Fascicle 43 · 阿毘達磨大毘婆沙論卷第四十三 · Complete

Mistaking Calm for Cure

Fascicle 43 continues the Volition Nyāsa, opening with a twelvefold map of scattered versus steady concentration, then distinguishing ignorance from incorrect awareness through a formally structured debate, and arrogance from pride through the Venerable Aniruddha's own solitary boast to Śāriputra. Its longest sustained thread is a detailed anatomy of overreaching pride — the precise mechanism by which a sincere practitioner mistakes the temporary quieting of affliction for genuine, permanent liberation, working systematically through every stage from first seeing the truths to declaring "I shall undergo no further existence." This page carries Ru-Yi's complete translation.

Translator: Ru-Yi Meditation Center Status: fascicle 43 complete, 19 sections Source: Taishō T1545, vol. 27, fascicle 43 Topic: 十二句三摩地 → 無明與不正知 → 憍與慢 → 增上慢 → 卑慢七種慢 (the twelvefold classification of concentration, ignorance versus incorrect awareness, arrogance versus pride, overreaching pride, and the seven kinds of pride), Miscellaneous Aggregates

Translation Method

The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.

Fascicle 43 continues the Volition Nyāsa's second part (思納息第八之二). Terms established in earlier fascicles, such as the forbearance conducive to penetration and the four noble truths, recur here and are not re-explained at each occurrence.

Classical text is set in the left-hand column below, our English in the right.

1. Two Kinds of Concentration, and a Twelvefold Classification

Fascicle 43 opens by continuing directly from the previous fascicle's account of mental scatteredness, distinguishing defiled concentration, which may also be called scatteredness, from undefiled concentration, which never can. The treatise then sets out an ambitious twelvefold classification of concentration, crossing whether it takes a single object or many, a single meditative aspect or many, and whether it is scattered or unscattered — twelve possible combinations in all.

Chinese Source

應知此中有二種三摩地。一染污。二不染污。染污者。名三摩地。

Ru-Yi Translation

One should understand that, within this discussion, there are two kinds of concentration: first, defiled; second, undefiled. The defiled kind is called both concentration and mental scatteredness;

亦名散亂。不染污者。名三摩地。不名散亂。故三摩地有十二句。

the undefiled kind is called concentration, but is never called mental scatteredness. Concentration, accordingly, may be classified through twelve statements.

Reading note — Ru-Yi

Naming defiled concentration by two different words depending on context — sometimes "concentration," sometimes "scatteredness" — while undefiled concentration only ever earns the one name, quietly encodes a value judgment into the very vocabulary available for describing mental states: only concentration untouched by affliction gets to keep its name stable across every description, while defiled concentration's own identity remains permanently unsettled, describable equally as focus or as its own opposite.

2. The First Examples: One Object, One Aspect

The treatise begins working through its twelvefold grid with concrete meditative examples. A practitioner whose contemplation of a corpse's decay is not yet thoroughly ripened finds his mind sliding uncontrollably between livid discoloration, bloating, and scattered bone — a single object, scattered; once ripened, that same sequence of images holds steady — a single object, unscattered. The same pattern repeats for a single meditative aspect, such as contemplating impermanence, and then begins to combine object and aspect together.

Chinese Source

一有三摩地。一所緣是散亂。二有三摩地。一所緣非散亂。三有三摩地。一行相是散亂。四有三摩地。一行相非散亂。五有三摩地。

Ru-Yi Translation

First, there is a concentration whose single object is scattered. Second, there is a concentration whose single object is unscattered. Third, there is a concentration whose single aspect is scattered. Fourth, there is a concentration whose single aspect is unscattered. Fifth, there is

一所緣一行相是散亂。六有三摩地。一所緣一行相非散亂。七有三摩地。多所緣是散亂。八有三摩地。多所緣非散亂。九有三摩地多行相是散亂。十有三摩地。多行相非散亂。十一有三摩地。多所緣多行相是散亂。十二有三摩地。多所緣多行相非散亂。有三摩地一所緣是散亂者。如有一類。隨於一物思惟不淨。修未純熟。復即於此或觀青瘀。或觀膖脹。或觀膿爛。或觀破壞。或觀異赤。或觀被食。或觀分離。或觀白骨。或觀骨鎖。其心散亂流蕩不住。不專一境。由此因緣前定退失。後定不進。有三摩地一所緣非散亂者。如有一類。隨於一物思惟不淨。修已純熟。復即於此或觀青瘀廣說乃至或觀骨鎖。心不散亂。不流不蕩。安住守一。由此因緣前定不失能進後定有三摩地一行相是散亂者。如有一類。思惟非常。修未純熟。復即由此。或觀增減。或觀暫時。或觀轉變。或觀磨滅。其心散亂流蕩不住。不專一境。由此因緣前定退失後定不進。有三摩地一行相非散亂者。如有一類思惟非常。修已純熟。復即由此或觀增減。廣說乃至或觀磨滅。心不散亂不流不蕩安住守一。由此因緣前定不失能進後定有三摩地一所緣一行相是散亂者。如有一類。思惟色非常。修未純熟。復即於此由此或觀增減。廣說乃至或觀磨滅。

a concentration whose single object and single aspect is scattered. Sixth, there is a concentration whose single object and single aspect is unscattered. Seventh, there is a concentration whose many objects are scattered. Eighth, there is a concentration whose many objects are unscattered. Ninth, there is a concentration whose many aspects are scattered. Tenth, there is a concentration whose many aspects are unscattered. Eleventh, there is a concentration whose many objects and many aspects are scattered. Twelfth, there is a concentration whose many objects and many aspects are unscattered. As for a concentration whose single object is scattered: this refers, for instance, to a certain kind of person who, reflecting upon the impurity of a single thing, his cultivation not yet thoroughly ripened, then, with respect to that same thing, contemplates it as livid discoloration, or as bloating, or as festering, or as broken apart, or as marked with strange redness, or as being devoured, or as scattered and separated, or as reduced to white bone, or as a jumbled heap of bones — his mind scattered, drifting, unfixed, lacking singleness of object — and, on account of these causes and conditions, his earlier concentration is lost and his later concentration fails to advance. As for a concentration whose single object is unscattered: this refers to a certain kind of person who, reflecting upon the impurity of a single thing, his cultivation already thoroughly ripened, then, with respect to that same thing, contemplates it, broadly, as livid discoloration all the way through to a jumbled heap of bones — his mind unscattered, not drifting, not unfixed, abiding and holding fast to a single object — and, on account of these causes and conditions, his earlier concentration is not lost, and he is able to advance to a later concentration. As for a concentration whose single aspect is scattered: this refers to a certain kind of person who reflects upon impermanence, his cultivation not yet thoroughly ripened, and who, on this very basis, contemplates now its increase and decrease, now its momentariness, now its alteration, now its wearing away — his mind scattered, drifting, unfixed, lacking singleness of object — and, on account of these causes and conditions, his earlier concentration is lost and his later concentration fails to advance. As for a concentration whose single aspect is unscattered: this refers to a certain kind of person who reflects upon impermanence, his cultivation already thoroughly ripened, and who, on this very basis, contemplates, broadly, its increase and decrease all the way through to its wearing away — his mind unscattered, not drifting, not unfixed, abiding and holding fast to a single object — and, on account of these causes and conditions, his earlier concentration is not lost, and he is able to advance to a later concentration. As for a concentration whose single object and single aspect is scattered: this refers to a certain kind of person who reflects upon the impermanence of material form, his cultivation not yet thoroughly ripened, and who, on this very basis, contemplates now its increase and decrease, broadly, all the way through to its wearing away —

Reading note — Ru-Yi

That the very same sequence of images — livid, bloated, festering, reduced to bone — can count as either "scattered" or "unscattered" concentration depending solely on whether the practitioner's mind holds steady while moving through them is a genuinely subtle point: scatteredness, on this account, was never about which objects a mind visits, but about whether it visits them from a place of settled stability or restless drift.

3. Combining Object and Aspect

The treatise completes its account of the fifth and sixth categories in the twelvefold grid: a practitioner reflecting on the impermanence of material form specifically, rather than impermanence in the abstract, whose mind either scatters across increase, decrease, alteration, and decay, or holds steady through that same sequence once his cultivation has ripened.

Chinese Source

其心散亂流蕩不住。不專一境。由此因緣前定退失後定不進。

Ru-Yi Translation

his mind scattered, drifting, unfixed, lacking singleness of object — and, on account of these causes and conditions, his earlier concentration is lost and his later concentration fails to advance.

有三摩地一所緣一行相非散亂者。如有一類。思惟色非常。修已純熟。復即於此由此或觀增減。廣說乃至或觀磨滅。心不散亂。不流不蕩安住守一。由此因緣前定不失能進後定。

As for a concentration whose single object and single aspect is unscattered: this refers to a certain kind of person who reflects upon the impermanence of material form, his cultivation already thoroughly ripened, and who, on this very basis, contemplates, broadly, its increase and decrease all the way through to its wearing away — his mind unscattered, not drifting, not unfixed, abiding and holding fast to a single object — and, on account of these causes and conditions, his earlier concentration is not lost, and he is able to advance to a later concentration.

Reading note — Ru-Yi

Narrowing from impermanence in general to the impermanence of material form specifically shows the grid's own combinatorial logic in action: each new category isn't a fresh topic, but the same underlying distinction between scattered and settled attention, simply run through an ever-more-specific combination of what is being observed and how.

4. Many Objects: The Four Mindfulness-Foundations in Sequence

The treatise turns to concentration spanning many objects at once, illustrated through the four mindfulness-foundations taken in their canonical order — body, feeling, mind, and dharmas. A practitioner whose cultivation is not yet ripened finds his attention sliding uncontrollably as he moves from one foundation to the next; once ripened, that same progression through all four proceeds with his mind held steady and undistracted throughout.

Chinese Source

有三摩地多所緣是散亂者。如有一類。於身住循身觀。修未純熟。

Ru-Yi Translation

As for a concentration whose many objects are scattered: this refers to a certain kind of person who abides in the mindfulness-foundation of the body, following along in the contemplation of the body, his cultivation not yet thoroughly ripened,

復於受住循受觀。於心住循心觀。於法住循法觀。其心散亂流蕩不住。不專一境。由此因緣前定退失後定不進有三摩地多所緣非散亂者。如有一類。於身住循身觀。修已純熟。復於受住循受觀。乃至於法住循法觀。心不散亂。不流不蕩安住守一。由此因緣前定不失能進後定。

and who then abides in the mindfulness-foundation of feeling, following along in the contemplation of feeling; abides in the mindfulness-foundation of mind, following along in the contemplation of mind; and abides in the mindfulness-foundation of dharmas, following along in the contemplation of dharmas — his mind scattered, drifting, unfixed, lacking singleness of object — and, on account of these causes and conditions, his earlier concentration is lost and his later concentration fails to advance. As for a concentration whose many objects are unscattered: this refers to a certain kind of person who abides in the mindfulness-foundation of the body, following along in the contemplation of the body, his cultivation already thoroughly ripened, and who then abides in the mindfulness-foundation of feeling, following along in the contemplation of feeling, and so on, up through abiding in the mindfulness-foundation of dharmas, following along in the contemplation of dharmas — his mind unscattered, not drifting, not unfixed, abiding and holding fast to a single object — and, on account of these causes and conditions, his earlier concentration is not lost, and he is able to advance to a later concentration.

Reading note — Ru-Yi

Applying the scattered-versus-unscattered distinction to the four mindfulness-foundations themselves — the very backbone of the entire meditative path — makes an important point by implication: even the most canonically central sequence of practices can be performed in either a fragmented or a genuinely integrated way, and simply progressing through the correct list of objects in the correct order guarantees nothing about the quality of attention behind it.

