Between Death and Rebirth
Fascicle 68 completes the technical profile of faculty-change — how many paths it requires, whether they are contaminated or undefiled, and the arhat's own sixfold hierarchy from prone-to-regression up through unshakeable — before turning to an entirely new topic: the intermediate state between death and rebirth. Three rival views are refuted, and a systematic fourfold ledger tracks exactly how dying, being reborn, and experiencing a given realm's own existence-mode can come apart across the desire, form, and formless realms. This page carries Ru-Yi's complete translation.
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
Fascicle 68 continues the Sentient-Being Nyāsa (結蘊第二中有情納息第三之六), completing the extended debate over faculty-change (轉根) begun in the previous fascicle, then opening an entirely new topic within the same nyāsa: the intermediate state (中有, antarābhava) between death and rebirth. Terms established in earlier fascicles recur here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. Does Faculty-Change Discard the Cutting-Off at the Peak of Existence?
Opening part six of the Sentient-Being Nyāsa, the treatise resolves a genuine puzzle: when a practitioner already free of the sphere of nothingness's own defilement turns his faculty from resolve-through-faith to attainment-through-vision, he relinquishes the undefiled counteractive path at the three formless stages — but the cutting-off those paths achieved survives, sustained instead by the worldly counteractive path that continues alongside it. Pressed further with the harder case of a practitioner only partly free of the very peak of existence, where no worldly counteraction remains to sustain anything, the compilers rule that the cutting-off is indeed lost, yet the afflictions never reappear, exactly as an ordinary person who dies free of a lower stage's defilement never sees that stage's afflictions return.
結蘊第二中有情納息第三之六問已離無所有處染信勝解轉根作見至時。既捨三無色無漏對治道於三地斷為亦捨不。設爾何失。二俱有過。所以者何。若捨彼斷云何不成就彼三地煩惱。若不捨者云何捨彼道而不捨斷耶。答應作是說。不捨彼斷。問既捨彼道如何不捨三地斷耶。答下三無色地有二對治道。一者世俗。二者無漏。學轉根時雖捨彼無漏而不捨世俗。
Continuing the Sentient-Being Nyāsa within the second, the Fetters Aggregate, part six. One asks: for one already free of the sphere of nothingness's own defilement, at the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, since he thereby relinquishes the undefiled counteractive path belonging to the three formless stages with respect to the cutting-off at those three stages, does he also relinquish that cutting-off itself? Whichever position is granted, what fault follows? Both alternatives carry a fault. For what reason is this so? If he relinquishes that cutting-off, how could he then fail to possess the afflictions of those three stages once again? And if he does not relinquish it, how could he relinquish that path while not relinquishing the cutting-off it achieved? The answer: one should say as follows — he does not relinquish that cutting-off. One asks: since he relinquishes that path, how could he not relinquish the cutting-off belonging to the three stages? The answer: the lower three formless stages each possess two counteractive paths — first, the worldly; second, the undefiled. At the moment of a learner's faculty-turning, although he relinquishes the undefiled path, he does not relinquish the worldly path,
由世俗得持彼斷故。學轉根時不失彼斷。問若世俗道有作用處學轉根時可不捨斷。若世俗道無作用處學轉根時寧不捨斷。如離非想非非想處一品乃至八品染。已信勝解轉根作見至時。彼非想非非想處修所斷法斷為捨為不捨。若捨彼斷云何不成就彼地煩惱。若不捨者云何捨彼對治而不捨斷。有作是說。必無分離非想非非想處染而轉根者。彼若轉根或全離染或復全退。復有說者。亦有分離非想非非想處染而轉根者。雖捨彼道而不捨斷。評曰應作是說。彼雖捨道亦捨彼斷而不成就彼地煩惱。如諸異生已離無所有處染命終生非想非非想處。彼於欲界乃至識無邊處若道若斷。雖皆捨之而不成就彼地煩惱。此亦如是故不應難。問下地煩惱不依上身可捨道斷。而不成就下地煩惱。上地煩惱亦依下身學轉根時既捨道斷。云何不成就已所斷煩惱。答分離非想非非想處一品乃至八品染已。而轉根者離彼染後起如見道無間解脫持彼相續不令復退。如異生位已離無所有處染入正性離生。得不還果已必不退起先所斷結。此亦如是故不應難。
since it is the worldly path that sustains this cutting-off — and it is for this reason that a learner's faculty-turning does not cause this cutting-off to be lost. One asks: granting that, where the worldly path has some function, faculty-turning need not relinquish the cutting-off, where the worldly path has no function at all, how could faculty-turning still fail to relinquish it? As, for instance, when one already free of one through eight grades of affliction belonging to the realm of neither-perception-nor-non-perception, being one of resolve-through-faith, turns his faculty to become one who has attained through vision — is the cutting-off of the dharmas abandoned by cultivation belonging to that same realm of neither-perception-nor-non-perception relinquished, or not relinquished? If this cutting-off is relinquished, how could he then fail to possess the afflictions of that stage once again? And if it is not relinquished, how could he relinquish the counteraction while not relinquishing the cutting-off? There are those who say: there is, in fact, no case of one who, being only partly free of the realm of neither-perception-nor-non-perception's own defilement, undertakes faculty-turning — should such a person turn his faculty, he either becomes wholly free of that defilement, or else regresses entirely. Others say: there is indeed a case of one only partly free of that realm's own defilement undertaking faculty-turning, and, although he relinquishes that path, he does not relinquish the cutting-off. The compilers say: one should say as follows — although he relinquishes the path, he also relinquishes that cutting-off, and yet he still does not come to possess the afflictions of that stage once again — exactly as when an ordinary person, already free of the sphere of nothingness's own defilement, dies and is reborn in the realm of neither-perception-nor-non-perception: with respect to the desire realm, up through the sphere of infinite consciousness, both his path and his cutting-off are, in every case, relinquished, and yet he still does not come to possess the afflictions of those stages once again — this case is exactly the same, and so this ought not to be raised as an objection. One asks: a lower stage's own affliction, not depending upon a higher body, may have its path and cutting-off relinquished without the lower stage's own affliction being possessed once again; but a higher stage's own affliction likewise depends upon a lower body, and, at the moment of a learner's faculty-turning, both the path and the cutting-off are relinquished — how, then, could the affliction already cut off fail to be possessed once again? The answer: once one only partly free of one through eight grades of the realm of neither-perception-nor-non-perception's own defilement undertakes faculty-turning, he gives rise, after becoming free of that defilement, to something resembling the uninterrupted and liberation paths of the path of seeing, which sustains this continuity and prevents it from ever regressing again — exactly as, at the stage of an ordinary person, one already free of the sphere of nothingness's own defilement who enters the state of correct determination and, having attained the fruit of non-returning, certainly never regresses so as to give rise once again to the fetters already cut off before — this case is exactly the same, and so this too ought not to be raised as an objection.
The worldly path's quiet role as a kind of insurance policy is the real discovery here: an undefiled path can be relinquished without loss so long as some other mechanism — even a comparatively crude worldly counteraction — still holds the resulting cutting-off in place, and only when no such backup exists does the treatise concede an actual, if practically inconsequential, loss.
2. How Many Paths Are Used in Each Kind of Faculty-Change?
The treatise asks how many aids to practice, uninterrupted paths, and liberation paths are required for the two chief kinds of faculty-sharpening: one of resolve-through-faith becoming one who has attained through vision, and an arhat liberated-in-season becoming one unshakeable. The compilers settle on a single aid, uninterrupted path, and liberation path for the first — a learner's faculty being easily turned — but nine each for the second, since an arhat's long-cultivated faculty is as hard to relinquish and reattain as tearing down and rebuilding a house is harder than building it new.
問信勝解轉根作見至時。用幾加行道幾無間道幾解脫道而轉根耶。
One asks: at the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, how many aids to practice, how many uninterrupted paths, and how many liberation paths does he employ in order to turn his faculty?
有作是說。彼用一加行道九無間道九解脫道而轉根。評曰彼不應作是說。學無漏根非久修習易可轉故。應作是說。彼但用一加行道一無間道一解脫道而轉根如見道故。問時解脫阿羅漢轉根作不動時。
There are those who say: he employs one aid to practice, nine uninterrupted paths, and nine liberation paths in order to turn his faculty. The compilers say: this ought not to be said, since a learner's undefiled faculty, not being long cultivated, is easily turned. One should say as follows: he employs only one aid to practice, one uninterrupted path, and one liberation path in order to turn his faculty, exactly as with the path of seeing. One asks: at the moment an arhat liberated-in-season turns his faculty to become one unshakeable,
用幾加行道幾無間道幾解脫道而轉根耶。有作是說。彼用一加行道一無間道一解脫道而轉根。評曰彼不應作是說。以無學根是久修習難可捨故。又捨重果更得重果多用功故。如人壞舍復造舍時。多用功力非如創造。應作是說。彼用一加行道九無間道九解脫道而轉根如修道故。
how many aids to practice, how many uninterrupted paths, and how many liberation paths does he employ in order to turn his faculty? There are those who say: he employs one aid to practice, one uninterrupted path, and one liberation path in order to turn his faculty. The compilers say: this ought not to be said, since a non-learner's faculty, being long cultivated, is difficult to relinquish; and, further, relinquishing a weighty fruit only to attain another weighty fruit demands considerably greater effort — exactly as when a person tears down a house and builds it anew, this demands considerably greater effort than building it for the very first time. One should say as follows: he employs one aid to practice, nine uninterrupted paths, and nine liberation paths in order to turn his faculty, exactly as with the path of cultivation.
The house-building simile captures something the numbers alone would not: the very same kind of transition — trading a lesser faculty for a sharper one — costs vastly more effort at the non-learner's stage not because the goal is harder to reach, but because what must first be dismantled is so much more deeply set.
3. Contaminated or Undefiled, New or Previously Attained?
Two further technical questions round out the profile of each faculty-change: whether the paths involved are contaminated or undefiled, and whether they are freshly attained or previously possessed. In both cases the aid to practice may be either, reflecting its preparatory, still-flexible character, while the uninterrupted and liberation paths proper are undefiled and never previously attained — with one exception, the arhat's ninth liberation path, whose future cultivation spans both categories since it simultaneously establishes wholesome roots across all three realms at once.
