Who Creates, Who Receives?
Fascicle 124 closes the Manifest-and-Unmanifest Nyāsa with the eight-component upavāsa fast, Kātyāyana's story of the butchers and the adulterers, and the Buddha's rebuke of Śakra's boast — then opens the Own-Karma Nyāsa, asking what makes karma truly "one's own" and whether the same person who creates karma is the one who receives its fruit. This page carries Ru-Yi's complete translation.
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
Fascicle 124 closes the Manifest-and-Unmanifest Nyāsa (表無表納息第四之三) and opens the Own-Karma Nyāsa (自業納息第五之一), the fifth topic-unit of the Karma Aggregate. Terms established across fascicles 93–123 recur here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. Does Taking the Three Refuges Alone Make One an Upāsaka?
Fascicle 124 opens with a genuine institutional puzzle: does simply taking the Three Refuges, without formally listing the five precepts, already make one an upāsaka — and does taking only some of the five precepts still count? The Gandhāran masters say yes to both, giving rise to the upāsaka "of one portion," "of a minor portion," "of a major portion," and "of the full portion" depending on how many precepts one keeps; the Kashmiri masters disagree, holding that only the complete five-precept vow makes a true upāsaka, and reinterpreting the "portion" language as describing which precepts one actually upholds afterward, not how many one formally received.
問頗有唯受三歸成近事不。為有律儀缺減成近事不。若言有者。契經所說文句差別豈非無義。如說我某甲歸佛法僧。願尊憶持。我是近事我從今日乃至命終。護生歸淨。亦應說有律儀缺減勤策苾芻等。若無者。即前契經文句差別寧非無義。何故安立一分少分多分滿分近事耶。健馱羅國諸論師言。唯受三歸及律儀缺減悉成近事。
Question: is there a case where simply taking the Three Refuges alone makes one an upāsaka? Or is there a case where incomplete restraint makes one an upāsaka? If it is said that there is, then would not the sūtra's own distinct wording become meaningless — as when it says, "I, so-and-so, take refuge in the Buddha, the Dharma, and the Saṅgha; may the venerable one bear witness — I am an upāsaka, and from this day until the end of my life shall protect life and take refuge in purity"? For it ought then equally to be said that there is incomplete restraint for a novice or a bhikṣu as well. But if it is said that there is not, then would not the sūtra's own distinct wording given before become meaningless instead — why then does it establish the upāsaka of one portion, of a minor portion, of a major portion, and of the full portion? The treatise-masters of Gandhāra say: taking the Three Refuges alone, and incomplete restraint as well, both make one an upāsaka.
問若唯受三歸成近事者。契經文句寧非無義。經說近事受律儀時。
Question: if taking the Three Refuges alone makes one an upāsaka, then would not the sūtra's own wording become meaningless — for the sūtra says that, when the upāsaka receives restraint,
於戒師前作如是說。我某甲歸佛法僧。願尊憶持我是近事。我從今者乃至命終。於其中間護生歸淨。答彼由此表但得三歸。名為近事而未得律儀。後說學處方得律儀。然彼文句非為無義。由後自誓令前三歸得堅牢故。若不護生歸非淨故。問若缺減律儀成近事者。便為善順一分等言。所以者何。若受一名一分。受二名少分。受三受四名多分。具受五名滿分故。云何不有律儀缺減勤策苾芻等耶。答佛觀所化機宜不同。授與律儀亦不一種。如諸近事不樂捨家為攝引故。佛隨其意於五學處多少受得。故彼律儀有缺減受。苾芻勤策意樂捨家。為安立故制具律儀。具受乃得故彼律儀無缺減受。以是世尊內眷屬故。迦濕彌羅國諸論師言。無有唯受三歸及缺減律儀名為近事。問若爾契經寧非無義。如說我某甲歸佛法僧。乃至廣說。答彼由此表既得三歸。亦得律儀故成近事。問此唯自誓離於殺生。云何由此具得五種。答由此自誓離殺為依。五種律儀亦俱時得。五學處中彼為勝故。以受戒者為不損生。於損生中殺為上首。故以離殺為五所依。又護生言非唯離殺。謂不損惱一切有情。彼自誓言我從今者乃至命盡。於諸有情不害其命。不盜其物。不侵其妻。不行虛誑。為護前四。亦不飲酒。故護生言非唯離殺。然有別誦言捨生者。此言意說捨殺生等。略去殺等但說捨生。又捨生言顯於生類。
— he says, before his preceptor, "I, so-and-so, take refuge in the Buddha, the Dharma, and the Saṅgha; may the venerable one bear witness — I am an upāsaka, and from this day until the end of my life shall, throughout that span, protect life and take refuge in purity." Answer: by this declaration he obtains only the Three Refuges, being thereby called an upāsaka, but has not yet obtained restraint — it is only afterward, when the training rules are spoken, that he obtains restraint. Yet this wording is not without meaning, since it is by this later self-vow that the earlier Three Refuges are made firm and stable — for without protecting life and taking refuge in purity, they would not be pure. Question: if incomplete restraint makes one an upāsaka, this would well accord with the terms "one portion" and the rest, for why is this? For undertaking one precept is called "one portion," undertaking two is called "a minor portion," undertaking three or four is called "a major portion," and undertaking the full five is called "the full portion" — so why then is there no incomplete restraint for a novice or a bhikṣu as well? Answer: the Buddha, observing the differing capacities of those he converts, bestows restraint accordingly, not uniformly — since upāsakas are unwilling to give up household life, the Buddha, in order to draw them in, allows them to receive as many or as few of the five training rules as they wish, and hence this restraint may be incompletely received. Bhikṣus and novices, by contrast, are willing to give up household life, and, for the sake of establishing them properly, the Buddha prescribes the full restraint, obtained only through complete reception, and hence this restraint cannot be incompletely received, since these are the World-Honored One's own inner household. The treatise-masters of Kashmir say: there is no such thing as taking the Three Refuges alone, or incomplete restraint, being called an upāsaka. Question: if so, would not the sūtra become meaningless — as when it says, "I, so-and-so, take refuge in the Buddha, the Dharma, and the Saṅgha," and so on in full? Answer: by this declaration he obtains both the Three Refuges and restraint at once, and thereby becomes an upāsaka. Question: this vow speaks only of abstaining from taking life — how then does one thereby obtain the full complement of all five? Answer: it is on the basis of this self-vow to abstain from taking life that all five restraints are obtained simultaneously, since among the five training rules, this one is supreme — for the very point of taking these precepts is to avoid harming life, and among all forms of harming life, killing is foremost, and hence abstaining from killing is made the basis for all five. Moreover, the phrase "protecting life" does not mean abstaining from killing alone, but not harming any being whatsoever — for his self-vow says, "From this day until the end of my life, I shall not take the life of any being, shall not steal their property, shall not violate their spouse, shall not speak falsely" — and, in order to protect these first four, he also abstains from drinking wine. Hence "protecting life" does not mean abstaining from killing alone. There is, however, a variant recitation that says "abandoning life" — this phrase means abandoning killing and the rest, abbreviating "killing and the rest" to simply "life"; and the phrase "abandoning life" further indicates, with respect to living beings,
捨損惱事即五律儀。皆為遮防損生事故。由此自誓方得律儀。故彼契經非為無義。問若唯自誓便得律儀。何故復說五種學處。答雖由自誓已得律儀。而未了知彼差別相。欲令知故說五學處。故彼所說皆非無義。問若爾何故說有一分等鄔波索迦耶。答此說持位非說受位。謂於五中持一不持四名一分。持二不持三名少分。持三持四名多分。具持五名滿分。尊者僧伽筏蘇分同前二師說。彼說無有唯受三歸便成近事。然有缺減五種律儀亦成近事。謂彼將受近事戒時。
— abandoning the deeds that harm and injure them, which is precisely the five restraints, all established to guard against and prevent the harming of life. It is by this very self-vow that restraint is thereby obtained, and hence the sūtra is not without meaning. Question: if the mere self-vow alone obtains restraint, why does the sūtra go on to speak of the five training rules as well? Answer: although restraint has already been obtained through the self-vow, one does not yet know the distinct marks of each of the five, and it is in order to make this known that the five training rules are spoken of — and hence what is said is not without meaning in any part. Question: if so, then why does it speak of the upāsaka of one portion and the rest? Answer: this speaks of the stage of upholding the precepts, not the stage of receiving them — that is, among the five, upholding one and not the other four is called "one portion"; upholding two and not the other three is called "a minor portion"; upholding three or four is called "a major portion"; and upholding all five completely is called "the full portion." The Venerable Saṃghavasu partly agrees with each of the two preceding masters: he holds that there is no such thing as taking the Three Refuges alone making one an upāsaka, yet there is such a thing as incomplete restraint of the five also making one an upāsaka — that is, at the time one is about to receive the upāsaka's precepts,
先與戒師共詳審議。如是學處我能受持。如是學處我不能受。既詳議已歸佛法僧。自誓要期得爾所戒隨先詳議能受少多。今得律儀其數亦爾。由此故說近事律儀名詳議戒。非勤策等戒得有此名。如是說者。無但三歸即成近事。亦無缺減近事律儀。成近事者如無缺減。勤策等律儀名勤策等彼亦如是。
— one first deliberates carefully with one's preceptor as to which of these training rules one is able to uphold and which one is not, and, having so deliberated, then takes refuge in the Buddha, the Dharma, and the Saṅgha, and vows to obtain precisely those precepts one is committed to — and, according to however many one was able to commit to in this prior deliberation, one now obtains restraint in that same number. It is for this reason that the upāsaka's restraint is called the "deliberated precept," a name that does not apply to the novice's or bhikṣu's precepts. According to this last account: there is no such thing as taking the Three Refuges alone making one an upāsaka, nor is there such a thing as incomplete upāsaka-restraint — one becomes an upāsaka only through complete restraint, just as one becomes a novice or the like only through the complete novice or other restraint, without any incompleteness — it is just the same here.
