of perception is heightened within that grouping, it is named "perception" — this is exactly the same. If including its accompanying retinue, the four or five aggregates constitute this mindfulness-of-breathing's own substance.
界者謂欲色界非無色界。地者五地謂欲界靜慮中間及下三靜慮近分。諸有欲令下三根本靜慮地亦有捨根者。彼說此念通八地。謂前五及下三靜慮。所依者。唯依欲界。非色無色界。有餘師說。依欲色界非無色界。然初起時必依欲界。行相者。非聖行相。所緣者。
As for its realm: the desire and form realms, not the formless realm. As for its stage: five stages — namely, the desire realm, the dhyāna-intermediate stage, and the proximate stages of the three lower dhyānas. Those masters who hold that the three lower fundamental dhyāna-stages, too, possess the equanimity faculty, say that this mindfulness spans eight stages — namely, the aforementioned five, together with the three lower fundamental dhyānas themselves. As for its support: only the desire realm, not the form or formless realm. There are yet other masters who say: it depends on the desire and form realms, not the formless realm, though, when first arising, it necessarily depends on the desire realm. As for its aspect: not a noble aspect. As for its object:
Revealing mindfulness of breathing's own substance as ordinary wisdom, merely relabeled because mindfulness happens to be unusually prominent within this particular mental grouping, is a small but important demystification: this beloved and widely-practiced meditation technique is not built from some exotic, dedicated mental faculty found nowhere else in this treatise's own psychology, but from the very same wisdom-factor already doing duty throughout every other analysis in this text, simply operating here under conditions that make mindfulness itself unusually salient.
7. Why Breathing Beats the Contemplation of Impurity
A rich comparative discussion asks why countless sūtras credit mindfulness of breathing with giving rise to all four foundations of mindfulness, while the otherwise equally powerful contemplation of bodily impurity rarely receives the same praise. The treatise's answer turns on reliability under pressure: breath's own basis, the great elements, is fixed and dependable, so a practitioner who has lost mindfulness can swiftly return to it and subdue affliction, like fleeing to a walled city from a bandit; the contemplation of impurity depends on derived form's own less stable characteristics, is shared even by outside religious teachers, and, by dwelling on a corpse's own sex and identity, actually reinforces the very perception of a person that breathing's contemplation of pure elemental process helps dissolve.
緣息風。念住者。是身念住加行。非根本念住。若依汎爾四念住說是身念住緣色法故。問何故契經說。持息念通四念住。答此能引起四念住故作如是說。問不淨觀亦能引起四念住。何故不說四念住耶。答亦有經說。此不淨觀通四念住。如說若觀青淤膿爛蟲食等事名身念住。又說。若觀此中有受能引淨貪亦令止息名受念住。又說。若觀無損害意憐愍一切遍諸方域名心念住。又說。若觀貪瞋癡斷離染起明得眾苦盡名法念住。問雖此一經說不淨觀通四念住。而無量經說持息念通四念住。非不淨觀有何意耶。答以持息念依處串習牢固可恃。假使失念煩惱現行速可依之伏諸煩惱引四念住。如人怖賊速走歸城處謂大種相決定故。若不淨觀非處串習性不牢固。或時失念煩惱現行不能依之速伏煩惱引四念住。言非處者。謂諸造色相不定故。由此多經說持息念通四念住非不淨觀。復次以持息念增益法想是空觀本。由此速能引四念住。是故偏說。若不淨觀增有情想。如說此骨為女為男障礙空觀。不能速疾引四念住是故不說。復次以持息念所緣隣近無種種相。無定次第不依有情任運而轉。由此速能引四念住是故偏說。若不淨觀與此相違是故不說。復次以持息念唯內道起不共外道。由此速能引四念住是故偏說。若不淨觀外道亦起。不能速疾引四念住是故不說。此持息念。智者一世俗智。三摩地者非三摩地。俱根者一捨根。相應世者。通三世。緣世者過去緣過去。現在緣現在未來。若生法緣未來。若不生法緣三世。善不善無記者唯善。緣善不善無記者唯緣無記。繫不繫者欲色界繫。緣繫不繫者緣欲色界繫。學無學非學非無學者唯非學非無學。緣學無學非學非無學者唯緣非學非無學。見所斷修所斷不斷者唯修所斷。
the breath-wind. As for its status as a foundation of mindfulness: it is a preparatory practice for the body-foundation-of-mindfulness, not the fundamental foundation-of-mindfulness itself; if speaking loosely of the four foundations of mindfulness in general, it is the body-foundation-of-mindfulness, since it takes material dharmas as its object. One asks: why does scripture state that mindfulness of breathing spans all four foundations of mindfulness? The answer: because it is able to give rise to all four foundations of mindfulness, and it is for this reason that it is spoken of in this way. One asks: the contemplation of impurity, too, is able to give rise to all four foundations of mindfulness — why, then, is it not likewise said to span all four? The answer: there is also a sūtra stating that this contemplation of impurity spans all four foundations of mindfulness — as it is said: if one contemplates the bluish-black discoloration, the pus and decay, the worms devouring the corpse, and the like, this is called the body-foundation-of-mindfulness; and it is further said: if one contemplates the feeling present within this, capable of drawing forth pure craving and also capable of bringing it to rest, this is called the feeling-foundation-of-mindfulness; and it is further said: if one contemplates the mind free of harmful intent, showing compassion toward all beings everywhere, this is called the mind-foundation-of-mindfulness; and it is further said: if one contemplates the cutting-off of craving, hatred, and delusion, being freed from defilement, giving rise to clear knowledge, and the exhaustion of every suffering, this is called the dharma-foundation-of-mindfulness. One asks: though this one sūtra does state that the contemplation of impurity spans all four foundations of mindfulness, countless sūtras state that mindfulness of breathing spans all four foundations of mindfulness, while the contemplation of impurity is not so described — what is the intended meaning of this? The answer: it is because mindfulness of breathing's own basis is thoroughly habituated, firm, and reliable — even should one lose mindfulness and affliction manifest before one, one can swiftly rely upon it to subdue every affliction and give rise to the four foundations of mindfulness, just as a person, terrified of a bandit, swiftly flees back to the safety of a city — since the great elements' own characteristic is fixed and determinate. The contemplation of impurity, by contrast, is not thoroughly habituated in this way, its own nature not firm and reliable, and there may be times when, having lost mindfulness, affliction manifests before one and one is unable to rely upon it to swiftly subdue affliction and give rise to the four foundations of mindfulness, since the characteristic of derived form is not fixed — and it is for this reason that countless sūtras state that mindfulness of breathing spans all four foundations of mindfulness, while the contemplation of impurity is not so described. Further, mindfulness of breathing augments the very perception of emptiness, which is the very root of insight, and it is for this reason that it can swiftly give rise to the four foundations of mindfulness, and it is for this reason that this is singled out for mention. The contemplation of impurity, by contrast, augments the perception of a sentient being, as it is said: are these bones a woman's or a man's? — this itself obstructing the perception of emptiness — and it is unable to swiftly give rise to the four foundations of mindfulness, and it is for this reason that this is not