The Rival Doctrines Completed
The remaining eleven doctrines, and the range is wide: permanent atoms, the Jain teaching that all present suffering is the fruit of past deeds, a creator god, sacrificial killing as a road to heaven, the four kinds of philosopher who will not answer a question, materialism, annihilationism, and the nihilism that mistakes itself for the teaching of emptiness. The last three are not philosophy at all but the claims of a social order and a ritual economy — that brahmins are the highest caste by birth, that bathing in a river or keeping the vow of a dog washes away wrongdoing, and that eclipses determine whether one's undertakings succeed. Each is answered the same way, by dilemma, and several of the refutations end by stating what is true in place of what was refuted.
Where This Fascicle Picks Up
Fascicle 9 listed sixteen rival doctrines and refuted the first four completely, breaking off partway through the fifth, the doctrine of eternity. This fascicle finishes that refutation — beginning with the version of it that makes atoms permanent — and then carries the remaining eleven through to the end.
Classical text is set in the left-hand column below, our English in the right. See also this site's note on translation method, and the note on this treatise's method in fascicle 1.
1. Permanent Atoms
復次計諸極微常住論者,我今問汝,隨汝意答。汝為觀察已計極微常、為不觀察計彼常耶?若不觀察者,離慧觀察而定計常,不應道理。若言已觀察者,違諸量故,不應道理。
又汝何所欲?諸極微性為由細故計彼是常、為由與麁果物其相異故計彼常耶?若由細者,離散損減其性羸劣,而言是常,不應道理。若言由相異故者,是則極微,超過地水火風之相,不同種類相故,而言能生彼果,不應道理。又彼極微亦無異相可得,故不中理。
又汝何所欲?從諸極微所起麁物、為不異相、為異相耶?若言不異相者,由與彼因無差別故,亦應是常,是則應無因果決定。若異相者,汝意云何?為從離散極微麁物得生、為從聚集耶?若言從離散者,應一切時一切果生,是則應無因果決定。若從聚集者,汝意云何?彼麁果物從極微生時,為不過彼形質之量、為過彼量耶?若言不過彼形質量者,從形質分物生形質有分物,不應道理。若言過者,諸極微體無細分故不可分析,所生麁物亦應是常,此不中理。若復說言有諸極微本無今起者,是則計極微常,不應道理。
Now to those who hold that the finest particles are permanently abiding. I ask you; answer as you think. Do you hold the particles to be permanent after examining, or without examining? If without examining, then to settle on permanence apart from examination by wisdom does not stand to reason. If after examining, then since it contradicts every means of knowledge, it does not stand to reason.
Further: do you hold the particles permanent because of their fineness, or because their mark differs from that of coarse effects? If because of fineness, then since dispersal and diminution make their nature feeble, calling them permanent does not stand to reason. If because their mark differs, then the particles surpass the marks of earth, water, fire, and wind, and being of an unlike kind, saying they produce those effects does not stand to reason. Moreover no different mark of those particles is in fact found, so it is not sound.
Further: is the coarse thing produced from the particles of a mark not different or different? If not different, then since it has no difference from its cause it too should be permanent, and there would be no determinate cause and effect. If different, then does the coarse thing arise from dispersed particles or from assembled ones? If from dispersed ones, every effect should arise at all times, and again there would be no determinate cause and effect. If from assembled ones, then when the coarse effect arises from the particles, does it exceed their bulk or not? If it does not exceed it, then a thing having parts of bulk arising from things that are parts of bulk does not stand to reason. If it does exceed it, then since the substance of a particle has no fine parts and cannot be analyzed, the coarse thing produced should likewise be permanent — which is not sound. And if you say instead that some particles formerly did not exist and now arise, then holding particles to be permanent does not stand to reason.
The opening dilemma is a trap that any doctrine claiming certainty walks into. Either the atomist has examined the matter or he has not. If he has not, his conviction is unexamined; if he has, then his conclusion must answer to the means of knowledge — perception, inference, testimony — and no atom is perceived, no valid inference reaches one, and no reliable authority attests one. The dilemma is quite general and could be turned on any of the sixteen.
The argument about bulk is the technical heart. If a coarse object does not exceed the extent of the particles composing it, then something with spatial parts has been produced by things that are themselves spatial parts, and the atom's partlessness is lost. If it does exceed them, then something has appeared that was not in the parts, and the whole apparatus is unnecessary. This is the same problem the Viṃśatikā presses, and the same one fascicle 5 avoided in advance by denying that coarse form is assembled from particles at all.
2. What Permanence Would Actually Require
又汝何所欲?彼諸極微造作麁物,為如種子等、為如陶師等耶?若言如種子等者,應如種子體是無常。若言如陶師等者,彼諸極微應有思慮,如陶師等。若言不如種等及陶師等者,是則相似喻不可得故,不應道理。
又汝意云何?諸外物起,為由有情、為不爾耶?若言由有情者,彼外麁物由有情生,所依細物不由有情,不應道理,誰能於彼制其功能?若言不由有情者,是則無用而外物生,不應道理。
如是隨念諸蘊及眾生故、由一境界一切識流不斷絕故、由想及受變異不變異故,計彼前際及計後際常住論者,不應道理。又由觀察不觀察故、由共相故、由自相故、由造作故、根本所用故,極微常論不應道理。是故計常論者,非如理說。
復次我今當說常住之相,若一切時無變異相、若一切種無變異相、若自然無變異相、若由他亦無變異相、又無生相,當知是常住相。
Further: in producing coarse things, are those particles like seeds and the rest, or like a potter and the rest? If like seeds, then like a seed their substance must be impermanent. If like a potter, then those particles must have deliberation, as a potter does. If you say they are like neither seeds nor a potter, then since no comparable example can be found, it does not stand to reason.
Further: do outer things arise on account of sentient beings, or not? If on account of beings, then for the outer coarse thing to be produced on account of beings while the fine thing it rests on is not so produced does not stand to reason — who could restrict its capacity in that way? If not on account of beings, then outer things arise to no purpose, which does not stand to reason.
Thus by recollecting the aggregates and beings, by the unbroken flow of all consciousnesses from a single object, and by perception and feeling being altered or unaltered, the doctrines of eternity reckoned from the prior and later limits do not stand to reason. And by examining or not examining, by the general mark, by the own mark, by production, and by what the root is used for, the doctrine of permanent particles does not stand to reason. Therefore the doctrine of eternity is not stated in accordance with reason.
Now I shall state the mark of what is permanently abiding: what has the mark of not altering at all times; of not altering in any manner; of not altering of itself; of not altering by another; and what has no mark of arising — this should be known as the mark of permanent abiding.
The seed-or-potter dilemma is the standard Indian frame for causal explanation: causes are either material, like a seed becoming a sprout, or efficient and intelligent, like a potter shaping a pot. A material cause changes into its effect and is therefore impermanent. An efficient cause deliberates. The atomist wants an unchanging, unthinking cause, and there is no third model.
The definition of permanence at the close is the constructive companion to the refutation, and it is severe: not altering at any time, in any manner, of itself, or through anything else, and never having arisen. Five conditions, and the fifth alone excludes every candidate the opponents have proposed. It is worth noting what in this system does satisfy them — suchness and the transformation of the basis, which fascicle 8 said has 常住相, the mark of permanent abiding, precisely because it is 無眾相, without the manifold marks.
3. All Suffering Comes from Past Action
The sixth doctrine is Jain, and Asaṅga sets out its position by glossing the canonical formula clause by clause — the same method he used on the Buddha's own formulas in earlier fascicles.