問信勝解轉根作見至時。加行道等為有漏為無漏耶。答彼加行道或有漏或無漏。未來所修通有漏及無漏。彼無間道一向無漏。未來所修亦唯無漏彼解脫道一向無漏。未來所修有作是說。亦唯無漏。復有說者。爾時通修有漏無漏。問時解脫阿羅漢轉根作不動時。加行道等為有漏為無漏耶。答彼加行道或有漏或無漏。未來所修通有漏及無漏。九無間道八解脫道一向無漏。未來所修亦唯無漏。第九解脫道一向無漏。未來所修通有漏及無漏。彼於爾時隨其所應兼修三界諸善根故。
One asks: at the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, is his aid to practice and the rest contaminated or undefiled? The answer: his aid to practice is, in some cases, contaminated, in others, undefiled, and what is cultivated for the future spans both the contaminated and the undefiled. His uninterrupted path is, without exception, undefiled, and what is cultivated for the future is likewise solely undefiled. His liberation path is, without exception, undefiled; as for what is cultivated for the future, there are those who say this too is solely undefiled, while others say that, at that time, both the contaminated and the undefiled are cultivated together. One asks: at the moment an arhat liberated-in-season turns his faculty to become one unshakeable, is his aid to practice and the rest contaminated or undefiled? The answer: his aid to practice is, in some cases, contaminated, in others, undefiled, and what is cultivated for the future spans both the contaminated and the undefiled. His nine uninterrupted paths and eight of his liberation paths are, without exception, undefiled, and what is cultivated for the future is likewise solely undefiled. His ninth liberation path is, without exception, undefiled; but what is cultivated for the future spans both the contaminated and the undefiled, since, at that time, he cultivates, as is fitting, every wholesome root across the three realms together.
問信勝解轉根作見至時。加行道等為是曾得為未曾得耶。答彼加行道或是曾得或未曾得。無間解脫道俱唯未曾得。問時解脫阿羅漢轉根作不動時。加行道等為是曾得為未曾得耶。答彼加行道或是曾得或未曾得。九無間道九解脫道唯未曾得。
One asks: at the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, is his aid to practice and the rest previously attained, or not yet attained? The answer: his aid to practice is, in some cases, previously attained, in others, not yet attained; his uninterrupted and liberation paths are, in every case, solely not yet attained. One asks: at the moment an arhat liberated-in-season turns his faculty to become one unshakeable, is his aid to practice and the rest previously attained, or not yet attained? The answer: his aid to practice is, in some cases, previously attained, in others, not yet attained; his nine uninterrupted paths and nine liberation paths are, in every case, solely not yet attained.
That the aid to practice alone can be contaminated while the uninterrupted and liberation paths cannot is a small but telling structural fact: the aid to practice is preparatory scaffolding, still negotiable in its own moral character, while the decisive moments of a faculty-change — the actual cutting away of the old faculty and the actual grasping of the new — admit no such flexibility at all.
4. Lineage, Fruit-Classification, and the Six Kinds of Arhat
The treatise classifies each faculty-change's aid, uninterrupted, and liberation paths by lineage — resolve-through-faith versus attainment-through-vision, liberated-in-season versus liberated-beyond-season — and by whether they belong to a fruit-path or a path toward a superior fruit, the latter possibility vanishing entirely for an arhat, who has no superior fruit left to seek. It then introduces the arhat's own sixfold hierarchy — prone to regression, capable of reflection, protective of the dharma, steadfastly abiding, capable of penetration, and unshakeable — tracing the faculty relinquished and gained at each successive step upward.
信勝解轉根作見至時。加行無間道是信勝解道攝。解脫道是見至道攝。時解脫阿羅漢轉根作不動時。加行道九無間道八解脫道是時解脫道攝。第九解脫道是不時解脫道攝。信勝解轉根作見至時。若住果而轉根者。彼加行無間解脫道皆是果道攝。若住勝果道而轉根者。彼加行無間道是勝果道攝。解脫道是果道攝。時解脫阿羅漢轉根作不動時。彼加行無間解脫道皆是果道攝。彼無勝果道故。信勝解轉根作見至時。若住果而轉根者。彼捨果道得果道。若住勝果道而轉根者。彼捨果道及勝果道唯得果道。時解脫阿羅漢轉根作不動時。唯捨果道得果道。無學位無勝果道故。阿羅漢有六種。謂退法思法護法安住法堪達法不動法。退法阿羅漢轉根作思法時。彼捨退法根得思法根。思法阿羅漢轉根作護法時。彼捨思法根得護法根。
At the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, his aid to practice and uninterrupted path are gathered within the path proper to one of resolve-through-faith, while his liberation path is gathered within the path proper to one who has attained through vision. At the moment an arhat liberated-in-season turns his faculty to become one unshakeable, his aid to practice, nine uninterrupted paths, and eight of his liberation paths are gathered within the path proper to one liberated-in-season, while his ninth liberation path is gathered within the path proper to one liberated-beyond-season. At the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, if he does so while abiding in a fruit, his aid to practice, uninterrupted path, and liberation path are, in every case, gathered within the fruit-path; if he does so while abiding in the path toward a superior fruit, his aid to practice and uninterrupted path are gathered within the path toward a superior fruit, while his liberation path is gathered within the fruit-path. At the moment an arhat liberated-in-season turns his faculty to become one unshakeable, his aid to practice, uninterrupted path, and liberation path are, in every case, gathered within the fruit-path, since he possesses no path toward a superior fruit. At the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, if he does so while abiding in a fruit, he relinquishes a fruit-path and attains a fruit-path; if he does so while abiding in the path toward a superior fruit, he relinquishes both a fruit-path and the path toward a superior fruit, and attains only a fruit-path. At the moment an arhat liberated-in-season turns his faculty to become one unshakeable, he only relinquishes a fruit-path and attains a fruit-path, since the non-learner's stage possesses no path toward a superior fruit. An arhat is of six kinds, namely, prone to regression, capable of reflection, protective of the dharma, steadfastly abiding, capable of penetration, and unshakeable. At the moment an arhat prone to regression turns his faculty to become one capable of reflection, he relinquishes the faculty of prone-to-regression and attains the faculty of capable-of-reflection. At the moment an arhat capable of reflection turns his faculty to become one protective of the dharma, he relinquishes the faculty of capable-of-reflection and attains the faculty of protective-of-the-dharma.
護法阿羅漢轉根作安住法時。彼捨護法根得安住法根。安住法阿羅漢轉根作堪達法時。彼捨安住法根得堪達法根。堪達法阿羅漢轉根作不動法時。彼捨堪達法根得不動法根。如是五位一一皆用一加行道九無間道九解脫道而得轉根。彼加行道九無間道八解脫道起時有得無捨。第九解脫道起時有得有捨。謂捨退法等根得思法等根。前四位加行無間解脫道。及第五位加行無間八解脫道。皆是時解脫道攝。第九解脫道是不時解脫道攝。如無學道有六種性。修道亦有此六種性。謂學退法種性乃至學不動法種性。問信勝解轉根作見至時。若住退法種性者。為轉退法種性根即得不動法種性根。為轉退法種性根但得思法種性根。漸次勝進最後方得不動法種性根。乃至若住安住法種性者。為轉安住法種性根即得不動法種性根。為轉安住法種性根但得堪達法種性根。復轉堪達法種性根方得不動法種性根耶。有作是說。若住退法種性者。轉退法種性根即得不動法種性根。不由漸次勝進方得。乃至若住安住法種性者。轉安住法種性根即得不動法種性根。不由漸次勝進方得。所以者何。學位轉根異無學位。謂無學位難捨難得要多功用漸次乃成。學位不爾故頓轉得。
At the moment an arhat protective of the dharma turns his faculty to become one steadfastly abiding, he relinquishes the faculty of protective-of-the-dharma and attains the faculty of steadfastly-abiding. At the moment an arhat steadfastly abiding turns his faculty to become one capable of penetration, he relinquishes the faculty of steadfastly-abiding and attains the faculty of capable-of-penetration. At the moment an arhat capable of penetration turns his faculty to become one unshakeable, he relinquishes the faculty of capable-of-penetration and attains the faculty of unshakeable. Each of these five stages, in every single case, employs one aid to practice, nine uninterrupted paths, and nine liberation paths in order to attain faculty-turning. At the moment his aid to practice, nine uninterrupted paths, and eight of his liberation paths arise, there is attainment without relinquishment; at the moment his ninth liberation path arises, there is both attainment and relinquishment, namely, relinquishing the faculty of prone-to-regression and the rest and attaining the faculty of capable-of-reflection and the rest. The aid to practice, uninterrupted path, and liberation path belonging to the first four stages, together with the aid to practice, uninterrupted path, and eight liberation paths belonging to the fifth stage, are, in every case, gathered within the path proper to one liberated-in-season; the ninth liberation path is gathered within the path proper to one liberated-beyond-season. Exactly as the non-learner's path possesses six kinds of nature, so too does the path of cultivation possess these same six kinds of nature, namely, the nature of a learner prone to regression, up through the nature of a learner unshakeable. One asks: at the moment one of resolve-through-faith turns his faculty to become one who has attained through vision, if he abides in the nature of prone-to-regression, does turning the faculty of prone-to-regression thereby immediately attain the faculty of the nature unshakeable, or does turning the faculty of prone-to-regression attain only the faculty of the nature capable-of-reflection, advancing by degrees until finally, at the very end, attaining the faculty of the nature unshakeable? And so on, up through: if he abides in the nature of steadfastly-abiding, does turning the faculty of the nature steadfastly-abiding thereby immediately attain the faculty of the nature unshakeable, or does turning the faculty of the nature steadfastly-abiding attain only the faculty of the nature capable-of-penetration, and only by further turning the faculty of the nature capable-of-penetration does one then attain the faculty of the nature unshakeable? There are those who say: if one abides in the nature of prone-to-regression, turning the faculty of the nature prone-to-regression thereby immediately attains the faculty of the nature unshakeable, not by advancing through degrees; and so on, up through: if one abides in the nature of steadfastly-abiding, turning the faculty of the nature steadfastly-abiding thereby immediately attains the faculty of the nature unshakeable, not by advancing through degrees. For what reason is this so? Because faculty-turning at the learner's stage differs from that at the non-learner's stage — that is, at the non-learner's stage, both relinquishing and attaining are difficult, requiring considerable effort and being accomplished only by degrees, while this is not so at the learner's stage, and it is for this reason that the turning there is accomplished all at once.
The six-arhat hierarchy reads almost like a ladder of increasing security rather than increasing wisdom: each rung up trades a faculty vulnerable to some specific failure — regression, needing protection, needing a stable environment — for one immune to it, culminating in the unshakeable arhat who needs nothing external at all to preserve what he has attained.