mentioned. Further, mindfulness of breathing's own object is near at hand, without manifold characteristics, without any fixed sequence, arising spontaneously without dependence on any notion of a sentient being — and it is for this reason that it can swiftly give rise to the four foundations of mindfulness, and it is for this reason that this is singled out for mention. The contemplation of impurity is exactly the opposite of this, and it is for this reason that this is not mentioned. Further, mindfulness of breathing arises only within the inner path, not shared with outside religious teachers, and it is for this reason that it can swiftly give rise to the four foundations of mindfulness, and it is for this reason that this is singled out for mention. The contemplation of impurity, by contrast, is also cultivated by outside religious teachers, and is unable to swiftly give rise to the four foundations of mindfulness, and it is for this reason that this is not mentioned. This mindfulness of breathing is, with respect to knowledge, solely worldly-conventional knowledge; with respect to concentration, it is not concentration itself; with respect to the faculties it is co-existent with, it is solely the equanimity faculty; with respect to associated time-periods, it spans all three time-periods; with respect to its object's time-period, it takes the past as object when taking the past, the present as object when taking the present, and the future as object when taking the future if the dharma has not yet arisen, or all three time-periods as object if the dharma has already arisen; with respect to wholesome, unwholesome, or undefined, it is solely wholesome; with respect to the object it takes as wholesome, unwholesome, or undefined, it takes only the undefined as its object; with respect to being bound or unbound, it is bound to the desire and form realms; with respect to the object it takes as bound or unbound, it takes only what is bound to the desire and form realms as its object; with respect to belonging to a learner, one beyond training, or neither, it is solely neither a learner's nor one beyond training's; with respect to the object it takes as belonging to a learner, one beyond training, or neither, it takes only what belongs to neither as its object; with respect to being abandoned by seeing, cultivation, or not abandoned at all, it is solely abandoned by cultivation;
The observation that contemplating impurity risks reinforcing the perception of a sentient being — since a decaying corpse is still identified as “a woman's body” or “a man's body” — while breath's own object is a bare physical process with no such personal identity attached, is a genuinely sharp piece of meditative psychology: two techniques can share the identical stated goal of undermining self-view, yet one may subtly work against its own purpose by keeping the practitioner's attention fixed on exactly the kind of personal, gendered identity the practice is meant to dissolve.
8. Six Causes of Mindfulness of Breathing, Beginning With Counting
Having placed mindfulness of breathing precisely within the treatise's own classificatory apparatus — bound to the desire and form realms, wholesome, taking the undefined as its object, abandoned only by cultivation — the treatise introduces its own famous sixfold structure: counting, following, fixing, contemplating, turning, and purifying. Counting itself divides into five kinds — full, diminished, increased, disordered, and pure — with a final practical question settled: one always counts the in-breath before the out-breath, since breath enters at birth and exits at death, and counting in this order keeps the mind free of any inverted view about that very sequence.
緣見所斷修所斷不斷者唯緣修所斷。緣名緣義者唯緣義。緣自相續他相續非相續者唯緣自相續。復次此持息念由六因故應知其相。一數二隨三止四觀五轉六淨。數有五種。一滿數二減數三增數四亂數五淨數。滿數者。謂從一數至十。減數者。謂於二等數為一等。增數者謂於一等數為二等。亂數者。謂數過十。有餘師說。於入謂出於出謂入名為亂數。復有說者。數無次第故名亂數。淨數者。於五入息數為五入。於五出息數為五出。問為先數入息為先數出息耶。
with respect to the object it takes as abandoned by seeing, cultivation, or not at all, it takes only what is abandoned by cultivation as its object; with respect to taking an object by name or by meaning, it takes only by meaning; with respect to taking an object belonging to its own continuum, another's continuum, or no continuum at all, it takes only its own continuum as its object. Further, this mindfulness of breathing should be understood through six causes: first, counting; second, following; third, fixing; fourth, contemplating; fifth, turning; sixth, purifying. Counting is of five kinds: full counting, diminished counting, increased counting, disordered counting, and pure counting. "Full counting" means counting from one up to ten. "Diminished counting" means counting what should be two as though it were one. "Increased counting" means counting what should be one as though it were two. "Disordered counting" means counting past ten. There are yet other masters who say: mistaking an in-breath for an out-breath, or an out-breath for an in-breath, is called "disordered counting." There are yet others who say: counting without any fixed sequence at all is called "disordered counting." "Pure counting" means counting five in-breaths as five in-breaths, and five out-breaths as five out-breaths. One asks: should one count the in-breath first, or the out-breath first?
答先數入息。後數出息。以生時息入死時息出故。又如是觀身心安隱非顛倒故。又如是觀顯於生死先入後出非顛倒故。隨者繫心隨息從外入內。謂從口鼻流至咽喉。復從咽喉流至心胸。復從心胸流至臍輪。如是展轉乃至足指心皆隨逐心復隨息從內出外。半麻一麻。
The answer: one counts the in-breath first, and the out-breath afterward, since, at the moment of birth, breath enters, while, at the moment of death, breath exits. Further, contemplating in this way keeps body and mind at ease and free of any inverted view; further, contemplating in this way reveals that, in the process of birth and death, breath enters first and exits afterward, free of any inverted view. "Following" means binding the mind to follow the breath from outside inward — that is, from the mouth and nose flowing to the throat, then from the throat flowing to the heart and chest, then from the heart and chest flowing to the navel-wheel, and so on in succession, all the way to the very toes, the mind following it throughout; the mind then follows the breath from inside outward — half a sesame-seed's length, a whole sesame-seed's length,
Tying the very order of counting — in-breath before out-breath — to the deeper truth about birth and death's own actual sequence shows this treatise treating even the most basic, mechanical first step of a meditation technique as already doctrinally loaded: a practitioner who counts breaths in the correct order is not merely following an arbitrary convention, but quietly rehearsing, breath by breath, the same truth about how life itself begins and ends that the rest of Buddhist teaching will spend much greater effort establishing.