皆宿作因論者,謂如有一,若沙門若婆羅門,起如是見,立如是論,廣說如經。凡諸世間士夫所受者,謂現所受苦,皆由宿作為因者,謂由宿惡為因。由勤精進吐舊業故者,謂由現法極自苦行。現在新業由不作因之所害故者,謂諸不善業。如是於後不復有漏者,謂一向是善性,故說後無漏。由無漏故業盡者,謂諸惡業。由業盡故苦盡者,謂宿因所感及現法方便所招苦惱。由苦盡故得證苦邊者,謂證餘生相續苦盡。謂無繫外道作如是計。
問:何因緣故,彼諸外道起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。由見現法所作功用不決定故。所以者何?彼見世間雖具正方便而招於苦、雖具邪方便而致於樂。彼如是思:若由現法所作功用為彼因者,彼應顛倒。由彼所見非顛倒故,是故彼皆以宿作為因。由此理故,彼起如是見立如是論。
The doctrine that everything is caused by past action: some ascetic or brahmin gives rise to this view and sets up this doctrine, expounded at length in the scriptures. "Whatever a person in the world undergoes" means the suffering presently undergone. "Is all caused by past action" means caused by past evil deeds. "Because by diligent exertion one vomits out the old karma" means by extreme self-mortification in the present life. "Because present new karma is destroyed by not making its cause" refers to unwholesome deeds. "Thus hereafter there is no more outflow" means that it is entirely wholesome in nature, and so is called free of outflow hereafter. "Because free of outflow, karma is exhausted" refers to evil karma. "Because karma is exhausted, suffering is exhausted" means the anguish brought about by past causes and by present exertion. "Because suffering is exhausted, one realizes the end of suffering" means realizing the exhaustion of the suffering that continues into further lives. The unfettered outsiders hold this.
Question: for what reason do those outsiders give rise to this view? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation, reasons from seeing that the exertion made in the present life is not determinative. Why? Because he sees that in the world people who employ right means meet with suffering, and people who employ wrong means arrive at happiness. He thinks: if the exertion made in the present life were the cause, then it would be inverted. And since what he sees is not inverted, therefore everything has past action as its cause. By this reasoning they give rise to this view and set up this doctrine.
The Jain argument deserves respect and gets it. It starts from the same observation that troubles everyone: the good suffer and the wicked prosper. If present effort determined outcomes, effort would visibly pay — and it visibly does not. So the determining factor must lie in the past. This is an inference from the manifest injustice of the world to a hidden causal history, and it is a serious response to a real problem.
The word 無繫, "unfettered," renders nirgrantha, the term the Jains used of themselves. And the glossed formula is the practical program that follows from the doctrine: past karma must be burned off by austerity, and no new karma must be made. This is why the Jain path is one of extreme self-mortification — it follows rigorously from the premise.
4. The Refutation, and the True Account of Causes
今應問彼,汝何所欲?現法方便所招之苦,為用宿作為因、為用現法方便為因?若用宿作為因者,汝先所說由勤精進吐舊業故,現在新業由不作因之所害故,如是於後不復有漏,乃至廣說,不應道理。若用現法方便為因者,汝先所說凡諸世間士夫所受,皆由宿作為因,不應道理。
如是現法方便苦宿作為因故、現法功用為因故,皆不應道理,是故此論非如理說。
復次我今當說如實因相,或有諸苦唯用宿作為因。謂如有一,自業增上力故生諸惡趣、或於貧賤家生、或有苦等雜因所生。謂如有一,因邪事王,不獲樂果而反致苦。如事於王,如是由諸言說商賈等業、由事農業、由劫盜業、或於他有情作損害事,若有福者,獲得富樂;若無福者,雖設功用而無果遂。或復有法純由現在功用因得如新所造引餘有業,或聽聞正法於法覺悟、或復發起威儀業路、或復修學工巧業處,如是等類唯因現在方便功用。
Now ask them: what do you hold? Is the suffering brought about by present exertion caused by past action, or caused by present exertion? If caused by past action, then your earlier statement — that by diligent exertion one vomits out the old karma, that present new karma is destroyed by not making its cause, and that thus hereafter there is no more outflow, and so on at length — does not stand to reason. If caused by present exertion, then your earlier statement that whatever a person in the world undergoes is all caused by past action does not stand to reason.
Thus, whether the suffering of present exertion is caused by past action or by present exertion, it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
Now I shall state the true account of causes. Some sufferings have past action alone as their cause: as when someone, through the dominant force of his own karma, is born in the evil destinies, or born into a poor and low family; or is born with suffering from mixed causes. Or as when someone, through wrongly serving a king, gains no pleasant result but instead meets with suffering. As with serving a king, so with the occupations of speech, of trade, of farming, of robbery, or of doing harm to other beings: one who has merit obtains wealth and pleasure, while one who lacks it applies effort and achieves no result. And some things are obtained purely from present exertion as their cause — as when what is newly done draws on other karma of existence; or when one hears the true Dharma and awakens to it; or gives rise to the courses of deportment; or trains in a craft. Such things are caused only by present application and exertion.
The refutation is a single question, and it exposes an internal contradiction rather than an external one. The Jain program requires present austerity to burn off past karma — that is, present exertion producing present suffering to a purpose. But the doctrine says all present suffering comes from past action. So the suffering of austerity either is caused by past karma, in which case the practice is not doing what it claims, or it is caused by present effort, in which case the universal claim is false. The doctrine cannot accommodate its own practice.
The constructive account that follows is the more valuable half, because it refuses both extremes. Some suffering does come from past action alone — birth in a low family, birth in the evil destinies. Some outcomes depend on both: whether trade or farming or service to a king prospers depends on merit, so that a person without it 雖設功用而無果遂, applies effort and achieves nothing. And some things come from present effort alone — hearing the Dharma and awakening to it, acquiring good deportment, learning a craft. It is a genuinely mixed causal picture, and its last category is the one that matters for practice: awakening is listed among what present exertion alone accomplishes.
Note the flat inclusion of 劫盜業, the occupation of robbery, in a list beside trade and farming. The claim being made is about merit and outcome, not about the morality of the trade; a robber with merit prospers. Asaṅga does not soften the observation.
5. A Creator God
The seventh doctrine gets its own summary verse — the only refutation in the sixteen to be given one — and the reason people arrive at it is stated with unusual sympathy.
自在等作者論者,謂如有一,若沙門若婆羅門,起如是見立如是論:凡諸世間士夫所受,彼一切或以自在變化為因、或餘丈夫變化為因,諸如是等。謂說自在等不平等因論者作如是計。
問:何因緣故,彼諸外道起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。彼由現見於因果中,世間有情不隨意轉,故作此計。所以者何?現見世間有情,於彼因時欲修淨業,不遂本心反更為惡;於彼果時願生善趣,不遂本心反墮惡趣;意為受樂,不遂所欲反受諸苦。由見如是故,彼作是思:世間諸物必應別有作者生者及變化者為彼物父,謂自在天,或復其餘。
今當問彼,嗢柁南曰:
功能無體性, 攝不攝相違,
有用及無用, 為因成過失。
The doctrine of a Lord and other such makers: some ascetic or brahmin gives rise to this view and sets up this doctrine — that whatever a person in the world undergoes is all caused by the transformative power of a Lord, or by the transformative power of some other great being, and the like. Those who assert a Lord and other unequal causes hold this.