5. The Compilers Reject "One Leap to Unshakeable," and Restate the Gradual Account
A proposed shortcut theory holds that a learner prone to regression, upon turning his faculty even once, leaps directly to the nature of unshakeable, skipping every intermediate grade, since a learner's faculties are supposedly easy to relinquish and attain unlike a non-learner's. The compilers reject this outright: ease or difficulty of faculty-change tracks only the number of uninterrupted and liberation paths employed, never whether the transition is gradual or sudden, and the correct account has the learner advancing by exactly the same single step at a time as the arhat does, merely using one path apiece instead of nine.
評曰彼不應作是說。捨得難易但由無間解脫多少。不由漸頓而有差別。應作是說。若住退法種性者。轉退法種性根但得思法種性根。
The compilers say: this ought not to be said. Whether relinquishing and attaining are difficult or easy depends solely upon the number of uninterrupted and liberation paths involved, not upon any distinction between gradual and instantaneous. One should say as follows: if one abides in the nature of prone-to-regression, turning the faculty of the nature prone-to-regression attains only the faculty of the nature capable-of-reflection,
漸次勝進方至不動。乃至若住安住法種性者。轉安住法種性根但得堪達法種性根。復轉堪達法種性根方得不動法種性根如是五位一一皆用一加行道一無間道一解脫道而得轉根。彼加行無間道起時有得無捨。解脫道起時有得有捨。謂捨退法等種性根得思法等種性根。
advancing by degrees until finally reaching the unshakeable; and so on, up through: if one abides in the nature of steadfastly-abiding, turning the faculty of the nature steadfastly-abiding attains only the faculty of the nature capable-of-penetration, and only by further turning the faculty of the nature capable-of-penetration does one then attain the faculty of the nature unshakeable. Each of these five stages, in every single case, employs one aid to practice, one uninterrupted path, and one liberation path in order to attain faculty-turning. At the moment his aid to practice and uninterrupted path arise, there is attainment without relinquishment; at the moment his liberation path arises, there is both attainment and relinquishment, namely, relinquishing the faculty of the nature prone-to-regression and the rest and attaining the faculty of the nature capable-of-reflection and the rest.
This is a clean example of the treatise refusing to let two independent variables collapse into one: the shortcut theory conflated 'how many paths are needed' with 'how many steps are skipped,' and the compilers' correction shows these are simply different questions — a learner's faculty-change is fast in the first sense and identical in the second, gradual all the way up exactly as an arhat's is.
6. The Correspondence-Conduct Ground's Six Natures, Vehicle-Transitions, and a New Question Opens
The path of seeing, moving too swiftly to allow any faculty-change mid-course, nonetheless possesses the same six natures found elsewhere, as does the correspondence-conduct ground — the four nirvedhabhāgīya stages of heat, peak, patient acceptance, and the supreme worldly dharma. At heat and peak, a practitioner may even turn his faculty across vehicles entirely, from disciple to solitary-realizer to buddha; but at patient acceptance this door closes for two of the three vehicles, since patient acceptance grants immunity from the evil destinies that only a bodhisattva's own great vow can still choose to enter. A further debate over whether this ground's faculty-change needs uninterrupted and liberation paths at all is resolved by redefining what counts as "relinquishing" a faculty that no longer manifests, before the fascicle pivots to an entirely new question: the nature of the intermediate state between death and rebirth.
前四位加行無間解脫道。及第五位加行無間道皆是信勝解道攝。第五位解脫道是見至道攝。如修道位有六種性。見道位亦有此六種性。謂學退法種性乃至學不動法種性。然見道位無轉根者。所以者何。見道速疾不起意樂一起相續要至修道方有更起餘加行故。如見道位有六種性。相應行地亦有此六種性。謂相應行退法種性。乃至相應行不動法種性。此地中有六種性者。謂㬉頂忍世第一法。此是聖道近加行故。緣諦行相似聖道故。依身及定同見道故。前位不爾故不立六種性。此相應行地亦有轉根義。謂轉退法㬉種性根起思法㬉種性根。轉思法㬉種性根起護法㬉種性根轉護法㬉種性根起安住法㬉種性根。轉安住法㬉種性根起堪達法㬉種性根。轉堪達法㬉種性根起不動法㬉種性根。轉聲聞㬉種性根起獨覺㬉種性根。轉聲聞獨覺㬉種性根起佛㬉種性根。如說㬉位頂位亦爾。忍位有異。謂轉退法忍種性根起思法忍種性根。漸次乃至轉堪達法忍種性根起不動法忍種性根。轉聲聞忍種性根。起獨覺忍種性根。無轉聲聞獨覺忍種性根起佛忍種性根義。所以者何。忍違惡趣諸得忍性者於諸惡趣得非擇滅。菩薩有時乘大願力生諸惡趣饒益有情故。二乘忍位無趣佛乘理。有餘師說。聲聞㬉頂位有轉趣獨覺及佛義。獨覺㬉頂位無轉趣佛義。所以者何。如佛無師自然覺悟獨覺亦爾。如佛期心一結跏坐引發一切善功德聚。從不淨觀乃至發起盡無生智中間相續不起異心獨覺亦爾。評曰彼不應作是說。麟角喻獨覺㬉頂位中可無趣佛義。部行喻者㬉頂位中轉趣佛乘不違理故。由此前說於理為善。問相應行地諸轉根者。為有無間解脫道不。有說亦有。謂轉退法等種性起思法等種性時。一一別有一加行道九無間道九解脫道。以久修習有漏種性難捨得故。如無學位轉無漏根。有餘師說。一一但有一加行道一無間道一解脫道修習㬉等。非久遠故易捨易得。如有學位轉無漏根。復有說者。相應地中諸轉根者。但起加行數數修習厭劣欣勝。乃至轉得勝位種性。無無間道及解脫道。以得勝時不捨劣故非如聖位。諸轉根者無成就二品無漏種性故。得勝品時必捨劣品故。須無間及解脫道。評曰相應地中諸轉根者。雖不捨劣得勝品根而得勝時劣品種性不現行故亦名為捨。故轉退法種性等起思法種性等時。用多加行引一無間一解脫道而得轉根亦不違理。修習㬉等非久遠故有漏加行難成辦故。若轉趣餘乘無無間解脫時經久遠乃成辦故。世第一法位雖有六種性然不轉根一剎那故。前預流果位亦有六種性。既有轉根亦有退者。故有於彼作問答言。頗有退預流果而不成就見所斷結耶。答有。謂退勝種性時。諸在欲界死生者皆受欲有耶。乃至廣說。問何故作此論。為止他宗顯正理故。謂或有說三界死生皆無中有。為止彼宗顯欲色界定有中有無色界無。或復有說。
The aid to practice, uninterrupted path, and liberation path belonging to the first four stages, together with the aid to practice and uninterrupted path belonging to the fifth stage, are, in every case, gathered within the path proper to one of resolve-through-faith; the liberation path belonging to the fifth stage is gathered within the path proper to one who has attained through vision. Exactly as the stage of the path of cultivation possesses six kinds of nature, so too does the stage of the path of seeing possess these same six kinds of nature, namely, the nature of a learner prone to regression, up through the nature of a learner unshakeable. Yet at the stage of the path of seeing there is no case of faculty-turning, for what reason? Because the path of seeing is swift and sudden, giving rise to no leisure for deliberation — once it arises, it continues without interruption, and it is only upon reaching the path of cultivation that any further aid to practice can arise again. Exactly as the stage of the path of seeing possesses six kinds of nature, so too does the correspondence-conduct ground possess these same six kinds of nature, namely, the nature of correspondence-conduct prone to regression, up through the nature of correspondence-conduct unshakeable. As for this ground possessing six kinds of nature, this refers to heat, peak, patient acceptance, and the supreme worldly dharma, since these are the very aids to practice standing closest to the noble path, taking the truths as their object in an aspect resembling the noble path's own, and relying upon a body and a concentration identical to the path of seeing's own — the stages preceding these being otherwise, and therefore not establishing six kinds of nature. This correspondence-conduct ground likewise possesses a sense of faculty-turning — that is, turning the faculty of the nature prone-to-regression-at-heat gives rise to the faculty of the nature capable-of-reflection-at-heat; turning the faculty of the nature capable-of-reflection-at-heat gives rise to the faculty of the nature protective-of-the-dharma-at-heat; turning the faculty of the nature protective-of-the-dharma-at-heat gives rise to the faculty of the nature steadfastly-abiding-at-heat; turning the faculty of the nature steadfastly-abiding-at-heat gives rise to the faculty of the nature capable-of-penetration-at-heat; turning the faculty of the nature capable-of-penetration-at-heat gives rise to the faculty of the nature unshakeable-at-heat; turning the faculty of the disciple's-vehicle-nature-at-heat gives rise to the faculty of the solitary-realizer's-vehicle-nature-at-heat; and turning the faculty of the disciple's- or solitary-realizer's-vehicle-nature-at-heat gives rise to the faculty of the buddha-vehicle-nature-at-heat. Exactly as stated for the stage of heat, so too for the stage of peak. The stage of patient acceptance differs — that is, turning the faculty of the nature prone-to-regression-at-patient-acceptance gives rise to the faculty of the nature capable-of-reflection-at-patient-acceptance, and so on by degrees, up through turning the faculty of the nature capable-of-penetration-at-patient-acceptance, which gives rise to the faculty of the nature unshakeable-at-patient-acceptance; and turning the faculty of the disciple's-vehicle-nature-at-patient-acceptance gives rise to the faculty of the solitary-realizer's-vehicle-nature-at-patient-acceptance — but there is no sense in which turning the faculty of the disciple's- or solitary-realizer's-vehicle-nature-at-patient-acceptance could give rise to the faculty of the buddha-vehicle-nature-at-patient-acceptance, for what reason? Because patient acceptance is at odds with the evil destinies, and whoever attains the nature of patient acceptance thereby attains a non-analytical cessation with respect to every evil destiny — a bodhisattva, however, at times rides upon the power of his own great vow to be reborn in the evil destinies, there to benefit sentient beings, and it is for this reason that the two vehicles' own stage of patient acceptance carries no possibility of proceeding toward the buddha-vehicle. Other masters say: the disciple's own stage of heat and peak does carry the sense of proceeding toward the solitary-realizer's vehicle and toward the buddha-vehicle; the solitary-realizer's own stage of heat and peak carries no sense of proceeding toward the buddha-vehicle, for what reason? Because, exactly as the Buddha awakens spontaneously without a teacher, so too does the solitary-realizer; exactly as the Buddha, having resolved his mind, sits once in the cross-legged posture and thereby draws forth the entire mass of wholesome merit, his mental continuity, from the contemplation of impurity up through the very arising of the cognition of exhaustion and of non-arising, giving rise to no differing thought in between, so too does the solitary-realizer. The compilers say: this ought not to be said — for the rhinoceros-horn-like solitary-realizer's own stage of heat and peak may indeed carry no sense of proceeding toward the buddha-vehicle, but the group-following solitary-realizer's own stage of heat and peak, turning to proceed toward the buddha-vehicle, is in no way contrary to reason, and it is for this reason that the position stated earlier accords soundly with reason. One asks: do those who undertake faculty-turning at the correspondence-conduct ground possess an uninterrupted and a liberation path, or not? There are those who say: they do indeed — that is, at the moment of turning the faculty of the nature prone-to-regression and the rest to give rise to the nature capable-of-reflection and the rest, there exists, in each and every single case, one distinct aid to practice, nine uninterrupted paths, and nine liberation paths, since a contaminated nature, long cultivated, is difficult to relinquish and difficult to attain — exactly as with the non-learner's stage turning an undefiled faculty. Other masters say: in each and every single case there exists only one aid to practice, one uninterrupted path, and one liberation path, since the cultivation of heat and the rest, not being of long duration, is easily relinquished and easily attained — exactly as with the learner's stage turning an undefiled faculty. There are yet others who say: those who undertake faculty-turning at the correspondence-conduct ground merely give