Must a Book Begin Auspiciously?
Discarding Sin and Merit, continued捨罪福品第一
The Outsider's next objection is about literary etiquette, and it looks like a waste of everyone's time: a proper treatise opens with an auspicious word, and this one opens with "evil." What follows is the first sustained demolition in the book, and it does not stay on the subject of etiquette for long. Salt that is salty by nature; a lamp that lights itself; a spell that works at a distance and a star that brings misfortune; an elephant named for its trunk. By the end the Outsider has been maneuvered out of a claim about book design and into the claim this treatise actually exists to destroy — that anything at all has a nature of its own.
1. "Your Book Opens Badly"
The complaint is a real convention, not an invention of the treatise. Sanskrit śāstras conventionally open with a maṅgala, an auspicious invocation, and the belief attached to it was not merely decorative: an auspicious opening was held to make the work intelligible, to carry it further in the world, and to benefit whoever recited it. The Outsider is not being frivolous. He is pointing out that the Hundred Treatise, whose very first substantive word is 惡, "evil," has broken a rule everybody kept.
外曰:汝經有過,初不吉故(修妬路)。諸師作經法,初說吉故,義味易解,法音流布。若智人讀誦念知,便得增壽威德尊重。如有經名婆羅呵波帝(秦言廣主經),如是經等初皆言吉。以初吉故,中後亦吉。汝經初說惡,故是不吉。是以言汝經有過。
Outsider: Your text is at fault, because its opening is inauspicious.sūtra It is the rule for masters composing a text that, because the opening speaks of the auspicious, the sense and savor are easily grasped and the sound of the Dharma spreads abroad. If a wise man reads it and recites it and holds it in mind, he thereby gains length of days, majesty and honor. There is, for instance, a text named Bṛhaspati — in Qin speech, the Text of the Vast Lord — and texts of that kind all speak of the auspicious at their opening. Because the opening is auspicious, the middle and the end are auspicious too. Your text speaks of evil at its opening, and is therefore inauspicious. That is why I say your text is at fault.
2. Three Replies, and No Auspicious at All
The Insider gives three answers in quick succession, and they escalate sharply. The first concedes the convention and claims the treatise satisfies it. The second denies that anything is auspicious. The third denies that the auspicious could so much as arise — and it does so with an argument that any reader of this site's Madhyamaka pages will recognize on sight.
內曰:不然。斷邪見故說是經(修妬路),是吉。是不吉,此是邪見氣,是故無過。
Insider: Not so. This text is spoken in order to cut off wrong viewssūtra — and that is auspicious. "This is inauspicious": that is the reek of wrong view itself, and so there is no fault here.
復次無吉故(修妬路),若少有吉,經初應言吉。此實無吉。何以故?是一事,此以為吉,彼以為不吉、或以為非吉非不吉,不定故無吉。汝愚人無方便,強欲求樂,妄生憶想,言是事吉、是事不吉。
Furthermore, because there is no auspicious.sūtra If there were even a little of the auspicious, a text ought to speak of it at the opening. But in truth there is no auspicious. Why? Take one and the same thing: this man holds it auspicious, that man holds it inauspicious, and another holds it neither auspicious nor inauspicious. Being unfixed, it is not auspicious. You foolish people, having no skillful means, press your search for pleasure, give rise to groundless imaginings, and say "this thing is auspicious, that thing is inauspicious."
復次自他共不可得故(修妬路)。是吉法不自生。何以故?無有一法從自己生故。亦二相過故,一者生;二者能生。亦不從他生,自相無故,他相亦無。復次無窮故,以生更有生故。亦不共生,二俱過故。凡生法有三種:自、他、共。是三種中求不可得,是故無吉事。
Furthermore, because it is not to be got from itself, from another, or from both.sūtra This auspicious dharma does not arise from itself. Why? Because there is not one single thing that arises out of its own self. And there is the fault of two characteristics: first, what arises; second, what does the producing. Nor does it arise from another: having no character of its own, it has no character of another either. Furthermore, there would be no end to it, since the arising would itself have a further arising. Nor does it arise from both, since the faults of both attach to it. Arising, taken generally, is of three kinds: from self, from other, from both. Sought among these three it is not to be got — and therefore there is no such thing as the auspicious.
