The Five Non-Returners
Fascicle 174 marks a major milestone: it opens the Non-Returner Nyāsa (不還納息第四之一), the fourth and final nyāsa of the Concentration Aggregate, with the five types of non-returner named in the sūtras — parinirvāṇa in the intermediate state, upon rebirth, with effort, without effort, and the "upstream" type ascending to Akaniṣṭha. The fascicle ranks all five against one another, cites the Saṅgītiparyāya's formal definitions of each, traces the upstream type's own nine-heaven ascent in detail, and closes by multiplying the five types out to nearly thirteen thousand distinct varieties. This page carries Ru-Yi's complete translation.
Translation Method
The Chinese source is Xuánzàng's seventh-century translation of the Abhidharma-mahāvibhāṣā-śāstra (阿毘達磨大毘婆沙論), preserved in the Taishō canon (T1545, vol. 27) via the CBETA digital edition — public domain text, translated directly from the Chinese. The English wording throughout is Ru-Yi's own, and the reading notes are original, grounded in standard Sarvāstivāda scholarship rather than a specific named commentator's lecture transcript.
Fascicle 174 opens the Non-Returner Nyāsa (不還納息第四之一) within the Concentration Aggregate (定蘊第七), directly following fascicle 173's conclusion of the Subsumption Nyāsa. Terms established across fascicles 93–173 recur here and are not re-explained at each occurrence.
Classical text is set in the left-hand column below, our English in the right.
1. Five Kinds Become Seven: What the List Leaves Out
Fascicle 174 opens a genuine milestone: the Non-Returner Nyāsa (不還納息第四), the fourth and final nyāsa of the Concentration Aggregate, beginning with the five types of non-returner named in the sūtras — parinirvāṇa in the intermediate state, upon rebirth, with effort, without effort, and the "upstream" type ascending to Akaniṣṭha. The treatise's very first move complicates the tidy fivefold list: two further cases, parinirvāṇa in this very life and the non-returner who goes to the formless realm, are not subsumed under the five at all, making the true, complete classification sevenfold rather than five — with two additional edge cases ("indeterminate parinirvāṇa" and "parinirvāṇa after a transitional rebirth") folded back into this sevenfold scheme rather than requiring an eighth or ninth category.
有五不還。謂中般涅槃。生般涅槃。有行般涅槃。無行般涅槃。上 流往色究竟。為五攝一切。為一切攝五耶。如是等章及解章義既領 會已應廣分別。問何故作此論。答為欲分別契經義故。如契經說有 五不還。謂中般涅槃。乃至廣說。彼經雖作是說。而不明為五攝一 切。為一切攝五。亦未曾顯勝劣差別。今欲具明故作斯論。
There are five kinds of non-returner: parinirvāṇa in the intermediate state, parinirvāṇa upon rebirth, parinirvāṇa with effort, parinirvāṇa without effort, and the "upstream" type ascending to Akaniṣṭha. Do these five subsume everything, or does everything subsume these five? Such chapter-headings and their explanatory glosses, once grasped, call for full analysis. Question: why is this treatise composed? Answer: in order to elucidate the meaning of a sūtra passage — for a sūtra states that there are five kinds of non-returner, namely, parinirvāṇa in the intermediate state, and so on at length; although the sūtra speaks in this way, it does not make clear whether these five subsume everything or everything subsumes these five, nor has it ever displayed the distinction in superiority and inferiority among them — this treatise now wishes to explain the matter in full, and it is for this reason that it is composed.
為五攝一切一切攝五耶。答一切攝五。非五攝一切。不攝何等。謂 現法般涅槃。及往無色不還。此中一切多非五故。一切攝五非五攝 一切。猶如大器覆於小器非小器覆大。一切者謂七不還即前五。并 現法般涅槃。及往無色不還。於中後二非五所攝故名為多。問亦有 不定般涅槃者。謂或於欲界而般涅槃。或於色界而般涅槃。或於無 色界而般涅槃。此中何故不說。答應說而不說者當知此義有餘。復 次彼即攝在七不還中故不別說。謂彼若在欲界般者。即現法般涅槃 攝。色界般者即五不還攝。無色界般者即往無色不還攝。問亦有轉 生般涅槃者。謂彼或從極七返有。或從家家。或從一來。或從一間 得不還果。彼得果已必於此生得般涅槃。彼非現法般涅槃。以契經 說云何現法般涅槃。謂即此生得預流果。進斷餘結得一來不還阿羅 漢果。由此因緣轉生般者非七所攝。此中何故不說。答應說而不說 者當知有餘。復次彼由厭受生故得不還果已。未經幾時即般涅槃。
Do the five subsume everything, or does everything subsume the five? Answer: everything subsumes the five, not the five subsuming everything. What, then, is not subsumed under the five? Namely, parinirvāṇa in this very life, and the non-returner who goes to the formless realm. Here, "everything" is greater in extent than the five, and it is for this reason that everything subsumes the five, and not the five subsuming everything — just as a large vessel can cover a small one, but a small vessel can never cover a large one. "Everything" refers to the seven kinds of non-returner — namely, the same five as before, together with parinirvāṇa in this very life and the non-returner who goes to the formless realm; among these, the last two are not subsumed under the five, and it is for this reason that "everything" is said to be greater in extent. Question: there is also said to be an "indeterminate parinirvāṇa" — that is, one who attains parinirvāṇa in the desire realm, or attains parinirvāṇa in the form realm, or attains parinirvāṇa in the formless realm — why is this not mentioned here? Answer: it ought to be mentioned, and its not being mentioned here should be understood as an implicit remainder of meaning. Furthermore, this case is already subsumed within the sevenfold classification of non-returners, and it is for this reason that it is not separately mentioned — that is, if such a one attains parinirvāṇa in the desire realm, he is subsumed under parinirvāṇa in this very life; if in the form realm, he is subsumed under the five non-returners; and if in the formless realm, he is subsumed under the non-returner who goes to the formless realm. Question: there is also said to be a "parinirvāṇa after a transitional rebirth" — that is, one who attains the fruit of non-return either from the state of being bound for at most seven more rebirths, or from the state of clan-to-clan, or from the state of the once-returner, or from the state of the one-interval, and who, having attained that fruit, necessarily attains parinirvāṇa within this very same life — yet this is not parinirvāṇa in this very life, since a sūtra states, "what is meant by parinirvāṇa in this very life? It refers to one who, in this very life itself, attains the fruit of stream-entry, and then, progressing further to sever the remaining fetters, attains the fruit of once-return, of non-return, and of arhatship" — and it is for this reason that one who attains parinirvāṇa after a transitional rebirth is not subsumed under the sevenfold classification. Why, then, is this not mentioned here? Answer: it ought to be mentioned, and its not being mentioned here should be understood as an implicit remainder of meaning. Furthermore, since such a one, out of weariness with undergoing rebirth, attains the fruit of non-return and then, before very long,
於其中間時極促故。不容建立是以不說。復次彼亦攝在現法般涅槃 中故不別說。以依此生得不還果。即於此生般涅槃故。
attains parinirvāṇa, the intervening span of time is so extremely brief that it does not admit of being separately established, and it is for this reason that it is not mentioned. Furthermore, such a one is likewise subsumed within parinirvāṇa in this very life, and it is for this reason that it is not separately mentioned, since he attains the fruit of non-return in this very life, and attains parinirvāṇa in this very same life as well.
The opening image of a large vessel covering a small one, but never the reverse, is a simple but effective way to state a basic logical asymmetry: the sūtra's own five-item list is real and useful, but it was never meant to be exhaustive, and the treatise's very first task is teaching the reader not to mistake a convenient enumeration for a complete one.
2. Ranking the Five: Trading Off Duration Against Fetters Severed
The treatise systematically ranks every pair among the five (and seven) types of non-returner using two competing criteria: if two types have severed the same number of fetters, whichever spends less time doing so — and therefore suffers less — is superior; but if one type has held on longer while severing more fetters, that patience itself becomes the mark of superiority instead. Parinirvāṇa in the intermediate state wins on speed and reduced suffering; the upstream type going to Akaniṣṭha, by contrast, undergoes at minimum four separate existences of suffering before its own release.