5. Many Aspects: Impermanence, Suffering, Emptiness, No-Self

The treatise applies the same scattered-versus-unscattered distinction to a single object observed through many different meditative aspects in turn — impermanence, suffering, emptiness, and the absence of self, the four aspects traditionally applied to the truth of suffering itself. An unripened practitioner's mind drifts uncontrollably as he shifts between these four ways of seeing the very same thing; a ripened practitioner holds his attention steady throughout.

Chinese Source

有三摩地多行相是散亂者。如有一類。思惟非常。修未純熟。復或觀苦。或觀空。或觀非我。其心散亂流蕩不住。不專一境。由此因緣前定退失後定不進。

Ru-Yi Translation

As for a concentration whose many aspects are scattered: this refers to a certain kind of person who reflects upon impermanence, his cultivation not yet thoroughly ripened, and who then contemplates now suffering, now emptiness, now the absence of self — his mind scattered, drifting, unfixed, lacking singleness of object — and, on account of these causes and conditions, his earlier concentration is lost and his later concentration fails to advance.

有三摩地多行相非散亂者。如有一類。思惟非常。修已純熟。復或觀苦。或觀空或觀非我。心不散亂。不流不蕩安住守一。由此因緣前定不失能進後定。

As for a concentration whose many aspects are unscattered: this refers to a certain kind of person who reflects upon impermanence, his cultivation already thoroughly ripened, and who then contemplates now suffering, now emptiness, now the absence of self — his mind unscattered, not drifting, not unfixed, abiding and holding fast to a single object — and, on account of these causes and conditions, his earlier concentration is not lost, and he is able to advance to a later concentration.

Reading note — Ru-Yi

That the four classic aspects of the truth of suffering — impermanence, suffering, emptiness, no-self — can themselves become an object of scattered, unsettled contemplation is a reminder that even the tradition's own most carefully constructed conceptual tools offer no automatic protection against a wandering mind: correct doctrine still has to be held by a genuinely stable attention, or it becomes just one more thing the mind bounces between.

6. Many Objects, Many Aspects at Once

The twelvefold grid reaches its final and most demanding combination: a practitioner who observes the body as impermanent, feeling as suffering, mind as empty, and dharmas as without self — four different objects, each paired with its own distinct meditative aspect, all within a single stretch of practice. As before, an unripened practitioner's attention scatters across this fourfold complexity, while a ripened practitioner holds it all together without losing his footing.

Chinese Source

有三摩地多所緣多行相是散亂者。如有一類。思惟身是非常。修未純熟復觀受是苦。心是空。法是非我。其心散亂流蕩不住。不專一境。由此因緣前定退失後定不進。

Ru-Yi Translation

As for a concentration whose many objects and many aspects are scattered: this refers to a certain kind of person who reflects that the body is impermanent, his cultivation not yet thoroughly ripened, and who then contemplates feeling as suffering, mind as empty, and dharmas as without self — his mind scattered, drifting, unfixed, lacking singleness of object — and, on account of these causes and conditions, his earlier concentration is lost and his later concentration fails to advance.

有三摩地多所緣多行相非散亂者。如有一類。思惟身是非常。修已純熟。復觀受是苦。心是空。法是非我。心不散亂。不流不蕩安住守一。由此因緣前定不失能進後定。

As for a concentration whose many objects and many aspects are unscattered: this refers to a certain kind of person who reflects that the body is impermanent, his cultivation already thoroughly ripened, and who then contemplates feeling as suffering, mind as empty, and dharmas as without self — his mind unscattered, not drifting, not unfixed, abiding and holding fast to a single object — and, on account of these causes and conditions, his earlier concentration is not lost, and he is able to advance to a later concentration.

Reading note — Ru-Yi

This final, most complex category — four objects and four aspects combined — is where the entire twelvefold framework was heading all along: the earlier, simpler categories were never separate topics so much as scaffolding, each one training the reader to see scatteredness and steadiness as a single continuous variable that can, in principle, apply no matter how many objects or aspects a practitioner's attention must eventually hold together at once.

7. What Is Ignorance? What Is Incorrect Awareness?

A precise psychological distinction opens: is ignorance simply identical to incorrect awareness, since both bear the mark of "failing to know"? The treatise defines ignorance as absence of knowledge with respect to the three realms, broad enough to include even the two kinds of ignorance that take cessation and the path — themselves outside the three realms — as their object, and defines incorrect awareness as wisdom drawn forth by what is contrary to reason.

Chinese Source

云何無明乃至廣說。問何故作此論。答為令疑者得決定故。謂契經說不達不解不了知故。名為無明。不正知亦以不了知為相。或有生疑無明即是不正知性。是則二種體無差別。欲令彼疑得決定故。顯此二種其體各別故作斯論。云何無明。答三界無智。此說應理。謂三界繫無智具攝諸無明故。若作是說不知三界名無明者。則應不攝緣滅道諦二種無明。彼不緣三界故。云何不正知。答非理所引慧。

Ru-Yi Translation

What is ignorance? And so on, at length. One asks: why is this treatise composed? The answer: it is composed in order to bring those in doubt to a settled resolution — that is, scripture states that, on account of failing to penetrate, failing to comprehend, and failing to know, this is called ignorance; incorrect awareness, too, bears the mark of failing to know, and there are those who thereby give rise to the doubt that ignorance is simply identical in substance to incorrect awareness, these two possessing no genuine distinction between them — and it is in order to bring this doubt to a settled resolution, revealing that these two possess genuinely distinct substances, that this treatise is composed. What is ignorance? The answer: absence of knowledge with respect to the three realms — this reading accords with correct principle, since absence of knowledge bound to the three realms fully subsumes every kind of ignorance. Were one instead to say that ignorance is named simply for failing to know the three realms, then this would fail to subsume the two kinds of ignorance that take cessation and the path as their object, since these do not take the three realms as their object at all. What is incorrect awareness? The answer: wisdom drawn forth by what is contrary to reason.

Reading note — Ru-Yi

Insisting that ignorance must be defined broadly enough to include ignorance of cessation and the path, even though neither belongs to the three realms, is a small but telling piece of definitional discipline: a definition of ignorance confined only to what is properly "in" the three realms would perversely have implied that not knowing nirvāṇa itself somehow fails to count as ignorance at all.

8. A Formal Debate: Can Someone Speak Falsely with "Correct" Awareness?

An intricate, formally structured debate unfolds between the proponent of correct principle and the Vibhajyavādin over whether incorrect awareness spans both defiled and undefined minds, or belongs solely to the defiled — turning on a genuinely puzzling edge case: if every deceptive utterance necessarily arises from incorrect awareness, how can scripture also speak of "speaking falsely with correct awareness"? Both sides trade the very same dilemma back and forth, each accusing the other of being forced, on pain of contradiction, either to deny that correct-awareness falsehood ever occurs or to abandon their own definition of incorrect awareness.

Chinese Source

問此中何故問少答多。謂不正知唯染污慧。非理所引慧。通染及不染云何知然。如業蘊說。諸意惡行皆是非理所引意業。有是非理所引意業非意惡行。謂一切有覆無記意業。及一分無覆無記意業。故知非理所引慧名通染不染。答此中非理所引慧者。應知唯攝諸染污慧。所以者何。非理所引略有二種。一者世俗。二者勝義。今說勝義非理所引。故知唯攝諸染污慧。唯染污法名為勝義非理所引。無覆無記但由世俗得彼名故此後應理論者與分別論者。相對問答難通顯不正知。雖是非理所引慧攝。然有正知而妄語義。汝說不正知是非理所引慧耶者。是分別論者問。重定前宗。若不定他宗說他過失則不應理答如是者是應理論者答。謂前所立理無顛倒故言如是。汝何所欲諸有正知而妄語者。彼皆失念不正知故而妄語耶者。亦是分別論者問。舉有妄語復審所宗。答如是者亦是應理論者答。謂彼所說稱可所宗故言如是。又何所欲無有正知而妄語耶者。是分別論者將欲設難反定所宗顯違正理。答不爾者是應理論者。遮彼所問顯理無違。謂雖不正知是非理所引慧。然有正知而妄語義非無此義故言不爾。應聽我說。若言不正知是非理所引慧。諸有正知而妄語。彼皆失念不正知故而妄語者則應說無有正知而妄語。若不說無有正知而妄語者。則不應言不正知是非理所引慧。諸有正知而妄語。彼皆失念不正知故而妄語。作如是說俱不應理者。是分別論者前後兩關翻覆設難。前關顯順宗違理。後關顯順理違宗。二俱不可故總結言作如是說俱不應理。彼難意言。若不正知即是非理所引慧者。諸虛誑語皆是非理所引慧。發此語即從不正知起。應說無有正知妄語。

Ru-Yi Translation

One asks: why does this passage's question narrow while its answer broadens? That is, incorrect awareness is solely a defiled wisdom, yet "wisdom drawn forth by what is contrary to reason" spans both the defiled and the undefiled — how is this known to be so? As the Karma Aggregate states: every mental misdeed is mental karma drawn forth by what is contrary to reason; yet there exists mental karma drawn forth by what is contrary to reason that is not a mental misdeed — namely, every covered-undefined mental karma, and a portion of uncovered-undefined mental karma — and it is thereby known that "wisdom drawn forth by what is contrary to reason" spans both the defiled and the undefiled. The answer: within this passage, "wisdom drawn forth by what is contrary to reason" should be understood to subsume solely defiled wisdom. Why is this so? Being drawn forth by what is contrary to reason is, in brief, of two kinds: first, in the conventional sense; second, in the ultimate sense. This passage speaks of what is contrary to reason in the ultimate sense, and it is thereby known that it subsumes solely defiled wisdom, since it is solely defiled dharmas that are named "contrary to reason" in the ultimate sense — the uncovered-undefined bears this name only in a conventional sense. What follows now is the manner in which the proponent of correct principle debates with the Vibhajyavādin, through question and answer and refutation and reconciliation, to establish at length the nature of incorrect awareness. Though incorrect awareness is indeed subsumed within wisdom drawn forth by what is contrary to reason, there nonetheless exists a sense in which one possesses correct awareness and yet still speaks falsely — "you say that incorrect awareness is subsumed within wisdom drawn forth by what is contrary to reason?" — this is the question posed by the Vibhajyavādin, fixing the opposing tenet with precision, since, without first fixing precisely what a rival school actually holds, to then state that school's own faults would be improper. "The answer: yes" is the reply of the proponent of correct principle, since the tenet just established involves no distortion. "What do you intend — do those who possess correct awareness and yet speak falsely all, in every case, do so because they have lost mindfulness through incorrect awareness?" — this, too, is the Vibhajyavādin's own question, raising the case of false speech in order to press once more upon his own tenet. "The answer: yes" is likewise the reply of the proponent of correct principle, since what has been said accords with the very tenet in question. "And do you further intend that there exists no case of possessing correct awareness and yet speaking falsely?" — this is the Vibhajyavādin, about to mount a challenge, fixing the opposing tenet once more in order to display its contradiction with correct principle. "The answer: no" is the proponent of correct principle, blocking this very question and showing that no contradiction in principle follows — that is, although incorrect awareness is indeed subsumed within wisdom drawn forth by what is contrary to reason, there nonetheless exists a genuine sense in which one possesses correct awareness and yet still speaks falsely, and this meaning is not thereby negated, and it is for this reason that the answer is "no." "Hear now what I have to say: if incorrect awareness is subsumed within wisdom drawn forth by what is contrary to reason, and if all those who possess correct awareness and yet speak falsely do so, in every case, because they have lost mindfulness through incorrect awareness, then it ought to follow that there exists no case of possessing correct awareness and yet speaking falsely; and if you do not hold that there exists no case of possessing correct awareness and yet speaking falsely, then you ought not to say that incorrect awareness is subsumed within wisdom drawn forth by what is contrary to reason, and that all those who possess correct awareness and yet speak falsely do so, in every case, because they have lost mindfulness through incorrect awareness — to maintain both of these together is, in either direction, improper" — this is the Vibhajyavādin, mounting his challenge by turning the two horns of the dilemma back and forth against one another: the first horn shows that the position, in according with its own tenet, contradicts principle; the second horn shows that, in according with principle, it contradicts its own tenet — since neither can be sustained, he concludes by summarizing that to maintain both together is, in either direction, improper. The intended force of this challenge is this: if incorrect awareness is simply identical with wisdom drawn forth by what is contrary to reason, then every deceptive utterance whatsoever is wisdom drawn forth by what is contrary to reason, and, this utterance arising precisely from incorrect awareness, one ought to be forced to say that there exists no case of speaking falsely with correct awareness.

