Part 2 of 11 · 所知依分 · Complete

The Basis of the Knowable: The Ālayavijñāna

This page carries Ru-Yi's translation of Part Two of the Mahāyānasaṃgraha — the treatise's longest part, and its full account of the ālayavijñāna: the "storehouse consciousness" that Asaṅga names, in Part 1, as the basis every other knowable thing depends on. Here he gives it its names, proves it must exist as something distinct from the six ordinary consciousnesses, explains how it works as seed and habituation, and closes by cataloguing its own internal distinctions.

Translator: Ru-Yi Meditation Center Status: Part 2 of 11 complete Source: Taishō T31, no. 1594, 所知依分第二 Commentary guide: Vasubandhu's 攝大乘論釋 (T1597), with Asvabhāva's 攝大乘論釋 (T1598) as a second voice

Translation Method

As in Part 1, the Chinese source is Xuánzàng's translation of Asaṅga's root text (T1594), read primarily with Vasubandhu's commentary (T1597), also translated by Xuánzàng. Asvabhāva's independent commentary (T1598) is brought in as a second voice wherever it adds something worth hearing — in this part, chiefly on the schools that preserved the ālayavijñāna under other names.

This is the longest part of the treatise, so it is broken here into more, shorter sections than Part 1, following the root text's own argument as it unfolds. See also this site's note on translation method.

1. Why This Consciousness Is Named "Ālaya"

The treatise opens Part Two by naming its subject outright — the ālayavijñāna — and asking where the Buddha himself used this name.

Chinese Source

此中最初且說所知依,即阿賴耶識。世尊何處說阿賴耶識名阿賴耶識?謂薄伽梵於阿毘達磨大乘經伽他中說:

Ru-Yi Translation

Here, first of all, we speak of the basis of the knowable: it is the ālayavijñāna. Where did the World-Honored One speak of the ālayavijñāna by the name ālayavijñāna? The Bhagavat says, in a verse of the Abhidharma-mahāyāna-sūtra:

「無始時來界, 一切法等依,

由此有諸趣, 及涅槃證得。」

即於此中復說頌曰:

「由攝藏諸法, 一切種子識,

故名阿賴耶, 勝者我開示。」

"The realm since beginningless time is the equal basis of all dharmas;

because of this there are the various destinies, and the attainment of nirvāṇa too."

And in this same place he speaks a further verse:

"Because it gathers and stores all dharmas, the all-seeds consciousness —

therefore it is named ālaya. This I reveal to the excellent ones."

如是且引阿笈摩證。復何緣故此識說名阿賴耶識?一切有生雜染品法,於此攝藏為果性故;又即此識,於彼攝藏為因性故;是故說名阿賴耶識。或諸有情攝藏此識為自我故,是故說名阿賴耶識。

So much for the scriptural proof cited here. Now, for what reason is this consciousness named the ālayavijñāna? Because all arising, defiled dharmas are gathered and stored within it as its effect; and because this very consciousness is gathered and stored within them as their cause — for this reason it is named the ālayavijñāna. Or: because sentient beings gather and store this consciousness as their own self — for this reason too it is named the ālayavijñāna.

Reading note — after Vasubandhu

The opening verse's word "realm" (界, dhātu) is glossed by Vasubandhu as "cause" — the same word used when speaking of a gold-bearing ore-seam, something everything else in that vein depends on and arises from. This one consciousness, present since beginningless time, is what every other dharma, defiled or pure, equally rests on; it is even what makes the destinies of rebirth possible, and, paradoxically, what makes the attainment of nirvāṇa possible too, since only where there is something to be purified can purification occur.

The name "ālaya" itself — meaning something like "store" or "abode," related to the ordinary word for clinging — is explained two ways at once, and Vasubandhu does not choose between them: defiled dharmas are stored in this consciousness as their result, while this consciousness is stored in them as their cause, so storing runs in both directions at once; and separately, sentient beings themselves cling to this consciousness, storing it away as what they take to be "self." Both are true, and both are reasons for the name.

2. Also Named the Ādāna-Consciousness

Chinese Source

復次,此識亦名阿陀那識。此中阿笈摩者,如《解深密經》說:

Ru-Yi Translation

Furthermore, this consciousness is also named the ādāna-consciousness. The scriptural proof here is as the Saṃdhinirmocana Sūtra says:

「阿陀那識甚深細, 一切種子如瀑流,

我於凡愚不開演, 恐彼分別執為我。」

"The ādāna-consciousness is deep and subtle; all its seeds flow like a torrent.

I do not reveal it to the ordinary and the foolish, fearing they would seize on it, discriminating, as a self."

何緣此識亦復說名阿陀那識?執受一切有色根故,一切自體取所依故。所以者何?有色諸根,由此執受,無有失壞,盡壽隨轉。又於相續正結生時,取彼生故,執受自體。是故此識亦復說名阿陀那識。

For what reason is this consciousness also named the ādāna-consciousness? Because it appropriates all the physical faculties, and because it is the support for the taking-up of every bodily existence. Why is this? Because it is through this appropriation that the physical faculties remain unimpaired and continue for the entire span of life. And, further, at the very moment of taking up rebirth within the life-continuum, it is by taking up that birth that it appropriates a bodily existence. For this reason, this consciousness is also named the ādāna-consciousness.

Reading note — after Vasubandhu

"Ādāna" means something like "the appropriator" or "the one that takes up and holds." Vasubandhu points to the plainest evidence for it: a living body's faculties stay intact and functioning for as long as life lasts, but the moment this consciousness withdraws at death, the same body begins at once to change color and decay, the way a corpse does. Nothing else accounts for that difference — this is what "appropriation" names. The sūtra's own verse calls this consciousness "deep and subtle" and says the Buddha withheld it from "the ordinary and the foolish" for a specific reason: unlike the six active consciousnesses, it never stops and never visibly changes character from moment to moment, so an untrained mind mistakes its very continuity for a fixed, unchanging self — exactly the error the whole treatise is written to correct.

3. Also Named "Mind" — and a Second, Defiled Manas

The treatise now turns to a third scriptural name — "mind" — and uses the occasion to introduce something new: alongside the ordinary sense of "intellect" (manas) as whatever consciousness has just ceased, there is a second, constantly-defiled manas that will later be systematized, elsewhere in Yogācāra literature, as a seventh consciousness in its own right.

Chinese Source

此亦名心,如世尊說:「心意識三。」此中意有二種:第一、與作等無間緣所依止性,無間滅識能與意識作生依止。第二、染污意與四煩惱恒共相應:一者、薩迦耶見,二者、我慢,三者、我愛,四者、無明;此即是識雜染所依。識復由彼第一依生,第二雜染;了別境義故。等無間義故,思量義故,意成二種。

Ru-Yi Translation

This consciousness is also named "mind" (citta), as the World-Honored One said: "mind, intellect, and consciousness — these three." Here, "intellect" (manas) is of two kinds. The first serves as the support providing the immediately-preceding condition: the consciousness that has just ceased is able to serve as the support for the arising of the mental consciousness. The second is a defiled manas, constantly and always associated with four afflictions — first, the view of a substantial self; second, self-conceit; third, self-love; fourth, ignorance — and this is the support for consciousness's own defilement. Consciousness, in turn, arises through the first kind of manas as its support, and becomes defiled through the second. In the sense of discerning an object, [it is called] consciousness; in the sense of "the immediately preceding," and in the sense of "deliberating," "intellect" becomes twofold.

Reading note — after Vasubandhu

This short passage is doing a great deal of work: it is the first place in the treatise where a defiled, self-grasping manas is distinguished from the ordinary sense of "intellect" as simply the just-past moment of any consciousness. Vasubandhu treats the four afflictions bound to it — the view of a substantial self, self-conceit, self-love, and ignorance — as running together constantly: the view of self sees an "I" where there is none; conceit is the pride that lifts that "I" up over others; love is the craving that clings to it; and ignorance is what underlies all three, the simple not-knowing that makes the mistake possible in the first place. Later Yogācāra literature (including the site's own Cheng Weishi Lun) systematizes this defiled manas as the seventh of eight consciousnesses; here, in one of the doctrine's earliest full statements, Asaṅga has not yet used that numbering, but the same self-grasping function is unmistakably present.

4. Proving the Defiled Manas Exists

Because this defiled manas cannot be directly observed the way a sense-consciousness can, the treatise now argues for its existence indirectly: six things, it says, could not be explained without it.

Chinese Source

復次,云何得知有染污意?謂此若無,不共無明則不得有,成過失故。又五同法亦不得有,成過失故。所以者何?以五識身必有眼等俱有依故。又訓釋詞亦不得有,成過失故。又無想定與滅盡定差別無有,成過失故。謂無想定染意所顯,非滅盡定;若不爾者,此二種定應無差別。又無想天一期生中,應無染污成過失故,於中若無我執我慢。又一切時我執現行現可得故,謂善、不善、無記心中;若不爾者,唯不善心彼相應故,有我我所煩惱現行,非善無記。是故若立俱有現行,非相應現行,無此過失。

Ru-Yi Translation

Furthermore, how is it known that a defiled manas exists? Because, if it did not exist, unshared ignorance could not exist — which would be a fault. And the fivefold parallel could not exist — which would also be a fault. Why is this? Because each of the five sense-consciousnesses must have a co-present support, such as the eye-faculty. And the etymology of the word "manas" could not exist — which would also be a fault. And there would be no distinction between the attainment of no-thought and the attainment of cessation — which would also be a fault: the attainment of no-thought is marked by the presence of this defiled manas, the attainment of cessation is not; if this were not so, the two attainments would have no distinction at all. And in the heavens of no-thought, there would, for the whole span of that life, be no defilement at all — which would also be a fault, since without this manas there could be no self-grasping and self-conceit there either. And self-grasping is, in fact, found operating at all times — in wholesome, unwholesome, and neutral states of mind alike; if this were not so, since [ordinary self-grasping] is associated only with unwholesome mind, the affliction of "I" and "mine" could arise only in unwholesome states, never in wholesome or neutral ones. Therefore, once one posits manas as a constant, co-present activity — not merely an occasional associated one — none of these faults arise.

Chinese Source

此中頌曰:

「若不共無明, 及與五同法,

訓詞,二定別, 無皆成過失;

無想生應無 我執轉成過;

我執恒隨逐 一切種無有。

離染意無有, 二三成相違;

無此,一切處 我執不應有。

真義心當生, 常能為障礙,

俱行一切分, 謂不共無明。」

Ru-Yi Translation

Here there is a verse:

"Without unshared ignorance, and without the fivefold parallel,

without the etymology, without the two attainments' distinction — all these would become faults.

