Part 3 of 10 · 大乘起信論 T1666 · Complete

Original Enlightenment, Discovered in Four Stages

Part 3 opens the second gate, mind as arising-and-ceasing, and with it the treatise's most influential single passage. Suchness, in conjunction with ignorance, is here named the ālayavijñāna — neither one with arising-and-ceasing nor different from it — and that consciousness is shown to hold two aspects at once: enlightenment, unfolded through original enlightenment, actualized enlightenment, and the four marks of mind that measure the distance between them; and non-enlightenment, taken up on the next page.

Translator: Ru-Yi Meditation Center Status: Part 3 of 10 complete Source: Taishō T1666, 大乘起信論 (Aśvaghoṣa, tr. Paramārtha) Reading notes after Fazang's 大乘起信論義記 (T1846)

The Ālayavijñāna: Neither One Nor Different

Chinese Source

心生滅者,依如來藏故有生滅心,所謂不生不滅與生滅和合,非一非異,名為阿梨耶識。此識有二種義,能攝一切法、生一切法。云何為二?一者、覺義,二者、不覺義。

Ru-Yi Translation

Mind as arising-and-ceasing: in dependence on the tathāgatagarbha there is the mind of arising-and-ceasing. That which neither arises nor ceases, conjoined with arising-and-ceasing, neither one with it nor different from it, is called the ālayavijñāna. This consciousness has two aspects, able to include all dharmas and to give rise to all dharmas. What are the two? First, the aspect of enlightenment. Second, the aspect of non-enlightenment.

Reading note — after Fazang

The Chinese source here reads 阿梨耶識, Paramārtha's own transliteration of ālayavijñāna, rather than the 阿賴耶識 spelling Xuánzàng's school later made standard and that this site uses for the same consciousness elsewhere. Fazang notes the translation-history directly: 梁朝真諦三藏訓名翻為無沒識,今時奘法師就義翻為藏識 — the Liang-dynasty Paramārtha rendered the name by sound as "the not-lost consciousness," while the present-day Master Xuánzàng renders it by meaning as "the storehouse consciousness." "無沒" (not-lost) and "藏" (storehouse) are, on his reading, one meaning under two names: the storing is what a sentient being's misperception — mistaking a mind that does not, in fact, hold onto its own fixed nature for something that does — turns into a first-person "I." Once that same misperception is corrected, he adds, the name ālayavijñāna itself simply lapses; there is no further storehouse left to name once nothing is being hoarded.

On "neither one nor different," Fazang works through the logic in three steps rather than asserting it. Not different, first, because the tathāgatagarbha and the seven active consciousnesses are, in the end, the same water taking different shapes — 以本從末 (tracing the derivative back to its source), 攝末同本 (gathering the derivative back into identity with the source), and 本末平等 (the equality of source and derivative) are three distinct arguments for the same conclusion, the last of them citing the Laṅkāvatāra directly: 唯真不生,單妄不成,真妄和合方有所為 — the true alone does not give rise to anything, the false alone accomplishes nothing; only the conjoining of the true and the false has any effect. Not one, second, because the Laṅkāvatāra itself distinguishes them just as sharply: 如來藏者不在阿梨耶中,是故七識有生有滅,如來藏者不生不滅 — the tathāgatagarbha is not located within the ālaya; the seven consciousnesses have both arising and ceasing, while the tathāgatagarbha has neither. Fazang resolves the apparent tension with a foursquare figure worth keeping in hand for the pages ahead: the tathāgatagarbha alone is like water's wetness; the seven active consciousnesses alone are like waves; the ālayavijñāna itself, holding both, is like the sea containing both stillness and motion; and deluded grasping, which is neither simply arising-and-ceasing nor simply not, is like the force of the wind itself, which is neither the water nor the wave.

Original Enlightenment and Actualized Enlightenment

Chinese Source

所言覺義者,謂心體離念。離念相者,等虛空界無所不遍,法界一相即是如來平等法身,依此法身說名本覺。何以故?本覺義者,對始覺義說,以始覺者即同本覺。始覺義者,依本覺故而有不覺,依不覺故說有始覺。又以覺心源故名究竟覺,不覺心源故非究竟覺。此義云何?

