Three Kinds of Consciousness, and Seven Kinds of Own-Nature
Mahāmati asks how the consciousnesses arise, abide, and cease, and the sūtra answers with its own architecture of mind: three consciousnesses stated briefly — the truly real, the manifesting, and the consciousness that discriminates objects — expanding into eight when stated in full. A single analogy carries the entire argument: a lump of clay and the fine dust that composes it, neither the same thing nor two different things. The commentary calls this image nothing less than the essence of the whole sūtra. The page closes with two further sevenfold lists — seven kinds of own-nature and seven kinds of ultimate reality — that the commentary insists describe a sage's realization, not, as a careless reading might suggest, an ordinary person's confusion.
Three Consciousnesses, Briefly Stated; Eight, Stated in Full
爾時大慧菩薩摩訶薩復白佛言:「世尊!諸識有幾種生住滅?」佛告大慧:「諸識有二種生住滅,非思量所知。諸識有二種生:謂流注生,及相生。有二種住:謂流注住,及相住。有二種滅:謂流注滅,及相滅。諸識有三種相:謂轉相、業相、真相。大慧!略說有三種識,廣說有八相。何等為三?謂真識、現識,及分別事識。
大慧!譬如明鏡,持諸色像;現識處現,亦復如是。大慧!現識及分別事識,此二壞不壞,相展轉因。大慧!不思議薰及不思議變,是現識因。大慧!取種種塵,及無始妄想薰,是分別事識因。大慧!若覆彼真識,種種不實諸虛妄滅,則一切根識滅。大慧!是名相滅。大慧!相續滅者,相續所因滅,則相續滅,所從滅及所緣滅,則相續滅。大慧!所以者何?是其所依故。依者,謂無始妄想薰。緣者,謂自心見等識境妄想。
Then the bodhisattva-mahāsattva Mahāmati again said to the Buddha: "World-Honored One! How many kinds of arising, abiding, and ceasing do the consciousnesses have?" The Buddha told Mahāmati: "The consciousnesses have two kinds of arising, abiding, and ceasing, which are not within the reach of discursive thought. The consciousnesses have two kinds of arising: the arising of the stream, and the arising of characteristics. They have two kinds of abiding: the abiding of the stream, and the abiding of characteristics. They have two kinds of ceasing: the ceasing of the stream, and the ceasing of characteristics. The consciousnesses have three kinds of aspect: the aspect of turning, the aspect of karma, and the aspect of the real. Mahāmati! Briefly stated there are three kinds of consciousness; stated in full there are eight aspects. What are the three? The truly real consciousness, the manifesting consciousness, and the consciousness that discriminates objects.
Mahāmati! It is like a bright mirror holding every form and image within it — the manifesting consciousness, manifesting all things, is just the same. Mahāmati, the manifesting consciousness and the consciousness that discriminates objects — these two, whether they perish or do not perish, are each other's cause in turn. Mahāmati, inconceivable habituation and inconceivable transformation are the cause of the manifesting consciousness. Mahāmati, the grasping of various kinds of dust, together with beginningless habituation by false thought, are the cause of the consciousness that discriminates objects. Mahāmati, if that truly real consciousness were covered over, and every kind of unreal falsehood ceased, then every sense-consciousness would cease — Mahāmati, this is called the ceasing of characteristics. Mahāmati, as for the ceasing of the stream: when the cause behind the stream's continuity ceases, the stream ceases; when what it arises from ceases, and what it takes as its condition ceases, the stream ceases. Mahāmati, why is this so? Because this is what the stream depends on. What it depends on is beginningless habituation by false thought; what serves as its condition is the false thought of one's own mind seeing its own consciousness's objects, and the like.