9. Following the Breath From the Nose to the Navel and Back
“Following” refines counting into sustained attention, tracking the breath's own path in exquisite anatomical detail — inward from mouth and nose through throat, chest, and navel-wheel down to the very toes, then outward again — measured, with startling precision, in units from half a sesame-seed's length up through half a fathom and beyond, according to each practitioner's own capacity. “Fixing” then settles the mind at wherever the breath currently rests, one master comparing this sustained attention to a thread running through an entire string of pearls, before “contemplating” adds a further layer: closely observing the breath at each of these same stations, then reflecting that within this very mass of moving air lie the four great elements themselves, the very foundation from which all derived form, and ultimately the whole of embodied experience, arises.
半麥一麥。半指節一指節。半指一指。半搩手一搩手。半肘一肘。
half a barley-grain's length, a whole barley-grain's length, half a finger-joint's length, a whole finger-joint's length, half a finger's length, a whole finger's length, half a hand-span's length, a whole hand-span's length, half a cubit's length, a whole cubit's length,
半尋一尋。乃至廣說。隨根勢力。息去近遠心皆隨逐。止者。謂觀息風初住口鼻。次住咽喉。次住心胸次住臍輪。展轉乃至後住足指。隨息所止心住觀之。有說。止者。住心觀息遍住身中如珠中縷。觀者。謂此息風若至口鼻能審觀察。若至咽喉亦審觀察。如是展轉乃至足指亦審觀察。觀息風已。復作是念。此風聚中有四大種。此四大種生諸造色。此所造色是心心所所依止處。如是行者。
half a fathom's length, a whole fathom's length, and so on, as elaborated at length, according to the strength of one's own faculties, the breath traveling near or far, the mind following it throughout. "Fixing" means observing the breath-wind first resting in the mouth and nose, next resting in the throat, next resting in the heart and chest, next resting in the navel-wheel, and so on in succession, all the way to finally resting in the toes, the mind abiding and contemplating it wherever the breath comes to rest. Some say: "fixing" means the mind abiding, contemplating the breath as pervading the entire body, like a thread running through a string of pearls. "Contemplating" means that, if this breath-wind reaches the mouth and nose, one is able to closely observe and contemplate it there; if it reaches the throat, one likewise closely observes and contemplates it there; and so on in succession, all the way to the toes, where one likewise closely observes and contemplates it. Having contemplated the breath-wind in this way, one then further reflects: within this mass of wind there are the four great elements; these four great elements give rise to every derived form; this derived form is precisely the very support upon which mind and its mental factors depend — a practitioner proceeding in this way,
The startlingly precise units of measurement offered here — half a sesame-seed, a whole barley-grain, half a finger-joint, all the way up to a fathom — reveal something genuinely important about how concretely this tradition wanted a practitioner to track the breath's own physical journey: this is not a vague, impressionistic sense of “breath moving through the body” but an exercise meant to be followed with something close to anatomical precision, treating the meditator's own attention as a instrument capable of resolving distinctions as fine as half a sesame-seed's width.
10. From a Single Breath to Every Aggregate of Clinging
“Contemplating” completes its own arc: starting from the breath alone, a practitioner gradually comes to contemplate all five aggregates of clinging in succession. “Turning” then pivots the entire practice outward, from breath-contemplation into the four foundations of mindfulness proper; and “purifying” carries this all the way from the very first aids to penetration through to the stage beyond training itself — each of the six stages, the treatise notes, accomplishing exactly two distinct tasks at once, counting both counting itself and relinquishing craving, following both tracking the breath and relinquishing worldly attachment, all the way to purifying both realizing the noble truths and entering the noble path.
觀息為先展轉遍能觀五取蘊。轉者。轉此入出息觀起身念住。展轉乃至起法念住。淨者從煖乃至無學。有說。四種順決擇分亦是轉攝。淨謂始從苦法智忍乃至無學。有說。從四念住位乃至金剛喻定皆是轉攝。有煩惱故未名為淨。盡智起後方名為淨。復次此中數作二事。一能數入出息。二能捨耽嗜。依尋隨作二事。一能隨入出息。二能捨出離。依尋止作二事。一能止住息。二能住等持。觀作二事。一能觀入出息。二能取心心所法相無所遺漏。轉作二事。一能轉息觀。二能入諦觀。有說。轉作二事。一能捨異生性。二能得聖性。有說。轉作二事。一能捨煩惱。二能淨智見。淨作二事。一能觀聖諦。二能入聖道。有說。淨作二事。一能捨煩惱。二能淨智見。有說。淨作二事。一能證有餘依涅槃界。二能證無餘依涅槃界。有餘師說。淨作二事。一能證現法樂住。二能證二涅槃界。問此六息念。幾是奢摩他品。幾是毘鉢舍那品耶。有作是說。前三是奢摩他品。後三是毘鉢舍那品。復有說者。前三是毘鉢舍那品。後三是奢摩他品。如是說者。此不決定。或有一切皆是奢摩他品。或有一切皆是毘鉢舍那品。
taking the breath as his starting point, gradually comes to be able to contemplate all five aggregates of clinging in succession. "Turning" means turning from this contemplation of in-and-out breath to give rise to the body-foundation-of-mindfulness, proceeding onward in succession, all the way to giving rise to the dharma-foundation-of-mindfulness. "Purifying" spans from heat all the way to the stage beyond training. Some say: the four aids to penetration are likewise subsumed within "turning"; "purifying" begins from the forbearance for the dharma-knowledge of suffering, all the way to the stage beyond training — since affliction is still present, this is not yet called "purified"; only once the knowledge of exhaustion arises is it then called "purified." There are yet others who say: from the stage of the four foundations of mindfulness all the way to the vajropama-samādhi, all of this is subsumed within "turning" — since affliction is still present, this is not yet called "purified"; only once the knowledge of exhaustion arises is it then called "purified." Further, within this scheme, "counting" accomplishes two tasks: first, being able to count the in-breath and out-breath; second, being able to relinquish craving and attachment. Relying on "following," one accomplishes two tasks: first, being able to follow the in-breath and out-breath; second, being able to relinquish ordinary going-forth in favor of true renunciation. Relying on "fixing," one accomplishes two tasks: first, being able to fix and settle the breath; second, being able to abide in concentrated absorption. "Contemplating" accomplishes two tasks: first, being able to contemplate the in-breath and out-breath; second, being able to grasp the characteristics of mind and its mental factors without any omission. "Turning" accomplishes two tasks: first, being able to turn from the contemplation of breath; second, being able to enter the contemplation of the truths. Some say: "turning" accomplishes two tasks: first, being able to relinquish the nature of an ordinary being; second, being able to attain noble nature. Some say: "turning" accomplishes two tasks: first, being able to relinquish affliction; second, being able to purify wisdom and vision. "Purifying" accomplishes two tasks: first, being able to contemplate the noble truths; second, being able to enter the noble path. Some say: "purifying" accomplishes two tasks: first, being able to relinquish affliction; second, being able to purify wisdom and vision. There are yet others who say: "purifying" accomplishes two tasks: first, being able to realize the nirvāṇa-realm with residue remaining; second, being able to realize the nirvāṇa-realm without residue remaining. There are yet other masters who say: "purifying" accomplishes two tasks: first, being able to realize dwelling in present bliss; second, being able to realize both nirvāṇa-realms. One asks: of these six kinds of mindfulness of breathing, how many belong to the category of calm-abiding, and how many to the category of insight? Some say: the first three belong to calm-abiding, the latter three to insight. There are yet others who say: the first three belong to insight, the latter three to calm-abiding. As these various sayings show, this matter is not fixed — some hold all six belong entirely to calm-abiding, some hold all six belong entirely to insight.