若說非無正知妄語。則不應說此語皆從不正知起故。前違理後復違宗。進退推徵二俱有難。應理論者後通意言。諸虛誑語雖許皆從不正知起。而可說為正知妄語。所以者何。虛誑語者正知彼事而妄說故。謂彼正知所見等事而顛倒說。是故說為正知妄語。復次虛誑語者正知自想而妄說故。謂彼正知見等自想而顛倒說。是故說為正知妄語。復次虛誑語者正知自見而妄說故。謂彼正知見等自見而顛倒說。是故說為正知妄語。復次虛誑語者應正知說而妄說故。謂彼對他王臣等眾應正知說而顛倒說。是故說為正知妄語。故虛誑語雖許皆從不正知起而可說為正知妄語。若此語從不正知起則但名不正知妄語非正知妄語者。此語亦從十大地法等起。亦應名受等妄語非正知妄語。應理論者此後反破分別論者以通前難。三種破中是等彼破。三種破義如前已說。然於受等大地等法。略去初後但舉中間無明。詰彼以通前難應詰彼言。諸無明皆不正知相應耶者是應理論者問。審定他宗若不定他宗說他過失則不應理。答如是者是分別論者答。所問理定故言如是。汝何所欲諸有正知而妄語者皆無明趣無明所纏。失念不正知故而妄語耶者亦是應理論者問。舉有妄語重審彼宗。答如是者亦是分別論者答。謂此所說稱可彼宗故言如是。又何所欲無有正知而妄語耶者是應理論者將欲設難反定彼宗顯違正理。

"And, should one instead maintain that speaking falsely with correct awareness does exist, then one ought no longer to say that every such utterance arises from incorrect awareness" — thus does the position, taken in one direction, contradict correct principle, and, taken in the other direction, contradict its own tenet, a genuine difficulty following in either case. The proponent of correct principle, in reply, offers this reconciling explanation: although it is granted that every deceptive utterance whatsoever does indeed arise from incorrect awareness, it may nonetheless properly be described as speaking falsely with correct awareness. Why is this so? A deceptive utterance is one in which a person, possessing correct awareness of a given matter, nonetheless speaks falsely regarding it — that is, he possesses correct awareness of what he has seen and the rest, and yet distorts it in his speech, and it is for this reason that this is called speaking falsely with correct awareness. Further, a deceptive utterance is one in which a person possesses correct awareness of his own perception, and yet speaks falsely regarding it — that is, he possesses correct awareness of his own perception of seeing and the rest, and yet distorts it in his speech, and it is for this reason that this is called speaking falsely with correct awareness. Further, a deceptive utterance is one in which a person possesses correct awareness of his own view, and yet speaks falsely regarding it — that is, he possesses correct awareness of his own view of seeing and the rest, and yet distorts it in his speech, and it is for this reason that this is called speaking falsely with correct awareness. Further, a deceptive utterance is one in which a person, in circumstances that properly call for correct, forthright speech, nonetheless speaks falsely — that is, when addressing kings, ministers, and the like, in circumstances that properly call for correct, forthright speech, he instead distorts his speech, and it is for this reason that this is called speaking falsely with correct awareness. It is on account of such reasons as these that, although it is granted that every deceptive utterance whatsoever does indeed arise from incorrect awareness, it may nonetheless properly be described as speaking falsely with correct awareness. One asks: if this utterance arises from incorrect awareness, and yet is named only "speaking falsely with incorrect awareness" rather than "speaking falsely with correct awareness," then this same utterance also arises from the ten great-grounds dharmas and the rest — ought it not also, then, to be named "speaking falsely with feeling" and the like, rather than "speaking falsely with correct awareness"? This objection, raised by the proponent of correct principle against the Vibhajyavādin in turn, is meant to answer the earlier challenge by way of reversal. Among the three kinds of refutation, this is a refutation through matching the opponent — the nature of these three kinds of refutation has already been explained above. Yet, with respect to feeling and the other great-grounds dharmas, the treatise abbreviates by omitting the first and last, raising only the middle case of ignorance, in order to press this same challenge and thereby resolve the earlier difficulty — one ought, accordingly, to press the challenge in this way: "are all cases of ignorance associated with incorrect awareness?" — this is the question posed by the proponent of correct principle, fixing the opposing tenet with precision, since, without first fixing precisely what a rival school actually holds, to then state that school's own faults would be improper. "The answer: yes" is the reply of the Vibhajyavādin, since the question posed accords precisely with his own tenet. "What do you intend — do those who possess correct awareness and yet speak falsely all belong to the class of ignorance, entangled by ignorance, having lost mindfulness through incorrect awareness, and thereby speak falsely?" — this, too, is the proponent of correct principle's own question, raising the case of false speech in order to press once more upon the opposing tenet. "The answer: yes" is likewise the reply of the Vibhajyavādin, since what has been said accords with the very tenet in question. "And do you further intend that there exists no case of possessing correct awareness and yet speaking falsely?" — this is the proponent of correct principle,

Reading note — Ru-Yi

The debate's own symmetry is its most striking feature: the proponent of correct principle first absorbs the Vibhajyavādin's challenge and then, almost word for word, turns the identical challenge back against him using ignorance in place of incorrect awareness — a demonstration that the very same logical trap a rival position sets can often be dismantled simply by showing it catches the trap-setter's own view just as thoroughly.

9. The Resolution, and a New Pair: Arrogance and Pride

The debate resolves through a careful distinction: a deceptive utterance can indeed arise from incorrect awareness while still being properly called "speaking falsely with correct awareness," since the speaker possesses accurate awareness of what he actually saw, felt, or believed, and distorts only his outward report of it — awareness of the fact and honesty about the fact are simply two different things. The treatise then opens an entirely new pair of terms: arrogance, the self-indulgent intoxication with one's own qualities that needs no comparison to another at all, and pride, which specifically elevates the self by comparison with someone else.

Chinese Source

答不爾者。是分別論者遮此所問顯理無違。謂諸無明雖皆不正知相應。然有正知而妄語義非無此義故言不爾。應聽我說若言一切無明皆不正知相應。諸有正知而妄語。皆無明趣無明所纏失念不正知故而妄語者。則應說無有正知而妄語。若不說無有正知而妄語者則不應言一切無明皆不正知相應。諸有正知而妄語皆無明趣無明所纏失念不正知故而妄語。作如是說亦俱不應理者。是相應論者前後兩關翻覆設難。前關顯順宗違理。後關顯順理違宗。二俱不可故總結言。作如是說亦俱不應理。此難意言。若諸無明皆不正。知相應者。諸虛誑語皆是失念。不正知發此語即從無明而起。應說無有正知妄語。若說非無正知妄語則不應說此語皆從無明而起。故前違理後復違宗。進退推徵二俱有難分別論者理應通言。諸虛誑語雖許皆從無明而起。然可說為正知妄語。不說彼為無明妄語。應理論者應告彼言。我宗亦爾諸虛誑語雖許皆從不正知起而可說為正知妄語非不正知。故彼非難云何憍。乃至廣說。問何故作此論。答為欲分別契經義故。謂契經說。心憍心慢契經雖作是說而不分別其義。經是此論所依根本。彼不說者今應說之故作斯論。云何憍。答諸憍醉極醉悶極悶心傲逸心自取是謂憍。此中憍等名雖有異而體無別。皆為顯了憍自性故。云何慢。答諸慢已慢當慢心舉恃心自取是謂慢。此中慢等名雖有異而體無別。皆為顯了慢自性故。憍慢何差別。問何故復作此論。答欲令疑者得決定故。謂此二法展轉相似。見多憍者世人共言此是多慢。見多慢者。世人共言此是多憍。為令彼疑得決定故顯憍與慢自性各別故作斯論。憍慢何差別。答若不方他染著自法心傲逸本名憍。若方於他自舉恃相名慢。是謂差別。此中憍者。

Ru-Yi Translation

about to mount a challenge, fixing the opposing tenet once more in order to display its contradiction with correct principle. "The answer: no" is the Vibhajyavādin, blocking this question and showing that no contradiction in principle follows — that is, although every case of ignorance is indeed associated with incorrect awareness, there nonetheless exists a genuine sense in which one possesses correct awareness and yet still speaks falsely, and this meaning is not thereby negated, and it is for this reason that the answer is "no." "Hear now what I have to say: if you maintain that every case of ignorance is associated with incorrect awareness, and that all those who possess correct awareness and yet speak falsely, belonging to the class of ignorance, entangled by ignorance, having lost mindfulness through incorrect awareness, thereby speak falsely, then it ought to follow that there exists no case of possessing correct awareness and yet speaking falsely; and if you do not hold that there exists no case of possessing correct awareness and yet speaking falsely, then you ought not to say that every case of ignorance is associated with incorrect awareness, and that all those who possess correct awareness and yet speak falsely, belonging to the class of ignorance, entangled by ignorance, having lost mindfulness through incorrect awareness, thereby speak falsely — to maintain both of these together is, in either direction, improper" — this is the proponent of correct principle, mounting his own challenge by turning the two horns of the dilemma back and forth against one another: the first horn shows that the position, in according with its own tenet, contradicts principle; the second horn shows that, in according with principle, it contradicts its own tenet — since neither can be sustained, he concludes by summarizing that to maintain both together is, in either direction, improper. The intended force of this challenge is this: if every case of ignorance is simply associated with incorrect awareness, then every deceptive utterance whatsoever is a case of forgotten mindfulness and incorrect awareness, this utterance arising precisely from ignorance, and one ought to be forced to say that there exists no case of speaking falsely with correct awareness — and, should one instead maintain that speaking falsely with correct awareness does exist, then one ought no longer to say that every such utterance arises from ignorance in this way. The Vibhajyavādin, according to what is proper, ought now to offer this same reconciling reply in turn: although it is granted that every deceptive utterance whatsoever does indeed arise from ignorance, it may nonetheless properly be described as speaking falsely with correct awareness, and ought not to be described as speaking falsely with ignorance. The proponent of correct principle ought then to tell him: our own tenet is, in fact, exactly the same — although it is granted that every deceptive utterance whatsoever does indeed arise from incorrect awareness, it may nonetheless properly be described as speaking falsely with correct awareness, not with incorrect awareness — and it is for this reason that his own challenge does not, in fact, hold. What is arrogance? And so on, at length. One asks: why is this treatise composed? The answer: it is composed in order to analyze the meaning of scripture — that is, scripture speaks of a mind's arrogance and a mind's pride, yet, though scripture states this much, it does not analyze its meaning; scripture is the very root this treatise depends upon, and what it leaves unstated, this treatise should now state, and it is for this reason that this treatise is composed. What is arrogance? The answer: whatever mind is intoxicated, greatly intoxicated, stupefied, greatly stupefied, arrogant and self-indulgent, self-aggrandizing — this is called arrogance. The terms "intoxicated" and the rest, though differing in wording, are undivided in substance, all alike serving to make manifest arrogance's own inherent nature. What is pride? The answer: whatever mind has already taken pride, will take pride, or presently takes pride, its own self-elevating, self-aggrandizing nature — this is called pride. The terms "has already taken pride" and the rest, though differing in wording, are undivided in substance, all alike serving to make manifest pride's own inherent nature. What distinction is there between arrogance and pride? One asks: why is this treatise further composed? The answer: it is composed in order to bring those in doubt to a settled resolution — that is, these two dharmas so closely resemble one another that, seeing one of much arrogance, the world commonly says this person has much pride, and, seeing one of much pride, the world commonly says this person has much arrogance; there are those who thereby give rise to the doubt that these two are, in fact, one and the same — and it is in order to bring this doubt to a settled resolution, revealing that these two possess genuinely distinct inherent natures, that this treatise is composed. What distinction is there between arrogance and pride? The answer: that which, without reference to another, becomes attached to and indulgent in one's own qualities, arrogant and self-indulgent by nature, is properly called arrogance; that which, with reference to another, elevates and aggrandizes itself in comparison, is called pride — such, then, is their distinction. Here, arrogance

Reading note — Ru-Yi

Distinguishing arrogance from pride by whether comparison with another person is actually required is a genuinely useful psychological cut: it separates two superficially similar experiences of self-satisfaction that nonetheless have different social triggers and, presumably, different remedies — the intoxicated self-regard of arrogance needs no audience at all, while pride's own self-elevation only makes sense relative to someone it is measured against.