中般涅槃生般涅槃何者為勝。答若住等斷則中般涅槃為勝。若生般 涅槃斷結多則彼為勝。謂此二不還若並具初靜慮縛。乃至若俱斷第 四靜慮前八品結。則中般涅槃由三事故勝。一受苦少此受一有苦。
Which is superior, parinirvāṇa in the intermediate state or parinirvāṇa upon rebirth? Answer: if their abiding is equal, then parinirvāṇa in the intermediate state is superior; if parinirvāṇa upon rebirth severs more fetters, then it is superior instead. That is, if these two non-returners are compared while both still possess the full bondage of the first dhyāna, and so on clear through both having severed the same first eight grades of the fourth dhyāna's own fetters, then parinirvāṇa in the intermediate state is superior for three reasons: first, it undergoes less suffering, since it undergoes the suffering of only a single existence,
彼受二有苦故。二速滅煩惱火。三疾捨蘊擔。若中般涅槃具初靜慮 縛。乃至斷第四靜慮前七品結。生般涅槃斷初靜慮一品結。乃至斷 第四靜慮前八品結。則生般涅槃由一事故勝。謂住多斷。中般涅 槃。乃至上流。往色究竟。何者為勝。答若住等斷則中般涅槃為 勝。若乃至上流往色究竟斷結多則彼為勝。謂中般涅槃。若對有行 般涅槃無行般涅槃。皆如對生般涅槃說。若對上流往色究竟則於受 苦有差別。謂此唯受一有苦。彼極少受四有苦故。餘如前說。如是 生般涅槃。乃至上流往色究竟有行般涅槃。乃至上流往色究竟無行 般涅槃上流往色究竟何者為勝。答若住等斷則生般涅槃等為勝。若 有行般涅槃等斷結多則彼為勝。謂此諸不還隨所相對。若並具初靜 慮縛。乃至若俱斷第四靜慮前八品結。則生般涅槃於有行般涅槃由 一事故勝。謂生般涅槃有勤修道及速進道。有行般涅槃唯有勤修道 無速進道。於無行般涅槃由二事故勝。彼無勤修道亦無速進道故。
whereas the other undergoes the suffering of two existences; second, it more swiftly extinguishes the fire of affliction; and third, it more quickly casts off the burden of the aggregates. If, on the other hand, parinirvāṇa in the intermediate state still possesses the full bondage of the first dhyāna, and so on clear through having severed only the first seven grades of the fourth dhyāna's own fetters, while parinirvāṇa upon rebirth has severed the first grade of the first dhyāna's own fetters, and so on clear through the first eight grades of the fourth dhyāna's own fetters, then parinirvāṇa upon rebirth is superior for one reason: namely, for an equal duration of abiding, it severs more. Which is superior among parinirvāṇa in the intermediate state, and so on clear through the upstream type going to Akaniṣṭha? Answer: if their abiding is equal, then parinirvāṇa in the intermediate state is superior; if the upstream type going to Akaniṣṭha, and so on, severs more fetters, then it is superior instead. That is, when parinirvāṇa in the intermediate state is compared against parinirvāṇa with effort or without effort, the same holds exactly as when compared against parinirvāṇa upon rebirth above; but when compared against the upstream type going to Akaniṣṭha, there is a difference in the suffering undergone — that is, the former undergoes the suffering of only a single existence, while the latter undergoes, at an absolute minimum, the suffering of four existences, the rest being exactly as explained above. In the very same way, which is superior among parinirvāṇa upon rebirth, and so on clear through the upstream type going to Akaniṣṭha; among parinirvāṇa with effort, and so on clear through the upstream type going to Akaniṣṭha; and among parinirvāṇa without effort and the upstream type going to Akaniṣṭha? Answer: if their abiding is equal, then parinirvāṇa upon rebirth, and the like, is superior; if parinirvāṇa with effort, and the like, severs more fetters, then it is superior instead. That is, whichever of these non-returners are being compared, if both still possess the full bondage of the first dhyāna, and so on clear through both having severed the same first eight grades of the fourth dhyāna's own fetters, then parinirvāṇa upon rebirth is superior to parinirvāṇa with effort for one reason: namely, parinirvāṇa upon rebirth possesses both the diligently-cultivated path and the swiftly-advancing path, whereas parinirvāṇa with effort possesses only the diligently-cultivated path, and lacks the swiftly-advancing path. It is superior to parinirvāṇa without effort for two reasons, since the latter lacks both the diligently-cultivated path and the swiftly-advancing path.
於上流往色究竟由一事故勝。謂受苦少此受二有苦。彼極少受四有 苦故。有行般涅槃於無行般涅槃由一事故勝。此有勤修道。彼俱無 故。於上流往色究竟由一事故勝。無行般涅槃於上流往色究竟亦由 一事故勝。皆如前說。若生般涅槃等具初靜慮縛。乃至斷第四靜慮 前七品結。有行般涅槃等斷初靜慮一品結。乃至斷第四靜慮前八品 結。則有行般涅槃等。於生般涅槃等由一事故勝。謂住多斷。
It is superior to the upstream type going to Akaniṣṭha for one reason: namely, it undergoes less suffering, since it undergoes the suffering of only two existences, while the latter undergoes, at an absolute minimum, the suffering of four existences. Parinirvāṇa with effort is superior to parinirvāṇa without effort for one reason: the former possesses the diligently-cultivated path, while the latter possesses neither path at all. It is superior to the upstream type going to Akaniṣṭha for one reason as well. Parinirvāṇa without effort is likewise superior to the upstream type going to Akaniṣṭha for one reason, all exactly as explained above. If, on the other hand, parinirvāṇa upon rebirth and the like still possess the full bondage of the first dhyāna, and so on clear through having severed only the first seven grades of the fourth dhyāna's own fetters, while parinirvāṇa with effort and the like have severed the first grade of the first dhyāna's own fetters, and so on clear through the first eight grades of the fourth dhyāna's own fetters, then parinirvāṇa with effort and the like are superior to parinirvāṇa upon rebirth and the like for one reason: namely, for an equal duration of abiding, they sever more.
This double standard for ranking — sometimes rewarding speed, sometimes rewarding patient thoroughness — is not actually inconsistent once the criterion is made explicit: the real, single measure of superiority is efficiency, the ratio of fetters severed to suffering endured, and the treatise switches which factor to praise only because it is holding the other factor constant for a fair comparison in each case.
3. The Saṅgītiparyāya's Five Definitions, One by One
The treatise now works through canonical definitions of each of the five types in turn, citing the Saṅgītiparyāya. Parinirvāṇa in the intermediate state receives an especially precise account: such a person passes, within the intermediate state alone and without ever reaching a new birth, through an unbroken sequence from an ordinary mind, to the mind of a trainee, to the mind of a non-trainee, to a final mind belonging to neither — a compression of the entire path into a single uninterrupted moment-sequence that, the text notes, no other noble one ever achieves in quite the same unbroken way.