The Kashmiri resolution of why a vow naming only abstention from killing can still establish all five precepts at once is a small piece of elegant reasoning: killing is treated as the "head" of harm, and "protecting life" is read broadly enough to already imply not stealing, not violating another's spouse, not lying, and not drinking — since drunkenness itself undermines one's capacity to protect others. A single vow, properly unpacked, turns out to already contain the rest.
2. Skipping a Step: Restraint Without Refuge, and What Happens When You Advance a Level
The same structural question recurs at every rung of the ordination ladder — can one receive prātimokṣa restraint without first taking the Three Refuges, or become a novice without first being an upāsaka, or a bhikṣu without first being a novice? The answer turns on motive: skipping the step from simple ignorance of proper order still succeeds, but skipping it out of pride — deliberately refusing the "lesser" step as beneath oneself — fails outright, since a mind entangled by pride cannot receive restraint at all. A further puzzle asks whether advancing a level (upāsaka to novice, novice to bhikṣu) discards the earlier restraint or simply adds to it, with rival tallies of exactly how many total precepts one would then hold.
問諸有但受近事律儀。不受三歸得律儀不。有說不得。以受三歸與此律儀。為門為依為加行故。有說不定謂若不知先受三歸後方受戒。信戒師故便受律儀。彼得律儀戒師得罪若彼解了先受三歸。後受律儀是正儀式。但憍慢故不受三歸。作如是言且應受戒。何用歸信佛法僧。為彼慢纏心雖受不得。問若先不受近事律儀。便受勤策律儀。得勤策律儀不。有說不得。以近事律儀與此律儀為門為依為加行故。有說不定。若不了知先受近事律儀。後方受勤策律儀。信戒師故受此律儀。彼得律儀戒師得罪。若彼解了先受近事律儀。後受勤策律儀是正儀式。但憍慢故不欲受學近事律儀。作如是言何用受此近事劣戒。彼慢纏心雖受不得。如說不受近事律儀。而受勤策律儀。如是不受勤策律儀。而受苾芻律儀。廣說亦爾。問諸近事受勤策律儀。及勤策受苾芻律儀。彼為捨前律儀得後律儀不。若捨前得後者。何故施設論說前後律儀彼俱成就。又若捨者。後捨勤策為近事時。及捨苾芻為勤策時。更來受戒。云何得彼近事勤策二律儀耶。若不捨者。彼既成就二種律儀。或復三種。何故得名唯依後戒。又親教師彼既有二。何故佛說後是前非。答受後律儀不捨前戒。謂近事受勤策律儀不捨近事五。更得勤策十。爾時成就十五律儀。若勤策受苾芻律儀。不捨前十五更得苾芻過二百五十。爾時成就過二百六十五律儀。有餘師說。若近事受勤策律儀。不捨近事五更得勤策五。爾時成就十種律儀。若勤策受苾芻律儀。不捨前十更得苾芻過二百四十。爾時成就過二百五十律儀。問彼既成就二種律儀或復三種。何故得名唯依後戒。答就勝立名不應為難。如得勝位捨本劣名。問彼親教師既有二種。何故佛說後是前非。答以勝律儀依後師得。不依前故。如不依彼律儀得名。彼師亦爾。復有說者。
Question: if one takes prātimokṣa restraint without taking the Three Refuges, does one obtain the restraint? Some say: one does not, since taking the Three Refuges serves as the gateway, the basis, and the preparatory action for this restraint. Some say: it is not fixed — that is, if one does not know that one must first take the Three Refuges before receiving the precepts, and, trusting one's preceptor, receives the restraint anyway, one does obtain the restraint, though the preceptor incurs the fault; but if one understands that first taking the Three Refuges and only afterward receiving the restraint is the proper procedure, yet, out of pride alone, refuses to take the Three Refuges, saying, "Let me simply receive the precepts — what need is there to take refuge in faith in the Buddha, the Dharma, and the Saṅgha?" — then, because his mind is entangled by pride, though he receives the precepts, he does not obtain the restraint. Question: if one has not first taken the upāsaka's restraint and directly receives the novice's restraint, does one obtain the novice's restraint? Some say: one does not, since the upāsaka's restraint serves as the gateway, the basis, and the preparatory action for this restraint. Some say: it is not fixed — if one does not know that one must first take the upāsaka's restraint before receiving the novice's restraint, and, trusting one's preceptor, receives this restraint anyway, one does obtain the restraint, though the preceptor incurs the fault; but if one understands that first taking the upāsaka's restraint and only afterward receiving the novice's restraint is the proper procedure, yet, out of pride alone, is unwilling to undertake the upāsaka's own restraint, saying, "What need is there to receive this inferior upāsaka precept?" — then, because his mind is entangled by pride, though he receives the precepts, he does not obtain the restraint. Just as it is said for not receiving the upāsaka's restraint yet receiving the novice's restraint, so too it is explained in full for not receiving the novice's restraint yet receiving the bhikṣu's restraint. Question: when an upāsaka receives the novice's restraint, or a novice receives the bhikṣu's restraint, does he give up the earlier restraint and obtain the later one? If he gives up the earlier and obtains the later, why does the Prajñaptiśāstra say that he possesses both the earlier and later restraints together? And if he does give it up, then when he later gives up the novice's restraint to return to being an upāsaka, or gives up the bhikṣu's restraint to return to being a novice, and must receive the precepts once more, how could he obtain the upāsaka's or novice's restraint again at all? But if he does not give it up, then, already possessing two or even three kinds of restraint, why is he named solely with reference to the later precept? And, having had two preceptors, why does the Buddha say that the later one is valid and the earlier one is not? Answer: receiving the later restraint does not give up the earlier precept — that is, when an upāsaka receives the novice's restraint, he does not give up the upāsaka's own five precepts, but further obtains the novice's ten, and at that time possesses fifteen restraints in all; when a novice receives the bhikṣu's restraint, he does not give up the previous fifteen, but further obtains the bhikṣu's own more than two hundred and fifty, and at that time possesses more than two hundred and sixty-five restraints in all. Other masters say: when an upāsaka receives the novice's restraint, he does not give up the upāsaka's own five precepts, but further obtains the novice's own five, and at that time possesses ten restraints in all; when a novice receives the bhikṣu's restraint, he does not give up the previous ten, but further obtains the bhikṣu's own more than two hundred and forty, and at that time possesses more than two hundred and fifty restraints in all. Question: since he already possesses two or even three kinds of restraint, why is he named solely with reference to the later precept? Answer: he is named according to what is superior, and this ought not to be raised as an objection, just as one who attains a superior rank gives up the name of his original, inferior one. Question: since he has had two preceptors, why does the Buddha say that the later one is valid and the earlier one is not? Answer: because the superior restraint is obtained in dependence upon the later teacher, not the earlier — just as one is named according to what one does not depend upon for one's restraint, so too it is with the teacher. Other masters say:
捨前律儀。問若爾何故施設論說前後律儀彼俱成就。答彼論意說。
— he does give up the earlier restraint. Question: if so, why does the Prajñaptiśāstra say that he possesses both the earlier and later restraints together? Answer: that treatise's own intent is to say
由前律儀資後令勝。前戒勢力今時猶轉故說成就。而先律儀實不成就。問後捨苾芻為勤策時。及捨勤策為近事時。復云何得彼二戒耶。答即由語表自誓我今還為勤策或近事故。得二律儀非成舊戒。
— that the earlier restraint supports the later, making it superior, and it is because the force of the earlier precept still continues to operate at this time that he is said to "possess" it, though the earlier restraint is not, in fact, still possessed. Question: when one later gives up the bhikṣu's restraint to return to being a novice, or gives up the novice's restraint to return to being an upāsaka, how does one then obtain those two precepts again? Answer: it is precisely through manifest verbal karma, vowing to oneself, "I shall now become a novice, or an upāsaka, once more," that one obtains these two restraints — this does not constitute the completion of the old precept.
如是說者不捨前戒而得後戒彼後所受非前所受相違法故。又前後戒因。緣各別。不應相合成十數等。
According to this account: one does not give up the earlier precept in obtaining the later one, since what is received later is not a dharma contrary to what was received before; moreover, the cause and condition of the earlier and later precepts are each distinct, and hence they ought not to be combined into a total of ten and so forth.
That pride alone — not mere procedural error — is what voids an otherwise identical ordination is a striking piece of moral psychology: the treatise is less interested in whether the correct words were spoken in the correct order than in the state of mind behind the shortcut, treating arrogance as something that can invalidate a ritual act even when its outward form is followed perfectly.
