The Icchantika, and the Three Own-Natures
The Buddha names two beings called icchantika, and they turn out to be nearly opposites: one has genuinely slandered the Dharma and severed every root of goodness; the other is a bodhisattva who, precisely because he sees that every being is already nirvāṇa, refuses to enter final nirvāṇa himself, and so is described in the very same terms — "will not attain nirvāṇa" — as the being who cannot. From there the sūtra turns to the three own-natures announced back in Part 6: the imagined own-nature, which arises from names and marks alone; the dependent own-nature, which actually gives rise to it; and the perfected own-nature, reached only once both are left behind.
The Icchantika
爾時世尊,欲重宣此義,說偈言:
「須陀槃那果, 往來及不還,
逮得阿羅漢, 是等心惑亂。
三乘與一乘, 非乘我所說,
愚夫少智慧, 諸聖遠離寂。
第一義法門, 遠離於二教,
住於無所有, 何建立三乘?
諸禪無量等, 無色三摩提,
受想悉寂滅, 亦無有心量。」
Then the World-Honored One, wishing to restate this meaning, spoke in verse:
"Stream-entry's own fruit, the once-returner and the never-returner,
and the attainment of arhatship —
in every one of these, the mind is still in some confusion.
The three vehicles, and the one vehicle too,
are not, in truth, what I have taught as 'vehicles' at all;
it is the foolish, of little wisdom,
while the noble ones are far removed even from stillness itself.
The teaching of ultimate meaning
is far removed from any pair of doctrines;
abiding in what has nothing at all —
how, then, could the three vehicles ever be established?
The dhyānas, the immeasurables, and the rest,
the formless absorptions, too,
where perception and feeling are wholly stilled —
in none of this is there any real measure of mind."
「大慧!彼一闡提非一闡提,世間、解脫誰轉?大慧!一闡提有二種:一者,捨一切善根,及於無始眾生發願。云何捨一切善根?謂謗菩薩藏,及作惡言:『此非隨順修多羅、毘尼解脫之說。』捨一切善根故,不般涅槃。二者,菩薩本自願方便故,非不般涅槃一切眾生而般涅槃。大慧!彼般涅槃,是名不般涅槃法相。此亦到一闡提趣。」
大慧白佛言:「世尊!此中云何畢竟不般涅槃?」
佛告大慧:「菩薩一闡提者,知一切法本來般涅槃已,畢竟不般涅槃,而非捨一切善根一闡提也。大慧!捨一切善根一闡提者,復以如來神力故,或時善根生。所以者何?謂如來不捨一切眾生故,以是故菩薩一闡提不般涅槃。
"Mahāmati, that icchantika [of one kind] is, in truth, no icchantika at all — who, then, is it that turns [permanently away] from the world and from liberation? Mahāmati, there are two kinds of icchantika. The first is one who has severed every root of goodness, together with [the second kind, who has made] a vow, from beginningless time, on behalf of every sentient being. How does one sever every root of goodness? By slandering the bodhisattva canon, and speaking such evil words as: 'this does not accord with the teaching of liberation found in the sūtras and the vinaya.' Because he has severed every root of goodness in this way, he does not attain nirvāṇa. The second is the bodhisattva who, precisely because of his own original vow and skillful means, does not fail to enter nirvāṇa for every single sentient being's sake, and so instead attains nirvāṇa [only together with them]. Mahāmati, that very attaining of nirvāṇa is what is called the mark of the dharma of 'not attaining nirvāṇa' — and this, too, reaches the very destiny of the icchantika."
Mahāmati said to the Buddha: "World-Honored One, in this case, what does it mean to say that he ultimately does not attain nirvāṇa?"
The Buddha told Mahāmati: "The bodhisattva icchantika is one who, knowing that all dharmas have from the very outset already attained nirvāṇa, ultimately does not [need to] attain nirvāṇa [again] — he is not the icchantika who has severed every root of goodness. Mahāmati, as for the icchantika who has severed every root of goodness: it is nonetheless through the Tathāgata's own spiritual power that his roots of goodness may, at some time, still arise. Why is this? Because the Tathāgata never abandons any sentient being whatsoever. It is for this very reason that the bodhisattva icchantika does not attain nirvāṇa."
The commentators are precise that "icchantika" does not name a single fixed condition, and that reading the term as though it did is the very confusion Mahāmati's question is meant to dispel: "非一闡提者,非定是極惡,若定是極惡,則永無轉惡為善得解脫時也。然闡提現行雖惡,性不斷善,若能照性亦得成佛" — "'is, in truth, no icchantika' means he is not necessarily one who is utterly evil; for if he were necessarily utterly evil, there would never be any time at which evil could be turned to good and liberation attained. But though an icchantika's present conduct is evil, his [underlying] nature has not severed goodness — should he come to illuminate that nature, he too can attain buddhahood." This single sentence is the doctrinal root of a controversy that would consume Chinese Buddhism for over a century after this sūtra's translation: whether the icchantika — traditionally read as permanently barred from buddhahood — nonetheless retains buddha-nature and can, in time, awaken. The commentators, writing in the fourteenth century with that controversy long settled in favor of universal buddha-nature, read this line as having answered the question from the very beginning.