復次集異門說。有五種不還補特伽羅。謂中般涅槃。乃至上流往色 究竟。云何中般涅槃。謂有補特伽羅前生中於五順下分結已斷已遍 知。於五順上分結未斷未遍知。造作增長順起有受業。不造作增長 順生有受業。從彼命終起色界中有。即住彼中有得如是種類無漏 道。由此道力進斷餘結。於無餘依涅槃界而般涅槃。是名中般涅槃 問何故名中般涅槃。答此補特伽羅已過欲界。未到色界住彼中有而 般涅槃故名中般涅槃。復次此補特伽羅利根軟煩惱故。能於中有而 般涅槃故名中般涅槃。復次此補特伽羅先得有心。有心無間得學 心。學心無間得無學心。無學心無間得非學非無學心。即住彼心而 般涅槃故名中般涅槃。問此言欲差別誰。答欲差別餘聖者。謂餘聖 者學心無間或起無學心。或起非學非無學心。此則不爾學心無間必 起無學心。餘聖者非學非無學心無間或般涅槃。或更起無學心。此 則不爾。非學非無學心無間定般涅槃。以餘聖者數起聖道現在前。
Furthermore, the Saṅgītiparyāya states: there are five kinds of non-returning person — namely, parinirvāṇa in the intermediate state, and so on clear through the upstream type going to Akaniṣṭha. What is meant by parinirvāṇa in the intermediate state? It refers to a person who, in a prior life, had already severed and fully understood the five lower fetters, but had not yet severed or fully understood the five upper fetters, and who had performed and accumulated the karma to be experienced upon the arising of a new existence, but had not performed and accumulated the karma to be experienced upon actual birth into that existence — such a person, dying in that prior life, gives rise to the form realm's own intermediate state, and, abiding right there within that intermediate state, attains an uncontaminated path of just this particular kind, and, through the power of this path, proceeds to sever the remaining fetters, attaining parinirvāṇa within the nirvāṇa-realm devoid of any residual basis. This is called parinirvāṇa in the intermediate state. Question: why is this named parinirvāṇa in the intermediate state? Answer: this person has already passed beyond the desire realm, but has not yet reached the form realm, and attains parinirvāṇa while abiding within that intermediate state, and it is for this reason that he is named one who attains parinirvāṇa in the intermediate state. Furthermore, this person, having sharp faculties and mild afflictions, is capable of attaining parinirvāṇa within the intermediate state itself, and it is for this reason that he is so named. Furthermore, this person first attains a mind still bound to existence; immediately following that mind, he attains the mind of a trainee; immediately following the trainee's mind, he attains the mind of a non-trainee; and immediately following the non-trainee's mind, he attains a mind belonging to neither trainee nor non-trainee — and it is while abiding in that very mind that he attains parinirvāṇa, and it is for this reason that he is named one who attains parinirvāṇa in the intermediate state. Question: what distinction is this statement intended to draw? Answer: it is intended to distinguish him from every other noble one — that is, for every other noble one, immediately following the trainee's mind, either the non-trainee's mind arises, or a mind belonging to neither trainee nor non-trainee arises instead; this is not so for the present case, where the trainee's mind is necessarily followed immediately by the non-trainee's mind. And, for every other noble one, immediately following the mind belonging to neither trainee nor non-trainee, he either attains parinirvāṇa or gives rise once again to the non-trainee's mind; this, too, is not so for the present case, where the mind belonging to neither trainee nor non-trainee is necessarily followed immediately by parinirvāṇa — since every other noble one repeatedly gives rise to the manifestation of the noble path,
此不數起故。
whereas the present case does not repeatedly do so.
云何生般涅槃。謂有補特伽羅。前生中於五順下分結已斷已遍知。
What is meant by parinirvāṇa upon rebirth? It refers to a person who, in a prior life, had already severed and fully understood the five lower fetters,
於五順上分結未斷未遍知。造作增長順起有受業。順生有受業。從 彼命終起色界中有生色界天。生已未久得如是種類無漏道。由此道 力進斷餘結。於有餘依般涅槃界而般涅槃。是名生般涅槃。問何故 名生般涅槃。答此補特伽羅。生彼未久得阿羅漢果而般涅槃。故名 生般涅槃。復次此補特伽羅。生彼未久得阿羅漢果。盡其壽量方般 涅槃。故名生般涅槃。問若彼盡壽方般涅槃者。何故名生般涅槃。
but had not yet severed or fully understood the five upper fetters, and who had performed and accumulated both the karma to be experienced upon the arising of a new existence and the karma to be experienced upon actual birth into that existence — such a person, dying in that prior life, gives rise to the form realm's own intermediate state, and is reborn in a form-realm heaven, and, not long after being reborn there, attains an uncontaminated path of just this particular kind, and, through the power of this path, proceeds to sever the remaining fetters, attaining parinirvāṇa within the nirvāṇa-realm with a residual basis still remaining. This is called parinirvāṇa upon rebirth. Question: why is this named parinirvāṇa upon rebirth? Answer: this person, not long after being reborn there, attains the fruit of arhatship and then attains parinirvāṇa, and it is for this reason that he is so named. Furthermore, this person, not long after being reborn there, attains the fruit of arhatship, and then attains parinirvāṇa only once his full lifespan there is exhausted, and it is for this reason that he is so named. Question: if he attains parinirvāṇa only once his full lifespan is exhausted, then why is he named one who attains parinirvāṇa upon rebirth?
答依煩惱涅槃說。非蘊涅槃故無過。云何有行般涅槃。謂有補特伽 羅前生中依有行道恒時作意。依不息加行三摩地。於五順下分結已 斷已遍知。於五順上分結未斷未遍知。造作增長順起有受業。順生 有受業。從彼命終起色界中有生色界天。生已多時。復依有行道。
Answer: this is stated with reference to the nirvāṇa of affliction, not the nirvāṇa of the aggregates, and so no fault arises. What is meant by parinirvāṇa with effort? It refers to a person who, in a prior life, relying on the effortful path and constant attention, and relying on a concentration whose preparatory effort never rests, had already severed and fully understood the five lower fetters, but had not yet severed or fully understood the five upper fetters, and who had performed and accumulated both the karma to be experienced upon the arising of a new existence and the karma to be experienced upon actual birth into that existence — such a person, dying in that prior life, gives rise to the form realm's own intermediate state, and is reborn in a form-realm heaven, and, after a long time has passed since that rebirth, relying once again on the effortful path
恒時作意。依不息加行三摩地進斷餘結。於有餘依般涅槃界而般涅 槃。是名有行般涅槃。問何故名有行般涅槃。答此補特伽羅由有行 道。斷餘煩惱而般涅槃。故名有行般涅槃。復次此補特伽羅由有行 道得阿羅漢果。盡其壽量而般涅槃。故名有行般涅槃。復次此補特 伽羅依有為緣道。進斷餘結而般涅槃。故名有行般涅槃。云何無行 般涅槃。謂有補特伽羅前生中依無行道不恒時作意。依止息加行三 摩地。於五順下分結已斷已遍知。於五順上分結未斷未遍知。造作 增長順起有受業。順生有受業。從彼命終起色界中有生色界天。生 已多時。復依無行道不恒時作意。依止息加行三摩地進斷餘結。於 有餘依般涅槃界而般涅槃。是名無行般涅槃。問何故名無行般涅 槃。答此補特伽羅由無行道。斷餘煩惱而般涅槃。故名無行般涅 槃。復次此補特伽羅由無行道得阿羅漢果。盡其壽量而般涅槃。故 名無行般涅槃。復次此補特伽羅依無為緣道。進斷餘結而般涅槃。
and constant attention, and relying on a concentration whose preparatory effort never rests, proceeds to sever the remaining fetters, attaining parinirvāṇa within the nirvāṇa-realm with a residual basis still remaining. This is called parinirvāṇa with effort. Question: why is this named parinirvāṇa with effort? Answer: this person severs his remaining afflictions and attains parinirvāṇa by means of the effortful path, and it is for this reason that he is so named. Furthermore, this person attains the fruit of arhatship by means of the effortful path, and then attains parinirvāṇa only once his full lifespan is exhausted, and it is for this reason that he is so named. Furthermore, this person, relying on a path conditioned by effort, proceeds to sever the remaining fetters and attains parinirvāṇa, and it is for this reason that he is so named. What is meant by parinirvāṇa without effort? It refers to a person who, in a prior life, relying on the effortless path and non-constant attention, and relying on a concentration whose preparatory effort does rest, had already severed and fully understood the five lower fetters, but had not yet severed or fully understood the five upper fetters, and who had performed and accumulated both the karma to be experienced upon the arising of a new existence and the karma to be experienced upon actual birth into that existence — such a person, dying in that prior life, gives rise to the form realm's own intermediate state, and is reborn in a form-realm heaven, and, after a long time has passed since that rebirth, relying once again on the effortless path and non-constant attention, and relying on a concentration whose preparatory effort does rest, proceeds to sever the remaining fetters, attaining parinirvāṇa within the nirvāṇa-realm with a residual basis still remaining. This is called parinirvāṇa without effort. Question: why is this named parinirvāṇa without effort? Answer: this person severs his remaining afflictions and attains parinirvāṇa by means of the effortless path, and it is for this reason that he is so named. Furthermore, this person attains the fruit of arhatship by means of the effortless path, and then attains parinirvāṇa only once his full lifespan is exhausted, and it is for this reason that he is so named. Furthermore, this person, relying on a path unconditioned by effort, proceeds to sever the remaining fetters and attains parinirvāṇa,