3. The Boy Who Married: Does Restraint Reach a Future Spouse in Advance?
A charming thought experiment: a boy takes the upāsaka precepts, including abstention from sexual misconduct, years before he has any wife at all — does his restraint already, at that moment, cover the woman he will one day marry? The treatise answers yes, he already possesses it with respect to her, yet insists this creates no later violation, since the vow was never against intimacy with a legitimate spouse in the first place, only against misconduct — resolved through the idea that a single continuum can contain many distinct components, each with its own separately triggered scope.
問若童子時受近事戒。至少年位。方娉妻室。彼於此妻先得戒不。
Question: if one receives the upāsaka's precepts as a boy, and only later, upon reaching youth, takes a wife, does one already possess this precept with respect to this particular wife beforehand?
若先得者今應犯戒。若先不得則此律儀應從少分有情處得。答應言先得。問若爾今應犯戒。答得由別分非總相續。先所受得離欲邪行。非非梵行今如何犯。習近自妻非邪行故。謂一相續別分有多。
If one already possesses it beforehand, then one ought now to violate the precept; but if one does not already possess it beforehand, then this restraint would have to be obtained with respect to only a partial portion of beings. Answer: one should say that one already possesses it beforehand. Question: if so, then one ought now to violate the precept. Answer: it is obtained with respect to a particular component, not the whole continuum entire — what was previously received and obtained was abstention from sexual misconduct, not from unchaste conduct altogether, so how could one now violate it? Since intimacy with one's own legitimate wife is not misconduct at all, one and the same continuum may have many distinct components,
所遮所行別故無犯問若童子位得不作律儀。至少年時方娉妻室。彼於此妻先得律儀不。若先得者今應犯律儀。然不作律儀得必無犯。
— what is prohibited and what is actually done being distinct, and hence there is no violation. Question: if one obtains the restraint of non-doing as a boy, and only later, upon reaching youth, takes a wife, does one already possess this restraint with respect to this particular wife beforehand? If one already possesses it beforehand, then one ought now to violate the restraint — yet the restraint of non-doing, once obtained, can definitely never be violated.
若先不得則此律儀。應從少分有情處得。答應言先得廣說如前。問近事律儀依何處有。答依欲界有非色無色界。依人趣有非餘趣。依三洲有除北洲。問若此律儀唯依人趣。契經所說當云何通。如契經說。時天帝釋來詣佛所。作如是言。願佛憶持。我是近事我從今者乃至命終。於其中間護生歸淨。答彼自顯示是信等流。非受律儀不應為難。
But if one does not already possess it beforehand, then this restraint would have to be obtained with respect to only a partial portion of beings. Answer: one should say that one already possesses it beforehand, explained in full as before. Question: in which places does the upāsaka's restraint exist? Answer: it exists within the desire realm, not the form or formless realms; within the human destiny, not the other destinies; and across three continents, excepting the northern continent. Question: if this restraint belongs solely to the human destiny, how is the sūtra's own statement to be reconciled — as when the sūtra says that Śakra, lord of the gods, once came before the Buddha and said, "May the Buddha bear witness — I am an upāsaka, and from this day until the end of my life shall, throughout that span, protect life and take refuge in purity"? Answer: he was merely displaying an outflow of faith, not actually receiving restraint, and hence this ought not to be raised as an objection.
The "single continuum, distinct components" solution lets the treatise have it both ways — a precept genuinely universal in scope (covering every being, including people not yet met) without becoming impossibly restrictive — by locating the relevant boundary not in who is covered but in which acts were ever actually prohibited to begin with; marital intimacy, never having been forbidden, simply falls outside the vow's reach no matter how far in advance the vow was taken.
4. The Eight-Component Fast: Naming, Reception, and Its Fixed One-Day Span
A detailed account of the upavāsa (near-dwelling) restraint — the lay one-day, one-night fast — works through why it is called "eight components" though nine practices are listed (two, on adornment and on entertainment, being merged into one), a set of etymologies pairing it with the path-factor/path and awakening-factor/awakening pattern, and its strict procedural requirements: it must be received from a qualified teacher of any of the seven communities, never self-administered, and lasts exactly one day and night from dawn to dawn — never a half-day, never accumulated across months.
如契經說。近住律儀具足八支。何等為八。謂離害生命。離不與取。離非梵行。離虛誑語離飲諸酒。諸放逸處離歌舞倡伎。離塗飾香鬘離高廣床離非時食。問此有九支何以言八。答二合為一故說八支。謂離塗飾香鬘與離歌舞倡伎。同於莊嚴處轉故合立一支。問云何名近住。云何近住支。答離非時食名為近住。離害生等名近住支。問此近住支應唯有七。答離非時食名為近住。亦近住支故不唯七。如正見名道亦道支。餘名道支非道。擇法名覺亦覺支。餘名覺支非覺。三摩地名靜慮亦靜慮支。餘名靜慮支非靜慮。如是離非時食名近住亦近住支。餘名近住支非近住。故說近住具足八支。尊者妙音眾世說曰。應言近住或全無支。或一二三乃至或七。非要具八方名近住。如是說者。非全無支乃至或七。得名近住。名近住者要具八支。
As the sūtra says: the upavāsa restraint is complete with eight components. What are the eight? Abstaining from taking life; abstaining from taking what is not given; abstaining from unchaste conduct; abstaining from false speech; abstaining from drinking any wine; among the grounds of negligence, abstaining from song, dance, and theatrical performance; abstaining from applying scented ointments, garlands, and adornments; abstaining from high and wide beds; and abstaining from eating after the proper time. Question: this is nine components — why then is it said to be eight? Answer: two are combined into one, and hence eight components are spoken of — that is, abstaining from scented ointments, garlands, and adornments, and abstaining from song, dance, and theatrical performance, both operate within the same domain of self-adornment, and are hence combined and established as a single component. Question: why is it called "near-dwelling"? And what is a "near-dwelling component"? Answer: abstaining from eating after the proper time is what is called "near-dwelling" itself; abstaining from taking life and the rest are called "near-dwelling components." Question: should not this leave only seven near-dwelling components? Answer: abstaining from eating after the proper time is called both "near-dwelling" itself and a "near-dwelling component," and hence it is not merely seven — just as right view is called both "the path" itself and "a path-factor," while the others are called "path-factors" but not "the path" itself; just as the investigation of dharmas is called both "awakening" itself and "a factor of awakening," while the others are called "factors of awakening" but not "awakening" itself; just as concentration is called both "dhyāna" itself and "a dhyāna-factor," while the others are called "dhyāna-factors" but not "dhyāna" itself — so too abstaining from eating after the proper time is called both "near-dwelling" itself and a "near-dwelling component," while the others are called "near-dwelling components" but not "near-dwelling" itself; hence it is said that near-dwelling is complete with eight components. The Venerable Ghoṣa and the treatise-masters of the common world say: one should say that near-dwelling may have entirely no components, or one, two, three, and so on up to seven, and need not necessarily be complete with all eight to be called near-dwelling. According to this last account: it is only the case of entirely no components up to seven that is not properly called near-dwelling — what is properly called near-dwelling must necessarily be complete with all eight components.
問近住律儀云何而得。答從他教得。謂隨師教自發誠言恭敬受得。
Question: how is the upavāsa restraint obtained? Answer: it is obtained through another's instruction — that is, it is obtained by following one's teacher's instruction and, oneself uttering sincere words with reverence, receiving it.