Assigning every single one of the six stages exactly two simultaneous tasks — a concrete, mechanical accomplishment paired with a deeper, liberating one — reveals this whole sixfold scheme's own underlying design principle: mindfulness of breathing is never treated as merely a calming or concentrative technique valuable only for its immediate physiological effects, but as a structure whose every single step, however mundane-sounding (mere counting, mere following), is simultaneously doing genuine liberating work toward the ultimate goal of relinquishing craving and affliction altogether.
11. Full or Not Full? A Verse and Its Many Readings
A canonical verse praising one who cultivates mindfulness of breathing “to its fullness,” shining forth like the sun emerging from clouds, prompts a genuinely open debate over exactly who qualifies as “full” — the Buddha alone, or the Buddha together with the pratyekabuddha, or every being beyond training across all three vehicles, or simply every noble one regardless of vehicle, with the treatise ultimately settling that fullness belongs to whoever possesses all six of the causes just described, regardless of which specific title they otherwise hold.
如薄伽梵於契經中為所化生說伽他曰。
Just as the Bhagavān, within a sūtra, spoke a verse for the sake of those he was teaching:
善修息念滿 漸習隨佛教彼能明照世 如日出重雲問此頌中。說息念滿者誰名為滿。誰不滿耶。有作是說。佛名為滿。獨覺聲聞俱名不滿。有餘師說。佛及獨覺俱名為滿聲聞不滿。
"Skillfully cultivating mindfulness of breathing to its fullness, gradually training in accordance with the Buddha's own teaching, one is able to illuminate the world with brilliant clarity, just as the sun emerges from a bank of heavy clouds." One asks: in this verse, as for "mindfulness of breathing brought to its fullness" — who, exactly, is called "full," and who "not full"? Some say: only the Buddha is called "full"; both the pratyekabuddha and the śrāvaka are called "not full." There are yet other masters who say: both the Buddha and the pratyekabuddha are called "full"; the śrāvaka is "not full."
或有說者。聲聞乘中到彼岸者亦名為滿。諸餘聲聞名為不滿。復有說者。三乘無學皆名為滿。學名不滿。或復有說。聖者名滿。異生不滿。如是說者。諸有具上所說六因。說名為滿。若不具者名為不滿。
There are yet others who say: even within the śrāvaka vehicle, one who has reached the far shore is also called "full"; every other śrāvaka is called "not full." There are yet others who say: those beyond training within all three vehicles are all called "full"; those still in training are called "not full." There are yet others who say: noble ones are called "full"; ordinary beings are called "not full." As these various sayings show, whoever fully possesses the six causes stated above is called "full"; whoever does not fully possess them is called "not full."
Resolving this debate by pointing back to the six-cause structure itself — full possession of counting, following, fixing, contemplating, turning, and purifying earns the name “full,” regardless of formal vehicle or attainment-level — is a quietly democratizing move: rather than reserving “fullness” for an elite, fixed category of being (only Buddhas, only those beyond training), the treatise makes it a function of actual practice completeness, in principle attainable by anyone who has genuinely mastered all six stages, whatever their formal status.
12. Why Did the Buddha Seclude Himself for Two Whole Months?
A genuinely tender narrative interlude recounts the Buddha's own two-month meditative seclusion, prompting an extraordinary cascade of proposed reasons — teaching a secret Dharma to the gods, correcting negligent monks, showing compassion for future generations who would take heart from his example, forestalling outside teachers' slander that he loved crowds and chatter, sustaining the very tree of enlightenment's own qualities the way a planted tree still needs ongoing care, and demonstrating that even after aeons of accomplishment he still held his own realization in the same deep reverence as the moment he first attained it.
如契經說佛告苾芻。吾欲兩月宴坐。汝等不須參問。唯除送食布灑他時。於是世尊入室宴坐問世尊何故久宴坐耶。答去來諸佛過殑伽沙法爾皆應如是宴坐。尊者世友作如是言。欲為諸天說密法故。有說。為斷慢緩苾芻放逸心故。有說為觀病苾芻故。有說。欲為他界有情說妙法故。有說。為策退杜多行諸苾芻故。有說。哀愍未來所化諸有情故。謂未來世所化有情聞是事已作如是念。如來猶故多時宴坐。我輩寧得不宴坐耶。有說。為遮外道謗故。謂諸外道毀謗佛言。此喬答摩。好處闠閙愛多言論捨離閑居寂靜之樂。為止此等種種謗故多時宴坐。有說。任持菩提分法功德樹故。如種樹已須更修治。菩提分樹亦復如是雖已圓滿仍須經久宴坐任持。有說。為受妙法樂故。有說。為觀所證微妙諸佛法故。有說。任持難行苦行所勞身故。有說。欲現雖久證得無上菩提而深敬重猶如今時初證得故。
As the sūtra states: the Buddha told the monks: I wish to sit in meditative seclusion for two months — you need not come to inquire after me, except to bring food or to attend the recitation of the precepts. Thereupon the World-Honored One entered his own chamber and sat in meditative seclusion. One asks: why did the World-Honored One remain in seclusion for so long? The answer: every Buddha, past and future, more numerous than the sands of the Ganges, has, by the very nature of things, always done exactly the same. The Venerable Vasumitra stated as follows: it was in order to teach the gods a certain secret Dharma. Some say: it was in order to cut off the laxity and negligence of indolent monks. Some say: it was in order to observe the monks who were ill. Some say: it was in order to teach the wondrous Dharma to sentient beings of another realm. Some say: it was in order to spur on monks who had grown weary of ascetic practice and had become negligent. Some say: it was out of compassion for the sentient beings he would teach in the future — that is, sentient beings of a future age, upon hearing of this very event, would reflect: if the Tathāgata himself still sits in such prolonged seclusion, how much more should we ourselves do the same? Some say: it was in order to forestall the slander of outside religious teachers — that is, various outside teachers slandered the Buddha, saying: this Gautama delights in busy, crowded places, loving much talk and discourse, forsaking the bliss of quiet solitude and stillness — and it was in order to put an end to this and every similar slander that he remained in seclusion for so long. Some say: it was in order to sustain the very tree of the qualities that are limbs of enlightenment — just as, once a tree has been planted, it still requires ongoing care and cultivation, so too does the tree of the limbs of enlightenment, though already brought to full completion, still require a long period of seclusion to sustain and uphold it. Some say: it was in order to receive the bliss of the wondrous Dharma. Some say: it was in order to contemplate the wondrous dharmas he himself had already realized. Some say: it was in order to sustain the body that had labored through such difficult ascetic practice. Some say: it was in order to demonstrate that, though he had long ago already attained unsurpassed enlightenment, he still held it in the very same deep reverence as at the moment he first realized it.
