Fascicle 7 · 成唯識論卷第七

Completing the Mind, and the Case for Consciousness-Only

Fascicle 7 opens with the fourth and final category of mental factors — regret, sleep, and coarse and subtle discursive thought — which completes the treatise's full taxonomy of fifty-one mental factors across six categories. It then closes the long discussion of the eight consciousnesses and their accompanying factors: asking whether a mental factor is the same as mind or different from it, mapping the five special states in which consciousness itself does not manifest, and confirming that the eight consciousnesses are neither strictly one nor strictly different. The second half of the fascicle turns to new ground, opening the formal proof of the Consciousness-Only doctrine itself — with its four wisdoms, its answers to the standing objections about external color, dreams, and other minds — and closes with the treatise's account of the four conditions that govern all causation, down to the twenty-two faculties.

Translator: Ru-Yi Meditation Center Status: fascicle 7 complete Source: Taishō T31, no. 1585 Covers: the entire fascicle — the four indeterminates (completing all fifty-one mental factors), the mind/mental-factor relationship, the five acittaka states, the eight consciousnesses' non-identity, the formal proof of Consciousness-Only, and the four conditions with the twenty-two faculties

The Fourth Category: What Makes a Factor "Indeterminate" 明唯識相 · 釋第三能變 · 廣六位相 · 不定 · 悔、眠

The twenty secondary afflictions have now been fully explained. An eighth root verse introduces the sixth and final category of mental factors: the four "indeterminates" — regret, sleep, and coarse and subtle discursive thought — so called because none of them is fixed to any one moral quality, to any one mind, or to any one meditative stage. The treatise begins with regret and sleep.

Why "Indeterminate" 總釋「不定」

Chinese Source

已說二十隨煩惱相。不定有四,其相云何?頌曰:不定謂悔、眠,尋、伺二各二。論曰:悔、眠、尋、伺於善、染等皆不定故,非如觸等定遍心故,非如欲等定遍地故,立不定名。

Ru-Yi Translation

The characteristics of the twenty secondary afflictions have now been fully explained. The indeterminate factors number four; what are their characteristics? The verse states: "The indeterminates are regret and sleep, and coarse and subtle discursive thought — two, each two."

The treatise states: regret, sleep, and coarse and subtle discursive thought are called "indeterminate" because each is indeterminate with respect to being wholesome, defiled, or otherwise; because, unlike contact and the rest, they are not fixed to accompany every mind; and because, unlike aspiration and the rest, they are not fixed to pervade every meditative stage.

Regret and Sleep Defined 釋「悔」、「眠」

Chinese Source

悔謂惡作,惡所作業,追悔為性,障止為業。此即於果假立因名,先惡所作業,後方追悔故;悔先不作,亦惡作攝,如追悔言:我先不作如是事業,是我惡作。眠謂睡眠,令身不自在,昧、略為性,障觀為業。謂睡眠位,身不自在,心極闇劣,一門轉故。昧簡在定,略別寤時,令顯睡眠非無體用。有無心位假立此名,如餘蓋纏心相應故。

Ru-Yi Translation

Regret means "ill-doing": regretting a deed already done is its nature; obstructing calm is its function. This is a case of provisionally naming an effect after its cause — one first does the ill deed, and only afterward comes to regret it. Regretting having failed to do something is likewise included under "ill-doing," as when one regrets, saying: "I did not do such-and-such before — that itself was my ill-doing."

Sleep means slumber: causing the body to lose its self-mastery, and obscurity and contraction, are its nature; obstructing insight is its function. That is: in the state of sleep, the body loses its self-mastery, the mind becomes extremely dim and weak, and consciousness operates through a single channel alone. "Obscurity" distinguishes it from meditative absorption; "contraction" distinguishes it from the waking state — together showing that sleep is not without its own real substance and activity. Even in a mindless moment of sleep, this name is still provisionally extended to it, on the analogy of how the other hindrances and entanglements, too, are said to be associated with mind.

有義:此二唯癡為體,說隨煩惱及癡分故。有義:不然,亦通善故。應說此二染癡為體;淨即無癡,論依染分說隨煩惱及癡分攝。有義:此說亦不應理,無記非癡、無癡性故。應說惡作思、慧為體,明了思擇所作業故。睡眠合用思、想為體,思、想種種夢境相故。論俱說為世俗有故。彼染污者是癡等流,如不信等,說為癡分。有義:彼說理亦不然,非思、慧、想纏彼性故。應說此二各別有體,與餘心所行相別故。隨癡相說,名世俗有。

One view holds: these two have delusion alone as their essence, since they are said to be secondary afflictions and portions of delusion.

Another view holds: this is not so, since these two also extend to wholesome states. It should instead be said that these two have defiled delusion as their essence when defiled; when pure, they are simply non-delusion — the treatise's statement that they are secondary afflictions and portions of delusion refers only to their defiled portion.

Another view holds: this account, too, does not accord with reason, since a morally neutral state is neither delusion nor non-delusion in nature. It should instead be said that ill-doing has intention and discernment as its essence, since it clearly deliberates upon a deed already done; sleep, in turn, has intention and conception jointly as its essence, since intention and conception together give rise to a dream's various images. In both cases the treatise calls them conventionally existent for this very reason. Their defiled instances are simply an outflow of delusion, spoken of as "portions of delusion" just as lack of faith and the rest are.

Another view holds: this account, too, does not accord with reason, since intention, discernment, and conception, in their nature as entanglements, are not identical with these two. It should instead be said that these two each have their own distinct essence, since their mode of activity differs from every other mental factor; they are called "conventionally existent" simply because they are described in terms that follow delusion's own pattern.

Reading note: This is the sixth and final category of mental factors — after the five universal, five particular, eleven wholesome, six root afflictions, and twenty secondary afflictions, the "indeterminates" complete the treatise's full inventory of fifty-one. Their defining trait is that none of them is fixed the way the others are: contact and feeling are fixed to arise with every mind whatsoever; aspiration and the rest are fixed to particular objects; but regret, sleep, and discursive thought can attach to a wholesome, unwholesome, or neutral mind alike, arise or not arise unpredictably, and are absent in some meditative stages while present in others.

The four-round debate over whether regret and sleep reduce to delusion, or have their own essence built from intention and discernment, or conception, is a version of an argument this treatise runs repeatedly: a scripture's shorthand description (calling something "a portion of delusion") is not automatically proof of strict identity, especially once a counterexample turns up — here, the fact that regret and sleep can occur in a wholesome mind, where delusion by definition cannot.

Coarse and Subtle Discursive Thought 明唯識相 · 釋第三能變 · 廣六位相 · 不定 · 尋、伺

The remaining two indeterminates are a closely linked pair — one broad and coarse, one narrow and precise — both built from the same underlying materials, and the treatise turns next to a debate over what the verse's compressed phrase "two, each two" actually means.

Seeking Out and Examining Closely 釋「尋」、「伺」

Chinese Source

尋謂尋求,令心怱遽於意言境,麁轉為性;伺謂伺察,令心怱遽於意言境,細轉為性。此二俱以安、不安住身心分位所依為業。並用思、慧一分為體,於意言境不深推度及深推度,義類別故,若離思、慧,尋、伺二種體類差別不可得故。

Ru-Yi Translation

Coarse discursive thought means seeking out: causing the mind to move hastily over a mentally-conceived, name-bound object in a coarse manner is its nature. Subtle discursive thought means examining closely: causing the mind to move hastily over a mentally-conceived, name-bound object in a subtle manner is its nature. Both have as their function providing the basis for the body and mind's abiding, whether at ease or ill at ease. Both take a portion of intention and discernment jointly as their essence, distinguished by whether one probes an object shallowly or deeply — for apart from intention and discernment, no distinct essential kind for coarse and subtle discursive thought can be found at all.

What "Two, Each Two" Really Means 釋「二各二」

Chinese Source

「二各二」者,有義:尋、伺各有染、淨二類差別。有義:此釋不應正理,悔、眠亦有染、淨二故。應說如前諸染心所,有是煩惱、隨煩惱性,此二各有不善、無記,或復各有纏及隨眠。有義:彼釋亦不應理,不定四後有此言故。應言「二」者顯二種二:一謂悔、眠;二謂尋、伺。此二二種,種類各別,故一「二」言,顯二二種。此各有二,謂染、不染。非如善、染各唯一故。或唯簡染,故說此言,有亦說為隨煩惱故。為顯不定義,說「二各二」言,故置此言深為有用。

Ru-Yi Translation

As for "two, each two": one view holds that coarse and subtle discursive thought each have two distinct kinds, defiled and pure.

Another view holds this does not accord with correct principle, since regret and sleep, too, have both a defiled and a pure kind. It should instead be said, as with the various defiled mental factors already discussed, that some are afflictions in the strict sense and others secondary afflictions — these two indeterminates each have an unwholesome and a neutral kind, or, alternatively, each has both an active entanglement and a dormant underlying tendency.

Another view holds that this, too, does not accord with reason, since the phrase comes only after all four indeterminates have already been named. It should instead be said that "two" indicates two sets of two: one set is regret and sleep; the other is coarse and subtle discursive thought. These two sets differ in kind, and so the single word "two" indicates two twofold sets. Each of the four, in turn, has two aspects — defiled and undefiled — unlike the wholesome and defiled categories, each of which is only of a single kind. Or else the phrase serves simply to set the defiled instances apart, since some are also spoken of as secondary afflictions. The phrase "two, each two" is stated precisely to make the meaning of "indeterminate" clear — so this wording, in fact, is put to very good use.

Real or Merely Conventional? 四中假、實

Chinese Source

四中尋、伺定是假有,思、慧合成,聖所說故。悔、眠,有義:亦是假有,《瑜伽》說為世俗有故。有義:此二是實物有,唯後二種說假有故。世俗有言隨他相說,非顯前二定是假有,又如內種體雖是實,而論亦說世俗有故。

Ru-Yi Translation

Among these four, coarse and subtle discursive thought are definitely conventionally existent, formed jointly out of intention and discernment, as the sages themselves have stated.

As for regret and sleep — one view holds that these, too, are conventionally existent, since the Yogācārabhūmi describes them as conventionally existent. Another view holds that these two are genuinely, substantially real things, since that same passage speaks of conventional existence only with reference to the latter two. The term "conventionally existent," when applied to regret and sleep, follows the pattern of describing something in terms of what it resembles, and does not show that the first two must be conventionally existent — just as the inner seeds, though genuinely real in essence, are nevertheless also spoken of by the treatise as "conventionally existent."

Reading note: The verse's four characters, "二各二" ("two, each two"), compress an entire debate into a phrase almost too terse to parse — the treatise's own preferred reading takes it as identifying two natural pairs (regret-and-sleep, seeking-and-examining) rather than saying each of the four factors comes in two moral flavors, though it acknowledges that reading is available too. This kind of close grammatical debate over a single compressed verse-phrase recurs throughout the treatise; it is worth remembering that the root verses were composed to be memorized, and density was the point — the prose commentary exists precisely to unpack ambiguities like this one.

The Fifty-First Factor: A Milestone 明唯識相 · 釋第三能變 · 廣六位相 · 不定 · 四之料簡

The treatise now cross-tabulates the four indeterminates against everything already established — consciousness, feeling, the other mental factors, moral quality, realm, and the path of elimination — in the same systematic way it closed out the wholesome factors and the two categories of affliction. With this cross-tabulation complete, all fifty-one mental factors, across all six categories, will have been fully accounted for.

Mutual Compatibility, and Which Consciousnesses They Accompany 四之俱起、八識相應

Chinese Source

四中尋、伺定不相應,體類是同,麁、細異故。依於尋、伺有染、離染立三地別,不依彼種現起有無,故無雜亂。俱與前二容互相應,前二亦有互相應義。四皆不與第七、八俱,義如前說;悔、眠唯與第六識俱,非五法故。

Ru-Yi Translation

Among these four, coarse and subtle discursive thought definitely never co-occur with each other, since, though the same in kind, they differ as coarse and subtle. It is with reference to the presence or absence of coarse and subtle discursive thought that the three meditative stages are distinguished — not with reference to whether their seeds are manifestly active — so there is no confusion involved. Both can occur together with the first two, regret and sleep, and the first two, in turn, can also occur together with each other.

None of the four is ever associated with the seventh or eighth consciousness, for reasons already explained above; regret and sleep are associated only with the sixth consciousness, since they are not among the five sense-consciousnesses' own factors.