如凡夫人覺知前念起惡故,能止後念令其不起,雖復名覺,即是不覺故。如二乘觀智、初發意菩薩等,覺於念異,念無異相,以捨麁分別執著相故,名相似覺;如法身菩薩等,覺於念住,念無住相,以離分別麁念相故,名隨分覺;如菩薩地盡,滿足方便一念相應,覺心初起心無初相,以遠離微細念故得見心性,心即常住,名究竟覺。

是故修多羅說:「若有眾生能觀無念者,則為向佛智故。」又心起者,無有初相可知,而言知初相者,即謂無念。是故一切眾生不名為覺,以從本來念念相續未曾離念故,說無始無明。

若得無念者,則知心相生住異滅。以無念等故,而實無有始覺之異,以四相俱時而有皆無自立,本來平等同一覺故。

Ru-Yi Translation

By "the aspect of enlightenment" is meant that the essence of mind is apart from thought. The mark of being apart from thought is equal to the realm of space, pervading everywhere without exception — the single mark of the dharma-realm, which is precisely the Tathāgata's equal dharma-body. It is in dependence on this dharma-body that one speaks of original enlightenment. Why is this? "Original enlightenment" is spoken of in contrast to "actualized enlightenment," since actualized enlightenment is, in the end, identical with original enlightenment. As for actualized enlightenment: it is in dependence on original enlightenment that there is non-enlightenment, and it is in dependence on non-enlightenment that actualized enlightenment is spoken of. Further, it is because one awakens to the source of mind that it is called ultimate enlightenment; because one does not awaken to the source of mind, it is not yet ultimate. What does this mean?

Take an ordinary person: because he becomes aware that a prior thought has given rise to something evil, he is able to stop a later thought from arising in the same way. Though this may be called a kind of awakening, it is, in fact, still non-enlightenment. Take the contemplative wisdom of the two vehicles, and bodhisattvas who have just first set their minds on awakening: they awaken to the changing marks of thought, so that thought has no mark of change left, because they have abandoned the coarse marks of discriminating attachment — this is called resembling enlightenment. Take bodhisattvas who have realized the dharma-body: they awaken to the abiding marks of thought, so that thought has no mark of abiding left, because they are apart from the coarse marks of discriminating thought — this is called partial enlightenment. Take a bodhisattva at the very end of the bodhisattva grounds, complete in skillful means, whose mind corresponds in a single thought-instant: he awakens to the very first stirring of mind, so that mind has no mark of a first stirring left, because he has left far behind even the subtlest thought, and thereby comes to see the nature of mind — mind itself is then constantly abiding. This is called ultimate enlightenment.

This is why the sūtras say: "If there is a sentient being able to contemplate no-thought, this is already moving toward the wisdom of a buddha." Further, as for mind's stirring, there is in fact no first mark of it that can be known; and to speak of "knowing the first mark" means precisely no-thought itself. This is why all sentient beings are not called enlightened — because, from the very outset, thought after thought has continued in unbroken succession, never once apart from thought — and this is spoken of as beginningless ignorance.

If one attains no-thought, one thereby knows the marks of mind — arising, abiding, changing, and ceasing. Because these are, in their equality, no different from no-thought itself, there is in reality no distinct actualized enlightenment apart from original enlightenment at all — because the four marks exist all at once, none of them established on its own, originally equal, one and the same enlightenment.

Reading note — after Fazang

Fazang catches the circularity built into "original" and "actualized" and insists it is not a flaw: 以始即同本,以至心源時始覺即同本覺無二相故 — "original" is only called original in relation to "actualized," and once actualized enlightenment truly reaches the source of mind, the two are no longer two things at all. The naming is scaffolding, not a permanent distinction: 本覺之名在生滅門中,非真如門也 — the very term "original enlightenment" belongs only to the arising-and-ceasing gate, where a contrast with the unawakened still needs stating; within the suchness gate itself, where nothing is opposed to anything, the word has no work left to do and simply drops away.

The four stages — an ordinary person merely suppressing a bad impulse, the two vehicles and beginning bodhisattvas seeing through the mark of change, dharma-body bodhisattvas seeing through the mark of abiding, and a bodhisattva at the very end of the path seeing through the first stirring of mind itself — Fazang is careful to say are not four literal moments inside one instant of thought: 非約一剎那心明四相也,此中文意將四相麁細配以寄顯返流四位 — the four marks are being used to display, at four degrees of coarseness, the four stages of the path turning back against the stream, not to describe four phases within a single flicker of mind. He then supplies a cross-reference this site will keep returning to on the next page: the coldest, most refined of the four — the "arising" mark — is exactly what the treatise will next call the karmic mark, first of the three subtle marks; the two "abiding" marks correspond to the second and third subtle-and-coarse marks; the two "changing" marks correspond to the fourth and fifth coarse marks; and the "ceasing" mark is the sixth and last. Original enlightenment and non-enlightenment, in other words, are not two separate teachings — they are the same fourfold map, read once from the perspective of what is gradually uncovered, and read again, starting on the next page, from the perspective of what gradually accumulates.

