Fascicle 1 · 瑜伽師地論卷第一 · Complete

What Makes the Eye-Consciousness the Eye-Consciousness

This page carries Ru-Yi's complete translation of fascicle 1: the entire Stage Corresponding to the Body of the Five Sense Consciousnesses (the first of the treatise's seventeen stages), followed by the opening of the Mind Stage — its self-nature, support, object, accompaniments, and general activities, and fourteen of its seventeen distinctive powers, carried through in full detail to the moment of conception.

Translator: Ru-Yi Meditation Center Status: fascicle 1 complete Source: Taishō T30, no. 1579, fascicle 1 Commentary guide: Master Cháng Bǎi's lecture notes

Translation Method

The Chinese source is Master Xuánzàng's seventh-century translation of the Yogācārabhūmi-śāstra, preserved in the Taishō canon. Our interpretive choices — how to divide each passage, and how to read its more compressed phrases — follow the hundred-fascicle lecture notes of Master Cháng Bǎi (常柏法師, 2003–2010), who is, of the teachers whose lectures on this treatise survive in full, the only one to have carried the commentary across all one hundred fascicles.

For fascicles 1 through 50, Master Cháng Bǎi's own teacher, the late Venerable Miào Jìng (妙境長老, 1930–2003), lectured on this same material at Fa Yun Monastery. Ru-Yi has a companion English translation of those lectures underway, and where the two teachers' lectures overlap, we have kept our terminology aligned with that companion project, so a single vocabulary carries through the whole treatise rather than shifting partway through.

Classical text is set in the left-hand column below, our English in the right. Reading notes drawn from the commentary follow each passage.

1. What Is This Stage?

Chinese Source

云何五識身相應地?

Ru-Yi Translation

What is the Stage Corresponding to the Body of the Five Sense Consciousnesses?

謂五識身自性,彼所依,彼所緣,彼助伴,彼作業,如是總名五識身相應地。

It is the self-nature of the body of the five sense consciousnesses, their support, their object, their accompaniments, and their activity. Taken together, these are named the Stage Corresponding to the Body of the Five Sense Consciousnesses.

Reading note — after Master Cháng Bǎi

"Correspondence" (相應) here has a technical sense: five things — a consciousness's own nature, its support, its object, its accompanying mental factors, and its activity — arising together and functioning as one. Master Cháng Bǎi points out that this is what separates a real mental event from the "dharmas dissociated from mind" (心不相應行法), things like birth, aging, or impermanence, which are useful labels but have no self-nature, support, or object of their own to point to. A consciousness earns the name only when all five factors are present and working together.

2. Naming the Five

Chinese Source

何等名為五識身耶?所謂眼識、耳識、鼻識、舌識、身識。

Ru-Yi Translation

What are the body of the five sense consciousnesses? They are: the eye-consciousness, the ear-consciousness, the nose-consciousness, the tongue-consciousness, and the body-consciousness.

3. The Eye-Consciousness's Own Nature

Chinese Source

云何眼識自性?謂依眼,了別色。

Ru-Yi Translation

What is the self-nature of the eye-consciousness? It is the discerning of colour-form in dependence on the eye.

Reading note — after Master Cháng Bǎi

Every one of the five consciousnesses discerns — that much they share. What makes the eye-consciousness specifically the eye-consciousness, and not the ear- or nose-consciousness, is the pairing named here: the eye-faculty it leans on, and colour-form, the one thing it discerns. Name the faculty and the object together, and the consciousness names itself.

4. The Eye-Consciousness's Threefold Support

Having named the eye-consciousness's own nature, the treatise turns to what it depends on. Three supports are given in turn: one that stands with it in the present moment, one that opens the way from the moment just past, and one that carries its seed.

Chinese Source

彼所依者,俱有依,謂眼。

Ru-Yi Translation

Its support: the co-existent support is the eye.

等無間依,謂意。

The immediately-preceding support is the manas.

種子依,謂即此一切種子執受所依異熟所攝阿賴耶識。

The seed support is the ālayavijñāna — the ripening consciousness that holds and carries all seeds.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads these three supports against the classical framework of the four conditions. The co-existent support — the eye-faculty itself — is the dominant condition: it stands together with the eye-consciousness moment by moment, and if it fails, the eye-consciousness cannot arise at all. The immediately-preceding support, called here manas in the sense of "opening the way" rather than the sixth consciousness, is simply the eye-consciousness of the moment just gone — its ceasing is what clears space for the next moment to arise, with nothing else allowed to intervene between the two. The seed support is the ālayavijñāna, the storehouse consciousness that carries the seed of the eye-consciousness forward and lets it ripen into activity again — the causal condition proper.

He also brings in a line from the Cheng Weishi Lun, commonly rendered as "resting on the root consciousness, the five [sense consciousnesses] appear according to conditions" — a reminder that none of the five sense consciousnesses stands alone; each depends, ultimately, on the eighth consciousness beneath it.

5. Two Kinds of Support

The treatise now gathers the three supports just given — the co-existent support, the immediately-preceding support, and the seed support — under two broader headings.

Chinese Source

如是略說二種所依。謂色、非色。

Ru-Yi Translation

Such, briefly stated, are two kinds of support: the form-kind and the non-form-kind.

眼是色,餘非色。

The eye is form; the rest are non-form.

Reading note — after Master Cháng Bǎi

Of the three supports, only the eye-faculty is matter (色) — it belongs to the same category as the physical world. The immediately-preceding support and the seed support are both mental, not matter, so they are grouped together as the "non-form" kind. Master Cháng Bǎi compares this to how the five aggregates split into one form aggregate and four mental aggregates: the same one-against-many division is at work here.

6. The Three Supports, Each Defined

Having named the two categories, the treatise now defines each of the three supports in turn: the eye-faculty itself, the manas, and the all-seeds consciousness.

Chinese Source

眼,謂四大種所造眼識所依淨色,無見有對。

Ru-Yi Translation

The eye is the pure form, made of the four great elements, on which the eye-consciousness depends — invisible, yet with obstruction.

意,謂眼識無間過去識。

The manas is the eye-consciousness's own immediately-past moment.

一切種子識,謂無始時來樂著戲論熏習為因所生一切種子異熟識。

The all-seeds consciousness is the ripened-effect consciousness holding all seeds, produced from the beginningless perfuming of delight in elaboration as its cause.

Reading note — after Master Cháng Bǎi

The eye-faculty is called "pure form" to distinguish it from the visible eyeball: it is a refined, imperceptible matter made of the same four great elements (earth, water, fire, wind) as everything physical, but too subtle for the ordinary eye to see — hence invisible. It still occupies space and can be damaged, hence with obstruction.

The manas here is not the seventh consciousness of later Yogācāra system-building — it is simply this passage's technical name for "the moment of eye-consciousness that has just ceased," which clears the way for the next moment to arise. Master Cháng Bǎi is careful to flag this so readers don't import the wrong sense of the term from elsewhere in the treatise.

For the seed support, Master Cháng Bǎi reads "delight in elaboration" (戲論, prapañca) as the grasping at a self and at things as real that has run since beginningless time — every act built on that grasping leaves an impression, or "perfuming," in the ālayavijñāna, and it is these accumulated impressions, ripening over time, that are called its seeds. Venerable Miào Jìng's own lecture on this same line makes the same point through the classical image of incense perfuming a chest of clothes: the scent leaves no visible trace at the moment it is absorbed, yet it is fully there, ready to surface later as fragrance — just as a moment of grasping leaves no visible trace, yet is fully stored as a seed, ready to ripen into experience.

7. The Eye-Consciousness's Object

With self-nature and support explained, the treatise turns to what the eye-consciousness actually takes as its object: form.

Chinese Source

彼所緣者,謂色,有見有對。此復多種。略說有三,謂顯色、形色、表色。

Ru-Yi Translation

Its object is form — visible, and with obstruction. This again has many kinds. Briefly stated, there are three: visible colour, shape, and expressive form.

顯色者,謂青、黃、赤、白、光、影、明、闇、雲、煙、塵、霧,及空一顯色。

Visible colour is: blue, yellow, red, and white; light, shadow, brightness, and darkness; cloud, smoke, dust, and mist; and the single visible colour of open sky.

形色者,謂長、短、方、圓、麤、細、正、不正、高、下色。

Shape is: long, short, square, round, coarse, fine, regular, irregular, high, and low.

表色者,謂取、捨、屈、伸、行、住、坐、臥,如是等色。

Expressive form is: taking, releasing, bending, stretching, walking, standing, sitting, and lying — forms of this kind.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats blue, yellow, red, and white as the four basic colours, and reads the rest of the "visible colour" list — light, shadow, brightness, darkness, cloud, smoke, dust, mist, and the colour of open sky — as derived variations built out of those four: light and brightness are distinguished by their source (sunlight versus any other glow), shadow and darkness by degree (partial versus total blocking of light), and the sky's colour by simple direct observation. Together these make the traditional count of thirteen visible colours.

Shape and expressive form both depend on visible colour to be seen at all — a long or a moving thing is only visible because it is also coloured — but the treatise still treats them as distinct kinds of form, since what makes something "long" or "walking" is a different fact about it than what makes it "blue." This three-way division of form — colour, shape, and bodily expression — becomes the standard analytic frame for the sense of sight throughout the rest of the treatise.

8. The Eye-Consciousness's Accompaniments

The fourth of the five factors is the eye-consciousness's accompaniments: the mental factors that arise together with it, attending to the same object.

Chinese Source

彼助伴者,謂彼俱有相應諸心所有法。所謂作意、觸、受、想、思,及餘眼識俱有相應諸心所有法。

Ru-Yi Translation

Its accompaniments are the mental factors that co-arise and correspond with it — namely attention, contact, feeling, perception, and volition, together with whatever other mental factors correspond and co-arise with the eye-consciousness.

又彼諸法同一所緣,非一行相,俱有相應,一一而轉。

These, moreover, all take the same object, yet not the same aspect; they co-arise and correspond, each operating in its own particular way.

又彼一切各各從自種子而生。

And each of these, in every case, arises from its own seed.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi calls attention, contact, feeling, perception, and volition the five "universal" mental factors: whenever any of the eight consciousnesses arises, these five always arise with it. Beyond this fixed set of five, up to twenty-nine further factors may join the eye-consciousness depending on the moment — the five object-specific factors, the wholesome factors, and the root and secondary afflictions — bringing the total possible accompaniments to thirty-four.