rise to an aid to practice, cultivating it again and again, wearied by the inferior and delighting in the superior, until finally turning and attaining the nature of the superior stage — there being no uninterrupted path or liberation path involved at all, since, at the moment of attaining the superior, the inferior is not thereby relinquished, unlike the case at the noble stage, where those who undertake faculty-turning never possess two grades of undefiled nature at once, and so, at the moment of attaining the superior grade, the inferior grade is certainly relinquished, and it is for this reason that an uninterrupted and a liberation path are required there. The compilers say: those who undertake faculty-turning at the correspondence-conduct ground, although they do not relinquish the inferior in attaining the superior grade's own faculty, nevertheless, at the moment of attaining the superior, the inferior grade's own nature no longer manifests in operation, and this too is properly named a relinquishing — and so, at the moment of turning the nature prone-to-regression and the rest to give rise to the nature capable-of-reflection and the rest, employing many aids to practice to draw forth one uninterrupted path and one liberation path in order to attain faculty-turning likewise carries no contradiction with reason, since the cultivation of heat and the rest, not being of long duration, renders a contaminated aid to practice difficult to accomplish — whereas, were one turning toward a different vehicle entirely, lacking any uninterrupted or liberation path, this would require a very long duration indeed before being accomplished. Though the stage of the supreme worldly dharma likewise possesses six kinds of nature, there is no faculty-turning there, since it lasts but a single thought-moment. The earlier fruit of stream-entry likewise possesses six kinds of nature, and, since faculty-turning exists there, regression exists there as well — and it is for this reason that a question and answer are raised concerning it, asking: is there a case of one who regresses from the fruit of stream-entry and yet does not thereby fail to possess the fetters abandoned by seeing? The answer: there is — namely, at the moment of regressing from a superior nature. Do all who die and are reborn in the desire realm thereby experience desire-existence? And so on, at full length. One asks: for what reason is this treatise composed? The answer: in order to put a stop to other schools and to display the correct principle. That is, there are those who say that dying and being reborn across the three realms, in every case, involves no intermediate state at all — in order to put a stop to that school, this treatise displays that the desire and form realms definitely do possess an intermediate state, while the formless realm does not. Others, further, say
The patient-acceptance exception is a striking piece of doctrinal architecture: it is not that the bodhisattva somehow escapes the general rule barring rebirth in evil destinies once patient acceptance is attained, but that the vow itself operates on a different register entirely — a deliberate re-entry chosen for the sake of others is not the involuntary relapse the rule was designed to prevent, which is exactly why the treatise can hold both principles at once without contradiction.
7. Why This Treatise Is Composed: Three Rival Views on the Intermediate State
The treatise turns to why this question is raised at all, refuting three rival positions in turn: that dying and being reborn across all three realms never involves any intermediate state whatsoever; that the formless realm, possessing form of its own, must likewise possess an intermediate state exactly as the desire and form realms do; and that only sluggish karma produces an intermediate state at all, forceful karma passing directly to rebirth. Against all three, the treatise establishes that the desire and form realms definitely do possess an intermediate state, while the formless realm, possessing no form whatsoever, does not.
無色界中亦有色故亦有中有如欲色界。為止彼宗顯無色界無諸色故亦無中有。或復有執。欲色界中業猛利者即無中有。業遲鈍者即有中有。為止彼宗顯欲色界皆有中有故作斯論。所說有聲顯多種義。
that the formless realm likewise possesses form, and therefore likewise possesses an intermediate state, exactly as the desire and form realms do — in order to put a stop to that school, this treatise displays that the formless realm, possessing no form whatsoever, therefore possesses no intermediate state either. Others, further, hold that, within the desire and form realms, one whose karma is forceful has no intermediate state at all, while one whose karma is sluggish does possess an intermediate state — in order to put a stop to that school, this treatise displays that the desire and form realms both, without exception, possess an intermediate state, and it is for this reason that this treatise is composed. As for the term 'existence' spoken of here, it bears several distinct senses.
一行納息已廣說之。此中有聲顯屬眾同分有情數五蘊。諸在欲界死生者皆受欲有耶。答應作四句。在欲界死生與受欲有互有寬狹故。
The Conduct Nyāsa has already explained this at length. Here, the term 'existence' denotes the five aggregates belonging to a sentient being, sharing a common class of similar kind. Do all who die and are reborn in the desire realm thereby experience desire-existence? The answer: this ought to be cast as a tetralemma, since dying-and-being-reborn in the desire realm and experiencing desire-existence stand, to each other, in a relation now broader, now narrower.
Locating an intermediate state's possibility in the mere presence of form, rather than in the speed or force of the karma that produced the death, is the load-bearing move in this section: it converts what looked like an empirical question about karmic momentum into a structural one about what kind of realm is even capable of hosting a form-based existence in the first place.
8. The Desire Realm's Fourfold Ledger: Dying, Being Born, and Experiencing Desire-Existence
The treatise casts the relationship between dying-and-being-reborn in the desire realm and actually experiencing desire-existence as a tetralemma, since an intermediate-state being can arise in one realm while properly belonging, in its own experiential character, to another. A death in the desire realm can give rise to a form-realm intermediate being without ever touching desire-existence at all; conversely a death in the form realm can give rise to a desire-realm intermediate being who does experience desire-existence despite never dying or being reborn there in the ordinary sense. Only when the entire sequence — death, intermediate state, and rebirth — unfolds within a single realm do dying-there and experiencing-its-existence coincide completely.
有在欲界死生非受欲有。謂欲界沒起色界中有。此通異生及諸聖者。色界中有在欲界起。所以者何。法應如是。若於是處死有蘊滅。即於此處中有蘊生。如種滅處即有芽生法應爾故。此中在欲界死者。謂欲界死有在欲界滅故。在欲界生者。謂色界中有在欲界起故。非受欲有者。謂受色有即受色界中有諸蘊。有受欲有非在欲界死生。謂色界歿起欲界中有。此唯異生。欲界中有在色界起。所以者何。法應如是。廣說如前。此中受欲有者。謂受欲界中有諸蘊。
There is a case of dying and being reborn in the desire realm that does not involve experiencing desire-existence: this refers to one who, dying in the desire realm, gives rise to an intermediate-state being in the form realm — this applies to both ordinary persons and noble ones alike, the form realm's own intermediate-state being arising in the desire realm. For what reason is this so? Because the dharma must be exactly so — wherever the aggregates of a death-existence cease, it is in that very same place that the aggregates of an intermediate-state existence arise, exactly as, wherever a seed ceases, it is there that a sprout arises — the dharma must be exactly so. Here, dying in the desire realm refers to a death-existence in the desire realm ceasing in the desire realm; being reborn in the desire realm refers to a form-realm intermediate-state arising in the desire realm; not experiencing desire-existence refers to experiencing form-existence, that is, experiencing the aggregates of a form-realm intermediate-state existence. There is a case of experiencing desire-existence that does not involve dying and being reborn in the desire realm: this refers to one who, dying in the form realm, gives rise to an intermediate-state being in the desire realm — this applies only to ordinary persons, the desire realm's own intermediate-state being arising in the form realm. For what reason is this so? Because the dharma must be exactly so, as stated at length above. Here, experiencing desire-existence refers to experiencing the aggregates of a desire-realm intermediate-state existence;
非在欲界死者。謂色界死有在色界滅故。非在欲界生者。謂欲界中有在色界起故。有在欲界死生亦受欲有。謂欲界歿起欲界中有生有。此通異生及諸聖者。異生於五趣皆得受生。聖者唯於人天有受生義。此中若從死有趣中有時在欲界死者。謂欲界死有在欲界滅故。在欲界生者。謂欲界中有在欲界起故。受欲有者。謂受欲界中有諸蘊。若從中有趣生有時。在欲界死者。謂欲界中有在欲界滅故。在欲界生者。謂欲界生有在欲界起故。受欲有者。謂受欲界生有諸蘊。有非在欲界死生亦非受欲有。謂色界歿生色無色界。無色界歿生無色色界。色界歿生色界者。謂生中有及生生有。此通異生及諸聖者。此中若從死有趣中有時非在欲界死者。謂色界死有在色界滅故。非在欲界生者。謂色界中有在色界起故。非受欲有者。謂受色有即受色界中有諸蘊。若從中有趣生有時非在欲界死者。謂色界中有在色界滅故。非在欲界生者。謂色界生有在色界起故。非受欲有者。謂受色有即受色界生有諸蘊。色界歿生無色界者。謂生生有以無色界無中有故。此通異生及諸聖者。此中非在欲界死者。謂色界死有在色界滅故。非在欲界生者。謂無色界生有在無色界起故。非受欲有者。謂受無色有即受無色界生有諸蘊。無色界歿生無色界者。謂生生有。此通異生及諸聖者。此中非在欲界死者。謂無色界死有在無色界滅故。非在欲界生者。謂無色界生有在無色界起故。非受欲有者。謂受無色有即受無色界生有諸蘊。無色界歿生色界者。謂生中有此唯異生。此中非在欲界死者。謂無色界死有在無色界滅故。非在欲界生者。謂色界中有在色界起故非受欲有者。謂受色有即受色界中有諸蘊。諸在色界死生者皆受色有耶。答應作四句。在色界死生與受色有互有寬狹故。有在色界死生非受色有。謂色界歿起欲界中有此唯異生。欲界中有在色界起。此中在色界死者。謂色界死有在色界滅故。在色界生者。謂欲界中有在色界起故。非受色有者。謂受欲有即受欲界中有諸蘊。有受色有非在色界死生。謂欲界歿起色界中有。此通異生及諸聖者。色界中有在欲界起。此中受色有者。謂受色界中有諸蘊。非在色界死者。謂欲界死有在欲界滅故。非在色界生者。謂色界中有在欲界起故。有在色界死生亦受色有。謂色界歿起色界中有生有。此通異生及諸聖者。異生生上亦生下一一處容受多生。聖者生上不生下一一處唯受一生。
not being in the desire realm at death refers to a form-realm death-existence ceasing in the form realm; not being reborn in the desire realm refers to a desire-realm intermediate-state arising in the form realm. There is a case of both dying and being reborn in the desire realm and experiencing desire-existence: this refers to one who, dying in the desire realm, gives rise to a desire-realm intermediate-state and then a desire-realm rebirth-existence — this applies to both ordinary persons and noble ones alike, ordinary persons being able to be reborn into any of the five destinies, while noble ones are reborn only among humans and gods. Here, at the moment of proceeding from a death-existence to an intermediate-state existence: being in the desire realm at death refers to a desire-realm death-existence ceasing in the desire realm; being reborn in the desire realm refers to a desire-realm intermediate-state arising in the desire realm; experiencing desire-existence refers to experiencing the aggregates of a desire-realm intermediate-state existence. At the moment of proceeding from an intermediate-state existence to a rebirth-existence: being in the desire realm at death refers to a desire-realm intermediate-state ceasing in the desire realm; being reborn in the desire realm refers to a desire-realm rebirth-existence arising in the desire realm; experiencing desire-existence refers to experiencing the aggregates of a desire-realm rebirth-existence. There is a case of neither dying and being reborn in the desire realm nor experiencing desire-existence: this refers to one who, dying in the form realm, is reborn in the form or formless realm, or, dying in the formless realm, is reborn in the