大德說曰。由二因緣如來經於兩月宴坐。一者自受大法樂故。二者哀慜諸有情故。脇尊者言。為他於法生渴仰故。如彼經說。過二月已。爾時世尊。從宴坐起出到逈處敷座而坐現如是相。令諸苾芻來詣佛所。問世尊。爾時現何等相。有作是說令地微動。有餘師說。
The Great Virtuous One stated: it was owing to two causes and conditions that the Tathāgata remained in seclusion for two months — first, in order to himself receive the bliss of the great Dharma; second, out of compassion for sentient beings. The Venerable Pārśva states: it was in order to arouse in others a thirst and yearning for the Dharma — as that same sūtra states: once the two months had passed, the World-Honored One then arose from his seclusion, went out to an open place, spread out his seat, and sat down, manifesting a certain sign, so as to cause the monks to come to where the Buddha was. One asks: what sign did the World-Honored One manifest at that time? Some say: he caused the earth to tremble slightly. There are yet other masters who say:
The sheer proliferation of proposed reasons for a single historical episode — a dozen or more, offered without any attempt to declare one correct — treats the Buddha's own biography with the identical interpretive generosity this treatise extends to ambiguous scriptural passages elsewhere: rather than searching for the one true motive behind his seclusion, the compilers seem content to let every plausible, spiritually resonant explanation stand together, each illuminating a different facet of why even a fully awakened being might still choose two months of silence.
13. The Sign That Called the Monks Back, and Why Breathing Alone Was Named
Emerging from his seclusion, the Buddha manifests some unspecified sign — an earth tremor, radiant light, a Brahma-voice, or phantom attendant monks, each proposed in turn — drawing the ashamed monks back to his side, whereupon he instructs them to tell any questioning outsider that he spent his seclusion specifically in mindfulness of breathing. The treatise explains this deliberate naming, despite outside teachers not even knowing the term, as a device for drawing curious seekers toward the Buddha's own teaching and for steadying newly-ordained monks tempted to defect — and, further, because mindfulness of breathing, though only one among every dhyāna and attainment the Buddha actually practiced during those two months, stands as the very foremost among them, every other attainment merely its accompanying retinue.
放勝光明。或有說者。出梵音聲。復有說者。化作苾芻前後圍繞問訊恭侍。時諸苾芻見已知佛從宴坐起深心慚愧。我等何為不早詣佛。便相告命共往佛所。到已頂禮世尊雙足問訊起居退坐一面。世尊告曰。若有外道來問汝言。汝等大師二月宴坐入何等定。應答彼言入持息念。問諸外道輩尚不知有持息念名況知自性。世尊何故作是說耶。答為欲引攝諸外道等所化有情入佛法故。謂有外道及信彼法所化有情。聞佛世尊二月宴坐入持息念生希有心。來詣佛所。佛為說法彼信奉行。復次為欲守護新學苾芻令於佛法不背捨故。謂有苾芻初入佛法學持息念心不敬重欲歸外道更求異法。因佛此言諸外道輩來詣佛所恭敬受法。是諸苾芻心便不退。問佛宴坐時遍入一切靜慮解脫等持等至。何故但說入持息念。答雖入一切靜慮解脫等持等至而持息念是彼上首是故偏說。復次靜慮解脫等持等至皆是息念前後眷屬是故世尊說持息念。
he emitted a supreme radiant light. There are yet others who say: he uttered a Brahma-voice. There are yet others who say: he manifested transformed monks surrounding him on every side, paying their respects and attending upon him. At that time, the monks, seeing this, recognized that the Buddha had arisen from his seclusion, and, deeply ashamed, thought: why did we not come to the Buddha sooner? — and so they informed one another, and together went to where the Buddha was. Having arrived, they bowed at the World-Honored One's own feet, inquired after his well-being, and withdrew to sit to one side. The World-Honored One then told them: should any outside religious teacher come and ask you, "into what concentration did your own great teacher enter during his two months of seclusion?" — you should answer them: he entered mindfulness of breathing. One asks: the various outside teachers do not even know the very name "mindfulness of breathing," let alone its own substance — why, then, did the World-Honored One speak in this way? The answer: it was in order to draw in and gather those outside teachers, and the sentient beings taught by their own teaching, into the Buddha's own Dharma — that is, there were outside teachers, and sentient beings taught by the doctrines those teachers held, who, upon hearing that the World-Honored One had entered mindfulness of breathing during his own two months of seclusion, gave rise to a mind of wonder, and came to where the Buddha was; the Buddha then taught them the Dharma, and they, trusting it, took it up and practiced it accordingly. Further, it was in order to protect newly ordained monks, so that they would not turn their backs on the Buddha's own teaching — that is, there were monks who, having only just entered the Buddha's own teaching and begun to study mindfulness of breathing, did not yet hold it in proper reverence, and wished to return to outside teachings, seeking some other doctrine instead; but, on account of the Buddha's own words here, when those outside teachers then came to where the Buddha was, showing reverence and receiving the Dharma, these very monks' own minds were thereby kept from retrogressing. One asks: at the time of his own seclusion, the Buddha entered every dhyāna, every liberation, every concentrated absorption, and every attainment alike — why, then, does the sūtra speak only of his entering mindfulness of breathing? The answer: although he did indeed enter every dhyāna, liberation, concentrated absorption, and attainment alike, mindfulness of breathing is the very foremost among them, and it is for this reason that this alone is singled out for mention. Further, every dhyāna, liberation, concentrated absorption, and attainment is itself an accompanying member, preceding or following mindfulness of breathing, and it is for this reason that the World-Honored One speaks specifically of mindfulness of breathing.