Question: for what reason do those outsiders give rise to this view? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation, makes this supposition because he plainly sees that in the matter of causes and effects, beings in the world do not turn as they wish. Why? Because he plainly sees that when it comes to causes, beings wish to cultivate pure karma and, failing to follow their own hearts, do evil instead; and when it comes to effects, they vow to be born in a good destiny and, failing to follow their own hearts, fall into an evil one instead; and intending to receive pleasure, they do not obtain what they wish but undergo sufferings instead. Seeing this, he thinks: there must be some separate maker, producer, and transformer of the things of the world, a father to them — namely Maheśvara, or some other.
Now ask them. Summary verse:
The capacity has no substance;
included or not included, both are contradictory;
whether it has a use or has none;
and taken as cause, faults follow.
The account of why people believe in a creator is the most humane passage in these two fascicles, and it is not about cosmology. It is about the experience of not being able to do what one intends: wanting to act well and acting badly; vowing a good rebirth and getting a bad one; wanting to be happy and suffering. The conclusion drawn is that some other will must be operating, since one's own so plainly is not. Asaṅga's summary of the theist's motive is that beings 不隨意轉, do not turn as they wish.
The phrase 不平等因, "unequal cause," is the technical name for this class of doctrine, and it is precise: a cause not proportionate to its effect, a single agent producing an endlessly various world. Theism is classified not as the error of believing in a god — the treatise believes in gods — but as the error of assigning to one being a causal role nothing could fill.
6. The Refutation of a Creator
論曰:汝何所欲?大自在天變化功能為用,業方便為因、為無因耶?若用業方便為因者,唯此功能用業方便為因,非餘世間,不應道理。若無因者,唯此功能無因,非世間物,不應道理。
又汝何所欲?此大自在,為墮世間攝、為不攝耶?若言攝者,此大自在即同世法,而能遍生世間,不應道理。若不攝者,即是解脫,而言能生世間,不應道理。
又汝何所欲?為須用故變生世間、為不須用耶?若須用者,是則於彼須用無有自在,而於世間有自在者,不應道理。若不須用者,無有所須而生世間,不應道理。
又汝何所欲?此所出生,為唯大自在為因、為亦取餘因耶?若唯大自在為因者,是則若時有大自在是時即有出生,若時有出生是時即有大自在,而言出生用大自在為因者,不應道理。若言亦取餘因者,此為唯取樂欲為因、為除樂欲更取餘因?若唯取樂欲為因者,此樂欲,為唯取大自在為因、為取餘因耶?若唯大自在為因者,若時有大自在是時即有樂欲,若時有樂欲是時即有大自在,便應無始常有出生,此亦不應道理。若言亦取餘因者,此因不可得故,不應道理。又於彼欲無有自在,而言於世間物有自在者,不應道理。
如是由功能故、攝不攝故、用無用故、為因性故,皆不應道理,是故此論非如理說。
The exposition: what do you hold? Is Maheśvara's transformative capacity caused by karma and means, or without a cause? If caused by karma and means, then that this capacity alone should be so caused while the rest of the world is not does not stand to reason. If without a cause, then that this capacity alone should be uncaused while the things of the world are not does not stand to reason.
Further: is this Maheśvara included within the world or not included? If included, then he is the same as worldly things, and his producing the whole world does not stand to reason. If not included, then he is liberated, and saying that he produces the world does not stand to reason.
Further: does he transform and produce the world because he needs to, or without needing to? If because he needs to, then he has no mastery over that need, and saying that he has mastery over the world does not stand to reason. If without needing to, then producing the world with no need to do so does not stand to reason.
Further: is what is produced caused by Maheśvara alone, or does it also take other causes? If by Maheśvara alone, then whenever Maheśvara exists production exists, and whenever production exists Maheśvara exists — and saying that production takes Maheśvara as its cause does not stand to reason. If it also takes other causes, then does it take only his wish as cause, or some further cause besides? If only his wish, then does that wish take Maheśvara alone as its cause or some other? If Maheśvara alone, then whenever Maheśvara exists the wish exists and whenever the wish exists Maheśvara exists, and production would be beginningless and constant — which does not stand to reason. If it takes some other cause, then since that cause cannot be found, it does not stand to reason. And having no mastery over his own wish, saying that he has mastery over the things of the world does not stand to reason.
Thus by his capacity, by inclusion and non-inclusion, by need and no need, and by being a cause — none of it stands to reason; therefore this doctrine is not stated in accordance with reason.
The second and fourth dilemmas are the strongest. If the Lord belongs to the world, he is a worldly thing and cannot have produced the whole of it, himself included. If he does not, then he is 解脫, liberated — outside the conditioned altogether — and a liberated being does not act within the world. Every version of a transcendent creator falls into one horn or the other.
The fourth dilemma turns on simultaneity, and its logic is worth following. If the Lord alone causes the world, then since he always exists, the world always exists; cause and effect are permanently coincident, and nothing has been explained by calling one the cause. The theist's natural reply — that the Lord's wish is the additional factor — is then pressed one step further, and the same simultaneity problem reappears for the wish. The final line lands where the whole argument has been heading: 於彼欲無有自在, he has no mastery over his own wish, and yet is said to be master of the world. The name Maheśvara means "great lord," and the argument shows that whatever explains the timing of creation is the real lord.
7. Killing as a Road to Heaven
The eighth doctrine is the only one Asaṅga declines to credit with any reasoning at all — and he says plainly what he thinks produced it.
執害為正法論者,謂如有一,若沙門若婆羅門,起如是見立如是論:若於彼祠中呪術為先害諸生命,若能祀者、若所害者、若諸助伴,彼一切皆得生天。
問:何因緣故,彼諸外道起如是見立如是論?答:此違理論,諂誑所起,不由觀察道理建立。然於諍競惡劫起時,諸婆羅門違越古昔婆羅門法,為欲食肉妄起此計。
又應問彼,汝何所欲?此呪術方為是法自體、為是非法自體?若是法自體者,離彼殺生不能感得自所愛果,轉彼非法以為正法,不應道理。若是非法自體者,自是不愛果法,而能轉餘不愛果法者,不應道理。
如是破已。復有救言:如世間毒,呪術所攝不能為害,當知此呪術方亦復如是。今應問彼,汝何所欲?如呪術方能息外毒,亦能息內貪瞋癡毒,為不爾耶?若能息者,無處無時無有一人貪瞋癡等靜息可得,故不中理。若不能靜息者,汝先所說如呪術方能息外毒亦能息除非法業者,不應道理。
The doctrine that harming is the true Dharma: some ascetic or brahmin gives rise to this view and sets up this doctrine — that if in a sacrifice living creatures are killed with spells recited beforehand, then the sacrificer, the creatures killed, and all the assistants are alike reborn in heaven.
Question: for what reason do those outsiders give rise to this view? Answer: this is a doctrine contrary to reason, arisen from flattery and deceit, and not established by examining any principle. Rather, when the evil aeon of strife arose, brahmins transgressed the brahmin law of former times and, wanting to eat meat, falsely set up this supposition.
Ask them further: is this spell-technique of the nature of Dharma or of the nature of non-Dharma? If of the nature of Dharma, then since apart from that killing it cannot bring about the result they want, turning that non-Dharma into true Dharma does not stand to reason. If of the nature of non-Dharma, then being itself a thing of unwelcome result, its turning some other thing of unwelcome result does not stand to reason.
Having been refuted thus, they reply: as poison in the world, when taken up by a spell, cannot do harm, so it should be understood of this spell-technique. Now ask them: as the spell-technique can quell outer poison, can it also quell the inner poisons of craving, hatred, and delusion, or not? If it can, then there is nowhere and no time and no single person in whom craving, hatred, and delusion are found quelled — so it is not sound. If it cannot, then your earlier statement that as a spell quells outer poison it also removes unlawful deeds does not stand to reason.