His comment on "the same object, yet not the same aspect" is worth pausing on: the eye-consciousness and its accompanying factors all attend to one and the same colour-form, but each performs a different job on it — attention draws the mind toward the object, contact brings faculty, object, and consciousness together, feeling registers it as pleasant or unpleasant, perception grasps its mark, and volition drives the mind to act on it. One object, five distinct functions, arising together — and, as the closing line adds, each of those five functions still traces back to its own separate seed in the ālayavijñāna, not to some single shared source.

9. The Eye-Consciousness's Activity

The fifth and last factor is activity — what the eye-consciousness actually does. The treatise counts six such activities.

Chinese Source

彼作業者,當知有六種。謂唯了別自境所緣,是名初業。

Ru-Yi Translation

Its activity should be understood as sixfold. The first is: it discerns only its own object — this is called the first activity.

唯了別自相,唯了別現在,唯一剎那了別。

It discerns only the particular mark [of its object, not the mark it shares with other things]; it discerns only the present; and it discerns for only a single moment.

復有二業。謂隨意識轉、隨善染轉、隨發業轉。

There are, further, two more activities. [The first of these is:] it follows the mental consciousness's turning, follows its turning toward the wholesome or the defiled, and follows its turning toward the initiating of action.

又復能取愛非愛果,是第六業。

And it is, further, able to bring about a desirable or an undesirable result — this is the sixth activity.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi groups these six under three broader headings. The first four activities are all forms of discerning: the eye-consciousness discerns only colour-form (not sound or any other sense-realm), only the bare particular mark of what it sees (not abstract facts about it, such as impermanence — that judgment belongs to the mental consciousness), only what is present (not past or future), and only for one single moment at a time, with no continuity of its own from one moment to the next.

The fifth activity, "following the mental consciousness's turning," is where the eye-consciousness stops acting alone: it takes on a wholesome or defiled colouring, and joins in initiating action, only by following the sixth (mental) consciousness's lead — much as an expression changes on someone's face once their mind has already decided how to feel about what they see. The sixth activity, drawing a desirable or undesirable result, follows directly from the fifth: whatever wholesome or unwholesome action the eye-consciousness joins in initiating leaves its own karmic result, felt in future eyes that see clearly or poorly, easily or with difficulty.

With this the treatise's five-factor analysis of the eye-consciousness — self-nature, support, object, accompaniments, activity — is complete. The text now turns to the ear, nose, tongue, and body-consciousnesses, and states outright that their self-nature and support follow the same pattern just given for the eye, substituting only the appropriate faculty and object.

10. The Ear-Consciousness

The treatise states plainly that the ear-, nose-, tongue-, and body-consciousnesses' self-nature and support follow the very same pattern just given for the eye — only the faculty and object change. What differs, and what the text spells out in full, is each one's object.

Chinese Source

云何耳識自性?謂依耳,了別聲。彼所依者,俱有依,謂耳;等無間依,謂意;種子依,謂一切種子阿賴耶識。耳,謂四大種所造耳識所依淨色,無見有對。

Ru-Yi Translation

What is the self-nature of the ear-consciousness? It is the discerning of sound in dependence on the ear. Its support: the co-existent support is the ear; the immediately-preceding support is the manas; the seed support is the all-seeds ālayavijñāna. The ear is the pure form, made of the four great elements, on which the ear-consciousness depends — invisible, yet with obstruction.

彼所緣者,謂聲,無見有對。此復多種。如螺貝聲、大小鼓聲、舞聲、歌聲、諸音樂聲、俳戲叫聲、女聲、男聲、風林等聲、明了聲、不明了聲、有義聲、無義聲、下中上聲、江河等聲、鬥諍諠雜聲、受持演說聲、論議決擇聲。如是等類,有眾多聲。

Its object is sound — invisible, yet with obstruction. This again has many kinds: the sound of a conch-shell; the sound of large and small drums; the sound of dancing; the sound of singing; the sounds of music of every kind; the cry of theatrical performance; a woman's voice; a man's voice; the sound of wind and of forests and such things; clear sound and unclear sound; meaningful sound and meaningless sound; low, middling, and high sound; the sound of rivers and such things; the clamour of quarrelling and disputing; the sound of reciting and expounding the teaching; the sound of debate and analytical inquiry. Sounds of this and other such kinds are many.

此略三種。謂因執受大種聲、因不執受大種聲、因執受不執受大種聲。初唯內緣聲,次唯外緣聲,後內外緣聲。此復三種。謂可意聲、不可意聲、俱相違聲。

Briefly, there are three kinds: sound caused by appropriated great elements, sound caused by non-appropriated great elements, and sound caused by both together. The first arises purely from within; the second purely from without; the third from within and without together. This, again, is threefold: agreeable sound, disagreeable sound, and sound that is neither.

又復聲者,謂鳴、音、詞、吼表彰語等差別之名。是耳所行、耳境界,耳識所行、耳識境界、耳識所緣,意識所行、意識境界、意識所緣。助伴及業,如眼識應知。

Sound, again, has these further names: cry, tone, utterance, roar, and expressive speech, among other such distinctions. It is what the ear operates on, the ear's realm; what the ear-consciousness operates on, its realm, and its object; and what the mental consciousness operates on, its realm, and its object. Its accompaniments and activity should be understood as with the eye-consciousness.

Reading note — after Master Cháng Bǎi

Sound gets two independent three-way classifications, and Master Cháng Bǎi is careful to keep them apart. The first — appropriated, non-appropriated, or both — sorts sound by physical cause: a living body's own voice, a purely inanimate sound like wind or a river, or a sound made by a living being acting on something inanimate, like a hand striking a drum or breath through a conch. The second — agreeable, disagreeable, or neither — has nothing to do with the sound's physical cause; it is simply how the sixth (mental) consciousness reacts to it, which is why the very same sound can be agreeable to one listener and disagreeable to another.

11. The Nose-Consciousness

Chinese Source

云何鼻識自性?謂依鼻,了別香。彼所依者,俱有依,謂鼻;等無間依,謂意;種子依,謂一切種子阿賴耶識。鼻,謂四大種所造鼻識所依淨色,無見有對。

Ru-Yi Translation

What is the self-nature of the nose-consciousness? It is the discerning of smell in dependence on the nose. Its support: the co-existent support is the nose; the immediately-preceding support is the manas; the seed support is the all-seeds ālayavijñāna. The nose is the pure form, made of the four great elements, on which the nose-consciousness depends — invisible, yet with obstruction.

彼所緣者,謂香,無見有對。此復多種。謂好香、惡香、平等香,鼻所齅知根、莖、華、葉、果實之香。如是等類,有眾多香。

Its object is smell — invisible, yet with obstruction. This again has many kinds: pleasant smell, unpleasant smell, and neutral smell; and the smells the nose discerns in roots, stems, flowers, leaves, and fruit. Smells of this and other such kinds are many.

又香者,謂鼻所聞、鼻所取、鼻所齅等差別之名。是鼻所行、鼻境界,鼻識所行、鼻識境界、鼻識所緣,意識所行、意識境界、意識所緣。助伴及業,如前應知。

Smell, again, has these further names: what the nose smells, what the nose takes in, what the nose senses, among other such distinctions. It is what the nose operates on, the nose's realm; what the nose-consciousness operates on, its realm, and its object; and what the mental consciousness operates on, its realm, and its object. Its accompaniments and activity should be understood as before.

Reading note — after Master Cháng Bǎi

As with sound, one classification of smell — pleasant, unpleasant, neutral — is the sixth consciousness's own judgment, while the other — root, stem, flower, leaf, fruit — names smell by its actual botanical source. The same one-real-basis-plus-one-evaluative-overlay pattern runs through all four remaining senses.

12. The Tongue-Consciousness

Chinese Source

云何舌識自性?謂依舌,了別味。彼所依者,俱有依,謂舌;等無間依,謂意;種子依,謂一切種子阿賴耶識。舌,謂四大種所造舌識所依淨色,無見有對。

Ru-Yi Translation

What is the self-nature of the tongue-consciousness? It is the discerning of taste in dependence on the tongue. Its support: the co-existent support is the tongue; the immediately-preceding support is the manas; the seed support is the all-seeds ālayavijñāna. The tongue is the pure form, made of the four great elements, on which the tongue-consciousness depends — invisible, yet with obstruction.

彼所緣者,謂味,無見有對。此復多種。謂苦、酢、辛、甘、鹹、淡、可意、不可意、若捨處所,舌所嘗。

Its object is taste — invisible, yet with obstruction. This again has many kinds: bitter, sour, pungent, sweet, salty, and bland; and agreeable, disagreeable, and neutral — these are what the tongue tastes.

又味者,謂應嘗、應吞、應噉、應飲、應舐、應吮、應受用,如是等差別之名。是舌所行、舌境界,舌識所行、舌識境界、舌識所緣,意識所行、意識境界、意識所緣。助伴及業,如前應知。

Taste, again, has these further names: what is to be tasted, swallowed, chewed, drunk, licked, sucked, or consumed, among other such distinctions. It is what the tongue operates on, the tongue's realm; what the tongue-consciousness operates on, its realm, and its object; and what the mental consciousness operates on, its realm, and its object. Its accompaniments and activity should be understood as before.

Reading note — after Master Cháng Bǎi

Six basic tastes — bitter, sour, pungent, sweet, salty, bland — are the actual varieties the tongue distinguishes; agreeable, disagreeable, and neutral are again the sixth consciousness's overlay on top of them, not a further taste in its own right.

13. The Body-Consciousness

Chinese Source

云何身識自性?謂依身,了別觸。彼所依者,俱有依,謂身;等無間依,謂意;種子依,謂一切種子阿賴耶識。身,謂四大種所造身識所依淨色,無見有對。

Ru-Yi Translation

What is the self-nature of the body-consciousness? It is the discerning of the tangible in dependence on the body. Its support: the co-existent support is the body; the immediately-preceding support is the manas; the seed support is the all-seeds ālayavijñāna. The body is the pure form, made of the four great elements, on which the body-consciousness depends — invisible, yet with obstruction.

彼所緣者,謂觸,無見有對。此復多種。謂地、水、火、風、輕性、重性、滑性、澀性、冷、饑、渴、飽、力、劣、緩、急、病、老、死、癢、悶、黏、疲、息、軟、怯、勇,如是等類,有眾多觸。

Its object is the tangible — invisible, yet with obstruction. This again has many kinds: earth, water, fire, and wind; lightness and heaviness; smoothness and roughness; cold; hunger, thirst, and fullness; strength and weakness; slowness and urgency; sickness, old age, and death; itching, faintness, stickiness, fatigue, and rest; softness; timidity and courage. Tangibles of this and other such kinds are many.