問受律儀者或先自發言。或與師俱說得律儀不答不得要隨師語。如師語而說方受得故。問近住律儀從誰應受。答從七眾受皆得非餘。
Question: can one who receives restraint by first speaking on his own, or by speaking simultaneously with his teacher, obtain the restraint? Answer: one cannot — one must necessarily follow the teacher's own words, since it is only by speaking as the teacher speaks that one properly receives it. Question: from whom should the upavāsa restraint be received? Answer: it may be received from any of the seven communities, and no one else,
所以者何。若無盡壽戒者。則不堪任為戒師故。問著何服飾受此律儀答常所受用衣服嚴具著之。皆得受此律儀。若為暫時莊嚴身者。
— for why is this? Only one who holds lifelong precepts is fit to serve as a preceptor. Question: wearing what clothing and adornments should one receive this restraint? Answer: whatever clothing and adornments one ordinarily wears may be worn while receiving this restraint; but whatever is worn merely to adorn the body temporarily
必須棄捨方受此戒。床座等具准此應知。問齊何時受。答齊一晝夜不增不減。謂清旦時從師受得。至明清旦律儀便捨。問若有頓受半月一月。或復多時得律儀不。答應言不得。所以者何。一晝夜時分限定故光闇往來易了知故。一齋食時非時定故非一晝夜。近住律儀可使頓經二晝夜受。況多晝夜可頓受得。如近事等盡壽律儀不可頓受。二眾同分。況多同分可頓受得晝夜律儀。理亦應爾。律儀分齊唯有二故。問受晝非夜。受夜非晝。得此戒不。有說不得。所以者何。佛說此為晝夜戒故。問若爾者。尊者迦多衍那所說因緣當云何通。如說時彼尊者告屠兒言。汝等皆應離此惡業。勿於來世受大苦果。屠兒答言。我以此業而自存活如何能離。尊者告言。汝等所作屠羊等業何時分造。屠兒答言。唯於晝分。尊者告曰。汝等可於夜分受持近住八戒。諸屠兒輩歡喜奉行。命終皆生曠野鬼趣。每於晝日有黑駁狗欻然而現噉食其肉。唯餘骸骨俄頃肉生平復如舊。還被食噉受諸苦惱如地獄趣。每至夜分五欲自娛。遊戲受樂猶如天趣。
— must first be set aside before one may receive this precept; a bed or seat and the like should be understood according to this same pattern. Question: for how long a period is this precept received? Answer: for exactly one day and one night, neither more nor less — that is, it is received from one's teacher at dawn, and the restraint is given up when the next dawn comes. Question: if one receives it all at once for a half-month, a month, or an even longer period, does one obtain the restraint? Answer: one should say that one does not, for why is this? The span of a single day and night is fixed and determined, since the coming and going of light and darkness is easy to recognize, and one meal, one fast, and the improper time are also fixed within a single day and night — the upavāsa restraint cannot be received all at once spanning two days and nights, how much less many days and nights; just as one cannot receive the lifelong restraint of an upāsaka and the like all at once spanning two class-natures, how much less many class-natures, so too by the same principle one cannot receive the day-and-night restraint all at once spanning more than its own proper limit, since restraint has only these two proper measures. Question: does receiving it for the day but not the night, or for the night but not the day, still obtain this precept? Some say: it does not, for why is this? The Buddha taught this as a day-and-night precept. Question: if so, then how is the causal account given by the Venerable Kātyāyana to be reconciled — as when it is said that this venerable one once told a group of sheep-butchers, "You should all abandon this evil karma, lest you receive a great fruit of suffering in a future life," and the butchers replied, "We sustain ourselves by this very trade — how could we possibly abandon it?" The venerable one asked them, "At what time of day do you carry out your butchering trade?" and they answered, "Only by day." The venerable one then told them, "You may then undertake and uphold the eight upavāsa precepts by night." The butchers, delighted, followed this instruction, and, at death, were all reborn in the wilderness as ghosts, where, every day, a large mottled black dog would suddenly appear and devour their flesh — leaving only their bones, upon which the flesh would grow back moments later as before, only to be devoured once more, suffering in this way as if in hell — and yet, every night, they would enjoy the five sensual pleasures, sporting and delighting in pleasure just as if among the gods.
The insistence on a fixed dawn-to-dawn span, no more and no less, treats time itself as part of the precept's own form rather than a mere container for it — much as a meal or a fast is bounded by the same natural, universally legible marker of light and darkness, so the vow's own integrity depends on beginning and ending at a boundary no one could sincerely mistake or renegotiate.
5. Kātyāyana's Trick: Butchers by Night, Adulterers by Day
One of the treatise's most memorable narratives: the Venerable Kātyāyana, unable to persuade sheep-butchers to give up their livelihood outright, teaches them instead to keep the eight precepts only at night, since their killing happens only by day — and teaches those given to sexual misconduct to keep the precepts only by day, since their trysts happen at night. Both groups die and are reborn as ghosts whose existence mirrors their circumscribed virtue exactly: tormented half the time by a ravenous black dog or a swarm of centipedes, and enjoying heavenly pleasure the other half, their genuine goodness never quite escaping the boundary they themselves drew around it.
尊者復詣諸欲邪行婬女等處告言。汝等應離此業。勿於來世受大苦果。彼人答言。我等久習如是事業非卒能離。尊者告言。汝等所作邪穢事業在何時分。彼人答言。唯於夜分。尊者告曰。汝等可於晝分受持近住八戒。諸邪行者歡喜奉行。命終皆生曠野鬼趣。每於夜分有百足蟲欻爾而生唼食其肉。唯餘骸骨俄頃肉生平復如舊。還被唼食受諸苦惱如地獄趣。每至晝分五欲自娛。遊戲受樂猶如天趣。
The venerable one further went to those who committed sexual misconduct — prostitutes and the like — and told them, "You should abandon this trade, lest you receive a great fruit of suffering in a future life." They replied, "We have long practiced this occupation — we cannot abandon it all at once." The venerable one asked them, "At what time of day is this impure occupation of yours carried out?" and they answered, "Only by night." The venerable one then told them, "You may then undertake and uphold the eight upavāsa precepts by day." Those given to misconduct, delighted, followed this instruction, and, at death, were all reborn in the wilderness as ghosts, where, every night, a swarm of centipedes would suddenly appear and gnaw at their flesh — leaving only their bones, upon which the flesh would grow back moments later as before, only to be gnawed once more, suffering in this way as if in hell — and yet, every day, they would enjoy the five sensual pleasures, sporting and delighting in pleasure just as if among the gods.
如是所說當云何通。答彼妙行攝非是律儀。受妙行果。非律儀果。
Question: how is what is said here to be reconciled with the earlier ruling that receiving it for only the day or only the night obtains no precept at all? Answer: what they received is included within good conduct, not restraint proper, and they received the fruit of good conduct, not the fruit of restraint,
是以無過。有餘師言。是彼尊者神力化作非是真實。令俱胝耳厭世間故。化為彼事故不須通有說亦得。謂有要期。月八日等恒受齋戒有緣礙故得如是受。評曰。前說為善晝夜戒故。問若至午後受此戒者亦得戒不。答應言不得。除先要期。月八日等恒受齋戒。彼有餘緣午前不憶。食已方憶深生悔愧。即請戒師如法受者亦得此戒。
— and hence there is no fault. Other masters say: this was a magical transformation wrought by that venerable one's own supernormal power, not something genuinely real, done in order to bring about Koṭīkarṇa's own disenchantment with the world — being a transformation, it need not be reconciled at all. Some say it can indeed still be obtained — that is, one who has previously resolved to constantly observe the fast on the eighth day of the month and the like, but is prevented by some circumstance, may still receive it in this manner. The verdict: the first account is the better one, since this is a day-and-night precept. Question: if one receives this precept only in the afternoon, does one still obtain it? Answer: one should say that one does not, except for one who had previously resolved to constantly observe the fast on the eighth day of the month and the like, but, through some other circumstance, forgot to do so before noon, and, remembering only after eating, feels deep remorse and shame, and thereupon requests a preceptor and receives it properly — such a one does still obtain this precept.
Kātyāyana's compromise is neither a loophole exploited nor a virtue fully realized, and the ghosts' split existence renders that ambiguity with unsettling precision: their suffering and their pleasure occupy exactly the hours their own vow did and did not cover, as if karma were simply reading back, with perfect literalism, the very boundary they had drawn around their own better selves.
6. Unfit Vessels, Delayed Killing, and the Four Grades of a Pure Fast
Further rulings address who cannot obtain the upavāsa restraint at all — a paṇḍaka or hermaphrodite, whose weak resolve makes the precept still worth administering for its calming effect, but incapable of actually taking root — before a fourfold grading of purity: a ruler whose cook or executioner merely delays killing until the next morning keeps a technically unbroken vow that nonetheless yields no great fruit; purity of act corrupted by lingering desire, hatred, or malice yields no great fruit either; nor does purity free of such thoughts but lacking mindfulness of the Buddha, Dharma, Saṅgha, precepts, generosity, and the gods; nor purity with all of this but aimed merely at heavenly rebirth rather than liberation. Only when every one of these conditions is met together does the eight-precept fast yield its full result.
問扇搋半擇迦無形二形。受近住律儀得律儀不。答應言不得。所以者何。彼所依身志性羸劣非律儀器。亦不能為不律儀器。如醎鹵田嘉苗穢草俱不生長。然應授彼近住律儀。令生妙行當受勝果。或扇搋等國王委任。令知要務苦楚多人。若受律儀毒心暫息。饒益多人故亦應為受。然實不得近住律儀。
Question: if a paṇḍaka, hermaphrodite, or one without sexual organs receives the upavāsa restraint, does one obtain the restraint? Answer: one should say that one does not, for why is this? The body such a one depends upon is by nature feeble and weak, unfit to serve as a vessel for either restraint or non-restraint — just as a salty, briny field can grow neither fine crops nor foul weeds. Nevertheless, the upavāsa restraint should still be bestowed upon such a one, so that good conduct may arise and a superior fruit may be received; or, should a paṇḍaka and the like be entrusted by a king with important affairs, causing suffering to many people, if he receives this restraint, his poisonous intent may be temporarily calmed, bringing benefit to many — and hence it should still be bestowed upon him, even though he does not, in fact, obtain the upavāsa restraint itself.