In the state of no-thought there should then be no self-grasping — this too becomes a fault;

yet self-grasping constantly follows along, in every state without exception.

Apart from a defiled manas, none of this could be —

the etymology, the two, and the three would all stand contradicted.

Without this, self-grasping ought not to exist anywhere at all.

A mind that would see the real truth is about to arise, and something constantly obstructs it,

accompanying every portion of experience — this is what is meant by unshared ignorance."

此意染污故,有覆無記性,與四煩惱常共相應。如色無色二纏煩惱,是其有覆無記性攝,色無色纏為奢摩他所攝藏故;此意一切時微細隨逐故。

Because this manas is defiled, it has the nature of the obscured-but-neutral, and is constantly associated with the four afflictions — just as the afflictions bound to the form and formless realms are likewise classed as obscured-but-neutral, being gathered in and concealed by calming meditation; this manas, in just the same way, subtly follows along at all times.

Reading note — after Vasubandhu

Vasubandhu walks through all six proofs in turn. "Unshared ignorance" is a delusion that blocks the arising of real insight and, unlike ordinary ignorance, has no ability to occur in the five sense-consciousnesses or in undefiled mental states — it needs a permanent, dedicated home, which only a constant defiled manas can provide. The "fivefold parallel" argument reasons from analogy: each of the five sense-consciousnesses needs a co-present sense-faculty as its support, so the sixth, mental consciousness should need one too — and that support is exactly this manas. The "etymology" argument is more technical still: manas means "that which deliberates," but a consciousness that has already ceased cannot be doing anything at all, so the word only makes sense if some manas is presently, continuously active. The two meditative attainments — no-thought and cessation — look identical from the outside (both stop ordinary mental activity), yet tradition treats them as different attainments; the only thing that actually distinguishes them is that self-grasping remains, subtly, in the attainment of no-thought, while it is absent in the deeper attainment of cessation. And self-grasping's sheer constancy — present even in wholesome states of mind, where no unwholesome affliction could otherwise explain it — is, for Vasubandhu, the simplest and most telling proof of all: something is quietly claiming "I" underneath every state of mind, wholesome or not, and that something is this defiled manas.

Reading note — after Asvabhāva

Asvabhāva adds a small but telling closing verse of his own to underline the point: "Such is this defiled manas, which is what consciousness depends on; until this bondage of consciousness is dissolved, one will never gain liberation." He treats the whole six-proof argument as building toward exactly this: the defiled manas is not a minor technical detail but the very thing standing between an ordinary mind and freedom, since it is what turns every act of the six active consciousnesses into an act performed, however subtly, on behalf of a self that isn't there.

5. "Mind" Is the Ālayavijñāna Itself; Why Śrāvakas Are Not Taught This

Chinese Source

心體第三,若離阿賴耶識,無別可得。是故成就阿賴耶識以為心體,由此為種子,意及識轉。何因緣故亦說名心?由種種法熏習種子所積集故。

Ru-Yi Translation

As for this third [scriptural name], "mind" — apart from the ālayavijñāna, no separate substance for it can be found. Therefore it is established that the ālayavijñāna itself is the substance of "mind"; and it is from this, as seed, that both manas and the [six active] consciousnesses arise. For what reason is it also named "mind"? Because it is where the seeds habituated by manifold dharmas are gathered and accumulated.

復次,何故聲聞乘中不說此心名阿賴耶識,名阿陀那識?由此深細境所攝故。所以者何?由諸聲聞,不於一切境智處轉,是故於彼,雖離此說,然智得成,解脫成就,故不為說。若諸菩薩,定於一切境智處轉,是故為說。若離此智,不易證得一切智智。

Furthermore, why does the Śrāvaka Vehicle not speak of this mind by the name ālayavijñāna, or by the name ādāna-consciousness? Because it belongs to a deep and subtle domain. Why is this? Because śrāvakas do not set out toward the wisdom of every object; therefore, even without this teaching, their wisdom is still brought to completion, and their liberation still accomplished — and so it is not taught to them. Bodhisattvas, however, are set on operating toward the wisdom of every object; therefore it is taught to them. Apart from this wisdom, the wisdom that knows all things in every mode is not easily attained.

Reading note — after Vasubandhu

The point is a practical one, not a claim that the Śrāvaka path is somehow deficient: śrāvakas aim only at their own liberation, and coarse, surface-level insight into suffering and impermanence is fully sufficient to cut the afflictions that liberation requires. Bodhisattvas, aiming at the far larger goal of full buddhahood and the ability to help every kind of being, cannot stop at that coarse level — they need to understand the actual mechanism underneath ordinary experience, which is exactly what the ālayavijñāna names. Withholding a teaching from someone who does not need it, Vasubandhu is careful to note, is not the same as declaring it false.

6. Already Hinted at Under Other Names

Having explained why the Śrāvaka canon does not use the name "ālayavijñāna" outright, the treatise now shows that several early schools taught essentially the same consciousness anyway, simply calling it something else.

Chinese Source

復次,聲聞乘中亦以異門密意,已說阿賴耶識,如彼《增壹阿笈摩》說:「世間眾生,愛阿賴耶,樂阿賴耶,欣阿賴耶,憙阿賴耶;為斷如是阿賴耶故,說正法時,恭敬攝耳,住求解心,法隨法行。如來出世,如是甚奇希有正法,出現世間。」於聲聞乘《如來出現四德經》中,由此異門密意,已顯阿賴耶識。於大眾部阿笈摩中,亦以異門密意,說此名根本識,如樹依根。化地部中,亦以異門密意,說此名窮生死蘊。有處有時見色心斷,非阿賴耶識中彼種有斷。

Ru-Yi Translation

Furthermore, the Śrāvaka Vehicle, too, has already spoken of the ālayavijñāna through a hidden intent, under a different name — as the Ekottarika-āgama says: "The beings of the world love the ālaya, delight in the ālaya, are pleased by the ālaya, rejoice in the ālaya; and it is in order to cut off this very ālaya that, when the true Dharma is taught, [the wise] listen with reverence, attend with ears inclined, abide with a mind seeking understanding, and practice in accordance with the Dharma. The Tathāgata's appearance in the world — so rare and wondrous a true Dharma — has thus appeared in the world." In the Śrāvaka Vehicle's Sūtra on the Four Virtues of the Tathāgata's Appearance, the ālayavijñāna has, through this same hidden intent, already been revealed. In the scriptures of the Mahāsāṃghika school, too, it is spoken of, under a different name, as the "root consciousness" — as a tree depends on its root. In the Mahīśāsaka school, too, it is spoken of, under a different name, as the "aggregate that runs through birth and death to its end." The objection that, in certain places and at certain times, form and mind are seen to be cut off does not mean that the seeds within the ālayavijñāna are ever themselves cut off.

阿賴耶如是所知依,說阿賴耶識為性,阿陀那識為性,心為性,阿賴耶為性,根本識為性,窮生死蘊為性等;由此異門,阿賴耶識成大王路。

Such, then, is the ālayavijñāna as the basis of the knowable — spoken of as having the nature of the ālayavijñāna, the nature of the ādāna-consciousness, the nature of mind, the nature of ālaya, the nature of the root consciousness, the nature of the aggregate that runs through birth and death, and so on. Through these different names, the ālayavijñāna becomes like a great royal road, which every school's teaching, under one name or another, actually travels.

Reading note — after Vasubandhu

Vasubandhu treats the Mahāsāṃghika's "root consciousness" as a transparent metaphor: just as a tree's stem, branches, and leaves all depend on a root they cannot do without, every other consciousness depends on this one. He reads the Mahīśāsaka objection — that at certain times and places "form and mind are cut off," as in the formless realms or in deep meditative attainments where ordinary form or thought temporarily ceases — as a confusion between the surface phenomena that do stop and the seeds stored beneath them, which never do; the interruption is only ever at the level of active experience, never at the level of the storehouse itself.

Reading note — after Asvabhāva

Asvabhāva extends the same point to two more schools not named in the root text itself: the Sthavira school, he says, calls this same consciousness "the constituent of continued existence" (有分識, bhavaṅga), reasoning that even when the six active consciousnesses fall silent — in dreamless sleep, for instance — something must still carry a being's continuity forward, "not dying and not being reborn" in between; and the Vibhajyavādins likewise call it "the consciousness of continued existence." He treats this convergence — four or five separate early schools independently arriving at the need for some such continuous consciousness, each under its own name — as itself a kind of proof: whatever their explicit doctrine says, the traditions' own internal logic kept rediscovering the very thing Asaṅga is here naming outright.

7. Refuting Three Wrong Readings of "Ālaya"

Some later interpreters, not recognizing the storehouse consciousness, tried to explain the Buddha's saying that "beings love the ālaya" by substituting something more familiar for "ālaya." The treatise takes up and refutes three such substitutions in turn.

Chinese Source

復有一類,謂心意識義一文異。是義不成,意識兩義差別可得,當知心義亦應有異。復有一類,謂薄伽梵所說眾生愛阿賴耶,乃至廣說,此中五取蘊說名阿賴耶。有餘復謂貪俱樂受名阿賴耶。有餘復謂薩迦耶見名阿賴耶。此等諸師,由教及證,愚於藏識,故作此執。如是安立阿賴耶名,隨聲聞乘安立道理,亦不相應。若不愚者,取此藏識安立彼說阿賴耶名,如是安立則為最勝。云何最勝?

Ru-Yi Translation

There is one view that holds "mind," "intellect," and "consciousness" to be one and the same in meaning, differing only in wording. This does not hold: since intellect and consciousness can be found to differ in meaning, "mind" too should be understood to differ from them. There is another view, concerning the Bhagavat's saying that beings "love the ālaya" and so on at length, which holds that it is the five appropriated aggregates that are named "ālaya" there. Others hold that it is pleasurable feeling bound up with craving that is so named. Others still hold that it is the view of a substantial self. These various teachers, through misreading both scripture and reasoning, are simply ignorant of the storehouse consciousness, and so hold to these views — and positing the name "ālaya" in this way does not even fit the Śrāvaka Vehicle's own way of establishing things. But for one who is not ignorant of the storehouse consciousness — taking this very consciousness as what "ālaya" means — this positing is the most excellent. Why is it most excellent?