formless or form realm. As for dying in the form realm and being reborn in the form realm, this refers to giving rise to an intermediate-state existence and then a rebirth-existence — this applies to both ordinary persons and noble ones alike. Here, at the moment of proceeding from a death-existence to an intermediate-state existence: not being in the desire realm at death refers to a form-realm death-existence ceasing in the form realm; not being reborn in the desire realm refers to a form-realm intermediate-state arising in the form realm; not experiencing desire-existence refers to experiencing form-existence, that is, experiencing the aggregates of a form-realm intermediate-state existence. At the moment of proceeding from an intermediate-state existence to a rebirth-existence: not being in the desire realm at death refers to a form-realm intermediate-state ceasing in the form realm; not being reborn in the desire realm refers to a form-realm rebirth-existence arising in the form realm; not experiencing desire-existence refers to experiencing form-existence, that is, experiencing the aggregates of a form-realm rebirth-existence. As for dying in the form realm and being reborn in the formless realm, this refers to giving rise directly to a rebirth-existence, since the formless realm possesses no intermediate state — this applies to both ordinary persons and noble ones alike. Here, not being in the desire realm at death refers to a form-realm death-existence ceasing in the form realm; not being reborn in the desire realm refers to a formless-realm rebirth-existence arising in the formless realm; not experiencing desire-existence refers to experiencing formless-existence, that is, experiencing the aggregates of a formless-realm rebirth-existence. As for dying in the formless realm and being reborn in the formless realm, this refers to giving rise directly to a rebirth-existence — this applies to both ordinary persons and noble ones alike. Here, not being in the desire realm at death refers to a formless-realm death-existence ceasing in the formless realm; not being reborn in the desire realm refers to a formless-realm rebirth-existence arising in the formless realm; not experiencing desire-existence refers to experiencing formless-existence, that is, experiencing the aggregates of a formless-realm rebirth-existence. As for dying in the formless realm and being reborn in the form realm, this refers to giving rise to an intermediate-state existence — this applies only to ordinary persons. Here, not being in the desire realm at death refers to a formless-realm death-existence ceasing in the formless realm; not being reborn in the desire realm refers to a form-realm intermediate-state arising in the form realm; not experiencing desire-existence refers to experiencing form-existence, that is, experiencing the aggregates of a form-realm intermediate-state existence. Do all who die and are reborn in the form realm thereby experience form-existence? The answer: this ought to be cast as a tetralemma, since dying-and-being-reborn in the form realm and experiencing form-existence stand, to each other, in a relation now broader, now narrower. There is a case of dying and being reborn in the form realm that does not involve experiencing form-existence: this refers to one who, dying in the form realm, gives rise to an intermediate-state being in the desire realm — this applies only to ordinary persons, the desire realm's own intermediate-state being arising in the form realm. Here, being in the form realm at death refers to a form-realm death-existence ceasing in the form realm; being reborn in the form realm refers to a desire-realm intermediate-state arising in the form realm; not experiencing form-existence refers to experiencing desire-existence, that is, experiencing the aggregates of a desire-realm intermediate-state existence. There is a case of experiencing form-existence that does not involve dying and being reborn in the form realm: this refers to one who, dying in the desire realm, gives rise to an intermediate-state being in the form realm — this applies to both ordinary persons and noble ones alike, the form realm's own intermediate-state being arising in the desire realm. Here, experiencing form-existence refers to experiencing the aggregates of a form-realm intermediate-state existence; not being in the form realm at death refers to a desire-realm death-existence ceasing in the desire realm; not being reborn in the form realm refers to a form-realm intermediate-state arising in the desire realm. There is a case of both dying and being reborn in the form realm and experiencing form-existence: this refers to one who, dying in the form realm, gives rise to a form-realm intermediate-state and then a form-realm rebirth-existence — this applies to both ordinary persons and noble ones alike, ordinary persons being reborn both above and below any given place, admitting of multiple rebirths there, while noble ones are reborn above but not below, receiving only a single rebirth at any given place.
That an intermediate-state being can be located in one realm's own territory while experientially belonging to a wholly different realm is the single strangest and most productive idea in this whole ledger: place of arising and character of experience turn out to be two independent variables, and the entire fourfold structure exists only to track every way they can come apart.
9. The Form Realm's Fourfold Ledger, and the Formless Realm's Simpler Case
The identical tetralemma is then run for the form realm against form-existence, with the same cross-realm intermediate-state cases recurring in mirror image. The formless realm, by contrast, admits no such complexity at all: since it possesses no form whatsoever and therefore no intermediate state can ever arise there, dying and being reborn in the formless realm always coincides exactly with experiencing formless-existence — though a subtler case remains, where a desire- or form-realm death gives rise directly to a formless rebirth with no intermediate stage in between, so that one experiences formless-existence while never having died there at all.
此中若從死有趣中有時在色界死者。謂色界死有在色界滅故。在色界生者謂色界中有在色界起故。受色有者謂受色界中有諸蘊。若從中有趣生有時在色界死者。謂色界中有在色界滅故。在色界生者。
Here, at the moment of proceeding from a death-existence to an intermediate-state existence: being in the form realm at death refers to a form-realm death-existence ceasing in the form realm; being reborn in the form realm refers to a form-realm intermediate-state arising in the form realm; experiencing form-existence refers to experiencing the aggregates of a form-realm intermediate-state existence. At the moment of proceeding from an intermediate-state existence to a rebirth-existence: being in the form realm at death refers to a form-realm intermediate-state ceasing in the form realm; being reborn in the form realm
謂色界生有在色界起故。受色有者。謂受色界生有諸蘊。有非在色界死生亦非受色有。謂欲界歿生欲界無色界。無色界歿生無色界欲界。欲界歿生欲界者。謂生中有及生有。此通異生及諸聖者。此中若從死有趣中有時。非在色界死者。謂欲界死者有在欲界滅故。非在色界生者。謂欲界中有在欲界起故。非受色有者。謂受欲有即受欲界中有諸蘊。若從中有趣生有時非在色界死者。謂欲界中有在欲界滅故。非在色界生者。謂欲界生有在欲界起故。非受色有者。謂受欲有即受欲界生有諸蘊。欲界歿生無色界者。謂生生有。此通異生及諸聖者。此中非在色界死者。謂欲界死有在欲界滅故。非在色界生者。謂無色界生有在無色界起故。非受色有者。謂受無色有即受無色界生有諸蘊。無色界歿生無色界者。謂生生有。此通異生及諸聖者。此中非在色界死者。謂無色界死有在無色界滅故。非在色界生者謂無色界生有在無色界起故。非受色有者。謂受無色有即受無色界生有諸蘊。無色界歿生欲界者。謂生中有此唯異生。此中非在色界死者。謂無色界死有在無色界滅故。非在色界生者。謂欲界中有在欲界起故。非受色有者謂受欲有即受欲界中有諸蘊。諸在無色界死生者皆受無色有耶。答諸在無色界死生者皆受無色有。謂無色界無諸色故。無下中有在彼起義。故不可說在彼死生不受彼有。
refers to a form-realm rebirth-existence arising in the form realm; experiencing form-existence refers to experiencing the aggregates of a form-realm rebirth-existence. There is a case of neither dying and being reborn in the form realm nor experiencing form-existence: this refers to one who, dying in the desire realm, is reborn in the desire or formless realm, or, dying in the formless realm, is reborn in the formless or desire realm. As for dying in the desire realm and being reborn in the desire realm, this refers to giving rise to an intermediate-state existence and then a rebirth-existence — this applies to both ordinary persons and noble ones alike. Here, at the moment of proceeding from a death-existence to an intermediate-state existence: not being in the form realm at death refers to a desire-realm death-existence ceasing in the desire realm; not being reborn in the form realm refers to a desire-realm intermediate-state arising in the desire realm; not experiencing form-existence refers to experiencing desire-existence, that is, experiencing the aggregates of a desire-realm intermediate-state existence. At the moment of proceeding from an intermediate-state existence to a rebirth-existence: not being in the form realm at death refers to a desire-realm intermediate-state ceasing in the desire realm; not being reborn in the form realm refers to a desire-realm rebirth-existence arising in the desire realm; not experiencing form-existence refers to experiencing desire-existence, that is, experiencing the aggregates of a desire-realm rebirth-existence. As for dying in the desire realm and being reborn in the formless realm, this refers to giving rise directly to a rebirth-existence — this applies to both ordinary persons and noble ones alike. Here, not being in the form realm at death refers to a desire-realm death-existence ceasing in the desire realm; not being reborn in the form realm refers to a formless-realm rebirth-existence arising in the formless realm; not experiencing form-existence refers to experiencing formless-existence, that is, experiencing the aggregates of a formless-realm rebirth-existence. As for dying in the formless realm and being reborn in the formless realm, this refers to giving rise directly to a rebirth-existence — this applies to both ordinary persons and noble ones alike. Here, not being in the form realm at death refers to a formless-realm death-existence ceasing in the formless realm; not being reborn in the form realm refers to a formless-realm rebirth-existence arising in the formless realm; not experiencing form-existence refers to experiencing formless-existence, that is, experiencing the aggregates of a formless-realm rebirth-existence. As for dying in the formless realm and being reborn in the desire realm, this refers to giving rise to an intermediate-state existence — this applies only to ordinary persons. Here, not being in the form realm at death refers to a formless-realm death-existence ceasing in the formless realm; not being reborn in the form realm refers to a desire-realm intermediate-state arising in the desire realm; not experiencing form-existence refers to experiencing desire-existence, that is, experiencing the aggregates of a desire-realm intermediate-state existence. Do all who die and are reborn in the formless realm thereby experience formless-existence? The answer: all who die and are reborn in the formless realm do indeed experience formless-existence, since the formless realm possesses no form whatsoever, and there is no sense in which a lower or intermediate-state existence could ever arise there — and so it cannot be said that dying and being reborn there fails to involve experiencing that same existence.