如是所說近住律儀。或有根本業道淨而近分不淨。如自在者受此律儀。有彼廚人欲害生命擬充所食。彼便告曰。我今受戒不得殺生。
As has been explained, the upavāsa restraint received in this way may have its root path of karma pure while its approach is impure — as when a ruler receives this restraint, and his own cook, wishing to kill a living being to prepare for his meal, is told by him, "I have now received the precepts and cannot permit killing —
留待明朝殺充所食。復有捕獲怨敵將來請欲加害。彼便告曰。我今受律儀不得殺害。留待明旦依法刑戮。如是名為根本業道淨而近分不淨。世尊說彼所受律儀。雖是勝業而不獲大果。或有根本業道淨近分亦淨。而惡尋思之所損害。謂欲尋思恚尋思害尋思。世尊說彼所受律儀。雖是勝業而不獲大果。或有根本業道淨近分亦淨非惡尋思之所損害。而不攝受正念。謂佛隨念法。隨念僧。隨念戒。隨念捨。隨念天。隨念世尊。說彼所受律儀。雖是勝業而不獲大果。或有根本業道淨近分亦淨。非惡尋思之所損害。攝受正念而不迴向解脫。謂求生天欲樂等故受持禁戒。世尊說彼所受律儀。雖是勝業而不獲大果。若有根本業道淨近分亦淨。非惡尋思之所損害。攝受正念迴向解脫。世尊說彼所受律儀。是殊勝業能獲大果。世尊依後所受律儀。告毘舍佉鹿子母曰。若有成就此八近住律儀。十六大國所有珍寶。欲比其價十六分中不能及一。如是百分千分百千分。數分算分。乃至鄔波尼殺曇分亦不及一。十六大國者。謂泱伽國。摩揭陀國。迦尸國。憍薩羅國。佛栗氏國。末羅國。奔噠羅國。蘇噏摩國。頞濕縛迦國。頞飯底國。葉筏那國。劍跋闍國。俱盧國。般遮羅國。筏蹉國。戍洛西那國。此十六國豐諸珍寶故偏說之。諸珍寶者。謂末尼真珠。吠琉璃寶。螺貝璧玉珊瑚金銀。摸婆洛揭拉婆寶。頞濕摩揭婆寶。赤珠右旋寶等。又佛依後所說律儀。訶天帝釋所說讚頌。如天帝釋聞佛所說近住律儀功德殊勝。便以伽他而讚歎曰。
— set it aside until tomorrow morning, and kill it then to prepare my meal." Or again, when a captured enemy is brought before him for punishment, he tells the guards, "I have now received restraint and cannot permit killing — set him aside until tomorrow morning, and execute him then according to law." This is what is called the root path of karma being pure while the approach is impure — the World-Honored One says that the restraint so received, though a superior deed, does not obtain a great fruit. Or there is a case where both the root path and the approach are pure, yet damaged by evil discursive thought — namely, discursive thought of desire, of malice, or of harm — and the World-Honored One says that the restraint so received, though a superior deed, does not obtain a great fruit. Or there is a case where both the root path and the approach are pure, undamaged by evil discursive thought, yet lacking the embrace of right mindfulness — namely, mindfulness of the Buddha, of the Dharma, of the Saṅgha, of moral discipline, of generosity, and of the gods — and it is said that the restraint so received, though a superior deed, does not obtain a great fruit. Or there is a case where both the root path and the approach are pure, undamaged by evil discursive thought, embracing right mindfulness, yet not dedicated toward liberation — namely, undertaking and upholding the precepts merely in order to seek rebirth among the gods and their sensual pleasures — and the World-Honored One says that the restraint so received, though a superior deed, does not obtain a great fruit. But if the root path and the approach are both pure, undamaged by evil discursive thought, embracing right mindfulness, and dedicated toward liberation, the World-Honored One says that the restraint so received is a truly excellent deed capable of obtaining a great fruit. It is with reference to this last kind of received restraint that the World-Honored One told Viśākhā, the mother of Mṛgāra, "Whoever possesses these eight upavāsa restraints, were one to compare their worth against all the treasures of the sixteen great kingdoms, these treasures would not amount to even one part in sixteen — nor one part in a hundred, a thousand, a hundred thousand, nor any fraction expressible by number or calculation, not even one part in an upaniṣad." The sixteen great kingdoms are: Aṅga, Magadha, Kāśī, Kosala, the Vṛji confederacy, Malla, Puṇḍra, Suṣumā, Aśvaka, Avanti, Yavana... Kaccha, Kuru, Pañcāla, Vatsa, and Śūrasena. These sixteen kingdoms, being especially rich in treasure, are singled out for mention — the treasures referred to being pearls, lapis lazuli, coral, shells, jade, gold, silver, mother-of-pearl, moonstone, and rubies coiled to the right, and the like. Moreover, it was with reference to this same later restraint that the Buddha rebuked the verse of praise spoken by Śakra, lord of the gods — for when Śakra heard the Buddha speak of the surpassing merit of the upavāsa restraint, he praised it with a verse, saying:
六齋神變月 受持八戒齋彼功德殊勝 則為與我等爾時世尊。告苾芻眾。此天帝釋所說伽他違於道理。若阿羅漢可作是說。所以者何。此天帝釋貪瞋癡等。未能永離。未得解脫。生老病死愁憂悲苦纏縛身心。如何可言受持此戒所獲功德與我等耶。諸阿羅漢諸漏已盡。所作已辦。捨諸重擔自利已滿盡諸有結。心善解脫不受後有。彼可說言受持此戒所獲功德。則與我等。天帝功德唯感天帝。受持八戒證三菩提。故不應言但與其等。
"On the six fast-days and in the months of miraculous transformation, One who undertakes and upholds the eight precepts of the fast — His merit, so surpassing excellent, Must then be equal to my own." At that time the World-Honored One told the assembly of bhikṣus, "This verse spoken by Śakra, lord of the gods, is contrary to reason — such a claim could properly be made only by an arhat, for why is this? This Śakra has not yet permanently rid himself of greed, hatred, delusion, and the rest, has not yet attained liberation, and remains bound in body and mind by birth, old age, sickness, death, sorrow, grief, and suffering — how then could it be said that the merit obtained by undertaking and upholding this precept equals my own? The arhats, their every contaminant already exhausted, their task already accomplished, having laid down every heavy burden, their own benefit already fulfilled, every fetter of existence already ended, their minds well liberated, never again to take up further existence — they alone could properly say that the merit obtained by undertaking and upholding this precept equals my own. The merit of the lord of the gods brings about only further lordship among the gods, while undertaking and upholding these eight precepts can lead to the realization of complete awakening — and hence it should never be said that the two are merely equal."
The cook and executioner who merely postpone killing until dawn expose the gap between the letter and the spirit of a vow with unusual clarity: nothing in the formal restraint is technically violated, yet the treatise refuses to call this a fruitful precept at all, insisting that a vow kept only in its outward shape, while its underlying intention remains entirely unchanged, has not actually accomplished the moral work it exists to do.
7. Viśākhā's Sixteen Kingdoms, and the Buddha's Rebuke of Śakra
Two of the tradition's grandest images close out this topic. To Viśākhā, mother of Mṛgāra, the Buddha declares that whoever keeps the eight precepts purely and with the right intention possesses merit exceeding the combined treasures of the sixteen great kingdoms of the age by more than any fraction expressible in number. And when Śakra, lord of the gods, boasts in verse that his own merit from keeping these precepts equals an arhat's, the Buddha corrects him publicly: an arhat has permanently ended every affliction and escaped rebirth forever, while Śakra himself remains bound by greed, hatred, delusion, and the sufferings of birth, old age, sickness, and death — a god's own merit yields only further godhood, never the awakening these precepts can, in the right hands, actually lead toward.
問誰應受此近住律儀。有作是說。唯聖者非異生。唯是近事非非近事。誰有為暫時捨盡壽。然有為盡壽捨盡壽。為盡壽捨暫時。誰有為暫時受盡壽。然有為盡壽受暫時。如是說者。亦聖者亦異生。亦近事亦非近事。然薄伽梵。為毘舍佉鹿子母說。及天帝釋所說伽他唯依聖者。
Question: who should receive this upavāsa restraint? Some say: only noble ones, not ordinary beings; only upāsakas, not non-upāsakas — for who would give up a lifelong precept for a merely temporary one? Yet there is such a thing as giving up a temporary precept for a lifelong one. Who would receive a temporary precept for the sake of a lifelong one? Yet there is such a thing as receiving a lifelong precept for the sake of a temporary one. According to this last account: both noble ones and ordinary beings, both upāsakas and non-upāsakas, may receive it — yet what the Blessed One taught to Viśākhā, the mother of Mṛgāra, and the verse spoken with reference to Śakra, lord of the gods, apply solely to noble ones.
問近住律儀依何處有。答唯依欲界有非色無色界。依人趣有非餘趣。依三洲有除北洲。問若此律儀唯依人趣。契經所說當云何通。
Question: in which places does the upavāsa restraint exist? Answer: it exists solely within the desire realm, not the form or formless realms; within the human destiny, not the other destinies — but how then is the sūtra's own statement to be reconciled?