若五取蘊名阿賴耶,生惡趣中一向苦處,最可厭逆,眾生一向不起愛樂,於中執藏不應道理,以彼常求速捨離故。若貪俱樂受名阿賴耶,第四靜慮以上無有,具彼有情常有厭逆,於中執藏亦不應理。

If the five appropriated aggregates were named "ālaya," then, since a being born into the evil destinies — a place of one-directional suffering, utterly repugnant — would never give rise to any love or delight there, clinging and storing would make no sense, since such a being only ever seeks to cast those aggregates off as quickly as possible. If pleasurable feeling bound up with craving were named "ālaya," then, since this does not exist above the fourth meditative absorption, beings who have attained that state would always feel repugnance toward it, and clinging and storing would likewise make no sense.

若薩迦耶見名阿賴耶,於此正法中信解無我者,恒有厭逆,於中執藏亦不應理。阿賴耶識內我性攝,雖生惡趣一向苦處求離苦蘊,然於藏識我愛隨縛,未嘗求離。雖生第四靜慮以上,於貪俱樂恒有厭逆,然於藏識我愛隨縛。雖於此正法信解無我者厭逆我見,然於藏識我愛隨縛。是故安立阿賴耶識名阿賴耶,成就最勝。

If the view of a substantial self were named "ālaya," then those within this true Dharma who have come to believe and understand non-self would always feel repugnance toward it, and clinging and storing would likewise make no sense. The ālayavijñāna, however, is included within one's very sense of an inner self: even though a being born into the evil destinies seeks to be free of that mass of suffering, it has still never once sought to be free of the self-love bound to the storehouse consciousness. Even though a being born above the fourth meditative absorption always feels repugnance toward pleasurable craving, it is still bound by self-love to the storehouse consciousness. And even one who has come, within this true Dharma, to believe and understand non-self, and so feels repugnance toward the view of self, is still bound by self-love to the storehouse consciousness. For this reason, positing the name "ālaya" for the ālayavijñāna is what succeeds most excellently of all.

Reading note — after Vasubandhu

Each of the three rejected readings fails the same test: love of the "ālaya" is supposed to be constant and unbroken across every possible state of being, but each candidate — the five grasped-at aggregates, craving-bound pleasure, or the explicit view of self — is something beings in some state or other actually come to loathe and want to escape. Only the storehouse consciousness itself passes the test, because self-love clings to it beneath and prior to all three: a being in hell still clings to it even while desperate to escape its suffering aggregates; a being past the fourth absorption still clings to it even while free of craving-pleasure; and a practitioner who has intellectually rejected the view of self still clings to it at a level that mere doctrinal understanding does not reach. This is Vasubandhu's own gloss on why the term "ālaya" could only ever have meant the ālayavijñāna.

8. Three Characteristics: Self, Cause, and Effect

Having settled the ālayavijñāna's names, the treatise turns to its actual characteristics — how it can be identified apart from what it is called.

Chinese Source

如是已說阿賴耶識安立異門,安立此相云何可見?安立此相略有三種:一者、安立自相,二者、安立因相,三者、安立果相。此中安立阿賴耶識自相者,謂依一切雜染品法所有薰習為彼生因,由能攝持種子相應。此中安立阿賴耶識因相者,謂即如是一切種子阿賴耶識,於一切時與彼雜染品類諸法現前為因。此中安立阿賴耶識果相者,謂即依彼雜染品法無始時來所有薰習,阿賴耶識相續而生。

Ru-Yi Translation

Having thus spoken of the different names given to the ālayavijñāna, how may its actual characteristics be seen? These, briefly stated, are of three kinds: first, the self-characteristic; second, the cause-characteristic; third, the effect-characteristic. Here, the self-characteristic of the ālayavijñāna is this: in dependence on the habituation left by every kind of defiled dharma, it serves as their generating cause, since it is what holds and retains their seeds. Here, the cause-characteristic of the ālayavijñāna is this: it is this very all-seeds ālayavijñāna that, at all times, serves as the present cause for defiled dharmas of every kind. Here, the effect-characteristic of the ālayavijñāna is this: it is in dependence on the beginningless habituation left by these defiled dharmas that the ālayavijñāna itself arises in an unbroken continuity.

Reading note — after Vasubandhu

These three are not three different things, but one and the same consciousness seen from three angles. As "self-characteristic," it simply is the capacity to hold seeds. As "cause-characteristic," that same capacity is viewed from the side of what it produces — it is what makes defiled dharmas arise, moment after moment. As "effect-characteristic," it is viewed from the opposite side — as itself the product of beginningless past habituation, never a first, uncaused starting point. The three together close a circle that has no beginning: the ālayavijñāna produces defiled experience, defiled experience habituates new seeds back into the ālayavijñāna, and that new habituation is what allows the ālayavijñāna itself to continue. Cause and effect, in other words, run in both directions between the storehouse consciousness and the defiled dharmas it stores — a relationship the treatise will illustrate next with two everyday similes.

9. What "Habituation" Actually Means

Chinese Source

復次,何等名為薰習?薰習能詮。何為所詮?謂依彼法俱生俱滅,此中有能生彼因性,是謂所詮。如苣蕂中有花薰習,苣蕂與花俱生俱滅,是諸苣蕂帶能生彼香因而生。又如所立貪等行者,貪等薰習,依彼貪等俱生俱滅,此心帶彼生因而生。或多聞者,多聞薰習,依聞作意俱生俱滅,此心帶彼記因而生,由此薰習能攝持故,名持法者。阿賴耶識薰習道理,當知亦爾。

Ru-Yi Translation

Furthermore, what is meant by "habituation"? "Habituation" is the term; what does it actually refer to? It refers to this: in dependence on a given dharma, something arises and ceases together with it, and carries within it, thereafter, a capacity to generate that same thing again as its cause — this is what the term refers to. It is like the scent-habituation found in sesame seeds: the sesame seed and the flower [once placed beside it] arise and cease together, so that the sesame seed comes to carry within it the cause capable of generating that same fragrance again. Or take one habituated to craving: the habituation of craving arises and ceases together with the craving itself, so that the mind comes to carry within it the cause capable of generating that craving again. Or take one of great learning: the habituation of great learning arises and ceases together with the attention paid in hearing, so that the mind comes to carry within it the cause capable of remembering it again — and it is because of this habituation's capacity to hold and retain that such a person is called "one who holds the Dharma." The principle of habituation at work in the ālayavijñāna should be understood in just the same way.

Reading note — after Vasubandhu

The sesame-seed simile is deliberately homely: a sesame seed left beside a fragrant flower takes on, and keeps, something of that scent long after the flower itself is gone — not because the flower's scent literally moved into the seed as a separate object, but because seed and scent arose and passed away together often enough that the seed itself now carries the capacity to reproduce something like that scent. Vasubandhu reads all three examples — the sesame seed, the person prone to craving, the person of wide learning — as the same structure at different scales: whatever arises together with a state of mind leaves behind, in the ālayavijñāna, not a stored copy of that state but a functional capacity to reproduce it. This is why the next section has to ask whether that capacity is a separate thing sitting inside the storehouse consciousness, or simply an aspect of the consciousness itself.

10. Are Seeds Distinct Things, or Not?

Chinese Source

復次,阿賴耶識中諸雜染品法種子,為別異住?為無別異?非彼種子有別實物於此中住,亦非不異。然阿賴耶識如是而生,有能生彼功能差別,名一切種子識。

Ru-Yi Translation

Furthermore, are the seeds of the various defiled dharmas within the ālayavijñāna present as distinct, separate things, or as not distinct at all? Neither: it is not that these seeds are some separate, substantially real thing residing within it, nor is it simply that they are not different from the consciousness itself. Rather, the ālayavijñāna arises in just such a way that it possesses a differentiated capacity able to generate those dharmas — and it is this that is named the all-seeds consciousness.

Reading note — after Vasubandhu

Vasubandhu shows why both simple answers fail. If seeds were separate real objects sitting inside the ālayavijñāna, the consciousness could in principle be divided up into countless little parts — one per seed — which contradicts its being a single, momentary stream; and a seed produced by an unwholesome habit would then make the whole consciousness unwholesome, when in fact the ālayavijñāna is always neutral in moral character. But if seeds were simply identical with the consciousness and nothing more, there would be no way to explain why it can give rise to so many different kinds of result. The way out, on his reading, is to treat "seed" as naming a functional capacity or potential within a single evolving consciousness — comparable to a barley grain's capacity to sprout, which is real and specific (it never sprouts wheat) without being some separate object lodged inside the grain, and which is lost the moment the grain is scorched even though the grain still looks the same from the outside.

11. Mutual Causality: The Lamp and the Bundle of Reeds

Chinese Source

復次,阿賴耶識與彼雜染諸法同時更互為因,云何可見?譬如明燈,焰炷生燒,同時更互。又如蘆束互相依持,同時不倒。應觀此中更互為因道理亦爾。如阿賴耶識為雜染諸法因,雜染諸法亦為阿賴耶識因,唯就如是安立因緣,所餘因緣不可得故。

Ru-Yi Translation

Furthermore, how may it be seen that the ālayavijñāna and defiled dharmas serve as each other's cause at one and the same time? It is like a burning lamp, whose flame and wick simultaneously generate and consume one another. Or it is like a bundle of reeds, which stand upright only by mutually supporting one another at the same time. The principle of mutual causality here should be understood in just this way: just as the ālayavijñāna is the cause of defiled dharmas, defiled dharmas are equally the cause of the ālayavijñāna. It is only in this manner that a causal condition can be established here at all, since no other kind of causal condition can be found for it.

Reading note — after Vasubandhu

Both similes make the same point: cause and effect need not be sequential, one finished before the other starts. A lamp's wick feeds its flame while, in that very same instant, the flame is consuming the wick — neither waits for the other. A bundle of reeds stands only because each reed simultaneously leans on and is leaned on by the others; remove the mutual support and the whole bundle collapses at once, in every direction, not one reed at a time. Applied to the ālayavijñāna, this rules out imagining defiled experience as something that happens once and is then simply "recorded" in the storehouse consciousness for later: the storehouse consciousness produces present experience and present experience produces the storehouse consciousness's next moment, at the very same time, in an unbroken mutual loop that Vasubandhu says is the only kind of causal relationship that actually fits what is being described here.

12. One Undifferentiated Cause, Countless Differentiated Results

Chinese Source

云何薰習無異無雜,而能與彼有異有雜諸法為因?如眾纈具纈所纈衣,當纈之時,雖復未有異雜非一品類可得,入染器後,爾時衣上便有異雜非一品類染色絞絡文像顯現。阿賴耶識亦復如是,異雜能薰之所薰習,於薰習時雖復未有異雜可得,果生染器現前已後,便有異雜無量品類諸法顯現。

Ru-Yi Translation

How can habituation, itself undifferentiated and unmixed, serve as the cause of dharmas that are differentiated and mixed? It is like a garment being tie-dyed in many patterns: at the moment the ties are being applied, no differentiated, multiple pattern can yet be found on it; only after it has been placed into the dye-vat do differentiated, multiple colors, cords, and figured patterns then appear upon it. The ālayavijñāna is just the same. While it is being habituated by the manifold, mixed things that habituate it, no differentiation can yet be found within the habituation itself; only once the result appears — once it has, so to speak, entered the dye-vat — do differentiated dharmas of immeasurable kinds then appear.