有義:尋、伺亦五識俱,論說:五識有尋、伺故。又說:尋、伺即七分別,謂有相等。《雜集》復言:任運分別謂五識故。有義:尋、伺唯意識俱。論說:尋求、伺察等法皆是意識不共法故。又說:尋、伺憂、喜相應,曾不說與苦、樂俱故。捨受遍故,可不待說。何緣不說與苦、樂俱?雖初靜慮有意地樂,而不離喜,總說喜名;雖純苦處有意地苦,而似憂故,總說為憂。又說:尋、伺以名身等義為所緣,非五識身以名身等義為境故。然說五識有尋、伺者,顯多由彼起,非說彼相應。《雜集》所言:任運分別謂五識者,彼與《瑜伽》所說分別,義各有異:彼說任運即是五識,《瑜伽》說此是五識俱分別意識相應尋、伺。故彼所引為證不成,由此五識定無尋、伺。

One view holds that coarse and subtle discursive thought, too, can be associated with the five sense-consciousnesses, since the treatise states that the five sense-consciousnesses possess coarse and subtle discursive thought, and states, further, that coarse and subtle discursive thought are precisely the "seven kinds of discrimination," including discrimination-with-respect-to-sign and the rest. The Abhidharmasamuccaya likewise says that spontaneous discrimination refers to the five sense-consciousnesses.

Another view holds that coarse and subtle discursive thought are associated only with the mental consciousness. The treatise states that seeking-out and close-examination are exclusive properties of the mental consciousness, and states, further, that they are associated with sorrow and joy but never with pain or pleasure — since they are pervasively associated with equanimous feeling, this need not be separately stated. Why is it not said that they occur with pain and pleasure? Although the first meditative absorption possesses a mental pleasure, this is never separated from joy, and so is simply called by the name "joy"; although a realm of pure suffering possesses a mental pain, this resembles sorrow, and so is simply called "sorrow." It is stated, further, that coarse and subtle discursive thought take the meaning of names and terms as their object, whereas the five sense-consciousnesses do not take the meaning of names and terms as their object at all.

As for the statement that the five sense-consciousnesses "possess" coarse and subtle discursive thought — this shows only that they largely arise on account of these, not that they are literally associated with them. As for the Abhidharmasamuccaya's statement that spontaneous discrimination refers to the five sense-consciousnesses — its meaning differs from what the Yogācārabhūmi calls "discrimination": that text speaks of the spontaneous kind as being precisely the five sense-consciousnesses themselves, while the Yogācārabhūmi speaks of this as the coarse and subtle discursive thought that co-occurs with the five sense-consciousnesses yet is associated with the mental consciousness. Hence what is cited does not succeed as proof — and for this reason, the five sense-consciousnesses definitely lack coarse and subtle discursive thought.

Feeling, the Particular Factors, and the Wholesome and Afflicted Categories 四之受、別境、善、煩惱相應

Chinese Source

有義:惡作憂、捨相應,唯慼行轉,通無記故。睡眠喜、憂、捨受俱起,行通歡、慼、中庸轉故。尋、伺憂、喜、捨、樂相應,初靜慮中意樂俱故。有義:此四亦苦受俱,純苦趣中,意苦俱故。四皆容與五別境俱,行相、所緣不相違故。悔、眠但與十善容俱,此唯在欲,無輕安故。尋、伺容與十一善俱,初靜慮中輕安俱故。悔但容與無明相應,此行相麁,貪等細故。睡眠、尋、伺十煩惱俱,此彼展轉不相違故。悔與中、大隨惑容俱,非忿等十,各為主故。睡眠、尋、伺二十容俱,眠等位中皆起彼故。

Ru-Yi Translation

One view holds: ill-doing is associated with sorrow and equanimity, since it operates only in a distressed mode, though it can also be morally neutral. Sleep arises together with joy, sorrow, and equanimous feeling, since it can operate in a joyful, distressed, or neutral mode alike. Coarse and subtle discursive thought are associated with sorrow, joy, equanimity, and pleasure, since the first meditative absorption possesses a mental pleasure occurring together with them. Another view holds: these four are also associated with painful feeling, since a realm of pure suffering possesses a mental pain occurring together with them as well.

All four can occur together with the five particular mental factors, since their modes of activity and objects are not mutually incompatible.

Regret and sleep can occur together with only ten of the eleven wholesome factors, since these two exist only in the desire realm, which lacks pliancy. Coarse and subtle discursive thought can occur together with all eleven, since the first meditative absorption possesses pliancy occurring together with them.

Regret can occur together with only one of the fundamental afflictions, ignorance, since its mode of activity is coarse, while craving and the rest are subtle. Sleep, and coarse and subtle discursive thought, can occur together with all ten fundamental afflictions, since these do not mutually conflict.

Regret can occur together with the middling and major secondary afflictions, but not with wrath and the other nine minor ones, since each of these minor afflictions must itself take the leading role whenever present. Sleep, and coarse and subtle discursive thought, can occur together with all twenty secondary afflictions, since these can all arise during sleep and states like it.

Moral Quality, Realm, Reach, and the Path of Elimination 四之三性、界地、迷諦所斷

Chinese Source

此四皆通善等三性,於無記業亦追悔故。有義:初二唯生得善,行相麁鄙及昧略故;後二亦通加行善攝,聞所成等有尋、伺故。有義:初二亦加行善,聞、思位中有悔、眠故。後三皆通染、淨無記,惡作非染,解麁猛故。四無記中,悔唯中二,行相麁猛,非定果故。眠除第四,非定引生,異熟生心亦得眠故。尋、伺除初,彼解微劣,不能尋察名等義故。惡作、睡眠唯欲界有,尋、伺在欲及初靜慮,餘界地法皆妙靜故。悔、眠生上必不現起,尋、伺上下亦起下上。下上尋、伺能緣上下。有義:悔、眠不能緣上,行相麁近,極昧略故。有義:此二亦緣上境,有邪見者悔修定故,夢能普緣所更事故。

Ru-Yi Translation

All four extend to the three moral qualities — wholesome, unwholesome, and neutral — alike, since one can even come to regret a morally neutral deed. One view holds: the first two, regret and sleep, belong only to innate wholesomeness, since their mode of activity is coarse, unrefined, obscure, and contracted; the latter two also extend to wholesomeness cultivated through effort, since wholesome states arisen from learning and the like possess coarse and subtle discursive thought. Another view holds: the first two, too, can belong to wholesomeness cultivated through effort, since regret and sleep are present during the stages of learning and reflection.

The latter three extend to defiled-neutral and undefiled-neutral states alike; ill-doing does not extend to the defiled-neutral, since its understanding is too coarse and forceful. Among the four kinds of neutral state — the karmically-resultant, the deportment-related, the craft-related, and the meditation-produced — regret belongs only to the middle two, since its mode of activity is coarse and forceful, and it is not a product of meditative concentration; sleep is absent only from the meditation-produced kind, since it is not itself brought about by concentration, though even a karmically-resultant mind can experience sleep; coarse and subtle discursive thought are absent only from the craft-related kind, since that understanding is too feeble to seek out or examine the meaning of names and the like.

Ill-doing and sleep exist only in the desire realm; coarse and subtle discursive thought exist in the desire realm and the first meditative absorption, since the dharmas of every other realm and stage are subtle and still.

Regret and sleep, once one is born into an upper realm, certainly never manifest again; coarse and subtle discursive thought bound to a lower or upper stage can each still take the other as their object. One view holds: regret and sleep cannot take an upper realm as their object, since their mode of activity is coarse, immediate, and extremely obscure and contracted. Another view holds: these two, too, can take an upper realm as their object, since one who holds a wrong view can regret having cultivated meditative concentration, and a dream can range universally over anything one has ever experienced.

悔非無學,離欲捨故;睡眠、尋、伺皆通三種。求解脫者有為善法皆名學故;學究竟者有為善法皆無學故。悔、眠唯通見、修所斷,亦邪見等勢力起故,非無漏道親所引生故,亦非如憂,深求解脫故。若已斷故名非所斷,則無學眠非所斷、攝。尋、伺雖非真無漏道,而能引彼,從彼引生,故通見、修、非所斷攝。有義:尋、伺非所斷者,於五法中唯分別攝,《瑜伽》說彼是分別故。有義:此二亦正智攝,說:正思惟是無漏故,彼能令心尋求等故。又說:彼是言說因故,未究竟位於藥、病等未能遍知,後得智中為他說法必假尋、伺,非如佛地無功用說,故此二種亦通無漏。雖說尋、伺必是分別,而不定說唯屬第三,後得正智中亦有分別故。餘門准上,如理應思。

Regret does not belong to the beyond-training category, since it is abandoned once one is free of desire; sleep, and coarse and subtle discursive thought, all extend to all three categories — trainee, beyond-training, and neither. Every conditioned wholesome dharma belonging to one still seeking liberation is called "training"; every conditioned wholesome dharma belonging to one who has completed the training is called "beyond training."

Regret and sleep are eliminated only on the path of seeing or the path of cultivation, since they, too, arise through the power of wrong view and the like, are never directly brought forth by the uncontaminated path itself, and, unlike sorrow in its deeper form, do not arise from a genuine search for liberation. Since something is called "not subject to elimination" precisely because it has already been eliminated, sleep in one beyond training should likewise be classified as not subject to elimination. Coarse and subtle discursive thought, though not themselves the genuine uncontaminated path, are nevertheless capable of leading toward it, and can also be brought forth by it in turn — hence they extend to the path of seeing, the path of cultivation, and the not-subject-to-elimination category alike.

One view holds: coarse and subtle discursive thought, in their not-subject-to-elimination aspect, are included, among the five categories of dharmas, only under "discrimination," since the Yogācārabhūmi states that they are discrimination. Another view holds: these two are also included under correct wisdom — for it is said that correct intention is itself uncontaminated, since it is what causes the mind to seek out and the like; and it is said, further, that they are the cause of verbal expression, since one who has not yet reached the ultimate stage cannot yet fully know matters such as medicine and illness, and subsequently-attained wisdom, when teaching others, must necessarily rely on coarse and subtle discursive thought, unlike the effortless teaching found at the stage of buddhahood — hence these two also extend to the uncontaminated. Although it is said that coarse and subtle discursive thought must be discrimination, this does not mean they belong exclusively to the third of the five categories, since subsequently-attained correct wisdom, too, involves discrimination.

Every remaining point of classification should be considered by analogy with what has already been explained above.

Reading note: With this cross-tabulation, all fifty-one mental factors are now fully accounted for: the five universal factors, the five particular factors, the eleven wholesome factors, the six root afflictions, the twenty secondary afflictions, and, with this section, the four indeterminates. This is a genuine milestone — the treatise's entire map of the mind's possible contents, built up piece by piece since early in this fascicle sequence, is now complete. Everything that follows in the treatise builds on this finished taxonomy rather than adding new entries to it.

Worth noticing on the way to that milestone: coarse and subtle discursive thought turn out to be the most flexible of all fifty-one factors — compatible with every one of the four painful-to-pleasant feelings, present through both mundane and uncontaminated states, and even capable of accompanying a buddha's own subsequently-attained wisdom when teaching others in ordinary language. This is a quiet but important point: even complete awakening does not eliminate discursive thought as such, only its compulsive, self-referential misuse — a buddha teaching the dharma in words still, in some sense, "thinks it through" in order to speak, just without any of the distortion an unawakened mind brings to the same activity.

Mind and Its Factors: Neither the Same, Nor Different 明唯識相 · 釋第三能變 · 料簡六位心所 · 心所與心一異

With all fifty-one mental factors now defined, the treatise pauses to ask a foundational question about the whole taxonomy just completed: are these mental factors genuinely distinct things existing apart from mind itself, or are they simply mind's own shifting configurations, given fifty-one different names? Both answers, taken on their own, run into scriptural difficulty.

Two Horns, Two Difficulties 釋一異之難

Chinese Source

如是六位諸心所法,為離心體有別自性?為即是心分位差別?設爾何失?二俱有過。若離心體有別自性,如何聖教說唯有識?又如何說心遠、獨行,染、淨由心,士夫六界?《莊嚴論》說復云何通?如彼頌言:許心似二現,如是似貪等,或似於信等,無別染、善法。

Ru-Yi Translation

Are these mental factors, across all six categories, possessed of a distinct essence apart from mind itself? Or are they simply mind's own positional differences? Suppose either horn — what is the difficulty? Both alternatives involve faults.

If they have a distinct essence apart from mind itself, then how can the sacred teaching say that only consciousness exists? And how can it be said that mind travels far and moves alone, that defilement and purity are governed by mind, and that a person is composed of six elements? How, moreover, can the Mahāyānasūtrālaṃkāra's own statement be reconciled with this? As that treatise's verse says: "It is granted that mind manifests appearing as two aspects; in just the same way, it appears as craving and the rest, or as faith and the rest — there being no separate defiled or wholesome dharmas apart from this."

若即是心分位差別,如何聖教說心相應?他性相應,非自性故。又如何說心與心所俱時而起,如日與光?《瑜伽論》說復云何通?彼說心所非即心故。如彼頌言:五種性不成,分位差過失,因緣無別故,與聖教相違。

If, instead, they are simply mind's own positional differences, then how can the sacred teaching speak of mind's "association" with mental factors — since "association" by definition means association between two dharmas of differing nature, not with one's own nature? And how can it be said that mind and mental factors arise together at the same moment, like the sun and its light? How, moreover, can the Yogācārabhūmi's own statement be reconciled with this, since it states that mental factors are not simply identical with mind? As that treatise's verse says: "The five categories would not be established; this is the fault of mere positional difference; since cause and condition would then be no different between the two, this contradicts the sacred teaching."