故名無行般涅槃。云何上流往色究竟。謂有補特伽羅前生中於五順 下分結已斷已遍知。於五順上分結未斷未遍知。得世俗四靜慮。將 命終時退上三靜慮住初靜慮。由即彼愛及彼地造作增長順起有受 業。順生有受業。故從彼命終起色界中有生梵眾天。生已復能入世 俗第二靜慮。由即彼愛及彼地。造作增長順起有受業。順生有受業 故。從彼命終生極光淨天。生已復能入世俗第三靜慮。由即彼愛乃 至從彼命終生遍淨天。生已復能入世俗第四靜慮。由即彼愛乃至從 彼命終生廣果天。生已復能起下品雜修世俗第四靜慮。由即彼愛乃 至從彼命終生無煩天。如是乃至於餘四品雜修世俗第四靜慮。次第 遍起於餘四天次第遍生。是名上流往色究竟。問何故名上流往色究 竟。答流有二種。一生死愛。二後有業。此補特伽羅於二種流並未 斷未遍知。由此為緣及為因故。上行上隨行。上往上隨往。上受上 隨受。上流上隨流。故名上流往色究竟。復次此補特伽羅不下行唯 勝進行得轉上轉妙轉勝定。及生入彼定受彼生。故名上流往色究 竟。復次此補特伽羅上流上生令上生相續故名上流。問異生亦有上 流上生令上生相續。何故不名上流耶。答若唯上流不下流者名為上 流。異生上流亦下流故不名上流。有說。若上流遍一切處無礙者名 為上流。異生不能遍一切處無礙故不名上流。彼於淨居則有礙故。
and it is for this reason that he is named one who attains parinirvāṇa without effort. What is meant by the upstream type going to Akaniṣṭha? It refers to a person who, in a prior life, had already severed and fully understood the five lower fetters, but had not yet severed or fully understood the five upper fetters, and who had attained the four mundane dhyānas; at the time of approaching death, he regresses from the upper three dhyānas and abides in the first dhyāna, and, through craving for that very state and that very ground, he performs and accumulates both the karma to be experienced upon the arising of a new existence and the karma to be experienced upon actual birth into that existence, and, dying accordingly, gives rise to the form realm's own intermediate state and is reborn in the Brahmā-Assembly Heaven. Having been reborn there, he is once again capable of entering the mundane second dhyāna, and, through craving for that very state and that very ground, performs and accumulates both kinds of karma, dying accordingly, and is reborn in the Ābhāsvara heaven. Having been reborn there, he is once again capable of entering the mundane third dhyāna, and, through craving for that state, and so on clear through dying accordingly, is reborn in the Śubhakṛtsna heaven. Having been reborn there, he is once again capable of entering the mundane fourth dhyāna, and, through craving for that state, and so on clear through dying accordingly, is reborn in the Bṛhatphala heaven. Having been reborn there, he is once again capable of giving rise to the lowest grade of mixed cultivation of the mundane fourth dhyāna, and, through craving for that state, and so on clear through dying accordingly, is reborn in the Avṛha heaven. In just this same way, he progresses, grade by grade, through the remaining four grades of mixed cultivation of the mundane fourth dhyāna, giving rise to each in succession and being reborn, in succession, throughout each of the remaining four heavens. This is called the upstream type going to Akaniṣṭha. Question: why is this named the upstream type going to Akaniṣṭha? Answer: "streaming" is of two kinds — first, the craving for birth-and-death; and second, the karma that produces future existence. This person, with respect to both of these two kinds of streaming, has not yet severed or fully understood either — and it is by taking these as his own condition and cause that he moves upward and follows upward, goes upward and follows upward, experiences upward and follows upward, and streams upward and follows the upward stream, and it is for this reason that he is named the upstream type going to Akaniṣṭha. Furthermore, this person never moves downward, but only ever advances further, attaining an ever-higher, ever more excellent, ever more superior concentration, and being reborn into and experiencing rebirth in accordance with that concentration, and it is for this reason that he is so named. Furthermore, this person streams upward, and his own upward rebirths continue his own succession of upward rebirth, and it is for this reason that he is named "upstream." Question: an ordinary worldling, too, may stream upward, with his own upward rebirths continuing his own succession of upward rebirth — why, then, is he not named "upstream"? Answer: only one who streams exclusively upward, and never downward, is named "upstream" — an ordinary worldling's own upward streaming is also accompanied by downward streaming, and it is for this reason that he is not so named. Others hold: only one whose upward streaming pervades every station without obstruction is named "upstream" — an ordinary worldling is incapable of pervading every station without obstruction, and it is for this reason that he is not so named, since he encounters an obstruction with respect to the pure abodes.
The claim that this particular non-returner's mind-sequence is uniquely unbroken — never once doubling back to a repeated non-trainee mind, as every other noble one's does — treats the speed of a spiritual transition as itself a distinguishing mark worth naming: it is not just that this person happens to attain arhatship quickly, but that the very structure of his mental continuum during that final passage is different in kind from anyone else's.
4. The Upstream Type: A Ladder Through Nine Heavens
The upstream type going to Akaniṣṭha receives the fascicle's most elaborate treatment: a being who, after reaching the first dhyāna, deliberately regresses from the higher three, is reborn successively through the Brahmā-Assembly Heaven, Ābhāsvara, Śubhakṛtsna, and Bṛhatphala, and then climbs the five Pure Abodes one grade of mixed meditation at a time, all driven by an unextinguished craving for rebirth and existence itself that this very practice is simultaneously working to exhaust. The treatise then distinguishes three sub-patterns — fully transcending several heavens at once, transcending only some, or dying and being reborn at every single station along the way — and traces two final destinations, the pure abodes for the insight-oriented practitioner or the formless realm for the calm-oriented one.
問聖者上流亦於二處有礙。謂大梵王及無想處。何故得名上流。答 彼無別處即梵輔廣果二處攝故。猶得名為遍一切處。有說。若上流 能越界得果。永斷順五下分結者說名上流。異生雖能越界而不得 果。亦不永斷順五下分結故不名上流。有說。具三種流者說名上 流。謂業煩惱及與聖道。異生唯有業煩惱流無聖道流是以不名上 流。
Question: a noble one's own upward streaming, too, encounters an obstruction with respect to two stations — namely, the abode of Mahābrahmā and the sphere of no-perception — why, then, can he still be named "upstream"? Answer: these are not separate, distinct stations at all, since they are subsumed under the Brahmā-Purohita and Bṛhatphala stations respectively, and so he can indeed still be named one who pervades every station. Others hold: only one who is capable of transcending a given realm and attaining its fruit, and who has eternally severed the five lower fetters, is named "upstream" — an ordinary worldling, although capable of transcending a given realm, does not attain its fruit, nor has he eternally severed the five lower fetters, and it is for this reason that he is not so named. Others hold: only one who possesses all three kinds of streaming is named "upstream" — namely, karma, affliction, and the noble path — an ordinary worldling possesses only the streaming of karma and affliction, and lacks the streaming of the noble path, and it is for this reason that he is not so named.
復次上流有二種。一行色界。二行無色界。行色界者乃至色究竟 天。行無色界者乃至非想非非想天。又行色界者有雜修靜慮。行無 色界者無雜修靜慮。復次上流有三種。一全超二半超三一切處歿。
Furthermore, the upstream type is of two kinds: first, one who proceeds through the form realm; and second, one who proceeds through the formless realm. One who proceeds through the form realm goes clear up to the Akaniṣṭha heaven; one who proceeds through the formless realm goes clear up to the sphere of neither-perception-nor-non-perception. Furthermore, one who proceeds through the form realm engages in the mixed cultivation of dhyāna, while one who proceeds through the formless realm does not engage in the mixed cultivation of dhyāna. Furthermore, the upstream type is of three kinds: first, the fully-transcending type; second, the half-transcending type; and third, the dying-in-every-station type.