The third reply is the opening verse of the Mūlamadhyamakakārikā applied to a question about book design. Nāgārjuna's first chapter argues that nothing arises from itself, from another, from both, or without a cause; Āryadeva runs the first three of those against the auspicious, and adds the regress — if the arising of the auspicious is itself a thing, its arising needs an arising, and so on without end. That the tightest formulation in Madhyamaka is deployed here, on the least weighty topic in the book, is not a misuse of it. It is a demonstration that the argument has no minimum size.
The second reply is the one to watch, though, because it does something the third does not. It is an argument from disagreement: the same thing is called auspicious by one person, inauspicious by another, and neither by a third; therefore it is 不定, unfixed; therefore there is no auspicious. Notice that this does not conclude that nobody may call anything auspicious. It concludes that auspiciousness is not a property sitting in the thing waiting to be detected — which is the treatise's whole method in miniature, and the reason it can take an argument about etiquette seriously enough to answer it.
One textual point. CBETA punctuates the first reply as ……是吉。是不吉,此是邪見氣, which yields the reading we have translated: the text is auspicious because it cuts off wrong views, and to call it inauspicious is itself a symptom of wrong view. A different and arguably smoother punctuation would run the clauses together — 是吉是不吉,此是邪見氣 — giving "the whole business of 'this is auspicious, this is inauspicious' is a symptom of wrong view," which reads forward more naturally into the denial that follows. We have followed the received punctuation and flag the alternative rather than quietly adopting it.
3. Salt
The Outsider's first rescue is an appeal to something everyone has handled. Salt does not need to be made salty; it simply is salty, and it makes other things salty by contact. Give the auspicious the same standing and the objection is answered.
外曰:是吉自生故如鹽(修妬路)。譬如鹽自性醎,能使餘物醎。吉亦如是,自性吉能使餘物吉。
Outsider: The auspicious arises from itself, as salt does.sūtra Salt is salty by a nature of its own, and can make other things salty. The auspicious is just so: being auspicious by a nature of its own, it can make other things auspicious.
內曰:前已破故,亦鹽相鹽中住故(修妬路)。我先破無有法自性生,復次汝意謂鹽從因緣出,是故鹽不自性醎。我不受汝語,今當還以汝語破汝所說。鹽雖他物合,物不為鹽,鹽相鹽中住故。譬如牛相不為馬相。
Insider: Because it has been refuted already; and because the mark of salt abides in salt.sūtra I refuted earlier the notion that anything arises by a nature of its own. Furthermore, on your own account salt comes forth from causes and conditions — in which case salt is not salty by a nature of its own. I do not grant your premise; but I shall now turn your own words back and break with them what you have said. Though salt be combined with some other thing, that thing does not become salt, because the mark of salt abides in salt — just as the mark of an ox does not become the mark of a horse.
Two distinct refutations are packed into four lines, and the second is the more interesting.
The first is a dismissal: you have appealed to a nature of its own, and natures of their own were disposed of a moment ago. The second says I shall use your own words against you, and it is a genuinely elegant trap. The Outsider's school holds that salt is produced from causes and conditions. But whatever is produced from causes and conditions does not have its saltiness from itself — so the Outsider's own physics contradicts his own simile. And then, granting the simile anyway, it still fails on its own terms: salt makes food taste salty, but the food does not become salt. Saltiness stays where it lives. Whatever an auspicious opening does to a book, it does not turn the book into an auspicious opening.
The phrase to hold on to is 鹽相鹽中住 — the mark of salt abides in salt. This is the same structure the treatise will use for the next twelve chapters: 牛相牛中住, the mark of an ox abides in the ox, in Part 4; 觸是指業非指相, touching is the finger's act and not its mark, in Part 9. A mark does not migrate. Whatever combines with what, each thing keeps its own.