Neither Separate Nor the Same 釋「非離非即」

Chinese Source

應說離心有別自性,以心勝故,說唯識等,心所依心勢力生故,說似彼現,非彼即心。又識心言亦攝心所,恒相應故。唯識等言及現似彼,皆無有失,此依世俗。若依勝義,心所與心非離非即,諸識相望應知亦然,是謂大乘真、俗妙理。

Ru-Yi Translation

It should be said: mental factors have a distinct essence apart from mind. Because mind is the more prominent factor, it is said that "only consciousness" exists; because mental factors arise dependent upon mind's own power, it is said that they "appear resembling it" — not that they are simply identical with mind. Moreover, the terms "consciousness" and "mind" also include mental factors within their own scope, since these are constantly associated together. Hence both the statement "only consciousness" and the statement that mental factors "appear resembling" mind are equally free of fault — this, however, is spoken from the conventional standpoint.

From the ultimate standpoint, mental factors and mind are neither separate nor identical; and the same should be understood to hold for how the various consciousnesses relate to one another as well. This is the subtle principle governing the Mahāyāna's ultimate and conventional truths.

Reading note: This short section closes the entire six-category discussion of mental factors with a genuinely elegant resolution: rather than picking one horn of the dilemma, the treatise dissolves it by distinguishing two levels of truth. Conventionally, mind is spoken of as "prominent" and mental factors as merely "resembling" or "appearing like" its own activity — which is why calling the doctrine "Consciousness-Only" is not false, even though mental factors are, in fact, real. Ultimately, though, the very question "same or different?" turns out to rest on a false choice: mind and its factors are so intimately bound — arising, ceasing, and taking the same object together — that neither "one thing" nor "two separate things" fully captures the relationship.

The closing line is easy to read past but is doing real structural work for the rest of the treatise: "the same should be understood to hold for how the various consciousnesses relate to one another as well." This quietly extends the same non-identity, non-difference logic to the relationship between the eight consciousnesses themselves — the exact question the treatise takes up next, and the very question that will occupy the remainder of this fascicle before it turns to proving Consciousness-Only outright.

The Yogācārabhūmi's citation verse, though extremely compressed, most plausibly points back to the standard fivefold classification of all dharmas established early in this system — mind, mental factors, form, factors dissociated from mind, and the unconditioned. If mental factors were nothing but mind's own positional variants, that classification's second category would simply collapse into its first, which is precisely the "fault" the verse names.

When the Eight Consciousnesses Fall Silent 明唯識相 · 釋第三能變 · 廣六位相 · 現起分位

Having finished the mind's contents, the treatise turns to when the eight consciousnesses actually arise. A ninth root verse explains how the root consciousness, the five sense-consciousnesses, and the mental consciousness each follow a different rhythm of activity — and names five special states in which even the constantly-active mental consciousness falls silent.

The Verse: How the Eight Consciousnesses Arise 頌釋現起分位

Chinese Source

已說六識心所相應,云何應知現起分位?頌曰:依止根本識,五識隨緣現,或俱或不俱,如濤波依水。意識常現起,除生無想天,及無心二定,睡眠與悶絕。

Ru-Yi Translation

The six consciousnesses' association with mental factors has now been explained. How should their conditions of arising be understood? The verse states: "Resting on the root consciousness, the five sense-consciousnesses arise according to conditions — together, or not together — like waves resting upon water. The mental consciousness constantly arises, except when born in the heaven of no-conception, in the two mindless concentrations, in sleep, and in fainting."

論曰:「根本識」者,阿陀那識,染、淨諸識生根本故。「依止」者,謂前六轉識以根本識為共親依。「五識」者,謂前五轉識,種類相似,故總說之。「隨緣現」言顯非常起,「緣」謂作意、根、境等緣,謂五識身內依本識,外隨作意、五根、境等眾緣和合方得現前,由此或俱或不俱起,外緣合者有頓、漸故。如水濤波隨緣多少,此等法喻廣說如經。

The treatise states: "the root consciousness" refers to the ādāna-consciousness, since it is the root from which all defiled and pure consciousnesses arise. "Resting on" means that the first six transforming consciousnesses take the root consciousness as their shared, direct support. "The five consciousnesses" refers to the first five transforming consciousnesses, spoken of together since they are similar in kind. The phrase "arise according to conditions" shows that they do not arise constantly — "conditions" meaning attention, the sense faculties, the object, and the rest: the five sense-consciousness-bodies rely inwardly on the root consciousness, and, depending outwardly on the coming together of attention, the five sense faculties, their objects, and the rest of the many conditions, only then do they actually manifest. On this account they arise either together or not together, since the outer conditions may converge all at once or only gradually — like water's waves, rising according to however many conditions converge. This simile, and further teachings of this kind, are explained at length in the sūtras.

由五轉識行相麁動,所藉眾緣時多不具,故起時少,不起時多。第六意識雖亦麁動,而所藉緣無時不具,由違緣故,有時不起。第七、八識行相微細,所藉眾緣一切時有,故無緣礙令總不行。又五識身不能思慮,唯外門轉起,藉多緣,故斷時多,現行時少;第六意識自能思慮,內、外門轉,不藉多緣。唯除五位,常能現起,故斷時少,現起時多,由斯不說此隨緣現。

Because the mode of activity of the five transforming consciousnesses is coarse and unstable, the many conditions they depend on are often incomplete, and so the times they arise are few, and the times they do not arise are many. The sixth, the mental consciousness, though its mode of activity is likewise coarse, nevertheless never lacks the conditions it depends on — yet, owing to obstructing conditions, there are still times it does not arise. The seventh and eighth consciousnesses have a subtle mode of activity, and the many conditions they depend on are present at all times, so no obstructing condition is capable of preventing their activity altogether.

Furthermore, the five sense-consciousness-bodies are incapable of deliberation, and operate only outwardly, depending on many conditions — hence the times they are interrupted are many, and the times they are manifestly active are few. The sixth, the mental consciousness, is itself capable of deliberation, and operates both inwardly and outwardly, without depending on many conditions. Except in five particular states, it is constantly capable of manifesting — hence the times it is interrupted are few, and the times it is manifestly active are many. For this reason, it is not described as "arising according to conditions" in the same way as the five sense-consciousnesses.

The Heaven of No-Conception 釋「生無想天」

Chinese Source

五位者何?「生無想」等。無想天者,謂修彼定,厭麁想力,生彼天中,違不恒行心及心所,想滅為首,名無想天。故六轉識於彼皆斷。有義:彼天常無六識,聖教說彼無轉識故;說彼唯有有色支故;又說彼為無心地故。

Ru-Yi Translation

What are these five states? "Born in the heaven of no-conception," and the rest. The heaven of no-conception is where, through cultivating that concentration and the power of aversion toward coarse conceptualization, one is born into that heaven; there, the mind and mental factors that do not operate constantly are suppressed, with the cessation of conceptualization foremost among them — hence it is called "the heaven of no-conception." The six transforming consciousnesses, accordingly, are all interrupted there.

One view holds: in that heaven, the six consciousnesses are permanently absent, since the sacred teaching states that beings there lack the transforming consciousnesses, states that they possess only the physical constituent among the five aggregates, and states, further, that this is a mindless stage.

有義:彼天將命終位,要起轉識然後命終,彼必起下潤生愛故,《瑜伽論》說:「後想生已,是諸有情從彼沒」故。然說彼無轉識等者,依長時說,非謂全無。有義:生時亦有轉識,彼中有必起潤生煩惱故,如餘本有,初必有轉識故。《瑜伽論》說:「若生於彼,唯入不起,其想若生,從彼沒」故,彼本有初,若無轉識,如何名入?先有後無,乃名入故。

Another view holds: in that heaven, at the moment approaching death, the transforming consciousnesses must arise before death actually occurs, since one must give rise to the craving that moistens rebirth into a lower state; the Yogācārabhūmi states: "once conceptualization has arisen again, these beings then pass away from that state." The statement that they lack the transforming consciousnesses refers only to the long duration of that state, not to their being utterly absent throughout.

Another view holds: at the moment of birth there, too, the transforming consciousnesses are present, since the intermediate-state being must give rise to the affliction that moistens rebirth, just as, in every other state of embodied existence, the transforming consciousnesses are necessarily present at its very outset. The Yogācārabhūmi states: "once born there, one only enters and does not arise again; once conceptualization arises, one passes away from that state" — if, at the very outset of that existence, the transforming consciousnesses were entirely absent, how could this be called "entering" at all? Only where something is present first and then absent can it properly be called "entering."

〈決擇分〉言:「所有生得心、心所滅,名無想」故,此言意顯彼本有初,有異熟生轉識暫起宿因緣力,後不復生。由斯引起異熟無記分位差別,說名無想,如善引生二定名善。不爾,轉識一切不行,如何可言唯生得滅?故彼初位轉識暫起。彼天唯在第四靜慮,下想麁動難可斷故,上無無想異熟處故。即能引發無想定思,能感彼天異熟果故。

The Viniścayasaṃgrahaṇī states: "the cessation of whatever mind and mental factors are innately produced is called no-conception." This shows that, at the very outset of that existence, the karmically-resultant transforming consciousnesses briefly arise through the power of a prior causal condition, and thereafter do not arise again. It is on account of this that the karmically-resultant, morally-neutral positional difference thus brought about is called "no-conception," just as the two wholesome concentrations are called "wholesome" because they are brought forth by a wholesome cause. Were this not so — were the transforming consciousnesses never active there at all — how could it be said that only what is innately produced ceases? Hence, at that initial stage, the transforming consciousnesses do briefly arise.

That heaven exists only within the fourth meditative absorption, since, below it, conceptualization is too coarse and unstable to be readily suppressed, and, above it, there is no place bearing the karmic result of no-conception. It is precisely the volition that brings forth the concentration of no-conception that is capable of producing that heaven's karmic result.

The Concentration of No-Conception 釋「無想定」

Chinese Source

「及無心二定」者,謂無想、滅盡定,俱無六識,故名無心。無想定者,謂有異生伏遍淨貪,未伏上染,由出離想,作意為先,令不恒行心、心所滅,想滅為首,立無想名,令身安和,故亦名定。

Ru-Yi Translation

"And the two mindless concentrations" refers to the concentration of no-conception and the concentration of cessation — both entirely lack the six consciousnesses, and are therefore called "mindless."

The concentration of no-conception: an ordinary being who has suppressed craving for the third absorption's pervasive purity, but has not yet suppressed defilement toward what lies above it, through an aspiration for liberation, preceded by a specific attention, causes the mind and mental factors that do not operate constantly to cease, with the cessation of conceptualization foremost among them — hence it is named "no-conception." It causes the body to become peaceful and harmonious, and so is also called a "concentration."

修習此定,品別有三:下品修者,現法必退,不能速疾還引現前,後生彼天,不甚光淨,形色廣大,定當中夭。中品修者,現不必退,設退速疾還引現前,後生彼天,雖甚光淨,形色廣大,而不最極,雖有中夭而不決定。上品修者,現必不退,後生彼天,最極光淨,形色廣大,必無中夭,窮滿壽量後方殞沒。

Its cultivation divides into three grades. One who cultivates it at the lowest grade will certainly regress from it within this very life, and cannot quickly bring it forth again; when later born into that heaven, one will not be especially radiant and pure, one's physical form will be vast, and one will certainly die prematurely. One who cultivates it at the middle grade need not regress from it, and, should one regress, can quickly bring it forth again; when later born into that heaven, though quite radiant and pure, with a vast physical form, one will not be at the utmost extreme, and although premature death may occur, it is not certain. One who cultivates it at the highest grade will certainly not regress from it; when later born into that heaven, one will be radiant and pure to the utmost degree, with a vast physical form, will certainly not die prematurely, and will pass away only after the full span of one's lifetime is exhausted.

此定唯屬第四靜慮。又唯是善,彼所引故。下上地無,由前說故。四業通三,除順現受。有義:此定唯欲界起,由諸外道說力起故,人中慧解極猛利故。有義:欲界先修習已,後生色界能引現前,除無想天至究竟故。此由厭想、欣彼果入,故唯有漏。非聖所起。

This concentration belongs exclusively to the fourth meditative absorption. It is, moreover, exclusively wholesome, since it is brought forth by a wholesome cause. It is absent from every stage below or above, for the reasons already explained. It extends to three of the four categories of karmic ripening, excluding only that ripening experienced within the very life in which the act is performed.

One view holds: this concentration arises only in the desire realm, since it is brought forth by the persuasive power of non-Buddhist teachers, and the understanding of those in the human realm is especially sharp and forceful. Another view holds: having first cultivated it in the desire realm, one can later, born in the form realm, bring it forth again, except at the very culmination of the heaven of no-conception itself. This concentration is entered through aversion toward conceptualization and delight in that heaven's result, and so it is exclusively contaminated — it is never brought forth by a noble one.