如契經說。有海居龍從大海出於六齋日受八戒齋。放捨身心寂然而住。徐發吟韻作如是言。今於世間無所惱害答彼得妙行不得律儀。
For the sūtra says that there was once a sea-dwelling nāga who, emerging from the great ocean on the six fast-days, received the eight precepts of the fast, letting go of body and mind and dwelling in tranquility, and, softly chanting a melodious verse, said, "Now, in this world, I harm nothing at all." Answer: he obtained good conduct, not restraint proper,
自慶暫時離諸惡行。彼自憶念昔在人中。受八戒齋不能清淨。有毀犯故墮龍趣中。作是思惟我本人趣。若能清淨持八戒齋。今應生天受諸快樂。何期毀犯墮斯惡趣。厭惡行故數從海出受八戒齋吟韻自慶。然實彼龍唯得妙行不得律儀。問何故此律儀名為近住。答近阿羅漢住故名近住。以受此律儀隨學彼故。有說。此近盡壽戒住故名近住。有說。此戒近時而住故名近住。如是律儀。或名長養。長養薄少善根有情令其善根漸增多故。有說長養在家善根令近出家善根住故。問如是所說八支律儀。幾是尸羅支。幾是不放逸支幾是遠離支。答五是尸羅支。謂離害生命。乃至離飲酒。一是不放逸支。謂離非時食。餘二是遠離支。又前四是尸羅支。離性罪故。第五是不放逸支。雖受尸羅。若飲諸酒心便放逸不能護故。後三是遠離支。
— rejoicing at his own temporary freedom from evil conduct. He recalled that, formerly among humans, he had received the eight precepts of the fast but had been unable to keep them purely, and, having violated them, fell into the nāga destiny — and, reflecting to himself, "I was once among humans; had I been able to keep the eight precepts of the fast purely, I ought now to be reborn among the gods, enjoying every pleasure — how did I come, through my own violation, to fall into this unhappy destiny?", weary of his own past evil conduct, he repeatedly emerged from the sea to receive the eight precepts of the fast, chanting his own verse of rejoicing — yet, in fact, that nāga obtained only good conduct, not restraint proper. Question: why is this restraint called "near-dwelling"? Answer: because it dwells near the conduct of an arhat, since receiving this restraint means training in accordance with that conduct. Some say: it is because it dwells near lifelong restraint. Some say: it is because this precept dwells near for only a short time. Such a restraint is also called "nourishing" — nourishing the meager wholesome roots of beings, causing them gradually to increase. Some say it is called nourishing because it nourishes the wholesome roots of household life, bringing them near to dwelling alongside the wholesome roots of one gone forth. Question: of the eight components spoken of, how many are components of moral discipline, how many of non-negligence, and how many of renunciation? Answer: five are components of moral discipline — abstaining from taking life, and so on up to abstaining from drinking wine. One is a component of non-negligence — abstaining from eating after the proper time. The remaining two are components of renunciation. Further, the first four are components of moral discipline, since they abstain from natural offenses; the fifth is a component of non-negligence, since, although one has undertaken moral discipline, drinking wine causes the mind to become negligent, unable to guard itself; and the last three are components of renunciation,
以能隨順厭離心故。厭離能證律儀果故。由此近住具有八支。而於五增三。於十減一。合二為一故。開一為二故。
— since they accord with a mind of world-weariness, and world-weariness is what enables the realization of restraint's own fruit. It is for this reason that near-dwelling is complete with eight components, though it adds three to the original five, and subtracts one from a total of ten — two being combined into one, and one being opened out into two.
The Buddha's rebuke of Śakra is remarkable for correcting not the god's practice but his self-assessment: Śakra had done nothing wrong in keeping the precepts, only in mistaking the ceiling of his own condition — cosmic lordship — for the far higher ceiling available to a human being genuinely capable of ending rebirth altogether, a reminder that even considerable, genuine merit can still be misread if one forgets what kind of freedom it is actually building toward.
8. A New Chapter Opens: What Makes Karma Truly 'One's Own'
With the Manifest-and-Unmanifest Nyāsa now concluded, fascicle 124 opens the Own-Karma Nyāsa (自業納息), the fifth topic-unit of the Karma Aggregate, glossing the sūtra's teaching that all beings are owners of their own karma, heirs to their karma, born from karma, and dependent on karma for their station in life. "One's own karma" receives a precise technical definition: only karma whose fruit has already begun to manifest and is presently being experienced earns this name — not karma merely performed but not yet ripening, and not karma in the very act of being performed, since a ripening-cause and its ripening-effect can never coexist at the same moment; the fruit can only arise once its cause has already ceased.
業蘊第四中自業納息第五之一云何自業。自業是何義。如是等章。及解章義既領會已。次應廣釋。問何故作此論。答為欲分別契經義故。如契經說。佛告摩納婆。世間有情皆由自業。皆是業分。皆從業生業為所依。業能分判諸有情類。彼彼處所高下勝劣。契經雖作是說。而未廣辯自業之義。契經是此論所依根本。彼不說者今應說之。故作斯論。尊者世友說曰。世間有情皆由自業者。謂自作業還自受異熟。皆是業分者。謂如所作業受如是異熟。皆從業生者。謂業為生因取異熟果。
Fourth Aggregate, Karma: the Own-Karma Nyāsa, Chapter Five, Part One. What is one's own karma? What is the meaning of "one's own karma"? Having now grasped this chapter heading and its explanatory meaning in full, we should next explain it in full. Question: why compose this treatise? Answer: in order to analyze the meaning of the sūtra. For the sūtra says: the Buddha told the young brahmin, "Beings in the world are all governed by their own karma, are all a portion of their karma, are all born from karma, and have karma as their support — karma is what differentiates the various classes of beings into their respective stations, high or low, superior or inferior." Though the sūtra speaks in this way, it does not explain in full the meaning of "one's own karma" — this sūtra is the very root and basis this treatise depends upon, and what it has not explained should now be explained, and so this treatise is composed. The Venerable Vasumitra explains: "beings in the world are all governed by their own karma" means that whatever karma one creates oneself, one in turn experiences its ripening oneself. "All a portion of their karma" means that, according to whatever karma one has performed, one experiences that same ripening. "All born from karma" means that karma serves as the cause of one's birth, by which one obtains one's ripening-fruit,
生於彼彼所應生處。業為所依者。謂業為依因受彼彼有具。業能分判諸有情類。彼彼處所高下勝劣者。謂如前說。彼彼生處由業分判高下勝劣。
— being born in whatever place one is destined to be born. "Karma is what one depends upon" means that karma serves as the dependent cause by which one receives the various requisites of existence appropriate to it. "Karma differentiates the various classes of beings into their respective stations, high or low, superior or inferior" means, as explained before, that it is by karma that the various places of birth are differentiated into high or low, superior or inferior.
云何自業。答若業已得今有異熟。及業異熟已生正受。若業已得今有異熟者。此句顯示順中有受業。及業異熟已生正受者。此句顯示順生有受業。如順中有受。順生有受。應知順起受異熟。順生受異熟。順起受果。順生受果。順細果。順麁果業亦爾。問為由因故名自業。為由果故名自業耶。若由因故名自業者。後句所說當云何通。後句說言及業異熟已生正受。若由果故名自業者。前句所說當云何通。謂業已得今有異熟。有作是說。但由因故名為自業。由前句故。有作是說。但由果故名為自業由後句故。如是說者。但由因故名為自業。問若爾何故復說及業異熟已生正受。答於住果位。彼因方得自業之名。是故尊者妙音說曰。若愛非愛果已起現前。彼業爾時名為自業。非未造業及造業時。有能現前受異熟果。要業滅已果方起故。
What is one's own karma? Answer: it is karma that has already been obtained and now has a ripening, together with karma whose ripening has already arisen and is now being experienced. "Karma that has already been obtained and now has a ripening" — this phrase shows karma conducive to reception in intermediate existence. "Karma whose ripening has already arisen and is now being experienced" — this phrase shows karma conducive to reception in basic existence. Just as with reception in intermediate existence and reception in basic existence, one should know that it is likewise so for karma conducive to the arising of a ripening, karma conducive to the arising of a basic-existence ripening, karma conducive to the reception of a fruit through arising, karma conducive to the reception of a fruit through basic existence, and karma conducive to a fine fruit or a coarse fruit. Question: is it on account of the cause that it is called "one's own karma," or on account of the fruit? If it is on account of the cause that it is so called, then how is the second phrase's own statement to be reconciled, since the second phrase speaks of karma whose ripening has already arisen and is now being experienced? But if it is on account of the fruit that it is so called, then how is the first phrase's own statement to be reconciled, which speaks of karma already obtained and now having a ripening? Some say: it is on account of the cause alone that it is called "one's own karma," on the basis of the first phrase. Some say: it is on account of the fruit alone that it is called "one's own karma," on the basis of the second phrase. According to this last account: it is on account of the cause alone that it is called "one's own karma." Question: if so, then why does it further speak of karma whose ripening has already arisen and is now being experienced? Answer: it is only at the stage of abiding in the fruit that the cause itself earns the name "one's own karma" — and hence the Venerable Ghoṣa explains: it is only once an agreeable or disagreeable fruit has already arisen and manifests before one that that karma is, at that very time, called "one's own karma" — not karma not yet performed, nor karma at the very moment of being performed, since it is impossible for the ripening-fruit to manifest at that same moment — the fruit can only arise once the karma itself has already ceased.
Restricting "one's own karma" to only what is presently ripening — excluding both karma not yet bearing fruit and karma in the instant of its own creation — quietly reframes moral ownership itself as something realized only in the experiencing of consequence, not in the committing of the act: a deed becomes fully, truly "mine" only at the moment its result actually arrives, never before.