Naming mindfulness of breathing specifically as a strategic device to draw in curious outsiders and steady wavering new monks reveals the Buddha's own teaching, even in this quiet biographical episode, as never merely reactive or incidental — every word he speaks, including which single meditative attainment he chooses to mention by name out of dozens he actually practiced, is treated as a deliberate, calculated act of skillful means aimed at specific psychological effects on specific listeners.
14. Short Breath First, Long Breath After: The Buddha's Own First-Person Account
The Buddha's own celebrated first-person description of breath-meditation unfolds in careful stages — mindful of breath in general, then specifically of short breath, then long breath, then breath pervading the entire body, then finally stilling the body's own activity altogether. The treatise settles that short breath always precedes long breath, illustrated by the Bodhisattva's own experience: breathing swift and rapid like a person hauling a heavy load over treacherous terrain, only settling into calm, steady breath once level ground, and deep concentration, has been reached — and maps each stage of this sequence onto a specific dhyāna, from the desire realm's own general mindfulness through the fourth dhyāna's own complete stilling of bodily activity.
如契經說佛告苾芻。我已念入出息了知我已念入出息。我已念短入出息了知我已念短入出息。我已念長入出息了知我已念長入出息。
As the sūtra states: the Buddha told the monks: I have been mindful of my own in-and-out breath, and I know that I have been mindful of my own in-and-out breath. I have been mindful of my own short in-and-out breath, and I know that I have been mindful of my own short in-and-out breath. I have been mindful of my own long in-and-out breath, and I know that I have been mindful of my own long in-and-out breath.
我已覺遍身入出息了知我已覺遍身入出息。我已止身行入出息了知我已止身行入出息。問入出息。為先短後長為先長後短耶。答先短後長。云何知然。如施設論說。菩薩初入定時其息速疾。久入定已息便安住。如人擔重經嶮難處其息速疾。後至平道息便安住。故入出息先短後長。問此觀息風從鼻而入還從鼻出。何故乃說我覺遍身入出息耶。答息念未成觀入出息從鼻入出。息念成已觀身毛孔猶如藕根息風周遍於中入出。問若爾何故非出定耶。答意樂加行俱未息故。如菩薩時雖作此觀而不出定。亦以意樂加行未息故無有過。尊者世友作如是說。如觀一切大種造色所合成身。皆是無常苦空無我。如病如癰如箭不淨以不捨離。緣息風覺不名出定此亦應爾。止身行者。謂令息風漸漸微細乃至不生。應知此中念入出息者是總。
I have been aware of my own in-and-out breath pervading my whole body, and I know that I have been aware of my own in-and-out breath pervading my whole body. I have stilled the bodily activity of my own in-and-out breath, and I know that I have stilled the bodily activity of my own in-and-out breath. One asks: with respect to in-and-out breath, is the short breath experienced first, or the long breath first? The answer: the short breath is experienced first, the long breath afterward. How is this known to be so? As the Prajñaptiśāstra states: when the Bodhisattva first entered concentration, his own breath was swift and rapid; only once he had dwelt long in that concentration did his breath become calm and settled — just as a person carrying a heavy load along a treacherous path breathes swiftly and rapidly, but, upon later reaching level ground, breathes calmly and steadily — and it is for this reason that in-and-out breath is short at first, and long afterward. One asks: this contemplation observes the breath-wind entering through the nose and exiting again through the nose — why, then, does the sūtra speak of being aware of the breath pervading the whole body? The answer: before mindfulness of breathing has been perfected, one contemplates the breath entering and exiting through the nose alone; once mindfulness of breathing has been perfected, one contemplates the breath permeating the body's own pores, exactly like the fibers running through a lotus root, the breath-wind pervading and moving through them everywhere. One asks: if that is so, why does this not then count as having exited concentration? The answer: because both the underlying intention and the preparatory effort involved remain unceased — just as, in the Bodhisattva's own case, though he practiced this very same contemplation, he did not thereby exit concentration, since his own underlying intention and preparatory effort likewise remained unceased, and so no fault follows. The Venerable Vasumitra explained it in this way: just as one contemplates the entire body, composed of the great elements and derived form, as impermanent, suffering, empty, without self, like a sickness, like a boil, like an arrow, and impure, without ever relinquishing this contemplation, so too, taking the breath-wind as one's object of awareness, this should not be called "exiting concentration" — the case here is exactly the same. "Stilling the bodily activity" means causing the breath-wind to become gradually more and more subtle, until it no longer arises at all. It should be understood that, in this passage, "being mindful of in-and-out breath" is the general statement,
念短入出息等是別。復次念入出息者是欲界持息念。念短息者是初靜慮。念長息者是第二靜慮。覺遍身者是第三靜慮。止身行者是第四靜慮。
while "being mindful of short in-and-out breath" and the rest are the specific instances. Further, "being mindful of in-and-out breath" corresponds to the desire realm's own mindfulness of breathing; "being mindful of short breath" corresponds to the first dhyāna; "being mindful of long breath" corresponds to the second dhyāna; "being aware of the breath pervading the whole body" corresponds to the third dhyāna; "stilling the bodily activity" corresponds to the fourth dhyāna.
The startlingly ordinary physical simile grounding this entire progression — a person's breath naturally shortening under a heavy load on a difficult path, then lengthening and calming once the terrain flattens out — lets the treatise ground a subtle meditative claim about deepening concentration in something every reader has already felt in their own body, confirming the sequence not through abstract argument but through an experience of physical effort and relief anyone climbing a difficult trail would immediately recognize.
15. Joy, Bliss, and the Cutting-Off of Every Fetter
The Buddha's own account continues through increasingly refined stages of awareness — joy, then bliss, then mental activity itself, and the stilling of that mental activity — mapped onto the ascending dhyānas, before turning toward insight proper: awareness of mind's own very substance, causing mind to rejoice, to be gathered, and finally to be liberated, followed by contemplation of impermanence, cutting-off, dispassion, and cessation. Vasumitra offers his own precise gloss on these final four contemplations, tying cutting-off to the eight fetters, dispassion specifically to the craving-fetter, and cessation to every fettering dharma whatsoever.