The Concentration of Cessation 釋「滅盡定」

Chinese Source

滅盡定者,謂有無學或有學聖,已伏或離無所有貪,上貪不定,由止息想,作意為先,令不恒行、恒行染污心、心所滅,立滅盡名,令身安和,故亦名定。由偏厭受、想,亦名滅彼定。修習此定,品別有三:下品修者,現法必退,不能速疾還引現前;中品修者,現不必退,設退速疾還引現前;上品修者,畢竟不退。

Ru-Yi Translation

The concentration of cessation: a noble one, whether beyond training or still in training, who has suppressed or become free of craving for the sphere of nothingness — craving for what lies above this being not fixed either way — through an aspiration for stillness, preceded by a specific attention, causes both the mind and mental factors that do not operate constantly, and the defiled ones among those that do operate constantly, to cease; hence it is named "cessation." It causes the body to become peaceful and harmonious, and so is also called a "concentration." Because it especially involves aversion toward feeling and conceptualization, it is also called "the concentration that extinguishes these two."

Its cultivation likewise divides into three grades: one who cultivates it at the lowest grade will certainly regress from it within this very life, and cannot quickly bring it forth again; one who cultivates it at the middle grade need not regress from it, and, should one regress, can quickly bring it forth again; one who cultivates it at the highest grade will never regress from it at all.

此定初修必依有頂,遊觀無漏為加行入,次第定中最居後故,雖屬有頂而無漏攝。若修此定已得自在,餘地心後,亦得現前。雖屬道諦而是非學非無學攝,似涅槃故。此定初起唯在人中,佛及弟子說力起故,人中慧解極猛利故,後上二界亦得現前,《鄔陀夷經》是此誠證,無色亦名意成天故。於藏識教未信受者,若生無色不起此定,恐無色、心成斷滅故;已信生彼亦得現前,知有藏識不斷滅故。

This concentration, when first cultivated, must be entered by relying on the peak of existence, using uncontaminated contemplative insight as its preparatory practice, since it comes last among the concentrations arranged in sequence — though it belongs to the peak of existence, it is nevertheless classified as uncontaminated. Once one has attained mastery in cultivating it, it can also manifest following a mind of any other stage. Though it belongs to the truth of the path, it is classified as neither a trainee's nor a beyond-training's attainment, since it resembles nirvāṇa itself.

This concentration, when first arisen, occurs only among humans, since it is brought forth by the persuasive power of the Buddha and his disciples, and the understanding of those in the human realm is especially sharp and forceful; afterward, it can also manifest in the two upper realms — the Udāyī Sūtra serves as genuine proof of this, since the formless realm, too, is called "the heaven of mind alone." One who has not yet come to believe in the teaching of the storehouse consciousness, if born into the formless realm, will not bring forth this concentration, fearing that, in the absence of form, the mind itself would be utterly annihilated; one who already believes, however, can bring it forth even when born there, knowing that the storehouse consciousness exists and is never utterly annihilated.

要斷三界見所斷惑方起此定,異生不能伏滅有頂心、心所故,此定微妙,要證二空隨應後得所引發故。有義:下八地修所斷惑中,要全斷欲,餘伏或斷,然後方能初起此定,欲界惑種二性繁雜,障定強故,唯說不還、三乘無學及諸菩薩得此定故,彼隨所應生上八地皆得後起。有義:要斷下之四地修所斷惑,餘伏或斷,然後方能初起此定,變異受俱煩惱種子障定強故,彼隨所應,生上五地,皆得後起。

One must have eliminated the afflictions eliminated on the path of seeing throughout the three realms before this concentration can arise at all, since an ordinary being is incapable of suppressing and eliminating the mind and mental factors of the peak of existence; this concentration is subtle and profound, brought forth only through the subsequently-attained wisdom that arises, as appropriate, from realizing the two emptinesses.

One view holds: among the afflictions of the lower eight stages eliminated on the path of cultivation, one must have entirely eliminated those of the desire realm, while the rest need only be suppressed or eliminated, before this concentration can first arise — since the seeds of the desire realm's afflictions are of a doubly complex nature and obstruct concentration especially strongly. Hence it is said that only non-returners, the beyond-training of all three vehicles, and bodhisattvas attain this concentration; once attained, it can, as appropriate, arise again after being born into any of the eight upper stages.

Another view holds: one must have eliminated the afflictions of the lower four stages eliminated on the path of cultivation, while the rest need only be suppressed or eliminated, before this concentration can first arise — since the seeds of the afflictions associated with changeable feeling obstruct concentration especially strongly; once attained, it can, as appropriate, arise again after being born into any of the upper five stages.

若伏下惑能起此定,後不斷退生上地者,豈生上已却斷下惑?斷亦無失,如生上者,斷下末那俱生惑故。然不還者對治力強,正潤生位不起煩惱,但由惑種潤上地生,雖所伏惑有退、不退,而無伏下生上地義,故無生上却斷下失。若諸菩薩先二乘位已得滅定,後迴心者,一切位中能起此定。若不爾者,或有乃至七地滿心,方能永伏一切煩惱,雖未永斷欲界修惑,而如已斷,能起此定,論說已入遠地,菩薩方能現起滅盡定故。有從初地即能永伏一切煩惱,如阿羅漢,彼十地中皆起此定,經說菩薩前六地中亦能現起滅盡定故。

Should one object: if merely suppressing the lower afflictions is enough to bring forth this concentration, and one is later reborn in an upper stage without having eliminated them, would this not mean eliminating the lower afflictions only after already being reborn above? In reply: there is no fault in this — just as one born in an upper stage does eliminate the innate afflictions of manas bound to the lower stage. A non-returner's counteracting power, however, is especially strong: at the very moment of moistening rebirth, no affliction actually arises; rebirth into the upper stage is brought about solely through the affliction's seed. Although the suppressed affliction may or may not later regress, there is no sense in which suppressing a lower affliction is what brings about rebirth in an upper stage — hence there is no fault in eliminating the lower affliction only after being reborn above.

Should a bodhisattva have already attained the concentration of cessation while still at the level of the two vehicles, and only afterward turn their mind toward the Mahāyāna, they are capable of bringing forth this concentration at every subsequent stage. If this is not the case, then only upon completing the seventh ground is one capable of permanently suppressing every affliction — and although the afflictions of the desire realm eliminated on the path of cultivation have not yet been permanently eliminated, one can, as though they had been eliminated, bring forth this concentration; the treatise states that only a bodhisattva who has already entered the far-reaching ground is capable of manifesting the concentration of cessation. There are also those who, from the first ground onward, are already capable of permanently suppressing every affliction, just as an arhat is — such bodhisattvas bring forth this concentration throughout all ten grounds, since the sūtras state that a bodhisattva can manifest the concentration of cessation even within the first six grounds.

Fainting, Sleep, and the Six Mindless Occasions 釋「睡眠與悶絕」

Chinese Source

無心「睡眠與悶絕」者,謂有極重睡眠、悶絕,令前六識皆不現行。疲極等緣所引身位,違前六識,故名極重睡眠,此睡眠時,雖無彼體,而由彼似彼故,假說彼名。風熱等緣所引身位,亦違六識,故名極重悶絕,或此俱是觸處少分。除斯五位,意識恒起。

Ru-Yi Translation

"Mindless sleep and fainting" refers to an extremely deep sleep or fainting spell that causes all of the first six consciousnesses to cease manifesting entirely. A bodily state brought about by conditions such as extreme fatigue, which is incompatible with the first six consciousnesses, is called "extremely deep sleep" — during this sleep, although sleep's own essence as a mental factor is actually absent, it is provisionally so named because the state resembles it. A bodily state brought about by conditions such as wind or heat disorders, likewise incompatible with the six consciousnesses, is called "extreme fainting," or else both of these are simply a portion of the tangible sense-object. Apart from these five states, the mental consciousness is constantly active.

正死、生時亦無意識,何故但說五位不行?有義:死、生「及」、「與」言顯。彼說非理,所以者何?但說六時名無心故,謂前五位及無餘依。應說死、生即悶絕攝,彼是最極悶絕位故,說「及」、「與」言顯五無雜。此顯六識斷已,後時依本識中自種還起,由此不說入無餘依。此五位中異生有四,除在滅定,聖唯後三,於中如來、自在菩薩唯得有一,無睡、悶故。

At the very moments of death and rebirth, the mental consciousness is likewise absent — why, then, does the verse speak of only five states in which it does not operate? One view holds: death and rebirth are indicated by the words "and" and "with." This does not accord with reason — why so? Because only six occasions, in total, are called "mindless": the five states already named, together with the state of remainderless nirvāṇa. It should instead be said that death and rebirth are simply included within fainting, since they represent fainting's most extreme instance; the words "and" and "with" are stated to show that these five states are kept distinct from one another. This also shows that, once the six consciousnesses have ceased, they subsequently arise again from their own seeds within the root consciousness — and it is for this reason that the verse does not mention entering remainderless nirvāṇa.

Among these five states, an ordinary being can experience four, excluding the concentration of cessation; a noble one can experience only the latter three, and, among these, a tathāgata or a bodhisattva who has attained mastery experiences only one, since they are free of sleep and fainting.

Reading note: The wave-on-water simile for the five sense-consciousnesses is one of this treatise's most memorable images, and it earns its place: waves need water to exist at all, yet the water's presence never guarantees that a wave, at any given moment, will actually be there — exactly the relationship between the root consciousness and the five sense-consciousnesses it supports. The deeper point buried in the technical detail is a sliding scale of independence: the five senses need the most external conditions and so are active least often; the sixth, mental consciousness, needing fewer, is active almost constantly; and the seventh and eighth are so free of external dependency that nothing can ever fully interrupt them — which is precisely why none of the five listed exceptions (the heaven of no-conception, the two mindless concentrations, sleep, and fainting) ever touches manas or the storehouse consciousness at all.

The five states catalogued here are worth holding together as a set, since each represents a different route to the same rare event — the temporary absence of the sixth consciousness: one is a very long-term rebirth destination (the heaven of no-conception), two are meditative attainments open respectively to non-Buddhist ascetics and to advanced Buddhist practitioners (the concentration of no-conception and the concentration of cessation), and two are ordinary bodily conditions everyone already knows firsthand (sleep and fainting). The debates over exactly when the six consciousnesses stop and restart in the heaven of no-conception — whether they are ever truly absent "for the entire duration," or merely at both bookends of an otherwise mindless stretch — turn on a question with real stakes for the whole system: consciousness, on this account, is never allowed to simply switch off into nothing and switch back on from nothing, since even the most extreme suspension of the six active consciousnesses is still bookended by seeds returning to manifest activity from the root consciousness that never itself stops.

The concentration of cessation gets an unusually generous, almost devotional treatment here — three grades of stability, a whole debate over exactly which afflictions must be eliminated first, and an explicit accommodation for bodhisattvas who attain it far earlier than the ordinary path would predict. This reflects its exceptional status: it is the only one of the five states available exclusively to the spiritually advanced, and the text is visibly concerned to explain how a Mahāyāna practitioner's path through it can look different from an arhat's without undermining the general rule.

Do Many Consciousnesses Really Coexist at Once? 明唯識相 · 釋第三能變 · 明俱轉

If, as the treatise holds, several of the eight consciousnesses can be simultaneously active — the eighth and seventh always together, joined by the sixth, and by however many of the five senses current conditions allow — a natural objection follows: does this not turn one sentient being into several? The treatise defends simultaneous multiplicity on several fronts at once.

How Many Consciousnesses Run at Once 總明俱轉之數

Chinese Source

是故八識一切有情心與末那二,恒俱轉;若起第六,則三俱轉;餘隨緣合,起一至五,則四俱轉,乃至八俱,是謂略說識俱轉義。

Ru-Yi Translation

Hence, for every sentient being, the eighth consciousness and manas — these two — are constantly active together; when the sixth arises as well, three are then active together; as further conditions converge, from one up to all five of the sense-consciousnesses may also arise, giving four active together, and so on up to all eight acting together at once. This is a brief statement of the meaning of the consciousnesses' simultaneous activity.

One Being, Many Consciousnesses 釋「一有情」之難

Chinese Source

若一有情多識俱轉,如何說彼是一有情?若立有情依識多少,汝無心位應非有情?又,他分心現在前位,如何可說自分有情?然立有情依命根數或異熟識俱不違理,彼俱恒時唯有一故。

Ru-Yi Translation

If, within a single sentient being, multiple consciousnesses are simultaneously active, how can that being still be called a single sentient being? In reply: if a being's identity were established by the number of consciousnesses present, would you not then have to say that a being in a mindless state is not a sentient being at all? And, at a moment when only a portion of mind is manifest, how could this still be spoken of as one's own individual being? Rather, establishing a being's identity with reference to the number of life-faculties, or with reference to the ripening consciousness, does not conflict with reason, since, in either case, there is constantly only a single one present.