9. Same Person, Different Person, No Person: Who Really Creates and Receives Karma?
The nyāsa's opening section reaches one of the treatise's most philosophically substantial passages: is it the very same person who creates karma who later experiences its fruit, or a different person entirely? The answer holds all three positions at once, each valid on its own grounds — "this one creates, this one receives," since the aggregates, though arising and ceasing moment by moment, form a single unbroken continuum nameable as "one"; "one creates, another receives," since karma made in the human realm may ripen in an animal or heavenly rebirth, a genuinely different destiny and body; and, at the deepest level, "no one creates, no one receives" at all, since every dharma is without self, without being, life-principle, nurturer, or person — only the bare arising and ceasing of conditioned formations, empty of any inherent doer or receiver.
自業是何義。答是得自果。自等流自異熟義。此中有說。自果者士用果。自等流者等流果。自異熟者異熟果。有說。諸句皆顯異熟果。此中說感異熟業名自業故。有處等流以異熟聲說。如說何等名受異熟。答言愛是。有處異熟以等流聲說。如此中說。復次此業所招異熟於自相續現。熟非餘故名自業問為此造業即此受果。為異造業異受果耶。答有緣故說此造此受。有緣故說異造異受。有緣故說無造無受。有緣故說此造此受者。謂蘊處界展轉相續剎那雖異可說一故。有緣故說異造異受者。謂人趣造業餘趣受果。餘趣造業亦爾。有緣故說無造無受者。謂一切法無我。無有情無命者。無養育者。無補特伽羅。空無內士夫。離作者受者。唯有生滅諸行聚故。
What is the meaning of "one's own karma"? Answer: it is the sense of obtaining one's own fruit, one's own outflow, and one's own ripening. Here some say: "one's own fruit" refers to the fruit of exertion; "one's own outflow" refers to the outflow-fruit; "one's own ripening" refers to the ripening-fruit. Some say: all these phrases refer to the ripening-fruit alone, since this discussion speaks of the karma that brings about ripening as "one's own karma" — and in some places the outflow-fruit is spoken of using the term "ripening," as when it is said, what is called the experiencing of ripening? — answer: craving is this; and in some places the ripening-fruit is spoken of using the term "outflow," as is said here. Further, it is because the ripening this karma brings about manifests and ripens within one's own continuum, and nowhere else, that it is called "one's own karma." Question: is it the very same person who creates the karma who experiences its fruit, or is it a different person who creates it and a different person who experiences it? Answer: there are grounds on which it is said that this one creates and this one receives; there are grounds on which it is said that one creates and another receives; and there are grounds on which it is said that no one creates and no one receives. As to the grounds on which it is said that this one creates and this one receives: this means that, although the aggregates, sense-fields, and elements arise and cease moment by moment in succession, each moment distinct from the last, they may still be spoken of as forming a single, continuous whole. As to the grounds on which it is said that one creates and another receives: this means that karma created within the human destiny may be experienced as a fruit within another destiny, and karma created within another destiny is likewise so. As to the grounds on which it is said that no one creates and no one receives: this means that every dharma is without self — there is no being, no life-principle, no nurturer, no person, empty and without any inner agent, free of any doer or any receiver, there being only the aggregated formations that arise and cease.
Holding all three answers simultaneously, rather than choosing among them, is the treatise's own quiet solution to a tension every Buddhist ethical account must face: conventional moral responsibility requires enough continuity to say the same person reaps what they sow, while the doctrine of no-self forbids any fixed, persisting agent underneath that continuity — and the text refuses to dissolve the paradox, instead offering three levels of description, each true at its own register, from the everyday language of persons through the cross-life language of destinies to the ultimate language of mere conditioned process.
10. How Karma Nourishes Its Own Continuum — Even Through Suffering
A cluster of parallel terms — nourishing, sustaining, protecting, causing to function, benefiting — describes how karma shapes one's own continuum going forward, prompting a pointed question: how can the ripening of unwholesome karma, pure suffering such as a hell-being's torment by thirteen fierce flames, be said to "nourish" anything at all? The answer distinguishes two senses of nourishment — causing increase, and causing mere non-interruption — with wholesome karma's ripening accomplishing both, while unwholesome karma's ripening accomplishes only the latter, merely keeping the continuum from breaking off entirely without ever increasing it.
於自相續。養隨養。育隨育。護隨護。轉隨轉。益隨益。故名自業。問善業異熟可於自相續能為養等。不善業異熟於自相續但為損害。如那落迦十三猛焰纏燒其身。彼寧有。養等耶。答養等有二種。一令增長。二令不斷。善業異熟於自相續由二事故說名養等。
Within one's own continuum, it nourishes and continues to nourish, sustains and continues to sustain, protects and continues to protect, causes to function and continues to cause to function, benefits and continues to benefit — and hence it is called one's own karma. Question: the ripening of wholesome karma may indeed nourish and so forth within one's own continuum, but the ripening of unwholesome karma, within one's own continuum, does nothing but cause harm — as when a being in hell is wrapped in thirteen fierce flames that burn its body — does such a being then still have "nourishment" and the like? Answer: nourishment and the like are of two kinds — first, causing increase; second, causing non-interruption. The ripening of wholesome karma, within one's own continuum, is called nourishment and the like on account of both of these,
惡業異熟於自相續但令不斷說名養等。非令增長故無有過。
— while the ripening of unwholesome karma, within one's own continuum, is called nourishment and the like solely on account of causing non-interruption, not on account of causing increase, and hence there is no fault in this.
Redefining "nourishment" to include the bare continuation of a suffering existence, without any accompanying increase, lets the treatise apply a single consistent vocabulary to both wholesome and unwholesome ripening without either euphemizing the torment of the latter or denying that even suffering keeps a continuum, however painfully, still going — nourishment here names a structural function, not a value judgment.
11. Why Self-Karma Is Always Past, and the Question of When It Is Finally Spent
Since "one's own karma" is defined as karma whose fruit has already manifested, it must always, strictly, be classified as past — never future, since one never experiences a fruit before creating its cause, and never present, since cause and fruit cannot coexist at the same moment. This raises a further, more intricate question: does possessing this now-past karma mean one still "has" it, in the sense of not yet having exhausted it? The treatise begins an elaborate combinatorial ledger tracking exactly when a given instance of karma — an ānantarya deed, restraint or non-restraint karma, ordinary desire-realm volition — finally counts as spent, through triggers such as giving up one's training, a change of sex, cutting off wholesome roots, or simply the natural lapse of a temporary vow at the next dawn.
若業是自業此業當言過去耶。未來耶。現在耶。答此業當言過去。
If karma is "one's own karma," should it be said to be past, future, or present? Answer: this karma should be said to be past,
問何故此業不當言未來。答非先受果後造因故。問何故此業不當言現在。答異熟因果不俱時故若業是自業此業成就耶。答應作四句。
— Question: why should this karma not be said to be future? Answer: because one does not first experience the fruit and only afterward create the cause. Question: why should this karma not be said to be present? Answer: because the ripening-cause and its ripening-fruit never coexist at the same time. If karma is one's own karma, does one possess this karma? Answer: a tetralemma should be constructed.
有業是自業此業不成就。謂業已得今有異熟。及業異熟已生正受。
There is karma that is one's own karma which one does not possess — namely, karma that has already been obtained and now has a ripening, and whose ripening has already arisen and is now being experienced,
此業已失如無間業已現在前。已牽異熟果正現前。此業已失由捨所依眾同分故。若律儀業已現在前已牽異熟。此有四種。謂順現法受。順次生受。順後次受。順不定受。果正現前此業已失。由四緣故。或五緣故。謂捨所學二形生。斷善根捨眾同分。或明相出若不律儀業已現在前。已牽異熟。此有四種。謂順現法受等如前說。果正現前此業已失。由四緣故。謂受律儀得靜慮。二形生捨眾同分。
— but this karma has already been exhausted. As with an ānantarya deed already manifested and having already drawn forth its ripening-fruit, now manifesting before one — this karma has already been exhausted, since one has given up the class-nature it depended upon. If restraint-karma has already manifested and drawn forth its ripening — this is of four kinds: ripening in the present life, in the very next life, in some later life, or with indeterminate ripening — and its fruit is now manifesting, this karma has already been exhausted, through four conditions, or through five: giving up one's training, a change of sex, cutting off one's wholesome roots, giving up one's class-nature, or the dawn's first light appearing. If non-restraint karma has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit is now manifesting, this karma has already been exhausted, through four conditions: receiving restraint, attaining dhyāna, a change of sex, or giving up one's class-nature.
That "self-karma," the very moment it earns its name by beginning to bear fruit, is already simultaneously in the process of being exhausted, is a subtle temporal knot: the karma is never simply "had" in a stable, static sense — the instant its fruit is realized is also the instant its debt starts being paid off, so that possessing one's own karma and losing it turn out to be two descriptions of nearly the same passing moment.
12. The Ledger Continues: A Full Accounting Across Every Kind of Karma
The combinatorial ledger extends across the treatise's entire established taxonomy of karma — restraint and non-restraint, ordinary wholesome and unwholesome volition of the desire realm, volition co-arisen with the sorrow of remorse, and karma conducive to regression, stability, further advancement, or decisive distinction with respect to each of the four dhyānas and the formless attainments — tracking, case by case, precisely which conditions (losing one's precepts, attaining dhyāna, becoming free of a realm's defilement, changing ground) finally discharge each kind of karmic debt, and which conditions leave it still outstanding, its fruit not yet having manifested at all.