此通異生及諸聖者。異生生上亦生下一一處容受多生。聖者生上不生下一一處唯受一生有。受無色有非在無色界死而在無色界生。謂欲色界歿生無色界唯生生有。此通異生及諸聖者。此中受無色有者謂受無色界生有諸蘊。非在無色界死者。謂欲色界死有在欲色界滅故。而在無色界生者。謂無色界生有在無色界起故。
This applies to both ordinary persons and noble ones alike, ordinary persons being reborn both above and below any given place, admitting of multiple rebirths there, while noble ones are reborn above but not below, receiving only a single rebirth at any given place. There is a case of experiencing formless-existence without dying in the formless realm, yet being reborn in the formless realm: this refers to one who, dying in the desire or form realm, is reborn in the formless realm, giving rise directly to a rebirth-existence alone — this applies to both ordinary persons and noble ones alike. Here, experiencing formless-existence refers to experiencing the aggregates of a formless-realm rebirth-existence; not being in the formless realm at death refers to a desire- or form-realm death-existence ceasing in the desire or form realm; being reborn in the formless realm refers to a formless-realm rebirth-existence arising in the formless realm.
The formless realm's collapse from a fourfold structure to a simple identity is not an exception to the pattern established for the desire and form realms — it is the clearest possible confirmation of it, since the entire source of the earlier complexity was always the intermediate state's freedom to arise somewhere other than its own eventual destination, and a realm that cannot host an intermediate state at all necessarily loses that freedom along with it.
10. How Many Kinds of Each, and Why Not More: Merging Categories of the Same Kind
The treatise now counts exactly how many distinct kinds of dying-and-being-reborn exist for each realm — four for the desire realm, three for the form realm, two for the formless realm — before running the reciprocal count for those who do not die and are not reborn in each realm, arriving at five, six, and four respectively. Each count is defended against an initially larger number by showing that several superficially distinct cases — differing only in which prior realm a rebirth in the very same present realm happened to originate from — share the same underlying kind and are therefore properly merged into a single category rather than counted separately.
諸在欲界死生者有幾耶。答四。謂欲色界異生聖者。此中欲界異生聖者通中有生有。色界異生聖者唯中有。生有不在欲界起故。欲界歿生無色界者。無色界生有不在欲界死處。是故此唯有四。不得說六。無色界生不依色處。故不可言在欲界起。諸在色界死生者有幾耶。答三。謂欲界異生色界異生聖者。此中欲界異生唯中有。色界異生聖者通中有生有。色界歿生無色界者。無色界生有不依色故不可說彼在色界起。故此唯三。不得說五。諸在無色界死生者有幾耶。答二。謂無色界異生聖者中有必依色處起故。無色界歿生欲色界者中有不在無色界起。故此唯二不得說四。諸非在欲界死生者皆非受欲有耶。答應作四句乃至廣說。謂前欲界四句中初句作此第二句。第二句作此初句。第三句作此第四句。第四句作此第三句。此中諸義如前應知。諸非在色界死生者皆非受色有耶。答應作四句乃至廣說。謂前色界四句中初句作此第二句。第二句作此初句。第三句作此第四句。第四句作此第三句。此中諸義如前應知。諸非在無色界死生者皆非受無色有耶。答諸非在無色界死生者皆非受無色有。謂受無色有者必在無色界生故。有非受無色有非不在無色界死而非在無色界生。謂無色界歿生欲色界。此唯異生。無色界歿生欲色界中有諸蘊。此中非受無色有者。謂受欲色有故。非不在無色界死者。謂在無色界死故。而非在無色界生者。謂在欲色界生故。
How many kinds are there of dying and being reborn in the desire realm? The answer: four, namely, ordinary persons and noble ones in the desire realm, and ordinary persons and noble ones in the form realm. Here, both ordinary persons and noble ones in the desire realm span both an intermediate-state and a rebirth-existence, while ordinary persons and noble ones in the form realm involve only an intermediate-state existence, since a rebirth-existence never arises in the desire realm for them. As for dying in the desire realm and being reborn in the formless realm, the formless realm's own rebirth-existence does not take place at the desire realm's own place of death, and it is for this reason that there are only these four kinds, and it cannot be said there are six — a formless-realm rebirth not depending upon any place of form, and so it cannot be said to arise in the desire realm. How many kinds are there of dying and being reborn in the form realm? The answer: three, namely, ordinary persons in the desire realm, and ordinary persons and noble ones in the form realm. Here, ordinary persons in the desire realm involve only an intermediate-state existence, while ordinary persons and noble ones in the form realm span both an intermediate-state and a rebirth-existence. As for dying in the form realm and being reborn in the formless realm, the formless realm's own rebirth-existence, not depending upon form, cannot be said to arise in the form realm, and it is for this reason that there are only these three kinds, and it cannot be said there are five. How many kinds are there of dying and being reborn in the formless realm? The answer: two, namely, ordinary persons and noble ones in the formless realm, since an intermediate-state existence must depend upon a place of form to arise, and so, as for one who dies in the formless realm and is reborn in the desire or form realm, no intermediate-state ever arises in the formless realm for them, and it is for this reason that there are only these two kinds, and it cannot be said there are four. Do all who are not dying and being reborn in the desire realm thereby fail to experience desire-existence? The answer: this too ought to be cast as a tetralemma, at full length — that is, of the four alternatives given earlier for the desire realm, the first alternative there becomes the second alternative here, the second there becomes the first here, the third there becomes the fourth here, and the fourth there becomes the third here; every point of meaning here should be understood exactly as before. Do all who are not dying and being reborn in the form realm thereby fail to experience form-existence? The answer: this too ought to be cast as a tetralemma, at full length — that is, of the four alternatives given earlier for the form realm, the first alternative there becomes the second alternative here, the second there becomes the first here, the third there becomes the fourth here, and the fourth there becomes the third here; every point of meaning here should be understood exactly as before. Do all who are not dying and being reborn in the formless realm thereby fail to experience formless-existence? The answer: all who are not dying and being reborn in the formless realm do indeed fail to experience formless-existence, since whoever experiences formless-existence must, of necessity, be reborn in the formless realm. There is a case of one who fails to experience formless-existence, yet is neither failing to die in the formless realm nor failing to be reborn in the formless realm — this refers to one who, dying in the formless realm, is reborn in the desire or form realm; this applies only to ordinary persons, referring to the aggregates of a desire- or form-realm intermediate-state existence arising from a formless-realm death. Here, failing to experience formless-existence refers to experiencing desire- or form-existence instead; not failing to die in the formless realm refers to genuinely dying in the formless realm; and failing to be reborn in the formless realm refers to being reborn instead in the desire or form realm.
諸非在欲界死生者有幾耶。答五。謂欲界異生色無色界異生聖者。
How many kinds are there of not dying and being reborn in the desire realm? The answer: five, namely, ordinary persons in the desire realm, and ordinary persons and noble ones in both the form and formless realms.
