Part 1 of 10 · 大乘起信論 T1666 · Complete

Eight Reasons, and the Mind That Holds All Things

This page opens Ru-Yi's translation of the Awakening of Faith in the Mahāyāna (大乘起信論), attributed to Aśvaghoṣa and translated into Chinese by Paramārtha in 553. It carries the treatise's three homage verses, its statement of the eight reasons it was written, and the short "doctrine in outline" (立義分) that states, in a single dense paragraph, the entire claim the rest of the treatise will spend nine more pages unfolding: that the mind of every sentient being already contains both the unconditioned and the conditioned, and that this one mind is itself the whole of the Mahāyāna.

Translator: Ru-Yi Meditation Center Status: Part 1 of 10 complete Source: Taishō T1666, 大乘起信論 (Aśvaghoṣa, tr. Paramārtha) Reading notes after Fazang's 大乘起信論義記 (T1846)

Translation Method

The Chinese source is Paramārtha's sixth-century translation, the version Fazang (法藏, 643–712), the third patriarch of the Huayan school, took as the base text for his own commentary, the Commentary on the Meaning of the Awakening of Faith (大乘起信論義記, T1846). Fazang opens his commentary with a ten-part scholastic preamble — on why the treatise arose, which canonical division it belongs to, what audience it addresses, and so on — before turning, in his second and third fascicles, to a line-by-line exegesis of the treatise itself. It is that line-by-line exegesis, not the preamble, that supplies this collection's reading notes. Classical text is set in the left-hand column below, our English in the right. See also this site's note on translation method.

The Homage Verses

Chinese Source

歸命盡十方,
最勝業遍知,
色無礙自在,
救世大悲者,

及彼身體相,
法性真如海,
無量功德藏,
如實修行等。

為欲令眾生,
除疑捨邪執,
起大乘正信,
佛種不斷故。

Ru-Yi Translation

I take refuge in the one supreme throughout the ten directions,
whose deeds are all-knowing,
whose form is unhindered and free,
the great compassion that saves the world —

and in that very body's own essence and attributes,
the ocean of suchness that is the nature of all dharmas,
the treasury of immeasurable merit —

and in those who practice in accord with reality.
That sentient beings may remove their doubts and cast off false attachments,
give rise to true faith in the Mahāyāna,
and the seed of buddhahood not be cut off.

Reading note — after Fazang

Fazang reads these three stanzas as homage paid in strict order to the Three Jewels, and he is explicit that the second stanza is not a fourth object of refuge alongside the Buddha — it is what the Buddha's own body actually consists of, read as the Dharma Jewel. "彼身體相" ("that body's own essence and attributes"), he writes, "顯佛與法不相離" — shows that the Buddha and the Dharma are not separate things. The essence (體) and attributes (相) named here are exactly the "greatness of essence" and "greatness of attributes" the treatise will name again, formally, a few paragraphs later in the doctrine-in-outline section below; the homage verse and the doctrinal statement are naming the same two things, once devotionally and once analytically. The closing phrase, 如實修行等, he restricts deliberately: this is homage not to the ordinary monastic community but specifically to bodhisattvas who have already reached the grounds (地上菩薩), "as證理起行名如實修" — because it is only they who have realized principle and given rise to practice accordingly that this phrase properly describes.

On the opening word itself, Fazang glosses 歸命 ("I take refuge," literally "I turn my life over") two ways at once: 歸 as "turning toward," and 命 as either the reader's own life — staking what one values most on the Three Jewels — or the Buddha's own teaching-command, obeyed. He also pauses on why the treatise uses 歸命 rather than the more common 稽首 ("I bow my head"): citing the Mahāprajñāpāramitā-śāstra, he notes that in some sūtras the four heavenly king Vaiśravaṇa is said to "take refuge in" (歸命) Śākyamuni but merely "bow to" (稽首) other buddhas — and resolves the apparent slight by explaining that of the three modes of homage (body, speech, and mind), 稽首 belongs to the body alone while 歸命 belongs to the mind, and mind is the heaviest of the three.

Why This Treatise Was Written

Chinese Source

論曰:有法能起摩訶衍信根,是故應說。說有五分。云何為五?一者、因緣分,二者、立義分,三者、解釋分,四者、修行信心分,五者、勸修利益分。

初說因緣分。

問曰:「有何因緣而造此論?」

答曰:「是因緣有八種。云何為八?一者、因緣總相,所謂為令眾生離一切苦得究竟樂,非求世間名利恭敬故。二者、為欲解釋如來根本之義,令諸眾生正解不謬故。三者、為令善根成熟眾生於摩訶衍法堪任不退信故。四者、為令善根微少眾生修習信心故。五者、為示方便消惡業障善護其心,遠離癡慢出邪網故。六者、為示修習止觀,對治凡夫二乘心過故。七者、為示專念方便,生於佛前必定不退信心故。八者、為示利益勸修行故。有如是等因緣,所以造論。」

