The Four Dhyānas, Newly Opened
Fascicle 80 opens the four dhyānas — why they are named "dhyāna," the eighteen dhyāna-limbs and their eleven real substances, why each specific limb belongs only to the dhyāna it does, the four heavenly paths, and the full canonical definitions of the first and second dhyānas. This page carries Ru-Yi's complete translation.
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
Fascicle 80 opens a new topic within the Ten Gates Nyāsa (結蘊第二中十門納息第四之十) — the four dhyānas (四靜慮): why they are so named, the eighteen dhyāna-limbs (靜慮支), the four heavenly paths, and the full definitions of the first and second dhyānas. Terms established in earlier fascicles recur here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. The Four Dhyānas' Own-Nature
A wholly new topic opens within the same nyāsa — the four dhyānas — composed to settle a doubt the Prakaraṇapāda's own bare definitions might otherwise raise: since that treatise speaks only of the wholesome five aggregates gathered within each dhyāna, one might wrongly conclude the dhyānas are solely wholesome, never defiled or neutral. This treatise displays instead that all four dhyānas pervade the wholesome, the defiled, and the neutral-and-unobscured alike, each dhyāna taking the five aggregates of its own ground as its own-nature.
四靜慮者。謂初靜慮。第二靜慮。第三靜慮。第四靜慮。問何故作此論。答欲令疑者得決定故。謂品類足說。云何初靜慮。謂初靜慮攝善五蘊。乃至云何第四靜慮。謂第四靜慮攝善五蘊。彼唯說善靜慮。或有生疑。靜慮唯善非染。亦非無覆無記。為決彼疑顯四靜慮。通善及染無覆無記故作斯論。問此四靜慮自性云何。答各以自地五蘊為自性。是名靜慮自性我物自體相分本性。
As for the four dhyānas: this refers to the first dhyāna, the second dhyāna, the third dhyāna, and the fourth dhyāna. One asks: for what reason is this treatise composed? The answer: it is in order to bring certainty to those in doubt — that is, the Prakaraṇapāda states: what is the first dhyāna? It refers to the wholesome five aggregates gathered within the first dhyāna, and so on, up through, what is the fourth dhyāna? It refers to the wholesome five aggregates gathered within the fourth dhyāna. That passage speaks only of the wholesome dhyāna, and some may thereby give rise to the doubt that the dhyānas are solely wholesome, neither defiled nor neutral-and-unobscured — and, in order to settle this doubt, displaying that the four dhyānas pervade the wholesome, the defiled, and the neutral-and-unobscured alike, this treatise is composed. One asks: what is the own-nature of these four dhyānas? The answer: each takes the five aggregates of its own ground as its own-nature. Such, then, is named the own-nature of the dhyānas — their own thing, own substance, own characteristic, own portion, and own inherent nature.
Correcting a doubt that a companion treatise's own economical phrasing might inadvertently invite is a small but recurring genre within this literature: the Prakaraṇapāda was never wrong, exactly, in speaking only of the wholesome dhyāna — it simply had no occasion there to address the defiled and neutral cases — and this treatise's own job is precisely to close that inferential gap before a careless reader draws the wrong conclusion from silence.
2. Why Named "Dhyāna"? Cutting Off Fetters or Correct Observation?
Is dhyāna named for its capacity to cut off the fetters, or for its capacity toward correct observation? Each candidate alone seems to overreach: if cutting off fetters is sufficient, the formless attainments, too, ought to count as dhyāna, since they too cut off fetters; if correct observation is sufficient, even an ordinary desire-realm concentration ought to qualify. The first response distinguishes by scope — only an attainment capable of cutting off both the unwholesome and the neutral-and-unobscured fetters together earns the name, the formless attainments managing only the neutral-and-unobscured. A further refinement addresses why even the higher form-realm grounds, which have nothing further of the desire realm's own fetters left to cut off, still count as possessing this capacity: they retain the antidote of wearying and destroying even after the antidote of outright cutting-off has done its work and left nothing more to sever.
已說自性。所以今當說。問何故名靜慮。為能斷結故名靜慮。為能正觀故名靜慮。若能斷結故名靜慮。則無色定亦能斷結應名靜慮。
Own-nature has already been discussed; what is to be discussed next shall now be stated. One asks: for what reason is it named dhyāna? Is it named dhyāna because it is capable of cutting off the fetters, or because it is capable of correct observation? If it is named dhyāna because it is capable of cutting off the fetters, then the formless attainments, too, are capable of cutting off the fetters, and ought likewise to be named dhyāna.
若能正觀故名靜慮。則欲界三摩地亦能正觀。應名靜慮。有作是說。以能斷結故名靜慮。問諸無色定亦能斷結應名靜慮。答若定能斷不善無記二種結者名為靜慮。諸無色定唯斷無記非不善故不名靜慮。問若作是說。唯未至定可名靜慮。上地不斷不善結故。答上地雖無彼斷對治。而有不善厭壞對治。以能厭壞亦名能斷。問若作是說。上地滅道法智品。及彼一切類智品應非靜慮。皆非欲界斷及厭壞二對治故。答彼於欲界雖無全界全地對治。而彼界地容有不善厭壞對治。由此勢力餘亦得名。復次四靜慮中有能對治不善結者。無色全無。故靜慮名不通無色。尊者妙音作如是說。色界六地於欲界結皆有斷對治及厭壞對治。然未至定已斷彼結。餘地對治無彼可斷。雖無彼可斷而有對治用。如日三分皆能破暗。初分已破餘無可破。又如六人共一怨家。一人已殺餘無可殺。又如六燈皆能破暗。
If it is named dhyāna because it is capable of correct observation, then a concentration of the desire realm, too, is capable of correct observation, and ought likewise to be named dhyāna. There are those who say: it is named dhyāna because it is capable of cutting off the fetters. One asks: the formless attainments, too, are capable of cutting off the fetters, and ought likewise to be named dhyāna. The answer: whatever attainment is capable of cutting off both the unwholesome and the neutral-and-unobscured fetters is named dhyāna; the formless attainments are capable of cutting off only the neutral-and-unobscured, not the unwholesome, and it is for this reason that they are not named dhyāna. One asks: if one speaks in this way, then only the stage of not-yet-arrived would be nameable as dhyāna, since the higher grounds do not cut off the unwholesome fetters. The answer: although the higher grounds lack that antidote of cutting-off, they nonetheless possess the antidote of wearying and destroying, and, since being capable of wearying and destroying is likewise named being capable of cutting off, this raises no difficulty. One asks: if one speaks in this way, then the higher grounds' own portion of dharma-knowledge associated with the cessation-and-path, together with the entire portion of subsequent-knowledge associated with it, ought not to be dhyāna at all, since none of them possess either the antidote of cutting-off with respect to the desire realm or the antidote of wearying and destroying. The answer: although these lack, with respect to the desire realm, the antidote pertaining to the entire realm and the entire ground, that realm and ground still admit of the antidote of wearying and destroying, and it is by the strength of this that the rest, too, obtain the name. Further, among the four dhyānas there exists what is capable of serving as an antidote to the unwholesome fetters, while the formless attainments possess this entirely not at all, and it is for this reason that the name dhyāna does not extend to the formless. The Venerable Ghoṣa speaks as follows: the six grounds of the form realm each possess, with respect to the desire realm's own fetters, both the antidote of cutting-off and the antidote of wearying and destroying — yet it is only the stage of not-yet-arrived that has already cut off these fetters; the remaining grounds' own antidote has nothing left there for it to cut off, and, although there is nothing left to cut off, the function of the antidote is still present, exactly as the sun's three portions of the day are each capable of dispelling darkness — the first portion having already dispelled it, the remaining portions have nothing left to dispel; and exactly as six men together face a single enemy — one man having already slain him, the remaining five have no one left to slay; and exactly as six lamps are each capable of dispelling darkness —
持一入室其暗已除。餘五入時無暗可破。如是六地於欲界結。皆有斷能非唯未至。若不爾者依上五地入見道時。應不證得欲見所斷諸結離繫。既能證得。故知六地於欲界結有斷對治。復次若定能斷見修所斷二結盡者名為靜慮。諸無色定唯能斷修所斷結盡故非靜慮。
bringing just one of them into the room dispels its darkness entirely, so that the remaining five, brought in afterward, find no darkness left to dispel. So too, these six grounds each possess the capacity to cut off the desire realm's own fetters, not the stage of not-yet-arrived alone — for were it not so, then, upon entering the path of seeing by relying on any of the five higher grounds, one ought not to attain the freedom from binding of the fetters abandoned by seeing within the desire realm, and yet one is indeed able to attain it, and it is thereby known that these six grounds all possess the antidote of cutting off the desire realm's own fetters. Further, whatever attainment is capable of exhausting both the fetters abandoned by seeing and those abandoned by cultivation is named dhyāna; the formless attainments are capable only of exhausting the fetters abandoned by cultivation, and it is for this reason that they are not dhyāna.
The distinction between the antidote of cutting-off and the antidote of wearying-and-destroying is a fine piece of conceptual housekeeping: it lets a higher ground count as possessing a real capacity to counteract the desire realm's fetters even once there is nothing left there for it to actually cut, since the mere disposition to weary and destroy such fetters, were they present, is itself enough to earn the name — capacity need not currently have an object to act upon in order to be genuinely possessed.
3. Six Lamps Dispelling Darkness: The Final Resolution
The Venerable Ghoṣa illustrates this same point vividly: exactly as the sun's three portions of a single day are each capable of dispelling darkness, though only the first portion has anything left to dispel, or as six lamps brought one by one into a room each possess the capacity to banish darkness though only the first lamp finds any darkness there to banish, so too do all six grounds of the form realm possess a genuine antidote to the desire realm's own fetters, not the stage of not-yet-arrived alone — proven by the fact that entering the path of seeing from any of the five higher grounds still yields freedom from the desire realm's own fetters abandoned by seeing. The debate closes by requiring both criteria together: only what is capable of cutting off the fetters and of correct observation, comprehensively and without exception, earns the name dhyāna — the formless attainments possessing stillness without reflection, an ordinary concentration possessing reflection without stillness, and the dhyānas of the form realm alone possessing both, stillness being equipoise and reflection being comprehensive observation.