Reading note — after Vasubandhu

The dyer's garment, tied up in preparation, looks perfectly plain — no pattern is visible anywhere on it — even though the finished, dyed pattern is already fully determined by exactly how it has been tied. Only immersion in the dye reveals what was, in a sense, already there. Vasubandhu applies this directly to the ālayavijñāna at the moment of habituation itself: countless different experiences leave their seeds within it, but the storehouse consciousness itself, at any given moment, shows no differentiated "marks" corresponding to them — it remains one single, undifferentiated stream. It is only later, when a seed actually ripens into its own result, that the specific difference becomes visible at all. This is Vasubandhu's answer to how one plain-seeming consciousness can be the source of an entire world's worth of different experiences.

13. Two Kinds of Dependent Origination

Chinese Source

如是緣起,於大乘中極細甚深。又若略說有二緣起:一者、分別自性緣起,二者、分別愛非愛緣起。此中依止阿賴耶識諸法生起,是名分別自性緣起,以能分別種種自性為緣性故。復有十二支緣起,是名分別愛非愛緣起,以於善趣惡趣能分別愛非愛種種自體為緣性故。

Ru-Yi Translation

Such dependent origination, within the Great Vehicle, is extremely subtle and profound. Briefly stated, it is of two kinds: first, the dependent origination that differentiates own-nature; second, the dependent origination that differentiates the desirable and the undesirable. Here, the arising of dharmas in dependence on the ālayavijñāna is named the dependent origination that differentiates own-nature, since it is able to differentiate the various own-natures of things by serving as their condition. And there is, further, the twelvefold dependent origination, which is named the dependent origination that differentiates the desirable and the undesirable, since it is able to differentiate the various desirable and undesirable embodiments experienced in the fortunate and unfortunate destinies, by serving as their condition.

Reading note — after Vasubandhu

The first kind of dependent origination is Yogācāra's own distinctive contribution: it explains how any dharma at all — a thought, a perception, a physical form — comes to have the particular own-nature it has, by tracing it back to the ālayavijñāna as its cause. The second kind is the familiar twelvefold chain taught throughout the Buddhist tradition — ignorance conditioning volitional formations, conditioning consciousness, and so on through to aging and death — which explains why beings are reborn into desirable or undesirable circumstances specifically. Vasubandhu treats the first as more fundamental and the second as, in effect, a special case worked out within it: the twelvefold chain describes how particular karmic causes produce particular kinds of rebirth, but it is only because the ālayavijñāna already underlies and enables the arising of dharmas as such that any of that chain's links can occur at all.

14. The Blind Men and the Elephant

Having explained the two kinds of dependent origination, the treatise turns to what goes wrong when they are misunderstood — using one of Buddhist literature's best-known similes.

Chinese Source

於阿賴耶識中,若愚第一緣起,或有分別自性為因,或有分別宿作為因,或有分別自在變化為因,或有分別實我為因,或有分別無因無緣。若愚第二緣起,復有分別我為作者,我為受者。

Ru-Yi Translation

Concerning the ālayavijñāna: if one is ignorant of the first kind of dependent origination, one variously imagines own-nature as the cause, or a prior act as the cause, or a sovereign power's transformation as the cause, or a real self as the cause, or that there is no cause and no condition at all. If one is ignorant of the second kind, one further imagines a self as the agent, and a self as the one who experiences the result.

譬如眾多生盲士夫,未曾見象,復有以象說而示之。彼諸生盲,有觸象鼻,有觸其牙,有觸其耳,有觸其足,有觸其尾,有觸脊[月*梁]。諸有問言:「象為何相?」或有說言象如犁柄,或說如杵,或說如箕,或說如臼,或說如箒,或有說言象如石山。

It is like a great many men blind from birth, who have never seen an elephant, to whom an elephant is described and then brought near. Some of these blind men touch its trunk, some its tusks, some its ears, some its legs, some its tail, some the ridge of its back. When asked, "What does an elephant look like?", some say it is like a plow-handle, some say like a pestle, some like a winnowing basket, some like a mortar, some like a broom, and some say an elephant is like a rocky mountain.

若不解了此二緣起,無明生盲亦復如是,或有計執自性為因,或有計執宿作為因,或有計執自在為因,或有計執實我為因,或有計執無因無緣;或有計執我為作者,我為受者。阿賴耶識自性,因性,及果性等,如所不了象之自性。

Those blinded by ignorance, failing to understand these two kinds of dependent origination, are just the same: some conceive own-nature as the cause, some a prior act as the cause, some a sovereign power as the cause, some a real self as the cause, some that there is no cause and no condition at all; and some conceive a self as agent, and a self as the one who experiences the result. The ālayavijñāna's own self-nature, cause-nature, and effect-nature, misunderstood in this way, are exactly like the elephant's actual nature, which those blind men each failed to grasp.

又若略說,阿賴耶識用異熟識,一切種子為其自性,能攝三界一切自體,一切趣等。

Briefly stated, then: the ālayavijñāna, using the ripening consciousness and all seeds as its own nature, is able to embrace every bodily existence and every destiny throughout the three realms.

Reading note — after Vasubandhu

Vasubandhu reads the five wrong causes of the first list as a roll-call of rival philosophical schools of the day: "own-nature" as cause points to the Sāṃkhya doctrine of a single primal nature unfolding into everything; "a prior act" points to Jain-style strict determinism by past karma alone; "a sovereign power's transformation" points to theistic creator-doctrines; "a real self" points to any system positing an eternal, independent soul as the true agent behind experience; and "no cause at all" points to materialist chance-doctrines. Each blind man is not wrong about what he actually touches — the trunk really is rope-like, the leg really is pillar-like — his error is mistaking one true, partial fact for the whole animal. In just the same way, each rival philosophy has typically noticed one real feature of experience (its regularity, its moral weight, its apparent unity, its unpredictability) and then wrongly generalized that single feature into a complete account, when only the full, twofold dependent-origination picture — the ālayavijñāna as universal cause of arising, plus the twelve links explaining specifically desirable and undesirable rebirth — actually accounts for the whole elephant.

15. Seven Verses on the Nature of Seeds

The treatise now turns to verse to state, in compressed form, the technical characteristics of seeds themselves — a passage that later Yogācāra literature (including the site's own Cheng Weishi Lun) draws on directly.

Chinese Source

此中五頌:

「外、內。不明了。 於二唯世俗、

勝義。諸種子, 當知有六種:

剎那滅、俱有, 恒隨轉應知、

決定、待眾緣、 唯能引自果。

堅、無記、可熏、 與能熏相應:

所熏非異此, 是為熏習相。

六識無相應, 三差別相違,

二念不俱有, 類例餘成失。

此外、內種子, 能生、引應知,

枯喪由能引, 任運後滅故。」

Ru-Yi Translation

Here there are five verses:

"External and internal [seeds] — [the external kind] is not clearly determinate;

between the two, [external seeds are named so] only conventionally, [internal seeds,] ultimately.

Seeds should be known to have six characteristics:

momentary cessation, co-existence [with their result], continuing without interruption,

as should be understood; being fixed [to their own kind]; depending on a gathering of conditions;

and being able to draw forth only their own particular result.

Stability, moral neutrality, receptivity to habituation, and association with what habituates it —

what is habituated is nothing other than this [consciousness] — these are the marks of habituation.

The six [active] consciousnesses are not associated [with habituation in this deep sense];

[if they were,] three distinctions would stand contradicted; two moments cannot co-exist;

and reasoning by analogy to other, similar things would lead to error.

These external and internal seeds should be understood to have both a generating and a sustaining power;

withering, or a corpse's decay, occurs through the sustaining power, since otherwise cessation would follow at once, of its own accord."

為顯內種非如外種,復說二頌:

「外或無熏習, 非內種應知;

聞等熏習無, 果生非道理;

作不作失得, 過故成相違;

外種內為緣, 由依彼熏習。」

To show that internal seeds are not like external ones, two further verses are spoken:

"External seeds may exist without habituation; internal seeds should be understood not to be like this —

without the habituation of learning and the rest, the arising of their corresponding result would make no sense.

[Without such habituation, one would face] the faults of receiving what one never did and losing what one did do —

faults that stand contradicted [by how karma actually works].

Where external seeds serve merely as a [supporting] condition for the internal,

it is because [what they support] depends on that internal habituation."

Reading note — after Vasubandhu

The six characteristics named here for seeds became a standard list repeated throughout later Yogācāra literature. A seed must cease the very instant it arises, never persisting as a static thing (otherwise it could not be a functioning cause moment to moment); it must exist simultaneously with the result it enables rather than at a temporal distance from it; it must continue in an unbroken stream until either its result ripens or it is directly counteracted; it is fixed to producing only its own specific kind of result, the way a rice-seed produces only rice; it needs a full complement of supporting conditions actually to fruit, not merely its own presence; and it draws out only the effect that matches its own particular nature, never a mismatched one. The two further verses then explain why external seeds — an actual rice-grain, say — are only "seeds" in a loose, conventional sense: a rice-grain sprouts without any prior habituation at all, but if a person's karmic seeds worked the same way, one could receive results for actions never performed, or fail to receive results for actions genuinely performed — obvious absurdities that show internal, karmic seeds must depend on real habituation in the ālayavijñāna in a way external seeds simply do not.

16. The Active Consciousnesses as "Enjoyer"; Four Conditions

Chinese Source

復次,其餘轉識普於一切自體諸趣,應知說名能受用者,如《中邊分別論》中說伽他曰:

「一則名緣識, 第二名受者,

此中能受用、 分別、推心法。」

Ru-Yi Translation

Furthermore, the remaining, actively-evolving consciousnesses — present throughout every bodily existence and every destiny — should be understood as named "that which enjoys," as the Madhyānta-vibhāga says in a verse:

"The first is named the causal consciousness, the second is named the enjoyer;

here, enjoying, discriminating, and driving forth are the mental factors involved."