問曰:「修多羅中具有此法,何須重說?」

答曰:「修多羅中雖有此法,以眾生根行不等、受解緣別。所謂如來在世眾生利根,能說之人色心業勝,圓音一演異類等解,則不須論。若如來滅後,或有眾生能以自力廣聞而取解者;或有眾生亦以自力少聞而多解者;或有眾生無自心力因於廣論而得解者;自有眾生復以廣論文多為煩,心樂總持少文而攝多義能取解者。如是此論,為欲總攝如來廣大深法無邊義故,應說此論。」

已說因緣分。

Ru-Yi Translation

The treatise says: there is a teaching able to give rise to the root of faith in the Mahāyāna; therefore it should be explained. The exposition has five parts. What are the five? First, the part on causes and conditions. Second, the part establishing the doctrine. Third, the part of explanation. Fourth, the part on cultivating the practice of faith. Fifth, the part exhorting practice and its benefits.

First, the part on causes and conditions.

Question: "For what causes and conditions was this treatise composed?"

Answer: "There are eight such causes. What are the eight? First, the general cause: it is so that sentient beings may leave behind all suffering and attain ultimate bliss — not in pursuit of worldly fame, gain, or honor. Second, it is to explain the root meaning of the Tathāgata's teaching, so that sentient beings may understand it correctly, without error. Third, it is so that sentient beings whose roots of goodness have ripened may become capable of unretreating faith in the Mahāyāna teaching. Fourth, it is so that sentient beings whose roots of goodness are still slight may cultivate the mind of faith. Fifth, it is to show the skillful means for dissolving the hindrance of evil karma and guarding the mind well, so as to leave behind delusion and arrogance and escape the net of wrong views. Sixth, it is to show the cultivation of calming and contemplation, to counter the faults of mind found in ordinary people and in the two vehicles. Seventh, it is to show the skillful means of single-minded recollection, so that one may be born before a buddha and one's faith be certain never to retreat. Eighth, it is to show the benefits of this teaching and exhort practice. These are the causes and conditions on account of which the treatise was composed."

Question: "The sūtras already contain this teaching in full — why does it need to be explained again?"

Answer: "Although the sūtras contain this teaching, sentient beings differ in faculty and conduct, and the conditions by which they come to understanding differ as well. While the Tathāgata was in the world, sentient beings had sharp faculties, and the one who taught was supreme in the karma of body and mind — a single utterance of his perfect voice brought equal understanding to beings of every kind, and no treatise was needed. But after the Tathāgata's nirvāṇa, there are sentient beings able, through their own strength, to hear the teaching widely and grasp its understanding; there are others who, also through their own strength, hear only a little yet understand much; there are others without strength of their own mind who gain understanding only through an extensive treatise; and there are yet others who find the extensive treatises' many words wearisome, whose minds delight instead in a text that is brief yet gathers up much meaning, through which they are able to gain understanding. It is for this reason — to gather up, in total, the boundless meaning of the Tathāgata's vast and profound teaching — that this treatise should be composed."

This concludes the part on causes and conditions.

Reading note — after Fazang

Fazang treats the eight causes as more than a devotional list — he reads each one, apart from the first, as a forward pointer to a specific later passage of the treatise, and laying his cross-references out together turns this paragraph into a table of contents in miniature. The second cause, explaining "the Tathāgata's root meaning," he ties to the whole of the doctrine-in-outline section below together with the "revealing the true meaning" and "countering wrong attachments" chapters still to come — because it is there that the treatise explains the single mind with its two gates, "即是如來所說法門之根本" ("precisely the root of the gate of teaching the Tathāgata expounded"). The third cause points ahead to "distinguishing the stages of the path bodhisattvas advance toward," the fourth to the four kinds of faith and five practices with which the cultivation-of-faith part will open. The remaining four — dissolving karmic hindrance, cultivating calming-and-contemplation, single-minded recollection of a buddha, and exhortation to practice — Fazang maps one-for-one onto four specific paragraphs still inside the cultivation-of-faith part: repentance practice for the heavy-karma beginner, the calming-and-contemplation chapter proper, the closing paragraph recommending rebirth in a pure land, and the final part on the benefits of upholding the treatise. Nothing in the eightfold list, on this reading, is filler; each clause is a promissory note the treatise pays off later.