復次若能斷結五蘊俱生能為所依起多功德。能具攝受四支五支。能發六通具四通行。三種變現三明三根三道三地四沙門果九遍知道。
Further, whatever is capable of cutting off the fetters, arises together with the five aggregates, is able to serve as a basis giving rise to many merits, is capable of comprehensively gathering the four or five limbs, is capable of giving rise to the six superknowledges endowed with the four modes of superknowledge conduct, the three kinds of transformation-manifestation, the three illuminations, the three faculties, the three paths, the three grounds, the four fruits of the renunciant, and the nine paths of full understanding,
見修二道法類二智。及忍智者名為靜慮。諸無色定雖能斷結。而不具上所說功德故非靜慮。復有說者。以能正觀故名靜慮。問若爾欲界有三摩地。亦能正觀應名靜慮。答若能正觀亦能斷結名為靜慮。
belonging to the paths of seeing and cultivation, the dharma- and subsequent-knowledge, and the forbearances and knowledges, is named dhyāna. The formless attainments, although capable of cutting off the fetters, do not possess the merits stated above in full, and it is for this reason that they are not dhyāna. There are those who further say: it is named dhyāna because it is capable of correct observation. One asks: if so, a concentration of the desire realm, too, is capable of correct observation, and ought likewise to be named dhyāna. The answer: whatever is capable both of correct observation and of cutting off the fetters is named dhyāna;
欲界三摩地雖有能正觀。而不能斷結。故不名靜慮。復次若能正觀堅固難壞相續久住。於所緣境長時注意而不捨者名為靜慮。欲界三摩地無如是德故非靜慮。復次若三摩地具有定名定用。能正觀者名為靜慮。欲界三摩地雖有定名而無定用。如泥椽梁有名無用故非靜慮。復次若三摩地非散亂風之所搖動如密室燈。能正觀者名為靜慮。欲界三摩地多散亂風之搖動。如四衢燈故非靜慮。如是說者。
a concentration of the desire realm, although capable of correct observation, is not capable of cutting off the fetters, and it is for this reason that it is not named dhyāna. Further, whatever correct observation is firm, difficult to destroy, of long continuity and long abiding, attending upon its own object for a long time without relinquishing it, is named dhyāna; a concentration of the desire realm, lacking such merit as this, is not dhyāna. Further, whatever concentration possesses both the name of concentration and the function of concentration, being capable of correct observation, is named dhyāna; a concentration of the desire realm, although possessing the name of concentration, lacks its function, exactly as a rafter or beam made of mud possesses the name but not the function, and it is for this reason that it is not dhyāna. Further, whatever concentration is not shaken by the wind of distraction, exactly as a lamp within a sealed chamber, being capable of correct observation, is named dhyāna; a concentration of the desire realm is largely shaken by the wind of distraction, exactly as a lamp at a crossroads, and it is for this reason that it is not dhyāna. Those who speak in this way say:
要具二義方名靜慮。謂能斷結及能正觀。欲界三摩地雖能正觀而不能斷結。諸無色定雖能斷結。而不能正觀故非靜慮。復次若能遍觀遍斷結者名為靜慮。欲界三摩地雖能遍觀而不能遍斷結。諸無色定二義俱無故非靜慮。復次若能靜息一切煩惱。及能思慮一切所緣名為靜慮。欲界三摩地雖能思慮一切所緣。不能靜息一切煩惱。諸無色定兩義都無故非靜慮。復次諸無色定有靜無慮。欲界三摩地有慮無靜。色定俱有故名靜慮。靜謂等引。慮謂遍觀。故名靜慮。
it is only when both meanings are possessed together that something is named dhyāna — namely, being capable of cutting off the fetters and being capable of correct observation. A concentration of the desire realm, although capable of correct observation, is not capable of cutting off the fetters; the formless attainments, although capable of cutting off the fetters, are not capable of correct observation, and it is for this reason that neither is dhyāna. Further, whatever is capable of comprehensively observing and comprehensively cutting off the fetters is named dhyāna; a concentration of the desire realm, although capable of comprehensive observation, is not capable of comprehensively cutting off the fetters, and the formless attainments possess neither meaning whatsoever, and it is for this reason that neither is dhyāna. Further, whatever is capable of stilling every affliction and of reflecting upon every object is named dhyāna; a concentration of the desire realm, although capable of reflecting upon every object, is not capable of stilling every affliction, and the formless attainments possess neither meaning at all, and it is for this reason that neither is dhyāna. Further, the formless attainments possess stillness but lack reflection; a concentration of the desire realm possesses reflection but lacks stillness; the dhyānas of the form realm possess both together, and it is for this reason that they are named dhyāna — stillness referring to equipoise, reflection referring to comprehensive observation, and it is for this reason that they are named dhyāna.
The six-lamps image does more than merely restate the sun's own three-portions point in a second register — it generalizes the insight from a single continuous process (one day's passage) to a series of discrete, replaceable instances (lamp after lamp), showing that the same logic of "capacity without a remaining object" holds whether the underlying process is one continuous span or a sequence of separate events, which matters here since the six grounds of the form realm are precisely such a discrete sequence, not a single continuous unfolding.
4. The Eighteen Limbs, and Eleven Real Substances
The four dhyānas' own limbs number eighteen by name: five for the first (applied thought, sustained thought, joy, pleasure, one-pointedness of mind), four for the second (internal clarity and purity, joy, pleasure, one-pointedness), five for the third (equanimity of formations, correct mindfulness, correct wisdom, pleasure, one-pointedness), and four for the fourth (neutral feeling, purified equanimity, purified mindfulness, one-pointedness). Yet these eighteen names reduce to only eleven real substances, since several limbs simply recur under the same name across dhyānas — a proposal to reduce this further to ten, merging the pleasure of all three dhyānas that have it into one substance, is firmly rejected: the first two dhyānas' pleasure is the pleasure of tranquil ease, gathered within the formations-aggregate, while the third dhyāna's own pleasure is a distinct pleasure of feeling, gathered within the feeling-aggregate outright.
四靜慮支總有十八。謂初靜慮有五支。一尋二伺三喜四樂五心一境性。第二靜慮有四支。一內等淨二喜三樂四心一境性。第三靜慮有五支。一行捨二正念三正慧四受樂五心一境性。第四靜慮有四支。
The limbs of the four dhyānas number eighteen in all: the first dhyāna has five limbs — first, applied thought; second, sustained thought; third, joy; fourth, pleasure; fifth, one-pointedness of mind. The second dhyāna has four limbs — first, internal clarity and purity; second, joy; third, pleasure; fourth, one-pointedness of mind. The third dhyāna has five limbs — first, equanimity of formations; second, correct mindfulness; third, correct wisdom; fourth, experiencing pleasure; fifth, one-pointedness of mind. The fourth dhyāna has four limbs —
一不苦不樂受二行捨清淨三念清淨四心一境性。問四靜慮支名有十八實體有幾。答唯有十一。謂初靜慮支名與實體俱有五種。第二靜慮支雖有四。而三如前增內等淨。第三靜慮支雖有五。而第五如前但增前四。第四靜慮支雖有四。而後三如前但增第一。故靜慮支名有十八實體十一。復有說者。實體唯十。謂三靜慮樂合為一。評曰。彼不應作是說。初二靜慮是輕安樂。第三靜慮別是受樂。初二靜慮樂行蘊攝。第三靜慮樂受蘊攝。故前所說於理為善。如名實體名施設體施設。名異相體異相。名異性體異性。名差別體差別。名建立體建立。名覺體覺。應知亦爾。問此中何者是靜慮。何者是靜慮支。答心一境性是靜慮。以三摩地為自性故。此及所餘是靜慮支。問若三摩地是靜慮者。初第三靜慮應各唯四支。第二第四靜慮應各唯三支。則靜慮支應唯十四。云何乃說十八支耶。答三摩地是靜慮亦是靜慮支。餘是靜慮支非靜慮故有十八。如擇法是覺亦是覺支。餘是覺支非覺。正見是道亦是道支。餘是道支非道。離非時食是齋亦是齋支。餘是齋支非齋。此亦如是。如是名為靜慮支。自性我物自體相分本性。
first, feeling that is neither painful nor pleasurable; second, the purity of the equanimity of formations; third, the purity of mindfulness; fourth, one-pointedness of mind. One asks: these eighteen limb-names of the four dhyānas — how many real substances do they possess? The answer: only eleven. That is, the first dhyāna's own limb-names and their real substances both number five; the second dhyāna's limbs, though numbering four, are three of the same as before with the addition of internal clarity and purity; the third dhyāna's limbs, though numbering five, are the fourth of these being the same four as before, with only the fifth newly added; the fourth dhyāna's limbs, though numbering four, are the latter three the same as before, with only the first newly added — and it is for this reason that the dhyāna-limbs' own names number eighteen, while their real substances number eleven. There are those who further say: the real substances number only ten, holding that the pleasure of the three dhyānas is combined and counted as one. The compilers say: one ought not to speak in this way — the pleasure of the first two dhyānas is the pleasure of tranquil ease, while the third dhyāna's own pleasure is distinctly the pleasure of feeling; the pleasure of the first two dhyānas is gathered within the formations-aggregate, while the third dhyāna's own pleasure is gathered within the feeling-aggregate, and it is for this reason that the earlier statement accords with principle — exactly as name and substance, provisional name and provisional substance, distinct characteristic in name and distinct characteristic in substance, distinct nature in name and distinct nature in substance, distinction in name and distinction in substance, establishment in name and establishment in substance, and cognition in name and cognition in substance should all be understood in the corresponding manner. One asks: among these, which is the dhyāna itself, and which is the dhyāna-limb? The answer: one-pointedness of mind is the dhyāna itself, since it takes concentration as its own-nature; this, together with the rest, is the dhyāna-limb. One asks: if concentration is the dhyāna itself, then the first and third dhyānas ought each to have only four limbs, and the second and fourth dhyānas ought each to have only three limbs, so that the dhyāna-limbs ought to number only fourteen — why, then, does it speak of eighteen limbs? The answer: concentration is both the dhyāna itself and a dhyāna-limb; the rest are dhyāna-limbs but not the dhyāna itself, and it is for this reason that there are eighteen — exactly as the discernment of dharmas is itself enlightenment and is also a limb of enlightenment, the rest being limbs of enlightenment but not enlightenment itself; exactly as right view is itself the path and is also a limb of the path, the rest being limbs of the path but not the path itself; exactly as abstaining from eating at the wrong time is itself the fast and is also a limb of the fast, the rest being limbs of the fast but not the fast itself — this, too, is just the same. Such, then, is named the own-nature of the dhyāna-limbs — their own thing, own substance, own characteristic, own portion, and own inherent nature.
Refusing to collapse the first two dhyānas' pleasure together with the third dhyāna's own pleasure, even though both are called by the identical name, is another instance of this treatise's insistence that shared vocabulary never automatically implies shared substance: the aggregate each belongs to — formations versus feeling — is treated as decisive evidence that two things sharing a name may nonetheless be genuinely, categorically distinct kinds of experience.
5. The Meaning of a Dhyāna-Limb, and Five Tetralemmas
A dhyāna-limb earns its name through five overlapping senses: according with its dhyāna, bearing the heavy burden of drawing it forth, accomplishing the great matter of achieving it, firmly excelling in strengthening it, and serving as one of its own distinguishing members, exactly as a chariot's own distinct parts are each named a limb of the chariot. Concentration itself, one-pointedness of mind, is both the dhyāna itself and one of its own limbs, exactly as the discernment of dharmas is itself enlightenment yet also counted among its own limbs — accounting for how eighteen limb-names can exist even though a strict count of concentration alone across four dhyānas would yield only fourteen. A systematic run of five tetralemmas then cross-tabulates every pair of dhyānas against one another, precisely sorting which limbs each pair shares and which belong to only one.