一身唯一等無間緣,如何俱時有多識轉?既許此一引多心所,寧不許此能引多心?又誰定言此緣唯一?說多識俱者,許此緣多故。又欲一時取多境者,多境現前寧不頓取?諸根、境等和合力齊,識前後生不應理故。又心所性雖無差別而類別者,許多俱生,寧不許心異類俱起?又如浪像依一起多,故依一心多識俱轉。又若不許意與五俱,取彼所緣應不明了,如散意識緣久滅故。

A single body has only a single moment's immediately-preceding condition for any resulting mind — how, then, can multiple consciousnesses be simultaneously active? In reply: since it is already granted that this single condition can give rise to multiple mental factors, why should it not likewise be granted that it can give rise to multiple minds? Moreover, who has ever definitively said that this condition must be single? Those who speak of multiple consciousnesses being simultaneously active thereby grant that this condition, too, is multiple.

Furthermore, for one who wishes to apprehend multiple objects at a single moment, when multiple objects are all present at once, why should they not be grasped all together? Since the sense faculties and their objects converge with equal force, it would not accord with reason for their corresponding consciousnesses to arise only one after another.

Furthermore, although the nature of mental factors admits no intrinsic difference across their basic types, yet, since they do differ in kind, it is granted that multiple kinds arise together — why, then, should it not likewise be granted that minds of different kinds arise together? And just as, resting on a single body of water, many waves and reflected images can arise at once, so too, resting on a single mind, multiple consciousnesses can be simultaneously active.

Furthermore, were it not granted that the mental consciousness operates together with the five sense-consciousnesses, then apprehending their objects should never be clear — as when the scattered mental consciousness takes as its object something long since past.

如何五俱唯一意識,於色等境取一或多?如眼等識各於自境取一或多,此亦何失?相、見俱有種種相故。何故諸識同類不俱?於自所緣若可了者,一已能了,餘無用故。若爾,五識已了自境,何用俱起意識了為?五俱意識助五令起,非專為了五識所緣。又於彼所緣能明了取,異於眼等識,故非無用。由此聖教說彼意識名有分別,五識不爾。多識俱轉何不相應?非同境故,設同境者,彼此所依體、數異故,如五根識互不相應。

How can a single mental consciousness, accompanying the five sense-consciousnesses, apprehend either one or many objects such as color-form all at once? In reply: just as the eye-consciousness and the rest, each within its own object, can apprehend either one or many, what fault is there here either — since both the perceived and the perceiving aspects can each involve many distinct characteristics.

Why do consciousnesses of the same kind never arise together? Because, with respect to whatever object can be apprehended by one such consciousness, that single consciousness is already capable of apprehending it, and any further consciousness of the same kind would serve no purpose.

If so, then, given that the five sense-consciousnesses have already apprehended their own objects, what use is there for the mental consciousness to arise together with them and apprehend the same thing? In reply: the mental consciousness that accompanies the five sense-consciousnesses assists them in arising, rather than existing solely to apprehend what they already apprehend; moreover, it apprehends that same object with a clarity that differs from the eye-consciousness and the rest, and so it is not without its own use. It is for this reason that the sacred teaching calls this mental consciousness "possessed of discrimination," while the five sense-consciousnesses are not so called.

If multiple consciousnesses are simultaneously active, why are they not mutually associated? Because they do not share the same object; and even where they do happen to share the same object, the substance and number of what each depends on for support still differ between them — just as the five sense-consciousnesses, resting on their own distinct faculties, are never mutually associated with one another either.

Reading note: The waves-and-reflections image returns here doing new work: earlier it explained why a sense-consciousness might or might not arise at a given moment; here the same image explains how several consciousnesses can be simultaneously active without multiplying the underlying being — many waves, one ocean. The proposed solution to "which factor makes one sentient being one" is worth sitting with: not the count of active consciousnesses (which fluctuates constantly and drops to as few as two in deep sleep), but the number of life-faculties, or, equivalently, the single unbroken thread of the ripening consciousness. Personal identity, on this account, is anchored in the one continuous thing running underneath, not in whatever happens to be active on the surface at a given moment — a strikingly different picture from either a simple soul or the reductive claim that a person is nothing but momentary mental events.

Neither Strictly One, Nor Different 明唯識相 · 釋第三能變 · 總結八識自性

With this, the treatise closes its entire account of the three transformations — the ripening, deliberating, and object-discriminating consciousnesses first introduced back in fascicle 2 — with a final word on how the eight consciousnesses relate to one another as a whole.

The Eight Consciousnesses' Own Nature 釋八識非一非異

Chinese Source

八識自性不可言定一,行相、所依、緣、相應異故;又一滅時餘不滅故,能、所熏等相各異故;亦非定異,經說八識如水波等,無差別故;定異應非因果性故。如幻事等,無定性故。如前所說,識差別相依理世俗,非真勝義,真勝義中,心言絕故。如伽他說:心、意、識八種,俗故相有別;真故相無別,相、所相無故。

Ru-Yi Translation

The eight consciousnesses' own essential nature cannot be said to be fixedly one, since their modes of activity, their supports, their conditions, and their associated factors all differ; and since, when one ceases, the others do not necessarily cease along with it; and since their respective characteristics as that which perfumes and that which is perfumed likewise differ from one another.

Nor, however, are they fixedly different, since the sūtras compare the eight consciousnesses to water and its waves, showing they are without real difference; and since, were they fixedly different, they could not stand in a causal relationship to one another at all. Like a magical illusion and the like, they possess no fixed nature in either direction.

As already explained, the distinct characteristics of the various consciousnesses are established with reference to conventional truth, not ultimate reality — for within ultimate reality itself, mind and language alike are cut off. As a verse says: "Mind, mentation, and consciousness, in their eight kinds, have distinct characteristics conventionally; ultimately, they have no distinct characteristics, since there is no characterized object and characterizing subject at all."

Reading note: This brief section closes a discussion that has run since fascicle 2 — the full theory of the eight consciousnesses as "three transformations," their individual natures, their mental factors, and now their relationship to one another as a whole. The final verdict applies the identical logic already used for mind and its mental factors earlier in this fascicle: neither strictly one, nor strictly different. The reasons offered for "not one" are practical and functional (different objects, different supports, different rates of arising and ceasing), while the reasons for "not different" are closer to the doctrinal core (causal continuity, and the treatise's recurring water-and-waves image) — and the final move, as before, is to relativize the whole question to conventional truth. At the level of ultimate reality, the verse insists, even the very distinction between something characterized and something doing the characterizing collapses, taking the "one versus many" question down with it. Everything that follows in this fascicle — the formal proof of Consciousness-Only itself — builds directly on this conclusion: if the eight consciousnesses' individual, conventional characters are not ultimately real in their own right, then what is left to be ultimately real is exactly the shared nature the next section sets out to establish.

Proving Consciousness-Only 明唯識性 · 釋外難 · 顯唯識理

With the eight consciousnesses' own nature now settled, the treatise turns to genuinely new ground: the formal case for the Consciousness-Only doctrine itself. A tenth root verse states the core claim in its most compressed form — that what appears as a perceiving subject and a perceived object are both simply transformations of consciousness, with no independently real self or dharma standing behind either one.

The Verse: Discriminating and Discriminated 頌釋「是諸識轉變」

Chinese Source

已廣分別三能變相為自所變二分所依。云何應知依識所變假說我、法非別實有,由斯一切唯有識耶?頌曰:是諸識轉變,分別所分別,由此彼皆無,故一切唯識。

Ru-Yi Translation

The character of the three transformations has now been fully explained, as the basis for their own transformed dual aspects. How should it be understood that a self and dharmas, provisionally designated on the basis of what consciousness itself transforms, are not separately, genuinely real things — and that, by this, everything is nothing but consciousness? The verse states: "These consciousnesses undergo transformation into what discriminates and what is discriminated; because of this, both are without real, independent existence; hence, everything is Consciousness-Only."

論曰:「是諸識」者,謂前所說三能變識及彼心所,皆能變似見、相二分,立「轉變」名。所變見分說名「分別」,能取相故;所變相分名「所分別」,見所取故。由此正理,彼實我、法離識所變皆定非有,離能、所取無別物故,非有實物離二相故。是故一切有為、無為,若實、若假,皆不離識。「唯」言為遮離識實物,非不離識心所法等。

The treatise states: "these consciousnesses" refers to the three transformations already discussed, together with their associated mental factors — all of these are capable of transforming so as to appear as the perceiving and perceived aspects, and it is this that is called "transformation." The transformed perceiving aspect is called "the discriminating," since it is capable of grasping characteristics; the transformed perceived aspect is called "the discriminated," since it is what the perceiving aspect grasps.

By this correct principle, a real self or real dharmas, apart from what consciousness itself transforms and manifests, are certainly nonexistent, since apart from the perceiving and the perceived there is no separate thing at all — there is no real thing existing apart from these two aspects. Hence everything, conditioned or unconditioned, whether real or provisional, is never apart from consciousness. The word "only" serves to negate any real thing existing apart from consciousness — it does not negate mental factors and the like that are themselves not apart from consciousness.

或轉變者,謂諸內識轉似我、法外境相現。此能轉變即名分別,虛妄分別為自性故,謂即三界心及心所。此所執境名所分別,即所妄執實我、法性。由此分別變似外境假我、法相,彼所分別實我、法性,決定皆無,前引教理已廣破故。是故一切皆唯有識,虛妄分別有極成故。「唯」既不遮不離識法,故真空等亦是有性。由斯遠離增、減二邊,唯識義成,契會中道。

Alternatively, "transformation" means that the various inner consciousnesses transform so as to appear resembling external objects in the form of self and dharmas. This capacity for transformation is itself called "the discriminating," since false discrimination is its very nature — namely, the minds and mental factors of the three realms. The object thus grasped at is called "the discriminated," namely the falsely grasped-at nature of a real self and real dharmas. Through this discrimination, the provisional characteristics of self and dharmas come to appear resembling an external object; but that which is discriminated as a real self or real dharma-nature is certainly, entirely nonexistent, as already extensively refuted through the scriptural and rational arguments cited earlier.

Hence everything is nothing but consciousness, since false discrimination's own existence is thoroughly established. Since the word "only" does not negate dharmas that are themselves not apart from consciousness, genuine emptiness and the like, too, possess real existence. By this, the two extremes of overstating and understating are both left behind, the meaning of Consciousness-Only is established, and the middle way is fully realized.

Reading note: This verse is the treatise's own summary of its central thesis, and its logic deserves to be read slowly: consciousness transforms, splitting into two poles — something that discriminates (a perceiving aspect) and something discriminated (a perceived aspect) — and it is only the further, mistaken step of treating either pole as an independently real "self" or "dharma" that the treatise is denying. This is worth stressing precisely because it heads off the most common misreading of Consciousness-Only: the doctrine does not claim that nothing exists, only that nothing exists apart from consciousness and its own transformations. The closing line makes this explicit — the word "only" negates a real thing existing outside consciousness, not the mental factors, the perceiving and perceived aspects, or even genuine emptiness itself, all of which the treatise affirms as real in their own way.

The Scriptural and Rational Case: Four Wisdoms 明唯識性 · 釋外難 · 教理雙證

Having stated the thesis, the treatise now argues for it directly — first from scripture, then from a bodhisattva's fourfold wisdom, and finally from formal inference — building toward the classical Yogācāra account of how self and dharmas can be simultaneously "empty" and "not empty." (These "four wisdoms" are four inferential grounds for accepting Consciousness-Only, unrelated to the later, likewise-named four wisdoms of buddhahood — the great, perfect mirror wisdom and the rest — that fascicle 10 explains.)

Scriptural Grounds, and the Four Wisdoms 釋「由何教理唯識義成」

Chinese Source

由何教理唯識義成?豈不已說?雖說未了,非破他義己義便成;應更礭陳,成此教理。如契經說:「三界唯心」;又說:「所緣唯識所現」;又說:「諸法皆不離心」;又說:「有情隨心垢、淨」。又說:「成就四智菩薩能隨悟入唯識無境」。

Ru-Yi Translation

By what scriptural and rational proof is the meaning of Consciousness-Only established? Has this not already been explained? Although already stated, it has not yet been made fully clear — refuting another's position does not, by itself, establish one's own; this should be set out more precisely, to firmly establish this scriptural and rational proof.

As the sūtras state: "the three realms are mind alone"; and state: "whatever is taken as an object is nothing but what consciousness manifests"; and state: "all dharmas are never apart from mind"; and state: "sentient beings' defilement and purity follow upon mind." It is also stated: "a bodhisattva who has accomplished four wisdoms is able to awaken, accordingly, into the truth that there is Consciousness-Only, without any external object."

一、相違識相智:謂於一處,鬼、人、天等隨業差別所見各異,境若實有,此云何成?二、無所緣識智:謂緣過、未、夢境像等非實有境,識現可得,彼境既無,餘亦應爾。三、自應無倒智:謂愚夫智若得實境,彼應自然成無顛倒,不由功用應得解脫。

First, the wisdom of consciousness's mutually contradictory appearances: in one and the same place, hungry ghosts, humans, gods, and the rest, according to their differing karma, each see something different — were the object genuinely real, how could this be so?

Second, the wisdom of consciousness without an objective support: consciousness taking the past, the future, dream-images, and the like as its object plainly occurs, even though these are not genuinely real objects; since those objects are absent, the same should hold for every other case as well.