此復三種。謂好觸、惡觸、捨處所觸,身所觸。又觸者。謂所摩、所觸、若硬、若軟、若動、若煖,如是等差別之名。

This, again, is threefold: agreeable touch, disagreeable touch, and touch that is neither — these are what the body touches. The tangible, again, has these further names: what is rubbed, what is touched, hardness, softness, movement, and warmth, among other such distinctions.

是身所行、身境界,身識所行、身識境界、身識所緣,意識所行、意識境界、意識所緣。助伴及業,如前應知。

It is what the body operates on, the body's realm; what the body-consciousness operates on, its realm, and its object; and what the mental consciousness operates on, its realm, and its object. Its accompaniments and activity should be understood as before.

Reading note — after Master Cháng Bǎi

Touch has by far the longest list of the four remaining senses, and Master Cháng Bǎi reads it in two layers. Only earth, water, fire, and wind are the four great elements themselves, directly felt as hardness, wetness, warmth, and motion. Everything else on the list — lightness, roughness, hunger, fatigue, sickness, even old age and death — is, on his reading, a derived condition: some particular combination or imbalance among those same four elements, felt through the body as a distinct sensation. He flags "old age" and "death" here specifically as tangible sensations in this technical, physical sense — not the same terms as they appear later in the treatise's account of the twelve links of dependent origination.

With touch complete, all five sense-consciousnesses — eye, ear, nose, tongue, and body — have now been analysed in full. The treatise next turns to a general discussion of how the five sense-consciousnesses and the mental consciousness correspond and arise together, which will open the next stage of translation.

14. How the Five Consciousnesses Actually Arise

Having analysed each of the five sense-consciousnesses on its own, the treatise now turns to a general account of how they actually arise in practice — and what part attention plays in that.

Chinese Source

復次,雖眼不壞,色現在前,能生作意若不正起,所生眼識必不得生。要眼不壞,色現在前,能生作意正復現起,所生眼識方乃得生。如眼識生,乃至身識,應知亦爾。

Ru-Yi Translation

Further: even where the eye is unimpaired and form stands present before it, if the attention that would give rise to the eye-consciousness does not properly arise, then the eye-consciousness that would be produced does not arise at all. Only where the eye is unimpaired, form stands present before it, and the attention that would give rise to the eye-consciousness does properly arise, does the eye-consciousness that would be produced actually arise. As with the arising of the eye-consciousness, so it should be understood with the ear-, nose-, tongue-, and body-consciousnesses.

復次,由眼識生,三心可得。如其次第,謂率爾心、尋求心、決定心。初是眼識,二在意識。

Further: with the arising of the eye-consciousness, three minds may be found, in this order — the sudden mind, the seeking mind, and the deciding mind. The first belongs to the eye-consciousness; the latter two belong to the mental consciousness.

決定心後方有染淨。此後乃有等流眼識善不善轉。而彼不由自分別力,乃至此意不趣餘境,經爾所時,眼意二識或善或染,相續而轉。如眼識生,乃至身識,應知亦爾。

Only after the deciding mind is there the defiled or pure mind. After this, then, the eye-consciousness turns, in like flow, toward the wholesome or the unwholesome — yet not through any discriminating power of its own. For as long as this mental consciousness does not turn toward some other object, the eye-consciousness and the mental consciousness, wholesome or defiled, continue turning in unbroken succession. As with the arising of the eye-consciousness, so it should be understood with the ear-, nose-, tongue-, and body-consciousnesses.

Reading note — after Master Cháng Bǎi

This is the classical five-mind sequence (五心), and Master Cháng Bǎi treats it as the treatise's answer to a very ordinary experience: eyes open, object right there, and still — nothing registers, because attention was elsewhere. Only when attention actually turns does the "sudden mind" (the eye-consciousness's own bare, one-moment registering of the object) get a chance to fire at all. Everything that follows belongs to the mental consciousness, not the eye: it seeks out what the thing is, then decides, and only after deciding does any wholesome or defiled colouring appear — a colouring the eye-consciousness then simply rides along with (the "flowing-alike mind"), moment after moment, for as long as attention stays on the same object. On his reading, the eye never judges anything good or bad by itself; it only ever inherits that judgment from the sixth consciousness a moment behind it.

15. Two Similes, and the Stage's Close

The treatise closes this stage with two everyday similes for how the five factors — support, object, accompaniments, and activity — fit together, before announcing the transition to the second stage.

Chinese Source

復次,應觀五識所依,如往餘方者所乘。所緣,如所為事。助伴,如同侶。業,如自功能。

Ru-Yi Translation

Further: the five consciousnesses' support should be seen as like the vehicle of one travelling to another place; their object, like the business for which he travels; their accompaniments, like his companions; and their activity, like his own working capacity.

復有差別。應觀五識所依,如居家者家。所緣,如所受用。助伴,如僕使等。業,如作用。

There is, further, another distinction. The five consciousnesses' support should be seen as like a householder's house; their object, like what he makes use of within it; their accompaniments, like his servants and attendants; and their activity, like his own actions.

已說五識身相應地。云何意地?

The Stage Corresponding to the Body of the Five Sense Consciousnesses has now been explained. What is the Mind Stage?

Reading note — after Master Cháng Bǎi

Both similes make the same point from different angles: a consciousness's five factors are not five separate things bolted together, but one working arrangement, the way a traveller's vehicle, errand, companions, and effort all serve a single journey, or a householder's house, possessions, servants, and actions all serve a single life. Master Cháng Bǎi takes this whole stage — the five sense-consciousnesses' self-nature, support, object, accompaniments, and activity — as the treatise's first standing demonstration that there is no separate "self" doing the seeing, hearing, or touching: only these five factors, arising together, moment by moment, in dependence on conditions.

With that, the Stage Corresponding to the Five Sense Consciousnesses closes, and fascicle 1 turns to the second of the seventeen stages — the Mind Stage (意地) — which will open in the next section of Ru-Yi's translation.

16. The Mind Stage Begins: Mind, Thought, and Consciousness

The treatise now opens the second of its seventeen stages: the Mind Stage. It is analysed by the same five factors as the five senses — self-nature, support, object, accompaniments, activity — but its self-nature covers all eight consciousnesses at once, under three names.

Chinese Source

已說五識身相應地。云何意地?此亦五相應知。謂自性故,彼所依故,彼所緣故,彼助伴故,彼作業故。云何意自性?謂心、意、識。

Ru-Yi Translation

The Stage Corresponding to the Body of the Five Sense Consciousnesses has now been explained. What is the Mind Stage? This too should be understood by five factors: its self-nature, its support, its object, its accompaniments, and its activity. What is the self-nature of mind? It is: mind (citta), thought (manas), and consciousness (vijñāna).

心,謂一切種子所隨依止性、所隨依附依止性;體能執受,異熟所攝阿賴耶識。

Mind (citta) is that on which all seeds depend and rest, and that to which they depend and are annexed; its essence is able to appropriate — it is the ripened-effect ālayavijñāna.

意,謂恆行意,及六識身無間滅意。

Thought (manas) is the ever-active thought, together with the immediately-past moment of the six consciousness-bodies.

識,謂現前了別所緣境界。

Consciousness (vijñāna) is the present discerning of the object at hand.

Reading note — after Master Cháng Bǎi

Mind, thought, and consciousness are, strictly, three names that could apply to any act of cognition — but Master Cháng Bǎi reads the treatise as fixing each name to whichever consciousness shows that particular function most strongly. "Mind" (citta) names the eighth consciousness, the ālayavijñāna, in its role as the accumulator that seeds depend on and are stored within. "Thought" (manas) covers two things at once: the seventh consciousness in its "ever-active" role of constantly, deludedly taking the eighth consciousness's activity as an inner self, and — in a separate, looser sense — simply whichever consciousness has just ceased a moment ago, clearing the way for the next moment of any of the six consciousnesses to arise (the same "immediately-preceding support" already met with the eye-consciousness). "Consciousness" (vijñāna) names the six consciousnesses — eye through mental — in their active, present-tense discerning of an object, right now, as opposed to a moment past or a moment to come.

He also flags something easy to miss: although "self-nature" here covers all eight consciousnesses, the support, object, accompaniments, and activity that follow in this stage are, in his reading, really an account of the sixth (mental) consciousness specifically — the seventh and eighth consciousnesses get their fuller treatment much later, in the Determination Division.

17. The Mental Consciousness's Support and Object

Chinese Source

彼所依者,等無間依,謂意。種子依,謂如前說一切種子阿賴耶識。

Ru-Yi Translation

Its support: the immediately-preceding support is thought (manas). The seed support is, as already explained, the all-seeds ālayavijñāna.

彼所緣者,謂一切法,如其所應。若不共者,所緣即受想行蘊、無為、無見無對色、六內處,及一切種子。

Its object is all dharmas, each according to what is appropriate. Where its object is not shared with the five sense-consciousnesses, that object is: the aggregates of feeling, perception, and volitional formations; the unconditioned; form that is neither visible nor resistant; the six inner sense-bases; and all seeds.

Reading note — after Master Cháng Bǎi

Two things stand out here. First, the mental consciousness's support is given only two of the eye-consciousness's three — there is no separate "co-existent support" listed, because (as Master Cháng Bǎi notes, following the Cheng Weishi Lun) its true co-existent support is the seventh consciousness, a point this passage passes over in silence and leaves for later chapters.

Second, the object splits in two: whatever the mental consciousness shares with the five senses, it simply calls by the sense-object's own name — colour-form, sound, smell, taste, the tangible — but it also has a domain entirely its own, one no sense-consciousness ever reaches: feeling, perception, and volitional formations themselves (as objects of reflection, not just as accompanying factors); the unconditioned (space, cessation, suchness); every "object of the mental sense-base" that has no visible shape and no physical resistance at all; the six sense-bases as such; and even the seeds within the ālayavijñāna. This is, in effect, the treatise's map of everything thought can reach that the eye, ear, nose, tongue, and body cannot.

18. The Mental Consciousness's Accompaniments

The mental consciousness keeps company with a far larger household of mental factors than any of the five senses — the treatise lists them out in full.