又彼經說。我已覺喜入出息了知我已覺喜入出息。我已覺樂入出息了知我已覺樂入出息。我已覺心行入出息了知我已覺心行入出息。
That same sūtra further states: I have been aware of joy in my own in-and-out breath, and I know that I have been aware of joy in my own in-and-out breath. I have been aware of bliss in my own in-and-out breath, and I know that I have been aware of bliss in my own in-and-out breath. I have been aware of mental activity in my own in-and-out breath, and I know that I have been aware of mental activity in my own in-and-out breath.
我已止心行入出息了知我已止心行入出息。應知此中覺喜者。觀初二靜慮地喜。覺樂者觀第三靜慮地樂。覺心行者觀想及思。止心行者謂令心行漸漸微細乃至不生。又彼經說。我已覺心入出息。了知我已覺心入出息。我已令心歡喜入出息。了知我已令心歡喜入出息。我已令心攝持入出息。了知我已令心攝持入出息。我已令心解脫入出息。了知我已令心解脫入出息。應知此中覺心者。謂觀識體。令心歡喜等者。佛雖不復令心歡喜攝持解脫。然菩薩時有如是事故復重觀又彼經說。我已隨觀無常斷離滅入出息。了知我已隨觀無常斷離滅入出息。尊者世友作如是說。隨觀無常者謂觀息風無常。隨觀斷者觀八結斷。隨觀離者觀愛結斷。隨觀滅者觀結法斷。
I have stilled the mental activity of my own in-and-out breath, and I know that I have stilled the mental activity of my own in-and-out breath. It should be understood that, here, "aware of joy" refers to contemplating the joy belonging to the first and second dhyānas; "aware of bliss" refers to contemplating the bliss belonging to the third dhyāna; "aware of mental activity" refers to contemplating perception and volition; "stilling mental activity" means causing mental activity to become gradually more and more subtle, until it no longer arises at all. That same sūtra further states: I have been aware of mind in my own in-and-out breath, and I know that I have been aware of mind in my own in-and-out breath. I have caused my own mind to rejoice in my in-and-out breath, and I know that I have caused my own mind to rejoice in my in-and-out breath. I have caused my own mind to be gathered and held in my in-and-out breath, and I know that I have caused my own mind to be gathered and held in my in-and-out breath. I have caused my own mind to be liberated in my in-and-out breath, and I know that I have caused my own mind to be liberated in my in-and-out breath. It should be understood that, here, "aware of mind" means contemplating the very substance of consciousness; as for "causing the mind to rejoice" and the rest — although the Buddha himself no longer needs to cause his mind to rejoice, to be gathered, or to be liberated, such things did occur for him during his time as a Bodhisattva, and it is for this reason that he contemplates them once more even now. That same sūtra further states: I have contemplated impermanence, cutting-off, dispassion, and cessation in my own in-and-out breath, and I know that I have contemplated impermanence, cutting-off, dispassion, and cessation in my own in-and-out breath. The Venerable Vasumitra explained it in this way: contemplating impermanence means contemplating the breath-wind's own impermanence; contemplating cutting-off means contemplating the cutting-off of the eight fetters; contemplating dispassion means contemplating the cutting-off of the craving-fetter; contemplating cessation means contemplating the cutting-off of every fettering dharma.
The treatise's careful note that even the fully-awakened Buddha still narrates causing his own mind to “rejoice,” to be “gathered,” and to be “liberated” — activities he himself, as a Buddha, no longer actually needs — precisely because these same activities genuinely occurred during his own bodhisattva path, shows this text treating the Buddha's first-person teaching narrative as a faithful record of his own developmental history, preserved and re-taught even after the underlying need for it has long since passed, rather than edited to reflect only his current, already-perfected state.
16. Four Masters, Four Different Readings of the Same Four Words
Three further masters each offer their own competing gloss on impermanence, cutting-off, dispassion, and cessation — one tying them to the four great elements and the ignorance-fetter, another to the physical body and past-present-future fetters, a third to feeling itself across its pleasant, painful, and neutral varieties — before the Great Virtuous One settles on the broadest reading: contemplating the five aggregates of clinging themselves as impermanent, empty and selfless, suffering, and finally utterly quiescent and no longer operating at all. The Buddha's own account then turns reflective, judging even this deep concentration “still coarse and shallow,” prompting speculation over whether the still deeper concentration he sought was the fourth dhyāna, a formless attainment, or the concentration of cessation itself.
有說。隨觀無常者觀四大種無常。隨觀斷者觀無明結斷。隨觀離者觀愛結斷隨觀滅者觀餘結斷。有說。隨觀無常者觀色身無常隨觀斷者觀過去結斷。隨觀離者觀現在結斷。隨觀滅者觀未來結斷。有說。隨觀無常者觀大種造色等皆是無常。隨觀斷者觀苦受斷。隨觀離者觀樂受斷。隨觀滅者觀不苦不樂受斷。大德說曰。隨觀無常者觀五取蘊無常。隨觀斷者觀五取蘊空無我。隨觀離者觀五取蘊苦。
Some say: contemplating impermanence means contemplating the impermanence of the four great elements; contemplating cutting-off means contemplating the cutting-off of the ignorance-fetter; contemplating dispassion means contemplating the cutting-off of the craving-fetter; contemplating cessation means contemplating the cutting-off of every remaining fetter. Some say: contemplating impermanence means contemplating the impermanence of the physical body; contemplating cutting-off means contemplating the cutting-off of past fetters; contemplating dispassion means contemplating the cutting-off of present fetters; contemplating cessation means contemplating the cutting-off of future fetters. Some say: contemplating impermanence means contemplating the impermanence of the great elements and derived form and the rest; contemplating cutting-off means contemplating the cutting-off of painful feeling; contemplating dispassion means contemplating the cutting-off of pleasant feeling; contemplating cessation means contemplating the cutting-off of neutral feeling. The Great Virtuous One stated: contemplating impermanence means contemplating the impermanence of the five aggregates of clinging; contemplating cutting-off means contemplating the emptiness and selflessness of the five aggregates of clinging; contemplating dispassion means contemplating the suffering of the five aggregates of clinging;
隨觀滅者觀五取蘊不轉寂滅。又彼經說。今我此定猶為麁淺我應更入餘深細定。問此中何者是深細定。有說第四靜慮。有說無色。有說滅定。
contemplating cessation means contemplating the five aggregates of clinging as no longer operating, utterly quiescent. That same sūtra further states: this concentration of mine is still coarse and shallow — I should now enter some further, deeper and subtler concentration. One asks: which concentration, exactly, is this deeper, subtler one referred to here? Some say: the fourth dhyāna. Some say: the formless attainments. Some say: the concentration of cessation.