On the opening line's phrase 摩訶衍信根 ("the root of faith in the Mahāyāna"), Fazang glosses 根 ("root") with two distinct senses that will matter again once the cultivation-of-faith part defines faith formally: 能持義, the capacity to hold what has been gained without losing it, and 生後義, the capacity to advance further from where one stands. He then sets faith (信) and root (根) against each other in a fourfold analysis: there is faith without root — belief merely taken on someone else's word; there is root without faith — the other faculties, such as the root of wisdom, that are not themselves faith; there is both faith and root together — the settled understanding this treatise is written to produce; and there is neither — every other dharma. Faith that has become a root, in other words, is not simply believing something; it is belief that has stabilized into a capacity that cannot be lost and that keeps generating further practice — which is exactly the distinction the "part on cultivating the practice of faith," several pages ahead, will spend its first paragraphs formalizing.

The Doctrine, Stated in Outline

Chinese Source

次說立義分。

摩訶衍者,總說有二種。云何為二?一者、法,二者、義。所言法者,謂眾生心,是心則攝一切世間法、出世間法。依於此心顯示摩訶衍義。何以故?是心真如相,即示摩訶衍體故;是心生滅因緣相,能示摩訶衍自體相用故。所言義者,則有三種。云何為三?一者、體大,謂一切法真如平等不增減故。二者、相大,謂如來藏具足無量性功德故。三者、用大,能生一切世間、出世間善因果故。

一切諸佛本所乘故,一切菩薩皆乘此法到如來地故。已說立義分。

Ru-Yi Translation

Next, the part establishing the doctrine.

As for the Mahāyāna: in general there are two aspects to it. What are the two? First, the dharma; second, the meaning. By "the dharma" is meant the mind of sentient beings. This mind includes within itself all mundane and supramundane dharmas. It is in dependence on this mind that the meaning of the Mahāyāna is shown. Why is this? Because the mark of this mind as suchness directly shows the essence of the Mahāyāna; and the mark of this mind's causes, conditions, and arising-and-ceasing is able to show the Mahāyāna's own essence, attributes, and function. As for "the meaning," there are three aspects. What are the three? First, the greatness of its essence, because the suchness of all dharmas is everywhere equal, neither increasing nor decreasing. Second, the greatness of its attributes, because the tathāgatagarbha is complete with immeasurable qualities of its own nature. Third, the greatness of its function, because it is able to give rise to all wholesome mundane and supramundane causes and effects.

It is what all buddhas have, from the outset, ridden upon; and it is by riding upon this very dharma that all bodhisattvas arrive at the ground of the Tathāgata. This concludes the part establishing the doctrine.

Reading note — after Fazang

Fazang's gloss on the three words "謂眾生心" ("means the mind of sentient beings") is the hinge on which his entire commentary turns, so it is worth quoting closely: 出其法體,謂如來藏心含和合不和合二門 — "this brings out the essence of the dharma: namely, the tathāgatagarbha-mind, which contains within it both a conjoined and an unconjoined gate." The two gates the treatise names two pages ahead — mind-as-suchness and mind-as-arising-and-ceasing — are not, on Fazang's reading, added to "the mind of sentient beings" from outside; that one phrase already implies both, because it names the mind specifically as it exists for beings still caught in the conjoined condition, rather than as it exists for a buddha, "在佛地,則無和合義" — at the stage of buddhahood, there is no more conjoined aspect left to speak of, only suchness. The whole architecture the next several pages will unfold — two gates, three greatnesses, one mind — is already compressed into this single three-character phrase.

Fazang also catches a grammatical asymmetry in the passage that a fast reading slides past: the suchness gate "即示" the essence of the Mahāyāna (directly, identically shows it), while the arising-and-ceasing gate merely "能示" its essence, attributes, and function (is able to show them). He explains the difference is not stylistic. Suchness is "不起門" — the gate of non-arising — and stands in no relation of "showing" apart from being identical with what it shows, hence 即. Arising-and-ceasing is "起動門" — the gate of arising and motion — where what is shown (defiled and pure phenomena) is distinct from what does the showing, so a real relation of demonstration exists, hence 能. This is also, on his reading, why the essence-attributes-function triad gets attributed formally to the arising-and-ceasing gate rather than the suchness gate: 起含不起,故起中具三大 — arising already contains non-arising within it, so it is within the arising gate that all three greatnesses can be fully shown at once. On 相大 specifically, he adds a compact cross-reference worth keeping in mind for later pages: it names 二種如來藏中不空之義 — the not-empty aspect within the tathāgatagarbha's twofold nature — a distinction the treatise itself will not make explicit until the "revealing the true meaning" chapter several pages ahead defines suchness as both empty and not-empty.

Part 1 Complete

This closes Part 1: the homage verses, the eight reasons the treatise was written, and the doctrine of the One Mind stated in outline — one mind, two gates implied within it, three greatnesses of essence, attributes, and function. Part 2 turns to the "part of explanation" proper, opening with the section Fazang calls "revealing the true meaning" (顯示正義): the mind of suchness itself, described first by what it is not, then by what it positively is.

Continue to Part 2 — The Gate of Mind as Suchness →