若非律儀非不律儀。諸餘身語妙行惡行已現在前。已牽異熟。此有四種。謂順現法受等如前說。果正現前此業已失。由三緣故。謂意樂息。捨加行限勢過。若欲界繫善不善思已現在前。已牽異熟。此有四種。謂順現法受等如前說。果正現前此業已失。謂若善者由斷善根。或由捨眾同分等故。若不善者。由離染故。若惡作憂根俱生。善思已現在前已牽異熟。此有四種。謂順現法受等如前說。果正現前此業已失。由斷善根故。或已離染故。若初靜慮順退分。順勝進分。順決擇分等業。已現在前。已牽異熟。此有四種。謂順現法受等如前說。果正現前此業已失。由已離染故。或易界地等故。
If good or evil conduct of body or speech, included within neither restraint nor non-restraint, has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit is now manifesting, this karma has already been exhausted, through three conditions: the intention subsiding, the effort being abandoned, or the fixed duration of its force expiring. If desire-realm-bound wholesome or unwholesome volition has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit is now manifesting, this karma has already been exhausted — if wholesome, through cutting off one's wholesome roots, or through giving up one's class-nature and the like; if unwholesome, through becoming free of defilement. If wholesome volition co-arisen with the sorrow faculty of remorse has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit is now manifesting, this karma has already been exhausted, through cutting off one's wholesome roots, or through having already become free of defilement. If karma conducive to regression, to further advancement, or to decisive distinction with respect to the first dhyāna has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit is now manifesting, this karma has already been exhausted, through having already become free of defilement, or through changing realm or ground, and the like.
如是乃至非想非。非想處。順退分等業廣說應知。有業成就此業非自業。謂業非已得今有異熟。及業異熟非已生正受。此業不失。如無間業已現在前。已牽異熟果未現前此業不失。由未捨所依眾同分故。若律儀業。若不律儀業。若非律儀非不律儀。諸餘身語妙行惡行。若欲界繫善不善思。若惡作憂根俱生善思。已現在前已牽異熟。皆有四種。謂順現法受等如前說。果未現前此業不失。由無前所說諸失緣故。若初靜慮順退分。順住分。順勝進分。順決擇分等業。已現在前已牽異熟。此有四種。謂順現法受等如前說。果未現前此業不失。由未全離染不易界地等故。如是乃至非想非非想處。
And so on, up through karma conducive to regression and the rest with respect to the sphere of neither-perception-nor-non-perception, to be explained in full in the same way. There is karma that one possesses which is not one's own karma — namely, karma that has not yet been obtained and does not now have a ripening, and whose ripening has not yet arisen and is not now being experienced, this karma not yet having been exhausted. As with an ānantarya deed already manifested and having already drawn forth its ripening, whose fruit has not yet manifested — this karma has not yet been exhausted, since one has not yet given up the class-nature it depended upon. If restraint-karma, or non-restraint karma, or good or evil conduct of body or speech included within neither restraint nor non-restraint, or desire-realm-bound wholesome or unwholesome volition, or wholesome volition co-arisen with the sorrow faculty of remorse, has already manifested and drawn forth its ripening — all of these being of the same four kinds as explained before — and its fruit has not yet manifested, this karma has not yet been exhausted, since none of the conditions of exhaustion explained before are yet present. If karma conducive to regression, to stability, to further advancement, or to decisive distinction with respect to the first dhyāna has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit has not yet manifested, this karma has not yet been exhausted, since one has not yet become entirely free of defilement, nor changed realm or ground, and so forth. And so on, up through the sphere of neither-perception-nor-non-perception,
順退分等業廣說應知。有業是自業此業亦成就。謂業已得今有異熟。及業異熟已生正受。此業不失。如律儀業。若不律儀業。若非律儀非不律儀。諸餘身語妙行惡行已現在前。已牽異熟。此有二種。謂順現法受。順不定受。果正現前。此業不失。由無前所說諸失緣故。若欲界繫善不善思。若惡作憂根俱生善思。已現在前已牽異熟。此有四種。謂順現法受等如前說。果正現前此業不失。由無前所說諸失緣故。若諸靜慮。無色順退分。順住分。順勝進分。順決擇分等業。已現在前已牽異熟此有四種。謂順現法受等如前說。
— to be explained in full for karma conducive to regression and the rest in the same way. There is karma that is one's own karma which one also possesses — namely, karma that has already been obtained and now has a ripening, and whose ripening has already arisen and is now being experienced, this karma not yet having been exhausted. As with restraint-karma, or non-restraint karma, or good or evil conduct of body or speech included within neither restraint nor non-restraint, already manifested and having already drawn forth its ripening — this is of two kinds: ripening in the present life, or with indeterminate ripening — and its fruit is now manifesting, this karma has not yet been exhausted, since none of the conditions of exhaustion explained before are yet present. If desire-realm-bound wholesome or unwholesome volition, or wholesome volition co-arisen with the sorrow faculty of remorse, has already manifested and drawn forth its ripening — this is of the same four kinds as explained before — and its fruit is now manifesting, this karma has not yet been exhausted, since none of the conditions of exhaustion explained before are yet present. If karma conducive to regression, to stability, to further advancement, or to decisive distinction with respect to the dhyānas or the formless attainments has already manifested and drawn forth its ripening — this is of the same four kinds as explained before —
果正現前此業不失。由無前所說諸失緣故。有業非自業此業亦不成就。謂業非已得今有異熟及業異熟。非已生正受此業已失。如無間業餘眾同分中。已消已受。已作所作。已與果已。無能異熟已熟。
— and its fruit is now manifesting, this karma has not yet been exhausted, since none of the conditions of exhaustion explained before are yet present. There is karma that is neither one's own karma nor one that one possesses — namely, karma that has not been obtained and does not now have a ripening, and whose ripening has not arisen and is not now being experienced, this karma having already been exhausted — as with an ānantarya deed that, in some other class-nature, has already been digested, already been experienced, already done what it was to do, already delivered its fruit, its ripening no longer capable of further ripening, having already fully ripened.
This exhaustive case-by-case ledger is, in effect, the formal bookkeeping behind the doctrine of karmic causation itself: having spent dozens of prior fascicles establishing what each kind of karma is and how it operates, the treatise now closes the loop by specifying, for every single kind, the exact conditions under which its account is finally settled — turning an abstract law of moral cause and effect into something closer to an auditable ledger, kind by kind, condition by condition.
13. Closing the Ledger
The fascicle's final stretch completes the ledger for karma already fully spent in some other class-nature — already digested, already experienced, its fruit already delivered, no further ripening possible — before closing with a mirrored tetralemma for the negative case, its four positions the exact reverse of the four already established, to be worked out, the text notes, exactly as explained before.
若律儀業若不律儀業。若非律儀非不律儀。諸餘身語妙行惡行。若欲界繫善不善思。若惡作憂根俱生善思。若諸靜慮。無色順退分。
If restraint-karma, or non-restraint karma, or good or evil conduct of body or speech included within neither restraint nor non-restraint, or desire-realm-bound wholesome or unwholesome volition, or wholesome volition co-arisen with the sorrow faculty of remorse, or karma conducive to regression
順住分。順勝進分。順決擇分等業。餘眾同分中。已消已受。已作所作。已與果已。無能異熟已熟。此業已失。由有前說諸失緣故。
— to stability, to further advancement, or to decisive distinction with respect to the dhyānas or the formless attainments, has, in some other class-nature, already been digested, already been experienced, already done what it was to do, already delivered its fruit, its ripening no longer capable of further ripening, having already fully ripened — this karma has already been exhausted, on account of the conditions of exhaustion explained before being present.
非亦有四句。翻是應知。謂前第二句作此第一句前第一句作此第二句。前第四句作此第三句。前第三句作此第四句。廣說如前。
For the negative case, a tetralemma likewise applies, and should be understood as the reverse of this — the second case above becomes the first case here, the first case above becomes the second case here, the fourth case above becomes the third case here, and the third case above becomes the fourth case here, explained in full as before.
Ending on a reversed, self-referential tetralemma — "the second case above becomes the first case here" — is a fittingly austere close to a fascicle that began with warm, narrative-driven material on lay precepts and ends in pure structural bookkeeping: the same combinatorial rigor that earlier organized restraint and refuge now organizes the settling of karmic debt itself, the treatise trusting its reader to complete the pattern from the shape already given.
Fascicle 124 Complete
This closes fascicle 124 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary. Fascicle 124 concluded the Manifest-and-Unmanifest Nyāsa (表無表納息第四之三) with a rich account of the upāsaka's precepts, the eight-component upavāsa fast, Kātyāyana's story of the butchers and the adulterers, and the Buddha's rebuke of Śakra's boast — then opened the Own-Karma Nyāsa (自業納息第五之一), the fifth topic-unit of the Karma Aggregate, addressing what makes karma truly "one's own" and the profound question of whether the same person who creates karma is the one who receives its fruit. Fascicle 125 continues within this same nyāsa (自業納息第五之二), extending the ledger to ask whether self-karma is always certain to be experienced, and tracking the "final position" — the last stretch of time, down to the final moment — at which a given karma's ripening is spent for good.