Thirty-Seven Names, Ten Substances
Fascicle 96 closes the debate over simultaneous arising, then gives a full accounting of the thirty-seven factors of enlightenment — their genuine substance, sequence, and distribution across every ground — closing with how mere listening can be credited with cutting off the five hindrances. This page carries Ru-Yi's complete translation.
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
Fascicle 96 continues the Branches of the Learner Nyāsa (學支納息第一之四), closing the debate over simultaneous versus sequential arising of the seven awakening-factors (七覺支) opened in fascicle 95, then turning to a full technical accounting of the thirty-seven factors of enlightenment (三十七菩提分法) — the four applications of mindfulness, four right exertions, four bases of supernormal power, five faculties, five powers, seven awakening-factors, and eight path-branches. Terms established across fascicles 93–95 recur here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. Nine Ways to Reconcile Śāriputra's Scripture with Simultaneous Arising
Fascicle 96 opens exactly where fascicle 95 broke off, completing the defense of simultaneous arising against the Dārṣṭāntikas and the Great Virtuous One. The scripture in which Śāriputra claims to dwell in the awakening-factors' concentration at any hour of the day is shown not to require sequential arising at all — it merely describes abiding within one predominant aspect at will. No fewer than five further scriptural regroupings then reinforce the same point: the same "morning, midday, evening" language works equally well applied to the three grounds, the three faculties, the three concentrations, the three knowledges, and the nine grounds, in every case describing a shift of predominance rather than a sequence of arising — and the section closes by naming and refuting three further rival positions about which grounds do or do not possess joy, right intention, and precepts.
彼後所引舍利子經亦不定遮一時生義。謂舍利子。善知入出覺支定心。於覺支定。隨心所欲能自在住。此依時分說住覺支隨意自在。
The subsequent scripture cited there, concerning Śāriputra, likewise does not fix the meaning of a strict, sequential arising that would exclude simultaneity — that is, Śāriputra, well knowing how to enter and emerge from the concentration of the awakening-factors, is able to abide within the concentration of the awakening-factors freely, according to his own mind's wish; this speaks, in terms of a given period of time, of abiding within an awakening-factor freely, according to one's own will,
不說別起一一覺支。故不成證。復次彼經依住三地覺支。故作是說亦不違理。謂於日初分欲住有尋有伺地覺支。即便能住。於日中分欲住無尋唯伺地覺支。即便能住。於日後分欲住無尋無伺地覺支。
not of separately giving rise to each single awakening-factor one at a time, and so this cannot serve as proof of sequential arising. Further, this same scripture, spoken with reference to abiding within the awakening-factors of the three grounds, likewise does not contradict principle — that is, during the first portion of the day, should one wish to abide within the awakening-factors of the ground possessing both initial and sustained inquiry, one is then genuinely capable of abiding there; during the middle portion of the day, should one wish to abide within the awakening-factors of the ground possessing sustained inquiry alone, without initial inquiry, one is then genuinely capable of abiding there; during the latter portion of the day, should one wish to abide within the awakening-factors of the ground possessing neither initial nor sustained inquiry,
即便能住。故作是說不違俱起。復次彼經依住三根相應覺支而說亦不違理。謂於日初分欲住樂根相應覺支。即便能住。於日中分欲住喜根相應覺支。即便能住。於日後分欲住捨根相應覺支。即便能住。故作是說不違俱起。復次彼經依住三三摩地俱生覺支而說亦不違理。謂於日初分欲住空三摩地俱生覺支。即便能住。於日中分欲住無願三摩地俱生覺支。即便能住。於日後分欲住無相三摩地俱生覺支。即便能住。故作是說不違俱起。復次彼經依住三智俱生覺支而說亦不違理。謂於日初分欲住盡智俱生覺支。即便能住。於日中分欲住無生智俱生覺支。即便能住。於日後分欲住無學正見智俱生覺支。即便能住。故作是說不違俱起。復次彼經依住九地覺支而說亦不違理。謂於日初分欲住未至定等三地覺支。即便能住。於日中分欲住後三靜慮地覺支。即便能住。於日後分欲住前三無色地覺支。即便能住。故作是說不違俱起。或復有執。靜慮近分有喜無戒。或復有執。靜慮中間以上諸地有正思惟。或復有執。無色地中亦得有戒。為遮此等種種異執及顯正理故作斯論。
one is then genuinely capable of abiding there — and it is for this reason that this is spoken of in this way, without contradicting their arising together. Further, this same scripture, spoken with reference to abiding within the awakening-factors associated with the three faculties, likewise does not contradict principle — that is, during the first portion of the day, should one wish to abide within the awakening-factors associated with the pleasure faculty, one is then genuinely capable of abiding there; during the middle portion of the day, should one wish to abide within the awakening-factors associated with the joy faculty, one is then genuinely capable of abiding there; during the latter portion of the day, should one wish to abide within the awakening-factors associated with the equanimity faculty, one is then genuinely capable of abiding there — and it is for this reason that this is spoken of in this way, without contradicting their arising together. Further, this same scripture, spoken with reference to abiding within the awakening-factors co-arising with the three concentrations, likewise does not contradict principle — that is, during the first portion of the day, should one wish to abide within the awakening-factors co-arising with the emptiness concentration, one is then genuinely capable of abiding there; during the middle portion of the day, should one wish to abide within the awakening-factors co-arising with the wishlessness concentration, one is then genuinely capable of abiding there; during the latter portion of the day, should one wish to abide within the awakening-factors co-arising with the signlessness concentration, one is then genuinely capable of abiding there — and it is for this reason that this is spoken of in this way, without contradicting their arising together. Further, this same scripture, spoken with reference to abiding within the awakening-factors co-arising with the three knowledges, likewise does not contradict principle — that is, during the first portion of the day, should one wish to abide within the awakening-factors co-arising with the knowledge of exhaustion, one is then genuinely capable of abiding there; during the middle portion of the day, should one wish to abide within the awakening-factors co-arising with the knowledge of non-arising, one is then genuinely capable of abiding there; during the latter portion of the day, should one wish to abide within the awakening-factors co-arising with the non-learner's own right view and knowledge, one is then genuinely capable of abiding there — and it is for this reason that this is spoken of in this way, without contradicting their arising together. Further, this same scripture, spoken with reference to abiding within the awakening-factors of the nine grounds, likewise does not contradict principle — that is, during the first portion of the day, should one wish to abide within the awakening-factors of the not-yet-arrived concentration and the two grounds like it, one is then genuinely capable of abiding there; during the middle portion of the day, should one wish to abide within the awakening-factors of the latter three dhyāna grounds, one is then genuinely capable of abiding there; during the latter portion of the day, should one wish to abide within the awakening-factors of the former three formless grounds, one is then genuinely capable of abiding there — and it is for this reason that this is spoken of in this way, without contradicting their arising together. There are, further, those who hold that the access ground of the dhyānas possesses joy but lacks precepts; there are, further, those who hold that every ground from the intermediate dhyāna upward possesses right intention; there are, further, those who hold that the formless grounds, too, possess precepts. It is in order to put a stop to these various divergent positions, and to display the correct principle, that this treatise is composed.
That the very same three-part temporal structure — morning, midday, evening — can be remapped five separate times onto five entirely different sets of three categories, and in every case yield a coherent, non-contradictory reading, is itself a quiet argument for the Vaibhāṣika position: a scriptural formula this flexible, bending equally well to grounds, faculties, concentrations, knowledges, and nine-fold classifications alike, is far more plausibly describing a general principle of shifting predominance than any single literal claim about which mental factor happens to arise at which hour.
2. Counting Awakening-Factors and Path-Branches, Branch by Branch and Ground by Ground
An exhaustive technical apparatus now tracks, for each individual awakening-factor and path-branch in turn — mindfulness, joy, right intention, right speech, right action, and right livelihood — exactly how many awakening-factors and path-branches manifest together with it at every concentration-ground, for both the learner and the non-learner. Access grounds are shown to lack the joy awakening-factor because a mind not yet decisively free of the defilement below finds nothing sufficiently remarkable to rejoice over; grounds above the first dhyāna lack right intention because it is itself a coarse, seeking, verbal-and-bodily-karma-dependent factor with no place in increasingly subtle attainments; and the formless attainments lack all three verbal and bodily precepts because precepts are themselves a portion of form, accomplished by the very great elements a formless attainment has, by definition, left behind.
若依未至定念覺支現在前時。學六覺支八道支現在前。無學六覺支九道支現在前。此中六覺支者除喜覺支。九道支者正見正智隨除一種。餘皆具有。此說即遮靜慮近分有喜無戒。亦有誦言。若依有尋有伺未至定。念覺支現在前者。雖於義無益而為除疑故作是說。如餘處說。依未至言通靜慮中間。及上地近分。皆未至彼根本定故立未至名。今為簡去靜慮中間及上近分。故說若依有尋有伺未至定言。此顯唯依初靜慮前未至定念覺支現在前。若依初靜慮念覺支現在前時。學七覺支八道支現在前。無學七覺支九道支現在前。此中九道支者如前說。餘皆具有。若依靜慮中間念覺支現在前時。學六覺支七道支現在前。無學六覺支八道支現在前。依第三第四靜慮亦爾。此中六覺支者除喜覺支。學七道支者除正思惟。無學八道支者除正思惟及正見正智隨一。此說便止上地亦有正思惟執。若依第二靜慮念覺支現在前時。學七覺支七道支現在前。無學七覺支八道支現在前。彼地有喜無正思惟。餘如前說。若依無色定念覺支現在前時。學六覺支四道支現在前。無學六覺支五道支現在前。此中六覺支者除喜覺支。學四道支者。除正思惟及正語業命。無學五道支者。即除前四及正見正智隨一。此說便止無色定中亦有戒執擇法精進輕安定捨覺支。正見正勤正念正定道支亦爾。皆通一切地如念覺支故此即總說。有差別者。若正見道支現在前時定除正智。
If, in dependence upon the mindfulness awakening-factor of the not-yet-arrived concentration, one manifests it in the present, then, for the learner, six awakening-factors and eight path-branches manifest in the present; for the non-learner, six awakening-factors and nine path-branches manifest in the present. Here, "six awakening-factors" refers to excepting the joy awakening-factor; "nine path-branches" refers to excepting whichever one of right view or right knowledge, the rest all being fully present. This statement is exactly what puts a stop to the position that the access ground of the dhyānas possesses joy but lacks precepts. There is, further, a variant recitation that reads: if, in dependence upon the not-yet-arrived concentration possessing both initial and sustained inquiry, the mindfulness awakening-factor manifests in the present — although this adds nothing to the meaning, it is spoken of in this way in order to remove doubt, exactly as stated elsewhere: the term "not-yet-arrived" pertains generally to both the intermediate dhyāna and the access grounds above it, since all of these have not yet arrived at their own fundamental concentration, and it is for this reason that the name "not-yet-arrived" is established — now, in order to distinguish this from the intermediate dhyāna and the access grounds above it, the phrase "the not-yet-arrived concentration possessing both initial and sustained inquiry" is spoken, and this displays that it is solely in dependence upon the not-yet-arrived concentration prior to the first dhyāna that the mindfulness awakening-factor manifests in the present. If, in dependence upon the first dhyāna, the mindfulness awakening-factor manifests in the present, then, for the learner, seven awakening-factors and eight path-branches manifest in the present; for the non-learner, seven awakening-factors and nine path-branches manifest in the present. Here, "nine path-branches" is as stated before, the rest all being fully present. If, in dependence upon the intermediate dhyāna, the mindfulness awakening-factor manifests in the present, then, for the learner, six awakening-factors and seven path-branches manifest in the present; for the non-learner, six awakening-factors and eight path-branches manifest in the present; the same holds for the third and fourth dhyānas. Here, "six awakening-factors" refers to excepting the joy awakening-factor; the learner's own "seven path-branches" refers to excepting right intention; the non-learner's own "eight path-branches" refers to excepting right intention together with whichever one of right view or right knowledge. This statement is exactly what puts a stop to the position that every ground above possesses right intention. If, in dependence upon the second dhyāna, the mindfulness awakening-factor manifests in the present, then, for the learner, seven awakening-factors and seven path-branches manifest in the present; for the non-learner, seven awakening-factors and eight path-branches manifest in the present, since that ground possesses joy but lacks right intention, the rest being as stated before. If, in dependence upon a formless attainment, the mindfulness awakening-factor manifests in the present, then, for the learner, six awakening-factors and four path-branches manifest in the present; for the non-learner, six awakening-factors and five path-branches manifest in the present. Here, "six awakening-factors" refers to excepting the joy awakening-factor; the learner's own "four path-branches" refers to excepting right intention together with right speech, right action, and right livelihood; the non-learner's own "five path-branches" refers to excepting these same four together with whichever one of right view or right knowledge. This statement is exactly what puts a stop to the position that a formless attainment, too, possesses precepts, together with the investigation-of-dharma, effort, tranquility, concentration, and equanimity awakening-factors; the right view, right effort, right mindfulness, and right concentration path-branches, likewise, all pervade every ground exactly as the mindfulness awakening-factor does, and it is for this reason that this is spoken of as a general statement. There is, however, the following distinction: when the right-view path-branch manifests in the present, right knowledge is necessarily excepted.