Chinese Source

彼助伴者,謂作意、觸、受、想、思,欲、勝解、念、三摩地、慧,信、慚、愧、無貪、無瞋、無癡、精進、輕安、不放逸、捨、不害,貪、恚、無明、慢、見、疑,忿、恨、覆、惱、嫉、慳、誑、諂、憍、害,無慚、無愧,惛沈、掉舉、不信、懈怠、放逸、邪欲、邪勝解、忘念、散亂、不正知,惡作、睡眠、尋、伺,如是等輩俱有相應心所有法,是名助伴。

Ru-Yi Translation

Its accompaniments are: attention, contact, feeling, perception, and volition; desire, resolve, mindfulness, concentration, and wisdom; faith, moral shame, moral dread, non-greed, non-hatred, non-delusion, diligence, pliancy, heedfulness, equanimity, and non-harming; craving, hatred, ignorance, conceit, [afflicted] views, and doubt; wrath, resentment, concealment, vexation, envy, miserliness, deceit, dissimulation, arrogance, and harmfulness; lack of moral shame and lack of moral dread; dullness, restlessness, lack of faith, laziness, heedlessness, wrong desire, wrong resolve, forgetfulness, distraction, and improper understanding; regret, drowsiness, investigation, and analysis. All such mental factors that co-arise and correspond with it are called its accompaniments.

同一所緣,不同一行相,一時俱有,一一而轉,各自種子所生。更互相應,有行相,有所緣,有所依。

They share the same object, yet not the same aspect; they arise together at one time, each operating in its own particular way, and each is produced from its own seed. They correspond with each other reciprocally: each has its own aspect, its own object, and its own support.

Reading note — after Master Cháng Bǎi

This is the treatise's inventory of the fifty-some mental factors — the working parts of a mind — grouped, in Master Cháng Bǎi's reading, into six families: the five universals present in any act of cognition (attention, contact, feeling, perception, volition); five that arise only toward a particular kind of object (desire, resolve, mindfulness, concentration, wisdom); eleven wholesome factors; six root afflictions; twenty secondary afflictions branching off those roots; and four factors that are neither fixed as wholesome nor unwholesome on their own. Nearly all of them can accompany the mental consciousness — far more than could ever accompany a single sense-consciousness — which is exactly why the sixth consciousness carries so much more of the moral and reflective weight of a life than seeing or hearing ever could on their own.

19. The Mental Consciousness's Activity

The treatise now sets out, in general terms, everything the mental consciousness actually does — and here its reach goes well beyond anything the five senses can manage.

Chinese Source

彼作業者,謂能了別自境所緣,是名初業。復能了別自相、共相。復能了別去來今世。復剎那了別,或相續了別。

Ru-Yi Translation

Its activity is: first, it discerns its own object — this is called its first activity. It further discerns both the particular mark and the shared mark [of things]. It further discerns the past, the future, and the present. And it discerns, whether for a single moment, or in continuous succession.

復為轉、隨轉,發淨不淨一切法業。復能取愛非愛果。

It further turns, moment by moment, and continues turning, in unbroken succession — initiating actions, whether pure or impure, of every kind. And it is able to bring about a desirable or an undesirable result.

Reading note — after Master Cháng Bǎi

Two of these activities mark exactly where the mental consciousness outstrips the five senses. The eye-consciousness, recall, discerns only the bare "particular mark" of what it sees — never an abstract fact about it. The mental consciousness discerns both: the particular mark (this patch of blue, this specific pain) and the "shared mark" — general truths like impermanence, suffering, or the absence of a fixed self, which no sense-consciousness could ever register on its own. Master Cháng Bǎi takes this to be the very capacity that makes insight meditation (vipaśyanā) possible: only a consciousness that can grasp a shared mark across many particular things can turn ordinary seeing and hearing into actual liberating insight.

Likewise with time: the five senses are locked to the present moment, but the mental consciousness alone reaches into memory and anticipation, discerning past, future, and present. And where the eye-consciousness only ever follows the mental consciousness's lead, here it is the mental consciousness itself that initiates action — turning toward the wholesome or the unwholesome, moment by moment or in sustained continuity — and it is this same activity, carried out again and again, that ripens into the desirable or undesirable results a person actually lives out.

20. The Mental Consciousness Draws the Others Into Action

Chinese Source

復能引餘識身。又能為因,發起等流識身。

Ru-Yi Translation

It is further able to draw the other consciousness-bodies into arising. And it can act as a cause, giving rise to their flowing-alike continuation.

Reading note — after Master Cháng Bǎi

This closes the circle begun back in the five-mind sequence: it is the mental consciousness's own attention that first draws a sense-consciousness into its "sudden" moment of registering an object, and it is the same mental consciousness's decision, a moment later, that colours the sense-consciousness wholesome or defiled and carries it along in sustained succession. The five senses never act alone; they are always, in this account, led.

21. Seventeen Powers Unique to the Mental Consciousness

Everything so far in this stage has been activity the mental consciousness shares, in some fashion, with the five senses. The treatise now turns to what belongs to it alone — seventeen distinctive powers, listed here as a roster before each is unpacked in turn.

Chinese Source

又諸意識望餘識身有勝作業,謂分別所緣,審慮所緣,若醉,若狂,若夢,若覺,若悶,若醒,若能發起身業、語業,若能離欲,若離欲退,若斷善根,若續善根,若死,若生等。

Ru-Yi Translation

The mental consciousness, moreover, has activities superior to those of the other consciousness-bodies: discriminating its object; deliberating over its object; being drunk; being deranged; dreaming; waking; fainting; reviving; being able to initiate bodily and verbal action; being able to become free of desire; falling back from freedom of desire; cutting off wholesome roots; renewing wholesome roots; dying; and being reborn — and so on.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads "and so on" as also covering the destruction and formation of the outer world, bringing the full count to seventeen — a list traditionally kept in mind through Master Kuījī's mnemonic verse pairing them off four at a time. None of these seventeen has any counterpart among the five senses: the eye can never get drunk, dream, cut off a wholesome root, or die in the technical sense meant here — only the mental consciousness, bound up with the seventh and eighth consciousnesses beneath it, can. Each of the seventeen gets its own detailed treatment in what follows — starting with the first, the seven kinds of discrimination — which will carry Ru-Yi's translation of the Mind Stage through the rest of this fascicle and into the next.

22. The First Power: Seven Kinds of Discrimination

The treatise now begins unpacking the seventeen powers one at a time, starting with the first: discriminating the object. It turns out to cover seven quite different kinds of mental activity.

Chinese Source

云何分別所緣?由七種分別。謂有相分別、無相分別、任運分別、尋求分別、伺察分別、染汙分別、不染汙分別。

Ru-Yi Translation

What is discriminating the object? It is sevenfold: discrimination with a sign, discrimination without a sign, spontaneous discrimination, seeking discrimination, examining discrimination, defiled discrimination, and undefiled discrimination.

有相分別者,謂於先所受義,諸根成熟善名言者所起分別。無相分別者,謂隨先所引,及嬰兒等不善名言者所有分別。

Discrimination with a sign is what arises, toward a meaning already experienced, in one whose faculties are mature and who is skilled in language. Discrimination without a sign is what follows on from what was already set in motion, and also whatever discrimination belongs to infants and others not yet skilled in language.

任運分別者,謂於現前境界,隨境勢力任運而轉所有分別。尋求分別者,謂於諸法觀察尋求所起分別。伺察分別者,謂於已所尋求、已所觀察,伺察安立所起分別。

Spontaneous discrimination is what turns, of its own accord, toward an object presently at hand, simply carried along by that object's own force. Seeking discrimination is what arises in observing and searching out the dharmas [before one]. Examining discrimination is what arises in scrutinising and settling what has already been sought and already been observed.

染汙分別者,謂於過去顧戀俱行、於未來希樂俱行、於現在耽著俱行所有分別;若欲分別、若恚分別、若害分別,或隨與一煩惱、隨煩惱相應所起分別。

Defiled discrimination is whatever discrimination goes together with longing for the past, with hoping and delighting in the future, and with being absorbed in the present; or discrimination through desire, through hatred, or through the wish to harm; or discrimination arising in correspondence with any one root affliction or secondary affliction.

不染汙分別者,若善、若無記。謂出離分別、無恚分別、無害分別,或隨與一信等善法相應;或威儀路、工巧處,及諸變化所有分別。如是等類,名分別所緣。

Undefiled discrimination is either wholesome or indeterminate: discrimination through renunciation, freedom from hatred, or freedom from the wish to harm, or discrimination arising in correspondence with faith or any other such wholesome factor; or discrimination bound up with ordinary deportment, with skilled craft, or with [supernormal] transformation. Discriminations of this and other such kinds are called discriminating the object.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads these seven as sorting discrimination along three different axes at once. The first axis is deliberateness: "with a sign" is the mature, language-competent mind actively marking and labelling something, while "without a sign" covers both the pre-linguistic awareness of an infant or animal, and — differently — the wholesome or defiled colouring and its continuation that simply follow on automatically once the deciding mind has already done its work, needing no further active marking.

The second axis is effort: "spontaneous" discrimination happens without any seeking at all, toward whatever is familiar or compelling enough to hold attention on its own — whether in ordinary distraction or in deep concentration — whereas "seeking" and "examining" are a deliberate coarse-then-fine pair, a first rough scan followed by close, settled scrutiny (the very same two-step, investigation and analysis, that gave the third of the seventeen stages its name).

The third axis is moral colouring: "defiled" discrimination is whatever is bound up with craving for past, future, or present, or driven by desire, hatred, or the wish to harm; "undefiled" splits again into the wholesome (renunciation and its kin) and the simply indeterminate — ordinary walking, standing, sitting, and lying; skilled craft; or a supernormal display — done with neither good nor bad intention behind it, though Master Cháng Bǎi is careful to add that any of these last three can just as easily turn wholesome or defiled depending on the intention actually driving them.

23. The Second Power: Deliberating the Object

The second of the seventeen powers sorts every act of deliberation into three kinds, by whether it accords with how things actually are.

Chinese Source

云何審慮所緣?謂如理所引、不如理所引、非如理非不如理所引。

Ru-Yi Translation

What is deliberating the object? It is: what is guided by what accords with truth, what is guided by what does not accord with truth, and what is guided by neither.