全超者謂欲界歿生梵眾天。梵眾天歿生色究竟。或生非想非非想處 而般涅槃。半超者謂欲界歿生梵眾天。梵眾天歿於上一切天處或更 生一處或二或三或四或五。乃至或唯超一處遍生餘處然後生色究 竟。或生非想非非想處而般涅槃。一切處歿者謂欲界歿生梵眾天。
As for the fully-transcending type: he dies in the desire realm and is reborn in the Brahmā-Assembly Heaven, and, dying there, is reborn directly in Akaniṣṭha, or is reborn in the sphere of neither-perception-nor-non-perception, and there attains parinirvāṇa. As for the half-transcending type: he dies in the desire realm and is reborn in the Brahmā-Assembly Heaven, and then, dying there, is reborn in one, two, three, four, or five of the heavenly stations above, and so on, or skips over only a single station while being reborn successively in every other station before finally being reborn in Akaniṣṭha, or is reborn in the sphere of neither-perception-nor-non-perception, and there attains parinirvāṇa. As for the dying-in-every-station type: he dies in the desire realm and is reborn in the Brahmā-Assembly Heaven,
梵眾天歿生梵先行天如是次第生上諸處乃至生廣果天。從此以上有 二路別。一入淨居。二入無色。入淨居者廣果天歿生無煩天。次第 乃至生色究竟而般涅槃。入無色者廣果天歿生空無邊處。次第乃至 生非想非非想處而般涅槃。如一切處歿有二路別。應知全超半超亦 爾。問何等上流入淨居。何等上流入無色。答有二上流謂毘鉢舍那 行奢摩他行。毘鉢舍那行者入淨居。奢摩他行者入無色。復次有二 上流謂樂勝定及樂勝生。樂勝定者入淨居。樂勝生者入無色。復次 有二上流謂樂決擇及樂寂靜。樂決擇者入淨居。樂寂靜者入無色。
and then, dying there, is reborn in the Heaven of Brahmā's Forerunners, and, in this same way, is reborn successively in each station above, clear up to being reborn in Bṛhatphala. From this point upward, there are two distinct paths: first, entering the pure abodes; and second, entering the formless realm. As for entering the pure abodes: he dies in Bṛhatphala and is reborn in Avṛha, and, in succession, is reborn clear up to Akaniṣṭha, and there attains parinirvāṇa. As for entering the formless realm: he dies in Bṛhatphala and is reborn in the sphere of infinite space, and, in succession, is reborn clear up to the sphere of neither-perception-nor-non-perception, and there attains parinirvāṇa. Just as the dying-in-every-station type has these two distinct paths, it should be understood that the fully-transcending and half-transcending types have them as well. Question: which upstream type enters the pure abodes, and which enters the formless realm? Answer: there are two kinds of upstream type — the insight-practice type, and the calm-practice type; the insight-practice type enters the pure abodes, while the calm-practice type enters the formless realm. Furthermore, there are two kinds of upstream type — one who delights in excellent concentration, and one who delights in excellent rebirth; the one who delights in excellent concentration enters the pure abodes, while the one who delights in excellent rebirth enters the formless realm. Furthermore, there are two kinds of upstream type — one who delights in discernment, and one who delights in tranquility; the one who delights in discernment enters the pure abodes, while the one who delights in tranquility enters the formless realm.
復次有二上流謂雜修不雜修。雜修者入淨居。不雜修者入無色。又 一切處歿上流有來所顯非去。有去所顯非來。有來所顯亦去所顯。
Furthermore, there are two kinds of upstream type — one who engages in mixed cultivation, and one who does not; the one who engages in mixed cultivation enters the pure abodes, while the one who does not enter the formless realm. Furthermore, among the dying-in-every-station upstream type, there is a case displayed by "coming" but not by "going"; a case displayed by "going" but not by "coming"; and a case displayed by both "coming" and "going";
有來所顯非去者。謂生色究竟或非想非非想處。有去所顯非來者。
the case displayed by "coming" but not by "going" refers to being reborn in Akaniṣṭha or the sphere of neither-perception-nor-non-perception; the case displayed by "going" but not by "coming"
謂生梵眾天。有來所顯亦去所顯者。謂生中間諸處。非來所顯非去 所顯者無。問如前說往色究竟者。先得世俗四靜慮。後退住初靜 慮。彼往非想非非想處者。亦先得世俗四無色。後退住初靜慮為不 耶。答亦有。如先得世俗四靜慮。後退住初靜慮命終生梵世。展轉 乃至生色究竟。如是亦有先得世俗四靜慮四無色。後退住初靜慮命 終生梵世。展轉乃至生非想非非想處。但不必須爾。問何故不說彼 退初靜慮耶。答無有退初靜慮而命終者是以不說。又此中顯不還差 別彼退初靜慮者非復不還是故不說。問如說退住初靜慮生梵眾天作 全超半超。一切處歿上流。彼若退住第二靜慮生少光天。退住第三 靜慮生少淨天。退住第四靜慮生無雲天等。彼亦得作全超半超。一 切處歿上流不耶。答有說不得。以生梵世於上不還所應生處無缺減 故。依彼建立全超半超。一切處歿若退生上地處便缺減。故不依彼 立全超等。有說。彼亦得名半超以超少分中間處故。有說。亦得具 名三種彼說從欲界歿隨生何處。即於彼上所應生處亦可施設全超半 超一切處歿故。問若不還者欲界歿生無色界亦得作全超等不。答有 說不得。有說。彼亦得名半超。有說。彼亦具名三種此中所以皆如 前釋。問如往色究竟上流。必先得四靜慮退生梵世。然後能往色究 竟天。彼往非想非非想處上流。亦必先得四無色退生梵世。然後能 往非想非非想處耶。答不必爾。以生色界不能初起雜修靜慮。要欲 界時曾起今復重修方能往色究竟。生無色者更無如是殊勝類業。要 於欲界曾起今更重修然後能生有頂。是故往有頂者若先得無色而 退。若先不得彼欲界歿生梵眾天皆能往非想非非想處。問所說上流 為但是信勝解。為亦有見至耶。答若不退上定而上流者此通二種。
refers to being reborn in the Brahmā-Assembly Heaven; the case displayed by both "coming" and "going" refers to being reborn in any of the intermediate stations; and there is no case displayed by neither "coming" nor "going." Question: as explained above, one who goes to Akaniṣṭha first attains the four mundane dhyānas, and only afterward regresses and abides in the first dhyāna — does one who goes to the sphere of neither-perception-nor-non-perception likewise first attain the four mundane formless attainments, and only afterward regress and abide in the first dhyāna? Answer: there is indeed such a case as well — just as there is the case of first attaining the four mundane dhyānas, then regressing and abiding in the first dhyāna, dying and being reborn in the Brahmā world, and proceeding successively clear up to being reborn in Akaniṣṭha, so too is there the case of first attaining the four mundane dhyānas and the four mundane formless attainments, then regressing and abiding in the first dhyāna, dying and being reborn in the Brahmā world, and proceeding successively clear up to being reborn in the sphere of neither-perception-nor-non-perception — though this is not necessarily always the case. Question: why does the passage not mention regressing to the first dhyāna in this latter case? Answer: there is no case of one who regresses to the first dhyāna and then actually dies there, and it is for this reason that it is not mentioned. Furthermore, this passage is displaying the distinctions among non-returners, and one who regresses to the first dhyāna is no longer properly a non-returner at all, and it is for this reason that it is not mentioned. Question: as stated, one who regresses and abides in the first dhyāna, and is reborn in the Brahmā-Assembly Heaven, may become a fully-transcending, half-transcending, or dying-in-every-station upstream type — if, instead, he regresses and abides in the second dhyāna and is reborn in the Parīttābha heaven, or regresses and abides in the third dhyāna and is reborn in the Parīttaśubha heaven, or regresses and abides in the fourth dhyāna and is reborn in the Anabhraka heaven, and so on, can he likewise become a fully-transcending, half-transcending, or dying-in-every-station upstream type? Answer: some hold that he cannot, since, when reborn in the Brahmā world, none of the stations a non-returner ought to be reborn into thereafter is missing or deficient, and it is on this basis that the fully-transcending, half-transcending, and dying-in-every-station types are established — whereas, if he regresses and is reborn into an upper-ground station instead, some of those stations become missing and deficient, and it is for this reason that the fully-transcending type and the rest are not established on that basis. Others hold: he can indeed still be named a half-transcending type, since he does skip over a small portion of the intermediate stations. Others hold: he can indeed still be given all three names in full, on the grounds that, from wherever a being dies in the desire realm and is reborn, the fully-transcending, half-transcending, and dying-in-every-station types can equally be posited with respect to whatever stations lie above that point of rebirth. Question: if a non-returner dies in the desire realm and is reborn in the formless realm, can he likewise become a fully-transcending type and the rest? Answer: some hold that he cannot; others hold that he can indeed still be named a half-transcending type; and others hold that he can indeed still be given all three names in full — the reasons here are all exactly as explained above. Question: just as the upstream type going to Akaniṣṭha must first attain the four dhyānas, then regress and be reborn in the Brahmā world, and only afterward is capable of going on to the Akaniṣṭha heaven, must the upstream type going to the sphere of neither-perception-nor-non-perception likewise first attain the four formless attainments, then regress and be reborn in the Brahmā world, and only afterward be capable of going on to the sphere of neither-perception-nor-non-perception? Answer: this is not necessarily so, since one reborn in the form realm is incapable of first giving rise to the mixed cultivation of dhyāna there — he must have already given rise to it once while still in the desire realm, and now cultivate it once again, before he becomes capable of going on to Akaniṣṭha. One reborn in the formless realm, by contrast, has no such distinctive karma of this particular kind at all — he need only have once given rise to it while in the desire realm, and now cultivate it once again, and he thereby becomes capable of being reborn at the peak of existence. It is for this reason that one going to the peak of existence, whether he had first attained the formless attainments and then regressed, or had not first attained them at all, in either case, upon dying in the desire realm and being reborn in the Brahmā-Assembly Heaven, is equally capable of going on to the sphere of neither-perception-nor-non-perception. Question: is the upstream type spoken of here exclusively the one liberated by conviction, or does it also include the one who has arrived through insight? Answer: if he becomes the upstream type without having regressed from an upper concentration, then this covers both types;