10. Aniruddha's Own Solitary Pride, and Five Wrong Views About What Pride Takes as Its Object

The treatise works out arrogance's precise technical profile against pride, then confronts a genuine puzzle: pride is defined as arising through comparison with another, yet certain kinds of pride — bound to the formless realm, or abandoned by seeing — seem to arise with no such comparison at all. The resolution comes through a memorable scriptural anecdote: the Venerable Aniruddha boasts to Śāriputra of his own surpassing heavenly eye, and Śāriputra bluntly names this pride even though Aniruddha compared himself to no one at all — proving that pride, through the sheer force of habitual repetition, can manifest purely within one's own continuum. The treatise then refutes five separate mistaken views about pride's own object, opening an extended new topic on "overreaching pride," the false conviction of having attained realizations one has not actually reached.

Chinese Source

謂不方他但自染著種姓色力財位智等心傲逸相。此中慢者。謂方於他種姓色力財位智等自舉恃相。問憍以何為自性。有作是說。意為自性。末陀末那聲相近故。有餘師說。愛為自性。此中說染著自法故。復有說者。慢為自性。末陀磨那聲相近故。然依他轉但名為慢。不依他轉說名為慢。亦名為憍。評曰。應作是說。有別心所愛所引起說名為憍。唯在意地。唯修所斷。此憍與慢多種差別。謂慢是煩惱。憍非煩惱。慢是結縛隨眠隨煩惱纏。憍非結縛隨眠及纏但隨煩惱慢通見修所斷。憍唯修所斷。慢非大地等法攝。憍是小煩惱地法攝。然慢與憍俱三界繫。問慢方他起。欲色二界修所斷慢。可方他起外門轉故。無色界慢見所斷慢不方他起內門轉故。云何名慢。答且無色界修所斷慢。雖不方他而住慢相故亦名慢。復次先在下界方他起慢由數習力後生無色彼慢現行。有作是說。雖生無色慢不現行而在下界亦起彼慢。謂二證得無色定者展轉問答所得定相因斯起慢。謂我所得勝於彼定。我能速入彼則不能。我能久住彼則不爾。見所斷慢雖不方他。而住慢相故亦名慢復次修所斷慢方他而起由數習力引見所斷慢亦現行。有作是說。見所斷慢亦方他起。如我見者集在一處展轉問答我我見相因斯起慢。謂己我見勝他我見。評曰。應作是說。非一切慢要方他起。無始時來數習力故。依自相續慢亦現行。如契經言。尊者無滅往詣尊者舍利子所。作如是言。我有天眼清淨過人觀千世界不多用力。舍利子言。此是汝慢。此慢但依自相續起。然說諸慢方他起者從多分說。多分方他而起慢故若起增上慢我見苦是苦。乃至廣說。問何故作此論。答為止他宗顯正義故。謂或有執。慢無所緣。或復有執。慢緣他地。或復有執。慢緣無漏。或復有執。慢緣無為。或復有執。慢緣他部。為遮如是種種僻執。顯一切慢皆有所緣。不緣他地。不緣無漏。不緣無為。不緣他部。故作斯論。若起增上慢我見苦是苦。或見集是集此何所緣。

Ru-Yi Translation

refers to that which, without reference to another, is merely attached to and indulgent in one's own family lineage, physical beauty, strength, wealth, rank, intelligence, and the like, arrogant and self-indulgent by nature; pride, here, refers to that which, with reference to another, elevates and aggrandizes itself in comparison with respect to one's own family lineage, physical beauty, strength, wealth, rank, intelligence, and the like. One asks: what is the inherent nature of arrogance? There are those who say: mind itself is its inherent nature, since the sounds "mada" and "māna" so closely resemble one another. There are yet other masters who say: craving is its inherent nature, since this passage speaks of attachment and indulgence in one's own qualities. There are also those who say: pride is its inherent nature, since the sounds "mada" and "māna" so closely resemble one another, yet, when directed with reference to another, it is called only pride, and, when not so directed, it is called pride as well as arrogance. The verdict: it should be said that there exists a distinct mental factor, drawn forth by craving, that is called arrogance, occurring solely on the mental ground, and solely abandoned by cultivation. This arrogance differs from pride in many respects: pride is an entanglement, while arrogance is not an entanglement; pride is subsumed within the fetters, the latent tendencies, the secondary afflictions, and the entanglements, while arrogance is not subsumed within the fetters, the latent tendencies, or the entanglements, being merely a secondary affliction; pride spans both what is abandoned by seeing and by cultivation, while arrogance is solely abandoned by cultivation; pride is not subsumed within the great-grounds dharmas and the rest, while arrogance is subsumed within the minor-affliction-grounds dharmas. Yet pride and arrogance are both alike bound to all three realms. One asks: pride arises with reference to another — does the pride abandoned by cultivation, bound to the desire and form realms, arise with reference to another, its own outward-turned operation? Yet the pride bound to the formless realm, and the pride abandoned by seeing, do not arise with reference to another, their own operation being inward-turned — how, then, can these still be called pride? The answer: even the pride abandoned by cultivation, bound to the formless realm, though it does not arise with reference to another, nonetheless dwells within the very mark of pride, and is therefore still called pride. Further, it is because one first arose with reference to another, within the lower realms, that, by the force of habitual repetition, once reborn in the formless realm, this same pride now manifests there as well. There are those who say: although one is reborn in the formless realm, this pride does not there manifest, and yet, while still within the lower realm, one gives rise to that very pride — that is, two beings who have both attained a formless concentration, questioning one another back and forth about the marks of the concentration each has attained, thereby come to give rise to pride through this very comparison. As for the pride abandoned by seeing, though it does not arise with reference to another, it nonetheless dwells within the very mark of pride, and is therefore still called pride. Further, the pride abandoned by cultivation arises with reference to another, and, by the force of habitual repetition, draws forth the pride abandoned by seeing, causing it, too, to manifest. There are those who say: even the pride abandoned by seeing arises with reference to another — that is, exactly as those who hold the view of self, gathering together in one place, questioning one another back and forth about their own view of self, thereby give rise to pride through this comparison. The verdict: it should be said that not every kind of pride necessarily arises with reference to another — from beginningless time, through the force of habitual repetition, pride manifests even with reference to one's own continuum alone, exactly as scripture states: the Venerable Aniruddha went to where the Venerable Śāriputra was, and said as follows: I possess the pure heavenly eye, surpassing that of any ordinary human, able to observe a thousand world-systems without exerting any great effort. Śāriputra said: this is indeed your own pride — a pride that depends solely on one's own continuum, and arises without reference to another at all. Yet, in speaking of pride as generally arising with reference to another, this is spoken with reference to what applies to the majority of cases, since pride, for the most part, does arise with reference to another. If one gives rise to overreaching pride, taking "I see suffering as suffering," and so on, at length. One asks: why is this treatise composed? The answer: it is composed in order to refute other schools and to reveal the correct meaning — that is, there are those who hold that pride possesses no object at all, or that pride takes another stage as its object, or that pride takes the uncontaminated as its object, or that pride takes the unconditioned as its object, or that pride takes another section as its object; in order to block these various mistaken positions, and to reveal that every kind of pride does indeed possess an object, yet never takes another stage, the uncontaminated, the unconditioned, or another section as its object, this treatise is composed. If one gives rise to overreaching pride, taking "I see suffering as suffering," or "I see origin as origin," what does this take as its object?

Reading note — Ru-Yi

Śāriputra's blunt naming of Aniruddha's boast as pride, offered without a shred of diplomatic softening even to so advanced a disciple, models something important about how this tradition treats spiritual self-report: no attainment, however genuine, exempts a practitioner from the ordinary psychological gravity that pulls achievement toward self-congratulation, and a good friend's job is to name that pull plainly rather than let it pass unremarked.

11. Overreaching Pride at the Path of Seeing: "I Have Seen Suffering as Suffering"

The treatise details exactly how overreaching pride arises at the threshold of the path of seeing itself: a diligent practitioner, having drawn near a good spiritual friend, heard the true Dharma, and attained a genuine forbearance in accordance with the truths, temporarily suppresses his own view and doubt through the sheer power of that forbearance's own attention — and, failing to notice that this suppression is merely temporary rather than permanent, mistakes his own contaminated forbearance for the Dharma's genuine, uncontaminated seeing.

Chinese Source

答如有一類親近善士。聽聞正法如理作意。由此因緣得諦順忍。苦現觀邊者。於苦忍樂顯了是苦。集現觀邊者。於集忍樂顯了是集。

Ru-Yi Translation

The answer: this refers to a certain kind of person who, drawing near to a good spiritual friend, hearing the true Dharma, and giving proper attention to it, thereby, on account of these causes and conditions, attains a forbearance in accordance with the truths. As one on the border of direct realization of suffering, he takes delight in and clearly perceives suffering through this forbearance; as one on the border of direct realization of origin, he takes delight in and clearly perceives origin through this forbearance.