如理所引者,謂不增益非真實有,如四顛倒。謂於無常常倒,於苦樂倒,於不淨淨倒,於無我我倒。亦不損減諸真實有,如諸邪見。謂無施與等諸邪見行。

What is guided by what accords with truth does not superimpose what is not truly real — as in the four inversions: taking the impermanent to be permanent, taking suffering to be pleasure, taking the impure to be pure, and taking what is without self to have a self. Nor does it detract from what is truly real, as do the various wrong views — such as holding that giving bears no result, and other such wrong views.

或法住智,如實了知諸所知事。或善清淨出世間智,如實覺知所知諸法。如是名為如理所引。與此相違,當知不如理所引。

Or it is the wisdom that abides in the Dharma, truly knowing the things that are to be known. Or it is the fully purified wisdom that transcends the world, truly comprehending the dharmas that are to be known. This is called what is guided by what accords with truth. The opposite of this should be understood as what is guided by what does not accord with truth.

非如理非不如理所引者,謂依無記慧審察諸法。如是名為審慮所緣。

What is guided by neither is what examines dharmas by means of indeterminate wisdom. This is called deliberating the object.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads what "accords with truth" as guarding against two opposite errors at once: superimposing something onto reality that isn't there (the four classic inversions — treating the impermanent, painful, impure, and selfless as if they were permanent, pleasant, pure, and possessed of a self), and, just as much, detracting from what is actually real, as the nihilist does in denying that generosity or any action has consequences at all. Positively, it culminates in two wisdoms he treats as stages: "Dharma-abiding wisdom," sound doctrinal understanding gained through study, and "purified transcendent wisdom," the direct realization of a noble one — the first, on his reading, has to come before the second is possible at all.

Deliberation "guided by neither" is the ordinary, morally neutral reasoning that goes into figuring out how to do a job or solve a practical problem — neither informed by right view nor distorted by wrong view, simply indeterminate.

24. Three Powers of Disturbance: Intoxication, Madness, Dreaming

The next three of the seventeen powers all show the same thing from different angles: how easily the mental consciousness's ordinary operation can be thrown off by purely physical causes.

Chinese Source

云何醉?謂由依止性羸劣故,或不習飲故,或極數飲故,或過量飲故,便致醉亂。

Ru-Yi Translation

What is intoxication? It is because the support [the mind relies on] has grown weak; or because one is unaccustomed to drinking; or because one drinks too often; or because one drinks too much — through any of these, intoxication and confusion result.

云何狂?謂由先業所引,或由諸界錯亂,或由驚怖失志,或由打觸末摩,或由鬼魅所著,而發癲狂。

What is madness? It is brought on by past karma; or by disorder among the bodily elements; or by losing one's composure through terror; or by a blow to a vital point of the body; or by being possessed by a spirit — through any of these, derangement arises.

云何夢?謂由依止性羸劣;或由疲倦過失;或由食所沈重;或由於闇相作意思惟;或由休息一切事業;或由串習睡眠;或由他所引發,如由搖扇,或由明呪,或由於藥,或由威神;而發昏夢。

What is dreaming? It is because the support has grown weak; or through the fault of exhaustion; or because one is weighed down by food; or through dwelling in attention on the mark of darkness; or from resting from all activity; or through habituated sleep; or through being induced by another — as by the waving of a fan, by an incantation, by medicine, or by another's spiritual power — through any of these, dim dreaming arises.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads all three of these as pointing to the same underlying fact: the mental consciousness's own "support" — the same immediately-preceding support already met with the eye-consciousness, here identified more concretely with the physical faculty behind ordinary thought — is a physical thing, and a physical thing can be weakened or disturbed. Alcohol, a blow to a vital point, an imbalance among the bodily elements, sheer exhaustion, even the simple presence of a spirit or an incantation: all are physical or quasi-physical causes capable of throwing off a mental operation we might otherwise think of as purely "mental." Even something as ordinary as dreaming, on this reading, only happens because that support has gone slack for the night.

25. Waking, Fainting, and Reviving

Chinese Source

云何覺?謂睡增者不勝疲極故,有所作者要期睡故,或他所引,從夢而覺。

Ru-Yi Translation

What is waking? It is when one whose sleep has grown can no longer bear the exhaustion; or when one who has something to do has set the hour to rise beforehand; or when induced by another — through any of these, one wakes from dream.

云何悶?謂由風熱亂故;或由捶打故;或由瀉故,如過量轉痢及出血;或由極勤勞;而致悶絕。

What is fainting? It is through disturbance of wind and heat; or through being struck; or through excessive purging, as in severe diarrhea or blood loss; or through extreme exertion — through any of these, fainting results.

云何醒?謂於悶已而復出離。

What is reviving? It is emerging again from a faint.

Reading note — after Master Cháng Bǎi

The same pattern continues: waking, fainting, and reviving are each traced to physical causes — exhaustion, a prior intention to rise, a blow, blood loss, overexertion — rather than to any act of will by the mental consciousness itself. Between them, these five powers (intoxication, madness, dreaming, fainting, and reviving) make the treatise's point almost bluntly: however central the mental consciousness is to a person's inner life, its actual functioning is hostage to the body it depends on.

26. Initiating Bodily and Verbal Action

The ninth power traces, step by step, everything that has to happen before a thought becomes a word or a movement.

Chinese Source

云何發起身業、語業?謂由發身語業智前行故;次欲生故;次功用起故;次隨順功用為先,身語業風轉故;從此發起身業、語業。

Ru-Yi Translation

What is the initiating of bodily and verbal action? It is: first, the deliberating cognition that precedes bodily and verbal action arises; next, the intention arises; next, the exertion arises; and next, following on that exertion, the "wind" [that drives] bodily and verbal action turns — and from this, bodily and verbal action is initiated.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi lays this out as four steps between an inner state and an outward act: first a deliberating cognition weighs what is about to be said or done; then intention actually settles on doing it; then exertion — the volition that actually sets things in motion — arises; and only then does the physical "wind" (the breath and its bodily correlates) turn to carry out the movement or speech. Nothing you say or do, on this account, is ever really sudden — it only looks that way because the first three steps pass too quickly to notice.

27. Freedom from Desire

The tenth power is freedom from desire — a capacity the treatise says has both a worldly and a transcendent form, and traces to four causes.

Chinese Source

云何離欲?謂隨順離欲根成熟故,從他獲得隨順教誨故,遠離彼障故,方便正修無倒思惟故,方能離欲。

Ru-Yi Translation

What is freedom from desire? It comes about through the ripening of roots conducive to freedom from desire; through receiving fitting instruction from another; through being free of the obstacles to it; and through skilfully cultivating undistorted reflection — through these, freedom from desire becomes possible.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats these four as building on each other. First, the wholesome roots that make renunciation possible at all have to have ripened — the necessary inner readiness. Second, someone already on the path has to actually teach you how to practise; freedom from desire is not usually found by accident. Third, the practical obstacles to practice have to be cleared away — he groups these into obstacles of application, of withdrawal from distraction, and of settling into stillness. Fourth, and only once the first three are in place, one must actually carry out undistorted reflection — correctly understanding the object of meditation, whichever of several standard approaches fits one's own temperament. Only with all four together, on his reading, does freedom from desire actually take hold, whether at the worldly level of meditative absorption or at the transcendent level of the noble path.

28. Falling Back from Freedom of Desire

The eleventh power is the reverse of the tenth: the treatise gives five causes for why hard-won freedom from desire can be lost again.

Chinese Source

云何離欲退?謂性軟根故;新修善品者,數數思惟彼行狀相故;受行順退法故;煩惱所障故;惡友所攝故;從離欲退。

Ru-Yi Translation

What is falling back from freedom of desire? It is: because one's faculties are dull by nature; because one newly cultivating wholesome practice dwells again and again on the marks of former conduct; because one takes up a state conducive to falling back; because one is obstructed by afflictions; or because one falls under the sway of bad companions — through any of these, one falls back from freedom of desire.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads these as five different ways of losing the same ground, not one single failure. Dull faculties never quite grasped why freedom from desire mattered in the first place. A new practitioner keeps replaying old sensory attachments instead of holding the meditative object. "Taking up a state conducive to falling back" is his term for savouring the joy, ease, or reputation that comes with an attainment rather than pressing past it — he flags this one specifically: advertising a meditative attainment invites exactly the attention and admiration that undoes it. Afflictions that have only been suppressed, not uprooted, reassert themselves the moment conditions allow. And falling in with bad companions erodes resolve simply through influence. None of the five, on his reading, means the attainment itself was false — only that it was not yet secure.

29. Cutting Off Wholesome Roots

The twelfth power is the most severe of the seventeen: cutting off wholesome roots entirely. The treatise is careful to specify exactly what this does, and does not, mean.

Chinese Source

云何斷善根?謂利根者,成就上品諸惡意樂現行法故;得隨順彼惡友故;彼邪見纏極重圓滿到究竟故;彼於一切惡現行中,得無畏故;無哀愍故;能斷善根。

Ru-Yi Translation

What is cutting off wholesome roots? It is: because one of sharp faculties gives rise to superior degrees of evil intent, made an ongoing activity; because one falls in with bad companions who reinforce this; because one's wrong views become utterly thorough and fixed; because one grows fearless in the midst of every kind of unwholesome activity; and because one is without compassion — through these, wholesome roots are cut off.

此中種子亦名善根,無貪瞋等亦名善根。但由安立現行善根相違相續,名斷善根;非由永拔彼種子故。

Here, both the seed and the active presence of non-greed, non-hatred, and the like are called wholesome roots. But it is only by establishing an unbroken opposition to their active presence that one is said to cut off wholesome roots — not by permanently uprooting the seed itself.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats the closing clarification as the whole point of this passage: "cutting off" never means the seed of goodness is destroyed forever — only that its active expression has stopped, blocked by an unbroken run of the five causes just listed (sharp intelligence turned toward evil, corrupting company, thoroughly fixed wrong view, fearlessness in wrongdoing, and absence of compassion). Because the seed itself survives beneath all of this, on his reading no one — however far gone — is ever permanently beyond being restored to wholesome practice, should the right conditions return.

30. Renewing Wholesome Roots

The thirteenth power is the reverse: how wholesome roots, once cut off, can start functioning again.