4. The Lamp That Lights Itself
Salt having failed, the Outsider reaches for the best-known self-referential image in Indian philosophy. A lamp illuminates the room, and it also illuminates itself — you do not need a second lamp to see the first. Here is a thing that acts on others and on itself at once, which is precisely what the auspicious needs to be.
外曰:如燈(修妬路)。譬如燈既自照,亦能照他。吉亦如是,自吉亦能令不吉者吉。
Outsider: As with a lamp.sūtra A lamp both lights itself and can light other things. The auspicious is just so: being auspicious in itself, it can also make what is inauspicious auspicious.
內曰:燈自他無闇故(修妬路)。燈自無闇。何以故?明闇不並故,燈亦無能照。不能照故,亦二相過故:一能照、二受照,是故燈不自照。所照之處亦無闇,是故不能照他。以破闇故名照,無闇可破故非照。
Insider: Because in the lamp there is no darkness, neither its own nor another's.sūtra The lamp has no darkness of its own. Why? Because brightness and darkness do not stand together — and so there is nothing the lamp can light. Since there is nothing it can light, and since besides there is the fault of two marks, first what does the lighting and second what receives it, the lamp does not light itself. And in the place it lights there is no darkness either, so it does not light another. It is by dispelling darkness that a thing is called lighting; and where there is no darkness to dispel, there is no lighting.
外曰:初生時二俱照故(修妬路)。我不言燈先生而後照,初生時自照亦能照他。
Outsider: At the moment of its first arising it lights both.sūtra I do not say that the lamp arises first and lights afterward. At the moment of its first arising it lights itself, and can light others too.
內曰:不然。一法有無相不可得故(修妬路)。初生時名半生、半未生。生不能照如前說,何況未生能有所照?復次一法云何亦有相亦無相?復次不到闇故(修妬路)。燈若已生、若未生,俱不到闇,性相違故。燈若不到闇,云何能破闇?
Insider: Not so. Because one and the same thing cannot bear both the mark of being and the mark of not being.sūtra "The moment of first arising" means half arisen and half not yet arisen. What has arisen cannot light, as was said above — how much less could what has not yet arisen light anything? And besides, how should one and the same thing have both the mark of being and the mark of not being? Furthermore, because it does not reach the darkness.sūtra Whether the lamp has already arisen or has not yet arisen, in neither case does it reach the darkness, their natures being opposed. And if the lamp does not reach the darkness, how can it dispel it?
The self-lighting lamp is the most travelled image in Madhyamaka, and this site now carries all three of its major appearances. Nāgārjuna takes it up in the Mūlamadhyamakakārikā's longest chapter, where it is offered to rescue an arising that arises itself; the Twelve Gate Treatise takes it up in Gate Four, for the same purpose. Here it is doing duty for an auspicious word at the head of a book. The image keeps being reached for because it seems to be a plain counter-example to the rule that nothing operates on itself, and it keeps being taken apart the same way.
The reasoning is worth following slowly, because it is easy to think it is a quibble and it is not. Ask what lighting is: it is the removal of darkness. Now ask where the darkness is that the lamp removes from itself. There is none — brightness and darkness cannot coexist, so at no moment is there a dark lamp for the light to arrive at. And in the corner of the room the lamp has lit, there is likewise no darkness now. So the lamp lights neither itself nor anything else, not because lamps do not work, but because "lighting" was defined as a relation between two things, and at no point are both of them present.
Then the Outsider makes the move that always follows: the two happen at once, at the instant of ignition. And he gets the answer that always follows — at that instant the lamp is half arisen and half not, and half-a-thing cannot do what a whole thing could not do either. The same "half arisen, half not yet arisen" appears in Part 12 against arising itself, where it becomes the central argument rather than a rebuttal. It is worth recognizing the shape now.
5. A Spell, a Star, and a Lamp Lit in India
The last objection was that the lamp never reaches the darkness. The Outsider's answer is that action at a distance is a real phenomenon: a curse laid on a man far off afflicts him, and a portent in the sky brings misfortune down on people below it. Neither travels; both work.