已說自性。所以今當說。問何故名靜慮支。靜慮支是何義。答寂靜思慮故名靜慮。隨順此靜慮故名靜慮支。以隨順義。負重擔義。成大事義。堅勝義。分別義。是支義故。隨順義者。若法隨順此地靜慮。名此地靜慮支。負重擔義者。若法能引此地靜慮。名此地靜慮支。成大事義者。若法能辦此地靜慮。名此地靜慮支。堅勝義者。
Own-nature has already been discussed; what is to be discussed next shall now be stated. One asks: for what reason is it named a dhyāna-limb? What is the meaning of a dhyāna-limb? The answer: tranquil reflection is named dhyāna; according with this dhyāna is named a dhyāna-limb, in the sense of according with it, of bearing a heavy burden for it, of accomplishing a great matter for it, of firmly excelling for it, and of being a distinguishing member, this being the meaning of a limb. As for the sense of according with it: whatever dharma accords with a given ground's own dhyāna is named a limb of that ground's own dhyāna. As for the sense of bearing a heavy burden for it: whatever dharma is capable of drawing forth a given ground's own dhyāna is named a limb of that ground's own dhyāna. As for the sense of accomplishing a great matter for it: whatever dharma is capable of achieving a given ground's own dhyāna is named a limb of that ground's own dhyāna. As for the sense of firmly excelling for it:
若法助成此地靜慮。令其堅勝名此地靜慮支。分別義者。如軍車等諸分別異故名軍車等支。如是靜慮諸分別異名靜慮支。如是已釋靜慮支名。次應分別雜無雜相。問若是初靜慮支。亦是第二靜慮支耶。答應作四句。有是初支非第二支。謂尋伺。有是第二支非初支。謂內等淨。有是初支亦是第二支。謂喜樂心一境性。有非初支亦非第二支。謂除前相問若是初靜慮支亦是第三靜慮支耶。答應作四句。有是初支非第三支。謂尋伺喜樂。有是第三支非初支。謂捨念慧樂。有是初支亦是第三支謂心一境性。有非初支亦非第三支。
whatever dharma helps a given ground's own dhyāna to be accomplished, causing it to be firm and excellent, is named a limb of that ground's own dhyāna. As for the sense of being a distinguishing member: exactly as a chariot and the like are each distinguished into their own distinct members, and are thereby named the limbs of a chariot and the like, so too are these various distinguishing members of a dhyāna named a dhyāna-limb. The name dhyāna-limb having thus been explained, one should next distinguish which characteristics are shared and which are not. One asks: whatever is a limb of the first dhyāna — is it also a limb of the second dhyāna? The answer: this ought to be cast as a tetralemma. There is what is a limb of the first but not of the second — namely, applied and sustained thought. There is what is a limb of the second but not of the first — namely, internal clarity and purity. There is what is a limb both of the first and of the second — namely, joy, pleasure, and one-pointedness of mind. There is what is a limb of neither the first nor the second — namely, whatever is excluded from the foregoing. One asks: whatever is a limb of the first dhyāna — is it also a limb of the third dhyāna? The answer: this ought to be cast as a tetralemma. There is what is a limb of the first but not of the third — namely, applied and sustained thought, and joy and pleasure. There is what is a limb of the third but not of the first — namely, equanimity, mindfulness, wisdom, and pleasure. There is what is a limb both of the first and of the third — namely, one-pointedness of mind. There is what is a limb of neither the first nor the third —
謂除前相。問若是初靜慮支亦是第四靜慮支耶。答應作四句。有是初支非第四支。謂尋伺喜樂。有是第四支非初支。謂不苦不樂捨念。有是初支亦是第四支。謂心一境性。有非初支亦非第四支。謂除前相。問若是第二靜慮支。亦是第三靜慮支耶。答應作四句。有是第二支非第三支。謂內等淨喜樂。有是第三支非第二支。謂捨念慧樂。有是第二支亦是第三支。謂心一境性。有非第二支亦非第三支。謂除前相。問若是第二靜慮支。亦是第四靜慮支耶。答應作四句。有是第二支非第四支。謂內等淨喜樂。有是第四支非第二支。
namely, whatever is excluded from the foregoing. One asks: whatever is a limb of the first dhyāna — is it also a limb of the fourth dhyāna? The answer: this ought to be cast as a tetralemma. There is what is a limb of the first but not of the fourth — namely, applied and sustained thought, and joy and pleasure. There is what is a limb of the fourth but not of the first — namely, feeling neither painful nor pleasurable, equanimity, and mindfulness. There is what is a limb both of the first and of the fourth — namely, one-pointedness of mind. There is what is a limb of neither the first nor the fourth — namely, whatever is excluded from the foregoing. One asks: whatever is a limb of the second dhyāna — is it also a limb of the third dhyāna? The answer: this ought to be cast as a tetralemma. There is what is a limb of the second but not of the third — namely, internal clarity and purity, and joy and pleasure. There is what is a limb of the third but not of the second — namely, equanimity, mindfulness, wisdom, and pleasure. There is what is a limb both of the second and of the third — namely, one-pointedness of mind. There is what is a limb of neither the second nor the third — namely, whatever is excluded from the foregoing. One asks: whatever is a limb of the second dhyāna — is it also a limb of the fourth dhyāna? The answer: this ought to be cast as a tetralemma. There is what is a limb of the second but not of the fourth — namely, internal clarity and purity, and joy and pleasure. There is what is a limb of the fourth but not of the second —
謂不苦不樂捨念。有是第二支亦是第四支。謂心一境性。有非第二支亦非第四支。謂除前相。問若是第三靜慮支。亦是第四靜慮支耶。答應作四句。有是第三支非第四支。謂慧樂。有是第四支非第三支。謂不苦不樂。有是第三支亦是第四支。謂捨念心一境性。有非第三支亦非第四支。謂除前相。問輕安行捨一切地有。何故初二靜慮立輕安為支非行捨。第三第四靜慮立行捨為支非輕安耶。答先說隨順是支義故。謂輕安唯隨順初二靜慮故立為支。行捨唯隨順第三第四靜慮故立為支。復次互相覆故。謂初二靜慮輕安用勝。能覆行捨故立為支。第三第四靜慮行捨用勝。能覆輕安故立為支問何故此二能互相覆。答此二行相更相違故。謂輕安相輕舉。行捨相沈靜。俱時而有更互相違。如人一時亦行亦住。亦睡亦覺一向相違。
namely, feeling neither painful nor pleasurable, equanimity, and mindfulness. There is what is a limb both of the second and of the fourth — namely, one-pointedness of mind. There is what is a limb of neither the second nor the fourth — namely, whatever is excluded from the foregoing. One asks: whatever is a limb of the third dhyāna — is it also a limb of the fourth dhyāna? The answer: this ought to be cast as a tetralemma. There is what is a limb of the third but not of the fourth — namely, wisdom and pleasure. There is what is a limb of the fourth but not of the third — namely, the feeling neither painful nor pleasurable. There is what is a limb both of the third and of the fourth — namely, equanimity, mindfulness, and one-pointedness of mind. There is what is a limb of neither the third nor the fourth — namely, whatever is excluded from the foregoing. One asks: tranquil ease and equanimity of formations both exist across every ground — why, then, do the first two dhyānas establish tranquil ease as a limb, and not equanimity of formations, while the third and fourth dhyānas establish equanimity of formations as a limb, and not tranquil ease? The answer: it was already stated that according with a dhyāna is the very meaning of a limb — that is, tranquil ease accords only with the first two dhyānas, and it is for this reason that it is established as their limb; equanimity of formations accords only with the third and fourth dhyānas, and it is for this reason that it is established as their limb. Further, this is because each conceals the other in turn — that is, within the first two dhyānas, tranquil ease's own function predominates, and is capable of concealing equanimity of formations, and it is for this reason that it is established as their limb; within the third and fourth dhyānas, equanimity of formations' own function predominates, and is capable of concealing tranquil ease, and it is for this reason that it is established as their limb. One asks: for what reason are these two capable of mutually concealing one another? The answer: these two aspects are mutually contrary to one another — that is, the characteristic of tranquil ease is lightness and buoyancy, while the characteristic of equanimity of formations is stillness and calm, and, arising at the very same time, they are mutually contrary to one another, exactly as a man cannot, at the very same time, both walk and stand still, or both sleep and be awake, these being utterly contrary to one another,
The chariot-limb analogy quietly resolves what could otherwise look like a strange asymmetry — that concentration alone gets to be both the whole (the dhyāna itself) and one of its own parts (a dhyāna-limb) — by pointing to an entirely ordinary linguistic pattern: a chariot's own wheel is unremarkably both a part of the chariot and, when we speak loosely, sometimes stands for the whole vehicle, so concentration's dual status is not a special metaphysical puzzle but an instance of how whole-part naming ordinarily works.
6. Why Tranquil Ease and Equanimity of Formations Alternate
Tranquil ease and equanimity of formations both exist across every ground, yet the first two dhyānas establish only tranquil ease as a limb, the third and fourth only equanimity of formations — the two being mutually contrary in a single moment, tranquil ease's own characteristic being lightness and buoyancy, equanimity of formations' own being stillness and calm, exactly as a man cannot simultaneously walk and stand still, or sleep and remain awake. Yet, within a wholesome mind, since their respective antidotes differ — tranquil ease counteracting torpor, equanimity of formations counteracting agitation — both are able to arise together across a single continuum, even while never coinciding within the very same moment.
而善心中對治各異故得俱起。謂輕安能對治惛沈。行捨能對治掉舉。復次為對治欲界五識身。及所引身麁重故。初靜慮立輕安為支。為對治初靜慮三識身。及所引身麁重故。第二靜慮立輕安為支。第二第三靜慮無麁識身。及所引身麁重可對治故。第三第四靜慮不立輕安為支。彼既不立輕安為支。故立行捨為支。復次初二靜慮有染污喜擾動身心。故世尊說應習輕安不應住捨。是故初二靜慮唯立輕安為支。第三第四靜慮無染污喜擾動身心故世尊說。但應住捨勿習輕安。是故第三第四靜慮唯立行捨為支。復次初二靜慮輕安有因。謂諸善喜。如契經說。心有喜故身則輕安。是故初二靜慮唯立輕安為支。第三第四靜慮輕安無因。謂無善喜唯應住捨。故彼但立行捨為支。復次第三靜慮棄捨極喜。第四靜慮棄捨極樂。故此唯立行捨為支。初二靜慮既不立行捨為支。故立輕安為支無相違故。
and yet, within a wholesome mind, since their respective antidotes differ, they are able to arise together — that is, tranquil ease is capable of counteracting torpor, while equanimity of formations is capable of counteracting agitation. Further, it is in order to counteract the desire realm's five sense-consciousness-bodies and the bodily heaviness they draw forth that the first dhyāna establishes tranquil ease as a limb; it is in order to counteract the first dhyāna's own three consciousness-bodies and the bodily heaviness they draw forth that the second dhyāna establishes tranquil ease as a limb; the second and third dhyānas possess no coarse consciousness-body or the bodily heaviness it draws forth to be counteracted, and it is for this reason that the third and fourth dhyānas do not establish tranquil ease as a limb — and, since they do not establish tranquil ease as a limb, they establish equanimity of formations as their limb instead. Further, the first two dhyānas possess a defiled joy that disturbs body and mind, and it is for this reason that the World-Honored One states that one should cultivate tranquil ease and should not abide in equanimity, and it is for this reason that the first two dhyānas alone establish tranquil ease as their limb; the third and fourth dhyānas possess no defiled joy disturbing body and mind, and it is for this reason that the World-Honored One states that one should merely abide in equanimity and should not cultivate tranquil ease, and it is for this reason that the third and fourth dhyānas alone establish equanimity of formations as their limb. Further, the first two dhyānas' own tranquil ease possesses a cause — namely, every wholesome joy — as a scripture states, since the mind possesses joy, the body is thereby made tranquil and at ease, and it is for this reason that the first two dhyānas alone establish tranquil ease as their limb; the third and fourth dhyānas' own tranquil ease possesses no cause — that is, they possess no wholesome joy, and one ought merely to abide in equanimity — and it is for this reason that they establish only equanimity of formations as their limb. Further, the third dhyāna relinquishes the very utmost joy, and the fourth dhyāna relinquishes the very utmost pleasure, and it is for this reason that they alone establish equanimity of formations as their limb; the first two dhyānas, not establishing equanimity of formations as their limb, thereby establish tranquil ease as their limb, there being no contradiction in this.
The resolution here turns on a distinction between what a wholesome mind can contain across its own continuity and what a single moment can contain within itself: tranquil ease and equanimity of formations are genuinely incompatible at any one instant, exactly as walking and standing are, yet a mind's own life is not a single instant but a continuum, so both can find their proper place there without ever actually violating the moment-by-moment exclusivity the walking/standing analogy establishes.