Chinese Source

云何續善根?謂由性利根故;見親朋友修福業故;詣善丈夫聞正法故;因生猶豫,證決定故;還續善根。

Ru-Yi Translation

What is renewing wholesome roots? It is: because one's faculties are sharp by nature; because one sees close friends engaged in meritorious action; because one goes to a good person and hears the true teaching; or because doubt has arisen and is then resolved into certainty — through these, wholesome roots are renewed.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads this as almost a mirror image of the previous power: the very sharpness of mind capable of cutting off wholesome roots is just as capable of restoring them, given the right trigger. None of the four causes is dramatic — seeing someone close to you benefit from a good action, actually meeting a genuine teacher and hearing real instruction, or simply having an old doubt about whether goodness was worth it resolve itself in goodness's favour. What restores the wholesome roots, on his reading, is an ordinary encounter meeting a mind still capable of change.

31. Death: Three Causes, Two Kinds, Three States of Mind

The fourteenth power — death and birth — opens with death. The treatise sorts every death into three causes, two broad kinds, and three possible states of mind at the end.

Chinese Source

云何死?謂由壽量極故,而便致死。此復三種。謂壽盡故,福盡故,不避不平等故。當知亦是時非時死。或由善心,或不善心,或無記心。

Ru-Yi Translation

What is death? It is that death results because one's life-span is exhausted. This, again, is of three kinds: death from the exhaustion of one's life-span, death from the exhaustion of one's merit, and death from failing to avoid what is out of balance. These should also be understood as timely death and untimely death. And it may come with a wholesome mind, an unwholesome mind, or an indeterminate mind.

云何壽盡故死?猶如有一,隨感壽量滿盡故死,此名時死。云何福盡故死?猶如有一,資具闕故死。

What is death from the exhaustion of one's life-span? It is when someone dies simply because the life-span apportioned to them by past karma has run its full course — this is called timely death. What is death from the exhaustion of merit? It is when someone dies because the requisites of life have become lacking, their merit having been used up.

云何不避不平等故死?如世尊說:九因九緣,未盡壽量而死。何等為九?謂食無度量,食所不宜,不消復食,生而不吐,熟而持之,不近醫藥,不知於己若損若益,非時、非量行非梵行。

What is death from failing to avoid what is out of balance? As the Blessed One said: there are nine causes and nine conditions by which one dies before one's life-span is exhausted. What are the nine? Eating without moderation; eating what does not agree with one; eating again before what was already eaten has been digested; not expelling what should be expelled; letting what has already ripened into illness take hold unchecked; not resorting to physicians and medicine; not knowing what benefits or harms oneself; and engaging in sexual misconduct at an improper time, or to an improper degree.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads the nine causes of untimely death as falling into two groups. Six are about diet and basic health: eating too much or too little; eating something that disagrees with the body; eating again before the last meal is digested; failing to expel what the body needs to expel; letting an illness that has already set in go untreated; and refusing medical care outright — all variations on the same "moderation in eating" that appears elsewhere in the treatise as one of the two basic provisions for the path. The seventh, not knowing what helps or harms oneself, he extends beyond food to all four kinds of nourishment the tradition recognizes — including the sheer will to live, whose loss, he notes, can shorten a life just as surely as poor diet. The last cause covers sexual misconduct. None of these nine, on his reading, is simply fate: each is an avoidable failure to protect a life-span already granted — which is exactly why this category is called "failing to avoid what is out of balance," as distinct from a life-span that has simply, naturally run its course.

32. The Three States of Mind at Death

The treatise now turns from the causes of death to what happens in the mind as death actually approaches — sorting it into three states, each with its own marks.

Chinese Source

云何善心死?猶如有一,將命終時,自憶先時所習善法;或復由他令彼憶念。由此因緣,爾時信等善法現行於心,乃至麤想現行。若細想行時,善心即捨,唯住無記心。所以者何?彼於爾時,於曾習善亦不能憶,他亦不能令彼憶念。

Ru-Yi Translation

What is dying with a wholesome mind? It is when someone, as they are about to die, recalls the wholesome practices they cultivated before — or is helped to recall them by another. Through this, faith and the other wholesome qualities become active in the mind, so long as thought remains at the coarse level. Once thought turns subtle, the wholesome mind is relinquished, and only an indeterminate mind remains. Why is this? Because at that point one can no longer recall what one once practiced as wholesome, nor can another bring it to mind for one.

云何不善心死?猶如有一,命將欲終,自憶先時串習惡法;或復由他令彼憶念。彼於爾時,貪瞋等俱諸不善法現行於心。乃至麤、細等想現行,如前善說。

What is dying with an unwholesome mind? It is when someone, as death approaches, recalls the unwholesome deeds they were long habituated to — or is reminded of them by another. At that time, craving, hatred, and other unwholesome states become active in the mind. The same progression from coarse to subtle thought applies here as in the wholesome case.

又善心死時,安樂而死。將欲終時,無極苦受逼迫於身。惡心死時,苦惱而死。將命終時,極重苦受逼迫於身。又善心死者,見不亂色相。不善心死者,見亂色相。

Moreover, one who dies with a wholesome mind dies at ease: as death approaches, no extreme painful feeling presses upon the body. One who dies with an unwholesome mind dies in distress: as death approaches, extreme painful feeling presses upon the body. Further, one who dies with a wholesome mind perceives unconfused forms; one who dies with an unwholesome mind perceives confused forms.

云何無記心死?謂行善不善者,或不行者,將命終時,自不能憶,無他令憶。爾時非善心非不善心死。既非安樂死,亦非苦惱死。

What is dying with an indeterminate mind? It is when one who has done wholesome or unwholesome deeds, or neither, is at the point of death unable to recall them, with no one else able to bring them to mind either. At that time, one dies with neither a wholesome nor an unwholesome mind — neither at ease, nor in distress.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads this less as pure description than as practical instruction: whatever the dying mind is actively recalling, at the last coarse level of thought before it sinks into the wordless final moments, tends to colour the whole transition — which is why he encourages helping a dying person call their own good deeds to mind while they can still take it in, rather than leaving it to chance. He also adds an important caution: physical suffering at the moment of death is not, by itself, proof of an unwholesome life. Someone with a serious karmic debt from the past can, through genuine cultivation, work through a "light" version of that debt at the very end of an otherwise wholesome life — so a painful death alone does not settle where the mind is actually headed.

33. What the Dying Mind Perceives: From Light to Dark, or Dark to Light

The treatise now describes the actual perceptions that accompany a wholesome or unwholesome death — and names the two underlying forces behind death and rebirth alike.

Chinese Source

若俱平等曾串習者,彼於爾時隨初自憶,或他令憶,唯此不捨,不起餘心。彼於爾時,由二種因增上力故,而便命終。謂樂著戲論因增上力,及淨不淨業因增上力。

Ru-Yi Translation

If one's wholesome and unwholesome habituation has been roughly equal, then at that time, whichever comes to mind first — recalled by oneself or by another — is held to alone, and no other thought arises. At that time, death comes about through the dominant force of two causes: the dominant force of delight in elaboration, and the dominant force of pure and impure karma.

受盡先業所引果已,若行不善業者,當於爾時,受先所作諸不善業所得不愛果之前相,猶如夢中見無量種變怪色相。依此相故,薄伽梵說:若有先作惡不善業及增長已,彼於爾時,如日後分,或山山峰影等懸覆、遍覆、極覆。當知如是補特伽羅從明趣闇。

Once the result brought about by one's past karma has been fully spent, if one has practiced unwholesome deeds, then at that time one experiences the foretoken of the undesirable result those deeds will bring — as if seeing, in a dream, countless strange and startling forms. On account of this sign, the Blessed One said: if one has committed unwholesome deeds and let them grow, then at that time it is like the late afternoon sun overshadowed by mountain peaks — first partly overshadowed, then wholly overshadowed, then utterly overshadowed. Such a person should be understood as going from light into darkness.

若先受盡不善業果而修善者,與上相違。當知如是補特伽羅從闇趣明。此中差別者,將命終時,猶如夢中見無量種非變怪色可意相生。

If one has already fully spent the results of unwholesome deeds and has since practiced what is wholesome, the opposite occurs: such a person should be understood as going from darkness into light. The distinguishing mark is that, as death approaches, one sees, as in a dream, countless agreeable forms — not strange or startling ones.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi identifies the "two causes" here as the same two forces that drive the entire cycle of birth and death: the accumulated habit of delight in elaboration (the seed-store of conceptual proliferation built up since beginningless time) and the store of pure and impure karma. He reads death and the next birth as strictly simultaneous — like the two ends of a balance scale, one going down exactly as the other rises — so that describing what powers death is, in the same breath, describing what powers the birth to follow. The vivid image of the sinking sun's shadow gradually covering, then wholly covering, then utterly covering the light is his gloss on how an unwholesome life's foretoken intensifies as death nears; a wholesome life runs the same progression in reverse, from encroaching dark toward light.

34. Self-Love and the Arising of the Intermediate State

The treatise now explains why beings cling to a self even at the very end, and how this clinging gives rise to the intermediate existence between one life and the next.

Chinese Source

又諸眾生將命終時,乃至未到惛昧想位,長時所習我愛現行。由此力故,謂我當無,便愛自身。由此建立中有、生報。

Ru-Yi Translation

Further, as beings are about to die, right up until they reach the state of dim, indistinct thought, the long-habituated self-love becomes active. Through the force of this, thinking "I am about to cease to be," one comes to love one's own self all the more. Through this, the intermediate state and the resulting rebirth are established.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats self-love here as the crucial third ingredient, beyond the seeds of elaboration and karma already named: those seeds alone could not actually produce a new existence without something to activate them, and it is precisely the panic of "I am about to be no more" — self-love flaring up at the very last, right before thought turns too dim to sustain even that — that supplies the activating force. From this arises the intermediate state (中有), the being's mode of existence in the gap between one life's ending and the next life's beginning, which then carries the karmic continuum forward into its next rebirth.

35. Further Distinctions in Dying

The treatise closes its account of death with several further distinctions: how the noble ones die differently from ordinary beings, the marks of a painful or an easy death, and — most memorably — where in the body consciousness finally departs.

Chinese Source

若預流果及一來果,爾時我愛亦復現行。然此預流及一來果,於此我愛,由智慧力數數推求,制而不著。猶壯丈夫與羸劣者共相角力,能制伏之,當知此中道理亦爾。若不還果,爾時我愛不復現行。

Ru-Yi Translation

For a stream-enterer or a once-returner, self-love likewise becomes active at that time. Yet these noble ones, through the power of wisdom, examine this self-love again and again, restraining it so as not to become attached — as a strong man wrestling a weak one easily overpowers him; the principle here should be understood the same way. For a non-returner, self-love no longer becomes active at that time at all.