The commentary opens this passage by pointedly distinguishing this sūtra's own scheme of consciousness from what it calls 常途所立諸識, the consciousness-scheme "commonly established" elsewhere: a ninth, utterly pure consciousness (菴摩羅識) belonging to a buddha, an eighth storehouse consciousness (阿黎耶識) belonging to bodhisattvas, a seventh transmitting consciousness (阿陀那識) belonging to the two vehicles, and a sixth discriminating consciousness, also called the "wave consciousness" (波浪識), belonging to ordinary beings — with some translators, they note, declining to posit a separate ninth consciousness at all, treating it as merely another name for the eighth. This sūtra's own eightfold count, they specify, runs differently: it names the tathāgatagarbha itself as "the storehouse consciousness" (如來藏名識藏), then adds manas, the discriminating consciousness, and the five sense-consciousnesses, for eight in total — a difference in scheme, they stress, not a disagreement about how many consciousnesses actually exist. On "true" replacing the more familiar "manifesting" in the three-aspect list (轉相、業相、真相), the commentary cross-references the Awakening of Faith's own triad of karmic, perceiving, and manifesting marks directly, then explains the substitution: 此不言現而言真者,蓋言此識隨緣不變,故名真耳 — this passage says "true" rather than "manifesting" because it is emphasizing that this aspect of consciousness follows conditions without itself changing, and it is that unchanging quality specifically that earns it the name "true."
On the mirror analogy for the manifesting consciousness, the commentary is precise about what work the image is doing: 現識是能生諸法之本,造因招果,如鏡之照物,妍醜不差也 — the manifesting consciousness is the root capable of giving rise to every dharma; it generates causes that summon their effects, exactly as a mirror reflects whatever stands before it without altering whether the reflected thing is beautiful or ugly. The mirror does not select, embellish, or distort what it shows; it simply manifests, faithfully, whatever conditions present to it — which is precisely why "inconceivable habituation and inconceivable transformation" can serve as its cause without any additional machinery of intention or choice.
The Clay and the Dust, Neither the Same Nor Two
大慧!譬如泥團微塵,非異非不異。金莊嚴具,亦復如是。大慧!若泥團微塵異者,非彼所成;而實彼成,是故不異。若不異者,則泥團微塵應無分別。如是,大慧!轉識藏識真相若異者,藏識非因;若不異者,轉識滅藏識亦應滅。而自真相實不滅。是故,大慧!非自真相識滅,但業相滅。若自真相滅者,藏識則滅。大慧!藏識滅者,不異外道斷見論議。大慧!彼諸外道,作如是論,謂:『攝受境界滅,識流注亦滅。若識流注滅者,無始流注應斷。』大慧!外道說流注生因,非眼識色明集會而生,更有異因。大慧!彼因者說言:『若勝妙、若士夫、若自在、若時、若微塵。』
Mahāmati! It is like a lump of clay and the fine dust that composes it — neither different nor not different; and gold, and an ornament made of gold, are just the same. Mahāmati, if the lump of clay and the dust were different, then the dust would not be what forms it — yet the dust truly is what forms it, and therefore they are not different. But if they were not different at all, then the lump of clay and the dust ought to be indistinguishable. Just so, Mahāmati: if the truly real aspect of the transforming consciousness and of the storehouse consciousness were different, then the storehouse consciousness could not serve as its cause; but if they were not different at all, then when the transforming consciousness ceased, the storehouse consciousness ought to cease along with it — and yet its own truly real aspect does not, in fact, cease. Therefore, Mahāmati, it is not the truly real aspect of consciousness that ceases, but only the aspect of karma that ceases. If the truly real aspect itself ceased, then the storehouse consciousness itself would cease — and Mahāmati, for the storehouse consciousness to cease would be no different from the tīrthikas' own theory of annihilation. Mahāmati, those tīrthikas construct their theory in just this way, saying: 'When the objects grasped cease, the stream of consciousness ceases as well; and if the stream of consciousness ceases, then the beginningless stream itself ought to be cut off.' Mahāmati, the tīrthikas hold that the cause from which the stream arises is not the coming together of the eye, consciousness, form, and light, but some other, separate cause; and as for that cause, they say: 'It may be the sublime primordial nature, or the person, or the sovereign lord, or time, or the atom.'