7. Why Internal Clarity, Wisdom, and Mindfulness Each Belong to Only One Dhyāna
Three further limbs — internal clarity and purity, correct wisdom, and correct mindfulness — each pervade every ground in principle, yet each is established as a limb only where it is needed most. Internal clarity and purity, itself simply faith, belongs only to the second dhyāna, since the first dhyāna's own applied and sustained thought are like fire and its consciousness-body like mud, leaving faith's own reflection unable to appear, exactly as a face cannot be seen in heated, turbid mud, while the third and fourth dhyānas' own utmost feelings of delight and equanimity likewise cover faith over — the second dhyāna alone offering the clear, cool water in which faith's reflection first becomes visible, precisely at the moment a practitioner, having already become free of the desire realm's defilement, gives rise for the very first time to the great confidence that every higher realm's defilement, too, must be equally surmountable. Correct wisdom belongs only to the third dhyāna, since its own uniquely supreme delightful feeling threatens to become an obstacle in its own right, tempting a practitioner to cling there rather than seek the higher grounds, requiring wisdom's own corrective; and correct mindfulness belongs only to the latter two dhyānas, since each possesses its own predominant, uniquely dangerous obstacle — the second dhyāna's utmost joy, buoyant and drowning like a rākṣasa, met by the third dhyāna's own mindfulness, and the third dhyāna's utmost pleasure, obstructing like a false friend secretly an enemy, met by the fourth dhyāna's own mindfulness.
問內等淨即是信諸地皆有。何故唯在第二靜慮立為支耶。答前說隨順是支義故。謂信唯順第二靜慮。是故唯此立信為支。復次初靜慮中。尋伺如火。身識如泥。令心相續。熱惱濁亂信不明淨。如熱泥中面像不現。第二靜慮無尋伺火及識身泥。心相續中信相明淨。如清冷水面像得現。故於此立內等淨支。第三靜慮有極悅受。第四靜慮有勝捨受覆心相續信相不顯故彼及初皆不建立內等淨支。復次第二靜慮諸瑜伽師。於離染中初生信勝。故唯此立內等淨支。謂瑜伽師離欲界染起初靜慮現在前時。作是思惟。我雖已離不定界染。諸定地染為可離耶。彼後復離初靜慮染第二靜慮現在前時。於界地染俱可離中。初生大信如欲界染我既能離。色無色染亦必可離。如初靜慮染既可離。乃至非想非非想處染定可離。彼初靜慮現在前時未生定信。後二靜慮現在前時。雖有定信而非初故信相不顯。故皆不立內等淨支。復次起增上信必依大喜因。喜信者信必堅固。第二靜慮有極勝喜故唯此立內等淨支。問慧遍諸地何故唯於第三靜慮立為支耶。答前說隨順是支義故。謂慧唯順第三靜慮。故但於彼立正慧支。復次第三靜慮有適悅受。諸適悅中此最為勝。耽著此故諸瑜伽師。不欲欣求上地勝法。此受即是自地留難。對治此故立正慧支是故世尊作如是說。應以正慧覺了此樂。勿固貪著不求上地。上下地中無有自地極樂留難如此地者。故彼不立正慧為支。復次初靜慮中。有麁尋伺覆障正慧。第二靜慮。有極喜躍覆障正慧。第四靜慮。有勝捨受覆障正慧。以勝捨受是無明分正慧是明。明無明分互相違害。故皆不立正慧為支。第三靜慮無有如彼覆正慧法故立為支。問念遍諸地何故唯在後二靜慮立念為支。答前說隨順是支義故。謂念唯順後二靜慮。故但於彼立念為支。復次後二靜慮。俱有地地增上留難。對治彼故立念為支。餘地不爾。謂第二靜慮有極勝喜輕躁漂溺。如邏剎斯諸瑜伽師。由此衰退不能堅固。離自地染為對治彼。第三靜慮立念為支。是故世尊作如是說。應住正念勿為下地喜所漂溺退失自地。第三靜慮有極勝樂。生死樂中此為最上留礙行者如詐親怨。諸瑜伽師由此衰退不能堅固離自地染。為對治彼第四靜慮立念為支。是故世尊作如是說。應住正念勿為下地樂所留礙退失自地。復次初靜慮中有麁尋伺猶如暴風覆障正念。第二靜慮有極喜躍。如水濤波覆障正念。故俱不立正念為支。後二靜慮無此過失。是故俱立正念為支。問若是靜慮支亦是菩提分耶。答應作四句有是靜慮支非菩提分。謂伺樂受捨受有是菩提分非靜慮支。謂精進正語正業正命。有是靜慮支亦是菩提分。謂餘菩提分法。有非靜慮支亦非菩提分。謂除前相。問何故伺樂受捨受不立菩提分耶。答被覆損故。謂伺被正思惟之所覆損。樂受被輕安樂之所覆損。捨受被行捨之所覆損。故不立為菩提分法。問若爾何故立靜慮支。答菩提分中為策正見。立正思惟為菩提分。伺行相細策正見中為尋覆損立靜慮支。為遮下地惡不善法不相覆損。菩提分中輕安樂受同一剎那有相覆損。靜慮支中地別建立無覆損義。菩提分中行捨受捨。同一剎那有相覆損。靜慮支中對治利益。支用各別不相覆損。問何故精進非靜慮支。答諸靜慮支順自地勝。精進於順他地為勝。謂初靜慮精進順第二靜慮為勝。乃至無所有處精進。順非想非非想處為勝。
One asks: internal clarity and purity is itself simply faith, which exists across every ground — why, then, is it established as a limb only within the second dhyāna? The answer: it was already stated that according with a dhyāna is the very meaning of a limb — that is, faith accords only with the second dhyāna, and it is for this reason that only here is faith established as a limb. Further, within the first dhyāna, applied and sustained thought are like fire, and the consciousness-body is like mud, causing the continuity of mind to be hot, afflicted, turbid, and disturbed, so that faith is not clear and pure, exactly as a face's own reflection fails to appear within heated, turbid mud. The second dhyāna possesses neither the fire of applied and sustained thought nor the mud of the consciousness-body, so that, within the continuity of mind, faith's own characteristic is clear and pure, exactly as a face's own reflection is able to appear within clear, cool water, and it is for this reason that internal clarity and purity is established as its limb here. The third dhyāna possesses an utterly delightful feeling, and the fourth dhyāna possesses a supreme equanimous feeling, each of which covers over the continuity of mind so that faith's own characteristic fails to become manifest, and it is for this reason that neither this nor the first dhyāna establishes internal clarity and purity as a limb. Further, it is the practitioners of yoga within the second dhyāna who, amid the process of becoming free of defilement, first give rise to superior faith, and it is for this reason that only here is internal clarity and purity established as a limb — that is, a practitioner of yoga, having become free of the desire realm's own defilement, when the first dhyāna manifests before him, reflects as follows: although I have already become free of the defilement of the unfixed realm, is the defilement of the fixed grounds capable of being become free of as well? Only afterward, having become free of the first dhyāna's own defilement, when the second dhyāna manifests before him, does he, among both realm-defilement and ground-defilement alike capable of being become free of, for the very first time give rise to great faith, thinking: since I have already been able to become free of the desire realm's own defilement, the defilement of the form and formless realms, too, must certainly be capable of being become free of — exactly as, since the first dhyāna's own defilement can indeed be become free of, so too, up through, the defilement of the sphere of neither-perception-nor-non-perception must certainly be capable of being become free of. When the first dhyāna manifests before him, this fixed faith has not yet arisen; when the latter two dhyānas manifest before him, although fixed faith is indeed present, it is no longer the first instance, and faith's own characteristic is thereby no longer manifest, and it is for this reason that neither establishes internal clarity and purity as a limb. Further, giving rise to superior faith necessarily depends upon the cause of great joy — one who is joyful and has faith will certainly possess a firm faith — and the second dhyāna possesses an utterly supreme joy, and it is for this reason that only here is internal clarity and purity established as a limb. One asks: wisdom pervades every ground — why, then, is it established as a limb only within the third dhyāna? The answer: it was already stated that according with a dhyāna is the very meaning of a limb — that is, wisdom accords only with the third dhyāna, and it is for this reason that only there is correct wisdom established as its limb. Further, the third dhyāna possesses a delightful feeling, the most supreme among every delightful feeling there is, and practitioners of yoga, becoming attached to it, cease to wish to seek out the superior dharma of the higher grounds — this very feeling itself becoming an obstacle within its own ground. In order to counteract this, correct wisdom is established as its limb, and it is for this reason that the World-Honored One speaks as follows: one should, with correct wisdom, comprehend this pleasure, and not become firmly attached to it so as to fail to seek the higher grounds — there existing no obstacle of one's own ground's own utmost pleasure, in either the lower or the higher grounds, comparable to this one, and it is for this reason that they do not establish correct wisdom as their limb. Further, within the first dhyāna, there exists coarse applied and sustained thought that obscures and obstructs correct wisdom; within the second dhyāna, there exists an utterly joyful exhilaration that obscures and obstructs correct wisdom; within the fourth dhyāna, there exists a supreme equanimous feeling that obscures and obstructs correct wisdom, since this supreme equanimous feeling belongs to the portion of ignorance, while correct wisdom belongs to the portion of brightness, and brightness and the portion of ignorance mutually contradict and harm one another, and it is for this reason that none of these establish correct wisdom as their limb. The third dhyāna possesses no such dharma obscuring correct wisdom as this, and it is for this reason that it is established as its limb. One asks: mindfulness pervades every ground — why, then, is mindfulness established as a limb only within the latter two dhyānas? The answer: it was already stated that according with a dhyāna is the very meaning of a limb — that is, mindfulness accords only with the latter two dhyānas, and it is for this reason that only there is mindfulness established as their limb. Further, the latter two dhyānas each possess an obstacle predominant to its own particular ground, and it is in order to counteract this that mindfulness is established as their limb, unlike the remaining grounds — that is, the second dhyāna possesses an utterly supreme joy, buoyant and unstable, drowning one exactly as a rākṣasa does, by which practitioners of yoga decline and are unable to remain firm in becoming free of their own ground's own defilement; in order to counteract this, the third dhyāna establishes mindfulness as its limb, and it is for this reason that the World-Honored One speaks as follows: one should abide in correct mindfulness, and not be drowned by the joy of a lower ground so as to decline from and lose one's own ground. The third dhyāna possesses an utterly supreme pleasure, the most supreme obstacle among the pleasures of birth and death, obstructing the practitioner exactly as a false friend who is secretly an enemy, by which practitioners of yoga decline and are unable to remain firm in becoming free of their own ground's own defilement; in order to counteract this, the fourth dhyāna establishes mindfulness as its limb, and it is for this reason that the World-Honored One speaks as follows: one should abide in correct mindfulness, and not be obstructed by the pleasure of a lower ground so as to decline from and lose one's own ground. Further, within the first dhyāna, there exists coarse applied and sustained thought, exactly like a violent wind, obscuring and obstructing correct mindfulness; within the second dhyāna, there exists an utterly joyful exhilaration, exactly like surging waves, obscuring and obstructing correct mindfulness, and it is for this reason that neither establishes correct mindfulness as its limb; the latter two dhyānas possess no such fault as this, and it is for this reason that both establish correct mindfulness as their limb. One asks: whatever is a dhyāna-limb — is it also a limb of enlightenment? The answer: this ought to be cast as a tetralemma. There is what is a dhyāna-limb but not a limb of enlightenment — namely, sustained thought, and the feelings of pleasure and of equanimity. There is what is a limb of enlightenment but not a dhyāna-limb — namely, diligence, right speech, right action, and right livelihood. There is what is both a dhyāna-limb and a limb of enlightenment — namely, every remaining dharma belonging to the limbs of enlightenment. There is what is neither a dhyāna-limb nor a limb of enlightenment — namely, whatever is excluded from the foregoing. One asks: for what reason are sustained thought and the feelings of pleasure and of equanimity not established as limbs of enlightenment? The answer: it is because they are covered over and diminished by something else — that is, sustained thought is covered over and diminished by correct intention; the feeling of pleasure is covered over and diminished by tranquil ease and joy; the feeling of equanimity is covered over and diminished by equanimity of formations, and it is for this reason that they are not established as dharmas belonging to the limbs of enlightenment. One asks: if so, why are they established as dhyāna-limbs? The answer: among the limbs of enlightenment, it is in order to spur on right view that correct intention is established as a limb of enlightenment, sustained thought's own aspect being subtle, and, in spurring on right view, it is covered over and diminished by applied thought, and it is established as a dhyāna-limb in order to block the unwholesome dharmas of the lower ground, without any mutual covering-over or diminishment in that role. Among the limbs of enlightenment, tranquil ease and the feeling of pleasure, arising within the very same moment, mutually cover over and diminish one another; among the dhyāna-limbs, they are established with reference to distinct grounds, and no meaning of mutual covering-over or diminishment applies. Among the limbs of enlightenment, equanimity of formations and the feeling of equanimity, arising within the very same moment, mutually cover over and diminish one another; among the dhyāna-limbs, their antidote and benefit, and their limb-function, are each distinct, and they do not mutually cover over or diminish one another. One asks: for what reason is diligence not a dhyāna-limb? The answer: every dhyāna-limb accords with and excels within its own ground, while diligence excels in according with another ground — that is, diligence within the first dhyāna excels in according with the second dhyāna, and so on, up through, diligence within the sphere of nothingness excels in according with the sphere of neither-perception-nor-non-perception,
The false-friend image for the third dhyāna's own pleasure is one of this fascicle's sharpest psychological insights: it identifies a danger considerably subtler than the second dhyāna's overt, drowning joy — a pleasure that behaves exactly like a genuine ally right up until the moment it reveals itself as the very thing preventing further progress, which is precisely why it requires mindfulness rather than mere wariness to detect.