問此應有八云何說五。謂色界歿生色界異生聖者。色界歿生無色界異生聖者。色界歿生欲界異生。無色界歿生無色界異生聖者。無色界歿生色界異生。如是有八寧說五耶。答種類同故但說有五。謂色界歿生色界異生。及無色界歿生色界異生。此二雖別而色界異生種類同故合說為一。色界歿生無色界異生。及無色界歿生無色界異生。此二雖別而無色界異生種類同故合說為一。色界歿生無色界聖者。及無色界歿生無色界聖者。此二雖別而無色界聖者種類同故合說為一。餘有欲界異生色界聖者各為一故足前為五諸非在色界死生者有幾耶。答六。謂三界異生聖者。問此應有九云何說六。謂欲界歿生欲界異生聖者。欲界歿生色界異生聖者。欲界歿生無色界異生聖者。無色界歿生無色界異生聖者。無色界歿生欲界異生。如是有九寧說六耶。答種類同故但說有六。謂欲界歿生欲界異生。及無色界歿生欲界異生。此二雖別而欲界異生種類同故合說為一。欲界歿生無色界異生。及無色界歿生無色界異生。此二雖別而無色界異生種類同故合說為一。欲界歿生無色界聖者。及無色界歿生無色界聖者。此二雖別而無色界聖者種類同故合說為一。餘有欲界聖者色界異生及聖者各為一故足前為六。諸非在無色界死生者有幾耶。答四。謂欲色界異生聖者。問此應有七云何說四。謂欲界歿生欲界異生聖者。欲界歿生色界異生聖者。色界歿生色界異生聖者。色界歿生欲界異生。如是有七寧說四耶。答種類同故但說有四。謂欲界歿生欲界異生及色界歿生欲界異生。此二雖別而欲界異生種類同故合說為一。欲界歿生色界異生。及色界歿生色界異生。此二雖別而色界異生種類同故合說為一。欲界歿生色界聖者。及色界歿生色界聖者。此二雖別而色界聖者種類同故合說為一。餘有欲界聖者足前為四。頗有欲界死不生欲界耶乃至廣說。此中所說與前異者。謂遮生有故說不生。設起中有亦說不生。頗有欲界死不生欲界耶。答有。
One asks: this ought to number eight — for what reason does it say five? That is: dying in the form realm and being reborn in the form realm, as an ordinary person or a noble one; dying in the form realm and being reborn in the formless realm, as an ordinary person or a noble one; dying in the form realm and being reborn in the desire realm, as an ordinary person; dying in the formless realm and being reborn in the formless realm, as an ordinary person or a noble one; and dying in the formless realm and being reborn in the form realm, as an ordinary person — these being eight in number, why does it speak of only five? The answer: since these share the same kind, only five are stated. That is, dying in the form realm and being reborn in the form realm as an ordinary person, and dying in the formless realm and being reborn in the form realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the form realm, and are therefore spoken of together as one. Dying in the form realm and being reborn in the formless realm as an ordinary person, and dying in the formless realm and being reborn in the formless realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the formless realm, and are therefore spoken of together as one. Dying in the form realm and being reborn in the formless realm as a noble one, and dying in the formless realm and being reborn in the formless realm as a noble one — these two, although distinct, share the same kind as noble ones in the formless realm, and are therefore spoken of together as one. What remains is the ordinary person in the desire realm and the noble one in the form realm, each counted separately, bringing the total, together with the foregoing, to five. How many kinds are there of not dying and being reborn in the form realm? The answer: six, namely, ordinary persons and noble ones across all three realms. One asks: this ought to number nine — for what reason does it say six? That is: dying in the desire realm and being reborn in the desire realm, as an ordinary person or a noble one; dying in the desire realm and being reborn in the form realm, as an ordinary person or a noble one; dying in the desire realm and being reborn in the formless realm, as an ordinary person or a noble one; dying in the formless realm and being reborn in the formless realm, as an ordinary person or a noble one; and dying in the formless realm and being reborn in the desire realm, as an ordinary person — these being nine in number, why does it speak of only six? The answer: since these share the same kind, only six are stated. That is, dying in the desire realm and being reborn in the desire realm as an ordinary person, and dying in the formless realm and being reborn in the desire realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the desire realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the formless realm as an ordinary person, and dying in the formless realm and being reborn in the formless realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the formless realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the formless realm as a noble one, and dying in the formless realm and being reborn in the formless realm as a noble one — these two, although distinct, share the same kind as noble ones in the formless realm, and are therefore spoken of together as one. What remains is the noble one in the desire realm, and the ordinary person and noble one in the form realm, each counted separately, bringing the total, together with the foregoing, to six. How many kinds are there of not dying and being reborn in the formless realm? The answer: four, namely, ordinary persons and noble ones in both the desire and form realms. One asks: this ought to number seven — for what reason does it say four? That is: dying in the desire realm and being reborn in the desire realm, as an ordinary person or a noble one; dying in the desire realm and being reborn in the form realm, as an ordinary person or a noble one; dying in the form realm and being reborn in the form realm, as an ordinary person or a noble one; and dying in the form realm and being reborn in the desire realm, as an ordinary person — these being seven in number, why does it speak of only four? The answer: since these share the same kind, only four are stated. That is, dying in the desire realm and being reborn in the desire realm as an ordinary person, and dying in the form realm and being reborn in the desire realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the desire realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the form realm as an ordinary person, and dying in the form realm and being reborn in the form realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the form realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the form realm as a noble one, and dying in the form realm and being reborn in the form realm as a noble one — these two, although distinct, share the same kind as noble ones in the form realm, and are therefore spoken of together as one. What remains is the noble one in the desire realm, counted separately, bringing the total, together with the foregoing, to four. Is there a case of dying in the desire realm and not being reborn in the desire realm? And so on, at full length. What is stated here differs from what came before in that it speaks of not being reborn strictly in the sense of excluding a rebirth-existence — even should an intermediate-state arise, this too is spoken of as not being reborn. Is there a case of dying in the desire realm and not being reborn in the desire realm? The answer: there is —
This merging principle is the fascicle's own version of a familiar move throughout this treatise: what looks at first like eight, nine, or seven genuinely distinct cases collapses to five, six, or four once the treatise insists that only the resulting condition matters for classification, not the causal history — an ordinary person reborn as a human is the same kind of thing whether he fell from the form or the formless realm to get there.
11. Dying Without Being Reborn There: The Intermediate State's Own Destination
A subtler sense of "not being reborn" now comes into play, one that excludes rebirth-existence specifically while still counting an intermediate-state arising in the very same realm as a case of non-rebirth. A death in the desire realm without desire-realm rebirth thus covers three quite different outcomes — an intermediate being still within the desire or form realm en route elsewhere, direct rebirth in the formless realm, or final nirvāṇa itself — while a separate puzzle asks exactly where a formless-realm death's own intermediate state manifests, resolved by locating it precisely at its eventual place of rebirth rather than at any fixed cosmological address.
謂起欲色界中有生無色界或般涅槃。起欲色界中有者。謂欲界歿起欲色界中有。雖在欲界起非生有故說不生欲界。生無色界者。謂欲界歿生無色界生有。彼不在欲界故說不生欲界。般涅槃者。謂欲界歿諸漏盡者便般涅槃。永不生故說不生欲界。餘文廣釋准前應知。
namely, one who, dying in the desire realm, gives rise to an intermediate-state being in the desire or form realm, and is then reborn in the formless realm, or else attains final nirvāṇa. As for giving rise to an intermediate-state being in the desire or form realm: this refers to one who, dying in the desire realm, gives rise to an intermediate-state being in the desire or form realm — although this arises within the desire realm, since it is not a rebirth-existence, it is said that he is not reborn in the desire realm. As for being reborn in the formless realm: this refers to one who, dying in the desire realm, is reborn in a formless-realm rebirth-existence — since this does not take place in the desire realm, it is said that he is not reborn in the desire realm. As for attaining final nirvāṇa: this refers to one who, dying in the desire realm, has exhausted every contaminant and thereupon attains final nirvāṇa — being never reborn again at all, it is said that he is not reborn in the desire realm. The remaining text's own detailed explanation should be understood exactly as before.
問無色界歿生欲色界者。彼二中有何處現在前。有作是說。在第四靜慮。評曰彼不應作是說。所以者何。若無色界有方處者可作是說。然無色界無有方處。何緣遠至第四靜慮。有餘師說。若從彼歿生無色界即在彼方處中有現在前。彼亦不應作如是說。所以者何若作是說從無色界歿生無色界者云何可爾。應作是說。若欲色界歿生無色界。及無色歿生無色界者。彼無色界歿生欲色界時。彼二中有即當生處而現在前。
One asks: for one who, dying in the formless realm, is reborn in the desire or form realm, at what place does that intermediate-state manifest itself as presently existing? There are those who say: it manifests at the fourth dhyāna. The compilers say: this ought not to be said, for what reason? Were the formless realm to possess any spatial location, this might be said — but the formless realm possesses no spatial location whatsoever, so for what reason would it reach all the way to the fourth dhyāna? Other masters say: if, from that same formless realm, one dies and is reborn in the formless realm, the intermediate-state manifests itself at that very same spatial location. This too ought not to be said in this way, for what reason? Were this said, how, then, could one dying in the formless realm and being reborn in the formless realm be accounted for at all? One should say as follows: as for one who, dying in the desire or form realm, is reborn in the formless realm, or, dying in the formless realm, is reborn in the formless realm — in these cases, no intermediate state manifests at all; but when one, dying in the formless realm, is reborn in the desire or form realm, that same intermediate-state manifests itself as presently existing precisely at the very place of rebirth itself.
諸欲界死不生欲界者有幾耶。答六。謂三界異生聖者乃至廣說。問何故不說般涅槃者。答應說而不說者當知此義有餘。復次此中說死更受生者。般涅槃者死已不生故此不說。復次此納息內依諸有情補特伽羅而興問答。般涅槃者捨有情數墮於法數不可施設補特伽羅故此不說。後准應知。
How many kinds are there of dying in the desire realm and not being reborn in the desire realm? The answer: six, namely, ordinary persons and noble ones across all three realms, and so on, at full length. One asks: for what reason does this not mention the case of attaining final nirvāṇa? The answer: that it ought to be mentioned, yet is not mentioned, should be understood to carry a further meaning here. Further, this passage speaks of one who dies and thereafter receives a further rebirth; one who attains final nirvāṇa, having died, is never reborn at all, and it is for this reason that this case is not mentioned here. Further, this nyāsa raises its questions and answers with reference to sentient beings, to persons — one who attains final nirvāṇa relinquishes the very class of being a sentient being and falls instead into the class of mere dharmas, no longer able to be designated a person at all, and it is for this reason that this case is not mentioned here. What follows should be understood by this same principle.
頗有欲界死不生三界耶。答有。謂起欲色界中有或般涅槃乃至廣說。此中亦遮生有作論故。起中有及般涅槃者皆名不生。諸欲界死不生三界者有幾耶。答四。謂欲色界異生聖者。即欲界歿生欲色界中有中者。諸色界死不生三界者有幾耶。答三。謂欲界異生色界異生聖者。即色界歿生欲色界中有中者。諸無色界死不生三界者有幾耶。答二謂欲色界異生。即無色界歿生欲色界中有中者。聖者不生下界地故唯說異生。
Is there a case of dying in the desire realm and not being reborn in any of the three realms at all? The answer: there is — namely, one who, dying in the desire realm, gives rise to an intermediate-state being in the desire or form realm, or else attains final nirvāṇa, and so on, at full length. Here too, this treatise speaks with reference to excluding a rebirth-existence — both giving rise to an intermediate-state existence and attaining final nirvāṇa are, alike, named not being reborn. How many kinds are there of dying in the desire realm and not being reborn in any of the three realms? The answer: four, namely, ordinary persons and noble ones in the desire and form realms — that is, one who, dying in the desire realm, gives rise to an intermediate-state being in the desire or form realm. How many kinds are there of dying in the form realm and not being reborn in any of the three realms? The answer: three, namely, ordinary persons in the desire realm, and ordinary persons and noble ones in the form realm — that is, one who, dying in the form realm, gives rise to an intermediate-state being in the desire or form realm. How many kinds are there of dying in the formless realm and not being reborn in any of the three realms? The answer: two, namely, ordinary persons in the desire and form realms — that is, one who, dying in the formless realm, gives rise to an intermediate-state being in the desire or form realm; only ordinary persons are mentioned here, since a noble one is never reborn in a realm or stage lower than his own.