若退上定而上流者唯信勝解。復次即退上定而上流者亦通二種。問 彼見至云何退耶。答彼非本性見至。但於退後未命終頃從信勝解練 根作見至。然後命終而生上界為上流故。
if he becomes the upstream type by having regressed from an upper concentration, then he is exclusively the one liberated by conviction. Furthermore, even one who becomes the upstream type by having regressed from an upper concentration may in fact also cover both types. Question: how, then, could a one-who-has-arrived-through-insight ever regress? Answer: he was not, in fact, an inherent one-who-has-arrived-through-insight from the start — rather, after his regression, and before he actually dies, he refines his faculties from being one liberated by conviction into becoming one who has arrived through insight, and only then dies and is reborn in the upper realm as the upstream type.
That the upstream type's own driving motivation is explicitly named as unextinguished craving — the very thing the whole Buddhist path exists to eliminate — is a genuinely striking piece of psychological realism: this is not someone free of craving using a clever technique to ascend, but someone whose own residual craving for finer and finer states of being is the literal engine carrying him, heaven by heaven, toward the very cessation of that craving.
5. Why the Intermediate State Only Works in the Form Realm
The treatise devotes an unusually long, almost obsessive list of reasons why parinirvāṇa in the intermediate state can occur only for beings dying out of the form realm's own defilement, never within the desire realm itself — the desire realm's intermediate-state body is too weak, its afflictions too coarse and entrenched, its own nature too chaotic and indeterminate to support the noble path's manifestation in so brief and fragile a vessel — before extending the same logic to explain why even a being who dies while already in the form realm cannot attain parinirvāṇa in the intermediate state that follows, since that would erase the very distinguishing condition that keeps the five types of non-returner from collapsing into confusion with one another.
問如色界有中般涅槃欲界亦有耶。答無。問何故。答欲界是不定界 非修地非離染地多諸過失災橫留難。住本有時尚難得果。況住中有 微劣身耶。色界不爾故住中有能般涅槃。復次若住欲界中有般涅槃 者則依中有能越三界。然無依中有身能越三界者。復次若住欲界中 有般涅槃者。則中有中能斷三界煩惱。然無住中有身能斷三界煩惱 者。復次若住欲界中有般涅槃者則中有中能斷不善無記二種煩惱。
Question: just as the form realm has parinirvāṇa in the intermediate state, does the desire realm have it as well? Answer: no. Question: why not? Answer: the desire realm is an indeterminate realm, neither a ground of cultivation nor a ground of freedom from defilement, full of many faults, calamities, and obstructions — even while abiding in an ordinary lifetime there, it is already difficult to attain the fruit, how much more so, then, while abiding in the feeble, inferior body of the intermediate state? The form realm is not like this, and it is for this reason that one can attain parinirvāṇa while abiding in its own intermediate state. Furthermore, were parinirvāṇa attained while abiding in the desire realm's own intermediate state, then a being would be capable of transcending all three realms by relying on the intermediate-state body alone — yet there is no case of a being capable of transcending all three realms by relying on an intermediate-state body. Furthermore, were parinirvāṇa attained while abiding in the desire realm's own intermediate state, then the intermediate state would be capable of severing the afflictions of all three realms — yet there is no case of a being, while abiding in an intermediate-state body, capable of severing the afflictions of all three realms. Furthermore, were parinirvāṇa attained while abiding in the desire realm's own intermediate state, then the intermediate state would be capable of severing both the unwholesome and the neutral kinds of affliction,
然無住中有身能斷不善無記二種煩惱者。復次若住欲界中有般涅槃 者則中有中能證若二若三沙門果。然無住中有身能證若二若三沙門 果者。以是義故唯色界有中般涅槃欲界則無。復次中般涅槃必於前 生已離欲界染。已離欲界染者必不起欲界中有。故於欲界無中般涅 槃。復次欲界煩惱業重。非於中有微劣身中所能除斷。復次中有非 得不還果所依。但是得阿羅漢果所依。復次欲界中有必不能起聖道 現前以劣弱故。色界不爾。由此義故欲界無有中般涅槃。復次中有 微劣唯能起自根本地聖道現前非未至等以難起故。若欲界中有般涅 槃者則與此相違故必無有。復次欲界有違順相應煩惱。有外六門煩 惱有能引二果煩惱。有無慚無愧相應煩惱。及有忿等種種雜類諸隨 煩惱。難破難斷難越難離。住本有中作大功用。尚難除斷況在中 有。故無欲界中般涅槃。復次要曾具修九品對治方於中有能般涅 槃。欲界中有必未具修九品對治故彼中有不般涅槃。問如欲界歿受 色界中有得般涅槃。如是從色界歿受色界中有亦般涅槃不。答不。
yet there is no case of a being, while abiding in an intermediate-state body, capable of severing both the unwholesome and the neutral kinds of affliction. Furthermore, were parinirvāṇa attained while abiding in the desire realm's own intermediate state, then the intermediate state would be capable of realizing either two or three of the ascetic fruits — yet there is no case of a being, while abiding in an intermediate-state body, capable of realizing either two or three of the ascetic fruits. It is for these reasons that only the form realm has parinirvāṇa in the intermediate state, and the desire realm does not. Furthermore, parinirvāṇa in the intermediate state necessarily requires that one had already become free from the desire realm's own defilement in a prior life, and whoever has already become free from the desire realm's own defilement necessarily no longer gives rise to a desire-realm intermediate state — and so there can be no parinirvāṇa in the intermediate state within the desire realm. Furthermore, the desire realm's own afflictions and karma are heavy, and cannot possibly be removed and severed within the feeble, inferior body of the intermediate state. Furthermore, the intermediate state is not the basis for attaining the fruit of non-return, but only the basis for attaining the fruit of arhatship. Furthermore, the desire realm's own intermediate state, being weak and feeble, is necessarily incapable of giving rise to the manifestation of the noble path before it, whereas the form realm is not like this — and it is for this reason that the desire realm has no parinirvāṇa in the intermediate state. Furthermore, the intermediate state, being feeble, is capable of giving rise to the manifestation of the noble path only at the level of its own fundamental ground, never at the stage of proximate access and the like, since these are difficult to give rise to — and were parinirvāṇa attained in the desire realm's own intermediate state, this would contradict that very principle, and it is therefore necessarily impossible. Furthermore, the desire realm has afflictions associated with both aversion and conformity, afflictions belonging to the six external gateways, afflictions capable of drawing forth two kinds of result, afflictions associated with shamelessness and lack of conscience, and every manner of miscellaneous secondary affliction such as indignation and the like — all difficult to break, difficult to sever, difficult to transcend, and difficult to be free of; even while abiding in an ordinary lifetime, exerting great effort, it is already difficult to remove and sever these, how much more so, then, while in the intermediate state? And so there is no parinirvāṇa in the intermediate state within the desire realm. Furthermore, one must have already fully cultivated all nine grades of antidote before becoming capable of attaining parinirvāṇa within the intermediate state — the desire realm's own intermediate state necessarily has not yet fully cultivated all nine grades of antidote, and it is for this reason that its intermediate state does not attain parinirvāṇa. Question: just as one who dies in the desire realm and undergoes the form realm's own intermediate state can attain parinirvāṇa there, can one who dies in the form realm and undergoes the form realm's own intermediate state likewise attain parinirvāṇa there? Answer: no.