8. Why Diligence, Right Speech, and the Mental Factors Are Not Dhyāna-Limbs
A cluster of otherwise wholesome dharmas is systematically excluded from the dhyāna-limbs. Diligence fails because its own excellence lies in serving a different, higher ground rather than its own, and because it actually harms concentration's own cause — supreme pleasure — since diligent effort brings much suffering of body and mind, while cultivating concentration brings much pleasure instead. Right speech, action, and livelihood fail because a dhyāna-limb must be associated with dhyāna, possessing a support, an object, an aspect, and alertness, which these three simply do not possess. Shame, moral dread, non-greed, and the like fail because they are, for the most part, near antidotes suited to the unfixed desire realm rather than to any fixed ground; mind itself fails because it is supreme like a king while concentration, a mere mental factor, is like a minister, and no king serves his own minister; and notion, volition, contact, desire, mental application, and resolve each fail for their own reason — according with ordinary circulation rather than the return to cessation, or being predominant only within a single specific stage rather than uniformly across every stage a dhyāna spans.
故彼不立為靜慮支。復次精進損害三摩地因。三摩地因即是勝樂。
and it is for this reason that it is not established as a dhyāna-limb. Further, diligence harms the very cause of concentration, concentration's own cause being precisely supreme pleasure,
如契經說。樂故心定。勤精進者身心多苦。修三摩地身心多樂。是故精進非靜慮支。問何故正語正業正命非靜慮支。答靜慮支者。謂與靜慮相應住境。必有所依所緣行相。及有警覺乃名相應。正語業命無如是義。是故不立為靜慮支。由此四相及諸得等。不相應法皆不應立為靜慮支。非助等持住一境故。問何故慚愧無貪無瞋。不放逸不害等非靜慮支耶。答非極隨順諸靜慮故。此諸善法多於欲界。
as a scripture states, owing to pleasure, the mind is concentrated; whoever exerts diligent effort experiences much suffering of body and mind, while whoever cultivates concentration experiences much pleasure of body and mind, and it is for this reason that diligence is not a dhyāna-limb. One asks: for what reason are right speech, right action, and right livelihood not dhyāna-limbs? The answer: a dhyāna-limb refers to whatever is associated with dhyāna and abides upon an object, necessarily possessing a support, an object, and an aspect, and possessing alertness, and is only thereby named associated; right speech, action, and livelihood possess no such meaning as this, and it is for this reason that they are not established as dhyāna-limbs. It is owing to these four characteristics, together with every dissociated dharma, such as the various attainments and the rest, that none of these ought to be established as dhyāna-limbs, since they do not assist equipoise in abiding upon a single object. One asks: for what reason are shame, moral dread, non-greed, non-hatred, non-negligence, and non-harming, and the like, not dhyāna-limbs? The answer: it is because they do not, in the most complete sense, accord with the dhyānas — these various wholesome dharmas being, for the most part, near antidotes to the unwholesome dharmas of the desire realm and of the
散地惡法為近對治。勢力增強非於定地。是故不立為靜慮支。問心想思等何故不立為靜慮支。答非極隨順諸靜慮故。心順流轉定順還滅。故心不立為靜慮支。復次心勝如王。諸心所法皆如臣佐。定是心所故心不立為靜慮支。如諸國王不事臣佐。想思觸欲皆順流轉。
unfixed ground, their own force being especially strong there, and not within the fixed ground, and it is for this reason that they are not established as dhyāna-limbs. One asks: for what reason are mind, notion, and volition, and the like, not established as dhyāna-limbs? The answer: it is because they do not, in the most complete sense, accord with the dhyānas — mind accords with circulation, while concentration accords with the return to cessation, and it is for this reason that mind is not established as a dhyāna-limb. Further, mind is supreme, exactly like a king, while every mental factor is exactly like a minister or subordinate — concentration being a mental factor, and it is for this reason that mind is not established as a dhyāna-limb, exactly as no king is ever in service to a minister or subordinate. Notion, volition, contact, and desire all accord with circulation,
作用偏勝定順還滅。故彼不立為靜慮支。作意唯在欲界散地。對境用勝非諸定地。故亦不立為靜慮支。勝解唯於無學位勝。靜慮遍於一切位勝。故彼不立為靜慮支。復次此中應以諸靜慮支。對四念住四正斷四神足五根五力七等覺支八聖道支展轉相攝。復應以初靜慮支乃至第四靜慮支。對菩提分法展轉相攝。復應以初靜慮支乃至第四靜慮支。對四念住乃至八聖道支展轉相攝。應隨其相一一廣說。
their own operative function being especially predominant, while concentration accords with the return to cessation, and it is for this reason that they are not established as dhyāna-limbs. Mental application exists solely within the desire realm's own unfixed ground, its function toward an object being especially predominant, and not within any fixed ground, and it is for this reason that it, too, is not established as a dhyāna-limb. Resolve is especially predominant only at the stage of the non-learner, while dhyāna is predominant across every stage alike, and it is for this reason that resolve, too, is not established as a dhyāna-limb. Further, here, one ought to cross the dhyāna-limbs against the four foundations of mindfulness, the four right efforts, the four bases of supernormal power, the five faculties, the five powers, the seven limbs of enlightenment, and the eight limbs of the noble path, one by one, to see how they mutually include one another; and one ought further to cross the limbs of the first dhyāna up through the fourth dhyāna against the dharmas belonging to the limbs of enlightenment, one by one, to see how they mutually include one another; and one ought further to cross the limbs of the first dhyāna up through the fourth dhyāna against the four foundations of mindfulness up through the eight limbs of the noble path, one by one, to see how they mutually include one another — each such characteristic ought to be stated at full length in the corresponding manner.
The king-and-minister image for why mind itself cannot be a dhyāna-limb is a wonderfully compact piece of category discipline: it is not that mind lacks the right qualities to be a limb, but that being a limb is, by its very structure, a subordinate role — and mind's own supremacy over every mental factor, concentration included, makes that subordination a logical impossibility rather than a mere empirical shortfall.
9. Do the Preliminary Stages Have Limbs?
Do the preliminary access-stages leading into each dhyāna, and the formless attainments themselves, establish their own limbs? A Prajñaptiśāstra passage describing a superior faculty, path, and concentration with an "equal complement of limbs" seems to require it, yet no such limbs were ever specified here. One view affirms they do, mapping each preliminary stage onto its own root dhyāna's limbs with one substitution — the feeling of joy or pleasure swapped for the feeling of equanimity throughout. The compilers reject this outright: the preliminary stages and formless attainments establish no limbs whatsoever, their own merit being too slight and their own path still bound up with suffering — the Prajñaptiśāstra's own troublesome phrase reinterpreted instead as speaking of the nourishing cause behind superiority, and of the singular limb of enlightenment that is discernment of the path, not a full complement of dhyāna-limbs at all.
問靜慮近分及無色定為立支不。若立支者此何不說。若不立者施設論說當云何通。如說。頗有空無邊處定。於空無邊處定根勝道勝定勝而支等耶。答有。謂從空無邊處定起無間。復入空無邊處定。有作是說。靜慮近分及無色定亦建立支。問若爾善通施設論說。今於此中何故不說。答理亦應說而不說者。應知此中是有餘說。謂初靜慮近分如根本亦有五支。然除喜受增捨受。第二靜慮近分如根本亦有四支。亦除喜受增捨受。第三靜慮近分如根本亦有五支。然除樂受增捨受。第四靜慮近分。及無色定。如根本第四靜慮皆亦有四支。評曰。應作是說。靜慮近分及無色定皆不立支。功德少故苦道攝故。問若爾善通此中所說。施設論說當云何通。答依因長養故說為勝。言支等者。謂覺道支。
One asks: do the preliminary stages of the dhyānas and the formless attainments, too, establish limbs, or not? If they establish limbs, why is this not stated here? If they do not, how is a certain statement of the Prajñaptiśāstra to be reconciled — as it states, is there a case where the concentration of the sphere of infinite space possesses, with respect to the concentration of the sphere of infinite space, a superior faculty, a superior path, and a superior concentration, and yet an equal complement of limbs? The answer: there is — namely, arising immediately from the concentration of the sphere of infinite space, and again entering the concentration of the sphere of infinite space. There are those who say: the preliminary stages of the dhyānas and the formless attainments, too, establish limbs. One asks: if so, this well reconciles the Prajñaptiśāstra's own statement — why, then, is this not stated here? The answer: this, too, in principle, ought to be stated, and its not being so stated should be understood as an incomplete statement here — that is, the preliminary stage of the first dhyāna, exactly like its own root, likewise possesses five limbs, except that it lacks the feeling of joy and instead adds the feeling of equanimity; the preliminary stage of the second dhyāna, exactly like its own root, likewise possesses four limbs, likewise lacking the feeling of joy and adding the feeling of equanimity; the preliminary stage of the third dhyāna, exactly like its own root, likewise possesses five limbs, except that it lacks the feeling of pleasure and instead adds the feeling of equanimity; the preliminary stage of the fourth dhyāna, and the formless attainments, exactly like the root fourth dhyāna, likewise all possess four limbs. The compilers say: one should say as follows — the preliminary stages of the dhyānas and the formless attainments none of them establish limbs, since their own merit is slight, and since they are gathered within the path still bound up with suffering. One asks: if so, this well reconciles what is stated here — how, then, is the Prajñaptiśāstra's own statement to be reconciled? The answer: relying on the cause that nourishes and grows it, it is spoken of as superior; as for speaking of an equal complement of limbs, this refers to the limb of enlightenment that is discernment of the path.