Rejecting both the fourth-dhyāna theory and the departure-point theory for where a formless death's intermediate state appears in favor of locating it at the destination itself is a quietly elegant solution: since the formless realm has no location to begin with, the only stable anchor left for an intermediate being that must nonetheless occupy some place is the place it is already, ineluctably, on its way toward.
12. Suppression Is Not Abandonment: Refuting the View That Merely Suppressing Affliction Yields Higher Rebirth
The treatise turns to refute the Dārṣṭāntikas' claim that merely suppressing a lower stage's affliction, without fully cutting it off, already suffices for rebirth in a higher stage, and along with it the Vibhajyavādins' confusion, born of denying the intermediate state altogether, over how one not yet free of a given stage's defilement could ever die without simply reappearing in that same stage or lower. The refutation rests on a single principle: a lower stage's own affliction actively obstructs a higher stage's own virtues, so that only their full abandonment, never mere suppression, opens the way upward — confirmed by the absurd consequence that mere hearing-and-reflection wisdom, fully capable of suppressing affliction across all nine stages of the three realms, would otherwise guarantee liberation from rebirth that only genuine cultivation-wisdom can actually deliver.
頗有未離欲染命終不生欲界耶乃至廣說。問何故作此論。答為止他宗顯正理故。謂或有說唯伏煩惱亦得上生。如譬喻者為遮彼意。顯伏煩惱不得上生。要斷下地諸煩惱盡方得上生故作斯論。分別論者撥無中有於此等問極生迷惑。謂未離此地染命終不生此及下地。若信中有於此等問不生迷惑遮生有故。問如何得知未離下染不得生上。答下地煩惱障礙上地諸功德故。未得上地根本功德不生彼故。
Is there a case of one who, not yet free of the desire realm's own defilement, dies and yet is not reborn in the desire realm? And so on, at full length. One asks: for what reason is this treatise composed? The answer: in order to put a stop to other schools and to display the correct principle. That is, there are those who say that merely suppressing affliction likewise suffices for a higher rebirth, as the Dārṣṭāntikas hold — in order to put a stop to this position, this treatise displays that merely suppressing affliction does not suffice for a higher rebirth, and that only by fully cutting off the afflictions of the lower stage does one attain a higher rebirth, and it is for this reason that this treatise is composed. The Vibhajyavādins, who deny the intermediate state outright, become thoroughly confused when faced with questions such as these — holding that one not yet free of a given stage's own defilement, upon dying, is reborn neither in that stage nor in any lower stage. Whoever accepts the intermediate state, however, becomes confused by no such questions, since these questions speak with reference to excluding a rebirth-existence alone. One asks: how can it be known that one not yet free of a lower stage's own defilement cannot be reborn in a higher stage? The answer: because a lower stage's own affliction obstructs a higher stage's own virtues, and, not yet having attained the higher stage's own fundamental virtue, one is not reborn there.
若執唯伏下地煩惱即得上生。諸以欲界聞思慧力伏煩惱者彼應不生三界九地。聞思慧力能伏三界九地煩惱令不起故。非修慧力伏諸煩惱令不現行。勝聞思慧以聞思慧分別諸法伏諸煩惱勝修慧故。
Were one to hold that merely suppressing a lower stage's own affliction already suffices for a higher rebirth, then whoever, by the power of the desire realm's own wisdom born of hearing and reflection, suppresses affliction, ought never to be reborn in any of the nine stages across the three realms at all, since the power of wisdom born of hearing and reflection is capable of suppressing the affliction of all nine stages across the three realms, preventing it from arising — and yet this is manifestly not so, since it is not the power of wisdom born of cultivation alone that suppresses affliction and prevents it from manifesting in operation; the wisdom born of hearing and reflection, discerning the dharmas by hearing and reflection and thereby suppressing affliction, never surpasses the wisdom born of cultivation in this respect.
The reductio here is unusually sharp: if suppression alone were sufficient, then the intellectual work of hearing a teaching and reflecting on it — real, but categorically lesser than the sustained cultivation that actually uproots affliction — would already accomplish what centuries of meditative practice are otherwise needed for, and the treatise treats this consequence as self-evidently false rather than needing further argument.
13. The Closing Ledger: How Many Fail to Be Reborn for Want of Full Freedom from Defilement
The fascicle closes by tallying exactly how many kinds of practitioner, still bound by a given realm's own defilement, fail to be reborn beyond it — two for the desire realm, four for the form realm, and four again for the formless realm — each count defended by the same merging principle used throughout this fascicle, collapsing what first appears as seven or nine superficially distinct cases into a smaller number of genuinely distinct kinds. A final closing statement confirms that every use of "being reborn" throughout this entire discussion has spoken specifically with reference to excluding a rebirth-existence, leaving the intermediate state's own arising untouched by the same restriction.
諸未離欲染命終不生欲界者有幾耶。答二。謂欲界異生聖者未離欲染不上生故。但有欲界住中有中異生聖者。諸未離色染命終不生欲色界者有幾耶。答四。謂欲色界異生聖者。問此應有七云何說四。
How many kinds are there of one who, not yet free of the desire realm's own defilement, dies and is not reborn in the desire realm? The answer: two, namely, ordinary persons and noble ones in the desire realm, since one not yet free of the desire realm's own defilement is never reborn in a higher realm — there existing only ordinary persons and noble ones abiding within a desire-realm intermediate-state. How many kinds are there of one who, not yet free of the form realm's own defilement, dies and is not reborn in the desire or form realm? The answer: four, namely, ordinary persons and noble ones in the desire and form realms. One asks: this ought to number seven — for what reason does it say four?
謂欲界沒生欲界異生聖者。欲界歿生色界異生聖者。色界歿生色界異生聖者。色界歿生欲界異生。如是有七寧說四耶。答種類同故但說有四。謂欲界歿生欲界異生。及色界歿生欲界異生。此二雖別而欲界異生種類同故合說為一。欲界歿生色界異生。及色界歿生色界異生。此二雖別而色界異生種類同故合說為一。欲界歿生色界聖者及色界歿生色界聖者。此二雖別而色界聖者種類同故合說為一。餘有欲界聖者足前為四。諸未離無色染命終不生三界者有幾耶。答四。謂欲色界異生聖者。問此應有九云何說四。謂欲界沒生欲界異生聖者。欲界沒生色界異生聖者。色界歿生色界異生聖者。色界歿生欲界異生。無色界歿生色界異生無色界歿生欲界異生。如是有九寧說四耶。答種類同故但說有四。謂欲界歿生欲界異生。及色無色歿生欲界異生。此三雖別而欲界異生種類同故合說為一。欲界歿生色界異生。及色無色歿生色界異生。此三雖別而色界異生種類同故。合說為一。欲界歿生色界聖者。及色界歿生色界聖者。此二雖別而色界聖者種類同故合說為一。餘有欲界聖者足前為四。前來生言皆說中有依遮生有而作論故。
That is: dying in the desire realm and being reborn in the desire realm, as an ordinary person or a noble one; dying in the desire realm and being reborn in the form realm, as an ordinary person or a noble one; dying in the form realm and being reborn in the form realm, as an ordinary person or a noble one; and dying in the form realm and being reborn in the desire realm, as an ordinary person — these being seven in number, why does it speak of only four? The answer: since these share the same kind, only four are stated. That is, dying in the desire realm and being reborn in the desire realm as an ordinary person, and dying in the form realm and being reborn in the desire realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the desire realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the form realm as an ordinary person, and dying in the form realm and being reborn in the form realm as an ordinary person — these two, although distinct, share the same kind as ordinary persons in the form realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the form realm as a noble one, and dying in the form realm and being reborn in the form realm as a noble one — these two, although distinct, share the same kind as noble ones in the form realm, and are therefore spoken of together as one. What remains is the noble one in the desire realm, counted separately, bringing the total, together with the foregoing, to four. How many kinds are there of one who, not yet free of the formless realm's own defilement, dies and is not reborn in any of the three realms? The answer: four, namely, ordinary persons and noble ones in the desire and form realms. One asks: this ought to number nine — for what reason does it say four? That is: dying in the desire realm and being reborn in the desire realm, as an ordinary person or a noble one; dying in the desire realm and being reborn in the form realm, as an ordinary person or a noble one; dying in the form realm and being reborn in the form realm, as an ordinary person or a noble one; dying in the form realm and being reborn in the desire realm, as an ordinary person; dying in the formless realm and being reborn in the form realm, as an ordinary person; and dying in the formless realm and being reborn in the desire realm, as an ordinary person — these being nine in number, why does it speak of only four? The answer: since these share the same kind, only four are stated. That is, dying in the desire realm and being reborn in the desire realm as an ordinary person, and dying in the form or formless realm and being reborn in the desire realm as an ordinary person — these three, although distinct, share the same kind as ordinary persons in the desire realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the form realm as an ordinary person, and dying in the form or formless realm and being reborn in the form realm as an ordinary person — these three, although distinct, share the same kind as ordinary persons in the form realm, and are therefore spoken of together as one. Dying in the desire realm and being reborn in the form realm as a noble one, and dying in the form realm and being reborn in the form realm as a noble one — these two, although distinct, share the same kind as noble ones in the form realm, and are therefore spoken of together as one. What remains is the noble one in the desire realm, counted separately, bringing the total, together with the foregoing, to four. Everything stated above concerning being reborn has, in every case, spoken with reference to the intermediate state, in the specific sense of excluding a rebirth-existence, and it is for this reason that this treatise is composed.
That the fascicle's very last line circles back to restate its governing technical convention — that "not reborn" excludes rebirth-existence alone, never intermediate-state arising — is the treatise's own way of signaling that everything counted in this long ledger was counted under one single, consistently applied rule, not a shifting standard quietly adjusted case by case to make the numbers come out as stated.
Fascicle 68 Complete
This closes fascicle 68 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary. Fascicle 68 completed the technical profile of faculty-change — how many paths it requires, whether they are contaminated or undefiled, which lineage and fruit-stage they belong to, the arhat's own sixfold hierarchy, and the correspondence-conduct ground's own six natures and cross-vehicle transitions — before turning to an entirely new topic: the intermediate state between death and rebirth, refuting three rival views on its existence, working out the fourfold ledger of dying, being reborn, and experiencing a given realm's own existence-mode across the desire, form, and formless realms, and closing by refuting the view that merely suppressing affliction, without fully abandoning it, could ever suffice for a higher rebirth. Fascicle 69 continues the same nyāsa.