外曰:如呪星故(修妬路)。若遙呪遠人能令惱;亦如星變在天,令人不吉。燈亦如是,雖不到闇而能破闇。
Outsider: As with a spell, or a star.sūtra A spell cast from afar upon a distant man can afflict him; and a portent among the stars, up in the heavens, brings misfortune upon people. The lamp is just so: though it does not reach the darkness, it can dispel it.
內曰:太過實故(修妬路)。若燈有力,不到闇而能破闇者,何不天竺然燈破振旦闇?如呪星力能及遠,而燈事不爾,是故汝喻非也。復次若初吉餘不吉(修妬路)。若經初言吉,餘應不吉。若餘亦吉,汝言初吉者,是為妄語。
Insider: Because it proves far too much.sūtra If the lamp has such power that without reaching the darkness it can dispel it, then why does a lamp lit in India not dispel the darkness in Cīna? The power of a spell or a star can indeed reach far; but the case of the lamp is not like that, and so your simile does not hold. Furthermore, if the beginning is auspicious, the rest is not.sūtra If a text speaks of the auspicious at its opening, the rest ought to be inauspicious. And if the rest is auspicious too, then your saying "the beginning is auspicious" is false speech.
Notice what the Insider does not do. He does not deny that spells work or that stars portend anything. He grants both without comment — the power of a spell or a star can indeed reach far — and attacks only the inference. This is characteristic. The treatise is not in the business of correcting its opponents' cosmology; it is in the business of showing that their conclusions do not follow from their premises. Conceding the premise costs nothing and makes the refutation stronger.
The argument itself is a reductio by geography, and it is very good: if distance is genuinely no obstacle to a lamp, then one lamp anywhere should light everywhere, which no one believes. A power that works at a distance must be shown to be that kind of power, and the Outsider has simply assumed it.
A word on 振旦. It transliterates Cīnasthāna — China. An Indian treatise contrasting "a lamp lit in India" with "the darkness in China" is possible, but it is far more likely that Kumārajīva has localized the example for the audience actually in front of him at Chang'an, replacing whatever distant place the Sanskrit named. Readers should know the sentence is probably reaching for them personally: the darkness that the Indian lamp fails to reach is the one they are sitting in. We keep the reading as it stands and flag the likelihood rather than reconstructing a hypothetical original.
6. The Elephant and Its Trunk
The Outsider is now defending a much weaker position: not that the whole book is auspicious, but that a small auspicious part can name and qualify a large inauspicious whole. His illustration is a pun, and the pun is the argument.
外曰:初吉故餘亦吉(修妬路)。初吉力故餘亦吉。
內曰:不吉多故,吉為不吉(修妬路)。汝經初言吉則多不吉,以不吉多故,應吉為不吉。
Outsider: Because the beginning is auspicious, the rest is auspicious too.sūtra By the force of the auspicious beginning, the rest is auspicious as well.
Insider: Since the inauspicious is the greater part, the auspicious becomes inauspicious.sūtra In your text the opening speaks of the auspicious and then the greater part is inauspicious; and since the inauspicious is the greater part, the auspicious ought to become inauspicious.
外曰:如象手(修妬路)。譬如象有手故名有手,不以有眼耳頭等名為有眼耳頭。如是以少吉力故,令多不吉為吉。
Outsider: As with the elephant and its hand.sūtra An elephant is called "the one that has a hand" because it has a trunk; it is not called "the one that has eyes," or ears, or a head, because it has eyes and ears and a head. Just so, by the force of a little that is auspicious, much that is inauspicious is made auspicious.
內曰:不然。無象過故(修妬路)。若象與手異,頭足等亦異,如是則無別象。若分中有分具者,何不頭中有足?如破異中說。若象與手不異者,亦無別象。若有分與分不異者,頭應是足,二事與象不異故,如破一中說。如是吉事,種種因緣求不可得,云何言初吉故中後亦吉?