The compilers' preferred resolution — reinterpreting "equal complement of limbs" as referring to a single limb of enlightenment rather than to the dhyāna-limbs proper — is a useful demonstration of how this treatise handles an apparently contradictory citation from an authoritative companion text: rather than either accepting the passage at face value (and thereby granting limbs to grounds that seem to lack the merit for them) or dismissing the passage outright, it finds a reading under which the same words point to something else entirely, preserving both texts' own authority intact.
10. Why the First and Third Dhyānas Have Five Limbs, and Transcendence-Concentration
Why do the first and third dhyānas alone establish five limbs, against four for the second and fourth? Because the desire realm's own evils, and the second dhyāna's own heavy-ground utmost joy, are each uniquely difficult to cut off, break, and cross over, requiring a firmer, stronger antidote than the second and fourth dhyānas ever need. A further reason concerns the practice of transcendence-concentration, leaping directly from one non-adjacent dhyāna to another — matching limb-counts being easiest to transcend between, exactly as from a five-limbed concentration one most naturally leaps into another five-limbed one. Yet a practitioner may also leap from the limbed third dhyāna directly into the limbless sphere of infinite space, resolved by the principle that every undertaking, whether external (the minister Cirokara's twelve years perfecting alchemy before finally producing a single grain of gold and declaring himself able to make a mountain of it) or internal (a practitioner of psychic power first rising the height of half a sesame seed, then gradually, by ever-larger increments, learning to travel wherever he wills), is difficult only at its initial stage — matching limb-counts scaffolding transcendence-concentration's own earliest, hardest attempts, while a later, practiced mastery no longer requires any such scaffolding at all.
問何故初及第三靜慮俱立五支。第二第四靜慮俱立四支耶。答前說隨順是支義故。謂四靜慮各有爾所。能隨順法不增不減。復次欲界諸惡難斷難破難可越度。故初靜慮建立五支為牢強對治。第二靜慮重地極喜。難斷難破難可越度。第三靜慮建立五支為牢強對治。初及第三靜慮俱無如是難斷難破難越度法。是故第二第四靜慮唯立四支。以彼俱不假牢強對治故。復次為對治欲界增上五欲境貪故。初靜慮立五支。為對治第二靜慮五部重地喜愛故。第三靜慮亦立五支。初及第三靜慮。俱無如是所對治故。第二第四靜慮俱唯立四支。復次為欲隨順超定法故。謂從五支定超入五支定。復從四支定超入四支定。以支等者易可超入。問若從第三靜慮超入空無邊處。
One asks: for what reason do the first and third dhyānas each establish five limbs, while the second and fourth dhyānas each establish four? The answer: it was already stated that according with a dhyāna is the very meaning of a limb — that is, each of the four dhyānas possesses exactly this many dharmas that accord with it, neither more nor fewer. Further, the desire realm's own evils are difficult to cut off, difficult to break, and difficult to cross over, and it is for this reason that the first dhyāna establishes five limbs as a firm and strong antidote; the second dhyāna's own heavy-ground utmost joy is difficult to cut off, difficult to break, and difficult to cross over, and it is for this reason that the third dhyāna establishes five limbs as a firm and strong antidote — the first and third dhyānas alone possessing dharmas as difficult to cut off, to break, and to cross over as these, and it is for this reason that the second and fourth dhyānas establish only four limbs, neither requiring so firm and strong an antidote. Further, it is in order to counteract the desire realm's own predominant attachment to the objects of the five desires that the first dhyāna establishes five limbs; it is in order to counteract the second dhyāna's own five-fold heavy-ground joy and craving that the third dhyāna, too, establishes five limbs — the first and third dhyānas alone possessing what is thereby counteracted, and it is for this reason that the second and fourth dhyānas each establish only four limbs. Further, this is in order to accord with the dharma of transcendence-concentration — that is, from a five-limbed concentration one transcends into a five-limbed concentration, and from a four-limbed concentration one transcends into a four-limbed concentration, since matching limb-counts are easily transcended into. One asks: if one transcends from the third dhyāna into the sphere of infinite space,
復從第四靜慮超入識無邊處。彼俱無支云何隨順。答諸外內事初作時難。後成辦時不假隨順。且外事者如遮諾迦與臣懷月。十二年中學造金法。初成一粒如穬麥量。便師子吼。我等今者能造金山。言內事者。如瑜伽師修神境通。初學離地如半苣蕂。次復離地如一苣蕂。如是漸漸半麥一麥。半指一指半搩一搩。半肘一肘半尋一尋。
and again transcends from the fourth dhyāna into the sphere of infinite consciousness, neither of these possessing any limbs at all, how does this accord? The answer: with respect to every matter, whether external or internal, the initial undertaking is difficult, while, once accomplished, it no longer requires any such accordance. As for an external matter: exactly as the minister Cirokara, holding the moon in his embrace, spent twelve years studying the method of making gold, and, once he had first produced a single grain the size of a barley kernel, roared like a lion, saying: I am now able to produce a mountain of gold. As for an internal matter: exactly as a practitioner of yoga cultivating the mastery of psychic power over the domain, first learning to rise from the ground the height of half a sesame seed, next a whole sesame seed, and so, by degrees, half a grain of wheat, a whole grain of wheat, half a finger, a whole finger, half a span, a whole span, half a cubit, a whole cubit, half a fathom, a whole fathom —
彼後成時隨心欲往色究竟天自在能往。超定亦爾初時難故假支齊等。後時易故設不立支亦能超入。故初第三各立五支。第二第四各立四支。如契經說。苾芻當知。有四天道能令有情未淨者淨淨者轉明。問何故世尊作如是說。答欲令有情於生天道。深生厭怖欣求安住勝義天道。生天者。謂三十三天。彼有四苑莊嚴殊妙。一名眾車。二名麁惡。三名歡喜。四名雜林。如是四苑有四衢道。天諸婇女遊集其中。諸勝美人於中遊止。種種音樂恒時擊奏。安置種種餚膳飲食。寶樹行列枝條蔭映。花葉茂盛香氣氛氳。果實繁多光淨甘美。隨欲變鳥雅韻和鳴。諸天於中受諸欲樂。遊戲既畢相與入苑。
once he has later accomplished this, he is able, at will, to travel to the Heaven of the Ultimate Limit of Form with complete freedom. Transcendence-concentration, too, is just the same — at the initial stage it is difficult, and it is for this reason that matching limb-counts are relied upon; at a later stage it is easy, and, even without establishing limbs, one is nonetheless capable of transcending into it, and it is for this reason that the first and third dhyānas each establish five limbs, and the second and fourth each establish four. As a scripture states, monks, you should know, there exist four heavenly paths, capable of causing sentient beings not yet purified to become purified, and those already purified to become still more radiant. One asks: for what reason does the World-Honored One speak in this way? The answer: it is in order to cause sentient beings to give rise to deep weariness and dread toward the path of birth in heaven, and to delight in and abide within the ultimate, true heavenly path. As for birth in heaven: this refers to the Heaven of the Thirty-Three, which possesses four gardens of exquisite and wondrous adornment — first, named Many Chariots; second, named Coarse and Ugly; third, named Joyful; fourth, named Mixed Forest. These four gardens each possess four crossroads, where the gods' own palace maidens gather and roam, and the most excellent and beautiful people wander and dwell, every kind of music constantly being played, and every kind of delicacy and drink and food set out; jeweled trees stand in rows, their branches and leaves casting cool shade, their flowers and foliage lush and abundant, their fragrance filling the air, their fruit plentiful, bright, pure, sweet, and delicious; birds transformed at will sing in harmonious, elegant tones — the gods, within these gardens, undergo every sensual pleasure, and, having finished their play, together enter the garden proper.
Cirokara's single grain of gold, prompting his boast that he can now make an entire mountain of it, captures something genuinely important about skill acquisition that the sesame-seed levitation simile only reinforces: the decisive threshold in mastering any difficult undertaking is not incremental improvement in scale, but the single qualitative leap from utter incapacity to any success whatsoever — after which scaling up is comparatively unremarkable, exactly as transcendence-concentration needs limb-matching scaffolding only until the very first successful leap is made.
11. The Four Heavenly Paths, and the First Dhyāna's Full Definition
A scripture names four "heavenly paths" capable of purifying the unpurified and further refining the already pure, illustrated through an extended simile: the Heaven of the Thirty-Three possesses four gardens of exquisite adornment, each with its own crossroads where celestial maidens gather, music plays without cease, and jeweled trees cast cool shade over abundant, fragrant fruit — and this treatise maps the entire scene onto the true dharma and discipline point for point: nirvāṇa's own cessation is the heavenly garden itself, the four wondrous dhyānas are its four crossroads, the dharmas belonging to enlightenment are its jeweled trees, the fruits of the renunciant are its sweet fruit, and the noble ones, having finished their own play within concentration's supreme pleasure, together enter nirvāṇa at last. The first heavenly path is then given its full canonical definition: secluded from desire and unwholesome dharmas, possessed of applied and sustained thought, born of seclusion, possessed of joy and pleasure, one dwells having fully attained the first dhyāna.
於此正法毘奈耶中。擇滅涅槃如彼天苑。四妙靜慮如四衢道。通明婇女遊集其中。解脫無礙美人遊止。三藏音樂恒時擊奏。安置淨喜餚膳飲食。菩提分法寶樹行列。無量解脫勝處遍處。枝條蔭映覺支道支。花葉茂盛諸妙淨戒。香氣氛氳諸沙門果。光淨甘美學與無學。隨欲變鳥雅韻和鳴。眾聖於中受勝定樂。遊戲既畢俱入涅槃云何名為四種天道。謂離欲惡不善法有尋有伺。離生喜樂初靜慮具足住。是名第一天道離欲惡不善法者。問得初靜慮時總離欲界一切法。何故但說離欲惡不善法耶。答惡不善法以為上首。總離欲界故作是說。復次惡不善法違害聖道自性應斷。彼若斷已不復成就。是故偏說。諸有漏善無覆無記。不違聖道非自性斷。彼若斷已猶可成就。是故不說。然有漏善無覆無記。斷惡不善時亦隨說斷。同一對治故一時斷故。如燈違暗非炷油器。而破暗時亦能燒炷盡油熱器。
Within this true dharma and discipline, the cessation of nirvāṇa is like that heavenly garden; the four wondrous dhyānas are like the four crossroads, upon which the maidens of penetrating brightness gather and roam, and the beautiful people of unobstructed liberation wander and dwell, the music of the three treasure-baskets constantly being played, every kind of pure and joyful delicacy and drink and food set out; the trees of the dharmas belonging to enlightenment stand in rows, the immeasurable liberations, masteries, and totalities casting cool shade upon their branches and leaves; the limbs of enlightenment and limbs of the path are their lush and abundant flowers and foliage; the many wondrous, pure precepts are their filling fragrance; the fruits of the renunciant are their bright, pure, sweet, and delicious fruit; the learner and the non-learner, transformed at will, sing in harmonious, elegant tones — the multitude of nobles, within these gardens, undergo the supreme pleasure of concentration, and, having finished their play, together enter nirvāṇa. What, then, is named the four heavenly paths? Secluded from desire and unwholesome dharmas, possessed of applied and sustained thought, born of seclusion, possessed of joy and pleasure, one dwells having fully attained the first dhyāna — this is named the first heavenly path. As for secluded from desire and unwholesome dharmas: one asks, at the time one attains the first dhyāna, one is altogether secluded from every dharma of the desire realm — why, then, does it speak only of being secluded from desire and unwholesome dharmas? The answer: desire and unwholesome dharmas stand foremost; being altogether secluded from the desire realm, it is spoken of in this way. Further, desire and unwholesome dharmas are contrary to and harm the noble path's own nature, and ought to be cut off — once cut off, they are no longer possessed at all, and it is for this reason that they are singled out; every contaminated wholesome and neutral-and-unobscured dharma does not run contrary to the noble path, and is not cut off by way of own-nature — once cut off, it may still be possessed, and it is for this reason that it is not mentioned. Yet contaminated wholesome and neutral-and-unobscured dharmas, too, are spoken of as cut off at the time desire and unwholesome dharmas are cut off, since they share the same antidote, and are cut off at the very same time, exactly as a lamp is contrary to darkness, not to the wick, oil, or vessel, and yet, at the time it dispels darkness, it is also capable of burning up the wick, exhausting the oil, and heating the vessel.