彼由此忍作意持故。或由中間不作意故見疑不行。設行不覺。便作是念。我於苦見是苦。或於集見是集。由此起慢已慢當慢心舉恃心自取名增上慢。此即緣苦或即緣集。此中如有一類者。謂修順決擇分者。親近善士者。謂親近善友。善友謂佛及佛弟子。令修善法得利樂故。聽聞正法者。毀此流轉讚歎還滅。引勝行教名為正法。彼能屬耳無倒聽聞。如理作意者。謂厭惡流轉。欣樂還滅。正思所聞趣修勝行。由此因緣者。謂由前三為加行故。得諦順忍者。謂順決擇分善根中忍。此忍隨順四聖諦理。或順聖道故。名諦順。苦現觀邊者。於苦忍樂顯了是苦者。謂緣苦諦順忍。集現觀邊者。於集忍樂顯了是集者。謂緣集諦順忍。忍樂顯了是忍異名。皆為顯示觀察法忍。現觀者謂見道。此忍近彼故名為邊。此則總顯法隨法行。此中具顯四預流支。謂親近善士乃至法隨法行預流向果此為先故。彼由此忍作意持故者。彼瑜伽師由忍觀諦於境作意善根持故。能令見疑暫不現行。或由中間不作意故者。已出前定未入後定說為中間。

Sustained by the power of this very forbearance's own attention, or else, in the interval between concentrations, lacking attention altogether, the view and doubt he once held fail to manifest before him — yet, though they fail to manifest, he does not perceive this, and so he thinks: I have seen suffering as suffering, or have seen origin as origin — and, on account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named overreaching pride. It takes precisely suffering, or precisely origin, as its object. Here, "a certain kind of person" refers to one cultivating the wholesome roots conducive to penetration. "Drawing near to a good spiritual friend" refers to drawing near to a virtuous friend — a virtuous friend being the Buddha and the Buddha's own disciples, who cause one to cultivate wholesome dharmas and thereby attain benefit and happiness. "Hearing the true Dharma" refers to that which denounces the flow of turning and praises the flow of return, drawing one toward superior conduct, called the true teaching — he is able to attend with his ear, hearing it without distortion. "Giving proper attention to it" refers to growing weary of and disgusted with the flow of turning, delighting in the flow of return, correctly reflecting on what he has heard, and proceeding to cultivate superior conduct. "On account of these causes and conditions" refers to these three serving as his own applied practice. "Attains a forbearance in accordance with the truths" refers to the forbearance found among the wholesome roots conducive to penetration, this forbearance according with the principle of the four noble truths, or according with the noble path, and it is for this reason called "in accordance with the truths." "As one on the border of direct realization of suffering, he takes delight in and clearly perceives suffering through this forbearance" refers to the forbearance in accordance with the truths that takes the truth of suffering as its object; "as one on the border of direct realization of origin, he takes delight in and clearly perceives origin through this forbearance" refers to the forbearance in accordance with the truths that takes the truth of origin as its object — "delight" and "clear perception" being synonyms for forbearance, both alike displaying the contemplative wisdom that observes the Dharma. "Direct realization" refers to the path of seeing; this forbearance stands close to it, and is therefore called its "border." This altogether displays dharma-following practice; within this, every one of the four factors of stream-entry is fully displayed — that is, drawing near to a good spiritual friend, and so on, up through dharma-following practice, culminating in the approach to and fruit of stream-entry, taking these as what precedes. "Sustained by the power of this very forbearance's own attention" refers to this yoga practitioner's own wholesome root being sustained by the power of his attention toward the truth as observed through forbearance, thereby causing view and doubt to fail temporarily to manifest before him. "Or else, in the interval between concentrations, lacking attention altogether" refers to the interval between having already emerged from an earlier concentration and not yet entered a later one, which is called "the interval.

Reading note — Ru-Yi

The mechanism identified here is genuinely precise and still recognizable today outside any specifically Buddhist framework: this isn't dishonesty or self-deception in some vague sense, but a specific failure to notice the difference between an affliction's temporary absence and its permanent removal — mistaking calm for cure, the mere quieting of a symptom for its actual elimination.

12. Five Reasons an Affliction Can Go Quiet Without Being Cut Off

The treatise catalogs the five distinct causes capable of temporarily suppressing an affliction without permanently uprooting it — the power of calm-abiding, of insight, of a good teacher and friend, of a favorable dwelling place, and of one's own naturally thin affliction — before returning to overreaching pride's own precise technical scope: it takes suffering or origin themselves as its object, but never the broader class of mental factors involved in perceiving them, since the pride must pervasively apply across all five sections of the path rather than being confined to what is abandoned by cultivation alone.

Chinese Source

非理作意名不作意。或此顯無如理作意。此則顯後設行不覺見疑不行者。由忍作意善根持故。此中見者。謂有身見及戒禁取。疑者謂疑。有說見者。謂有身邊見戒禁取。唯除邪見。得忍不撥四聖諦故。西方師言。唯戒禁取此中名見。以得忍者不執我故。評曰。應作是說。彼亦執我。是故此中初說為善。雖暫執我不執斷常故。雖暫計淨不執為勝故。然諸煩惱由五因緣。雖未永斷而不現行。一由奢摩他力。二由毘鉢舍那力。三由善師友力。四由好居處力。五由性薄煩惱力。此中略故但舉前二忍。謂毘鉢舍那作意。謂奢摩他。

Ru-Yi Translation

"Improper attention" is what is meant by "lacking attention"; or this reveals the absence of any attention in accordance with reality. This then reveals that, afterward, whenever he acts, view and doubt fail to manifest, sustained by the power of the wholesome root of forbearance and attention. Here, "view" refers to the view of the perishable aggregation of self and the clinging to rules and vows; "doubt" refers to doubt itself. There are those who say: "view" refers to the view of the perishable aggregation of self, the extreme views, and the clinging to rules and vows, excepting only wrong view, since one who has attained forbearance no longer denies the four noble truths. The Western masters state: only the clinging to rules and vows is called "view" in this context, since one who has attained forbearance no longer grasps at a self. The verdict: it should be said that he, too, still grasps at a self, and it is for this reason that the former position stated is sound — although he still, for a time, grasps at a self, he does not thereby cling to it as permanent or as subject to annihilation; and although he still, for a time, conceives of it as pure, he does not thereby cling to it as supreme. Yet every affliction, on account of five causes and conditions, though not yet permanently cut off, nonetheless fails to manifest: first, through the power of calm-abiding; second, through the power of insight; third, through the power of a good teacher and friend; fourth, through the power of a favorable dwelling place; fifth, through the power of one's own nature being but thinly afflicted. This passage, for the sake of brevity, mentions only the first two — "insight" refers to attention, and "calm-abiding" refers to forbearance.

由二善根所任持故見疑不行。設行不覺者煩惱細故。覺慧劣故。便作是念乃至廣說者。彼有漏忍觀苦集諦。便謂已得無漏真見。未得謂得名增上慢。因見苦起者。緣所緣苦。因見集起者緣所緣集。彼有漏忍雖能總別觀苦集諦。而增上慢但能別緣。謂見苦所斷者。但緣自地見苦所斷法。乃至修所斷者。但緣自地修所斷法。問此增上慢亦應能緣苦集忍品心心所法。何故但說緣苦集耶。答亦應說彼而不說者。應知此中是有餘說。復次緣忍品者唯修所斷。緣苦集者通五部慢。此中但說能遍緣者故不說緣忍增上慢。復次有漏忍品亦苦集攝。是故此中說緣苦集。緣苦集言遮計此慢無所緣執。亦遮此慢能緣他地及他部執。有餘師說。緣苦集者緣苦集忍非緣苦集。彼說非理。後依滅道增上慢中不說即緣滅或道。故即緣苦集不違理故。

Sustained by the power of these two wholesome roots, view and doubt fail to manifest. "Yet, though they fail to manifest, he does not perceive this" refers to the fact that, the afflictions being so subtle, and his own discerning wisdom so weak, he does not perceive this. "And so he thinks: I have seen suffering as suffering," and so on, at length, refers to the fact that this contaminated forbearance, though it does indeed observe the truths of suffering and origin, causes him to suppose he has already attained the true, uncontaminated seeing, when in fact he has not — and this is named overreaching pride. "Arising from seeing suffering" refers to taking suffering as its object and condition; "arising from seeing origin" refers to taking origin as its object and condition. This contaminated forbearance, though it is indeed capable of observing the truths of suffering and origin both together and separately, is such that this overreaching pride is capable of taking only the separate object — that is, whatever is abandoned by seeing suffering takes only what is abandoned by seeing suffering, belonging to its own stage, as its object, and so on, up through whatever is abandoned by cultivation taking only what is abandoned by cultivation, belonging to its own stage, as its object. One asks: this overreaching pride ought also to be able to take as its object the mind and mental factors of the class of forbearance regarding suffering and origin — why, then, does this passage speak only of taking suffering and origin as its object? The answer: it ought indeed to be so stated, and that it is not so stated should be understood as a matter of surplus meaning left implicit. Further, taking the class of forbearance as its object is solely abandoned by cultivation, while taking suffering and origin as its object spans all five sections of pride — and it is because this passage speaks only of what pervasively takes an object across all sections that it does not speak of pride taking the class of forbearance as its object. Further, the contaminated class of forbearance is itself subsumed within suffering and origin, and it is for this reason that this passage speaks of taking suffering and origin as its object; and the wording "taking suffering and origin as its object" also blocks the mistaken grasp that this pride possesses no object at all, and further blocks the mistaken grasp that this pride is capable of taking another stage or another section as its object. There are yet other masters who say: "taking suffering and origin as its object" refers to taking the forbearance regarding suffering and origin as its object, not to taking suffering and origin themselves as its object — yet this position does not accord with correct principle, since, in what follows, with respect to the overreaching pride grounded in cessation and the path, this passage does not speak of taking cessation or the path itself as its object — and it is thereby that taking suffering and origin themselves as its object here involves no contradiction to correct principle.

Reading note — Ru-Yi

That an affliction can vanish through five entirely different causal routes — not just meditative suppression, but simply having a good friend nearby, or living in a supportive place, or possessing a naturally milder temperament to begin with — is a humbling reminder built directly into this taxonomy: the absence of a symptom is compatible with an almost bewildering variety of explanations, only one of which is the genuine cure the practitioner may be tempted to assume it represents.

13. Overreaching Pride Regarding Cessation and the Path, and Its Own Uncertain Realm

The same mechanism recurs for the higher two truths: a practitioner who has suppressed his view and doubt through forbearance regarding cessation and the path likewise mistakes this temporary quiet for genuine attainment — though here the pride can only take the accompanying mental factors of that very forbearance as its object, since cessation and the path themselves are too tranquil and still to serve as an object for something as agitated as pride. A genuine puzzle then opens about which realm this pride belongs to, since the desire realm technically lacks the very forbearance this pride is supposed to be mistaken for — resolved by noting that the desire realm does possess a resembling wholesome root capable of standing in for it.

Chinese Source

若起增上慢我見滅是滅或見道是道此何所緣。答如有一類親近善士。聽聞正法如理作意。由此因緣得諦順忍。滅現觀邊者。於滅忍樂顯了是滅道。現觀邊者於道忍樂顯了是道。彼由此忍作意持故。

Ru-Yi Translation

If one gives rise to overreaching pride, taking "I see cessation as cessation," or "I see the path as the path," what does this take as its object? The answer: this refers to a certain kind of person who, drawing near to a good spiritual friend, hearing the true Dharma, and giving proper attention to it, thereby, on account of these causes and conditions, attains a forbearance in accordance with the truths. As one on the border of direct realization of cessation, he takes delight in and clearly perceives that this is cessation; as one on the border of direct realization of the path, he takes delight in and clearly perceives that this is the path. Sustained by the power of this very forbearance's own attention,