若依初靜慮喜覺支現在前時。學七覺支八道支現在前。無學七覺支九道支現在前。此中九道支者正見正智隨除一種。餘皆具有。若依第二靜慮喜覺支現在前時。學七覺支七道支現在前。無學七覺支八道支現在前。此中學七道支者除正思惟。無學八道支者。除正思惟及正見正智隨一。問何故近分地無喜覺支耶。答非田器故。復次諸近分地已離下染未離下染俱得現前。未甚希奇故不生喜。如人被縛及解脫時所得勝事。心於此事不以為奇。故不生喜。復次若近分地亦有喜者。與根本地應無差別。復次若近分地亦有喜者。應耽著此喜不求根本地。若爾便應障離下染。如人中路有所耽著。於所趣方不能速至。故諸近分無喜覺支。若依未至定正思惟現在前時。學六覺支八道支現在前。無學六覺支九道支現在前。此中六覺支者。除喜覺支。九道支者。正見正智隨除一種。餘皆具有。若依初靜慮正思惟現在前時。學七覺支八道支現在前。無學七覺支九道支現在前。此中無學九道支者如前應知。問何故上地無正思惟。答非田器故。復次為對治尋希求上地。若上地中亦有尋者。應不希求起勝加行。復次若下地法上地皆有。是則應無漸次滅法。若無漸滅法應無究竟滅法。若無究竟滅法。應無解脫出離涅槃。勿有此失。是故上地無正思惟。復次正思惟麁上地微細。復次正思惟者。是尋求相。
If, in dependence upon the first dhyāna, the joy awakening-factor manifests in the present, then, for the learner, seven awakening-factors and eight path-branches manifest in the present; for the non-learner, seven awakening-factors and nine path-branches manifest in the present. Here, "nine path-branches" refers to excepting whichever one of right view or right knowledge, the rest all being fully present. If, in dependence upon the second dhyāna, the joy awakening-factor manifests in the present, then, for the learner, seven awakening-factors and seven path-branches manifest in the present; for the non-learner, seven awakening-factors and eight path-branches manifest in the present. Here, the learner's own "seven path-branches" refers to excepting right intention; the non-learner's own "eight path-branches" refers to excepting right intention together with whichever one of right view or right knowledge. One asks: for what reason does the access ground lack the joy awakening-factor? The answer: because it is not a fitting vessel. Further, the various access grounds admit of both being already free of the defilement below and not yet free of the defilement below manifesting in the present, this being not sufficiently remarkable, and it is for this reason that joy does not arise there — exactly as, for a person, at the very moment of being bound and at the very moment of being released, the excellent matter he thereby attains is, with respect to that same matter, not felt by his own mind to be remarkable, and it is for this reason that no joy arises. Further, were the access grounds, too, to possess joy, they would then be no different from the fundamental grounds. Further, were the access grounds, too, to possess joy, one would then become absorbed in this same joy and would not seek the fundamental ground — and, were this so, this would then obstruct becoming free of the defilement below, exactly as a person, partway along a road, having become absorbed in something, is thereby incapable of swiftly reaching the direction toward which he was heading — and it is for this reason that every access ground lacks the joy awakening-factor. If, in dependence upon the not-yet-arrived concentration, right intention manifests in the present, then, for the learner, six awakening-factors and eight path-branches manifest in the present; for the non-learner, six awakening-factors and nine path-branches manifest in the present. Here, "six awakening-factors" refers to excepting the joy awakening-factor; "nine path-branches" refers to excepting whichever one of right view or right knowledge, the rest all being fully present. If, in dependence upon the first dhyāna, right intention manifests in the present, then, for the learner, seven awakening-factors and eight path-branches manifest in the present; for the non-learner, seven awakening-factors and nine path-branches manifest in the present. Here, the non-learner's own "nine path-branches" should be understood exactly as stated before. One asks: for what reason do the grounds above lack right intention? The answer: because they are not a fitting vessel. Further, it is in order to counteract initial inquiry that one seeks after the ground above — were there initial inquiry within the ground above as well, one would then fail to seek and give rise to the supreme preparatory effort. Further, were every dharma of the ground below likewise present within the ground above, then there would be no dharma of gradual extinction, and, were there no dharma of gradual extinction, there would then be no dharma of ultimate extinction, and, were there no dharma of ultimate extinction, there would then be no liberation, emergence, or nirvāṇa — lest this fault should occur, the ground above is thereby without right intention. Further, right intention is coarse, while the ground above is subtle. Further, right intention is itself of the very characteristic of seeking;
上無尋求故彼非有。復次若地中有身語表業。及五識中隨有一種。
above, there being no seeking, it is thereby absent there. Further, wherever a ground possesses bodily and verbal manifestation-karma, and whichever one of the five sense-consciousnesses,
可於此地有正思惟。上地中無身語表業。及五識身故彼非有。若依未至定正語現在前時學六覺支八道支現在前。無學六覺支九道支現在前。此中六覺支者。除喜覺支。餘如前說。若依初靜慮正語現在前時。學七覺支八道支現在前。無學七覺支九道支現在前。此中無學九道支者如前應知。若依靜慮中間正語現在前時。學六覺支七道支現在前。無學六覺支八道支現在前。依第三第四靜慮亦爾。此中六覺支者除喜覺支。學七道支者除正思惟。無學八道支者。除正思惟及正見正智隨一。若依第二靜慮正語現在前時。學七覺支七道支現在前。無學七覺支八道支現在前。此中學七道支無學八道支俱如前說。正業正命亦爾者。俱唯六地有故。問何故無色無正語等三種戒耶。答非田器故。復次戒是色一分。無色無色故彼無戒。復次戒是大種所造。無色無大種故亦無戒。問既無無漏大種。亦應無無漏戒耶。答戒由大種而得成。色不由大種而成。無漏但由心力成無漏故。復次厭患諸色入無色定。戒是色故彼地中無。復次若無色定猶有色者。則應無有漸次滅法。乃至廣說。故彼無戒。復次對治惡戒故有善戒。無色界定不能對治諸惡戒法。故無善戒。所以者何。諸惡戒法唯欲界有。無色於欲具四遠故不能對治。云何四遠。一所依遠。二所緣遠。三行相遠。四對治遠。故無色定無正語等三種戒支。
right intention can exist within that same ground; the ground above possesses neither bodily nor verbal manifestation-karma nor the five sense-consciousness bodies, and it is for this reason that it is thereby absent there. If, in dependence upon the not-yet-arrived concentration, right speech manifests in the present, then, for the learner, six awakening-factors and eight path-branches manifest in the present; for the non-learner, six awakening-factors and nine path-branches manifest in the present. Here, "six awakening-factors" refers to excepting the joy awakening-factor, the rest as stated before. If, in dependence upon the first dhyāna, right speech manifests in the present, then, for the learner, seven awakening-factors and eight path-branches manifest in the present; for the non-learner, seven awakening-factors and nine path-branches manifest in the present. Here, the non-learner's own "nine path-branches" should be understood exactly as stated before. If, in dependence upon the intermediate dhyāna, right speech manifests in the present, then, for the learner, six awakening-factors and seven path-branches manifest in the present; for the non-learner, six awakening-factors and eight path-branches manifest in the present; the same holds for the third and fourth dhyānas. Here, "six awakening-factors" refers to excepting the joy awakening-factor; the learner's own "seven path-branches" refers to excepting right intention; the non-learner's own "eight path-branches" refers to excepting right intention together with whichever one of right view or right knowledge. If, in dependence upon the second dhyāna, right speech manifests in the present, then, for the learner, seven awakening-factors and seven path-branches manifest in the present; for the non-learner, seven awakening-factors and eight path-branches manifest in the present. Here, the learner's own seven path-branches and the non-learner's own eight path-branches are both exactly as stated before. Right action and right livelihood are likewise so, since these, too, exist solely within the same six grounds. One asks: for what reason do the formless attainments lack right speech and the other two kinds of precept? The answer: because they are not a fitting vessel. Further, precepts are a portion of form; the formless attainments being without form, they are thereby without precepts. Further, precepts are what the great elements construct; the formless attainments being without the great elements, they are likewise without precepts. One asks: since there exist no undefiled great elements either, ought there not, then, likewise to be no undefiled precepts? The answer: precepts are accomplished by means of the great elements, whereas form is not accomplished by means of the great elements — the undefiled is accomplished solely through the force of mind, and it is for this reason that there is no undefiled precept. Further, one who, wearied and afflicted by every form, enters a formless attainment — precepts being themselves form, the formless attainments are thereby without them there. Further, were there still form present within the formless attainments, there would then be no dharma of gradual extinction, and so on, stated at length, and it is for this reason that these are without precepts. Further, wholesome precepts exist in order to counteract evil precepts; the formless-realm attainments are incapable of counteracting the various dharmas of evil precepts, and it is for this reason that they possess no wholesome precept — for what reason is this so? Every dharma of evil precept exists solely within the desire realm; the formless realm being wholly remote from the desire realm in four respects, it is thereby incapable of counteracting it. What are these four kinds of remoteness? First, remoteness of support; second, remoteness of object; third, remoteness of aspect; fourth, remoteness of counteraction — and it is for this reason that the formless attainments lack the three kinds of precept-branch, right speech and the rest.