On why the bodhisattva "icchantika" of the second kind bears the same name as a being severed from goodness, the commentators locate the shared vocabulary precisely: "菩薩了惡即善,無善可修,趣同闡提,捨一切善及不入涅槃故也" — "the bodhisattva has realized that evil is itself none other than goodness, so that there is, in a sense, no [further, separate] goodness left to cultivate — his destination resembles the icchantika's own, in that he too, in a manner of speaking, 'severs all goodness' and 'does not enter nirvāṇa.'" The resemblance is verbal, not substantive: one icchantika has nothing further to attain because he has refused the path entirely; the other has nothing further to attain because his vow keeps him, by his own choice, permanently at the threshold on every other being's behalf. The commentators' closing point sharpens the distinction the sūtra itself draws only implicitly: "一切眾生即涅槃相,不可復滅" — "every sentient being is, in truth, already the very mark of nirvāṇa, which cannot be extinguished any further" — the bodhisattva's vow is not deferral of an achievement but recognition that the achievement, for every being, was never actually missing.
The Three Own-Natures
「復次,大慧!菩薩摩訶薩,當善三自性。云何三自性?謂妄想自性、緣起自性、成自性。大慧!妄想自性從相生。」
大慧白佛言:「世尊!云何妄想自性從相生?」
佛告大慧:「緣起自性事相相,行顯現事相相,計著有二種妄想自性。如來、應供、等正覺之所建立,謂名相計著相,及事相計著相。名相計著相者,謂內外法計著。事相計著相者,謂即彼如是內外自共相計著。是名二種妄想自性相。若依若緣生,是名緣起。云何成自性?謂離名相、事相妄想,聖智所得,及自覺聖智趣所行境界,是名成自性,如來藏心。」
爾時世尊,欲重宣此義,而說偈言:
「名相覺想, 自性二相, 正智如如,
是則成相。
「大慧!是名觀察五法自性相經,自覺聖智趣所行境界。汝等諸菩薩摩訶薩,應當修學。
"Furthermore, Mahāmati, a bodhisattva-mahāsattva should be well versed in the three own-natures. What are the three own-natures? The imagined own-nature, the dependent own-nature, and the perfected own-nature. Mahāmati, the imagined own-nature arises from marks."
Mahāmati said to the Buddha: "World-Honored One, how does the imagined own-nature arise from marks?"
The Buddha told Mahāmati: "The dependent own-nature's own mark of activity, displayed and manifest as the mark of an actual matter, becomes the object of attachment — and there are two kinds of imagined own-nature that thereby arise. The Tathāgata, the Worthy One, the Truly and Fully Enlightened One, establishes them as: the mark of attachment to name and mark, and the mark of attachment to actual matter. The mark of attachment to name and mark is attachment to inner and outer dharmas [merely as named]. The mark of attachment to actual matter is attachment to that very same inner and outer own mark and shared mark [taken as real]. These are called the two marks of the imagined own-nature. Whatever arises in dependence on a cause or a condition — this is called the dependent [own-nature]. What is the perfected own-nature? It is that which, apart from the false thought of name-and-mark and of actual matter, is attained by noble wisdom, and is the very domain in which self-realized noble wisdom moves — this is called the perfected own-nature, the mind of the tathāgatagarbha."
Then the World-Honored One, wishing to restate this meaning, spoke in verse:
"Name and mark, and awareness with what it conceives of —
these are the two marks of [imagined] own-nature; true wisdom, and suchness —
these together are the mark of the perfected.
"Mahāmati, this is called the sūtra that observes the marks of the five dharmas' own-nature, the very domain in which self-realized noble wisdom moves. You, and all the bodhisattva-mahāsattvas, should diligently train in it.
The commentators fold the three own-natures directly back into the five dharmas named at this fascicle's opening, and are explicit that the two schemes are not independent teachings but the same structure viewed at different resolutions: "名相即緣起自性,覺想即妄想自性,正智如如即成自性,此攝五法為三自性,故知五法、三自性特開合異耳" — "'name and mark' is precisely the dependent own-nature; 'awareness and what it conceives of' is precisely the imagined own-nature; 'true wisdom and suchness' is precisely the perfected own-nature — this gathers the five dharmas into the three own-natures, and one should therefore understand that the five dharmas and the three own-natures differ only in being opened out or drawn together, not in what they actually name." Name, mark, false discrimination, right knowledge, and suchness — the very fivefold list glossed in Part 1's opening reading note — turn out to collapse into exactly these three, with "false discrimination" split across the imagined nature's two sub-marks and "right knowledge" and "suchness" fused into the single perfected nature.
On why the dependent own-nature is described as itself giving rise to the imagined own-nature's two marks, rather than the two being independent errors, the commentators trace the sequence directly: dependent origination first "顯現事相相" (displays itself as the mark of an actual matter) — a genuinely arising, conditioned event — and only then does attachment arise twice over: once to the mere name given to it, and once to the "own mark and shared mark" now taken as real properties of a real thing. The dependent own-nature is not itself the error; it is the raw material false thought seizes upon twice in succession. This is also, on the commentators' reading, why the perfected own-nature is named "the mind of the tathāgatagarbha" (如來藏心) here for the first time in this fascicle — not a fourth, separate reality standing apart from the other two natures, but precisely the dependent own-nature seen free of both layers of attachment the imagined own-nature adds on top of it.
Part 9 Complete
This closes Part 9: the two icchantikas — one genuinely severed from goodness, one a bodhisattva whose vow makes the very same description apply to him for an entirely different reason — and the three own-natures, shown to be the same structure as the five dharmas viewed at a different resolution, with the perfected own-nature named, for the first time, as the mind of the tathāgatagarbha itself. Part 10 turns to the two kinds of no-self, of persons and of dharmas, and to a bodhisattva's progress through the grounds this understanding opens onto — before turning to the four kinds of false assertion Mahāmati asks the Buddha to name directly.
Continue to Part 10 — The Two Kinds of No-Self →