Mapping an entire heavenly garden — its crossroads, its trees, its music, its fruit — onto the structure of the path point for point is this treatise's most sustained single extended allegory, and its function is more than decorative: by giving every element of the celestial pleasure-garden a precise doctrinal counterpart, it recasts nirvāṇa itself not as an abstract negation of suffering but as a positive destination possessing every one of the qualities — beauty, abundance, delight — that make the heavenly garden desirable in the first place, only genuinely permanent rather than merely provisional.
12. "Secluded from Desire and Unwholesome Dharmas": Many Reasons
Why does the first dhyāna's own definition single out seclusion from desire and unwholesome dharmas specifically, when attaining it in fact secludes one from the entire desire realm at once? Desire and unwholesome dharmas stand foremost among what is relinquished, being contrary to the noble path's own nature and cut off by way of own-nature, so that, once cut off, they can never be possessed again — unlike ordinary wholesome or neutral desire-realm dharmas, which, though also left behind, are not cut off in this irreversible sense and could in principle be possessed once more, exactly as a lamp, contrary only to darkness and not to its own wick, oil, or vessel, nonetheless burns the wick and heats the vessel as a side effect of dispelling the dark. Desire and unwholesome dharmas are further singled out as uniquely difficult to cut off and uniquely dangerous during the very process of becoming free of defilement, binding a practitioner exactly as a violent jailer would.
復次惡不善法難斷難破難可越度。是故偏說。復次惡不善法多諸過患熾盛堅牢。是故偏說。復次惡不善法離欲染時。極為障礙留難繫縛。如暴獄卒故偏說之。復次諸瑜伽師專為斷彼惡不善法修初靜慮。是故偏說。復次諸瑜伽師憎惡彼故總捨欲界。故偏說離惡不善法。復次惡不善法上地所無故偏說離。由如是等種種因緣唯說離欲惡不善法。問此中何者是欲。何者是惡不善法耶。答事具欲是欲。
Further, desire and unwholesome dharmas are difficult to cut off, difficult to break, and difficult to cross over, and it is for this reason that they are singled out. Further, desire and unwholesome dharmas possess many faults, being blazing and firmly entrenched, and it is for this reason that they are singled out. Further, at the time one becomes free of the desire realm's own defilement, desire and unwholesome dharmas serve as an especially great obstacle and hindrance, binding one exactly as a violent jailer, and it is for this reason that they are singled out. Further, practitioners of yoga cultivate the first dhyāna specifically in order to cut off desire and unwholesome dharmas, and it is for this reason that they are singled out. Further, practitioners of yoga, abhorring and detesting these, altogether relinquish the desire realm, and it is for this reason that being secluded from desire and unwholesome dharmas is singled out. Further, desire and unwholesome dharmas do not exist within the higher grounds, and it is for this reason that seclusion from them alone is singled out. It is owing to causes and conditions such as these, of every kind, that it speaks only of being secluded from desire and unwholesome dharmas. One asks: here, what is meant by desire, and what is meant by unwholesome dharmas? The answer: the very object possessing desire is desire itself;
煩惱欲是惡不善法。復次欲。謂五欲。惡不善法。謂五蓋。復次欲。謂欲愛。惡不善法。謂欲界諸餘煩惱。復次欲。謂欲尋。惡不善法。謂恚害尋。復次欲。謂欲界。惡不善法。謂恚害界。復次欲。謂欲想。惡不善法。謂恚害想。復次欲。謂欲愛。惡不善法。
the affliction of desire is the unwholesome dharma. Further, desire refers to the five desires; unwholesome dharmas refer to the five hindrances. Further, desire refers to the craving for desire; unwholesome dharmas refer to every remaining affliction of the desire realm. Further, desire refers to the deliberation of desire; unwholesome dharmas refer to the deliberation of malice and of harm. Further, desire refers to the desire realm; unwholesome dharmas refer to the realm of malice and of harm. Further, desire refers to the notion of desire; unwholesome dharmas refer to the notion of malice and of harm. Further, desire refers to the craving for desire; unwholesome dharmas refer to this very same craving for desire — this being spoken in order to display seclusion from every kind of craving for desire.
謂即欲愛。此即說離種種欲愛。有尋有伺者與尋俱法名有尋。與伺俱法名有伺。離生者。問上地中離勝妙清淨過初靜慮。何故唯說此名離生。答此中舉初以顯後故。作如是說。世尊有處舉後顯初。如說。云何非自他害。謂在非想非非想處。如舉初後始入已度加行究竟應知亦爾。復次初得離生發希奇想。後時不爾故作是說。復次以初靜慮唯從離生。後諸靜慮亦從定生。從離生故名為離生。如水生者說名水生。陸地生者說名陸生。復次初靜慮離二無漏定為眷屬故。獨名離生。謂未至定靜慮中間。復次初靜慮離是後離門。所依加行因本道路。及安足處獨得離名。復次初靜慮離牽引任持。長養後離獨得離名。復次初靜慮離是後諸離生緣集起獨得離名。復次上地諸離決定依止初靜慮離得及前起故。初靜慮獨得離名。復次諸瑜伽師離欲界染起初靜慮現在前時。歡喜踊躍勝於後時故。獨名離。
As for possessed of applied and sustained thought: whatever dharma occurs together with applied thought is named possessing applied thought; whatever dharma occurs together with sustained thought is named possessing sustained thought. As for born of seclusion: one asks, the higher grounds, too, possess a seclusion superior, sublime, and pure, surpassing the first dhyāna's own — why, then, is only this one named born of seclusion? The answer: this raises the first in order to display the latter, and speaks in this way — the World-Honored One, in a certain passage, raises the latter in order to display the former, as it is said, what is meant by neither harming oneself nor another? It refers to one who abides within the sphere of neither-perception-nor-non-perception — exactly as raising the first to display what follows, and entry already achieved to display the culmination of the preliminary effort, this, too, should be understood in the corresponding manner. Further, at the initial seclusion, one gives rise to a notion of wonder and rarity; at a later time, this is no longer so, and it is for this reason that it is spoken of in this way. Further, since the first dhyāna alone arises from seclusion, while every later dhyāna arises instead from concentration, and it is because it arises from seclusion that it is named born of seclusion, exactly as what is born from water is named water-born, and what is born on land is named land-born. Further, the first dhyāna's own seclusion has as its retinue two undefiled attainments — namely, the stage of not-yet-arrived and the intermediate dhyāna — and it is for this reason that it alone is named seclusion. Further, the first dhyāna's own seclusion is the very gateway, the basis of preliminary practice, the root cause, the road and thread, and the resting-place of every later seclusion, and it is for this reason that it alone obtains the name of seclusion. Further, the first dhyāna's own seclusion draws forth, sustains, and nourishes and grows every later seclusion, and it is for this reason that it alone obtains the name of seclusion. Further, the first dhyāna's own seclusion is the very condition by which every later seclusion arises and accumulates, and it is for this reason that it alone obtains the name of seclusion. Further, every higher ground's own seclusion is certainly established in dependence upon the attainment of the first dhyāna's own seclusion, and arises only after it, and it is for this reason that the first dhyāna alone obtains the name of seclusion. Further, practitioners of yoga, becoming free of the desire realm's own defilement, when the first dhyāna manifests before them, experience a joy and elation surpassing every later time, and it is for this reason that it alone is named seclusion —
The lamp-and-darkness image offers a precise account of how a definition can single out one thing while a broader change occurs alongside it: the lamp's own essential opposition is to darkness alone, yet burning the wick and heating the vessel happen anyway as an inseparable side effect — and, similarly, the first dhyāna's own defining opposition is to desire and unwholesome dharmas specifically, even though the whole of the ordinary desire realm falls away as an inseparable consequence of that one essential cutting.
13. "Born of Seclusion": Why the First Dhyāna Alone?
Since even higher grounds possess a seclusion superior to the first dhyāna's own, why does only the first dhyāna earn the name "born of seclusion"? Because every later dhyāna is instead born of concentration, while only the first arises directly from seclusion itself, exactly as what is born from water is named water-born and what is born on land is named land-born; because the first dhyāna's own seclusion is the very gateway, root cause, and resting-place from which every later seclusion draws forth its own nourishment; and because a practitioner newly free of the desire realm's own defilement experiences a joy at this very first attainment surpassing every later occasion, exactly as a hungry, thirsty man's first taste of even coarse food brings a delight that later, finer meals can never quite recapture.
如飢渴人初得飲食。雖復麁惡而生歡喜。勝於後時得美飲食。復次三種行者依初靜慮得入離生。得果練根及盡諸漏故獨名離。三種行者。謂具縛者。分離欲者。全離欲者。復次為令疑者得決定故。獨立離名。如欲界中有尋有伺。有諸識身尊卑眷屬。初靜慮中亦有此事。或有生疑如欲界無離。初靜慮亦爾。為決此疑說初靜慮有離非欲。復次欲界無離近對治彼。故初靜慮獨立離名。復次唯初靜慮能離三界一切煩惱獨立離名。復次唯初靜慮有四沙門果道。九遍知果道。具三十七菩提分法故獨名離。復次唯初靜慮能離所有。苦根憂根男根女根無慚無愧食愛婬愛。五蓋五欲慳貪嫉恚。五蘊十二處及十八界等故獨名離。由如是等種種因緣。唯初靜慮獨名離生。喜樂者。喜謂喜根樂謂輕安樂。復次喜受蘊攝。樂行蘊攝。初靜慮具足住者。謂得獲成就初靜慮善五蘊。得獲成就名具足住。
exactly as a hungry, thirsty man, first obtaining food and drink, though it be coarse and poor, gives rise to a joy surpassing that of later obtaining fine food and drink. Further, three kinds of practitioners rely upon the first dhyāna to enter seclusion, to attain the fruit, to refine their own faculty, and to exhaust the contaminants, and it is for this reason that it alone is named seclusion — as for these three kinds of practitioners: this refers to one who is fully bound, one partly free of desire, and one entirely free of desire. Further, it is in order to bring certainty to those in doubt that seclusion is established as a name here alone — that is, exactly as the desire realm possesses applied and sustained thought, and possesses various consciousness-bodies with their higher and lower retinues, the first dhyāna, too, possesses these same matters, and some may thereby give rise to the doubt that, exactly as the desire realm possesses no seclusion, the first dhyāna, too, is just the same — and, in order to settle this doubt, it is stated that the first dhyāna does possess seclusion, unlike the desire realm. Further, the desire realm possesses no near antidote to seclusion, and it is for this reason that the first dhyāna alone establishes the name of seclusion. Further, it is the first dhyāna alone that is capable of secluding one from every affliction of the three realms, and it is for this reason that it alone establishes the name of seclusion. Further, it is the first dhyāna alone that possesses the path of the four fruits of the renunciant and of the nine paths of full understanding's own fruit, being endowed with the thirty-seven dharmas belonging to enlightenment, and it is for this reason that it alone is named seclusion. Further, it is the first dhyāna alone that is capable of secluding one from the very existence of the faculty of suffering, the faculty of sorrow, the male faculty, the female faculty, shamelessness and lack of moral dread, craving for food, craving for sensual union, the five hindrances, the five desires, stinginess, greed, jealousy, and hatred, and the five aggregates, twelve sense-fields, and eighteen elements, and the like, and it is for this reason that it alone is named seclusion. It is owing to causes and conditions such as these, of every kind, that the first dhyāna alone is named born of seclusion. As for possessed of joy and pleasure: joy refers to the joy-faculty; pleasure refers to the pleasure of tranquil ease. Further, joy is gathered within the feeling-aggregate; pleasure is gathered within the formations-aggregate. As for one dwells having fully attained the first dhyāna: this refers to having obtained, acquired, and attained the possession of the first dhyāna's own wholesome five aggregates, this obtaining, acquiring, and attaining of possession being named dwelling having fully attained.