The four kinds of "remoteness" offered to explain why the formless realm cannot counteract evil precepts — remoteness of support, of object, of aspect, and of counteraction — is a genuinely elegant piece of systematic reasoning: rather than simply asserting that formless beings have no need of precepts, it treats the very absence of precepts there as a direct, structural consequence of how thoroughly the formless attainments have severed every connection, on every possible axis, to the desire-realm conditions that evil precepts require in order to exist at all — an absence explained by a positive theory of remoteness, not by a bare stipulation.
3. The Thirty-Seven Factors of Enlightenment, and Their Genuine Substance
The fascicle turns to a full accounting of the thirty-seven factors of enlightenment — the four applications of mindfulness, four right exertions, four bases of supernormal power, five faculties, five powers, seven awakening-factors, and eight path-branches — opening with a scriptural puzzle: since the Buddha, asked specifically about the seven awakening-factors, answered specifically about the seven awakening-factors, this does not mean the remaining thirty were not equally taught elsewhere, as the Venerable Dharmatrāta's own "axe-handle" simile makes vivid — the Buddha spoke of one path-branch, or two, or all the way up to thirty-seven, entirely as the occasion required. A careful count then reveals that the thirty-seven names correspond to only ten, eleven, or twelve genuinely distinct substances, since so many terms — the four applications of mindfulness, the faculty and power of wisdom, and right view, for instance — are simply five names for a single underlying dharma viewed through five different classificatory lenses.
有三十七菩提分法。謂四念住四正勝四神足五根五力七覺支八道支。世尊雖說菩提分法而不說有三十七種。但說七覺支名菩提分法。云何知然。經為量故。謂契經說有一苾芻來詣佛所頂禮雙足。
There exist thirty-seven factors of enlightenment — namely, the four applications of mindfulness, the four right exertions, the four bases of supernormal power, the five faculties, the five powers, the seven awakening-factors, and the eight path-branches. Although the Bhagavān speaks of the factors of enlightenment, he does not state that there are thirty-seven kinds — he speaks solely of the seven awakening-factors as named the factors of enlightenment. How is this to be known as so? Because the scripture serves as the standard — that is, the scripture states: there was once a monk who came before the Buddha, bowed with his head at the Buddha's own two feet,
却住一面而白佛言。如世尊說。七覺支者何謂七覺支。世尊告曰。
then withdrew to stand to one side, and addressed the Buddha, saying: as the Bhagavān has stated, as for the seven awakening-factors — what, precisely, are called the seven awakening-factors? The Bhagavān addressed him, saying:
即七種菩提分法名七覺支。問菩提分法有三十七。何故世尊唯說七覺支名菩提分法。答佛隨苾芻所問而答。苾芻唯問七覺支故。佛唯說七菩提分法。若彼苾芻問四念住乃至若問八道支者。佛亦應隨彼所問一一而答。復次彼契經中唯說無漏菩提分法。唯七覺支一向無漏。故偏說之。餘通有漏故彼不說。有作是說。餘契經中亦具說有三十七種菩提分法。時既久遠彼經滅沒。云何知然。如彼尊者達羅達多作如是說。世尊有時說一道支。有時說二。乃至有時說三十七。即三十七菩提分法。如斧柯喻。契經中說於三十七修道法中若唯取決定者。則應說七種修道法。謂七覺支唯無漏故。若唯取不決定者。則應說餘六位修道法。謂四念住乃至八道支。通有漏無漏故。若通取決定不決定者。則應說三十七種修道法。謂前六位及七覺支。故三十七菩提分法。亦是世尊契經所說。問菩提分法名有三十七。實體有幾耶。答此實體。有十一或十二。若以一切攝入覺支即七覺支。名既有七實體亦七信正思惟各唯一種正語業命。有說為二。正命即是正語業故。有說為三。正語業外有正命故。若說為二即唯十一。若說為三則有十二。所以者何。謂四念住慧根慧力正見。攝入擇法覺支。四正勝精進根精進力正勤。攝入精進覺支。四神足定根定力正定。攝入定覺支。念根念力正念。攝入念覺支。信根信力合為信故。若以一切攝入道支即八道支。名雖有八實體不定。若說正命即正語業。實體唯七。若說正命非正語業。實體有八。復有信喜輕安捨四。故亦十一。或有十二。所以者何。謂四念住慧根慧力擇法覺支。攝入正見。四正勝精進根精進力精進覺支。
precisely these seven kinds of factors of enlightenment are named the seven awakening-factors. One asks: the factors of enlightenment number thirty-seven — for what reason does the Bhagavān speak solely of the seven awakening-factors as named the factors of enlightenment? The answer: the Buddha answers according to whatever the monk asks; since this monk asked solely about the seven awakening-factors, the Buddha spoke solely of these seven factors of enlightenment. Had that same monk asked about the four applications of mindfulness, and so on up through the eight path-branches, the Buddha, too, would necessarily have answered each and every one according to whatever was asked of him. Further, that same scripture speaks solely of the undefiled factors of enlightenment; solely the seven awakening-factors are, without exception, undefiled, and it is for this reason that these alone are spoken of, the remainder pervading both the contaminated and the undefiled, and it is for this reason that these are not spoken of there. There are those who say: other scriptures, too, fully state that there exist thirty-seven kinds of factors of enlightenment, only, the time being now so distant, that scripture has been lost. How is this to be known as so? Exactly as the Venerable Dharmatrāta speaks as follows: the Bhagavān, on one occasion, spoke of a single path-branch; on another occasion, spoke of two; and so on, up through, on another occasion, spoke of thirty-seven — namely, these very thirty-seven factors of enlightenment, exactly as with the simile of the axe-handle. The scripture states: among the thirty-seven dharmas of the path of cultivation, were one to take solely what is decisive, one ought then to speak of seven dharmas of the path of cultivation — namely, the seven awakening-factors, since these alone are undefiled; were one to take solely what is indecisive, one ought then to speak of the remaining six categories of the dharmas of the path of cultivation — namely, the four applications of mindfulness, and so on up through the eight path-branches, since these pervade both the contaminated and the undefiled; were one to take together both what is decisive and what is indecisive, one ought then to speak of the thirty-seven dharmas of the path of cultivation — namely, the preceding six categories together with the seven awakening-factors — and it is for this reason that the thirty-seven factors of enlightenment, too, are indeed spoken of within the Bhagavān's own scripture. One asks: the factors of enlightenment are named as numbering thirty-seven — how many, in genuine substance, are there? The answer: this genuine substance numbers either eleven or twelve. Were every one of them gathered within the awakening-factors alone, this would be precisely the seven awakening-factors, the names numbering seven and the genuine substance likewise numbering seven — faith and right intention each being of a single kind alone, and right speech, right action, and right livelihood — there are those who say these count as two, since right livelihood is itself precisely right speech and right action; there are those who say these count as three, since, beyond right speech and right action, there further exists right livelihood as its own separate thing. If one says two, the genuine substance is then solely eleven; if one says three, it is then twelve. For what reason is this so? That is: the four applications of mindfulness, the faculty of wisdom, the power of wisdom, and right view are gathered within the investigation-of-dharma awakening-factor; the four right exertions, the faculty of effort, the power of effort, and right effort are gathered within the effort awakening-factor; the four bases of supernormal power, the faculty of concentration, the power of concentration, and right concentration are gathered within the concentration awakening-factor; the faculty of mindfulness and the power of mindfulness are gathered within the mindfulness awakening-factor; the faculty of faith and the power of faith are combined together as a single faith. Were every one of them, alternatively, gathered within the path-branches alone, this would be precisely the eight path-branches, the names numbering eight though the genuine substance is not fixed. If one says right livelihood is itself right speech and right action, the genuine substance is then solely seven; if one says right livelihood is not right speech and right action, the genuine substance is then eight; there further exist faith, joy, tranquility, and equanimity, these four, and so this, too, numbers either eleven or twelve. For what reason is this so? That is: the four applications of mindfulness, the faculty of wisdom, the power of wisdom, and the investigation-of-dharma awakening-factor are gathered within right view; the four right exertions, the faculty of effort, the power of effort, and the effort awakening-factor are gathered
攝入正勤。四神足定根定力定覺支。攝入正定。念根念力念覺支。
within right effort; the four bases of supernormal power, the faculty of concentration, the power of concentration, and the concentration awakening-factor are gathered within right concentration; the faculty of mindfulness, the power of mindfulness, and the mindfulness awakening-factor are gathered
攝入正念。信根信力合為一信故。有作是說。正語業命戒自性故應合為一。若作是說。菩提分法名有三十七。實體唯十。如名實體如是。名施設。體施設。名異相。體異相。名異性。體異性。名差別。體差別。名分別體分別。名覺。體覺。應知亦爾。如是名為菩提分。法自性。我物相分本性。已說自性。所以今當說。問何故名為菩提分法。菩提分法是何義耶。答盡無生智說名菩提。已究竟覺四聖諦故。若法隨順此究竟覺勢用增上。此中說為菩提分法。已釋總名。一一所以今應別說。問何故名念住乃至道支耶。答由念勢力折除自體故名念住自體即是有漏五蘊。要由念住折除彼故。於正持策身語意中此最為勝。故名正勝或名正斷。於正修習斷修法時。能斷懈怠故名正斷。能為神妙功德所依故。名神足。勢用增上故名為根難可摧制故名為力。助如實覺故名覺支。助正求趣故名道支。問言覺支者是何義耶。為能覺悟故名覺支。為覺之支故名覺支。若能覺悟故名覺支。則應一是六非若覺之支故名覺支。則應六是一非。
within right mindfulness; the faculty of faith and the power of faith are combined together as a single faith. There are those who say: right speech, right action, and right livelihood, being themselves of the very own-nature of precepts, ought to be combined together as a single thing — were one to speak in this way, the factors of enlightenment, though named as numbering thirty-seven, would have a genuine substance numbering solely ten. Exactly as the name and the genuine substance are thus, so too are the designated name and the designated substance, the differing characteristic of the name and the differing characteristic of the substance, the differing own-nature of the name and the differing own-nature of the substance, the distinction of the name and the distinction of the substance, the discrimination of the name and the discrimination of the substance, and the awakening of the name and the awakening of the substance — all should be understood in just the same way. Such, then, is named the factors of enlightenment's own own-nature, own substance, own characteristic, own portion, and own inherent nature. Having already stated their own own-nature, what they are so named for ought now to be stated. One asks: for what reason are they named the factors of enlightenment — what, precisely, is the meaning of "factor of enlightenment"? The answer: the knowledge of exhaustion and of non-arising is named "enlightenment" (bodhi), since it is this that has ultimately awakened to the four noble truths; whatever dharma accords with, and whose own force augments, this same ultimate awakening is, here, spoken of as a factor of enlightenment. Having already explained the general name, the individual reasons for each ought now to be stated separately. One asks: for what reason are they named "application of mindfulness," and so on up through "path-branch"? The answer: it is by the force of mindfulness that one's own body itself is analytically broken down, and it is for this reason that it is named an application of mindfulness — this same body itself is precisely the contaminated five aggregates, and it is necessarily by means of the application of mindfulness that one analytically breaks it down. Among rightly upholding and spurring on body, speech, and mind, this is the most supreme, and it is for this reason that it is named right exertion, or, alternatively, right cutting-off — since, at the very time of rightly cultivating the dharma of cutting off through cultivation, it is capable of cutting off indolence, it is thereby named right cutting-off; being capable of serving as the support for supernormally wondrous merit, it is thereby named a base of power; its own force being augmented, it is thereby named a faculty; being difficult to subdue or suppress, it is thereby named a power; assisting genuine, direct awakening, it is thereby named an awakening-factor; assisting correct seeking and striving, it is thereby named a path-branch. One asks: what, precisely, is the meaning of the term "awakening-factor"? Is it named an awakening-factor because it is itself capable of awakening, or is it named an awakening-factor because it is a factor of awakening? If it is named an awakening-factor because it is itself capable of awakening, then only one ought to qualify and six ought not to; if it is named an awakening-factor because it is a factor of awakening, then all six ought to qualify and one ought not to.