Asaṅga's answer to the standard question "for what reason do they hold this?" breaks the pattern of the entire chapter. Every other doctrine is credited with scripture and reasoning. This one is given neither: it is 諂誑所起, arisen from flattery and deceit, and the motive named is 為欲食肉, wanting to eat meat. He also dates it — brahmins of the present degenerate age transgressing the law of the brahmins of former times. The polemic is against a corruption, and it explicitly grants that older brahmin practice was better.
The opponents' rejoinder about poison is a real and rather good analogy, and the counter is sharper still. If spells can neutralize what is harmful, let them neutralize the three poisons — and manifestly they do not, since no one anywhere has had craving, hatred, and delusion quelled by an incantation. The argument turns the analogy's own vocabulary, 毒, poison, from the outer sense to the inner one.
8. Further Refutation, and What Marks Something as Not Dharma
又汝何所欲?此呪術方,為遍一切、為不遍耶?若言遍者,自所愛親不先用祀者,不應道理。若不遍者,此呪功能便非決定,不應道理。
又汝何所欲?此呪功能,為但轉因亦轉果耶?若但轉因者,於果無能,不應道理。若亦轉果者,應如轉變,即令羊等成可愛妙色,然捨羊等身已方取天身,不應道理。
又汝何所欲?造呪術者,為有力能及悲愍不?若言有者,離殺彼命不能將彼往生天上,不應道理。若言無者,彼所造呪能有所辦,不應道理。
如是由因故、譬喻故、不決定故、於果無能故、呪術者故,不應道理,是故此論非如理說。
又我今說非法之相。若業損他而不治現過,是名非法。又若業諸修道者,共知此業感不愛果。又若業,一切智者決定說為不善。又若業,自所不欲。又若業,染心所起。又若業,待邪呪術方備功驗。又若業,自性無記。諸如是等,皆非法相。
Further: does this spell-technique extend to everything, or not? If it extends to everything, then not using one's own beloved kin as the first sacrifice does not stand to reason. If it does not, then the spell's capacity is not determinate, which does not stand to reason.
Further: does the spell's capacity turn only the cause, or the effect as well? If only the cause, then it has no power over the effect, which does not stand to reason. If the effect as well, then as with any transformation it should make the goat and the rest into a lovely and excellent form on the spot; but that they take a heavenly body only after abandoning the body of a goat does not stand to reason.
Further: does the maker of the spell have both the power and compassion, or not? If he has them, then his being unable to bring them to heaven without killing them does not stand to reason. If he has not, then that the spell he made can accomplish anything does not stand to reason.
Thus by cause, by the analogy, by indeterminacy, by having no power over the effect, and by the maker of the spell — it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
Now I shall state the marks of what is not Dharma. A deed that injures another and does not remedy a present fault is not Dharma. A deed that those who cultivate the path commonly know to bring an unwelcome result. A deed that all the wise definitely declare unwholesome. A deed one does not want done to oneself. A deed arisen from a defiled mind. A deed that requires a false spell before it will work. A deed whose own nature is morally neutral. All such things are marks of what is not Dharma.
The first dilemma is the one that would land in an actual argument. If the spell really sends its victim to heaven, then the sacrificer should begin with the people he loves most. Nobody does. The practice is therefore not believed by its own practitioners in the way they claim to believe it — a point made without indignation, purely as an inference from behavior.
The seven marks of what is not Dharma at the close are the constructive residue, and one of them is a version of the golden rule stated in four characters: 自所不欲, what one does not want for oneself. Another is sociological — a deed that 待邪呪術方備功驗, needs a false spell before it will work. If an act requires ritual machinery to produce its supposed benefit, that is itself evidence against it. And the last is the subtlest: an act whose own nature is morally neutral. Killing a goat is not made good by the intention attached to it, because the act carries no goodness of its own for the intention to activate.
9. The Finite and the Infinite; The Four Evaders
邊無邊論者,謂如有一,若沙門若婆羅門,依止世間諸靜慮故,於彼世間住有邊想、無邊想、俱想不俱想,廣說如經。是故起如是見立如是論:世間有邊、世間無邊、世間亦有邊亦無邊、世間非有邊非無邊。當知此中已說因緣及能計者。
是中若依斷邊際求世邊時,若憶念壞劫,即於世間起有邊想。若憶念成劫,即於世間起無邊想。若依方域周廣求世邊時,若下過無間更無所得,上過第四靜慮更無所得,傍一切處不得邊際。爾時即於上下起有邊想,於傍處所起無邊想。若為治此執,依於異文義無差別,即於世間起非有邊想、非無邊想。
今應問彼,汝何所欲?從前壞劫已來,為更有世間生起、為無起耶?若言有者,汝計世間有邊,不應道理。若言無者,汝今依此世間而住念世間邊,不應道理。如是從彼來有故、從彼來無故,皆不應道理,是故此論非如理說。
The doctrine of the finite and the infinite: some ascetic or brahmin, relying on the worldly absorptions, dwells with respect to that world in the perception of a limit, of no limit, of both, or of neither, expounded at length in the scriptures. Hence he gives rise to this view: that the world is finite, that it is infinite, that it is both, that it is neither. The causes and the holders of these views have been stated there.
Here, when one seeks the world's limit by way of a terminal boundary: recollecting the aeon of destruction, one gives rise to the perception that the world is finite; recollecting the aeon of formation, to the perception that it is infinite. When one seeks the world's limit by way of spatial extent: below, passing the Avīci hell, nothing further is found; above, passing the fourth absorption, nothing further is found; and to the sides, no limit is found anywhere. Then with respect to above and below one gives rise to the perception of a limit, and with respect to the sides, of no limit. And if, in order to counteract that, one relies on a difference of wording with no difference of meaning, one gives rise to the perception that the world is neither finite nor infinite.
Now ask them: since the former aeon of destruction, has any further world arisen, or not? If you say it has, then your reckoning the world finite does not stand to reason. If you say it has not, then your presently dwelling in this world and recollecting the world's limit does not stand to reason. Thus whether a world has come from there or has not, it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
The account of the spatial version is a fine piece of description: a meditator with the divine eye searches down and finds bottom at Avīci, searches up and finds a ceiling above the fourth absorption, and searches sideways and never finds an edge. Both perceptions are accurate reports of what was seen; the error is in concluding that the world therefore is finite one way and infinite another. This is the third time in these two fascicles that a rival doctrine has been traced to a genuine meditative experience wrongly interpreted.
The refutation is very short and it is an argument from performative inconsistency. The eternalist-of-limits recollects an aeon of destruction. Fine: has a world arisen since? He is standing in one. If a world arose after that boundary, the boundary was not a limit; and if none arose, he is not here to remember it.
10. Four Kinds of Evader
The tenth doctrine is not a position but a refusal to take one, and Asaṅga sorts its practitioners by what each is actually afraid of.