The Buddha's own judgment that even a concentration this profound remains “coarse and shallow,” inviting three entirely different guesses at what still deeper state he had in mind, closes this whole meditative sequence on a note of genuine open-endedness rather than false resolution: the treatise is content to let its own compilers disagree about the exact identity of the Buddha's next destination, treating the underlying spiritual trajectory — always further, always subtler — as more important than pinning down the precise technical name of its final stage.
17. Three Deities Debate Whether the Buddha Is Dead
A genuinely vivid closing scene has three deities, radiant beyond even the deepest darkness of night, disagree over whether the motionless, breathless Buddha before them is dead, dying, or simply absorbed in supreme concentration — their disagreement traced directly to the sharpness or dullness of their own faculties, the dullest concluding death from stillness alone, the middling noting retained warmth, and the sharpest recognizing, from having witnessed this very state in other Buddhas and noble disciples before, that he will simply emerge again. The fascicle closes with the Buddha's own answer to what constitutes “dwelling as a noble one, a god, Brahmā, a Buddha, a learner, or one beyond training”: in every case, it is mindfulness of breathing itself, its own purity, brightness, and quiescence earning it every one of these six exalted names at once.
又彼經說。時有三天端嚴殊妙過於夜分來至我所。第一天言此已命過。第二天言此當命過。第三天言此非已死亦非當死。然住勝定寂靜如是。問彼是何天寧作異說。答是欲界天根品異故。謂鈍根者作如是念。此大沙門無入出息身不動搖無思作業必已命過。若中根者作如是念。此大沙門猶有煖氣身不爛壞。雖非已死而當命過。若利根者曾見諸佛及聖弟子入如是定。身心不動後時還出故作是言。此非已死乃至廣說。又彼經說佛告苾芻。若有問言。云何聖住。云何天住。云何梵住。云何佛住。云何學住。云何無學住。應正答言。
That same sūtra further states: at that time, there were three deities, of surpassing beauty and radiance greater than the deepest part of the night, who came to where I was. The first deity said: this one has already died. The second deity said: this one is about to die. The third deity said: this one is neither already dead nor about to die, but abides in a supreme concentration, quiescent in just this way. One asks: which particular deities were these, that they should offer such differing accounts? The answer: these were desire-realm deities, differing in the sharpness or dullness of their own faculties — that is, one of dull faculties thought as follows: this great ascetic has no in-and-out breath, his body does not stir at all, giving rise to no action whatsoever — he must already be dead. One of middling faculties thought as follows: this great ascetic still retains bodily warmth, his body has not yet begun to decay — though not yet dead, he is certainly about to die. One of sharp faculties had, in the past, already witnessed various Buddhas and noble disciples entering just such a concentration, their body and mind alike unmoving, only afterward to emerge from it again — and it was for this reason that this deity spoke as he did: this one is neither already dead nor about to die, and so on, as elaborated at length. That same sūtra further states: the Buddha told the monks: should anyone ask, what is meant by dwelling as a noble one, dwelling as a god, dwelling as Brahmā, dwelling as a Buddha, dwelling as a learner, dwelling as one beyond training — you should rightly answer as follows:
謂持息念。所以者何此持息念能令學者證所未證。能令無學者得現法樂住。此持息念不雜煩惱故名聖住。自性光淨故名天住。自性寂靜故名梵住諸佛多住故名佛住。學所得故名為學住。無學得故名無學住學者由此得勝現觀斷除煩惱故名證所未證無學者由此得不動心解脫故名得現法樂住。有說。此持息念。是聖所有能引聖性故名聖住。廣說乃至。是無學所有能引無學性故名無學住。學者由此能證阿羅漢果故名證所未證。無學者由此住四種樂故名得現法樂住。四種樂者。一出家樂。二遠離樂。三寂靜樂。四三菩提樂。問此持息念是非學非無學。何故名為學無學住。答學無學者身中有故。
it is mindfulness of breathing. Why is this? Because this mindfulness of breathing is able to cause learners to realize what they have not yet realized, and is able to cause those beyond training to abide in the bliss of the present dharma. This mindfulness of breathing is not mixed with any affliction, and it is for this reason that it is called "dwelling as a noble one"; its own nature is bright and pure, and it is for this reason that it is called "dwelling as a god"; its own nature is quiescent, and it is for this reason that it is called "dwelling as Brahmā"; every Buddha abides in it for the most part, and it is for this reason that it is called "dwelling as a Buddha"; it is what a learner attains, and it is for this reason that it is called "dwelling as a learner"; it is what one beyond training attains, and it is for this reason that it is called "dwelling as one beyond training." A learner, through this mindfulness of breathing, attains a superior direct realization and cuts off affliction, and it is for this reason that it is called "realizing what has not yet been realized"; one beyond training, through this mindfulness of breathing, attains the unshakable liberation of mind, and it is for this reason that it is called "attaining the bliss of the present dharma." Some say: this mindfulness of breathing belongs to noble ones, being able to draw forth noble nature, and it is for this reason that it is called "dwelling as a noble one" — and so on, at length, up through: it belongs to one beyond training, being able to draw forth the nature of one beyond training, and it is for this reason that it is called "dwelling as one beyond training." A learner, through this, is able to realize the fruit of arhatship, and it is for this reason that it is called "realizing what has not yet been realized"; one beyond training, through this, abides in the four kinds of bliss, and it is for this reason that it is called "attaining the bliss of the present dharma." The four kinds of bliss are: first, the bliss of having gone forth from household life; second, the bliss of seclusion; third, the bliss of quiescence; fourth, the bliss of the threefold enlightenment. One asks: this mindfulness of breathing is itself neither a learner's nor one beyond training's own dharma — why, then, is it called a dwelling of a learner or of one beyond training? The answer: because it is present within the very bodies of learners and of those beyond training.
The three deities' graduated misreadings of the very same motionless, breathless body — mistaking supreme concentration for death, for approaching death, and finally recognizing it correctly only through prior direct experience — offer a genuinely humbling closing image for this entire fascicle on breath and mindfulness: even radiant celestial beings, closer to enlightenment than ordinary humans, can still misjudge the deepest states of realization from mere outward appearance, and only those who have themselves already witnessed such states before can recognize them correctly in another.
Fascicle 26 Complete
This closes fascicle 26 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary — the repeated second title line that follows carries no further content in this fascicle and has simply been omitted. Fascicle 26 opened the investigation into mindfulness of breathing — resolving whether breath depends on body or mind, mapping its own sixfold structure of counting, following, fixing, contemplating, turning, and purifying, and closing with the Buddha's own two-month meditative seclusion and three deities disputing whether his motionless, breathless body was alive. Fascicle 27 continues the same Person Nyāsa.