Third, the wisdom that an unenlightened being's understanding should, of itself, already be free of error: if an ordinary being's understanding actually grasped a real object, it should then naturally already be free of distortion, and liberation should be attained without any exertion at all.

四、隨三智轉智:一、隨自在者智轉智:謂已證得心自在者,隨欲轉變地等皆成,境若實有,如何可變?二、隨觀察者智轉智:謂得勝定修法觀者,隨觀一境,眾相現前,境若是實,寧隨心轉?三、隨無分別智轉智:謂起證實無分別智,一切境相皆不現前,境若是實,何容不現?菩薩成就此四智者,於唯識理決定悟入。又伽他說:心、意、識所緣,皆非離自性,故我說一切唯有識無餘。

Fourth, the wisdom that accords with three further wisdoms' transformation: first, the wisdom that accords with the mastery-attaining one's transformation — one who has attained mastery over mind can, at will, transform the earth and the rest into whatever is wished; were the object genuinely real, how could it be transformed at all? Second, the wisdom that accords with the contemplative's transformation — one who has attained supreme concentration and cultivates the contemplation of dharmas finds that, whatever single object is contemplated, its manifold characteristics present themselves; were the object genuinely real, how could it transform according to the mind? Third, the wisdom that accords with the transformation of non-discriminating wisdom — when one gives rise to the non-discriminating wisdom that realizes reality, no characteristic of any object manifests at all; were the object genuinely real, how could it possibly fail to appear?

A bodhisattva who has accomplished these four wisdoms attains a settled awakening into the principle of Consciousness-Only. A verse likewise states: "The objects taken by mind, mentation, and consciousness are none of them apart from their own nature; hence I say that everything, without remainder, is nothing but consciousness."

A Formal Inference, and the Middle Way 釋因明比量 · 慈尊二頌

Chinese Source

此等聖教誠證非一。極成眼等識,五隨一故,如餘,不親緣離自色等。餘識識故,如眼識等,亦不親緣離自諸法。此親所緣定非離此,二隨一故,如彼能緣。所緣法故,如相應法,決定不離心及心所。此等正理,誠證非一,故於唯識,應深信受。我、法非有;空、識非無。離有、離無,故契中道。慈尊依此說二頌言:虛妄分別有,於此二都無,此中唯有空,於彼亦有此,故說一切法,非空非不空,有無及有故,是則契中道。

Ru-Yi Translation

These scriptural proofs are far from being the only ones. The commonly-accepted eye-consciousness and the rest do not directly take as their object any color-form and the like existing apart from themselves, since each is one among the five sense-consciousnesses — just like the others. Every other consciousness, too, being a consciousness, likewise does not directly take as its object any dharma existing apart from itself — just like the eye-consciousness and the rest. Whatever a consciousness directly takes as its object is certainly never apart from that very consciousness, since it is one of two mutually corresponding things — just like the consciousness that takes it as an object. Being an object taken by a consciousness, it is, like an associated mental factor, certainly never apart from mind and its mental factors.

These principles, too, provide manifold genuine proof — hence one should deeply believe in and accept the Consciousness-Only teaching. Self and dharmas do not exist; emptiness and consciousness are not nonexistent. Apart from both existence and nonexistence as extremes, this accords with the middle way. Relying on this, the Compassionate One speaks two verses: "False discrimination exists; within it, the duality of grasped object and grasping subject is entirely absent. Within this, there is only emptiness; and within that emptiness, this discrimination likewise exists. Hence it is said: all dharmas are neither empty nor not empty — because of existence, nonexistence, and existence once more, this accords precisely with the middle way."

Reading note: The section title names this passage a formal inference (因明比量) — this is Xuanzang building a genuine three-part proof (宗因喻: thesis, reason, example) for Consciousness-Only, not merely restating the doctrine. Each numbered clause above states a reason, and the recurring "just like..." comparisons are the examples that test it. For the rules this kind of argument has to satisfy — what makes a reason valid, and the many specific ways a proof like this one can go wrong — see Ru-Yi's translation of the Nyāyapraveśa (因明入正理論), Śaṅkarasvāmin's introductory textbook on exactly this science.

Why the Twelve Sense-Fields Are Taught 釋「說十二處」· 二空

Chinese Source

此頌且依染依他說,理實亦有淨分依他。若唯內識似外境起,寧見世間情、非情物,處、時、身、用定、不定轉?如夢境等,應釋此疑。何緣世尊說十二處?依識所變,非別實有。為入我空說六二法,如遮斷見說續有情。為入法空復說唯識,令知外法亦非有故。此唯識性豈不亦空?不爾。如何?非所執故。謂依識變,妄執實法,理不可得,說為法空;非無離言正智所證唯識性故,說為法空。此識若無,便無俗諦;俗諦無故,真諦亦無。真、俗相依而建立故。撥無二諦是惡取空,諸佛說為不可治者。應知諸法有空、不空,由此慈尊說前二頌。

Ru-Yi Translation

This verse speaks, for now, only with reference to the defiled portion of the dependent nature; in genuine reality, there is also a pure portion of the dependent nature. If it is only the inner consciousness that arises resembling an external object, why does one perceive worldly sentient and insentient things transforming with fixed or unfixed places, times, bodies, and functions? This doubt should be resolved by the example of a dream, and the like.

Why did the World-Honored One teach the twelve sense-fields? They are established with reference to what consciousness itself transforms and manifests, not as something separately, genuinely real. In order to lead beings into the emptiness of self, he taught these six pairs of dharmas, just as, to counter the view of annihilation, he taught the continuity of sentient beings. In order to lead beings into the emptiness of dharmas, he further taught Consciousness-Only, so that they would know that external dharmas, too, do not exist.

Is not this very nature of Consciousness-Only, then, also empty? No, it is not. Why so? Because it is not itself something falsely grasped at. That is: with reference to what consciousness transforms, the falsely grasped-at real dharma cannot actually be found — this is what is meant by "the emptiness of dharmas"; it is not that the nature of Consciousness-Only realized by correct, word-transcending wisdom is itself nonexistent — this, too, is what is meant by "the emptiness of dharmas."

Were this consciousness itself nonexistent, there would then be no conventional truth; and, conventional truth being absent, ultimate truth, too, would be absent — since the ultimate and the conventional are established only in mutual dependence on each other. To deny both truths entirely is a case of nihilistic emptiness taken to a ruinous extreme, which the buddhas declare to be incurable. One should understand that all dharmas are both empty and not empty — and it is on this very basis that the Compassionate One speaks the two verses cited above.

Reading note: The four wisdoms are worth reading as four independent angles on the same suspicion — that ordinary perception is not the reliable window onto reality it feels like. Different beings seeing different things in the same place, consciousness that plainly takes non-existent objects (memories, dreams, the future) as its content, the observation that ordinary confusion is never simply cured by "getting the facts right," and the demonstrated ability of advanced meditators to reshape what they perceive — each targets a different naive assumption about how perception must work if objects were simply, straightforwardly "out there."

Maitreya's opening verse of the Madhyāntavibhāga is one of the most famous in the entire Yogācāra corpus, and its three-part structure repays close attention: false discrimination genuinely exists (this is not a doctrine of pure nihilism); the subject-object duality it seems to present does not exist (this is the "empty" half); and, within that same false discrimination, emptiness itself genuinely exists, just as discrimination exists within emptiness (this is the "not empty" half). Holding both halves at once — dharmas are empty of the fixed, independent nature naive realism assigns them, yet not empty of their own dependent, consciousness-based existence — is what this tradition means by "the middle way," steering between the extreme of treating appearances as fully, independently real and the opposite extreme of denying that anything exists at all.

Answering the Standing Objections 明唯識性 · 釋外難 · 釋色現、他心、多識之難

Three familiar objections remain: if there is no external world, why does color-form appear so stable and consistent; if there is no external world, how can one ever know another person's mind; and if consciousness still takes distinguishable, plural objects, how can the doctrine still be called "Consciousness-Only" at all?

Why Color-Form Still Appears Stable 釋「色等外境」之難

Chinese Source

若諸色處亦識為體,何緣乃似色相顯現,一類堅住相續而轉?名言熏習勢力起故。與染、淨法為依處故。謂此若無,應無顛倒,便無雜染,亦無淨法,是故諸識亦似色現。如有頌言:亂相及亂體,應許為色識,及與非色識,若無餘亦無。

Ru-Yi Translation

If the sense-fields of color-form, too, have consciousness as their essence, why do they still appear resembling color-form, arising in a single, stable, continuous stream? Because they arise through the power of habituation from verbal designation, and because they serve as the basis for both defiled and pure dharmas. That is: were this not so, there would be no distorted perception, hence no defilement, and likewise no purity — and so consciousness, too, manifests appearing as color-form. As a verse states: "The appearance of confusion and the substance of confusion should be accepted, respectively, as the consciousness that manifests as form and the consciousness that does not manifest as form; were either absent, the other, too, would be absent."

色等外境分明現證,現量所得,寧撥為無?現量證時,不執為外,後意分別,妄生外想。故現量境是自相分,識所變故,亦說為有;意識所執外實色等,妄計有故。說彼為無。又色等境,非色、似色,非外、似外,如夢所緣,不可執為是實外色。

External objects such as color-form are clearly evidenced and apprehended by direct perception — how, then, could one deny their existence? At the very moment of direct perception, one does not yet grasp them as external; it is only the subsequent mental discrimination that falsely gives rise to the notion of something external. Hence the object of direct perception is simply one's own perceived aspect, transformed by consciousness itself, and so it, too, is spoken of as existing; it is the real external color-form grasped at by the mental consciousness that is falsely conceived — and it is this that is said to be nonexistent. Moreover, objects such as color-form are not color-form itself but merely resemble color-form, not external but merely resembling the external, like the object taken in a dream, which one cannot grasp as being a real, external color-form.

若覺時,色皆如夢境不離識者,如從夢覺知彼唯心,何故覺時於自色境不知唯識?如夢未覺不能自知,要至覺時方能追覺,覺時境色應知亦爾,未真覺位不能自知,至真覺時亦能追覺。未得真覺恒處夢中,故佛說為生死長夜,由斯未了色境唯識。

If, in the waking state, color-form, too, is like a dream-object, never apart from consciousness, then — just as, upon waking from a dream, one comes to know that dream was mind alone — why does one not, in the waking state, likewise recognize one's own color-form objects as Consciousness-Only? Just as, while still dreaming, one is incapable of recognizing this for oneself, and can only recognize it retrospectively upon waking, the color-form objects of the waking state, too, should be understood the same way: while not yet genuinely awakened, one is incapable of recognizing this for oneself, and can only recognize it retrospectively once genuine awakening is reached. One who has not yet attained genuine awakening dwells constantly within a kind of dream — hence the Buddha spoke of the long night of birth-and-death — and it is for this reason that one has not yet realized that color-form objects are nothing but consciousness.

Knowing Another Mind, Without an External Object 釋「他心」之難

Chinese Source

外色實無,可非內識境;他心實有,寧非自所緣?誰說他心非自識境?但不說彼是親所緣。謂識生時無實作用,非如手等親執外物,日等舒光親照外境;但如鏡等似外境現,名「了他心」,非「親能了」。親所了者,謂自所變。故契經言:無有少法能取餘法,但識生時,似彼相現,名取彼物。如緣他心,色等亦爾。

Ru-Yi Translation

External color-form is genuinely nonexistent, and so may indeed not be an object of inner consciousness — but another's mind genuinely exists; how, then, could it not be an object one's own consciousness directly takes? Who has said that another's mind is not an object of one's own consciousness? It is only said that it is not a direct object taken. That is: when a consciousness arises, it involves no genuine causal action — unlike a hand actually grasping an external object, or the sun actually casting its light to illuminate an external object; rather, it is simply like a mirror, appearing to resemble an external object — this is what is called "cognizing another's mind," not "directly cognizing it." What is directly cognized is simply what one's own consciousness itself transforms and manifests. Hence the sūtra states: "no dharma whatsoever is capable of grasping another dharma; it is simply that, when a consciousness arises, it appears resembling that thing's characteristic, and this is called grasping that thing." The same holds for taking another's mind as an object, exactly as with color-form and the rest.

Why "Only" Consciousness Still Allows Many Things 釋「既有異境何名唯識」

Chinese Source

既有異境,何名唯識?奇哉!固執觸處生疑!豈唯識教但說一識?不爾,如何?汝應諦聽:若唯一識,寧有十方凡聖、尊卑、因果等別?誰為誰說?何法何求?故「唯識」言有深意趣。「識」言總顯一切有情各有八識、六位心所,所變相、見、分位差別及彼空理所顯真如。識自相故,識相應故,二所變故,三分位故,四實性故,如是諸法皆不離識,總立識名。「唯」言,但遮愚夫所執定離諸識實有色等。若如是知唯識教意,便能無倒善備資糧速入法空,證無上覺,救拔含識生死輪迴;非全撥無惡取空者,違背教理能成是事,故定應信一切唯識。

Ru-Yi Translation

If distinct objects genuinely exist after all, how can this still be called Consciousness-Only? How remarkable — clinging so stubbornly that doubt arises at every turn! Does the teaching of Consciousness-Only really claim that there is only a single consciousness? It is not so — then how is it? You should listen carefully: were there truly only a single consciousness, how could there be the distinctions of the ten directions, of the ordinary and the noble, of the exalted and the lowly, of cause and effect, and the rest? Who would be teaching, and to whom? What dharma would be sought, and by what means? Hence the term "Consciousness-Only" carries a profound intent.