不死矯亂論者,謂四種不死矯亂外道,如經廣說應知。彼諸外道,若有人來依世間道問善不善、依出世道問苦集滅道,爾時便自稱言:我是不死亂者,隨於處所依不死淨天不亂詰問,即於彼所問以言矯亂,或託餘事方便避之、或但隨問者言詞而轉。
是中第一不死亂者覺未開悟,第二於所證法起增上慢,第三覺已開悟而未決定,第四羸劣愚鈍。又復第一怖畏妄語及怖畏他人,知其無智故,不分明答言我無所知。第二於自所證未得無畏,懼他詰問怖畏妄語、怖畏邪見故,不分明說我有所證。第三怖畏邪見、怖畏妄語,懼他詰問故,不分明說我不決定。如是三種,假託餘事以言矯亂。第四唯懼他詰問,於世間道及出世道皆不了達,於世文字亦不善知,而不分明說言我是愚鈍都無所了,但反問彼,隨彼言詞而轉以矯亂。彼此四種論發起因緣及能計者,并破彼執,皆如經說。
由彼外道多怖畏故,依此見住:若有人來有所詰問,即以諂曲而行矯亂。當知此見是惡見攝,是故此論非如理說。
The doctrine of undying evasion: the four kinds of outsider who evade by appeal to the undying, expounded at length in the scriptures. When someone comes and asks them, by way of the worldly path, about the wholesome and the unwholesome, or by way of the transcendent path, about suffering, origin, cessation, and the path, they then declare: "I am one who does not become confused about the undying" — and wherever they are, relying on the pure gods of the undying, they claim not to be confused by cross-examination, while in fact evading the question with words, either putting it off by some other matter or merely echoing the questioner's own phrasing.
Of these, the first evader has not yet awakened in understanding; the second has overestimated what he has realized; the third has awakened but is not yet settled; the fourth is feeble and dull. Further, the first fears speaking falsely and fears others, knowing he has no knowledge, and so does not plainly answer "I know nothing." The second has not attained fearlessness about what he has realized, and dreading cross-examination, fearing to speak falsely and fearing wrong view, does not plainly say "I have realized something." The third fears wrong view and fears speaking falsely, and dreading cross-examination, does not plainly say "I am not settled." These three put the matter off by some other subject and evade with words. The fourth fears only cross-examination; he understands neither the worldly nor the transcendent path, and is not even well versed in ordinary letters, and yet does not plainly say "I am dull and understand nothing" — he merely puts the question back and echoes the other's words in evasion. The causes of these four doctrines, those who hold them, and the refutation of their positions are all as stated in the scriptures.
Because those outsiders are full of fears, they abide in this view: if anyone comes and cross-examines them, they evade by flattery and crookedness. This view should be known as comprised among the evil views; therefore this doctrine is not stated in accordance with reason.
These are the "eel-wrigglers" of the early discourses, and the analysis here is psychological rather than logical, because there is no position to refute. Each of the four is doing the same thing — refusing to answer — and each has a different honest sentence available that he will not say: I know nothing; I have realized something; I am not sure; I am dull and understand nothing. The fault is not ignorance, uncertainty, or dullness, all of which are stated here without contempt. It is the unwillingness to say so.
The second evader is the one worth dwelling on, because he is the only one who has attained something. He has realized a little, overestimates it, and cannot bear examination — 於自所證未得無畏, he has not attained fearlessness about what he has realized. That phrase is a deliberate echo of the four fearlessnesses of a buddha in fascicle 4, each of which was defined as seeing rightly that a challenge has no ground. Here is the exact opposite: someone whose position may even be true, who evades because he cannot see that it would hold.
11. No Cause at All
無因見論者,謂依止靜慮及不正思惟建立二種,如經廣說應知。
問:何因緣故,彼諸外道依不正思惟起如是見立如是論:我及世間無因而起。答:略而言之,見不相續以為先故,諸內外事無量差別種種生起。或復有時見諸因緣空無果報,謂見世間無有因緣。或時欻爾大風卒起,於一時間寂然止息。或時忽爾暴河彌漫,於一時間宛然空竭。或時欝爾果木敷榮,於一時間颯然衰悴。由如是故,起無因見立無因論。
今應問彼,汝宿住念,為念無體、為念自我?若念無體者,無體之法未曾串習,未曾經識而能隨念,不應道理。若念自我者,而計我先無後欻然生,不應道理。
又汝何所欲?一切世間內外諸物種種生起,或欻然而起,為無因耶?為有因耶?若無因者,種種生起、欻然而起忽復不生,不應道理。若有因者,汝計我及世間無因而生,不應道理。如是念無體故、念自我故、內外諸物不由因緣種種異故、由彼因緣種種異故,不應道理,是故此論非如理說。
The view of no cause: established in two ways, by reliance on absorption and by improper reflection, expounded at length in the scriptures.
Question: for what reason do those outsiders, by improper reflection, give rise to the view that the self and the world arise without a cause? Answer: in brief, because they see discontinuity first, and then inner and outer things arising in measurelessly various ways. Or because at times they see causes and conditions empty of any fruit, and so see the world as having no causes and conditions. Or because at times a great wind suddenly springs up and then in a moment falls silent and still. Or a violent river suddenly floods and then in a moment is plainly dry. Or fruit trees suddenly flourish and then in a moment wither away. On such grounds they give rise to the view of no cause and set up the doctrine of no cause.
Now ask them: in your recollection of former abodes, do you recollect something without substance, or do you recollect your own self? If you recollect something without substance, then a thing without substance, never having been habituated to and never having been cognized, being able to be recollected does not stand to reason. If you recollect your own self, then reckoning that the self formerly did not exist and afterward suddenly arose does not stand to reason.
Further: do the various inner and outer things of the world, arising in various ways or arising suddenly, arise without a cause or with one? If without a cause, then arising in various ways and arising suddenly, and then suddenly not arising, does not stand to reason. If with a cause, then your reckoning that the self and the world arise without a cause does not stand to reason. Thus by recollecting what has no substance, by recollecting one's own self, by inner and outer things being various without depending on causes and conditions, and by their being various through those causes and conditions — it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
The three images given as the causeless view's evidence are unusually vivid for this treatise, and they are well chosen: a great wind that springs up and drops to silence; a river in flood that is suddenly dry; fruit trees that flourish and abruptly wither. Each is a case where something dramatic happens with no visible cause and then stops with no visible cause. The doctrine is an inference from the ordinary experience of things happening for no apparent reason.
The refutation's second half is very neat. If things arise without a cause, then nothing explains why they arise sometimes — 忽復不生, and then suddenly do not. Genuine causelessness would produce either everything always or nothing ever. The very irregularity that suggested no cause is what requires one.
12. Annihilation
斷見論者,謂如有一,若沙門若婆羅門,起如是見立如是論:乃至我有麁色四大所造之身,住持未壞,爾時有病有癰有箭。若我死後斷壞無有,爾時我善斷滅。如是欲廛諸天、色廛諸天、無色空處所攝乃至非想非非想處所攝,廣說如經。謂說七種斷見論者作如是計。
問:何因緣故,彼諸外道起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。彼如是思:若我死後復有身者,應不作業而得異熟;若我體性一切永無,是則所受業果亦應無有。觀此二種理俱不可,是故起如是見立如是論:我身死已斷滅無有,猶如瓦石。若一破已不可還合,彼亦如是應知。
今應問彼,汝何所欲?為蘊斷滅、為我斷耶?若言蘊斷滅者,蘊體無常,因果展轉生起不絕,而言斷滅,不應道理。若我斷者,汝先所說麁色四大所造之身,有病有癰有箭,欲廛諸天、色廛諸天、無色空處所攝乃至非想非非想處所攝,不應道理。如是若蘊斷滅、若我斷滅,皆不應理,是故此論非如理說。
The view of annihilation: some ascetic or brahmin gives rise to this view — that so long as I have this body of coarse form derived from the four great elements, sustained and not yet broken up, there is sickness, there is an abscess, there is an arrow; and when after death I am cut off and do not exist, then I am well and truly annihilated. And so likewise of the gods of the realm of desire, the gods of the realm of form, and what is comprised in the formless sphere of space up to the sphere of neither-perception-nor-non-perception, expounded at length in the scriptures. Those who state the seven kinds of annihilationism hold this.