Zongle and Ruqi single out this analogy for a claim they make nowhere else with this force: 此喻明轉識與藏識非異非不異,正顯藏識真相不滅,以為一經之要,所謂佛語心者,其在是歟 — this analogy clarifies that the transforming consciousness and the storehouse consciousness are neither different nor not different, and it directly reveals that the storehouse consciousness's own truly real aspect does not cease; it is nothing less than the essential point of the entire sūtra — is not this exactly what is meant by "the mind that every buddha teaches," the very phrase the sūtra's title-chapter is named for? They then work the analogy in both directions with care: the lump of clay stands for the transforming consciousness, the fine dust for the storehouse consciousness — the storehouse consciousness is what is true, the transforming consciousness what is provisional. Because the lump is formed from the dust and shares the dust's own substance, the two cannot be called "different"; but because a lump that were strictly identical with its dust would leave nothing to distinguish "clay" from "dust" in the first place, they cannot be called "not different" either. This, the commentary concludes, is precisely the image for how the false arises from the true, and how, when the false subsides, the true is what remains visible — with the gold-and-ornament pairing offered immediately afterward as the identical logic in a second material.
On why the storehouse consciousness cannot simply cease along with the transforming consciousness — the point the tīrthikas' theory gets wrong — the commentary explains what is really at stake using the language of the two extreme views directly: if the storehouse consciousness's essence changed the moment the wind of ignorance stirred it, that would fall into eternalism's mirror-opposite, since the storehouse consciousness is precisely what serves as the seed for both wholesome and unwholesome results and so must be capable of following conditions; but if the storehouse consciousness ceased the instant the transforming consciousness ceased, that would fall into the tīrthikas' own view of annihilation. 眾生自性清淨心因無明風動,心與無明俱無形相,不相捨離 — a sentient being's own intrinsically pure mind is stirred by the wind of ignorance; mind and ignorance, both formless, never separate from one another — and yet 心非動性, mind's own nature is not itself the moving; so that when ignorance itself finally ceases, only the resulting continuity ceases, while the underlying capacity for wisdom is never in fact damaged. This is, the commentary notes, the whole sūtra's answer to the tīrthikas' error in one sentence: they mistake the wave's cessation for the ocean's.
Seven Kinds of Own-Nature, and Seven Kinds of Ultimate Reality
「復次,大慧!有七種性自性,所謂:集性自性、性自性、相性自性、大種性自性、因性自性、緣性自性、成性自性。
「復次,大慧!有七種第一義,所謂:心境界、慧境界、智境界、見境界、超二見境界、超子地境界、如來自到境界。大慧!此是過去未來現在,諸如來、應供、等正覺,性自性第一義心(此心梵音肝栗大,肝栗大宋言心,謂如樹木心,非念慮心;念慮心梵音云質多也)。以性自性第一義心,成就如來世間、出世間、出世間上上法,聖慧眼入自共相建立;如所建立,不與外道論惡見共。大慧!云何外道論惡見共?所謂:自境界妄想見,不覺識自心所現,分齊不通。大慧!愚癡凡夫,性、無性、自性、第一義,作二見論。
"Furthermore, Mahāmati! There are seven kinds of own-nature-of-nature: namely, the own-nature-of-nature of accumulation, the own-nature-of-nature of nature itself, the own-nature-of-nature of characteristic, the own-nature-of-nature of the great elements, the own-nature-of-nature of cause, the own-nature-of-nature of condition, and the own-nature-of-nature of accomplishment.