The word "consciousness" broadly indicates that every sentient being individually possesses eight consciousnesses and the six categories of mental factors, their transformed perceived and perceiving aspects, their distinct positional differences, and the true suchness revealed by the principle of their emptiness — since these are, respectively, consciousness's own nature, what is associated with consciousness, what consciousness transforms into these two aspects, consciousness's positional differences, and consciousness's genuine nature. All such dharmas being never apart from consciousness, the general term "consciousness" is applied to them collectively. The word "only" serves simply to negate what the ignorant falsely grasp at: a real color-form and the like, existing fixedly apart from every consciousness.

If one understands the intent of the Consciousness-Only teaching in this way, one becomes capable of correctly and thoroughly preparing the provisions for the path, swiftly entering the emptiness of dharmas, realizing unsurpassed awakening, and rescuing sentient beings from the cycle of birth-and-death — this is not something that one who entirely denies everything, taking emptiness to a ruinous nihilistic extreme in defiance of scriptural and rational teaching, could ever accomplish. One should, therefore, most certainly believe that everything is nothing but consciousness.

Reading note: The dream analogy carries real weight here, and it is worth being precise about what it does and does not claim: the treatise is not saying waking life is a dream in the sense of being unreal or unimportant, but that the same structural blindness applies in both cases — a dreamer cannot recognize a dream as a dream from the inside, and only retrospective, "awakened" knowledge reveals what was actually happening all along. This reframes the entire Consciousness-Only project as less a metaphysical claim to be argued into and more a kind of waking-up that is only fully legible after it happens.

The "cognizing another's mind is like a mirror" passage is a genuinely careful piece of epistemology: it grants full reality to other minds while still denying that one's own consciousness ever makes literal contact with them, the way a hand grasps an object. What one actually cognizes, in every case, is one's own consciousness's resembling transformation — which is precisely why compassion and empathy, on this account, are not naive assumptions about direct access to another's inner life, but disciplined, indirect representations of it, no less real for being mediated.

The final objection and answer here is the treatise's own explicit safeguard against the most common misunderstanding of its entire project: "only consciousness" was never meant to collapse into "only one consciousness." The term "consciousness" is doing enormous representational work — covering eight distinct consciousnesses per being, times however many sentient beings exist, plus all fifty-one mental factors, both transformed aspects, every positional difference, and the true suchness their emptiness reveals. Denying only what stands genuinely outside all of this leaves an enormously rich, plural universe intact — which is exactly why the treatise insists, in its closing line, that anyone who reads "Consciousness-Only" as flat nihilism has fundamentally misread it.

The Four Conditions Behind All Causation 明唯識性 · 釋外難 · 釋分別生難 · 四緣、二十二根

A final objection remains: if consciousness alone exists, with no external condition, how can discrimination arise at all? The treatise answers with an eleventh root verse, then sets out the complete Yogācāra theory of causation — the four conditions that govern how anything at all comes to be — closing the fascicle with the twenty-two faculties these conditions help explain.

The Verse: Seeds and Their Mutual Power 頌釋「一切種識」

Chinese Source

若唯有識都無外緣,由何而生種種分別?頌曰:由一切種識,如是如是變,以展轉力故,彼彼分別生。論曰:「一切種識」謂本識中能生自果功能差別,此生等流、異熟、士用、增上果故,名一切種,除離繫者,非種生故,彼雖可證,而非種果,要現起道,斷結得故,有展轉義,非此所說,此說能生分別種故。此識為體,故立識名,種離本識無別性故。

Ru-Yi Translation

If there is only consciousness and no external condition whatsoever, from what, then, do the various discriminations arise? The verse states: "It is because consciousness possesses every kind of seed that it transforms in this way and that; through the power of mutual interaction, this or that discrimination is thereby generated."

The treatise states: "the consciousness of all seeds" refers to the distinct functional capacities within the root consciousness that are capable of generating their own respective results — since these give rise to the results of outflow, ripening, human effort, and dominance, they are called "all seeds," excepting only what is liberated from bondage, since this is not produced from a seed. Although liberation, too, can be realized, it is not the result of a seed, but is attained only through the actual manifestation of the path that severs the fetters — this involves a further, distinct kind of relation, not what is meant here, since what is meant here is specifically the seeds capable of generating discrimination. This consciousness has these seeds as its very essence, and so is named "consciousness," since the seeds have no nature apart from the root consciousness itself.

「種識」二言,簡非種識;有識非種;種非識故。又「種識」言,顯識中種,非持種識,後當說故。此識中種餘緣助故,即便如是如是轉變,謂從生位轉至熟時。顯變種多,重言「如是」。謂一切種攝三熏習,共、不共等識種盡故。「展轉力」者,謂八現識及彼相應相、見分等,彼皆互有相助力故。即現識等,總名「分別」,虛妄分別為自性故,「分別」類多,故言「彼彼」。此頌意說:雖無外緣,由本識中有一切種轉變差別,及以現行八種識等展轉力故,彼彼分別而亦得生,何假外緣方起分別?諸淨法起應知亦然,淨種現行為緣生故。

The two-character phrase "seed-consciousness" distinguishes it from what is neither seed nor consciousness — there being consciousness that is not seed, and seed that is not consciousness. Moreover, the phrase indicates the seeds within consciousness, not the consciousness that holds the seeds, as will be explained later. The seeds within this consciousness, aided by other conditions, transform in just such and such a way — meaning that they transform from the stage of arising to the stage of ripening; to show that the transforming seeds are many, the phrase "in just such and such a way" is repeated. That is: "all seeds" encompasses the three kinds of habituation, exhausting the shared and unshared consciousness-seeds alike.

"The power of mutual interaction" refers to the eight manifest consciousnesses, together with their associated perceived and perceiving aspects, all of which mutually assist one another with their own power. It is these manifest consciousnesses and the rest that are collectively named "discrimination," since false discrimination is their very nature; and since discrimination is of many kinds, the verse says "this and that."

This verse means to say: although there is no external condition, it is through the distinct transformations of all the seeds within the root consciousness, together with the power of mutual interaction among the eight manifest consciousnesses, that this or that discrimination is able to arise — what need is there to posit an external condition before discrimination can arise at all? The arising of the various pure dharmas, too, should be understood the same way, since these, too, are generated through the manifest activity of pure seeds serving as their condition.

The Causal Condition 釋「因緣」

Chinese Source

所說種、現緣生分別,云何應知此緣生相?緣且有四。一、因緣:謂有為法親辦自果。此體有二:一、種子;二、現行。種子者,謂本識中善、染、無記、諸界、地等功能差別,能引次後自類功能及起同時自類現果,此唯望彼是因緣性。現行者,謂七轉識及彼相應所變相、見、性、界、地等,除佛果善、極劣無記,餘熏本識生自類種,此唯望彼是因緣性。第八心品無所熏故,非簡所依獨能熏故,極微、圓故,不熏成種。

Ru-Yi Translation

As for the seeds and manifest activity said to generate discrimination as their condition — how should the character of this conditioned generation be understood? There are, in fact, four conditions.

First, the causal condition: a conditioned dharma that directly brings about its own result. This has two aspects: seeds, and manifest activity. Seeds are the distinct functional capacities — wholesome, defiled, or neutral, across the various realms and stages — within the root consciousness, capable of drawing forth their own subsequent, similar-kind functional capacity, and of giving rise, at the same moment, to a manifest result of their own kind; it is only with reference to these that the causal condition applies. Manifest activity refers to the seven transforming consciousnesses, together with their associated transformed perceived and perceiving aspects, their nature, realm, and stage, and the rest — excepting the wholesome activity of buddhahood and the most inferior kind of neutral activity, the rest perfume the root consciousness, generating seeds of their own kind; it is only with reference to these that the causal condition applies. The eighth consciousness itself has nothing that perfumes it — not because its basis is somehow excluded, but because it alone is capable of perfuming; being extremely subtle and perfectly complete, it is not itself perfumed so as to form a seed.

現行同類展轉相望皆非因緣,自種生故;一切異類展轉相望亦非因緣,不親生故。有說異類、同類現行展轉相望為因緣者,應知假說,或隨轉門。有唯說種是因緣性,彼依顯勝,非盡理說,聖說轉識與阿賴耶展轉相望為因緣故。

Manifest activities of the same kind, considered in relation to one another, are never a causal condition for each other, since each arises from its own seed; manifest activities of every different kind, likewise considered in relation to one another, are never a causal condition for each other either, since neither directly generates the other. Some hold that manifest activities of different kinds, or of the same kind, considered in relation to one another, do serve as a causal condition — this should be understood as a provisional manner of speaking, or as following a particular expository approach. Some hold that only seeds have the nature of a causal condition — this position, too, emphasizes what is most prominent rather than stating the complete truth, since the sages themselves state that the transforming consciousnesses and the ālayavijñāna, considered in relation to one another, do serve as a causal condition.

The Condition of Immediate Succession, Across the Eight Consciousnesses 釋「等無間緣」

Chinese Source

二、等無間緣,謂八現識及彼心所前聚於後自類無間,等而開導,令彼定生。多同類種俱時轉故,如不相應非此緣攝,由斯八識非互為緣。心所與心雖恒俱轉,而相應故,和合似一,不可施設離別殊異,故得互作等無間緣。入無餘心最極微劣,無開導用,又無當起等無間法,故非此緣。云何知然?論有誠說:若此識等無間,彼識等決定生,即說此是彼等無間緣故。

Ru-Yi Translation

Second, the condition of immediately preceding sameness: the eight manifest consciousnesses, together with their mental factors, form successive clusters, each equally and directly opening the way for and guiding, without interruption, the arising of its own subsequent kind, causing it to arise with certainty. Since many seeds of the same kind are active simultaneously, this is not, however, like the factors dissociated from mind, which are not included under this condition — and it is for this reason that the eight consciousnesses do not serve as this condition for one another. Mind and mental factors, though constantly active together, are, being mutually associated, unified in a way that harmonizes them as though they were one, and cannot be treated as entirely separate and distinct — hence they are capable of mutually serving as this condition for each other. The mind at the moment of entering remainderless nirvāṇa is at its most extremely feeble, has no capacity to open the way for and guide anything further, and, moreover, has no subsequent dharma of immediately preceding sameness yet to arise — and so it is not included under this condition. How is this known? The treatise offers explicit statement: whenever this consciousness is immediately followed, without interruption, by that consciousness's certain arising, it is precisely this that is meant by calling the former the latter's condition of immediately preceding sameness.

即依此義,應作是說:阿陀那識三界九地皆容互作等無間緣,下、上,死、生相開導故,有漏無間有無漏生;無漏定無生有漏者,鏡智起已必無、斷故,善與無記相望亦然。此何界後引生無漏?或從色界,或欲界後。謂諸異生求佛果者,定色界後引生無漏,彼必生在淨居天上大自在宮得菩提故。二乘迴趣大菩提者,定欲界後引生無漏,迴趣留身唯欲界故,彼雖必往大自在宮方得成佛,而本願力所留生身是欲界故。有義:色界亦有聲聞迴趣大乘願留身者,既與教理俱不相違,是故聲聞第八無漏色界心後亦得現前。然五淨居無迴趣者,經不說彼發大心故。

On the basis of this meaning, it should accordingly be said: the ādāna-consciousness, throughout the three realms and nine stages, is capable of mutually serving as the condition of immediately preceding sameness across all of them, since a lower or upper stage, death or rebirth, can each open the way for and guide the other. An uncontaminated consciousness can arise immediately following a contaminated one; but an uncontaminated consciousness can never give rise to a contaminated one afterward, since, once the mirror-like wisdom has arisen, it certainly never ceases or is interrupted — and the same holds for the relationship between wholesome and neutral consciousness.

Following which realm does the uncontaminated consciousness first arise? Either following the form realm, or following the desire realm. An ordinary being who seeks buddhahood necessarily gives rise to the uncontaminated consciousness only after the form realm, since such a being must be reborn in the Pure Abodes, in the palace of the Great Sovereign God, in order to attain enlightenment there. One of the two vehicles who turns toward great bodhi necessarily gives rise to the uncontaminated consciousness only after the desire realm, since turning toward the Mahāyāna while retaining one's present body occurs only in the desire realm — for although such a person, too, must eventually go to the palace of the Great Sovereign God to attain buddhahood, the very body retained through the power of that original vow was born in the desire realm.

One view holds: in the form realm, too, there are śrāvakas who turn toward the Mahāyāna and vow to retain their body, since this is not in conflict with either scriptural or rational teaching — hence a śrāvaka's uncontaminated eighth-consciousness mind, following a form-realm mind, too, can manifest. Among the five Pure Abodes, however, none turn toward the Mahāyāna in this way, since the sūtras do not state that beings there give rise to the great resolve.