Question: for what reason do those outsiders give rise to this view? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation, thinks thus: if after death I have a body again, then I should obtain a ripened result without having done the deed; and if my substance is entirely and permanently non-existent, then the fruits of karma undergone should also not exist. Seeing that neither of these two is possible, he gives rise to this view: that once my body has died it is cut off and does not exist, like a potsherd — as one that has been broken cannot be joined again, so it is with this.
Now ask them: are the aggregates annihilated, or is a self annihilated? If the aggregates, then since the substance of the aggregates is impermanent and cause and effect arise in unbroken succession, calling that annihilation does not stand to reason. If a self, then your earlier statement about the body of coarse form derived from the four great elements, with sickness, abscess, and arrow, and about the gods of the realms of desire and form and what is comprised in the formless spheres, does not stand to reason.
The annihilationist's reasoning is an honest attempt to escape a real dilemma, and it deserves the sympathy Asaṅga's presentation gives it. If I survive death, I get results for deeds I did not do — since the person after death is not the person who acted. If I do not survive at all, karmic fruit is impossible. Neither works, so he takes the second horn and accepts that karma is an illusion. The doctrine is the price of taking the identity problem seriously.
The refutation exploits a tension in the position's own statement. The annihilationist speaks of the body, of sickness and abscess and arrow, of gods in the various realms — all of which are aggregates. So when he says annihilation, is he talking about aggregates or about a self? If aggregates, they do not get annihilated; they cease and produce successors, which is not annihilation but succession. If a self, then everything he said about bodies and gods was beside the point. He has described aggregates and drawn a conclusion about a self.
13. The View of Emptiness: How It Arises
The thirteenth doctrine is nihilism, and its presentation is the longest in this fascicle — because Asaṅga takes seriously the question of what a person could observe that would lead them there.
空見論者,謂如有一,若沙門若婆羅門,起如是見立如是論:無有施與、無有愛養、無有祠祀,廣說乃至世間無有真阿羅漢。復有起如是見立如是論:無有一切諸法體相。
問:何因緣故,彼諸外道起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。又依世間諸靜慮故,見世施主一期壽命恒行布施無有斷絕,從此命終生下賤家貧窮匱乏。彼作是思:定無施與愛養祠祀。復見有人一期壽命恒行妙行、或行惡行,見彼命終墮於惡趣生諸那落迦、或往善趣生於天上樂世界中。彼作是思:定無妙行及與惡行,亦無妙行惡行二業異熟。
復見有一剎帝利種命終之後,生婆羅門、吠舍、戍達羅諸種姓中。或婆羅門命終之後,生剎帝利、吠舍、戍達羅諸種姓中。吠舍、戍達羅等亦復如是。彼作是思:定無此世剎帝利等從彼世間剎帝利等種姓中來,亦無彼世剎帝利等從此世間剎帝利等種姓中去。又復觀見諸離欲者生於下地。又見母命終已生而為女、女命終已還作其母,父終為子、子還作父。彼見父母不決定已,作如是思:世間必定無父無母。或復見人身壞命終,由彼或生無想、或生無色、或入涅槃故,求彼生處不能得見。彼作是思:決定無有化生眾生,以彼處所不可知故。或於自身起阿羅漢增上慢已,臨命終時自見生相,彼作是念:世間必無真阿羅漢。如是廣說。
The view of emptiness: some ascetic or brahmin gives rise to this view — that there is no giving, no cherishing, no sacrifice, and so on at length down to: there is no true arhat in the world. And some give rise to this view: that no thing whatever has any substance or mark.
Question: for what reason do those outsiders give rise to this view? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation — and further, relying on the worldly absorptions — sees a donor of the world who for a whole lifetime gave without interruption, and who at death was born into a low and poor family, destitute. He thinks: there is definitely no giving, no cherishing, no sacrifice. Again, he sees someone who for a whole lifetime practiced excellent conduct, or evil conduct, and sees him at death fall into an evil destiny and be born in the hells, or go to a good destiny and be born in a happy world among the gods. He thinks: there is definitely no excellent conduct and no evil conduct, and no ripened fruit of either.
Again, he sees one of kṣatriya caste who after death is born among brahmins, vaiśyas, or śūdras; or a brahmin who after death is born among kṣatriyas, vaiśyas, or śūdras — and so with vaiśyas and śūdras. He thinks: the kṣatriyas of this world definitely do not come from the kṣatriyas of that world, nor do the kṣatriyas of that world go from the kṣatriyas of this. Again, he observes those free of craving being born in a lower level. Again, he sees a mother who dies and is born as a daughter, and a daughter who dies and becomes her mother; a father who dies and becomes a son, and a son who becomes a father. Seeing that fathers and mothers are not fixed, he thinks: there is definitely no father and no mother in the world. Or he sees someone whose body breaks up at death and who, being born without perception, or in the formless, or having entered nirvāṇa, cannot be found however he searches for the place of rebirth. He thinks: there are definitely no spontaneously born beings, since their place cannot be known. Or, having overestimated himself as an arhat, at the point of death he sees the marks of rebirth in himself, and thinks: there is definitely no true arhat in the world. And so on at length.
This is the finest piece of psychological reconstruction in the two fascicles, and every one of its cases is an observation made with the divine eye by someone with genuine meditative attainment. He watches a lifelong giver reborn destitute and concludes that generosity is a lie. He watches a good person go to hell and a bad one to heaven and concludes that morality has no fruit. He watches castes shuffle across lives and concludes that lineage is nothing. He watches a mother reborn as her own daughter and concludes there is no such thing as a mother. He looks for the dead and cannot find them, and concludes there is no rebirth. And finally — the most poignant — believing himself an arhat, he sees at the moment of death the signs of another birth, and concludes that arhatship does not exist.
What every case shares is a true perception plus too short a view. Karma ripens across many lives, not the next one; the giver's poverty and the good person's hell are the fruits of other deeds. The person who cannot find the dead is looking for beings who have gone where the divine eye does not reach. And the last man's error is not about the world at all — he was never an arhat, and he generalized his own disappointment into a metaphysics. This is nihilism as a spiritual injury rather than a philosophical conclusion.
14. The Refutation of Nihilism
問:復何因緣,或有起如是見立如是論:無有一切諸法體相。答:以於如來所說甚深經中相似甚深離言說法,不能如實正覺了故。又於安立法相,不如道理而思惟故,起於空見。彼作是念:決定無有諸法體相。
今應問彼,汝何所欲?為有生所受業及有後所受業、為一切皆是生所受耶?若俱有者,汝先所說無有施與、無有愛養、無有祠祀、無有妙行、無有惡行、無有妙行惡行諸業異熟、無此世間、無彼世間,不應道理。若言無有後所受者,諸有造作淨與不淨種種行業,彼命終已,於彼生時頓受一切淨與不淨諸業異熟,不應道理。
又汝何所欲?凡從彼胎藏及從彼種子而生者,彼等於此為是父母、為非父母耶?若言是父母者,汝言無父無母,不應道理。若言彼非父母者,從彼胎藏及彼種子所生,而言非父非母,不應道理。若時為父母,是時非男女;若時為男女,是時非父母,無不定過。
Question: and for what reason do some give rise to the view that no thing whatever has any substance or mark? Answer: because with respect to the seemingly profound teaching, apart from speech, in the profound scriptures spoken by the Tathāgata, they cannot rightly awaken to it as it really is; and because they reflect without accordance with reason upon the established marks of things — and so give rise to the view of emptiness. They think: there is definitely no substance or mark to anything.