如是二識更互為緣,如《阿毘達磨大乘經》中說伽他曰:

「諸法於識藏, 識於法亦爾,

更互為果性, 亦常為因性。」

These two consciousnesses serve, in turn, as each other's condition, as the Abhidharma-mahāyāna-sūtra says in a verse:

"All dharmas are stored within consciousness, and consciousness is likewise stored within dharmas;

each is, in turn, the other's effect, and each is, at the same time, the other's cause."

若於第一緣起中,如是二識互為因緣,於第二緣起中復是何緣?是增上緣。如是六識幾緣所生?增上,所緣,等無間緣。如是三種緣起:謂窮生死,愛非愛趣,及能受用;具有四緣。

If, within the first kind of dependent origination, these two consciousnesses serve as each other's causal condition, then within the second kind of dependent origination, what kind of condition do they serve as? They serve as a dominant condition. And by how many conditions are the six active consciousnesses themselves produced? By the dominant condition, the object-condition, and the immediately-preceding condition. Thus these three kinds of dependent origination — the one running through birth and death, the one producing desirable and undesirable destinies, and the one involving enjoyment — are, altogether, endowed with all four conditions.

Reading note — after Vasubandhu

The ālayavijñāna is called "the causal consciousness" because it simply stores and generates; the six active consciousnesses are called "the enjoyer" because they are what actually experiences, discriminates, and acts on objects — the difference in vocabulary marks a real difference in role, not two unrelated things. Vasubandhu's point about conditions is a piece of careful bookkeeping: the ālayavijñāna and defiled dharmas are causal conditions (因緣) for each other directly, but when the twelvefold chain of desirable and undesirable rebirth is in view, that same relationship only counts as a dominant condition (增上緣) — a supporting, enabling background factor, since the actual causal condition at that level is karma itself. The six active consciousnesses, by contrast, never need a causal condition of their own at all; they arise from a dominant condition, an object-condition, and an immediately-preceding condition alone, since it is the ālayavijñāna beneath them that already supplies the causal condition proper.

17. Why This Must Be the Ālayavijñāna, Not the Active Consciousnesses

The treatise now turns to its central argument: a sustained proof, in five parts, that everything just said could only be true of a consciousness distinct from the six ordinary, active ones — because without it, neither defilement nor purification could be explained at all.

Chinese Source

如是已安立阿賴耶識異門及相,復云何知如是異門及如是相,決定唯在阿賴耶識非於轉識?由若遠離如是安立阿賴耶識,雜染清淨皆不得成:謂煩惱雜染,若業雜染,若生雜染皆不成故;世間清淨,出世清淨亦不成故。

Ru-Yi Translation

Having thus established the different names and characteristics of the ālayavijñāna, how is it known that these names and characteristics apply, definitively, only to the ālayavijñāna, and not to the active consciousnesses? Because, apart from positing the ālayavijñāna in just this way, neither defilement nor purification could be established at all: afflictive defilement, karmic defilement, and birth-defilement would none of them be established, and worldly purification and transcendent purification would likewise not be established.

Reading note — after Vasubandhu

This is the treatise's own hinge: everything said so far has assumed there is a distinct storehouse consciousness, but assumption is not proof. Vasubandhu treats what follows as a genuine argument by elimination — five separate areas of ordinary Buddhist doctrine (three kinds of defilement, two kinds of purification) that everyone already accepts, each of which, on examination, cannot actually be explained using only the six active consciousnesses that appear and vanish moment to moment. If none of the five can be explained without positing a further, continuous consciousness, then that consciousness is not an optional extra hypothesis — it is required by doctrine the reader already holds.

18. Proof One: Afflictive Defilement Requires It

Chinese Source

云何煩惱雜染不成?以諸煩惱及隨煩惱熏習所作彼種子體,於六識身不應理故。所以者何?若立眼識貪等煩惱及隨煩惱俱生俱滅,此由彼熏成種非餘:即此眼識若已謝滅,餘識所間,如是熏習,熏習所依皆不可得,從此先滅餘識所間現無有體眼識與彼貪等俱生,不應道理,以彼過去現無體故。如從過去現無體業,異熟果生,不應道理。又此眼識貪等俱生所有熏習亦不成就:然此熏習不住貪中,由彼貪欲是能依故,不堅住故,亦不得住所餘識中,以彼諸識所依別故,又無決定俱生滅故。亦復不得住自體中,由彼自體決定無有俱生滅故。是故眼識貪等煩惱及隨煩惱之所熏習,不應道理。又復此識非識所熏。如說眼識,所餘轉識亦復如是,如應當知。

Ru-Yi Translation

Why is it that afflictive defilement could not be established without the ālayavijñāna? Because it is unreasonable that the seeds produced by the habituation of the afflictions and secondary afflictions should reside within the six active consciousnesses themselves. Why is this? Suppose one holds that craving and the other afflictions arise and cease together with the eye-consciousness, and that it is through this alone that they become seeds. Once this eye-consciousness has already ceased, and other consciousnesses have intervened, this habituation — and the very support for this habituation — can no longer be found at all. For the eye-consciousness, already past, intervened upon by other consciousnesses, presently without any substance, to arise together with that craving again makes no sense, since it is, at present, without substance, being past — exactly as unreasonable as expecting a ripened result to arise from an action that is past and presently without substance. Moreover, the habituation supposedly co-arising with the eye-consciousness and craving does not even succeed to begin with: it cannot reside within the craving itself, since craving is dependent, not stable; nor can it reside within the other consciousnesses, since each has its own separate support, with no fixed co-arising and co-ceasing between them; nor, again, can it reside within the eye-consciousness's own continuum, since that continuum definitely lacks any co-arising and co-ceasing with itself. For all these reasons, it is unreasonable that the eye-consciousness should be habituated by craving and the other afflictions. Nor, moreover, is this consciousness habituated by any other consciousness. As has been said of the eye-consciousness, so it should be understood of each of the remaining active consciousnesses as well.

復次,從無想等上諸地沒來生此間,爾時煩惱及隨煩惱所染初識,此識生時應無種子,由所依止及彼熏習並已過去,現無體故。

Furthermore: when a being, falling from the higher stages such as the attainment of no-thought, is reborn into this world, the very first afflicted consciousness that then arises would, at the moment of its arising, have to be without any seed at all — since both its support and its habituation are already entirely past, and presently without substance.

復次,對治煩惱識若已生,一切世間餘識已滅,爾時若離阿賴耶識,所餘煩惱及隨煩惱種子在此對治識中,不應道理。此對治識自性解脫故,與餘煩惱及隨煩惱不俱生滅故。復於後時世間識生,爾時若離阿賴耶識,彼諸熏習及所依止久已過去,現無體故,應無種子而更得生。是故若離阿賴耶識,煩惱雜染皆不得成。

Furthermore: once a consciousness that counteracts the afflictions has arisen, and every other worldly consciousness has ceased, then — apart from the ālayavijñāna — it makes no sense for the seeds of the remaining afflictions to reside within this very counteracting consciousness, since this counteracting consciousness is, by its own nature, liberated, and does not arise and cease together with the remaining afflictions. And when, later, a worldly consciousness arises once more — apart from the ālayavijñāna, all its habituations and support having long since become past and presently without substance — it would have to arise anew without any seed at all. For all these reasons, apart from the ālayavijñāna, afflictive defilement could not be established.

Reading note — after Vasubandhu

The core problem, on Vasubandhu's reading, is timing: for one thing to habituate a seed into another, the two must genuinely arise and cease together. But an active consciousness like the eye-consciousness is constantly interrupted — by sleep, by other sense-consciousnesses taking over, simply by the next instant passing — so by the time a craving actually needs to ripen into its result, the eye-consciousness that supposedly stored it is long gone, with "no substance at present," exactly like a past action that has already finished and therefore cannot itself ripen a future result. His second example sharpens the problem: someone falling from a meditative state so deep it had no active mental content at all would, on the six-consciousness theory, have to develop their very first afflicted thought back in this world from literally nothing, since nothing was there to carry a seed across the gap. His third example flips the same problem around: a meditator's counteracting, purified consciousness cannot be where leftover, unpurified seeds are stored either, since it is by definition free of them — so where could such seeds possibly wait, ready to produce ordinary worldly consciousness again once the meditator returns to ordinary awareness? Only a consciousness that itself continues, unbroken, beneath every interruption can hold a seed across any of these gaps.

19. Proof Two: Karmic Defilement Requires It

Chinese Source

云何為業雜染不成?行為緣識不相應故。此若無者,取為緣有亦不相應。

Ru-Yi Translation

Why is it that karmic defilement could not be established without the ālayavijñāna? Because, without it, "volitional formations" serving as condition for "consciousness" — [the second and third links of the twelvefold chain] — would not hold together. And if this does not hold, then "grasping" serving as condition for "existence" [the ninth and tenth links] would not hold together either.

Reading note — after Vasubandhu

This proof is stated tersely because it simply extends the previous one to the standard twelvefold chain of dependent origination. A wholesome or unwholesome volitional action ("formations") is supposed to condition a specific future rebirth-consciousness — often long afterward, potentially in an entirely different lifetime. Vasubandhu's point is that this link only makes sense if something carries the karmic imprint of that action across the interval between the deed and its result; among the six active consciousnesses, nothing does. The same reasoning applies further along the same chain, where "grasping" is supposed to condition renewed "existence": without a consciousness that persists and stores the relevant habituation, this link, too, collapses. Karma itself — the basic Buddhist teaching that actions have consequences — turns out to presuppose exactly the kind of consciousness Part Two is arguing for.

20. Proof Three: Birth-Defilement Requires It

This third proof is the longest of the five, working through conception, nourishment, rebirth into deep meditative states, and the moment of death in turn.