The hungry man's first coarse meal is a genuinely acute observation about the phenomenology of spiritual progress that the treatise applies with real precision: the intensity of joy at any achievement is not proportional to the achievement's own objective quality but to the felt magnitude of the change from what came before, so that the first, relatively modest attainment of seclusion can outshine every richer, more refined seclusion that follows it, exactly as coarse food after real hunger outshines fine food after satiety.
14. The Second Dhyāna Opens
The fascicle turns to the second heavenly path's own full definition: applied and sustained thought having ceased, internal clarity and purity, one-pointedness of mind, without applied or sustained thought, born of concentration, possessed of joy and pleasure, one dwells having fully attained the second dhyāna. Applied and sustained thought are singled out, though attaining the second dhyāna in fact ceases every dharma of the first, because they stand foremost among what is relinquished — being uniquely difficult to cut off, break, and cross over, possessing many faults, blazing and firmly entrenched, and serving as an especially great obstacle during the very process of becoming free of the first dhyāna's own defilement, binding a practitioner exactly as a violent jailer would.
復次尋伺滅內等淨心一趣。無尋無伺定生喜樂。第二靜慮具足住。
Further, applied and sustained thought having ceased, internal clarity and purity, one-pointedness of mind, without applied or sustained thought, born of concentration, possessed of joy and pleasure, one dwells having fully attained the second dhyāna —
是名第二天道尋伺滅者。問得第二靜慮時。總滅初靜慮一切法。何故但說尋伺滅耶。答以尋伺為上首。總滅初靜慮故作是說。復次尋伺難斷難破難可越度。是故偏說。復次尋伺多諸過患。熾盛堅牢。
this is named the second heavenly path. As for applied and sustained thought having ceased: one asks, at the time one attains the second dhyāna, one altogether ceases every dharma of the first dhyāna — why, then, does it speak only of the ceasing of applied and sustained thought? The answer: applied and sustained thought stand foremost; altogether ceasing the first dhyāna, it is spoken of in this way. Further, applied and sustained thought are difficult to cut off, difficult to break, and difficult to cross over, and it is for this reason that they are singled out. Further, applied and sustained thought possess many faults, being blazing and firmly entrenched,
是故偏說。復次尋伺離初靜慮染時。極為障礙留難繫縛。如暴獄卒故偏說之。復次諸瑜伽師專為斷尋伺。修第二靜慮。是故偏說。復次諸瑜伽師憎惡尋伺故。總捨初靜慮故偏說之。復次尋伺上地所無。是故偏說。由如是等種種因緣但說尋伺滅內等淨者。內謂心等。淨謂信。由信平等令內心淨故名內等淨。尊者世友作如是說。
and it is for this reason that they are singled out. Further, at the time one becomes free of the first dhyāna's own defilement, applied and sustained thought serve as an especially great obstacle and hindrance, binding one exactly as a violent jailer, and it is for this reason that they are singled out. Further, practitioners of yoga cultivate the second dhyāna specifically in order to cut off applied and sustained thought, and it is for this reason that they are singled out. Further, practitioners of yoga, abhorring and detesting applied and sustained thought, altogether relinquish the first dhyāna, and it is for this reason that they are singled out. Further, applied and sustained thought do not exist within the higher grounds, and it is for this reason that they alone are singled out. It is owing to causes and conditions such as these, of every kind, that it speaks only of the ceasing of applied and sustained thought. As for internal clarity and purity: internal refers to the mind and the rest; purity refers to faith — since faith, being equal, causes the internal mind to be pure, it is named internal clarity and purity. The Venerable Vasumitra speaks as follows:
That applied and sustained thought receive nearly the identical battery of reasons as desire and unwholesome dharmas did for the first dhyāna — difficult to cut off, many faults, a violent jailer's own binding — is this treatise's way of showing that the very same underlying logic of "singling out the foremost obstacle" recurs at every stage of the path, not merely at its opening: each dhyāna's own definition names whatever specific obstacle stands foremost at that particular threshold, the general principle remaining constant even as the specific target changes.
15. "Internal Clarity and Purity": Three Masters' Similes for Faith
Internal clarity and purity is simply faith, made manifest specifically within the second dhyāna, where the first dhyāna's own applied and sustained thought, like fire, and its consciousness-body, like mud, would otherwise leave faith's reflection unable to appear, exactly as a face cannot be seen in heated, turbid mud. Three masters supply three vivid images for how faith accomplishes this clarity. The Venerable Vasumitra offers two: faith removes the agitation applied and sustained thought stir up, exactly as subsiding waves let water grow clear, and removes the muddying surge of defiled joy, exactly as settling sediment lets water grow clear once more. The Great Virtuous Dharmatrāta instead emphasizes faith's own steadying power directly: a practitioner about to enter the second dhyāna has a mind that turns toward the object of concentration with faith, delighting to abide there without scattering, and it is precisely this power of faith, abiding long within a single object, that makes the attainment of the second concentration possible at all.
尋伺躁動擾亂定心。信能除彼令心等淨。如波浪息水則澄清。是故說信名內等淨。復作是說。染喜騰躍渾濁定心。信能除彼令心等淨。如離泥濁水則澄清。是故說信名內等淨。大德法救作如是說。
applied and sustained thought agitate and disturb the concentrated mind; faith is capable of removing this, causing the mind to become equally pure, exactly as when waves and billows subside, water then becomes clear, and it is for this reason that faith is named internal clarity and purity. He speaks, further, as follows: defiled joy surges and muddies the concentrated mind; faith is capable of removing this, causing the mind to become equally pure, exactly as when muddy sediment is removed from water, the water then becomes clear, and it is for this reason that faith is named internal clarity and purity. The Great Virtuous Dharmatrāta speaks as follows:
行者將入第二靜慮。心於定境信向樂住。不流馳散久住一境。得第二定斯有是處。此由信力。是故說信名內等淨。心一趣者。謂一門轉非如欲界心六門轉。初靜慮中心四門轉。第二靜慮心一門轉故名一趣。即是心行一境界義。無尋無伺者。謂尋伺已滅定生者。問初靜慮亦有定。何故唯說第二靜慮名定生耶。答第二靜慮等持增盛勝妙清淨。過初靜慮。是故偏說復次第二靜慮定所引發定所長養。初靜慮後現在前故。名為定生。非如初靜慮。非定所引發。非定所長養。欲界心後現在前故。不名定生。復次初靜慮心有定不定。有內門轉有外門轉。有緣內事有緣外事。第二靜慮心多在定。多唯內門轉。唯緣內事故名定生。復次第二靜慮滅語言本。語言本者。謂尋與伺。如契經說。要尋伺已能發語言。非不尋伺。第二靜慮尋伺已滅無語言本故說定生。復次第二靜慮名聖默然。故名定生。如契經說。佛告目連。汝等勿輕第二靜慮。此是聖者默然法故。由如是等種種因緣定生。唯在第二靜慮。喜樂者。喜謂喜根。樂謂輕安樂。
a practitioner, about to enter the second dhyāna, has a mind that turns with faith toward the object of concentration, delighting to abide there, not flowing away and scattering, abiding long within a single object, and it is precisely by this that the attainment of the second concentration becomes possible — this being owing to the power of faith, and it is for this reason that faith is named internal clarity and purity. As for one-pointedness of mind: this refers to turning through a single gateway, unlike the desire realm's own mind, which turns through six gateways; the first dhyāna's own mind turns through four gateways; the second dhyāna's own mind turns through a single gateway, and it is for this reason that it is named one-pointedness — this being precisely the meaning of mind's conduct being confined to a single objective domain. As for without applied or sustained thought: this refers to applied and sustained thought having already ceased. As for born of concentration: one asks, the first dhyāna, too, possesses concentration — why, then, does it speak only of the second dhyāna as born of concentration? The answer: the second dhyāna's own equipoise is especially abundant, supremely sublime and pure, surpassing the first dhyāna's own, and it is for this reason that it alone is singled out. Further, the second dhyāna is drawn forth by concentration and nourished and grown by concentration, manifesting after the first dhyāna, and it is for this reason that it is named born of concentration, unlike the first dhyāna, which is neither drawn forth nor nourished and grown by concentration, manifesting after the desire realm's own mind, and it is for this reason that it is not named born of concentration. Further, the first dhyāna's own mind is sometimes concentrated, sometimes not, sometimes turning through an inward gateway, sometimes through an outward one, sometimes taking an internal matter as its object, sometimes an external one; the second dhyāna's own mind for the most part abides in concentration, for the most part turns solely through the inward gateway, and takes solely an internal matter as its object, and it is for this reason that it is named born of concentration. Further, the second dhyāna extinguishes the very root of speech — as for the root of speech: this refers to applied and sustained thought, as a scripture states, it is only by applied and sustained thought that speech is able to be uttered, not without applied and sustained thought — the second dhyāna's own applied and sustained thought having already ceased, it possesses no root of speech, and it is for this reason that it is said to be born of concentration. Further, the second dhyāna is named the nobles' own silence, and it is for this reason that it is named born of concentration, as a scripture states, the Buddha told Maudgalyāyana: you should not make light of the second dhyāna, since this is the nobles' own dharma of silence. It is owing to causes and conditions such as these, of every kind, that being born of concentration exists solely within the second dhyāna. As for joy and pleasure: joy refers to the joy-faculty; pleasure refers to the pleasure of tranquil ease.
復次喜受蘊攝。樂行蘊攝。第二靜慮具足住者。得獲成就第二靜慮善五蘊得獲成就名具足住。
Further, joy is gathered within the feeling-aggregate; pleasure is gathered within the formations-aggregate. As for one dwells having fully attained the second dhyāna: this refers to having obtained, acquired, and attained the possession of the second dhyāna's own wholesome five aggregates, this obtaining, acquiring, and attaining of possession being named dwelling having fully attained.
That three named masters each reach for a different simile to explain the identical phenomenon — faith clarifying the second dhyāna's own mind — while never actually disagreeing about the underlying doctrine, is characteristic of how this treatise treats its own recorded masters: their disagreement is almost entirely a matter of which image best illuminates a settled point, water calmed after waves versus water cleared of mud versus a mind simply steadied by trust, rather than any genuine dispute over what internal clarity and purity actually is.
Fascicle 80 Complete
This closes fascicle 80 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary. Fascicle 80 opened a wholly new topic within the Ten Gates Nyāsa — the four dhyānas — treating why they are named "dhyāna" at all (requiring both the capacity to cut off the fetters and the capacity for correct observation), the eighteen dhyāna-limbs and their eleven real substances, an extensive treatment of why each specific limb belongs to the dhyāna or dhyānas it does and no others, whether the preliminary stages and formless attainments possess limbs of their own, the practice of transcendence-concentration, and the full canonical definitions of the first and second dhyānas themselves, each definition's own key terms explained at length through many converging reasons and vivid similes. Fascicle 81 continues the same nyāsa, opening with the third heavenly path — the third dhyāna's own definition, relinquishing joy and abiding in equanimity.