或由中間不作意故見疑不行。設行不覺便作是念。我於滅見是滅或於道見是道。由此起慢已慢當慢心舉恃心自取名增上慢。此即緣彼心心所法。此中諸句義如前說。此即緣彼心心所法者。彼有漏忍觀滅道諦便謂已得無漏真見。未得謂得名增上慢。因見滅起者。緣能緣滅有漏忍品心心所法。因見道起者。緣能緣道有漏忍品心心所法。彼有漏忍雖緣滅道而增上慢但緣忍品心心所法。滅道寂靜非慢境故。緣心等言。遮計此慢無所緣執。亦遮此慢能緣無為及無漏執。問此增上慢為欲界繫色界繫耶。設爾何失。若欲界繫欲界無順決擇分忍此何所緣。若色界繫未離欲染補特伽羅應無此慢。有作是說。此慢是色界繫。問若爾未離欲染補特伽羅應無此慢。答此中略說離欲染者。有說。未離欲染者亦起未至地增上慢。彼不應作是說。未離下地染者必不起上地煩惱故。復有說者。此慢亦是欲界繫。問若爾欲界無順決擇分忍此何所緣。答欲界雖無順決擇分。而亦有彼相似善根。此增上慢緣彼而起。欲界具有一切功德相似法故。若起增上慢我生已盡乃至廣說。問何故復作此論。答前文唯說異生所起增上慢。今欲通說異生聖者所起增上慢。如異生聖者應知未見諦已見諦。未現觀已現觀。不定聚正定聚。無聖道有聖道亦爾。復次前文唯說未得果者增上慢。今欲通說未得果已得果者增上慢。復次前文唯說依見道生增上慢。今欲通說依見修無學道生增上慢。復次前文唯說依學道生增上慢。今欲通說依學無學道生增上慢。復次前文唯說欲色界增上慢。今欲通說三界增上慢故作斯論。

or else, in the interval between concentrations, lacking attention altogether, the view and doubt he once held fail to manifest before him — yet, though they fail to manifest, he does not perceive this, and so he thinks: I have seen cessation as cessation, or have seen the path as the path — and, on account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named overreaching pride. It takes precisely the mind and mental factors associated with that very forbearance itself as its object. Every phrase within this passage carries the same sense as already explained above. "It takes precisely the mind and mental factors associated with that very forbearance itself as its object" refers to the fact that this contaminated forbearance, observing the truths of cessation and the path, causes him to suppose he has already attained the true, uncontaminated seeing, when in fact he has not — and this overreaching pride, though the contaminated forbearance does indeed take cessation and the path as its object, is nonetheless able to take only the mind and mental factors of that class of forbearance as its own object, since cessation and the path are themselves too tranquil and still to serve as an object for pride. The wording "taking the mind and the rest as its object" blocks the mistaken grasp that this pride possesses no object at all, and further blocks the mistaken grasp that this pride is capable of taking the unconditioned or the uncontaminated as its object. One asks: is this overreaching pride bound to the desire realm, or to the form realm? Suppose either — what fault follows? If it is bound to the desire realm, then the desire realm possesses no forbearance conducive to penetration for it to take as its object; if it is bound to the form realm, then a person not yet free from the desire realm's own defilements ought to possess no such pride at all. There are those who say: this pride is bound to the form realm. One asks: if that is so, then would not a person not yet free from the desire realm's own defilements possess no such pride? The answer: this passage speaks, in brief, only of the case of one already free from desire. There are those who say: even one not yet free from desire is capable of giving rise to overreaching pride belonging to the stage of preparatory approach — yet this position ought not to be maintained, since one who has not yet become free from the defilements of a lower stage never gives rise to the afflictions of a higher stage. There are yet others who say: this pride, too, is bound to the desire realm. One asks: if that is so, then the desire realm possesses no forbearance conducive to penetration — what, then, does it take as its object? The answer: although the desire realm possesses no forbearance conducive to penetration proper, it does possess a wholesome root resembling it, and this overreaching pride arises by taking that resembling wholesome root as its object, since the desire realm is fully equipped with a resembling counterpart to every meritorious quality. If one gives rise to overreaching pride, taking "my own births are exhausted," and so on, at length. One asks: why is this treatise further composed? The answer: the passage above spoke only of the overreaching pride given rise to by ordinary beings; this treatise now wishes to speak broadly of the overreaching pride given rise to by both ordinary beings and noble ones alike — just as with ordinary beings and noble ones, so too should one who has not yet seen the truths and one who has already seen them, one who has not yet directly realized them and one who has already directly realized them, one belonging to the undetermined group and one belonging to the rightly-determined group, and one without the noble path and one with the noble path, all be understood in just the same way. Further, the passage above spoke only of the overreaching pride belonging to one who has not yet attained any fruit; this treatise now wishes to speak broadly of the overreaching pride belonging to one who has not yet attained a fruit and one who has already attained one. Further, the passage above spoke only of the overreaching pride arising in dependence on the path of seeing; this treatise now wishes to speak broadly of the overreaching pride arising in dependence on the paths of seeing, cultivation, and the path beyond further training. Further, the passage above spoke only of the overreaching pride arising in dependence on the path of the learner; this treatise now wishes to speak broadly of the overreaching pride arising in dependence on the paths of both the learner and the non-learner. Further, the passage above spoke only of the overreaching pride belonging to the desire and form realms; this treatise now wishes to speak broadly of the overreaching pride belonging to all three realms — and it is for these reasons that this treatise is composed.

Reading note — Ru-Yi

The observation that cessation and the path are "too tranquil and still to serve as an object for pride" is a small but evocative piece of phenomenology: pride, on this account, isn't simply a mistaken belief about anything whatsoever, but has its own characteristic texture that only certain kinds of object can sustain — genuine peace, it turns out, is structurally incompatible with being the thing one boasts about.

14. Extending the Analysis: Overreaching Pride Among Noble Ones Too

The treatise broadens its entire analysis considerably: the discussion so far described only overreaching pride among ordinary beings who have not yet attained any fruit, arising solely in dependence on the path of seeing — but the very same mistaken self-congratulation, the treatise now reveals, can also afflict noble ones who have already attained real fruits, arising in dependence on the paths of cultivation and beyond-training as well, and spanning all three realms rather than only the lower two.

Chinese Source

若起增上慢我生已盡此何所緣。答如有一類作是念言。此是道此是行。我依此道此行。已遍知苦。已永斷集已證滅。已修道。我生已盡。由此起慢已慢當慢心舉恃心自取名增上慢。此即緣生。此中此是道此是行者。隨於何處作道行想已遍知苦乃至已修道者。隨於何處作苦集滅道想。我生已盡者。隨於何蘊作生想。此即緣生者。緣所盡生即有漏蘊。問此增上慢亦應能緣慢者。所執有漏道行何故但說緣所盡生。答亦應說彼而不說者。應知此中是有餘說。復次緣道行者唯修所斷緣所盡生通五部慢。此中但說能遍緣者。復次有漏道行亦是生攝故說緣生。有餘師說。所執道行說名為生能生慢故。此慢但緣能盡生道。彼說非理後依梵行已立等慢不說緣生故。此慢緣所盡生不違理故。

Ru-Yi Translation

If one gives rise to overreaching pride, taking "my own births are exhausted," what does this take as its object? The answer: this refers to a certain kind of person who thinks as follows: this is the path, this is the practice — I, in dependence on this path and this practice, have already fully understood suffering, have already permanently cut off origin, have already realized cessation, and have already cultivated the path — my own births are exhausted. On account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named overreaching pride. It takes precisely birth as its object. Here, "this is the path, this is the practice" refers to whatever place he takes to be the path and the practice; "have already fully understood suffering," and so on, up through "have already cultivated the path," refers to whatever place he conceives as suffering, origin, cessation, and the path; "my own births are exhausted" refers to whatever aggregate he conceives as birth. "It takes precisely birth as its object" refers to the taking of what is to be exhausted, birth, precisely the contaminated aggregates, as its object. One asks: this overreaching pride ought also to be able to take, as its object, the mind and mental factors that its own holder has grasped as the path and the practice — why, then, does this passage speak only of taking birth as its object? The answer: it ought indeed to be so stated, and that it is not so stated should be understood as a matter of surplus meaning left implicit. Further, taking the class of path and practice as its object is solely abandoned by cultivation, while taking birth to be exhausted as its object spans all five sections of pride — and it is because this passage speaks only of what pervasively takes an object across all sections that it does not speak of pride taking the class of path and practice as its object. Further, the contaminated path and practice is itself subsumed within birth, and it is for this reason that this passage speaks of taking birth as its object. There are yet other masters who say: what he has grasped as the path and practice is itself named "birth," being capable of giving rise to further birth, and it is for this reason that this pride takes only the path capable of exhausting birth as its object — yet this position does not accord with correct principle, since, in what follows, with respect to the pride grounded in "the pure conduct has been established" and the rest, this passage does not speak of taking birth as its object — and it is thereby that taking birth to be exhausted as its object here involves no contradiction to correct principle.

Reading note — Ru-Yi

That even genuine noble ones — beings who have actually attained real stages of the path — remain vulnerable to their own version of overreaching pride is a sobering extension of the whole discussion: mistaking a lesser attainment for a greater one turns out not to be a beginner's error alone, but a structural risk that persists at every rung of the ladder, simply recalibrated to whatever the next genuine milestone happens to be.

15. "My Pure Conduct Is Established," "What Was to Be Done Has Been Done"

The treatise works through two further specific forms overreaching pride can take, each modeled on the same false-syllogism structure: a practitioner who believes he has followed the correct path concludes, wrongly, that his own pure conduct is now established, or that everything needing to be done toward liberation has already been accomplished — the master of the treatise piling up five near-synonymous verbs (cutting off, slaying, spitting out, exhausting the afflictions) to describe this same imagined completion, precisely mirroring the traditional formula an arhat actually uses to declare his own genuine liberation.

Chinese Source

若起增上慢我梵行已立此何所緣。答如有一類作是念言。此是道此是行。我依此道此行。已遍知苦已永斷集。已證滅。已修道。我梵行已立。由此起慢已慢當慢心舉恃心自取名增上慢。此即緣彼心心所法。此中諸句義如前說。我梵行已立者。隨於何處作梵行想。諸阿羅漢於學道名已立於無學道名今立此即緣彼心心所法者。此增上慢緣彼所執有漏道行。無漏梵行非彼境故。若起增上慢我所作已辦此何所緣。答如有一類作是念言。此是道此是行。我依此道此行。

Ru-Yi Translation

If one gives rise to overreaching pride, taking "my own pure conduct has been established," what does this take as its object? The answer: this refers to a certain kind of person who thinks as follows: this is the path, this is the practice — I, in dependence on this path and this practice, have already fully understood suffering, have already permanently cut off origin, have already realized cessation, and have already cultivated the path — my own pure conduct has been established. On account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named overreaching pride. It takes precisely the mind and mental factors associated with that very path and practice as its object. Every phrase within this passage carries the same sense as already explained above. "My own pure conduct has been established" refers to whatever place he conceives as the pure conduct — arhats speak of the path of the learner as "already established," and of the path beyond further training as "now established." "It takes precisely the mind and mental factors associated with that very path and practice as its object" refers to the fact that this overreaching pride takes only the contaminated path and practice he himself has grasped as its object, since the uncontaminated pure conduct does not fall within its domain at all. If one gives rise to overreaching pride, taking "what was to be done by me has been done," what does this take as its object? The answer: this refers to a certain kind of person who thinks as follows: this is the path, this is the practice — I, in dependence on this path and this practice,

已遍知苦。已永斷集。已證滅。已修道。我已斷隨眠。已害煩惱。

have already fully understood suffering, have already permanently cut off origin, have already realized cessation, and have already cultivated the path — I have already cut off the latent tendencies, have already slain the afflictions,

已吐結。已盡漏。所作已辦。由此起慢已慢當慢心舉恃心自取名增上慢。此即緣彼心心所法。此中諸句義如前說。已斷隨眠廣說乃至已盡漏者此本論師於異名義。得善巧故作種種說。文雖有異而體無別。皆為顯示煩惱滅故。斷害吐盡於隨眠等。交互建立義並無違。

have already spat out the fetters, have already exhausted the contaminants, and what was to be done has been done. On account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named overreaching pride. It takes precisely the mind and mental factors associated with that very path and practice as its object. Every phrase within this passage carries the same sense as already explained above. "Have already cut off the latent tendencies," and so on, broadly, up through "have already exhausted the contaminants," is the master of this treatise, having attained skill with respect to the meaning of synonymous expressions, thus speaking through a variety of expressions — the wording differing, though the substance remains undivided, all alike serving to display the extinguishing of the afflictions. "Cutting off," "slaying," "spitting out," and "exhausting," when applied interchangeably to the latent tendencies and the rest, involve no contradiction whatsoever in meaning.

Reading note — Ru-Yi

That false overreaching pride borrows its exact vocabulary from the genuine arhat's own traditional declaration of liberation is the whole danger in miniature: the mistaken practitioner isn't inventing some obviously fraudulent claim, but sincerely reciting the correct, canonical words for real liberation, having simply failed to notice that his own experience does not yet actually match what those words describe.