The substance-count exercise here is a small masterclass in a distinction this tradition returns to constantly: the difference between a name (prajñapti) and a genuine substance (dravya). Thirty-seven is a count of classificatory slots, each one highlighting a dharma's own particular function within a particular stage or context, while ten or eleven or twelve is a count of what actually, distinctly exists — wisdom itself, for instance, is named five separate times across the list because it plays five separate structural roles, not because there are five separate wisdoms, and untangling this is presented as essential to understanding the list correctly rather than as a mere pedantic footnote.
4. Why Investigation-of-Dharma Alone Is Both Awakening and a Factor of Awakening
A tetralemma asks what "awakening-factor" and "path-branch" actually mean: is a given dharma named this because it is itself capable of awakening or of seeking and striving, or because it is merely a component of something greater that does the awakening or seeking? The resolution singles out investigation-of-dharma and right view as uniquely double — each is itself the very substance of awakening or of the path, and also one of its own seven or eight branches — while the remaining six awakening-factors and seven path-branches are genuine branches without being the whole to which they belong, exactly as one-pointedness of mind is itself dhyāna while the remaining dhyāna-factors merely support it.
有作是說。此能覺悟故名覺支。問若爾。則應一是六非。答六是覺分能隨順覺。從勝而說亦名覺支。復有說者。是覺之支故名覺支。
There are those who say: it is because it is itself capable of awakening that it is named an awakening-factor. One asks: if this is so, then only one ought to qualify and six ought not to. The answer: the six, too, are portions of awakening, capable of according with awakening, and, speaking from what predominates, are likewise named awakening-factors. There are, further, those who say: it is because it is a factor of awakening that it is named an awakening-factor.
問若爾則應六是一非。答擇法是覺亦是覺支。餘六是覺支而非覺。
One asks: if this is so, then six ought to qualify and one ought not to. The answer: investigation-of-dharma is itself awakening and is also a factor of awakening; the remaining six are factors of awakening but are not themselves awakening,
The parallel drawn to one-pointedness of mind and dhyāna — and, elsewhere in this same tradition, to abstaining from eating at the wrong time and the eight-precept fast — reveals a structural pattern this literature returns to again and again: a composite spiritual attainment typically has one member that simply is that attainment in miniature, functioning as both a part and the whole at once, while every other member merely assists it. Recognizing this pattern in advance would let a careful reader predict, sight unseen, which single awakening-factor and which single path-branch must carry this double status before the text ever says so directly — investigation-of-dharma and right view, the two terms that appear again and again throughout this fascicle as the functional core around which the other six or seven branches organize themselves.
5. Why This Order? The Seven Categories, and the Order Within Each
The fascicle explains why the seven categories of the factors of enlightenment, and the individual members within the awakening-factors and path-branches, are taught in exactly the sequence they are — first through simple appeals to elegant phrasing and pedagogical convenience, then through a genuinely developmental account: mindfulness first breaks down the body and its objects, enabling right exertion, which purifies the mental continuum enough to support the concentration-bases, which in turn empower the faculties, which mature into unshakeable powers, which finally allow full awakening to the four truths through the seven awakening-factors, culminating in the eight path-branches' own weariness with birth-and-death. The Venerable Ghoṣa supplies a second, equally careful account of why mindfulness leads investigation-of-dharma, effort, joy, tranquility, concentration, and equanimity in strict succession, and why right view leads intention, speech, action, livelihood, effort, mindfulness, and concentration in a parallel chain.
如正見是道亦是道支。餘七是道支而非道。心一境性是靜慮亦是靜慮支。餘是靜慮支而非靜慮。離非時食是齋亦是齋支。餘是齋支而非齋。此亦如是。問言道支者是何義耶為能求趣故名道支。為道之支故名道支。若能求趣故名道支。則應一是七非。若道之支故名道支。則應七是一非。有作是說。此能求趣故名道支。問若爾。則應一是七非答七是道分能隨順道從勝而說亦名道支。復有說者。是道之支故名道支。問若爾。則應七是一非。答正見是道亦是道支。餘七是道支而非道。如擇法是覺亦是覺支。餘六是覺支而非覺。餘如前說。已說菩提分法。所以次第今當說。問何故先說四念住乃至後說八道支耶。答隨順文詞巧妙次第法故。復次隨順說者受者輕便次第法故。復次四念住從初業地乃至盡無生智。勢用常勝是故先說。
exactly as right view is itself the path and is also a branch of the path, the remaining seven being branches of the path but not themselves the path; one-pointedness of mind is itself dhyāna and is also a branch of dhyāna, the rest being branches of dhyāna but not themselves dhyāna; abstaining from eating at the wrong time is itself the fast and is also a branch of the fast, the rest being branches of the fast but not themselves the fast — this, too, is just the same. One asks: what, precisely, is the meaning of the term "path-branch"? Is it named a path-branch because it is itself capable of seeking and striving, or is it named a path-branch because it is a branch of the path? If it is named a path-branch because it is itself capable of seeking and striving, then only one ought to qualify and seven ought not to; if it is named a path-branch because it is a branch of the path, then all seven ought to qualify and one ought not to. There are those who say: it is because it is itself capable of seeking and striving that it is named a path-branch. One asks: if this is so, then only one ought to qualify and seven ought not to. The answer: the seven, too, are portions of the path, capable of according with the path, and, speaking from what predominates, are likewise named path-branches. There are, further, those who say: it is because it is a branch of the path that it is named a path-branch. One asks: if this is so, then seven ought to qualify and one ought not to. The answer: right view is itself the path and is also a branch of the path, the remaining seven being branches of the path but not themselves the path, exactly as investigation-of-dharma is itself awakening and is also a factor of awakening, the remaining six being factors of awakening but not themselves awakening, the rest exactly as stated before. Having already discussed the factors of enlightenment, their own sequence ought now to be stated. One asks: for what reason are the four applications of mindfulness spoken of first, and so on, up through the eight path-branches spoken of last? The answer: this accords with a sequence of skillful and elegant phrasing. Further, this accords with a sequence convenient for both the speaker and the listener. Further, the four applications of mindfulness, from the very initial stage of practice up through the knowledge of exhaustion and of non-arising, have a force that is constantly supreme, and it is for this reason that they are spoken of first.
四正勝從煖乃至盡無生智。勢用常勝是故次說。四神足從頂乃至盡無生智。勢用常勝是故次說。五根從忍乃至盡無生智。勢用常勝是故次說。五力從世第一法乃至盡無生智。勢用常勝是故次說。八道支見道中勝七覺支修道中勝。問何故八道支見道中勝。七覺支修道中勝耶。答求趣義是道支義。見道速疾不越期心。順求趣義故見道中八道支勝。覺悟義是覺支義。修道九品數數覺悟。順覺悟義故修道中七覺支勝。問若爾。何故先說七覺支。後說八道支耶。答隨順文詞巧妙次第法故。復次隨順說者受者輕便次第法故。復次隨順增數次第法故。謂先說四次說五次說七後說八故。復次顯清淨法漸增長故。謂先修四次修五次修七後修八故。有餘師說。諸修行者。先由念住於身等境。自相共相如實了知。除自相愚及所緣愚導起諸善。如有目者引導盲徒。是故最初說四念住。由念住力了知境已。
The four right exertions, from heat up through the knowledge of exhaustion and of non-arising, have a force that is constantly supreme, and it is for this reason that they are spoken of next. The four bases of supernormal power, from summit up through the knowledge of exhaustion and of non-arising, have a force that is constantly supreme, and it is for this reason that they are spoken of next. The five faculties, from forbearance up through the knowledge of exhaustion and of non-arising, have a force that is constantly supreme, and it is for this reason that they are spoken of next. The five powers, from the supreme worldly dharma up through the knowledge of exhaustion and of non-arising, have a force that is constantly supreme, and it is for this reason that they are spoken of next. The eight path-branches are supreme within the path of seeing; the seven awakening-factors are supreme within the path of cultivation. One asks: for what reason are the eight path-branches supreme within the path of seeing, and the seven awakening-factors supreme within the path of cultivation? The answer: the very meaning of seeking and striving is the very meaning of a path-branch; the path of seeing is swift, not exceeding the appointed span of a single mind-moment, according with the very meaning of seeking and striving, and it is for this reason that the eight path-branches are supreme within the path of seeing; the very meaning of awakening is the very meaning of an awakening-factor; the path of cultivation, across its nine grades, repeatedly awakens, according with the very meaning of awakening, and it is for this reason that the seven awakening-factors are supreme within the path of cultivation. One asks: if this is so, then for what reason are the seven awakening-factors spoken of first, and the eight path-branches spoken of afterward? The answer: this accords with a sequence of skillful and elegant phrasing. Further, this accords with a sequence convenient for both the speaker and the listener. Further, this accords with a sequence of increasing number — that is, four is spoken of first, then five, then seven, then eight last. Further, this displays how the dharma of purification gradually increases and grows — that is, four is cultivated first, then five, then seven, then eight last. There are further teachers who say: every practitioner, first, by means of the applications of mindfulness, comes genuinely to know the body and the rest of these objects, both their particular and their general characteristics, removing the delusion regarding the particular characteristic and the delusion regarding the object, and thereby giving rise to the various wholesome dharmas — exactly as one possessing sight leads a blind companion — and it is for this reason that the four applications of mindfulness are spoken of first of all. Having, by the force of the applications of mindfulness, already come genuinely to know the object,
於斷修事能發正勤。故於第二說四正勝。由正勝力令相續中。過失損減功德增盛。於殊勝定能正修習。故於第三說四神足。由神足力令信等五與出世法為增上緣。故於第四說於五根根義既成能招惡趣。煩惱惡業不能屈伏。故於第五說於五力。力義既成能如實覺四聖諦境無有猶豫。故於第六說七覺支既如實覺四聖諦已。厭捨生死欣趣涅槃。故於第七說八道支。評曰。應知此中前說為勝。以修道位隣近菩提。順覺義勝故說覺支。又修道位九地九品數數能覺覺支勝故。如是已總說菩提分法七位次第。今當別說覺支道支二位次第。問何故七覺支中先說念覺支。乃至後說捨覺支耶。答隨順文詞巧妙次第法故。復次隨順說者受者輕便次第法故。尊者妙音作如是說。已見諦者。憶念先時所現觀事而為上首。修習覺支令漸圓滿。
one becomes capable of giving rise to right exertion with respect to the matter of cutting off through cultivation, and it is for this reason that the four right exertions are spoken of second. By the force of right exertion, causing whatever fault within the mental continuum to diminish and whatever merit to increase and flourish, one becomes capable of genuinely cultivating supreme concentration, and it is for this reason that the four bases of supernormal power are spoken of third. By the force of the bases of power, causing faith and the other four to serve as the predominant condition for the supramundane dharma, it is for this reason that the five faculties are spoken of fourth. Once the very meaning of "faculty" has already been accomplished, one becomes capable of summoning forth evil destinies, the afflictions and evil deeds being incapable of subduing one, and it is for this reason that the five powers are spoken of fifth. Once the very meaning of "power" has already been accomplished, one becomes capable of genuinely awakening to the object of the four noble truths without any further hesitation, and it is for this reason that the seven awakening-factors are spoken of sixth. Having already genuinely awakened to the four noble truths, one becomes wearied of and relinquishes birth-and-death, joyfully proceeding toward nirvāṇa, and it is for this reason that the eight path-branches are spoken of seventh. The verdict: it should be understood that the preceding explanation is the more excellent one, since the stage of the path of cultivation lies close to enlightenment, according with the very meaning of awakening more excellently, and it is for this reason that the awakening-factors are spoken of there; and, further, since the stage of the path of cultivation, across its nine grounds and nine grades, repeatedly awakens, the awakening-factors are thereby supreme. Having, in this way, already fully stated the sequence of the factors of enlightenment across their seven categories, the sequence within each of the two categories of the awakening-factors and the path-branches ought now to be stated separately. One asks: for what reason, among the seven awakening-factors, is the mindfulness awakening-factor spoken of first, and so on up through the equanimity awakening-factor spoken of last? The answer: this accords with a sequence of skillful and elegant phrasing. Further, this accords with a sequence convenient for both the speaker and the listener. The Venerable Ghoṣa speaks as follows: one who has already seen the truths, taking as his own guide the remembrance of the matter he directly realized at that earlier time, cultivates the awakening-factors so as to bring them gradually to full perfection.