Chinese Source

云何為生雜染不成?結相續時不相應故。若有於此非等引地沒已生時,依中有位意起染污意識結生相續,此染污意識於中有中滅,於母胎中識羯羅藍更相和合。若即意識與彼和合,既和合已依止此識於母胎中有意識轉。若爾,即應有二意識於母胎中同時而轉。又即與彼和合之識是意識性,不應道理,依染污故,時無斷故,意識所緣不可得故。設和合識即是意識,為此和合意識即是一切種子識?為依止此識所生餘意識是一切種子識?若此和合識是一切種子識,即是阿賴耶識,汝以異名立為意識。若能依止識是一切種子識,是則所依因識非一切種子識,能依果識是一切種子識,不應道理。是故成就此和合識非是意識,但是異熟識,是一切種子識。

Ru-Yi Translation

Why is it that birth-defilement could not be established without the ālayavijñāna? Because the moment of taking up rebirth in the life-continuum would not hold together without it. Suppose a being falls from a non-absorbed state and is then reborn: in dependence on the intermediate-state condition, a defiled mental consciousness arises and takes up the continuity of rebirth; this defiled mental consciousness ceases within the intermediate state, and, within the mother's womb, a consciousness unites together with the embryonic kalala. Suppose it is this very mental consciousness that unites with the kalala; then, having united, it is this same consciousness, resting on this union, that would go on operating as the mental consciousness within the womb. If so, there would have to be two mental consciousnesses operating simultaneously within the womb. Moreover, it is unreasonable that this uniting consciousness should have the nature of the mental consciousness at all — because it is continuously defiled, because it is uninterrupted in time, and because no object that the mental consciousness normally takes can be found for it. Suppose, then, that this uniting consciousness simply is the mental consciousness: is this uniting consciousness itself the all-seeds consciousness? Or is some other mental consciousness, arising in dependence on this one, the all-seeds consciousness? If the uniting consciousness is itself the all-seeds consciousness, then it simply is the ālayavijñāna, and you have merely given it a different name, calling it "mental consciousness." But if it is instead some dependent consciousness arising from this one that is the all-seeds consciousness, then the supporting, causal consciousness would not be the all-seeds consciousness, while the dependent, resultant consciousness would be — which makes no sense. Therefore it is established that this uniting consciousness is not the mental consciousness at all, but is the ripening consciousness — the all-seeds consciousness.

復次,結生相續已,若離異熟識,執受色根亦不可得。其餘諸識各別依故,不堅住故,是諸色根不應離識。若離異熟識,識與名色更互相依,譬如蘆束相依而轉,此亦不成。若離異熟識,已生有情,識食不成。何以故?以六識中隨取一識,於三界中已生有情能作食事不可得故。

Furthermore, once the continuity of rebirth has been taken up, apart from the ripening consciousness, the appropriation of the physical faculties could not be found at all — since each of the remaining consciousnesses has its own separate support and is not stable, the physical faculties ought not to be left without some supporting consciousness. Apart from the ripening consciousness, the scriptural teaching that consciousness and name-and-form mutually depend on one another, like a bundle of reeds mutually supporting one another, could likewise not be established. Apart from the ripening consciousness, the nourishment that is consciousness, needed by beings already born, could not be established either. Why is this? Because it cannot be found that any single one of the six active consciousnesses, taken alone, is able to perform the function of nourishment for beings already born throughout the three realms.

若從此沒,於等引地正受生時,由非等引染污意識結生相續,此非等引染污之心,彼地所攝,離異熟識,餘種子體定不可得。復次,生無色界,若離一切種子異熟識,染污善心應無種子,染污善心應無依持。

If, falling from here, one is reborn precisely into an absorbed state, it is by means of a non-absorbed, defiled mental consciousness that the continuity of rebirth is taken up — and since this non-absorbed, defiled mind belongs to an entirely different stage, apart from the ripening consciousness, no other seed-substance capable of bridging the two could possibly be found. Furthermore, for one born in the formless realm, apart from the all-seeds ripening consciousness, the tainted wholesome mind of that realm's absorption would have to be without a seed, and would have to be without any support.

又即於彼,若出世心正現在前,餘世間心皆滅盡故,爾時便應滅離彼趣。若生非想非非想處,無所有處出世間心現在前時,即應二趣悉皆滅離。此出世識不以非想非非想處為所依趣,亦不應以無所有處為所依趣,亦非涅槃為所依趣。又將沒時,造善造惡,或下或上所依漸冷,若不信有阿賴耶識,皆不得成。是故若離一切種子異熟識者,此生雜染亦不得成。

Moreover, in that same realm, if a transcendent mind should become manifest, then, since every worldly mind would be entirely extinguished at that moment, that very destiny ought to be annihilated on the spot. And if, for one born in the sphere of neither-perception-nor-non-perception, a transcendent mind belonging to the sphere of nothingness should become manifest, then both destinies ought to be annihilated at once. Yet this transcendent consciousness cannot take the sphere of neither-perception-nor-non-perception as the destiny it depends on, nor the sphere of nothingness, nor nirvāṇa itself. Moreover, at the moment of dying, whether one has done good or done evil, the body grows cold gradually, from below upward or from above downward accordingly — and if one does not accept that the ālayavijñāna exists, none of this, either, could be established. For all these reasons, apart from the all-seeds ripening consciousness, birth-defilement could not be established.

Reading note — after Vasubandhu

Vasubandhu treats the conception argument as decisive on its own: the consciousness that first unites with the fertilized embryo cannot be the ordinary mental consciousness, because it lacks everything that defines mental consciousness — an object, interruption, and non-defiled moments — so whatever unites there must be a different consciousness altogether, and once its features are actually specified, they turn out to be exactly the features already given to the ālayavijñāna. The cooling-body observation at the end is deliberately homely: everyone has heard that a body dying in merit cools from the feet upward while one dying in demerit cools from the head downward, tracing where consciousness is said to withdraw last; Vasubandhu treats this ordinary observation as itself evidence that something continues to "hold" the body after the six active consciousnesses have plainly already stopped functioning.

21. Proof Four: Worldly Purification Requires It

Chinese Source

云何世間清淨不成?謂未離欲纏貪未得色纏心者,即以欲纏善心為離欲纏貪故勤修加行。此欲纏加行心,與色纏心不俱生滅故,非彼所熏,為彼種子不應道理。又色纏心過去多生餘心間隔,不應為今定心種子,唯無有故。是故成就色纏定心一切種子異熟果識,展轉傳來為今因緣;加行善心為增上緣。如是一切離欲地中,如應當知。如是世間清淨,若離一切種子異熟識,理不得成。

Ru-Yi Translation

Why is it that worldly purification could not be established without the ālayavijñāna? Take one who has not yet become free of desire-realm craving, and has not yet attained a form-realm mind: relying on a wholesome desire-realm mind, such a person diligently cultivates preparatory practice in order to become free of desire-realm craving. This desire-realm preparatory mind does not arise and cease together with the form-realm mind it aims to produce; it is therefore unreasonable that it should habituate that form-realm mind, serving as its seed. Moreover, any past form-realm mind has long since been separated by countless intervening minds and, being simply nonexistent now, cannot serve as the seed for the settled meditative mind of the present. It is, therefore, established that it is the all-seeds ripening consciousness — carrying forward the seed of the settled form-realm mind, transmission after transmission — that serves as the causal condition for attaining it in the present; the preparatory wholesome mind serves only as a dominant condition. The same principle should be understood to apply throughout every stage of becoming free from desire. Thus, apart from the all-seeds ripening consciousness, worldly purification could not, in principle, be established.

Reading note — after Vasubandhu

"Worldly purification" here means the ordinary meditative progress of leaving behind the desire realm's cruder attachments for the more refined absorptions of the form realm — real spiritual progress, but still short of any transcendent breakthrough. Vasubandhu's point is again about timing: the preparatory mind doing the work of renunciation belongs to the desire realm, while the resulting meditative mind belongs to the form realm — two minds that, by definition, cannot arise and cease together, so the first cannot directly habituate a seed into the second the way the earlier sections required. Only a continuous ālayavijñāna, carrying the appropriate seed across that gap while the desire-realm effort merely supplies a supporting condition, can explain how sustained meditative practice ever produces its result at all.

22. Proof Five: Transcendent Purification, and the Seed of the Dharma-Body

The fifth proof is the treatise's most consequential: it asks how a mind that has never before existed — a fully transcendent, awakened mind — could possibly arise at all, and answers by naming something distinct from the ālayavijñāna itself: the seed of the dharma-body.

Chinese Source

云何出世清淨不成?謂世尊說依他言音及內各別如理作意,由此為因正見得生。此他言音,如理作意,為熏耳識?為熏意識?為兩俱熏?若於彼法如理思惟,爾時耳識且不得起;意識亦為種種散動餘識所間。若與如理作意相應生時,此聞所熏意識與彼熏習久滅過去,定無有體,云何復為種子能生後時如理作意相應之心?又此如理作意相應是世間心,彼正見相應是出世心,曾未有時俱生俱滅,是故此心非彼所熏。既不被熏,為彼種子,不應道理。是故出世清淨,若離一切種子異熟果識,亦不得成。此中聞熏習攝受彼種子不相應故。

Ru-Yi Translation

Why is it that transcendent purification could not be established without the ālayavijñāna? The World-Honored One taught that right view arises through two causes: hearing another's spoken teaching, and one's own inward, correct attention. Does this spoken teaching and correct attention habituate the ear-consciousness? Does it habituate the mental consciousness? Or does it habituate both together? While one is correctly reflecting on the teaching, the ear-consciousness, for its part, does not even arise; and the mental consciousness, too, is constantly interrupted by other consciousnesses arising amid various distractions. Even when a mind later arises in association with correct attention, this mental consciousness habituated by hearing, together with its habituation, has already long since ceased and is entirely past — definitely without substance now. How, then, could it possibly serve as a seed able to give rise, later still, to a mind associated with correct attention? Moreover, this mind associated with correct attention is still a worldly mind, while the mind associated with right view is a transcendent mind — the two have never once arisen and ceased together. Therefore this worldly mind is not habituated by that transcendent one; and since it is not habituated by it, it is unreasonable that it should serve as its seed. Thus, apart from the all-seeds ripening consciousness, transcendent purification, too, could not be established — for the hearing-habituation, on its own, could not in this way come to hold such a seed at all.

復次,云何一切種子異熟果識為雜染因,復為出世能對治彼淨心種子?又出世心昔未曾習,故彼熏習決定應無,既無熏習從何種生?是故應答:從最清淨法界等流正聞熏習種子所生。

Furthermore: how can the very same all-seeds ripening consciousness be both the cause of defilement and, at the same time, the seed of the pure mind that transcendently counteracts it? Moreover, since the transcendent mind has never once been practiced before, its habituation, too, would definitely have to be nonexistent — and if there is no habituation, from what seed could it possibly arise? The answer to be given, therefore, is this: it arises from the seed of correct hearing-habituation, which flows forth from the utterly pure dharma-realm itself.

此聞熏習,為是阿賴耶識自性?為非阿賴耶識自性?若是阿賴耶識自性,云何是彼對治種子?若非阿賴耶識自性,此聞熏習種子所依云何可見?乃至證得諸佛菩提,此聞熏習隨在一種所依轉處,寄在異熟識中,與彼和合俱轉,猶如水乳;然非阿賴耶識,是彼對治種子性故。

Is this hearing-habituation itself the intrinsic nature of the ālayavijñāna, or is it not the intrinsic nature of the ālayavijñāna? If it were the intrinsic nature of the ālayavijñāna, how could it possibly be the very seed that counteracts it? But if it is not the intrinsic nature of the ālayavijñāna, where can the support for this hearing-habituation's seed be found? The answer: right up until the attainment of the buddhas' own bodhi, this hearing-habituation, wherever it happens to reside as its support, lodges within the ripening consciousness, mingling and moving together with it just as water mingles with milk — yet it is not itself the ālayavijñāna, since it has the nature of the very seed that counteracts it.