16. "I Shall Undergo No Further Existence": The Final, Most Dangerous Form

The treatise reaches the final and most consequential form of overreaching pride: mistaking a merely temporary quieting of affliction for the knowledge of non-arising itself, the genuine, irreversible certainty that one will never again be reborn. This form is distinguished from the earlier ones as arising specifically in dependence on liberation not tied to any particular time, and on the knowledge of non-arising rather than the more basic knowledge of exhaustion — a claim which, if mistaken, carries the highest possible stakes, since it declares the entire project of the path already finished.

Chinese Source

即煩惱滅名為所作。證之滿足故名已辦。此即緣彼心心所法者。此增上慢緣彼所執有漏道行。諸煩惱滅非彼境故若起增上慢我不受後有。乃至廣說。問何故復作此論。答前說依時解脫所起增上慢。今欲說依不時解脫所起增上慢。復次前說依盡智所起增上慢。今欲說依無生智所起增上慢故作斯論。若起增上慢我不受後有此何所緣。

Ru-Yi Translation

it is precisely the extinguishing of the afflictions that is called "what was to be done," and the fully satisfying accomplishment of this is called "has been done." "It takes precisely the mind and mental factors associated with that very path and practice as its object" refers to the fact that this overreaching pride takes only the contaminated path and practice he himself has grasped as its object, since the genuine extinguishing of the afflictions does not fall within its domain at all. If one gives rise to overreaching pride, taking "I shall undergo no further existence," and so on, at length. One asks: why is this treatise further composed? The answer: the earlier passage spoke of the overreaching pride arising in dependence on liberation-in-due-time; this treatise now wishes to speak of the overreaching pride arising in dependence on liberation-not-dependent-on-time. Further, the earlier passage spoke of the overreaching pride arising in dependence on the knowledge of exhaustion; this treatise now wishes to speak of the overreaching pride arising in dependence on the knowledge of non-arising, and it is for these reasons that this treatise is composed. If one gives rise to overreaching pride, taking "I shall undergo no further existence," what does this take as its object?

答如有一類作是念言。此是道此是行。我依此道此行。已遍知苦。

The answer: this refers to a certain kind of person who thinks as follows: this is the path, this is the practice — I, in dependence on this path and this practice, have already fully understood suffering,

已永斷集。已證滅。已修道。我生已盡。梵行已立。所作已辦。不受後有。由此起慢已慢當慢心舉恃心自取名增上慢。此即緣有此中諸句義如前說。復說我生已盡等者。顯無生智依盡智起。如前盡智依道行起故說道行。不受後有者。得無生智不復退墮受後有故。此即緣有者。此增上慢即緣所不受有。此中問答如前應知。以有與生義相似故。有本說緣心心所法顯不受後有即是滅道故。問我生已盡何故不然。答彼亦應爾但綺互說。

have already permanently cut off origin, have already realized cessation, have already cultivated the path — my own births are exhausted, the pure conduct has been established, what was to be done has been done, and I shall undergo no further existence. On account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named overreaching pride. It takes precisely existence as its object. Every phrase within this passage carries the same sense as already explained above; the further statement of "my own births are exhausted," and the rest, reveals that the knowledge of non-arising arises in dependence on the knowledge of exhaustion, exactly as the earlier knowledge of exhaustion arose in dependence on the path and practice, and it is for this reason that the path and practice are spoken of here as well. "I shall undergo no further existence" refers to the fact that, having attained the knowledge of non-arising, one no longer relapses or falls back into undergoing any further existence. "It takes precisely existence as its object" refers to the fact that this overreaching pride takes precisely the existence he himself will no longer undergo as its object. The questions and answers here should be understood exactly as before, since existence and birth share so closely related a meaning. There is a version of this text that speaks of taking the mind and mental factors as its object, thereby revealing that not undergoing further existence is itself precisely cessation and the path. One asks: why, then, is "my own births are exhausted" not treated in this same way? The answer: this, too, ought properly to be treated in the very same way, and the differing wording here is merely a matter of varied expression.

Reading note — Ru-Yi

Building the discussion of overreaching pride to a climax specifically at the claim "I shall undergo no further existence" is a deliberate structural choice: every earlier form of this pride was serious, but this one alone claims the single most consequential fact a practitioner could possibly be wrong about — whether the cycle of rebirth is actually finished for him — and the treatise's own careful, escalating sequence makes sure the reader feels the weight of getting exactly this claim wrong.

17. Who Can Give Rise to How Many Kinds of Overreaching Pride?

The treatise catalogs precisely how many varieties of overreaching pride an ordinary being, a stream-enterer, a once-returner, and a non-returner are each capable of giving rise to — a number that shrinks by one at each successive stage of genuine attainment, since a noble one can no longer mistake himself for having reached a fruit he has, in fact, already reached and left behind. A vivid explanation follows for how an ordinary being could possibly mistake himself for a full arhat: by cultivating only one of the two major antidotes (the contemplation of unattractiveness against craving, or mindfulness of the breath against wrong views) and thereby suppressing only the corresponding half of his own afflictions, while his own naturally milder disposition in the other half creates the illusion that both have been fully overcome.

Chinese Source

問誰起幾種增上慢耶。有說異生起五種增上慢。謂於勝品有漏善根及預流等四沙門果。預流起四除第一。一來起三除前二。不還起二除前三。諸阿羅漢無增上慢。問預流等云何於自果起慢。答於勝根性起增上慢。有說異生起九種增上慢。謂於勝品有漏善根。及於無漏四向四果。預流果起七除前二。一來向起六除前三。一來果起五除前四。不還向起四除前五。不還果起三除前六。阿羅漢向起二除前七。阿羅漢果無增上慢。預流向無起增上慢義。評曰。聖者亦於勝有漏善起增上慢。故六聖者如前所起各復增一。問異生云何於阿羅漢起增上慢。答異生有二種。一愛行者。二見行者。若愛行者修不淨觀。伏愛品煩惱令不現行。彼性不起見品煩惱。便自謂得阿羅漢果。若見行者修持息念。伏見品煩惱令不現行。彼性不起愛品煩惱便自謂得阿羅漢果。問此增上慢。為但依有處起。為亦依無處耶。答通依二處起。謂異生於有漏善起增上慢依有處起。於無漏善起增上慢依無處起預流果於預流果及有漏善。起增上慢依有處起。

Ru-Yi Translation

One asks: who gives rise to how many kinds of overreaching pride? There are those who say: an ordinary being gives rise to five kinds of overreaching pride — namely, with respect to superior contaminated wholesome roots, and with respect to the four śramaṇa-fruits of stream-entry and the rest. A stream-enterer gives rise to four kinds, excluding the first; a once-returner gives rise to three kinds, excluding the first two; a non-returner gives rise to two kinds, excluding the first three; and no arhat possesses any overreaching pride at all. One asks: how can a stream-enterer and the rest give rise to overreaching pride with respect to their own already-attained fruit? The answer: it is with respect to the superior grade of one's own nature that overreaching pride arises. There are those who say: an ordinary being gives rise to nine kinds of overreaching pride — namely, with respect to superior contaminated wholesome roots, and with respect to the four approaches and four fruits of the uncontaminated path. One who has attained the fruit of stream-entry gives rise to seven kinds, excluding the first two; one on the approach to the fruit of a once-returner gives rise to six kinds, excluding the first three; one who has attained the fruit of a once-returner gives rise to five kinds, excluding the first four; one on the approach to the fruit of a non-returner gives rise to four kinds, excluding the first five; one who has attained the fruit of a non-returner gives rise to three kinds, excluding the first six; one on the approach to arhatship gives rise to two kinds, excluding the first seven; and one who has attained the fruit of arhatship possesses no overreaching pride at all; nor does one merely on the approach to the fruit of stream-entry give rise to overreaching pride. The verdict: noble ones, too, are capable of giving rise to overreaching pride with respect to a superior contaminated wholesome root, and so, for each of the six kinds of noble one, the number stated above should be increased by one further. One asks: how can an ordinary being give rise to overreaching pride with respect to an arhat's own attainment? The answer: ordinary beings are of two kinds: first, those given to craving conduct; second, those given to views conduct. If one given to craving conduct cultivates the contemplation of unattractiveness, subduing the afflictions belonging to the craving section so that they no longer manifest before him, his own nature not giving rise to the afflictions belonging to the views section, he thereby comes, on his own, to suppose that he has attained the fruit of arhatship. If one given to views conduct cultivates the mindfulness of the breath, subduing the afflictions belonging to the views section so that they no longer manifest before him, his own nature not giving rise to the afflictions belonging to the craving section, he thereby likewise comes, on his own, to suppose that he has attained the fruit of arhatship. One asks: does this overreaching pride arise only in dependence on something that genuinely exists, or does it also arise in dependence on something that does not exist? The answer: it arises in dependence on both. That is, when an ordinary being gives rise to overreaching pride with respect to a contaminated wholesome root, this arises in dependence on something that genuinely exists; when he gives rise to overreaching pride with respect to an uncontaminated wholesome root, this arises in dependence on something that does not exist. When one who has attained the fruit of stream-entry gives rise to overreaching pride with respect to the fruit of stream-entry and to a contaminated wholesome root, this arises in dependence on something that genuinely exists;

於預流向乃至阿羅漢果。起增上慢依無處起。廣說乃至阿羅漢向於阿羅漢向及有漏善。起增上慢依有處起。於阿羅漢果起增上慢依無處起。問未得色無色界根本定者亦能起彼增上慢耶。有說不起。以彼煩惱繫屬彼地根本定故。應說不定全未得者必不能起未離下染上地煩惱不現前故。若已證得而未起者容起彼慢。彼近分地亦有慢等諸煩惱故。

when he gives rise to overreaching pride with respect to the approach to stream-entry and every stage from there up through the fruit of arhatship, this arises in dependence on something that does not exist — and so on, broadly, up through one on the approach to arhatship, who, giving rise to overreaching pride with respect to the approach to arhatship and to a contaminated wholesome root, does so in dependence on something that genuinely exists, while giving rise to overreaching pride with respect to the fruit of arhatship does so in dependence on something that does not exist. One asks: is one capable of giving rise to that overreaching pride which has not yet attained the root meditative absorption of the form or formless realms? There are those who say: he is not, since that affliction is bound up with the root meditative absorption of that very stage. It should rather be said that this is not fixed: one who has not yet attained it in full at all is certainly incapable of giving rise to it, since the afflictions of a higher stage never manifest before one who has not yet become free from the defilements of a lower stage; but one who has already attained it, yet has not yet given rise to it, may indeed be capable of giving rise to that pride, since even its proximate stage likewise possesses pride and every other such affliction.

Reading note — Ru-Yi

The insight that a craving-dominant practitioner and a views-dominant practitioner can each independently mistake themselves for a complete arhat, simply by treating whichever affliction they happen to struggle with less as evidence that it has been eliminated entirely, is a genuinely sharp diagnosis of a very human blind spot: it is precisely the affliction one was never much troubled by in the first place that is easiest to mistake for an affliction one has actually conquered.

18. A New Kind of Pride: Feeling Small, and Still Being Proud

The treatise opens a genuinely counterintuitive new category: self-deprecating pride, the case of someone who, seeing another person vastly surpass him in family standing, wealth, skill, or land, nonetheless tells himself the gap is only slight — when, in truth, it may be hundreds or thousands of times greater. Far from being modesty, this is named a form of pride precisely because it distorts the comparison in the self's own favor, however faintly, rather than measuring the gap with honest accuracy.