如契經說。彼於此法繫念思惟令不迷謬。起念覺支修令圓滿。念圓滿已於法簡擇籌量觀察起擇法覺支修令圓滿。擇法滿已發勤精進心不退屈。起精進覺支修令圓滿。精進滿已發生勝喜心不染著。起喜覺支修令圓滿。喜圓滿已身心猗適離惛沈故。起輕安覺支修令圓滿。輕安滿已身心悅樂得三摩地。起定覺支修令圓滿。定圓滿已遠離貪憂心便住捨。起捨覺支修令圓滿。故七覺支如是次第。問何故八道支中先說正見支。乃至後說正定支耶。答隨順文詞巧妙次第法故。復次隨順說者受者輕便次第法故。尊者妙音作如是說。求見諦者於現觀事正見為先修習道支令漸圓滿。如契經說。由正見故起正思惟。由正思惟故得正語。由正語故復得正業。由正業故復得正命。由正命故發起正勤。由正勤故便起正念。由正念故能起正定。
Exactly as the scripture states: he, with respect to this dharma, binds his own mindfulness and reflects upon it so that it does not stray into confusion, giving rise to the mindfulness awakening-factor and cultivating it so as to bring it to full perfection; once mindfulness has been brought to full perfection, he investigates and deliberates, observing the dharma, giving rise to the investigation-of-dharma awakening-factor and cultivating it so as to bring it to full perfection; once investigation-of-dharma has been brought to full perfection, he gives rise to diligent effort, his own mind not retreating or shrinking back, giving rise to the effort awakening-factor and cultivating it so as to bring it to full perfection; once effort has been brought to full perfection, he gives rise to a supreme joy, his own mind unattached to it, giving rise to the joy awakening-factor and cultivating it so as to bring it to full perfection; once joy has been brought to full perfection, his own body and mind become tranquil and at ease, freed from torpor, giving rise to the tranquility awakening-factor and cultivating it so as to bring it to full perfection; once tranquility has been brought to full perfection, his own body and mind become joyful and content, attaining concentration, giving rise to the concentration awakening-factor and cultivating it so as to bring it to full perfection; once concentration has been brought to full perfection, he becomes remote from both craving and sorrow, his own mind then abiding in equanimity, giving rise to the equanimity awakening-factor and cultivating it so as to bring it to full perfection — and it is for this reason that the seven awakening-factors follow this same sequence. One asks: for what reason, among the eight path-branches, is the right-view branch spoken of first, and so on up through the right-concentration branch spoken of last? The answer: this accords with a sequence of skillful and elegant phrasing. Further, this accords with a sequence convenient for both the speaker and the listener. The Venerable Ghoṣa speaks as follows: one seeking to see the truths takes right view, with respect to the matter of direct realization, as his own foremost guide, cultivating the path-branches so as to bring them gradually to full perfection. Exactly as the scripture states: by means of right view, one gives rise to right intention; by means of right intention, one attains right speech; by means of right speech, one further attains right action; by means of right action, one further attains right livelihood; by means of right livelihood, one gives rise to right effort; by means of right effort, one then gives rise to right mindfulness; by means of right mindfulness, one is thereby able to give rise to right concentration —
故八道支如是次第。
and it is for this reason that the eight path-branches follow this same sequence.
The Vaibhāṣika verdict — that the awakening-factors, not the path-branches, deserve to be called supreme, since the path of cultivation's own nine grounds and nine grades allow repeated, ongoing awakening in a way the single swift moment of the path of seeing does not — quietly reframes what "supremacy" even means in this context: it is not about which stage of the path is more advanced or more difficult, but about which set of factors gets more opportunities to do its own defining work, a criterion that rewards sustained, repeated exercise of a capacity over a single decisive but brief exercise of it.
6. How Many Factors of Enlightenment Exist, and Manifest Together, at Each Ground
A final combinatorial count closes the ground-by-ground apparatus: the not-yet-arrived concentration possesses thirty-six of the thirty-seven factors, lacking only joy; the first dhyāna alone possesses the full thirty-seven; the intermediate, third, and fourth dhyānas possess thirty-five, lacking joy and right intention; the second dhyāna possesses thirty-six, lacking only right intention; the three lower formless attainments possess thirty-two; and the desire realm and the peak of existence possess only twenty-two, lacking every awakening-factor entirely, since these are solely undefiled. A further count then asks how many can manifest together in a single moment at each of these same grounds, invariably three fewer than the ground's own total, since the four applications of mindfulness — each keyed to a distinct object — can never manifest more than one at a time.
已說次第。所依地今當說。問何地有幾菩提分法。答未至定中有三十六。除喜覺支。初靜慮中具三十七。靜慮中間及第三第四靜慮各唯有三十五。除喜覺支及正思惟。第二靜慮有三十六。除正思惟。
Having already discussed this sequence, the grounds each relies upon ought now to be stated. One asks: within a given ground, how many of the factors of enlightenment exist? The answer: within the not-yet-arrived concentration, there exist thirty-six, excepting the joy awakening-factor; within the first dhyāna, the full thirty-seven are present; within the intermediate dhyāna and the third and fourth dhyānas, each possesses solely thirty-five, excepting the joy awakening-factor and right intention; within the second dhyāna, there exist thirty-six, excepting right intention;
前三無色有三十二。除喜覺支及正思惟正語業命。欲界有頂各有二十二。除覺支。道支唯無漏故。若覺支前說道支者。欲界有頂亦有道支通有漏故。
within the former three formless attainments, there exist thirty-two, excepting the joy awakening-factor and right intention, right speech, right action, and right livelihood; within the desire realm and the peak of existence, each possesses solely twenty-two, excepting the awakening-factors, since the path-branches alone are undefiled — were the path-branches, too, spoken of before the awakening-factors, then the desire realm and the peak of existence, too, would possess path-branches, since these would then pervade both the contaminated and the undefiled.
已說依地。現在前今當說。問何地有幾菩提分法俱時現前。答未至定中有三十六菩提分法。唯三十三俱時現前。除三念住。所以者何。以四念住所緣各別。尚無有二俱時現前。況有三四。初靜慮中具三十七。唯三十四俱時現前。除三念住。靜慮中間及第三第四靜慮各三十五。唯三十二俱時現前除三念住。第二靜慮有三十六。唯三十三俱時現前。除三念住。前三無色有三十二。唯二十九俱時現前。除三念住。欲界有頂有二十二。唯有十九俱時現前。除三念住餘隨義說非要別體。
Having already discussed the grounds each relies upon, their manifesting in the present ought now to be stated. One asks: within a given ground, how many of the factors of enlightenment manifest together in the present? The answer: within the not-yet-arrived concentration, there exist thirty-six factors of enlightenment, yet solely thirty-three manifest together in the present, excepting three of the applications of mindfulness — for what reason is this so? Since the four applications of mindfulness each take a separate object, there can scarcely even be two of them manifesting together in the present, let alone three or four. Within the first dhyāna, the full thirty-seven are present, yet solely thirty-four manifest together in the present, excepting three of the applications of mindfulness; within the intermediate dhyāna and the third and fourth dhyānas, each possesses thirty-five, yet solely thirty-two manifest together in the present, excepting three of the applications of mindfulness; within the second dhyāna, there exist thirty-six, yet solely thirty-three manifest together in the present, excepting three of the applications of mindfulness; within the former three formless attainments, there exist thirty-two, yet solely twenty-nine manifest together in the present, excepting three of the applications of mindfulness; within the desire realm and the peak of existence, there exist twenty-two, yet solely nineteen manifest together in the present, excepting three of the applications of mindfulness — the remainder should be understood according to their own meaning, this not being a matter requiring a separately fixed substance for each.
The recurring "minus three" pattern in the simultaneous-manifestation count is a clean illustration of how this tradition distinguishes a ground's own total repertoire from what any single mind-moment can actually draw upon: possessing thirty-six factors of enlightenment describes a capacity available to a given ground across time, not a claim that all thirty-six ever converge on one instant, and the four applications of mindfulness — despite being counted as a single category of four — turn out to be mutually exclusive in the moment precisely because their four distinct objects (body, feeling, mind, and dharmas) cannot all be attended to by a single mind at once.
7. Joy, Tranquility, Equanimity, and Why Mind Itself Is Excluded
A rich tetralemma maps which of the thirty-seven are awakening-factors without being path-branches (joy, tranquility, equanimity), path-branches without being awakening-factors (right intention, right speech, right action, right livelihood), both (nearly everything else), or neither (faith alone) — with joy earning its place through the same mutually reinforcing cycle of digging and delight already seen with treasure-digging similes elsewhere in this fascicle, and right intention earning its own exclusion from the awakening-factors through its restless, ox-goading character, wholly incompatible with the tranquility that genuine awakening requires. A further puzzle asks why mind itself is never counted among the factors of enlightenment at all, resolved through no fewer than six converging reasons, before the universal mental factors are individually sorted: mindfulness, concentration, and wisdom qualify outright, feeling qualifies despite its double allegiance to both the defiled and pure categories, and perception, volition, contact, and desire are excluded as too strongly inclined toward defilement.