Insider: Not so. Because it entails that there is no elephant.sūtra If the elephant is other than its trunk, then it is other than its head and feet as well — and in that case there is no separate elephant at all. And if the whole that has the parts is present complete within a part, why is there no foot in the head? This is as set out in the refutation of difference. But if the elephant is not other than its trunk, then again there is no separate elephant; for if the whole that has the parts is not other than the parts, the head ought to be the foot, since the two of them are not other than the elephant. This is as set out in the refutation of oneness. In this way the auspicious, sought through every sort of cause and condition, is not to be got. How then can you say that because the beginning is auspicious, the middle and the end are auspicious too?
The pun does not survive into English and the argument is unintelligible without it, so: the Sanskrit for elephant is hastin, "the one that has a hand," from hasta, hand — the trunk. Kumārajīva renders this literally as 象有手故名有手, and the Outsider's point depends on it entirely. An elephant has eyes, ears, a head and four feet, but only one of its parts gets to name the whole animal. So a part really can dominate a whole out of all proportion to its size — which is exactly what he needs the auspicious opening to do.
It is a better argument than it looks, and the Insider does not answer it on its own ground at all. He simply asks what relation the trunk stands in to the elephant, and runs the standard dilemma. Different? Then the head and feet are different too, and there is no elephant over and above a heap of separate parts. Not different? Then the head is not different from the elephant and the foot is not different from the elephant, so the head is the foot. Either way there is no elephant to be named, and a name that names nothing cannot confer anything on anything.
The two closing references — 如破異中說 and 如破一中說 — are the treatise pointing forward at its own third and fourth chapters, which are titled precisely Refuting Oneness and Refuting Difference. They are Part 7 and Part 8 here. Vasu is telling the reader, in the first chapter, that the argument he has just used in passing will be given properly later — and that whole-and-part is not a side issue but one of the two hinges the book turns on.
7. Why "Evil" Is Named Before "Stopped"
The auspiciousness objection is finished. What follows is a set of much smaller complaints about the wording of the root line 惡止善行 itself, and they are worth keeping because the answers are so plainly practical. Why not put the good word first? Why mention evil at all?
外曰:惡止止妙,何不在初?
內曰:行者要先知惡然後能止,是故先惡後止。
Outsider: In "evil stopped," it is the stopping that is the fine thing. Why does it not stand first?
Insider: A practitioner must first know what evil is, and only then can he stop it. That is why "evil" comes first and "stopped" after.
外曰:善行應在初,有妙果故(修妬路)。諸善法有妙果,行者欲得妙果故止惡,如是應先說善行、後說惡止。
Outsider: Practicing good should stand first, because it has an excellent fruit.sūtra Good dharmas have an excellent fruit, and it is because the practitioner wants that fruit that he stops evil at all. So one should speak first of practicing good and afterward of stopping evil.
內曰:次第法故,先除麁垢、次除細垢。若行者不止惡,不能修善,是故先除麁垢,後染善法。譬如浣衣,先去垢然後可染。
Insider: Because things go in their order: the coarse dirt is taken off first and the fine dirt after. If a practitioner does not stop evil, he cannot cultivate good; and so the coarse dirt is taken off first, and the good dharmas dye him afterward. It is like washing a cloth: first the dirt is got out, and then it can take the dye.
The cloth is the best thing in this part of the chapter, and it answers the objection completely without any metaphysics at all. The Outsider's point was about motive: you stop evil because you want the good fruit, so the good is prior. The Insider's reply is about sequence: whatever your motive, a dirty cloth will not take dye. Wanting the color does not let you skip the washing.
What makes the image durable is that it does not disparage either step. The washing is not the point of laundry and the dye is not applied to dirt. Both are necessary and they are necessary in an order that is not negotiable — and the order runs the opposite way from the order of desire. This is also, quietly, the structure of the entire first chapter: stop evil, practice good, and then — the part nobody wants — put down the merit too.
8. Is Giving Just the Stopping of Stinginess?
The last exchange of this part is a genuine philosophical dispute disguised as a quarrel about redundancy. If stopping evil already covers everything, the phrase "practicing good" is dead weight — and the Outsider makes a decent case that it is, since every apparent good act can be redescribed as the omission of the corresponding vice.