所以者何。彼於欲界多苦多障多諸災橫可厭之身極生厭逆。既捨離 已起色界中有現在前時。於當所受長時異熟亦生厭患便般涅槃。色 界無有如是災橫極可厭事令生厭逆。如於本有有緣礙故不般涅槃。
Why so? Because such a one, with respect to the desire realm's own body — full of suffering, full of obstruction, full of calamity, and utterly loathsome — has already given rise to an extreme sense of weariness and revulsion, and, having then renounced and abandoned it, at the very moment the form realm's own intermediate state manifests before him, he likewise gives rise to weariness and disgust toward the long-lasting ripened result he is about to undergo, and thereupon attains parinirvāṇa. The form realm, by contrast, has no such calamitous, utterly loathsome matter capable of giving rise to weariness and revulsion — and, just as, within an ordinary lifetime there, some circumstantial obstruction prevents parinirvāṇa,
今中有亦爾。故從彼歿所起中有不般涅槃。復次若色界歿即彼中有 般涅槃者。應亦名上流則五不還便成雜亂。謂彼無有差別因緣。唯 欲界歿住中有中般涅槃者名中般涅槃。非色界歿者。又無因緣從彼 趣上不名上流。由此過失故彼中有不般涅槃。問若欲界歿起色界中 有由厭逆故得涅槃者。何不即於欲界本有得涅槃耶。增厭逆故。答 彼住本有得不還果已起阿羅漢果。加行圓滿於未起聖道頃即便命終 故。由前勢力能於中有進斷餘結而般涅槃。問彼加行圓滿何故不起 聖道而便命終。答彼或壽盡故或業盡故或福盡故或他所害故或為饒 益他故。或非意遇惡緣故。不及起聖道而便命終。有說。彼得不還 果。已修後加行將圓滿時便遭長病。或闕資具。或遇命等諸難因緣 未能盡漏從彼展轉遂至命終。既得色界中有新蘊諸根大種增上力 故。速能引起聖道現前進斷餘結而般涅槃。問若欲界歿生無色界亦 有生般涅槃等不。答有。以欲界歿生上二界更不再生般涅槃者。隨 在何處即彼生中皆可建立生等三種二生。以上隨在何處皆可建立為 上流故。問樂慧上流不至色究竟。樂定上流不至有頂。於下諸處般 涅槃者亦得名為樂慧樂定二上流不。答彼亦隨類得二種名。然說樂 慧至色究竟。樂定至有頂者依極處說。過此更無行處故。如預流者 或名極七返有。而於中間般涅槃者亦得此名彼亦如是問何故聖者於 上二界一一生處但受一生於欲界中不如是耶。答欲界是不定界是雜 亂地諸煩惱業相陵相雜無分齊法式故。令聖者從下生上上復生下。
the very same holds for the intermediate state as well — and so, one who dies there does not attain parinirvāṇa in the intermediate state that then arises. Furthermore, were parinirvāṇa attained precisely within the very intermediate state of one dying in the form realm, then this, too, ought to be named the upstream type, and the fivefold classification of non-returners would then become confused and mixed together, since there would be no distinguishing condition at all between them — only one who dies in the desire realm and attains parinirvāṇa while abiding in the intermediate state is named one who attains parinirvāṇa in the intermediate state, never one who dies in the form realm; and there is likewise no condition by which proceeding upward from that point could fail to be named the upstream type — and it is because of this very flaw that the intermediate state arising from a death in the form realm does not attain parinirvāṇa. Question: if one who dies in the desire realm and gives rise to the form realm's own intermediate state attains nirvāṇa precisely through weariness and revulsion, then why does he not simply attain nirvāṇa directly within his own ordinary lifetime in the desire realm, where his weariness and revulsion would only be even greater? Answer: such a one, while still abiding in his ordinary lifetime, having already attained the fruit of non-return, gives rise to the process leading toward the fruit of arhatship, and, with his preparatory practice fully complete, dies precisely in the interval before the noble path itself has yet arisen — and it is through the momentum of that preceding practice that he is then capable, within the intermediate state, of proceeding to sever the remaining fetters and attain parinirvāṇa. Question: with his preparatory practice fully complete, why does the noble path not arise before he dies? Answer: it may be that his lifespan is exhausted, or his karma is exhausted, or his merit is exhausted, or he is harmed by another, or he dies in order to benefit another, or he unexpectedly encounters some adverse condition — and, for any of these reasons, he dies before he has time to give rise to the noble path. Others hold: such a one, having attained the fruit of non-return, cultivates his subsequent preparatory practice, and, just as it is about to reach completion, encounters a prolonged illness, or lacks the necessary requisites, or meets with some life-threatening difficulty or other adverse condition, and, being as yet unable to exhaust his contaminants, gradually proceeds, through these circumstances, to his own death — yet, having then obtained the form realm's own intermediate-state body, with its newly-formed aggregates, faculties, and great elements all at the height of their power, he becomes swiftly capable of giving rise to the manifestation of the noble path, proceeding to sever the remaining fetters and attain parinirvāṇa. Question: if one dies in the desire realm and is reborn in the formless realm, is there likewise a case of parinirvāṇa upon rebirth and the rest? Answer: there is — since, once one who dies in the desire realm and is reborn in either of the upper two realms is no longer reborn again anywhere thereafter before attaining parinirvāṇa, then, wherever he happens to be reborn, the three sub-types beginning with parinirvāṇa upon rebirth, together with the two sub-types of "coming" and "going," can equally be established with respect to that very existence — since the upstream type, too, can equally be established wherever such a being happens to be. Question: the upstream type who delights in wisdom does not reach clear up to Akaniṣṭha, and the upstream type who delights in concentration does not reach clear up to the peak of existence — can one who attains parinirvāṇa at some lower station still be named one of these two upstream types, delighting in wisdom or in concentration? Answer: he, too, can equally be given either of these two names according to his own type — it is simply that the statement that the one delighting in wisdom reaches Akaniṣṭha, and the one delighting in concentration reaches the peak of existence, is made with reference to the very furthest extreme station of each, since there is no further station to proceed to beyond that point — just as a stream-enterer, too, may be named "one bound for at most seven more rebirths," even though one who actually attains parinirvāṇa somewhere in the middle of that span is likewise given the very same name; the very same holds true here as well. Question: why is it that a noble one, within each and every existence in the upper two realms, undergoes only a single rebirth there, while this is not so within the desire realm? Answer: the desire realm is an indeterminate realm, a realm of confused disorder, where the various afflictions and karmas encroach upon and intermingle with one another, lacking any fixed, orderly pattern — and it is for this reason that a noble one may be reborn from a lower station into an upper one, and then, from that upper station, be reborn once again into a lower one,
The sheer redundancy of nearly a dozen independent arguments, all converging on the same single conclusion, is itself a rhetorical strategy worth noticing: rather than trusting one knock-down argument to settle the matter, the treatise piles up reason after reason from entirely different angles — cosmological, psychological, and structural — so that no single objection could dislodge the whole edifice at once.