Now ask them: do you hold that there is karma to be experienced in this life and karma to be experienced later, or that all of it is to be experienced in this life? If both exist, then your earlier statement — that there is no giving, no cherishing, no sacrifice, no excellent conduct, no evil conduct, no ripened fruit of either, no this world and no other world — does not stand to reason. If you say there is none to be experienced later, then that those who perform pure and impure deeds of every kind should, at the moment of birth after death, experience all at once the ripened fruits of every pure and impure deed does not stand to reason.
Further: are those from whose womb and from whose seed one is born father and mother to one, or not? If they are, then your saying there is no father and mother does not stand to reason. If they are not, then being born from that womb and that seed while they are neither father nor mother does not stand to reason. When they are father and mother, they are not son and daughter; when they are son and daughter, they are not father and mother — there is no fault of indeterminacy here.
The first paragraph identifies the second and more dangerous form of this view, and it is not held by outsiders at all. Those who deny that anything has any substance whatever have got there by reading the Buddha's own profound scriptures — 相似甚深離言說法, the seemingly profound teaching that is apart from speech — and failing to awaken to what it actually says. This is the Mahāyāna's own characteristic error: emptiness misread as non-existence. Its placement among the sixteen rival doctrines is a deliberate warning to the treatise's own readers.
The refutation of the no-parents claim is the most elegant argument in the fascicle, and it turns on relational terms. The nihilist's evidence was that a mother is reborn as her own daughter, so "mother" cannot be a real property. The reply: when they are father and mother they are not son and daughter, and when they are son and daughter they are not father and mother. The relation holds at a time. Nothing is indeterminate. Reversal across lives no more abolishes parenthood than the fact that a teacher can become a student abolishes teaching.
15. Nihilism Answered by the Three Natures
又汝何所欲?為有彼處受生眾生天眼不見,為無有耶?若言有者,汝言無有化生眾生,不應道理。若言無者,是則撥無離想欲者、離色欲者、離三界欲者,不應道理。
又汝何所欲?為有阿羅漢性而於彼起增上慢、為無有耶?若言有者,汝言世間必定無有真阿羅漢,不應道理。若言無者,若有發起不正思惟顛倒,自謂是阿羅漢,此亦應是真阿羅漢,不應道理。
又應問彼,汝何所欲?圓成實相法、依他起相法、遍計所執相法,為有、為無?若言有者,汝言無有一切諸法體相,不應道理。若言無者,應無顛倒所執亦無雜染及無清淨,此不應理。
如是若生後所受故、非不決定故、有生處故、有增上慢故、有三種相故,不應道理,是故此論非如理說。
Further: are there beings born in places the divine eye does not see, or are there not? If there are, then your saying there are no spontaneously born beings does not stand to reason. If there are not, then you are denying those free of craving for perception, those free of craving for form, and those free of craving for the three realms — which does not stand to reason.
Further: is there such a thing as arhatship, with respect to which one may overestimate oneself, or is there not? If there is, then your saying there is definitely no true arhat in the world does not stand to reason. If there is not, then anyone who through improper and inverted reflection calls himself an arhat should thereby be a true arhat — which does not stand to reason.
Ask them further: do things marked by the perfectly accomplished nature, things marked by the dependent nature, and things marked by the imagined nature exist, or not? If they exist, then your saying that no thing whatever has any substance or mark does not stand to reason. If they do not, then there would be no inverted grasping, and no defilement and no purity — which does not stand to reason.
Thus by there being karma experienced later, by there being no indeterminacy, by there being a place of rebirth, by there being overestimation, and by there being the three natures — it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
The arhat argument is a small masterpiece of self-reference. The nihilist's evidence was that he himself had overestimated his attainment. But overestimation is a relation to something: one cannot falsely believe oneself an arhat unless arhatship is a real category. His own error presupposes what he concluded against. If there were no such thing, then anyone who thought himself an arhat would be one — since there would be no fact for the thought to be wrong about.
The final argument brings the whole chapter home to Yogācāra. Do the three natures exist? If they do, universal non-existence is false. If they do not, then there is no imagined nature — no inverted grasping — and hence nothing to be defiled and nothing to be purified, which abolishes the path along with the world. This is the treatise's standing reply to the misreading of emptiness, and it is the same point fascicle 6 made in stating that things are not non-existent because the unspeakable own-nature is accomplished. Emptiness is the absence of the imagined nature, not the absence of everything.
16. Brahmins Are the Highest Caste
The fourteenth doctrine is a social claim rather than a metaphysical one, and Asaṅga refutes it by pointing at facts anyone can check.
妄計最勝論者,謂如有一,若沙門若婆羅門,起如是見立如是論:婆羅門是最勝種類,剎帝利等是下劣種類。婆羅門是白色類,餘種是黑色類。婆羅門種可得清淨,非餘種類。諸婆羅門是梵王子,腹口所生、從梵所出、梵所變化、梵王體胤。謂鬪諍劫,諸婆羅門作如是計。
問:何因緣故,諸婆羅門起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。以見世間真婆羅門性具戒故,又貪名利及恭敬故,作如是計。
今應問彼,汝何所欲?為唯餘種類從母產生、為婆羅門亦爾耶?若唯餘種類者,世間現見諸婆羅門從母產生,汝謗現事,不應道理。若婆羅門亦爾者,汝先所說諸婆羅門是最勝種類、剎帝利等是下劣種類,不應道理。
如從母產生,如是造不善業、造作善業,造身語意惡行、造身語意妙行,於現法中受不愛果、若受愛果,於彼後世生諸惡趣、若生善趣。若三處現前,是彼是此,由彼由此,入於母胎從是而生。若世間工巧處、若作業處、若善不善、若王若臣、若機捷、若增進滿足、若為王顧錄以為給侍若不顧錄、若是老病死法若非老病死法、若修梵住已生於梵世若復不爾、若修菩提分法若不修習、若悟聲聞菩提獨覺菩提無上菩提若復不爾。
又汝何所欲?為從勝種類生此名為勝、為由戒聞等耶?若由從勝類生者,汝論中說,於祠祀中若聞勝、若戒勝,取之為量,此言應不中理。若由戒聞等者,汝先所說,諸婆羅門是最勝類、餘是下劣,不應道理。
如是產生故、作業故、受生故、工巧業處故、增上故、彼所顧錄故、梵住故、修覺分故、證菩提故、戒聞勝故,不應道理,是故此論非如理說。
Falsely supposing something supreme: some ascetic or brahmin gives rise to this view — that brahmins are the supreme caste and kṣatriyas and the rest are the inferior castes; that brahmins are of the white class and other castes of the black class; that the brahmin caste can attain purity and other castes cannot; that brahmins are sons of Brahmā, born from his belly and mouth, issued from Brahmā, transformed by Brahmā, offspring of Brahmā's own body. In the aeon of strife the brahmins hold this.
Question: for what reason do the brahmins give rise to this view? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation, makes this supposition because he sees that true brahmins in the world are possessed of moral discipline by nature — and also because he craves fame, gain, and honor.
Now ask them: is it only the other castes that are born from a mother, or brahmins too? If only the other castes, then since the world plainly sees brahmins born from mothers, you are denying what is manifest, which does not stand to reason. If brahmins too, then your earlier statement that brahmins are the supreme caste and kṣatriyas and the rest inferior does not stand to reason.