Pure Wisdom and Inconceivable Activity

Chinese Source

復次,本覺隨染,分別生二種相,與彼本覺不相捨離。云何為二?一者、智淨相,二者、不思議業相。

智淨相者,謂依法力熏習,如實修行,滿足方便故,破和合識相,滅相續心相,顯現法身,智淳淨故。此義云何?以一切心識之相皆是無明,無明之相不離覺性,非可壞非不可壞。

如大海水因風波動,水相風相不相捨離,而水非動性,若風止滅動相則滅,濕性不壞故。如是眾生自性清淨心,因無明風動,心與無明俱無形相、不相捨離,而心非動性。若無明滅相續則滅,智性不壞故。

不思議業相者,以依智淨能作一切勝妙境界,所謂無量功德之相常無斷絕,隨眾生根自然相應,種種而見,得利益故。

Ru-Yi Translation

Furthermore, original enlightenment, in according with defilement, gives rise through discrimination to two kinds of mark, neither of which is ever apart from that original enlightenment. What are the two? First, the mark of pure wisdom. Second, the mark of inconceivable karmic activity.

The mark of pure wisdom: it is that, in dependence on the power of the dharma's habituating influence, one practices in accordance with reality and, skillful means brought to completion, breaks apart the mark of the conjoined consciousness and extinguishes the mark of the continuing mind, so that the dharma-body is manifested and wisdom becomes wholly pure. What does this mean? All the marks of mind and consciousness are, every one, ignorance; yet the mark of ignorance is never apart from the nature of enlightenment — it can neither be destroyed, nor can it fail to be destroyed.

It is like the waters of the great ocean, stirred into waves by the wind: the mark of the water and the mark of the wind are never apart from one another, and yet water's nature is not motion. If the wind ceases, the mark of motion ceases with it, but the nature of wetness is not destroyed. Just so, the mind of sentient beings, pure in its own nature, is stirred by the wind of ignorance; mind and ignorance are both without any fixed form and never apart from one another, and yet mind's nature is not motion. If ignorance ceases, the continuity of mind ceases with it, but the nature of wisdom is not destroyed.

The mark of inconceivable karmic activity: in dependence on that pure wisdom, it is able to bring about every kind of excellent and wondrous state — that is, marks of immeasurable merit, forever without interruption, spontaneously corresponding to the faculties of sentient beings, appearing in every kind of way, so that beings gain benefit from them.

Reading note — after Fazang

Fazang reads the sea-and-wind simile here as a deliberate refinement of the same image the treatise used a few lines earlier for the ālayavijñāna itself, now mapped attribute for attribute: 水之動是風相,動之濕是水相,以水舉體動故水不離於風相,無動而非濕故動不離於水相 — the water's motion is the wind's own mark, while the wetness within that motion is the water's own mark; since the water moves with its entire being, the water is never apart from the wind's mark, and since there is no motion that is not simultaneously wet, motion is never apart from the water's mark. Applied back to mind: ignorance can never be found as some third thing separate from mind's own movement, and mind's stillness — its wisdom-nature — can never be found as separate from the very stirring that seems to obscure it. This is why he insists the mark of ignorance can neither be destroyed nor fail to be destroyed: what is destroyed, when practice bears fruit, is only the motion, exactly as a calmed sea loses its waves without losing a single drop of water.

On why 不思議業相, "inconceivable activity," is described as beginningless even though it plainly depends on wisdom being purified first, Fazang offers two resolutions rather than picking one. The first: a single instant of a buddha's perfect wisdom responds to all three periods of time at once, so its scope of response, like its scope of knowledge, has no starting point to name. The second, more direct: once ignorance is exhausted, actualized enlightenment simply is original enlightenment — and original enlightenment has, by definition, been benefiting sentient beings since beginningless time; actualized enlightenment inherits that beginninglessness the moment it becomes indistinguishable from what it always already was. Either way, the point of calling this activity 不思議, inconceivable, is the same: it operates "隨根自然相應…而不作意" — spontaneously corresponding to whatever a being's faculties call for, without ever forming the intention to do so, the way a bell rings for whoever strikes it without first deciding to ring.

Part 3 Complete

This closes Part 3: the ālayavijñāna is named, and the aspect of enlightenment within it has been traced from original enlightenment through the four marks of mind to the pure wisdom and inconceivable activity that original enlightenment produces once habituation toward practice takes hold. Part 4 turns to the aspect the ālayavijñāna holds alongside enlightenment — non-enlightenment itself — described first through the image of four mirrors, and then unfolded into the three subtle marks and six coarse marks that the cross-reference above has already promised.

Continue to Part 4 — Four Mirrors, Non-Enlightenment, and the Three Subtle, Six Coarse Marks →