第七轉識三界九地亦容互作等無間緣,隨第八識生處繫故。有漏、無漏容互相生,十地位中得相引故。善與無記相望亦然,於無記中,染與不染亦相開導,生空智果前、後位中得相引故。此欲、色界有漏得與無漏相生,非無色界,地上菩薩不生彼故。第六轉識三界九地有漏無漏、善不善等,各容互作等無間緣,潤生位等更相引故,初起無漏唯色界後,決擇分善唯色界故。

The seventh transforming consciousness, too, throughout the three realms and nine stages, is capable of mutually serving as the condition of immediately preceding sameness, since it follows wherever the eighth consciousness is bound by rebirth. Contaminated and uncontaminated instances are capable of mutually giving rise to one another, since, throughout the ten grounds, they are capable of drawing one another forth. The same holds for the relationship between wholesome and neutral instances; and, within the neutral category, defiled and undefiled instances likewise open the way for and guide one another, since, before and after the result of the wisdom realizing the emptiness of self, they are capable of drawing one another forth. This mutual generation between contaminated and uncontaminated instances occurs in the desire and form realms, but not in the formless realm, since bodhisattvas who have attained the grounds are not reborn there.

The sixth transforming consciousness, throughout the three realms and nine stages, whether contaminated or uncontaminated, wholesome or unwholesome, and so on, is likewise capable of mutually serving as this condition, since, at the moment of moistening rebirth and the like, these draw one another forth in turn — though the first arising of an uncontaminated instance occurs only after the form realm, since the wholesome factors of the decisive stage belong only to the form realm.

眼、耳、身識二界二地,鼻、舌兩識一界一地,自類互作等無間緣,善等相望應知亦爾。有義:五識有漏、無漏自類互作等無間緣,未成佛時容互起故。有義:無漏有漏後起,非無漏後容起有漏。無漏五識非佛無故;彼五色根定有漏故;是異熟識相分攝故;有漏不共必俱同境根發無漏識,理不相應故;此二於境明、昧異故。

The eye-, ear-, and body-consciousnesses, spanning two realms and two stages, and the nose- and tongue-consciousnesses, confined to a single realm and stage, mutually serve as this condition only among their own kind; the same should be understood to hold for their relationship as wholesome and the rest.

One view holds: the five sense-consciousnesses' contaminated and uncontaminated instances mutually serve as this condition among their own kind, since, before buddhahood is attained, they are capable of mutually arising. Another view holds: an uncontaminated instance can arise following a contaminated one, but a contaminated instance can never arise following an uncontaminated one — since the uncontaminated five sense-consciousnesses are absent only in the case of a buddha; since those five physical sense faculties are necessarily contaminated; since these are themselves included within the ripening consciousness's perceived aspect; since a contaminated, unshared faculty, and its correspondingly-objected uncontaminated consciousness produced together, would not accord with reason; and since these two differ in the clarity or obscurity of their respective objects.

The Condition of Objective Support 釋「所緣緣」

Chinese Source

三、所緣緣:謂若有法是帶己相心或相應所慮、所託。此體有二:一、親;二、疎。若與能緣體不相離,是見分等內所慮託,應知彼是親所緣緣;若與能緣體雖相離,為質能起內所慮託,應知彼是疎所緣緣。親所緣緣能緣皆有,離內所慮託必不生故。疎所緣緣能緣或有,離外所慮託亦得生故。

Ru-Yi Translation

Third, the condition of the objective support: whatever dharma bears the mind's own aspect, and is reflected upon and relied upon by the mind or its associated factors. This has two aspects: direct, and indirect. Whatever is not separate in essence from the perceiving consciousness — the inwardly reflected-upon, relied-upon perceiving aspect and the rest — should be understood as the direct condition of objective support; whatever is separate in essence from the perceiving consciousness, yet serves as the underlying basis capable of giving rise to that inward reflection and reliance, should be understood as the indirect condition of objective support. Every perceiving consciousness necessarily has the direct condition of objective support, since it certainly cannot arise apart from an inward object of reflection and reliance. A perceiving consciousness may or may not have the indirect condition of objective support, since it can also arise without an external object of reflection and reliance.

第八心品:有義:唯有親所緣緣,隨業因力任運變故。有義:亦定有疎所緣緣,要仗他變質自方變故。有義:二說俱不應理。自、他身、土可互受用,他所變者為自質故。自種於他無受用理,他變為此不應理故,非諸有情種皆等故,應說此品疎所緣緣,一切位中有、無不定。第七心品未轉依位是俱生故,必仗外質,故亦定有疎所緣緣;已轉依位此非定有,緣真如等無外質故。

As for the eighth consciousness: one view holds that it has only the direct condition of objective support, since it transforms spontaneously according to the power of karmic causes. Another view holds that it also necessarily has the indirect condition of objective support, since it must rely on another's transformed underlying basis before it can itself transform. Another view holds that neither of these two positions accords with reason. One's own and another's body and land can be mutually made use of, since what another has transformed can serve as one's own underlying basis; yet there is no principle by which one's own seeds could be made use of by another, since it would not accord with reason for another's transformation to serve as one's own basis, and since the seeds belonging to different sentient beings are not all equal. It should instead be said that, for this consciousness, the indirect condition of objective support is neither fixedly present nor fixedly absent across every state.

As for the seventh consciousness: prior to the transformation of its basis, it is an innate, spontaneously co-arisen affliction, and so must necessarily rely on an external underlying basis — hence it, too, necessarily has the indirect condition of objective support. After the transformation of its basis, this is not necessarily present, since it takes suchness and the like as its object, which has no external underlying basis.

第六心品行相猛利,於一切位能自在轉,所仗外質或有、或無,疎所緣緣有、無不定。前五心品未轉依位,麁、鈍、劣故,必仗外質,故亦定有疎所緣緣;已轉依位此非定有,緣過、未等,無外質故。

As for the sixth consciousness: its mode of activity is forceful and sharp, capable of operating freely across every state; the external underlying basis it relies on may be present or absent, and so the indirect condition of objective support is neither fixedly present nor fixedly absent for it. As for the first five consciousnesses: prior to the transformation of their basis, being coarse, dull, and inferior, they must necessarily rely on an external underlying basis, and so they, too, necessarily have the indirect condition of objective support; after the transformation of their basis, this is not necessarily present, since they can take the past, the future, and the like as their object, which has no external underlying basis.

The Dominant Condition, and the Twenty-Two Faculties 釋「增上緣」· 二十二根

Chinese Source

四、增上緣:謂若有法有勝勢用,能於餘法或順、或違。雖前三緣亦是增上,而今第四除彼取餘,為顯諸緣差別相故。此順、違用於四處轉:生、住、成、得四事別故。然增上用隨事雖多,而勝顯者唯二十二,應知即是二十二根。前五色根以本識等所變眼等淨色為性;男女二根,身根所攝故,即以彼少分為性;命根但依本識親種分位假立,非別有性;意根總以八識為性;五受根如應,各自受為性;信等五根即以信等及善念等而為自性。

Ru-Yi Translation

Fourth, the dominant condition: whatever dharma possesses superior power and function, capable of either favoring or opposing some other dharma. Although the first three conditions are, in fact, also instances of dominance, the present, fourth condition excludes those three and takes up only what remains, in order to display the distinct characteristics of the various conditions. This favoring or opposing function operates across four domains, corresponding to the four distinct matters of arising, abiding, accomplishing, and attaining. Although the dominant function operates across many matters, the most prominent and evident number only twenty-two — these should be understood as precisely the twenty-two faculties.

The first five, the physical faculties, take as their nature the pure form of the eye and the rest, transformed by the root consciousness. The male and female faculties, being included within the body faculty, take as their nature a portion of that very faculty. The life faculty is provisionally established with reference solely to a positional difference of the root consciousness's own direct seed, and has no separate nature of its own. The mental faculty takes, in general, all eight consciousnesses as its nature. The five feeling faculties each take their own respective feeling as their nature, as appropriate. Faith and the other four faculties take faith and the rest, and correct recollection and the like, as their own nature.

未知當知根,體位有三種:一、根本位,謂在見道,除後剎那,無所未知可當知故。二、加行位,謂煖、頂、忍、世第一法,近能引發根本位故。三、資糧位,謂從為得諦現觀故,發起決定勝善法欲,乃至未得順決擇分所有善根名資糧位,能遠資生根本位故。於此三位,信等五根、意、喜、樂、捨為此根性,加行等位於後勝法求證愁慼亦有憂根,非正善根,故多不說。

As for the faculty of "will come to know what is not yet known" — its essence has three stages: first, the fundamental stage, which refers to the path of seeing, excepting its final moment, since, at that final moment, there is no longer anything not yet known that remains to be known; second, the preparatory stage, which refers to warmth, summit, forbearance, and supreme worldly dharma, since these are capable of drawing the fundamental stage near and bringing it forth; third, the provisioning stage, which refers to the period from when one first generates a settled, superior aspiration for wholesome dharmas, in order to attain direct realization of the truths, up until one has not yet attained the wholesome roots belonging to the stage of decisive discernment — this is called the provisioning stage, since it is capable of supplying, from a distance, what gives rise to the fundamental stage.

Within these three stages, faith and the other four faculties, together with the mental faculty, joy, pleasure, and equanimity, constitute this faculty's nature; during the preparatory stage and the like, there is also, at times, a faculty of sorrow, arising from anxious concern over realizing the superior dharma still to come — but, not being a genuinely wholesome root, it is for the most part not discussed.

前三無色有此根者,有勝見道傍修得故,或二乘位迴趣大者,為證法空,地前亦起九地所攝生空無漏,彼皆菩薩,此根攝故。菩薩見道亦有此根,但說地前,以時促故。始從見道最後剎那乃至金剛喻定,所有信等無漏九根皆是已知根性。未離欲者,於上解脫求證愁慼,亦有憂根,非正善根,故多不說。諸無學位,無漏九根一切皆是具知根性。有頂雖有遊觀無漏,而不明利,非後三根。二十二根自性如是,諸餘門義,如論應知。

As for the presence of this faculty in the first three formless stages — this occurs through a superior path of seeing cultivated concurrently, or, alternatively, in the case of those from the two vehicles who turn toward the Mahāyāna: in order to realize the emptiness of dharmas, they, too, prior to reaching the grounds, give rise to the uncontaminated realization of the emptiness of self associated with the nine stages — all such practitioners being bodhisattvas, this faculty is included in their case. A bodhisattva's path of seeing, too, possesses this faculty, though the treatise speaks of it only prior to the grounds, on account of the brevity of that period.

Beginning from the path of seeing's final moment up to the vajra-like concentration, whatever uncontaminated faith and the other nine faculties are present all belong to the nature of the faculty of "having already known." One not yet free of desire, anxiously concerned over realizing the liberation still to come, also has, at times, a faculty of sorrow — but, not being a genuinely wholesome root, it is for the most part not discussed.

At every stage of one beyond training, the uncontaminated nine faculties are all, without exception, of the nature of the faculty of "complete knowledge." Though the peak of existence does possess a wandering, contemplative uncontaminated state, it is not sufficiently clear and sharp to count as any of these latter three faculties.

The twenty-two faculties' own nature is as has been explained; every remaining point of classification should be understood according to the treatise.

Reading note: The four conditions close this fascicle by generalizing a question the treatise has been circling since fascicle 2: if nothing exists apart from consciousness, how does anything actually happen? The causal condition (seeds ripening into their own results) and the condition of immediate succession (each mind-moment opening the way for the next) together explain the vertical, moment-to-moment continuity of a single mind-stream; the condition of objective support explains how a mind reaches toward its object, whether directly or by way of an external basis; and the dominant condition sweeps up everything else — every favoring or opposing influence not already covered — into a single fourth category. Between them, the four conditions are meant to be jointly exhaustive: nothing in the entire system of causation falls outside all four.

The extended, consciousness-by-consciousness breakdown of the condition of immediate succession is dense, but the underlying question threading through it is a genuinely interesting one: exactly when, and under what conditions, can a contaminated mind-moment give way to an uncontaminated one, or vice versa? The clean asymmetry that emerges — an uncontaminated moment can always follow a contaminated one, but a contaminated moment can never follow an uncontaminated one once the mirror-like wisdom has arisen — is a formal way of saying that awakening, once genuinely attained in its final form, does not backslide.

The twenty-two faculties bring this fascicle to a close by cataloguing, one more time, the raw materials of the entire path: the five physical senses, the two sex faculties, the life faculty, the mental faculty, the five feelings, the five wholesome roots beginning with faith, and the three progressively deeper faculties of "will come to know," "having already known," and "complete knowledge" that track a practitioner's progress from the path of seeing through to full awakening. It is a fitting note to end on: with the fifty-one mental factors, the eight consciousnesses' arising conditions, their non-identity, the formal proof of Consciousness-Only, and now the four conditions and twenty-two faculties all in place, the treatise has, by the end of this fascicle, assembled essentially every conceptual tool the remaining fascicles will need for the path that follows.