"Furthermore, Mahāmati! There are seven kinds of ultimate reality: the domain of mind, the domain of insight, the domain of wisdom, the domain of view, the domain that transcends the two views, the domain that transcends the disciple's grounds, and the domain the Tathāgata arrives at on his own. Mahāmati, this is the mind of own-nature and ultimate reality possessed, in the past, the future, and the present, by every tathāgata, arhat, and fully and rightly enlightened one — (in Sanskrit this "mind" is *hṛdaya*; *hṛdaya*, in the language of the Song, means "mind" in the sense of the heartwood of a tree, not the mind of thought and deliberation; the mind of thought and deliberation is, in Sanskrit, *citta*) — and it is by means of this mind of own-nature and ultimate reality that the Tathāgata accomplishes the worldly, the transcendent, and the transcendent-beyond-transcendent dharmas, and, with the eye of noble wisdom, enters into the specific and the general characteristics and establishes them; and what he establishes in this way does not share in the evil views the tīrthikas debate over. Mahāmati, what is meant by the evil views the tīrthikas debate over? It means a view arising from false thought about one's own domain, unaware that it is one's own mind that manifests it, so that its boundaries are never penetrated. Mahāmati, foolish, ordinary people construct two opposed views concerning nature, no-nature, own-nature, and ultimate reality.
The commentary flags, and then rejects, an easy misreading of the seven-kinds-of-own-nature list: 或約妄釋是凡非聖,恐非經意 — some interpret this list as describing the deluded, ordinary person's own-nature rather than the sage's, but this is probably not what the sūtra means. Their evidence is textual and immediate: the very next paragraph calls this "性自性第一義心" the mind possessed by every tathāgata past, present, and future, and later states outright that "凡夫無性自性" — the ordinary person lacks own-nature-of-nature altogether. If lacking it is precisely what marks an ordinary person, the term itself must denote the sage's attainment, not the unenlightened condition; so the commentary reads all seven kinds accordingly, sorting the first six into cause and effect (the own-nature of accumulation as the cause built from every wholesome accumulation, own-nature and characteristic as its internal and external aspects, the own-nature of the great elements as the sage's own resultant embodiment) with the seventh, accomplishment, identified directly with the "first-principle mind" the passage names a few lines later.
On the seven kinds of ultimate reality, the commentary distinguishes which are shared and which belong to the Buddha alone: 前六種通於菩薩及佛自到境界,第七種唯屬於佛 — the first six domains are common to both bodhisattvas and the Buddha's own domain of self-arrival, while the seventh belongs to the Buddha exclusively. It then traces the sequence as a single chain of development rather than seven unrelated items: 心能發慧,慧力既勝則成智用,智用既成則正見現前,正見現前則超斷常二見,乃至超越菩薩境界,至如來自到境界也 — mind gives rise to insight; once the strength of insight prevails it becomes the function of wisdom; once wisdom's function is accomplished, right view stands directly before one; once right view stands before one, the two views of annihilation and eternalism are transcended — and from there, transcending even the bodhisattva's own domain, one arrives at the domain the Tathāgata reaches on his own. Each of the seven names not a separate state but the next rung of a single ladder, which is why the passage can close, without contradiction, by naming this same "first-principle mind" both the highest attainment and — via the interlinear gloss distinguishing *hṛdaya* from *citta* — a plain, unglamorous word for "mind" in the most ordinary sense: the heartwood of a tree, not a flicker of thought.
Part 3 Complete
This closes Part 3: the three consciousnesses briefly stated and eight in full, the clay-and-dust analogy the commentary calls the essential point of the entire sūtra, the tīrthikas' theory of annihilation and why it misreads the storehouse consciousness, and the two sevenfold lists of own-nature and ultimate reality reserved for a sage's attainment rather than an ordinary person's confusion. Part 4 turns to a direct critique of heterodox theories of causation — including a named cross-reference to the Sāṃkhya lineage's own twenty-five principles — before turning to the positive teaching: seeing all dharmas as like an illusion, and the bodhisattva's progress through the vajra-like samādhi toward the Tathāgata's own body.
Continue to Part 4 — Why the Heterodox Theories of Causation Fail →