6. Twelve Thousand, Nine Hundred and Sixty Kinds of Non-Returner
The fascicle closes with a virtuoso display of Abhidharma combinatorics: starting from the five basic types, the treatise multiplies in faculty (three grades), ground (four dhyānas), disposition (six arhat-types from liable-to-regress to unshakeable), station (sixteen form-realm heavens), and freedom-from-defilement (nine grades), building up through dozens of intermediate combinations to a final total of twelve thousand nine hundred and sixty distinct varieties of form-realm non-returner alone — with the same scheme, mutatis mutandis, applying again to those who proceed through the formless realm.
或於一處而受多生。色無色界是定界非雜亂地。諸煩惱業不相陵雜 有分齊法式故。令聖者唯上不下一處一生。
or may undergo multiple rebirths within a single station. The form and formless realms, by contrast, are determinate realms, free of confused disorder, where the various afflictions and karmas do not encroach upon or intermingle with one another, possessing a fixed, orderly pattern — and it is for this reason that a noble one there moves only upward, never downward, undergoing only a single rebirth within any single station.
復次生欲界聖者不名不還。而名極七返有等故生上下亦一處重生。
Furthermore, a noble one reborn in the desire realm is not named a non-returner at all, but is instead named "one bound for at most seven more rebirths" and the like, and it is for this reason that he may be reborn both upward and downward, and undergo repeated rebirth within a single station.
生上界聖者名曰不還故唯生上亦不重生。由此義故不還義滿。以尚 不生本處況有還生下者。
A noble one reborn in the upper realms, by contrast, is named a "non-returner," and it is for this reason that he is reborn only upward, and never undergoes repeated rebirth — and it is by this very principle that the meaning of "non-return" is fully satisfied, since he does not even return to his own original station, let alone return to any lower one.
復次不還補特伽羅廣說有無量種。今且分別行色界五種。當知此依 界建立故說一。生不生建立故說二。分位差別建立故說五。謂中般 涅槃乃至上流。往色究竟即此根建立故說十五。謂下中上根。各五 地建立故說二十。謂初靜慮乃至第四靜慮。各五種性建立故說三 十。謂退法種性乃至不動法種性。各五處建立故說八十。謂梵眾天 乃至色究竟天。各五種性根建立故說九十。謂退法種性下中上根。
Furthermore, non-returning persons, explained in full, are of countless kinds — for now, only the five kinds who proceed through the form realm shall be distinguished. It should be understood that, established by realm alone, there is said to be one kind; established by the distinction between being reborn and not being reborn, two kinds; established by the distinction in stage, five kinds — namely, parinirvāṇa in the intermediate state, and so on clear through the upstream type going to Akaniṣṭha. Established, in turn, by faculty, there are said to be fifteen kinds — namely, the lower, middling, and superior faculties, each of the five. Established by ground, there are said to be twenty kinds — namely, the first dhyāna clear through the fourth dhyāna, each of the five. Established by disposition, there are said to be thirty kinds — namely, the disposition liable to regress clear through the unshakeable disposition, each of the five. Established by station, there are said to be eighty kinds — namely, the Brahmā-Assembly Heaven clear through the Akaniṣṭha heaven, each of the five. Established by disposition and faculty together, there are said to be ninety kinds — namely, the disposition liable to regress with its lower, middling, and superior faculties,
各有五乃至不動法種性亦爾。地種性建立故說百二十。謂初靜慮六 種性各有五乃至第四靜慮亦爾。地種性根建立故說三百六十。謂初 靜慮六種性三根各五乃至第四靜慮亦爾。處種性建立故說四百八 十。謂梵眾天六種性各五乃至色究竟天亦爾。處種性根建立故說一 千四百四十。謂梵眾天六種性三根各五乃至色究竟天亦爾。離染處 種性根建立故說一萬二千九百六十。謂前一千四百四十各有九種離 染差別。復次一中般涅槃差別建立亦有多種。謂界故說一。根故說 三。地故說四。種性故說六。離染故說九。處故說十六。種性根故 說十八。地種性故說二十四。地離染故說三十六。地種性根故說七 十二。處種性故說九十六。地離染根故說一百八。處離染故說一百 四十四。種性離染根故說一百六十二。地離染種性故說二百一十 六。處種性根故說二百八十八。地離染種性根故說六百四十八。處 種性離染故說八百六十四。處種性離染根故說二千五百九十二。如 中般涅槃有爾所乃至上流亦爾。如是總有一萬二千九百六十不還差 別。如行色界不還差別建立。如是行無色不還差別建立隨應亦爾。
each of the five, and so on clear through the unshakeable disposition, likewise. Established by ground and disposition together, there are said to be one hundred and twenty kinds — namely, the six dispositions of the first dhyāna, each of the five, and so on clear through the fourth dhyāna, likewise. Established by ground, disposition, and faculty together, there are said to be three hundred and sixty kinds — namely, the six dispositions and three faculties of the first dhyāna, each of the five, and so on clear through the fourth dhyāna, likewise. Established by station and disposition together, there are said to be four hundred and eighty kinds — namely, the six dispositions of the Brahmā-Assembly Heaven, each of the five, and so on clear through Akaniṣṭha, likewise. Established by station, disposition, and faculty together, there are said to be one thousand four hundred and forty kinds — namely, the six dispositions and three faculties of the Brahmā-Assembly Heaven, each of the five, and so on clear through Akaniṣṭha, likewise. Established by freedom-from-defilement, station, disposition, and faculty all together, there are said to be twelve thousand nine hundred and sixty kinds — namely, each of the preceding one thousand four hundred and forty having nine distinct grades of freedom-from-defilement. Furthermore, even a single one of these — parinirvāṇa in the intermediate state — admits of many distinct further establishments in its own right: established by realm alone, one; by faculty, three; by ground, four; by disposition, six; by freedom-from-defilement, nine; by station, sixteen; by disposition and faculty, eighteen; by ground and disposition, twenty-four; by ground and freedom-from-defilement, thirty-six; by ground, disposition, and faculty, seventy-two; by station and disposition, ninety-six; by ground, freedom-from-defilement, and faculty, one hundred and eight; by station and freedom-from-defilement, one hundred and forty-four; by disposition, freedom-from-defilement, and faculty, one hundred and sixty-two; by ground, freedom-from-defilement, and disposition, two hundred and sixteen; by station, disposition, and faculty, two hundred and eighty-eight; by ground, freedom-from-defilement, disposition, and faculty, six hundred and forty-eight; by station, disposition, and freedom-from-defilement, eight hundred and sixty-four; and by station, disposition, freedom-from-defilement, and faculty, two thousand five hundred and ninety-two. Just as parinirvāṇa in the intermediate state admits of this many distinctions, so too does the upstream type, and the rest — and so, in total, there are twelve thousand nine hundred and sixty distinct varieties of non-returner. Just as this establishment of distinctions among non-returners has been worked out for those who proceed through the form realm, so too should the corresponding establishment of distinctions among those who proceed through the formless realm be worked out accordingly.
Watching five simple categories multiply into nearly thirteen thousand distinct varieties through nothing more than systematic cross-tabulation is a fitting way to close this nyāsa: it is the same underlying conviction that has run through this entire long stretch of the Concentration Aggregate — that every spiritual distinction worth naming can, in principle, be exhaustively cross-referenced against every other, and that a truly complete map of the path to liberation would have to specify not just its five broad lanes but every one of the thousands of individually traceable routes within them.
Fascicle 174 Complete — the Non-Returner Nyāsa Opens
This closes fascicle 174 of Ru-Yi's translation, drawn from the treatise's true CBETA boundary. Fascicle 174 opens the Non-Returner Nyāsa (不還納息第四之一), the fourth and final nyāsa of the Concentration Aggregate (定蘊第七), with an extended treatment of the five types of non-returner: first showing that the true, complete classification is sevenfold rather than five; then ranking every pair by a trade-off between duration and fetters severed; then citing the Saṅgītiparyāya's formal definitions of each type; then tracing the upstream type's own elaborate nine-heaven ascent through the Brahmā hierarchy and the five Pure Abodes; then cataloguing nearly a dozen independent reasons why parinirvāṇa in the intermediate state occurs only for those dying out of the form realm; and finally multiplying the five basic types out, through faculty, ground, disposition, station, and freedom-from-defilement, to twelve thousand nine hundred and sixty distinct varieties. Fascicle 175 continues within this same Non-Returner Nyāsa.