已說現在前。雜不雜相今當說。問此三十七菩提分法中。諸是覺支者亦是道支耶。答應作四句。有是覺支非道支。謂喜輕安捨。有是道支非覺支。謂正思惟正語業命。有是覺支亦是道支。謂除信諸餘菩提分法。有非覺支亦非道支。謂信。問何故立喜為覺支耶。答順覺悟義是覺支義。喜順彼勝故立覺支。問云何喜順彼勝。答以修道中九地九品數修勝覺。如如於諦能如實覺。如是如是發生勝喜。如如生喜。如是如是。復樂於諦起如實覺。如人掘地得諸珍寶。如如掘地如是如是得寶生喜。如如得寶生喜。如是如是復樂掘地。此亦如是。問何故不立喜為道支。答順求趣義是道支義。喜非順彼勝故不立道支。問云何喜非順彼勝。答如如於諦發生勝喜。如是如是樂住不去。故於求趣喜非隨順。如人在路有所樂著。於所趣方不能速至。此亦如是。問何故輕安捨俱立為覺支。答順覺悟義是覺支義。
Having already discussed their manifesting in the present, their own relationships of overlap and non-overlap ought now to be stated. One asks: among these thirty-seven factors of enlightenment, is whatever is an awakening-factor likewise a path-branch? The answer: a tetralemma ought to be cast. There is what is an awakening-factor but not a path-branch — namely, joy, tranquility, and equanimity. There is what is a path-branch but not an awakening-factor — namely, right intention, right speech, right action, and right livelihood. There is what is both an awakening-factor and a path-branch — namely, every remaining factor of enlightenment, excepting faith. There is what is neither an awakening-factor nor a path-branch — namely, faith. One asks: for what reason is joy established as an awakening-factor? The answer: according with the very meaning of awakening is the very meaning of an awakening-factor; joy accords with this excellently, and it is for this reason that it is established as an awakening-factor. One asks: how does joy accord with this excellently? The answer: because, within the path of cultivation, across its nine grounds and nine grades, one repeatedly, in accordance with this practice, awakens supremely — exactly as, the more genuinely one awakens to the truth, the more a supreme joy is thereby given rise to; and, the more joy is given rise to, the more, in turn, one delights in giving rise to a genuine awakening to the truth, exactly as a person digging in the earth uncovers various treasures — the more he digs, the more treasure he uncovers, and joy is thereby given rise to; and, the more joy is given rise to upon uncovering treasure, the more, in turn, he delights in digging further — this, too, is just the same. One asks: for what reason is joy not established as a path-branch? The answer: according with the very meaning of seeking and striving is the very meaning of a path-branch; joy does not accord with this excellently, and it is for this reason that it is not established as a path-branch. One asks: how does joy fail to accord with this excellently? The answer: the more supreme joy is given rise to with respect to the truth, the more, in turn, one delights in abiding there without departing, and it is for this reason that, with respect to seeking and striving, joy does not accord with it — exactly as a person along a road, having become absorbed in something he delights in, is thereby incapable of swiftly reaching the direction toward which he was heading — this, too, is just the same. One asks: for what reason are tranquility and equanimity both established as awakening-factors? The answer: according with the very meaning of awakening is the very meaning of an awakening-factor;
輕安與捨順彼勝故俱立覺支。問云何輕安捨俱順彼勝耶。答由輕安力息諸事務住平等捨。便能於諦起如實覺故順彼勝。問何故輕安捨不立為道支。答順求趣義是道支義。輕安與捨非順彼勝故不立為道支。問云何此二非順彼勝。答輕安息求。捨不樂趣。與求趣義一向相違。如去與住睡眠與覺一向相違。此亦如是。問正思惟何故立為道支非覺支耶。答順求趣義是道支義。彼策正見求出生死速趣涅槃。如杖捶牛速有所至故立道支。求趣不息是正思惟覺支。安靜義不相順。諸安靜者能如實覺是故不立彼為覺支。問何故正語業命立為道支非覺支耶。答順求趣義是道支義。正語業命如轂能成見道輪故。順求趣義立為道支。順覺悟義是覺支義。覺悟非色是相應。有所依。有所緣。有行相。有警覺。正語業命與彼相違故不立為覺支。問何故信不立覺支道支耶。答初發趣時信用增上。已入聖位修覺道支。時分不同故俱不立。復次諸清淨法於清淨品。相有圓滿者有不圓滿者。圓滿者。謂具有根力覺道支相。與此相違名不圓滿。
tranquility and equanimity accord with this excellently, and it is for this reason that both are established as awakening-factors. One asks: how do tranquility and equanimity both accord with this excellently? The answer: it is by the force of tranquility that every matter of exertion is set to rest, abiding in equanimity, and one thereby becomes capable of genuinely awakening to the truth with respect to it, and it is for this reason that these accord with it excellently. One asks: for what reason are tranquility and equanimity not established as path-branches? The answer: according with the very meaning of seeking and striving is the very meaning of a path-branch; tranquility and equanimity do not accord with this excellently, and it is for this reason that they are not established as path-branches. One asks: how do these two fail to accord with this excellently? The answer: tranquility sets seeking itself to rest, and equanimity takes no delight in proceeding onward, these being wholly at odds with the very meaning of seeking and striving — exactly as departing and abiding, and sleeping and waking, are wholly at odds with one another — this, too, is just the same. One asks: for what reason is right intention established as a path-branch, and not an awakening-factor? The answer: according with the very meaning of seeking and striving is the very meaning of a path-branch; right intention spurs right view onward, seeking to emerge from birth-and-death and swiftly proceed toward nirvāṇa, exactly as a goad strikes an ox, swiftly causing it to arrive somewhere, and it is for this reason that it is established as a path-branch; seeking and striving without cease is itself the very characteristic of right intention, and this does not accord with the very meaning of tranquility — whatever is tranquil is capable of genuinely awakening, and it is for this reason that right intention is not established as an awakening-factor there. One asks: for what reason are right speech, right action, and right livelihood established as path-branches, and not awakening-factors? The answer: according with the very meaning of seeking and striving is the very meaning of a path-branch; right speech, right action, and right livelihood are exactly like the hub of a wheel, capable of accomplishing the very wheel of the path of seeing, and it is for this reason that, according with the very meaning of seeking and striving, they are established as path-branches; according with the very meaning of awakening is the very meaning of an awakening-factor — genuine awakening is not form, but is associated, possessing a support, an object, an aspect, and alertness; right speech, right action, and right livelihood run counter to this, and it is for this reason that they are not established as awakening-factors. One asks: for what reason is faith established as neither an awakening-factor nor a path-branch? The answer: at the very initial stage of setting out, the function of faith is augmented; once one has already entered the noble stage, one cultivates the awakening-factors and the path-branches — these belonging to differing periods of time, faith is thereby established as neither. Further, among the various dharmas of purification, with respect to the very category of purification, there is that whose own characteristic is fully perfected, and there is that whose own characteristic is not fully perfected — what is fully perfected refers to whatever fully possesses the characteristic of a faculty, a power, an awakening-branch, and a path-branch; whatever runs counter to this is named not fully perfected.
不圓滿中有覺支相。無道支相者立為覺支非道支。如喜輕安捨。有道支相無覺支相者。立為道支非覺支。如正思惟正語業命。相圓滿者立覺道支。如念定慧等。不圓滿中無覺道支相者俱不立如信。問何不立心為菩提分法。答心無菩提分法相故。復次心於雜染清淨品中勢用均等。菩提分法於清淨品。勢用偏增是故不立。復次菩提分法多緣共相。心多緣自相是故不立。復次菩提分法對治煩惱。一切煩惱皆是心所。故能對治亦非是心。復次菩提分法輔佐菩提。心王不應輔佐於覺。如王無有輔佐臣義。復次心令生死輪轉無窮。菩提分法能斷生死。義不相應是故不立。復次菩提分法能調伏心。不可所調即能調攝。諸有欲令定即心者。說心亦是菩提分法。彼違理故非此所論。問大地法中何故但立念定慧受為菩提分。答念定慧三順清淨品勢用增上。菩提分法亦復如是。故攝此三。受於雜染清淨品中勢用俱勝。故亦立為菩提分法。有餘師說。受於雜染勢用雖勝而於淨品作饒益事。如旃荼羅姓雖鄙劣而與豪族作饒益事。故亦立為菩提分法。想思觸欲於雜染品勢用偏增。故不立為菩提分法。於假想觀勝解偏增。菩提分法順真實觀。是故勝解非彼所攝。有餘師說。菩提分法學位偏增。至無學位勝解方勝。故不立為菩提分法。
Among what is not fully perfected, whatever possesses the characteristic of an awakening-branch, yet lacks the characteristic of a path-branch, is established as an awakening-factor, not a path-branch — exactly as with joy, tranquility, and equanimity. Whatever possesses the characteristic of a path-branch, yet lacks the characteristic of an awakening-branch, is established as a path-branch, not an awakening-factor — exactly as with right intention, right speech, right action, and right livelihood. Whatever characteristic is fully perfected is established as both an awakening-branch and a path-branch — exactly as with mindfulness, concentration, wisdom, and the rest. Whatever, among what is not fully perfected, possesses the characteristic of neither an awakening-branch nor a path-branch is established as neither — exactly as with faith. One asks: for what reason is mind not established as a factor of enlightenment? The answer: because mind lacks the very characteristic of a factor of enlightenment. Further, mind's own force, with respect to both the defiled and the pure categories, is equally balanced, while the factors of enlightenment possess a force strongly inclined toward the pure category alone, and it is for this reason that mind is not established as one. Further, the factors of enlightenment, for the most part, take a general characteristic as their own object, while mind, for the most part, takes a particular characteristic as its own object, and it is for this reason that mind is not established as one. Further, the factors of enlightenment counteract affliction; every affliction whatsoever is itself a mental concomitant, and it is for this reason that what is capable of counteracting it, too, cannot itself be the mind. Further, the factors of enlightenment assist enlightenment; the ruling mind ought not itself to assist that which it presides over, exactly as a king does not, in the sense of a minister, assist himself. Further, mind causes birth-and-death to revolve without end, while the factors of enlightenment are capable of cutting off birth-and-death — their own meanings being mutually incompatible, mind is thereby not established as one. Further, the factors of enlightenment are capable of taming the mind, and what is not capable of being tamed cannot itself serve as the tamer. There are those who wish to hold that concentration is itself precisely the mind, and who therefore say that mind, too, is a factor of enlightenment — this runs counter to principle, and is thereby not what is discussed here. One asks: among the universal mental factors, for what reason are solely mindfulness, concentration, wisdom, and feeling established as factors of enlightenment? The answer: mindfulness, concentration, and wisdom, these three, accord with the pure category, their force being augmented, and the factors of enlightenment, too, are just the same, and it is for this reason that these three are gathered in. As for feeling: with respect to both the defiled and the pure categories, its force is equally supreme, and it is for this reason that it, too, is established as a factor of enlightenment. There are further teachers who say: although feeling's own force within the defiled category is indeed supreme, it nonetheless performs a beneficial service with respect to the pure category — exactly as a person of the caṇḍāla lineage, though base and lowly, still performs a beneficial service for a noble clan — and it is for this reason that it, too, is established as a factor of enlightenment. Perception, volition, contact, and desire have a force strongly inclined toward the defiled category, and it is for this reason that they are not established as factors of enlightenment. As for confident resolve: its own force is strongly inclined toward a merely imagined contemplation, while the factors of enlightenment accord with a contemplation of genuine reality, and it is for this reason that confident resolve is not gathered within them. There are further teachers who say: the factors of enlightenment have their force augmented at the learner's own stage; it is only upon reaching the non-learner's own stage that confident resolve's own force becomes supreme, and it is for this reason that it is not established as a factor of enlightenment.