Chinese Source

云何自謂卑而起慢乃至廣說。問何故作此論。答欲令疑者得決定故。謂有生疑自高[夌*欠]物可名為慢。自卑尊他應不名慢。為令彼疑得決定故顯有卑慢自卑尊他故作斯論。云何自謂卑而起慢耶。

Ru-Yi Translation

What is meant by giving rise to pride while supposing oneself inferior? And so on, at length. One asks: why is this treatise composed? The answer: it is composed in order to bring those in doubt to a settled resolution — that is, there are those who give rise to the doubt that only elevating oneself above another may properly be called pride, while regarding oneself as inferior and honoring another ought not properly to be called pride at all — and it is in order to bring this doubt to a settled resolution, revealing that there does indeed exist a self-deprecating pride, one that regards itself as inferior while yet honoring another, that this treatise is composed. What is meant by giving rise to pride while supposing oneself inferior?

答如有一類見他勝己種姓族類財位伎藝及田宅等作是念言。彼少勝我我少劣彼。然劣於他多百千倍。由此起慢已慢當慢心舉恃心自取。是名自謂卑而起慢此中種謂剎帝利婆羅門等。姓謂迦葉波喬答摩等。族謂父族母族。類謂白黑等。財謂金銀等。位謂王侯等。伎謂巧術等。藝謂書數等。田謂稼穡生處。宅謂人等居處。等謂等餘聰辯等事。於如是事見他勝己多而謂少故成卑慢。若稱量者則不名慢。

The answer: this refers to a certain kind of person who, seeing another surpass himself in family lineage, clan, wealth, rank, skill, art, land, and dwelling, and the like, thinks as follows: he surpasses me only slightly, and I fall short of him only slightly — when, in truth, he falls short of that other person by many hundreds or thousands of times. On account of this, he gives rise to pride, having already taken pride, about to take pride, his mind self-elevating, self-aggrandizing — this is named giving rise to pride while supposing oneself inferior. Here, "family" refers to such classes as the kṣatriya and the brāhmaṇa; "lineage" refers to such names as Kāśyapa and Gautama; "clan" refers to one's paternal and maternal clans; "class" refers to fair or dark complexion and the like; "wealth" refers to gold, silver, and the like; "rank" refers to kingship, nobility, and the like; "skill" refers to craft and technique; "art" refers to writing and reckoning; "land" refers to fields, crops, and their place of origin; "dwelling" refers to the place where a person and the like reside; and "the like" refers to every other comparable matter, such as eloquence and cleverness. With respect to such matters as these, seeing that another surpasses oneself by a great margin and yet supposing this margin to be but slight, this constitutes self-deprecating pride — whereas, were one to measure and reckon the matter accurately, this would not properly be called pride at all.

Reading note — Ru-Yi

Classifying this as a form of pride rather than as mere inaccurate self-assessment is a genuinely sharp move: the defining feature of pride, on this account, was never simply believing oneself superior, but any self-serving distortion of an honest comparison, however small and however dressed up in the language of humility — a person can flatter himself even while nominally admitting he falls short.

19. Seven Kinds of Pride, Their Differences, and Where Each Belongs

The treatise closes with a comprehensive sevenfold taxonomy of pride itself: ordinary pride toward an inferior or equal, excessive pride toward an equal or superior, pride-upon-pride toward a genuine superior, the pride of self with respect to one's own aggregates, overreaching pride toward an unattained quality, self-deprecating pride toward one who vastly surpasses oneself, and wrongful pride toward a virtue one does not possess at all. Overreaching pride and wrongful pride are carefully distinguished — the former can attach to something real, already attained, or merely equal in stature, while the latter attaches only to what is entirely fictional — before the treatise works out, with its usual thoroughness, exactly which of the seven are abandoned by seeing versus cultivation, and to which of the three realms each belongs.

Chinese Source

復次慢有七種。一慢。二過慢。三慢過慢。四我慢。五增上慢。六卑慢。七邪慢。慢者於劣謂己勝或於等謂己等。由此起慢已慢當慢心舉恃心自取。過慢者於等謂己勝。或於勝謂己等。由此起慢廣說如前。慢過慢者於勝謂己勝。由此起慢廣說如前。我慢者於五取蘊謂我我所由此起慢廣說如前。增上慢者於勝功德未得謂得。未獲謂獲。未觸謂觸。未證謂證。由此起慢廣說如前。卑慢者於他多勝謂己少劣。由此起慢廣說如前。邪慢者實自無德謂己有德。由此起慢廣說如前。問增上慢邪慢俱依未得處起云何差別。答增上慢通於有無處起。邪慢唯於無處起。復次增上慢通於已得未得處起。邪慢唯於未得處起。復次增上慢於等功德或勝功德處起。邪慢都無功德處起復次增上慢於似功德或實功德處起。邪慢都無功德處起。復次增上慢內外道俱起。邪慢唯外道起。復次增上慢異生聖者俱起。邪慢唯異生起。是謂差別。問如是七慢幾見所斷。幾修所斷。有作是說。一唯見所斷。謂我慢。一唯修所斷謂卑慢。餘五通見修所斷。

Ru-Yi Translation

Further, pride is, in brief, of seven kinds: first, pride proper; second, excessive pride; third, pride upon pride; fourth, the pride of self; fifth, overreaching pride; sixth, self-deprecating pride; seventh, wrongful pride. Pride proper is that which, with respect to an inferior, supposes oneself superior, or, with respect to an equal, supposes oneself equal — on account of this, one gives rise to pride, having already taken pride, about to take pride, one's mind self-elevating, self-aggrandizing. Excessive pride is that which, with respect to an equal, supposes oneself superior, or, with respect to a superior, supposes oneself equal — on account of this, one gives rise to pride, broadly, exactly as before. Pride upon pride is that which, with respect to a superior, supposes oneself superior — on account of this, one gives rise to pride, broadly, exactly as before. The pride of self is that which, with respect to the five aggregates subject to grasping, supposes them to be a self or belonging to a self — on account of this, one gives rise to pride, broadly, exactly as before. Overreaching pride is that which, with respect to a superior quality not yet attained, supposes it already attained, not yet obtained, supposes it already obtained, not yet touched, supposes it already touched, not yet directly realized, supposes it already directly realized — on account of this, one gives rise to pride, broadly, exactly as before. Self-deprecating pride is that which, with respect to another who greatly surpasses oneself, supposes oneself to be only slightly inferior — on account of this, one gives rise to pride, broadly, exactly as before. Wrongful pride is that which, possessing genuinely no virtue at all, supposes oneself to possess virtue — on account of this, one gives rise to pride, broadly, exactly as before. One asks: overreaching pride and wrongful pride both arise with respect to something not yet attained — what, then, is their distinction? The answer: overreaching pride may arise with respect either to something that exists or to something that does not exist; wrongful pride arises solely with respect to something that does not exist. Further, overreaching pride may arise with respect either to something already attained or to something not yet attained; wrongful pride arises solely with respect to something not yet attained. Further, overreaching pride arises with respect to an equal or a superior quality; wrongful pride arises with respect to no quality at all. Further, overreaching pride arises with respect to a resembling quality or a genuine quality; wrongful pride arises with respect to no quality at all. Further, both insiders and outsiders alike give rise to overreaching pride; only outsiders give rise to wrongful pride. Further, both ordinary beings and noble ones alike give rise to overreaching pride; only ordinary beings give rise to wrongful pride — such, then, is their distinction. One asks: of these seven kinds of pride, how many are abandoned by seeing, and how many by cultivation? There are those who say: one is solely abandoned by seeing — namely, the pride of self; one is solely abandoned by cultivation — namely, self-deprecating pride; the remaining five span both what is abandoned by seeing and by cultivation.

有餘師說。二唯見所斷謂我慢邪慢。一唯修所斷謂卑慢。餘四通見修所斷。評曰。應作是說。七慢皆通見修所斷。問我慢邪慢云何通修所斷。答有身見及邪見於五部法執我我所及撥為無此後。或緣見苦所斷法起我慢及邪慢。或乃至緣修所斷法起我慢及邪慢。故此二慢通修所斷。問云何卑慢見所斷耶。答如我見者。互相問答我見相已。有便知他我見勝已。而於多勝謂己少劣遂起卑慢。此等卑慢是見所斷問如是七慢幾何界繫。有作是說。欲界具七。上二界唯有六除卑慢。彼無校量種姓等故。評曰。色無色界亦具七慢。問彼無校量種姓等義寧有卑慢。答彼雖無有校量種等而有比度定等功德。復次先在欲界方他而起。由數習力後生上界引起彼慢。有作是說。雖生上界卑慢不起。而在欲界起彼卑慢。如二證得上界定者。展轉問答所得定相。因斯校量有起卑慢。評曰。應作是說。非卑慢等要比度他勝劣而起。無始時來數習力故。雖生上界亦有現行。是故三界皆具七慢。

There are yet other masters who say: two are solely abandoned by seeing — namely, the pride of self and wrongful pride; one is solely abandoned by cultivation — namely, self-deprecating pride; the remaining four span both what is abandoned by seeing and by cultivation. The verdict: it should be said that all seven kinds of pride span both what is abandoned by seeing and by cultivation. One asks: how can the pride of self and wrongful pride span what is abandoned by cultivation? The answer: the view of the perishable aggregation of self and wrong view, with respect to the dharmas of all five sections, grasp at a self and what belongs to a self, or deny their existence altogether — and, afterward, taking as their object what is abandoned by seeing suffering, one gives rise to the pride of self and wrongful pride, or, taking as their object what is abandoned even by cultivation, one gives rise to the pride of self and wrongful pride — and it is for this reason that these two kinds of pride span what is abandoned by cultivation as well. One asks: how can self-deprecating pride be abandoned by seeing? The answer: exactly as those who hold the view of self, questioning one another back and forth about their own view of self, one thereby comes to know that another's view of self surpasses one's own, and yet, seeing that this margin is so much greater, one nonetheless supposes it to be but slight, thereby giving rise to self-deprecating pride — such self-deprecating pride as this is abandoned by seeing. One asks: to how many realms is each of these seven kinds of pride bound? There are those who say: the desire realm possesses all seven in full; the two higher realms possess only six, excluding self-deprecating pride, since those realms possess no comparison of family lineage and the like. The verdict: the form and formless realms, too, possess all seven kinds of pride in full. One asks: how, then, without any comparison of family lineage and the like, can self-deprecating pride exist there? The answer: although those realms possess no comparison of family lineage and the like, they do possess a comparative measure of meditative attainments and the like. Further, one first gives rise to this pride with reference to another while still in the desire realm, and, through the force of habitual repetition, later, reborn in the higher realms, this same pride is drawn forth to manifest there as well. There are those who say: although one, reborn in the higher realms, does not give rise to self-deprecating pride there, one nonetheless gives rise to that very pride while still in the desire realm — that is, two beings who have both attained a concentration of the higher realms, questioning one another back and forth about the marks of the concentration each has attained, thereby come, through this very comparison, to give rise to self-deprecating pride. The verdict: it should be said that not every kind of pride, including self-deprecating pride, necessarily arises through comparison with another — from beginningless time, through the force of habitual repetition, it manifests even though one is reborn in the higher realms, and it is for this reason that all three realms alike possess all seven kinds of pride in full.

Reading note — Ru-Yi

That this taxonomy needed seven distinct categories, rather than a single undifferentiated notion of "pride," to do justice to the full range of ways a mind can inflate or distort its own standing — comparing up, comparing down, comparing to nothing at all, comparing to a fiction — suggests something important about how thoroughly this psychological territory has been mapped: pride was never a single vice for this tradition, but an entire family of related but genuinely distinct failures of accurate self-assessment.

Fascicle 43 Complete

This closes fascicle 43 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary. Fascicle 43 completed the twelvefold classification of concentration, distinguished ignorance from incorrect awareness through a formal debate and arrogance from pride through the Venerable Aniruddha's own scriptural example, and gave overreaching pride its most extensive treatment yet — from its first arising at the path of seeing through its most consequential form, the mistaken conviction that one will undergo no further existence — closing with a comprehensive sevenfold taxonomy of pride itself. Fascicle 44 continues the same nyāsa.