此中依下品熏習成中品熏習,依中品熏習成上品熏習,依聞思修多分修作得相應故。

Here, in dependence on a lesser-grade habituation, a middling-grade habituation is formed; in dependence on a middling-grade habituation, a superior-grade habituation is formed — through the diligent practice, again and again, of hearing, reflection, and meditative cultivation.

又此正聞熏習種子下中上品,應知亦是法身種子,與阿賴耶識相違,非阿賴耶識所攝,是出世間最淨法界等流性故,雖是世間而是出世心種子性。又出世心雖未生時,已能對治諸煩惱纏,已能對治諸嶮惡趣,已作一切所有惡業朽壞對治,又能隨順逢事一切諸佛菩薩。雖是世間,應知初修業菩薩所得亦法身攝。聲聞獨覺所得,唯解脫身攝。

Moreover, this correct hearing-habituation's seed, whether of lesser, middling, or superior grade, should also be understood as the seed of the dharma-body. It stands opposed to the ālayavijñāna, and is not included within it, since it has the nature of what flows forth from the utterly pure, transcendent dharma-realm — though it is, in one sense, worldly, it has the nature of the seed of a transcendent mind. Moreover, even before the transcendent mind itself has actually arisen, this habituation is already able to counteract the entanglement of the afflictions, already able to counteract the perilous, evil destinies, already able to bring about the decay of every evil action one has committed, and is able, further, to bring one into accord with meeting and serving all buddhas and bodhisattvas. Though it is, in this sense, worldly, it should be understood that what a bodhisattva newly setting out on the practice attains through it is likewise included within the dharma-body; while what śrāvakas and solitary buddhas attain through it is included only within the body of liberation.

又此熏習非阿賴耶識,是法身解脫身攝。如如熏習,下中上品次第漸增,如是如是異熟果識次第漸減,即轉所依。既一切種所依轉已,即異熟果識及一切種子無種子而轉,一切種永斷。

This habituation, then, is not the ālayavijñāna — it is included within the dharma-body and the body of liberation. Just as this habituation, of lesser, middling, and superior grade, increases stage by stage, so too does the ripening consciousness correspondingly decrease, stage by stage — this is precisely what is meant by the transformation of the basis. Once the support for all seeds has thus been transformed, the ripening consciousness, together with all its seeds, then continues on without any further defiled seed at all — every seed of defilement is permanently cut off.

Reading note — after Vasubandhu

This is one of the treatise's most important passages, because it explains how liberation itself is even possible on this model. If the ālayavijñāna only ever passes on what it has already received — if it is purely a storehouse — then it can never, on its own, produce a mind of a completely new, transcendent kind; a defiled cause can only produce a defiled effect. Asaṅga's solution is to name a second kind of seed altogether: hearing-habituation (聞熏習), which does not originate from the ālayavijñāna's own defiled continuity at all, but "flows forth from the utterly pure dharma-realm" — that is, ultimately from the Buddha's own teaching, heard and correctly reflected upon. This seed lodges alongside the ordinary seeds within the ripening consciousness, the way water and milk mix in one cup, without ever actually becoming ālayavijñāna itself; and as a person practices — hearing, reflecting, and meditating — this seed grows from a weak, lesser grade toward a superior one, gradually displacing the ordinary defiled seeds it shares space with. Vasubandhu calls the entire process "the transformation of the basis" (轉依, āśraya-parāvṛtti): not a sudden replacement of one consciousness by another, but a gradual reweighting between two kinds of seed within the same continuum, culminating in the point where the defiled seeds are permanently exhausted and only the pure ones remain. This is also why, he notes, a bodhisattva's practice — even before full awakening — is already said to belong to the "dharma-body," while a śrāvaka's or solitary buddha's practice belongs only to "the body of liberation": the bodhisattva is cultivating precisely this seed that will eventually become full buddhahood, not simply escaping suffering.

23. The Water-and-Milk Simile Completed; Proof from the Attainment of Cessation

The treatise now returns to the water-and-milk image from the previous section to explain how transformation actually proceeds, then adds a final line of proof drawn from the deepest of all meditative attainments — the attainment of cessation, in which even the mental consciousness itself stops.

Chinese Source

復次,云何猶如水乳?非阿賴耶識與阿賴耶識同處俱轉,而阿賴耶識一切種盡,非阿賴耶識一切種增?譬如於水鵝所飲乳。又如世間得離欲時,非等引地熏習漸減,其等引地熏習漸增而得轉依。

Ru-Yi Translation

Furthermore, in what sense is this like water and milk? In this sense: the non-ālaya habituation and the ālayavijñāna operate together, in the same place, at the same time, yet the ālayavijñāna's seeds are entirely exhausted while the non-ālaya habituation's seeds entirely increase — just as, when milk has been mixed into water, a goose is said to drink out only the milk, leaving the water behind. Or again, just as, in the ordinary world, when one becomes free of desire, the habituation of the non-absorbed stage gradually decreases while the habituation of the absorbed stage gradually increases — and it is thus that the transformation of the basis is attained.

又入滅定識不離身,聖所說故。此中異熟識應成不離身,非為治此滅定生故。又非出定此識復生,由異熟識既間斷已,離結相續無重生故。

Furthermore, when one enters the attainment of cessation, consciousness does not leave the body — this the noble ones themselves have taught. Here, it must be the ripening consciousness that is what does not leave the body, since this attainment of cessation does not arise in order to counteract the ripening consciousness itself. Nor does this same consciousness simply arise anew upon emerging from the attainment: for if the ripening consciousness had actually been interrupted, then, once separated from the continuity of rebirth, there would be no way for it to arise again at all.

又若有執以意識故滅定有心,此心不成:定不應成故,所緣行相不可得故,應有善根相應過故,不善無記不應理故,應有想受現行過故,觸可得故,於三摩地有功能故,應有唯滅想過失故,應有其思信等善根現行過故,拔彼能依令離所依不應理故,有譬喻故,如非遍行此不有故。又此定中由意識故執有心者,此心是善不善無記皆不得成,故不應理。

Furthermore, if one holds that it is by means of the mental consciousness that mind is present within the attainment of cessation, this cannot be established — because, on this view, the attainment itself could not properly be established at all; because no object or mode of activity proper to it can be found; because it would incur the fault of being associated with wholesome roots, which the attainment excludes; because classifying it as unwholesome or neutral would likewise make no sense; because it would incur the fault of perception and feeling actually being present; because contact would then have to be findable, in a state defined by its absence; because it would have to retain functional capacity within concentration, contradicting the attainment's own purpose; because it would incur the fault of only perception, and not feeling, being extinguished; because it would incur the fault of volition, faith, and the other wholesome roots actually being present; because it makes no sense to pull a dependent mental factor away from its support while claiming the support itself still remains; because there is a decisive analogy that rules this out; and because, like a non-universal mental factor, this simply does not occur under such conditions. Moreover, for one who holds it is by means of the mental consciousness that mind is present in this attainment, that mind could not coherently be established as wholesome, unwholesome, or neutral at all — therefore this view does not hold.

若復有執色心無間生是諸法種子,此不得成,如前已說。又從無色、無想天沒,滅定等出,不應道理。又阿羅漢後心不成。唯可容有等無間緣。如是若離一切種子異熟果識,雜染清淨皆不得成,是故成就如前所說相阿賴耶識,決定是有。

If, further, one holds that form and mind, arising in immediate succession to their own prior moments, are themselves the seeds of these dharmas — this cannot be established, as has already been explained above. Moreover, on such a view, falling from the formless realm or the heaven of no-thought, or emerging from the attainment of cessation, would make no sense at all; and an arhat's final moment of mind could not be accounted for either — only the immediately-preceding condition could possibly obtain, and that alone is not enough. Thus, apart from the all-seeds ripening consciousness, neither defilement nor purification could be established at all. It is therefore established that the ālayavijñāna, possessing the characteristics already described, definitely exists.

Chinese Source

此中三頌:

「菩薩於淨心, 遠離於五識,

無餘,心轉依 云何汝當作?

若對治轉依, 非斷故不成,

果因無差別, 於永斷成過。

無種或無體, 若許為轉依,

無彼二無故, 轉依不應理。」

Ru-Yi Translation

Here there are three verses:

"For the bodhisattva in a purified mind, apart from the five sense-consciousnesses, with nothing left over —

how, then, would you have the mind's transformation of the basis come about?

If it is the counteracting state itself that constitutes the transformation of the basis, this does not hold,

since mere counteracting is not the same as permanent cutting-off; cause and effect would then have no distinction,

and one would fall into the fault of claiming a permanent cutting-off where there is none.

If, instead, one holds the transformation of the basis to consist in there being no seed, or no substance, for the active consciousnesses —

since neither of these two is in fact absent at that point, the transformation of the basis, explained this way, does not make sense either."

Reading note — after Vasubandhu

The goose-and-milk image gives a concrete picture of what "transformation of the basis" actually looks like from the inside: pure and defiled seeds are not stored in separate containers to be swapped out all at once, but sit mixed together within one continuum, and practice works the way a goose is said to draw only the milk out of a bowl of milk mixed with water — steadily drawing out and strengthening the pure while the defiled correspondingly thins. The attainment of cessation then supplies one final, very concrete proof: this is the deepest meditative state recognized in the tradition, in which even the mental consciousness itself stops completely, and yet the person's body plainly remains alive, warm, and able to resume ordinary consciousness afterward — exactly what the scriptures mean when they say "consciousness does not leave the body" even here. Vasubandhu spends the long checklist of faults ruling out every attempt to explain this survival using the mental consciousness alone: such an account cannot say what this "consciousness" would be doing, cannot classify its moral quality, cannot avoid smuggling back in exactly the mental factors the attainment is defined by suppressing, and cannot explain how a mental factor could be "pulled away" from mind while claiming mind itself remains present. Only a consciousness that keeps running beneath the six active ones — untouched by their cessation — accounts for a body that stays alive with no consciousness apparently present in the ordinary sense.