外曰:已說惡止,不應復言善行。
內曰:布施等善行故(修妬路)。布施是善行,非是惡止。復次如大菩薩惡已先止,行四無量心,憐愍眾生守護他命,是則善行非止惡。
Outsider: Having said "evil stopped," you should not go on to say "good practiced."
Insider: Because giving and the rest are practicing good.sūtra Giving is practicing good; it is not stopping evil. Furthermore, a great bodhisattva has already stopped evil beforehand, and practices the four immeasurable states of mind, pitying beings and guarding the lives of others — and that is practicing good, not stopping evil.
外曰:布施是止慳法,是故布施應是止惡。
內曰:不然。若不布施便是惡者,諸不布施悉應有罪。復次諸漏盡人慳貪已盡,布施時止何惡?或有人雖行布施,慳心不止。縱復能止,然以善行為本,是故布施是善行。
Outsider: Giving is what stops stinginess, and therefore giving ought to be stopping evil.
Insider: Not so. If not giving were itself an evil, then everyone who does not give would incur an offense. Furthermore, those in whom the outflows are exhausted have already exhausted stinginess and greed — when such a one gives, what evil is being stopped? And there are people who give and whose stingy mind does not stop. Even granting that it can stop, practicing good is still what is fundamental in the act — and so giving is practicing good.
外曰:已說善行,不應說惡止。何以故?惡止即是善行故。
內曰:止相息、行相作,性相違故。是故說善行,不攝惡止。
Outsider: Then having said "good practiced," you should not say "evil stopped." Why? Because stopping evil just is practicing good.
Insider: The mark of stopping is cessation and the mark of practicing is doing; their natures are opposed. And so to speak of practicing good does not take in stopping evil.
外曰:是事實爾。我不言惡止善行是一相,但惡止則是善法,是故若言善行,不應復言惡止。
Outsider: That is indeed so. I do not say that stopping evil and practicing good are one and the same mark — only that stopping evil is itself a good dharma, so that if you say "practicing good" you need not go on to say "stopping evil."
The reply about giving contains three separate arguments and each one is worth having on its own.
First: if failing to give were an evil, then every person who does not give at this moment — which is nearly everyone, nearly always — would thereby be committing an offense. Omissions cannot be converted wholesale into acts without absurdity.
Second, and sharpest: consider someone in whom greed has been wholly destroyed, an arhat with the outflows exhausted. He gives. What evil is being stopped? There is none left to stop. Yet the giving is unmistakably still giving. So giving cannot be defined as the cessation of stinginess, because the giving survives when the stinginess is already gone. The definition fails at exactly the point where the practice is most perfect.
Third, the mirror image: there are people who give generously and remain stingy. So the two do not even reliably coincide in ordinary cases.
Then the formal answer, which is very compact: 止相息、行相作 — the mark of stopping is cessation, the mark of practicing is doing. One is the absence of an act and the other is an act. You cannot fold either into the other, however often they occur together. It is worth noticing that the Outsider accepts this and immediately retreats to a subtler position — that stopping evil is a species of good dharma, so that the wider term should suffice. That retreat is where Part 3 opens, and the answer to it turns out to require a case that neither party has mentioned yet: the person who has taken a precept and is at that moment thinking about nothing at all.
Part Two Complete
This closes Part Two: the demand for an auspicious opening, refused three times over — because the treatise is auspicious in the only way that matters, because nothing is auspicious in itself, and because the auspicious could not arise from self, other, or both in any case; the salt whose saltiness stays where it lives; the lamp with no darkness to dispel, either its own or the room's; the spell and the star that concede the Outsider's cosmology and refuse his inference; the elephant that cannot be found either apart from its trunk or together with it; and then the plain practical answers about why evil is named before stopping, and why giving is a positive act rather than an abstention.
Part Three takes up the Outsider's last retreat and answers it with the Buddha's threefold division of persons — giving for the low, precepts for the middling, wisdom for the high — and then does something the reader will not expect. It divides each of the three into pure and impure, finds a merchant's calculation inside almsgiving, lust inside celibacy, and an enemy's flattery inside knowledge; and it ends by asking the practitioner to let go of merit itself.