又解支節,除天、那落迦,所餘生處一切皆有。此復二種:一、重,二、輕。重謂作惡業者,輕謂作善業者。北拘盧洲一切皆輕。又色界沒時,皆具諸根。欲界沒時,隨所有根,或具、不具。又清淨解脫死者,名調善死;不清淨不解脫死者,名不調善死。

Further, the loosening of the limbs [at death] occurs in every realm of rebirth except among the gods and in the hells; this is again of two kinds — severe and mild. It is severe for one who has done unwholesome deeds, and mild for one who has done wholesome deeds; in the Northern Continent it is always mild. Further, when beings of the form realm pass away, their faculties are always whole; when beings of the desire realm pass away, their faculties may be whole or not. Further, one who dies pure and liberated is said to die "composed"; one who dies impure and unliberated is said to die "uncomposed."

又將終時,作惡業者,識於所依從上分捨。即從上分冷觸隨起,如此漸捨乃至心處。造善業者,識於所依從下分捨。即從下分冷觸隨起,如此漸捨乃至心處。當知後識唯心處捨。從此冷觸遍滿所依。

Further, as death approaches, for one who has done unwholesome deeds, consciousness withdraws from its bodily support beginning from the upper part; a sensation of cold follows from the upper part, and it withdraws in this way, gradually, down to the region of the heart. For one who has done wholesome deeds, consciousness withdraws beginning from the lower part; a sensation of cold follows from the lower part, and it withdraws in this way, gradually, up to the region of the heart. It should be understood that consciousness withdraws last only from the region of the heart, after which the sensation of cold spreads through the whole of its bodily support.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi draws a clear line among the noble ones: stream-enterers and once-returners still feel self-love flare up at death, exactly as an ordinary person does, but their wisdom is strong enough to restrain it from becoming actual clinging — like a strong man effortlessly overpowering a weak one — so they are never dragged down to the lower realms, and enter the womb with clear awareness rather than confusion. Non-returners, having fully uprooted attachment to the desire realm, do not even experience the flare-up.

He reads the closing description — consciousness leaving from the crown downward for the unwholesome, from the sole of the foot upward for the wholesome, and always last of all from the heart — as the treatise's own account of what later tradition condenses into a well-known verse: the crown last-warm marks a saint's death, the eyes a rebirth among the gods, the heart a human rebirth, the belly a hungry ghost, the knees an animal, and the sole of the foot a rebirth in hell. Whatever one makes of the physiology, his point is that this passage treats death itself as diagnostic — where the warmth of the body lingers longest is read as a sign of where the being is actually headed.

36. Birth Begins: The Intermediate Being

The treatise now turns to birth itself — first explaining why death gives rise to a new existence at all, then describing the intermediate being (中有) that bridges one life and the next.

Chinese Source

云何生?由我愛無間已生故,無始樂著戲論因已熏習故,淨不淨業因已熏習故,彼所依體由二種因增上力故,從自種子,即於是處中有、異熟無間得生。死生同時,如稱兩頭,低昂時等。

Ru-Yi Translation

What is birth? Because self-love has arisen without interruption; because the cause of delight in elaboration has been perfumed [into seed] since beginningless time; and because the cause of pure and impure karma has been perfumed [into seed] — through the dominant force of these two causes, the being's underlying continuum, from its own seeds, gives rise without interruption, in the appropriate place, to the intermediate being and then to the ripened result. Death and birth are simultaneous, like the two ends of a scale: as one end sinks, the other rises, at one and the same time.

而此中有必具諸根。造惡業者所得中有,如黑羺光,或陰闇夜。作善業者所得中有,如白衣光,或晴明夜。又此中有是極清淨天眼所行。

This intermediate being always has all its faculties complete. The intermediate being obtained by one who has done unwholesome deeds is like the dim light off a black sheep, or like a dark, overcast night. The intermediate being obtained by one who has done wholesome deeds is like the light off white cloth, or like a clear, moonlit night. This intermediate being can only be perceived by the most purified divine sight.

彼於爾時,先我愛類不復現行,識已往故。然於境界起戲論愛,隨所當生,即彼形類中有而生。又中有眼猶如天眼,無有障礙,唯至生處。所趣無礙,如得神通,亦唯至生處。

At that time, the former self-love [for the previous body] no longer becomes active, since consciousness has already moved on. Yet toward the objects [of its next existence] it gives rise to a craving born of elaboration, and takes on the form appropriate to whatever it is about to be born as. The intermediate being's sight, moreover, is like divine sight, unobstructed, though reaching only as far as its destined place of birth; and its movement, too, is unobstructed, as though it possessed supernormal power — yet again, only as far as that same destined place.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats "death and birth are simultaneous, like the two ends of a scale" as a deliberate correction: it only looks like death comes first and birth follows — in fact there is no interval between them at all, one arising exactly as the other passes, which is also his answer to why an intermediate being must exist: without it, there would be nowhere for the departing continuum of mind to go in the gap that only appears to separate one life from the next.

He reads the intermediate being's shift from old self-love to a fresh "craving born of elaboration" as the psychological hinge of the whole process: the very same craving that once attached to a now-abandoned body now reaches toward whatever scene it is drawn to next, and it is this reaching, not any external assignment, that shapes the intermediate being into the form it is about to take. Its uncanny sight and unobstructed movement, he notes, are real but narrowly scoped — genuinely like a divine eye and a supernormal power, but functional only along the one path toward its own destined rebirth, nowhere else.

37. The Intermediate Being's Sight, Lifespan, and Destination

The treatise continues describing the intermediate being: what it can see, how long it lasts, and whether it is reborn in the same form it currently holds.

Chinese Source

又由此眼,見己同類中有有情,及見自身當所生處。又造惡業者,眼視下淨,伏面而行;往天趣者上;往人趣者傍。

Ru-Yi Translation

Further, by this sight, one sees other intermediate beings of one's own kind, and sees the very place one is about to be born. Further, one who has done unwholesome deeds looks downward, taking what is below to be pleasant, and moves with face turned down; one bound for the heavens looks upward; one bound for the human realm looks to the side.

又此中有,若未得生緣,極七日住。有得生緣,即不決定。若極七日未得生緣,死而復生,極七日住。如是展轉未得生緣,乃至七七日住,自此已後,決得生緣。

Further, this intermediate being, if it has not yet met the conditions for birth, lasts at most seven days. If it has met those conditions, its duration is not fixed. If, after a full seven days, it still has not met the conditions for birth, it dies and is at once reborn as another intermediate being, again lasting at most seven days. In this way, turning over again and again without meeting the conditions for birth, it may last up to seven times seven days — but beyond that, it will certainly meet the conditions for birth.

又此中有,七日死已,或即於此類生。若由餘業可轉中有種子轉者,便於餘類中生。

Further, when this intermediate being dies after its seven days, it may then be born as the very same kind [it currently appears as]. Or, if some other karma is able to alter the intermediate being's seed, it is instead born as a different kind altogether.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads the downward gaze of one bound for an unhappy rebirth as itself part of the deception: what looks "pleasant" from there is often a karmically-conjured illusion — an attractive scene that draws the intermediate being straight into a hellish or animal rebirth once it draws close. He takes the maximum "seven times seven days" (forty-nine days total) as the scriptural basis for the East Asian custom of performing memorial rites for the deceased in weekly intervals during this same period, on the reasoning that merit dedicated during this window can still influence which conditions for rebirth actually ripen — which is also how, on his reading, the intermediate being's eventual form can differ from the one it currently holds: a different karmic force can still intervene and redirect it before the forty-nine days are up.

38. Four Names for the Intermediate Being

Chinese Source

又此中有,有種種名。或名中有,在死生二有中間生故。或名健達縛,尋香行故,香所資故。或名意行,以意為依,往生處故。此說身往,非心緣往。或名趣生,對生有起故。

Ru-Yi Translation

Further, this intermediate being has various names. It is called "the between-existence," because it arises between the existence of death and the existence of birth. It is called a gandharva, because it travels in search of scent, and is nourished by scent. It is called "mind-gone," because, taking mind as its support, it travels to the place of its birth — this refers to an actual going of the [subtle] body, not merely a mental reaching-toward. It is called "heading toward birth," because it arises in anticipation of the existence to come.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats "an actual going of the body, not merely a mental reaching-toward" as an important precision: the intermediate being does not simply imagine or wish itself to its next birthplace the way an ordinary mind might daydream of a faraway place — it is carried there bodily, the way someone with genuine supernormal power can actually travel where an ordinary person can only picture travelling. Being nourished by scent, on his reading, is also why the custom of offering warm, fragrant food to the recently deceased has a basis here: it is the aroma itself, not the substance, that sustains this fleeting form of existence.

39. Drawn In by Illusion: How Rebirth Actually Happens

The treatise now explains the actual mechanism that pulls an intermediate being into its next rebirth — first through the case of one heading toward a hell or hell-like ghost realm, then as a principle covering every realm of rebirth.

Chinese Source

彼於爾時,猶如夢中,自於彼業所得生處,還見如是種類有情及屠羊等事。由先所習,喜樂馳趣,即於生處境色所礙,中有遂滅,生有續起。復起是心,而往趣之,謂我與彼嬉戲受樂,習諸技藝。彼於爾時顛倒,謂造種種事業,及觸冷熱。

Ru-Yi Translation

At that time, as though in a dream, one sees, in the very place one's karma has determined for one's birth, beings of that same kind, engaged in that same [unwholesome] activity. Because of what was long practiced before, one is drawn there with delight, and, obstructed by the sights of that place, the intermediate being then ceases, and the existence of birth arises in its place. This thought then arises: "I am playing there with them, enjoying myself, practicing our old skills together." At that time one is deluded, believing oneself to be actually performing these various activities, and actually feeling cold and heat.

若離妄見,如是相貌尚無趣欲,何況往彼。若不往彼,便不應生。如於那落迦如是,於餘似那落迦鬼趣中生,當知亦爾。

Were this false view abandoned, not even the desire to approach such an appearance would arise — how much less the actual going there. And if one does not go there, one would not be born there at all. As with hell, so it should be understood with rebirth among ghosts of a hell-like kind.