The closing verses return, finally, to first principles: even at the very summit of the path — a bodhisattva's purified mind, the five senses set aside entirely — "transformation of the basis" cannot be explained as simply the absence of the active consciousnesses or their seeds, because that absence is already present at many earlier points without amounting to liberation, and because cause (the active practice) and effect (permanent liberation) would collapse into being identical, which contradicts the plain fact that practicing an antidote and permanently eliminating what it treats are two different things. Liberation, in other words, is intelligible only as the gradual transformation of a continuous basis — precisely the ālayavijñāna this whole part has been arguing for.

24. The Ālayavijñāna's Own Internal Distinctions: Three or Four Kinds

Having proven that the ālayavijñāna exists, the treatise closes Part Two by cataloguing the distinctions found within this one consciousness — first by three kinds of habituation, then by four functional roles.

Chinese Source

復次,此阿賴耶識差別云何?略說應知或三種,或四種。此中三種者,謂三種熏習差別故:一、名言熏習差別,二、我見熏習差別,三、有支熏習差別。四種者,一、引發差別、二、異熟差別,三、緣相差別,四、相貌差別。

Ru-Yi Translation

Furthermore, what are the distinctions within this ālayavijñāna? Briefly stated, it should be understood as having either three kinds, or four kinds, of distinction. Here, the three kinds are distinguished by three kinds of habituation: first, the distinction of name-habituation; second, the distinction of self-view-habituation; third, the distinction of existence-link-habituation. The four kinds are: first, the distinction of induction; second, the distinction of ripening; third, the distinction of the object-condition; fourth, the distinction of appearance.

此中引發差別者,謂新起熏習。此若無者,行為緣識,取為緣有,應不得成。此中異熟差別者,謂行有為緣,於諸趣中異熟差別。此若無者,則無種子,後有諸法生應不成。此中緣相差別者,謂即意中我執緣相。此若無者,染污意中我執所緣,應不得成。此中相貌差別者:謂即此識有共相,有不共相,無受生種子相,有受生種子相等。

Here, the distinction of induction refers to newly-arisen habituation. Without this, "volitional formations conditioning consciousness" and "grasping conditioning existence" — links of the twelvefold chain — could not be established. The distinction of ripening refers to the differentiated ripening, throughout the various destinies, that comes about with volitional formations and existence as conditions. Without this, there would be no seed, and the arising of dharmas in a future existence could not be established. The distinction of the object-condition refers to the self-grasping object found within the defiled manas itself. Without this, the object of self-grasping within the defiled manas could not be established. The distinction of appearance refers to this: this very consciousness has a shared aspect and an unshared aspect, a seedless-of-rebirth aspect and a seed-of-rebirth aspect, and so on.

Reading note — after Vasubandhu

The three-part scheme sorts habituation by content: "name-habituation" is the seed of ordinary linguistic and conceptual experience (the habit of experiencing the world through fixed categories and words); "self-view-habituation" is the specific seed the defiled manas plants through its constant grasping at "I"; and "existence-link-habituation" is the karmic seed planted by wholesome and unwholesome action that determines future rebirth. The four-part scheme instead sorts by function within the twelvefold chain and beyond it: "induction" is what a fresh action plants for the future; "ripening" is what actually produces a specific rebirth once conditions come together; "the object-condition" is narrower still, naming specifically what the defiled manas's self-grasping latches onto; and "appearance" opens directly onto the next, much longer catalogue of the ālayavijñāna's further characteristics.

25. Six Further Aspects, and Why the Ripening Consciousness Is Always Neutral

The treatise closes Part Two with a longer catalogue of paired aspects — shared and unshared, heavy and light, exhausted and unexhausted, and more — before answering one last, natural question: why is the ālayavijñāna always morally neutral, never itself good or bad?

Chinese Source

共相者,謂器世間種子。不共相者,謂各別內處種子。共相即是無受生種子,不共相即是有受生種子。對治生時,唯不共相所對治滅。共相為他分別所持,但見清淨,如瑜伽師於一物中種種勝解,種種所見皆得成立。

Ru-Yi Translation

The shared aspect refers to the seeds of the shared external world; the unshared aspect refers to the seeds of each individual's own separate internal sense-bases. The shared aspect is precisely the seedless-of-rebirth aspect; the unshared aspect is precisely the seed-of-rebirth aspect. When the counteracting wisdom arises, only the unshared aspect is eliminated by that counteraction. The shared aspect, being sustained also by others' own discrimination, is only ever seen as purified once all involved have themselves attained purity — just as, when many practitioners of yoga direct their minds toward one and the same object, each one's differing resolve produces a correspondingly different thing seen, and each such seeing is equally established as valid.

此中二頌:

「難斷難遍知, 應知名共結,

瑜伽者心異, 由外相大故,

淨者雖不滅, 而於中見淨;

又清淨佛土, 由佛見清淨。」

復有別頌:

「諸瑜伽師於一物, 種種勝解各不同,

種種所見皆得成, 故知所取唯有識。」

Here there are two verses:

"It should be known as the shared bond, hard to cut off, hard to fully know;

a yogin's mind differs from another's, because the shared, external aspect is vast.

Though the pure have not eliminated it, they nonetheless see purity within it;

and a buddha's own pure land, too, is seen as pure through the buddha's own seeing."

There is, further, a separate verse:

"Every yogin, before one and the same object, forms a differing resolve, each not the same as another's;

and each differing thing seen is equally established — hence it is known that what is grasped is nothing but consciousness itself."

此若無者,諸器世間,有情世間生起差別,應不得成。復有麁重相及輕安相:麁重相者,謂煩惱隨煩惱種子。輕安相者,謂有漏善法種子。此若無者,所感異熟無所堪能,有所堪能所依差別,應不得成。

Without this shared aspect, the arising of the differentiated external world, and of the differentiated world of sentient beings, could not be established. There is, further, a coarse-and-heavy aspect, and a light-and-pliant aspect: the coarse-and-heavy aspect refers to the seeds of the afflictions and secondary afflictions; the light-and-pliant aspect refers to the seeds of contaminated wholesome dharmas. Without this, the differentiated capacity or incapacity of the resulting ripened effect and its support could not be established.

復有有受盡相無受盡相:有受盡相者,謂已成熟異熟果善不善種子。無受盡相者,謂名言熏習種子,無始時來種種戲論流轉種子故。此若無者,已作已作善惡二業,與果受盡,應不得成。又新名言熏習生起,應不得成。復有譬喻相:謂此阿賴耶識,幻炎夢翳為譬喻故。此若無者,由不實遍計種子故,顛倒緣相應不得成。

There is, further, an exhausted aspect and an unexhausted aspect: the exhausted aspect refers to the wholesome or unwholesome seeds whose ripened effect has already fully matured; the unexhausted aspect refers to the seeds of name-habituation — the seeds of manifold, discursive proliferation flowing on since beginningless time. Without this, the exhaustion of results already received for wholesome and unwholesome actions already performed could not be established, and the arising of newly-formed name-habituation could not be established either. There is, further, an illustrative aspect: this refers to the ālayavijñāna's being illustrated by such things as an illusion, a mirage, a dream, and a cataract-induced blur. Without this, the deluded, discriminated object arising from unreal, imagined seeds could not be established.

復有具足相不具足相:謂諸具縛者,名具足相。世間離欲者,名損減相。有學聲聞及諸菩薩,名一分永拔相。阿羅漢、獨覺及諸如來,名煩惱障全永拔相,及煩惱所知障全永拔相,如其所應此若無者,如是次第雜染還滅應不得成。

There is, further, a complete aspect and an incomplete aspect: those still fully bound by all the fetters are said to have the complete aspect; those in the ordinary world who have become free of desire are said to have the diminished aspect; śrāvakas still in training, and bodhisattvas, are said to have the aspect of one portion permanently extracted; arhats, solitary buddhas, and tathāgatas are said to have the aspect of the afflictive obstruction entirely and permanently extracted, or, for tathāgatas alone, both the afflictive and cognitive obstructions entirely and permanently extracted, according to what is appropriate to each. Without this, the sequential order in which defilement is reversed could not be established.

何因緣故善不善法能感異熟,其異熟果無覆無記?由異熟果無覆無記,與善不善互不相違,善與不善互相違故。若異熟果善不善性,雜染還滅應不得成,是故異熟識唯無覆無記。

For what reason are wholesome and unwholesome dharmas able to bring about a ripened result that is itself morally neutral, unobscuring? Because a morally neutral ripened result does not conflict with either wholesome or unwholesome dharmas, whereas wholesome and unwholesome dharmas conflict with each other. If the ripened result were itself wholesome or unwholesome in nature, the reversal of defilement could not be established. For this reason, the ripening consciousness is, without exception, morally neutral.

Reading note — after Vasubandhu

The "shared" and "unshared" aspects distinguish two very different kinds of seed within the one consciousness: unshared seeds ripen into a person's own private faculties and experience, and are what a personal path of practice actually purifies; shared seeds ripen into the common physical world that many beings perceive together, and cannot be purified by any one person's practice alone, since it depends on how every being sharing that world perceives it — which is why, Vasubandhu notes, a buddha's own pure land is seen as pure only through a buddha's own seeing, while ordinary beings, sharing the same underlying world, continue to see it as ordinary. The exhausted/unexhausted pair distinguishes karmic seeds that have already given their one result from the deeper linguistic and conceptual habituation that keeps regenerating fresh experience indefinitely. The illustrative aspect — comparing the ālayavijñāna to an illusion, a mirage, a dream, and a cataract's blur — is a caution against over-reifying it: these are all classical images for something that functions vividly without being what it appears to be. And the complete/incomplete sequence maps the entire path onto one axis, from an ordinary being still bound by every fetter through to a tathāgata in whom both obstructions are permanently gone.

The closing question — why the ripening consciousness itself is always morally neutral — has a simple logical answer: a result that is itself wholesome could not receive further unwholesome seeds without contradiction, and vice versa, which would make it impossible for the very same continuum to carry both kinds of karma forward, as it plainly must for defilement ever to be reversed by practice. Only a genuinely neutral basis can hold both wholesome and unwholesome seeds at once, be added to, and eventually be transformed — which is exactly what the rest of the treatise, beginning with the ālayavijñāna established here, goes on to describe.

Part Two Complete

This closes Part Two of Ru-Yi's translation — the treatise's longest part, and its full case for the ālayavijñāna: its names, its two great scriptural witnesses, the proof of a further defiled manas, five proofs that neither defilement nor purification make sense without it, and its own internal catalogue of distinctions. Part Three turns from the basis of the knowable to its character: the three natures — dependent, discriminated, and perfectly accomplished — that explain how a constructed world comes to be mistaken for a real one.

Continue to Part 3 — The Character of the Knowable →