作意於境令心發覺易脫不定。菩提分法令心住境。義不相應故亦不立。有餘師說。初取境時作意力勝。至境相續彼力漸微。菩提分法要取境已多時方有。義不相應故亦不立。問何故三受皆通無漏。唯立喜為菩提分法。答樂捨二受無彼相故。復次菩提分法行相猛利。
Mental application, with respect to its object, causes the mind to give rise to awareness easily, yet in a manner readily detached and unfixed, while the factors of enlightenment cause the mind to abide firmly upon its object — these meanings being mutually incompatible, mental application, too, is thereby not established as one. There are further teachers who say: at the very initial moment of taking hold of an object, the force of mental application is supreme; once the object has already continued for some time, that same force gradually grows feeble, while the factors of enlightenment require that the object already be taken hold of for a considerable time before they exist at all — these meanings being mutually incompatible, mental application, too, is thereby not established as one. One asks: for what reason do all three kinds of feeling pervade the undefiled, yet solely joy is established as a factor of enlightenment? The answer: pleasure and equanimity, these two feelings, lack that same characteristic. Further, the factors of enlightenment possess a sharp, forceful aspect,
樂捨遲鈍故俱不立。復次無漏樂受為輕安樂所覆損故。捨為行捨所覆損故相不明了。故不立為菩提分法。
while pleasure and equanimity are sluggish and dull, and it is for this reason that neither is established. Further, the undefiled pleasant feeling is covered over and impaired by the pleasure of tranquility, while equanimity is covered over and impaired by the equanimity of formations, their own characteristic thereby failing to be clearly manifest, and it is for this reason that neither is established as a factor of enlightenment.
The reason offered for excluding mind — a king does not, in the sense of a minister, assist himself — is a small piece of political metaphor doing real conceptual work: it treats the factors of enlightenment as functionally subordinate to the mind they serve, assisting it toward awakening the way ministers assist a ruler, and thereby explains why mind could never occupy a slot within its own supporting cast, regardless of how central it obviously is to the entire enterprise — centrality and subordinate-function turn out to be different properties, and the factors of enlightenment are defined by the second, not the first.
8. Why Only Initial Inquiry, and Only Four of the Great Wholesome Dharmas
Two further exclusions round out the picture: of initial and sustained inquiry, only initial inquiry — sharp, forceful, and directly spurring right view onward — qualifies as a factor of enlightenment, sustained inquiry's own function being both feebler and covered over by initial inquiry's own predominance; and of the ten great wholesome-grounds dharmas, only faith, effort, tranquility, and equanimity qualify, each earning its place through a distinct, spelled-out function (faith as foundation, effort as universal spur, tranquility assisting insight, equanimity assisting calm-abiding), while shame, moral dread, and the rest are dismissed as supreme only within the scattered wholesome category, not within the concentrated wholesome category the factors of enlightenment belong to. A further teacher's own criterion — opposed by something strong, and whose own-nature is itself supreme — is offered as an alternative test, before non-manifesting form (embodied in right speech, action, and livelihood) is confirmed as the sole form-dharma admitted, and the four noble lineages are excluded through the memorable image of Śakra, lord of the gods, whose own boundless luxury still leaves him with only a resolve toward contentment, never its actual conduct.
問何故尋伺俱通無漏。唯立尋為菩提分法。答伺無彼相是故不立。
One asks: for what reason do both initial and sustained inquiry pervade the undefiled, yet solely initial inquiry is established as a factor of enlightenment? The answer: sustained inquiry lacks that same characteristic, and it is for this reason that it is not established.
復次菩提分法行相猛利。伺用微劣是故不立。復次伺用為尋所覆損故。於策正見尋用偏增。故伺不立菩提分法。問大善地法中何故但立信精進輕安捨四種為菩提分法耶。答由此四種順菩提勝故。偏立為菩提分法。謂趣菩提信為上首。將起眾行信為初基。故立信為菩提分法。精進遍策趣菩提行。令速趣向三乘菩提。故亦立為菩提分法。輕安調適對治惛沈助觀品勝。行捨平等對治掉舉助止品勝。菩提分中止觀為主。故俱立為菩提分法。慚愧等六散善品中勢用雖勝。而於定善勢用微劣。故不立為菩提分法。以菩提分定善攝故。
Further, the factors of enlightenment possess a sharp, forceful aspect, while the function of sustained inquiry is feeble and inferior, and it is for this reason that it is not established. Further, the function of sustained inquiry is covered over and impaired by initial inquiry — since the function of spurring right view onward is especially augmented within initial inquiry, sustained inquiry is thereby not established as a factor of enlightenment. One asks: among the great wholesome-grounds dharmas, for what reason are solely faith, effort, tranquility, and equanimity, these four kinds, established as factors of enlightenment? The answer: because these four accord excellently with what is supreme for enlightenment, and are thereby, and exclusively, established as factors of enlightenment — that is, in proceeding toward enlightenment, faith serves as the foremost guide; in the very setting forth of the many practices, faith serves as the initial foundation, and it is for this reason that faith is established as a factor of enlightenment; effort pervasively spurs onward the practices proceeding toward enlightenment, causing swift progress toward the enlightenment of the three vehicles, and it is for this reason that it, too, is established as a factor of enlightenment; tranquility, being well-regulated, counteracts torpor and assists the excellence of the insight aspect; equanimity, being balanced, counteracts agitation and assists the excellence of the calm-abiding aspect — within the factors of enlightenment, calm-abiding and insight are what is foremost, and it is for this reason that both are established as factors of enlightenment. Shame, moral dread, and the other four, though their force is supreme among the dispersed wholesome category, are feeble with respect to the wholesome category belonging to concentration, and it is for this reason that they are not established as factors of enlightenment, since the factors of enlightenment are gathered within the wholesome category belonging to concentration.
有餘師說。大善法中若所治強自性勝者立為覺分。餘則不爾所治強者。謂與一切染心相應。自性勝者。謂眾行本策發眾行助止觀勝。
There are further teachers who say: among the great wholesome dharmas, whatever is opposed by something strong, and whose own own-nature is supreme, is established as a factor of enlightenment; the rest are not so established. "Opposed by something strong" refers to whatever is associated with every defiled mind; "whose own own-nature is supreme" refers to whatever is the very root of the many practices, that spurs onward the many practices, or that assists the excellence of the calm-abiding or insight aspect.
信精進輕安捨皆具二義。慚愧等六無具二者。謂慚等五二義並無。
Faith, effort, tranquility, and equanimity all fully possess these two meanings; shame and the other five possess neither of the two in full — that is, shame and the remaining four lack both meanings entirely.
不放逸一種唯闕自性勝。故不立為菩提分法。問何故欣厭亦體是善。而不立為菩提分法。答欣厭二法不能遍緣。一心品中無容俱起。助覺非勝是故不立。問何故一切色等法中唯無表色。有立覺分非餘法耶。答正語業命隨順聖道。勢用偏增故立覺分。餘法不爾是故不立。問何故聖種不立覺分。答若於在家及出家眾。二事勝者立為覺分。一期心勝。二受行勝。彼四聖種於出家眾有二事勝。於在家者唯一事勝。謂有期心無受行義。如天帝釋坐寶花座。有十二那庾多諸天美女恒自圍遶。常有六萬音樂。而為娛樂。於四聖種雖有期心無受行義。影堅王等諸大國王。給孤獨等諸大長者亦復如是。
Heedfulness alone lacks solely the meaning of a supreme own-nature, and it is for this reason that it is not established as a factor of enlightenment. One asks: for what reason are joyful contentment and weariness, too, of the very own-nature of the wholesome, and yet not established as factors of enlightenment? The answer: these two dharmas, joyful contentment and weariness, are incapable of pervasively taking every object as their own, there being no possibility, within a single class of mind, of both arising together — assisting awakening is not what is supreme in them, and it is for this reason that neither is established. One asks: for what reason, among every dharma of form and the rest, is solely non-manifesting form established as an awakening-branch, and not any other dharma? The answer: right speech, right action, and right livelihood accord with the noble path, their own force being augmented, and it is for this reason that they are established as awakening-branches; the remaining dharmas are not so, and it is for this reason that they are not established. One asks: for what reason are the noble lineages not established as awakening-branches? The answer: whatever, whether among householders or among renunciants, possesses two supreme matters is established as an awakening-branch — the first being a supreme resolve of mind, the second being a supreme conduct of practice. These four noble lineages possess two supreme matters among renunciants, but possess only a single supreme matter among householders, this being a supreme resolve of mind alone, without the meaning of a supreme conduct of practice — exactly as Śakra, the lord of the gods, seated upon his own jeweled lotus throne, ever surrounded by twelve myriad myriads of celestial maidens, with sixty thousand instruments of music constantly playing for his own entertainment, possesses, with respect to the four noble lineages, a resolve of mind alone, without the meaning of a conduct of practice; King Prasenajit and the other great kings of the realm, and Anāthapiṇḍika and the other great elders, too, are just the same,
Śakra's own inclusion in this argument is a striking rhetorical choice: rather than illustrating the noble lineages' own limits through an ordinary householder, the text reaches for the single most extravagantly provisioned being in its entire cosmology — surrounded by twelve myriad myriads of celestial maidens and sixty thousand instruments of unceasing music — precisely because if even Śakra, at the very pinnacle of worldly abundance, can only ever resolve toward contentment without ever actually practicing it, then the claim that a householder's own relationship to the noble lineages is structurally incomplete is put beyond any possible objection that a sufficiently fortunate householder might somehow be the exception.
9. The Three Faculties, and Why the Awakening-Factor Formula Says More
A final major topic opens: the Vibhajyavādins' claim that there exist forty-one factors of enlightenment (the standard thirty-seven plus the four noble lineages) is rejected outright as contrary to principle, before the *Prakaraṇapāda*'s own precise definitions of the mindfulness awakening-factor and right view are laid out through the three faculties — "I shall come to know the unknown," belonging to the noble disciple newly reflecting on the four truths; "already knowing," belonging to the learner who has seen the calamity of birth-and-death; and "fully knowing," belonging to the arhat contemplating his own mind's liberation. A puzzle then asks why the awakening-factor formula explicitly says "capable of assisting enlightenment" while the parallel path-branch formula omits this phrase entirely, resolved through four converging reasons culminating in the observation that the path of cultivation lies close to the knowledge of exhaustion and of non-arising — itself named "enlightenment" — while the path of seeing remains comparatively remote from it. The section closes with the Venerable Vasumitra's resolution of how the contaminated contemplation of impurity can be said to "co-arise" with the wholly undefiled mindfulness awakening-factor: not literally at once, but as two states passing the baton back and forth in immediate, uninterrupted succession.