又於餘鬼、傍生、人等,及欲、色界天眾同分中將受生時,於當生處,見己同類可意有情,由此於彼起其欣欲,即往生處,便被拘礙。

Further, when about to be born among the remaining realms — ghosts, animals, humans, or the desire- and form-realm heavens — at the very place of one's birth, one sees beings of one's own kind who appear agreeable, and from this a longing to join them arises. One then goes to that place of birth, and is thereby caught and held fast there.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats this as one of the treatise's most striking teachings on rebirth: no external force drags a being into its next existence — the being is drawn in entirely by its own delight at an illusory scene resembling its old habits and companions, mistaking a dream-like appearance for something real to physically join. The single most pointed line, on his reading, is the conditional: had the illusion been seen through as illusion, not even the desire to go would have arisen, and without that desire, no rebirth there would follow at all. He reads the same mechanism as universal, not limited to unhappy destinies — the very same delight at seeing "beings of one's own kind" already gathered at a destination is what pulls a being into a ghost's, an animal's, a human's, or even a heavenly rebirth alike; only the content of the illusion changes with the realm.

40. Entering the Womb: Three Conditions, Three Obstructions

The treatise now turns specifically to womb-birth, giving the three conditions that must all be present for conception, and three kinds of obstruction that can still prevent it even then.

Chinese Source

又由三處現前,得入母胎。一、其母調適,而復值時;二、父母和合,俱起愛染;三、健達縛正現在前。復無三種障礙。謂產處過患所作,種子過患所作,宿業過患所作。

Ru-Yi Translation

Further, only when three conditions are present at once can one enter the mother's womb: first, the mother is healthy, and it is the fertile time; second, the father and mother come together, both moved by desire; third, the gandharva is actually present. There must, moreover, be none of three obstructions: those caused by a defect of the birth-canal, those caused by a defect of the seed, and those caused by a defect of past karma.

云何產處過患?謂若產處為風熱癊之所逼迫;或於其中有麻麥果;或復其門如車螺形,有形有曲,有穢有濁。如是等類,產處過患應知。

What is a defect of the birth-canal? It is when the birth-canal is afflicted by wind, heat, or phlegm; or when something like a hemp-seed or a barley-grain grows within it; or when its opening is shaped like a cart or a conch shell, malformed, twisted, foul, or turbid. Defects of this and similar kinds should be understood as defects of the birth-canal.

云何種子過患?謂父出不淨非母,或母非父,或俱不出;或父精朽爛,或母,或俱。如是等類,種子過患應知。

What is a defect of the seed? It is when the father emits seed but not the mother, or the mother but not the father, or neither does so; or when the father's seed has decayed, or the mother's, or both. Defects of this and similar kinds should be understood as defects of the seed.

云何宿業過患?謂或父或母不作、不增長感子之業,或復俱無。或彼有情不作、不增長感父母業。或彼父母作及增長感餘子業。

What is a defect of past karma? It is when either the father or the mother, or both, have not created and built up the karma that would draw a child to them; or when that being has not created and built up the karma that would draw these particular parents; or when the parents have created and built up karma that draws a different being as their child.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads the three obstructions as independent gatekeepers, any one of which alone can prevent conception even when everything else lines up: a malformed physical passage, a defect in either parent's reproductive substance, or — the least visible, but on his reading the decisive one — the simple absence of the specific karmic bond that would tie this particular being to these particular parents. He also flags that "seed" here is a borrowed, not a literal, term: on the Yogācāra account, the new being actually arises from its own accumulated seeds of habituated craving and karma, not directly from the parents' substance, much as a grain is loosely called the "seed" of the sprout it helps produce without literally containing that sprout within it.

41. The Moment of Conception

The treatise now describes, in striking detail, exactly what happens in the intermediate being's mind at the moment it is drawn into the womb.

Chinese Source

彼即於中有處,自見與己同類有情為嬉戲等,於所生處起希趣欲。彼於爾時,見其父母共行邪行所出精血而起顛倒。起顛倒者,謂見父母為邪行時,不謂父母行此邪行,乃起倒覺,見己自行。見自行已,便起貪愛。

Ru-Yi Translation

While still an intermediate being, one sees, as it were, beings of one's own kind at play, and a longing to go to that place of birth arises. At that time, seeing one's father and mother engaged in intercourse and the fluids they produce, a delusion arises: instead of perceiving that it is one's parents engaged in this act, a distorted perception arises in which one sees oneself performing it. Having seen oneself performing it, craving then arises.

若當欲為女,彼即於父便起會貪;若當欲為男,彼即於母起貪亦爾。乃往逼趣。若女於母,欲其遠去;若男於父,心亦復爾。生此欲已,或唯見男,或唯見女。如如漸近彼之處所,如是如是漸漸不見父母餘分,唯見男女根門。即於此處便被拘礙。

If one is about to become female, craving for union with the father arises; if one is about to become male, craving for union with the mother arises in just the same way. One then draws close, driven by this craving. If female, one wishes the mother would go away; if male, the same holds for the father. Once this craving has arisen, one sees only the father, or only the mother; and the closer one draws to that place, the more the rest of the parent's form fades from sight, until only the male or female organ remains visible. It is there that one becomes caught and held fast.

若薄福者,當生下賤家。彼於死時及入胎時,便聞種種紛亂之聲,及自妄見入於叢林、竹葦、蘆荻等中。若多福者,當生尊貴家。彼於爾時,便自聞有寂靜美妙可意音聲,及自妄見昇宮殿等可意相現。

One of little merit, about to be born into a humble family, hears at death and at the moment of entering the womb a confused clamour of sounds, and falsely perceives oneself entering a thicket, a stand of reeds, or tall grass. One of great merit, about to be born into a noble family, hears at that same time a tranquil and beautiful sound, and falsely perceives oneself ascending into a palace or some other agreeable scene.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi treats this passage — the origin, in Buddhist embryology, of what later psychology would call the Oedipal pattern — as a direct illustration of the same delusion-driven mechanism already established: the being does not choose its parents through clear understanding, but is drawn to one and repelled by the other through craving, then loses even the distinction between self and parent in the confusion of the act itself, narrowing its whole field of perception down to a single point of fixation until it is "caught" there — which is conception. He reads the wealth-linked hallucinations that follow (chaos and thicket, or serenity and palace) as showing that even the very first moment of a new existence is already shaped by karma carried over from the life just ended, before the new body has done anything at all.

42. Conception: The Kalala Stage and the Body's First Foothold

Fascicle 1 closes with the moment of conception itself: the union of the parents' fluids, the arising of the embryonic kalala, and the ālayavijñāna's first foothold in the newly forming body — a foothold the treatise ties directly back to where consciousness was said, in the account of death, to depart last of all.

Chinese Source

爾時父母貪愛俱極,最後決定各出一滴濃厚精血。二滴和合住母胎中,合為一段,猶如熟乳凝結之時。當於此處,一切種子異熟所攝執受所依阿賴耶識和合依託。謂此所出濃厚精血合成一段,與顛倒緣中有俱滅。與滅同時,即由一切種子識功能力故,有餘微細根及大種和合而生,及餘有根同分精血和合摶生。於此時中,說識已住結生相續。即此名為羯羅藍位。

Ru-Yi Translation

At that time, when the father's and mother's craving both reach their height, each finally emits a single drop of concentrated fluid. The two drops unite within the mother's womb and form a single mass, like curdled milk at the moment it sets. It is here that the ālayavijñāna — the ripened-effect consciousness that holds all seeds and appropriates its support — comes to unite with and rest upon this mass. This concentrated fluid, having formed into a single mass, ceases together with the deluded, craving intermediate being. At the very moment of this cessation, through the functional power of the all-seeds consciousness, the subtle faculties and the great elements arise together in union, and the body-faculty, together with fluid of the same kind, arises massed together with them. At this time, consciousness is said to have taken up residence, binding this existence into continuity. This is called the kalala stage.

即由此身根俱生諸根大種力故,眼等諸根次第當生。又由此身根俱生根所依處大種力故,諸根依處次第當生。由彼諸根及所依處具足生故,名得圓滿依止成就。

Through the power of the faculty-elements arising together with this body-faculty, the eye and the other faculties come to arise in sequence. And through the power of the elements underlying their supports, arising together with this same body-faculty, the physical supports of these faculties likewise come to arise in sequence. Once these faculties and their supports have fully arisen, this is called the attainment of complete bodily support.

又此羯羅藍色,與心心法安危共同,故名依託。由心心法依託力故,色不爛壞;色損益故,彼亦損益;是故說彼安危共同。又此羯羅藍識最初託處,即名肉心。如是識於此處最初託,即從此處最後捨。

This kalala matter, moreover, shares one fate with the mind and its mental factors, safe when they are safe and endangered when they are endangered — hence it is called their "support." Through the supporting power of mind and its mental factors, the matter does not decay; and as the matter is diminished or enhanced, so too are they — hence they are said to share one fate. Further, the place where consciousness first takes hold of this kalala is called the flesh-heart. Just as consciousness first takes hold here, so it is from this very place that consciousness departs last of all.

Reading note — after Master Cháng Bǎi

Master Cháng Bǎi reads the kalala — traditionally likened to a droplet of curdled milk, barely more than a point of matter — as the site of a genuine, two-way dependency rather than one-sided control: the ālayavijñāna needs this fragile mass as its physical foothold, and the mass in turn survives only because consciousness sustains it, so that harm to either immediately affects the other. From this single point, he notes, the body-faculty arises first, and only then, in sequence, the faculties of eye, ear, nose, and tongue and their physical supports — a single flesh-heart's worth of matter gradually organizing itself into a complete body.

He treats the closing line — that consciousness departs, at death, from the very same place it first took hold at conception — as the treatise's own deliberate closing of a circle: the "flesh-heart" that opens a life is the same flesh-heart that the account of death, earlier in this fascicle, named as consciousness's final point of departure. Birth and death, on this reading, are framed by the very same physical point, matching the fascicle's own earlier image of the two as simply the two ends of a single scale.

Fascicle 1 Complete

This closes fascicle 1 of Ru-Yi's translation. It has carried the entire Stage Corresponding to the Five Sense Consciousnesses, and, within the Mind Stage, the definitions of mind, thought, and consciousness; the mental consciousness's support, object, and accompaniments; its general activities; and fourteen of its seventeen distinctive powers — discrimination, deliberation, intoxication, madness, dreaming, waking, fainting, reviving, initiating bodily and verbal action, freedom from desire and falling back from it, cutting off and renewing wholesome roots, and death and birth in full detail, down to the moment of conception. The remaining two powers — the destruction and formation of the world — belong to fascicle 2, where Ru-Yi's translation will continue.