故四聖種不立覺分。有作是說。前三聖種無貪善根以為自性。第四聖種即是精進。樂斷樂修精進攝故。若作是說。第四聖種亦是覺分。分別論者立四十一菩提分法。謂四聖種足三十七。不應理故非此所論品類足說。云何念覺支。謂聖弟子。於苦集滅道。思惟苦集滅道起能助菩提念。乃至廣說。是未知當知根。或諸學者見生死過患涅槃勝利。起能助菩提念。乃至廣說。是已知根。或阿羅漢。觀心解脫起能助菩提念。乃至廣說。是具知根。是名念覺支乃至捨覺支。廣說亦爾。云何正見。謂聖弟子於苦集滅道思惟苦集滅道。起擇法。乃至廣說是未知當知根。或諸學者見生死過患涅槃勝利。起擇法乃至廣說。是已知根。或阿羅漢。觀心解脫起擇法。乃至廣說。是具知根是名正見。乃至正定廣說亦爾。問何故覺支。中說起能助菩提念等言。道支中不說起能助菩提擇法等言答應說而不說者。當知此義有餘。復次欲現異說異文。由異說異文故。說者受者俱生欣樂。復次欲現二門二略二階二蹬二炬二明二光二影故作是說。復次先作是說。盡無生智名曰菩提。修道位中覺支義顯。近菩提故說助菩提。見道位中道支義顯。去菩提遠是故不說。如契經說。不淨觀俱修念覺支。依止厭依止離依止滅迴向於捨。乃至捨覺支廣說亦爾。問不淨觀是有漏。七覺支是無漏。云何有漏法與無漏法俱。尊者世友作如是說。以不淨觀攝伏其心。令極調柔有堪能已無間能起覺支現前。從此復能起不淨觀。依如是義故說俱言。
and it is for this reason that the four noble lineages are not established as awakening-branches. There are those who say: the first three noble lineages take non-attachment as their own wholesome root as their own own-nature; the fourth noble lineage is itself precisely effort, since it is gathered within the delight in cutting off and the delight in cultivating. Were one to speak in this way, the fourth noble lineage, too, would be an awakening-branch. The Vibhajyavādins establish forty-one factors of enlightenment, this referring to the four noble lineages added to the thirty-seven — this does not accord with principle, and is thereby not what is discussed in this treatise, this being a matter for the *Prakaraṇapāda* to state. What is the mindfulness awakening-factor? It refers to the noble disciple who, with respect to suffering, accumulation, cessation, and the path, reflects upon suffering, accumulation, cessation, and the path, giving rise to a mindfulness capable of assisting enlightenment, and so on, stated at length — this is the faculty of "I shall come to know the unknown." Or, alternatively, it refers to the various learners who, seeing the calamity of birth-and-death and the excellence of nirvāṇa, give rise to a mindfulness capable of assisting enlightenment, and so on, stated at length — this is the faculty of having already known. Or, alternatively, it refers to the arhat who, contemplating his own mind's liberation, gives rise to a mindfulness capable of assisting enlightenment, and so on, stated at length — this is the faculty of fully knowing. This is named the mindfulness awakening-factor, and so on, up through the equanimity awakening-factor, stated fully in just the same way. What is right view? It refers to the noble disciple who, with respect to suffering, accumulation, cessation, and the path, reflects upon suffering, accumulation, cessation, and the path, giving rise to investigation-of-dharma, and so on, stated at length — this is the faculty of "I shall come to know the unknown." Or, alternatively, it refers to the various learners who, seeing the calamity of birth-and-death and the excellence of nirvāṇa, give rise to investigation-of-dharma, and so on, stated at length — this is the faculty of having already known. Or, alternatively, it refers to the arhat who, contemplating his own mind's liberation, gives rise to investigation-of-dharma, and so on, stated at length — this is the faculty of fully knowing. This is named right view, and so on, up through right concentration, stated fully in just the same way. One asks: for what reason, in speaking of the awakening-factors, does the text speak of "giving rise to a mindfulness capable of assisting enlightenment," and the like, while, in speaking of the path-branches, the text does not speak of "giving rise to investigation-of-dharma capable of assisting enlightenment," and the like? The answer: this ought indeed to be so stated, and that it is not so stated should be understood to be a case whose meaning has been left over for elsewhere. Further, it is because a desire to display a differing manner of speaking and a differing text is intended — since, by means of a differing manner of speaking and a differing text, both the speaker and the listener alike give rise to joyful delight. Further, it is because a desire to display two gateways, two abbreviated forms, two stages, two rungs of a ladder, two torches, two lights, and two shadows is intended, and it is for this reason that it is spoken of in this way. Further, it was earlier stated that the knowledge of exhaustion and of non-arising is named "enlightenment"; within the stage of the path of cultivation, the very meaning of an awakening-factor is thereby manifest, being close to enlightenment, and it is for this reason that it is said to "assist enlightenment"; within the stage of the path of seeing, the very meaning of a path-branch is thereby manifest, being remote from enlightenment, and it is for this reason that this same phrase is not spoken there. Exactly as the scripture states: the contemplation of impurity is cultivated together with the mindfulness awakening-factor, its own basis being weariness, its own basis being freedom from attachment, its own basis being cessation, and turning toward relinquishment; and so on, up through the equanimity awakening-factor, stated fully in just the same way. One asks: the contemplation of impurity is contaminated, while the seven awakening-factors are undefiled — how can a contaminated dharma co-arise together with an undefiled dharma? The Venerable Vasumitra speaks as follows: it is by means of the contemplation of impurity that the mind is subdued and tamed, causing it to become utterly pliant and capable, and, once it is so, one becomes able to give rise to an awakening-factor immediately thereafter, without interruption, this same awakening-factor being what again gives rise to the contemplation of impurity — it is in reliance upon this same meaning that they are spoken of as "co-arising together."
Vasumitra's resolution of the impurity-contemplation puzzle — that "co-arising" describes an unbroken relay between two states rather than a single moment containing both — is a recurring move throughout this entire fascicle, appearing already in the account of how contaminated hearing eventually gives rise to the power to cut off affliction, and it will appear again in the very next section: whenever the treatise faces an apparent contradiction between two things that seem to need to happen at once, the solution is very often to discover that scripture's own "together" was never claiming simultaneity in the first place, only an immediacy so tight that ordinary language cannot resist compressing it into a single moment.
10. How Mere Listening Can Cut Off the Five Hindrances
The fascicle closes with a final puzzle: how can a scripture credit "listening to the dharma with a single, one-pointed mind through the ear" with cutting off the five hindrances, when it is only mental consciousness's own wisdom accomplished through cultivation — never the ear-consciousness itself, nor the innate wisdom of mere hearing or thinking — that is genuinely capable of cutting off affliction? The answer traces an unbroken chain of immediately successive causes: wholesome ear-consciousness gives rise to wholesome mental consciousness, which gives rise to the wisdom accomplished through hearing, then through thinking, then through cultivation, which alone, once fully matured, cuts off the five hindrances — hearing thus deserves the credit as the chain's own first link, not as the cutting-off's own direct cause. A closing puzzle then resolves, in three different ways, why the same scripture speaks of cutting off the five hindrances and swiftly perfecting the seven awakening-factors as though simultaneous, when the former plainly precedes the latter.
如契經說。諸聖弟子。若以一心屬耳聽法。能斷五蓋修七覺支速令圓滿。問要在意識修所成慧能斷煩惱非在五識。生得聞思能斷煩惱。如何乃說若以一心屬耳聽法能斷五蓋。答依展轉因故作是說。
Exactly as the scripture states: the various noble disciples, if they listen to the dharma with a single, one-pointed mind through the ear, are thereby capable of cutting off the five hindrances, cultivating the seven awakening-factors so as to bring them swiftly to full perfection. One asks: it is necessarily within mental consciousness, through the wisdom accomplished by cultivation, that one is capable of cutting off affliction, not within the five sense-consciousnesses — the innate wisdom of hearing and of thinking are incapable of cutting off affliction — how, then, can it be said that, by means of a single, one-pointed mind listening through the ear, the five hindrances are cut off? The answer: it is with reference to a chain of successive causes that this is spoken of in this way —
謂善耳識無間引生善意識。此善意識無間引生聞所成慧。此聞所成慧無間引生思所成慧。此思所成慧無間引生修所成慧。此修所成慧修習純熟。能斷五蓋故不違理。問斷五蓋時未能圓滿修七覺支。何故契經作如是說。能斷五蓋修七覺支速令圓滿。答離欲染時名能斷五蓋。離色染時名修七覺支離無色染時名速令圓滿故無有失。有作是說。離欲染時名能斷五蓋。離無色染時名修七覺支速令圓滿。此說初後略去中間故無有失。復有說者。無間道時名能斷五蓋。解脫道時名修七覺支速令圓滿。相隣近故說名為速。
that is, wholesome ear-consciousness gives rise, immediately and without interruption, to wholesome mental consciousness; this same wholesome mental consciousness gives rise, immediately and without interruption, to the wisdom accomplished through hearing; this same wisdom accomplished through hearing gives rise, immediately and without interruption, to the wisdom accomplished through thinking; this same wisdom accomplished through thinking gives rise, immediately and without interruption, to the wisdom accomplished through cultivation; this same wisdom accomplished through cultivation, once its own cultivation has become genuinely mature, is capable of cutting off the five hindrances — and it is for this reason that this does not contradict principle. One asks: at the very time the five hindrances are cut off, one has not yet been able to fully perfect the cultivation of the seven awakening-factors — for what reason, then, does the scripture speak in this way, saying that cutting off the five hindrances and cultivating the seven awakening-factors so as to bring them swiftly to full perfection occur together? The answer: at the very time of becoming free of the desire realm's own defilement, it is named being capable of cutting off the five hindrances; at the very time of becoming free of the form realm's own defilement, it is named cultivating the seven awakening-factors; at the very time of becoming free of the formless realm's own defilement, it is named bringing them swiftly to full perfection — and it is for this reason that there is no fault in this. There are those who say: at the very time of becoming free of the desire realm's own defilement, it is named being capable of cutting off the five hindrances; at the very time of becoming free of the formless realm's own defilement, it is named cultivating the seven awakening-factors so as to bring them swiftly to full perfection — this speaks of the very beginning and the very end, the middle being abbreviated, and it is for this reason that there is no fault in this. There are, further, those who say: at the very time of the uninterrupted path, it is named being capable of cutting off the five hindrances; at the very time of the path of liberation, it is named cultivating the seven awakening-factors so as to bring them swiftly to full perfection — these two being mutually adjacent, in close proximity, it is for this reason that they are spoken of as swift.
The causal-chain resolution offered here for how mere listening can be credited with cutting off affliction is a genuinely careful piece of moral and cognitive accounting: rather than either literally crediting the ear (which the text explicitly denies is possible) or dismissing the scripture's own language as loose exaggeration, it insists that every link in a causal chain deserves some share of credit for what only its final link directly accomplishes — exactly as one might credit a spark for a fire it did not itself become, because without the spark the chain that produced the fire would never have begun.
Fascicle 96 Complete
This closes fascicle 96 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary. Fascicle 96 continued the Branches of the Learner Nyāsa (學支納息第一之四), finishing the debate over simultaneous versus sequential arising of the awakening-factors inherited from fascicle 95, then turning to a full accounting of the thirty-seven factors of enlightenment — their genuine substance, their own etymology, the reasons for their sequence, how many exist and manifest together at every concentration-ground, their overlap with the awakening-factors and path-branches, the universal mental factors gathered within them, the three faculties of "I shall come to know the unknown," "already knowing," and "fully knowing," and closing with how mere listening to the dharma can be credited with cutting off the five hindrances. Fascicle 97 continues within the same nyāsa.