And as with being born from a mother, so with doing unwholesome deeds and wholesome deeds; committing evil conduct of body, speech, and mind, and excellent conduct of body, speech, and mind; receiving unwelcome or welcome results in this present life; being born in the evil destinies or the good destinies in the life to come; entering a mother's womb and being born from it when the three conditions are present, this one and that one, by this and by that; the crafts of the world and the occupations; the wholesome and the unwholesome; being king or being minister; being quick-witted; advancing to fullness; being taken into a king's service or not; being subject to old age, sickness, and death or not; cultivating the Brahmā abidings and being born in the Brahmā world or not; cultivating the factors of enlightenment or not; and awakening to the enlightenment of the śrāvaka, of the pratyekabuddha, or the unsurpassed enlightenment — or not.
Further: is one called supreme because born of a supreme caste, or on account of moral discipline, learning, and the like? If because born of a supreme caste, then your own treatises, which say that at a sacrifice one takes superiority in learning or in discipline as the measure, should not be sound. If on account of discipline and learning, then your earlier statement that brahmins are the supreme caste and the rest inferior does not stand to reason.
Thus by being born, by deeds, by rebirth, by crafts and occupations, by advancement, by being taken into service, by the Brahmā abidings, by cultivating the factors of enlightenment, by realizing enlightenment, and by superiority in discipline and learning — it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
The refutation is conducted entirely by pointing, and the long middle paragraph is its substance. Brahmins are born from mothers; brahmins do wrong and do right; brahmins go to hell and to heaven; brahmins learn trades, serve kings or fail to, grow old, sicken, and die; brahmins cultivate the path or neglect it; brahmins awaken or do not. Every mark that could distinguish a caste is found on both sides of the line. It is the same argument the Buddha makes in the Assalāyana Sutta, conducted here as a list.
The last dilemma is the sharpest, because it uses the brahmins' own ritual manuals against the claim. Those texts say that at a sacrifice, precedence goes to whoever is superior in learning or in discipline. So superiority is measured by attainment — by their own rule. Either the rule is wrong, or birth is not what makes someone supreme.
Two details in the framing deserve notice. Asaṅga concedes that 真婆羅門性具戒, true brahmins are in fact possessed of moral discipline — the observation behind the doctrine is granted, and only the inference from it is denied. And he names the second motive without euphemism: 貪名利及恭敬, craving for fame, gain, and honor. As with the sacrificial killing doctrine, the position is treated as a corruption of the present degenerate age rather than as the ancient teaching of the brahmins.
17. Purification by Bathing and by Vows
妄計清淨論者,謂如有一,若沙門若婆羅門,起如是見立如是論:若我解脫,心得自在、觀得自在,名為清淨。謂於諸天微妙五欲堅著攝受,嬉戲娛樂隨意受用,是則名得現法涅槃第一清淨。又若離欲惡不善法,於初靜慮得具足住,乃至第四靜慮得具足住,是亦名得現法涅槃第一清淨。
復有外道起如是見立如是論:若有眾生於孫陀利迦河中沐浴支體,所有罪障一切除滅。如於孫陀利迦河,如是於婆胡陀河、伽耶河、薩羅薩伐底河、殑伽河等中沐浴支體,所有罪障一切除滅第一清淨。
復有外道計持狗戒以為清淨,或持牛戒、或持油墨戒、或持露形戒、或持灰戒、或持自苦戒、或持糞穢戒等,計為清淨。謂說現法涅槃外道及說水等清淨外道作如是計。
問:何因緣故,彼起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。彼謂得諸縱任自在,欲自在、瑜伽自在,名勝清淨。然不如實知縱任自在等相。又如有一,計由自苦身故,自惡解脫;或造過惡,過惡解脫。
Falsely supposing something purifying: some ascetic or brahmin gives rise to this view — that if I am liberated, with mind at its own disposal and contemplation at its own disposal, that is called purity. That is, to be firmly attached to and take up the subtle five desires of the gods, sporting and delighting and enjoying them at will, is what is called attaining nirvāṇa in this present life, the highest purity. And again: to be secluded from desire and from evil and unwholesome states and dwell having fully attained the first absorption, and so on up to the fourth, is likewise called attaining nirvāṇa in this present life, the highest purity.
Other outsiders give rise to this view: that if beings bathe their limbs in the river Sundarikā, all their sinful obstructions are wholly removed. And as with the Sundarikā, so with the Bāhudā, the Gayā, the Sarasvatī, the Ganges, and the rest — bathing the limbs in them removes all sinful obstructions, the highest purity.
Other outsiders reckon that keeping the vow of a dog is purity; or the vow of a cow; or the vow of oil and ink; or the vow of nakedness; or the vow of ashes; or the vow of self-mortification; or the vow of filth — reckoning these to be purity. The outsiders who assert nirvāṇa in this present life, and those who assert purification by water and the rest, hold these.
Question: for what reason do they give rise to these views? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation, holds that attaining unrestricted mastery — mastery over desire and mastery in yoga — is called surpassing purity; yet he does not know as it really is the marks of such unrestricted mastery. And another reckons that by mortifying his own body he is liberated from his own evil, or that by committing a fault he is liberated from the fault.
Three quite different things are gathered under this heading, and the grouping is the argument. The first is the doctrine that nirvāṇa is available now, either as unlimited enjoyment or as the four absorptions. The second is purification by sacred rivers. The third is the ascetic vows — living like a dog, like a cow, smearing oneself with oil and ink or with ashes, going naked, mortification, filth. What unites them is the assumption that purity is conferred by a state, a place, or a practice, rather than by the removal of craving.
Note that the second version of the first doctrine is not a foreign position at all: someone who attains the four absorptions and takes that for final liberation. The absorptions are genuine and are taught by this treatise at length in fascicle 2. Calling their attainment nirvāṇa is the error — the same error that fascicle warned against when it insisted the worldly absorptions leave the latent tendencies untouched.
18. The Refutation of Purification
今應問彼,汝何所欲?諸有於妙五欲嬉戲受樂者,為離欲貪、為未離貪耶?若已離貪者,於世五欲嬉戲受樂,不應道理。若未離貪者,計為解脫清淨,不應道理。
又汝何所欲?諸得初靜慮乃至具足住第四靜慮者,彼為已離一切貪欲、為未離耶?若言已離一切貪欲者,但具足住乃至第四靜慮,不應道理。若言未離一切貪者,計為究竟解脫清淨,不應道理。
又汝何所欲?為由內清淨故究竟清淨、為由外清淨故究竟清淨?若由內者,計於河中沐浴而得清淨,不應道理。若由外者,內具貪瞋癡等一切穢垢,但除外垢計究竟淨,不應道理。
又汝何所欲?為執受淨物故而得清淨、為執受不淨物故得清淨耶?若由執受淨物故得清淨者,世間共許狗等不淨,而汝計執受狗等戒得清淨者,不應道理。若由執受不淨物者,自體不淨而能令他淨,不應道理。
又汝何所欲?諸受狗等戒者,為行身等邪惡行故而得清淨、為行身等正妙行故得清淨耶?若由行邪惡行者,行邪惡行而計清淨,不應道理。若由行正妙行者,持狗等戒則為唐捐,而汝計彼能得清淨,不應道理。
如是離欲不離欲故、內外故、受淨不淨故、邪行正行故,不應道理,是故此論非如理說。
Now ask them: those who sport and take pleasure in the subtle five desires — are they free of craving for desire, or not yet free? If already free, then sporting and taking pleasure in the world's five desires does not stand to reason. If not yet free, then reckoning that to be liberation and purity does not stand to reason.
Further: those who attain the first absorption and dwell having fully attained up to the fourth — have they become free of all craving, or not? If free of all craving, then merely dwelling in attainment up to the fourth absorption does not stand to reason. If not free of all craving, then reckoning that to be final liberation and purity does not stand to reason.
Further: is ultimate purity by inner purity or by outer purity? If by inner, then reckoning that bathing in a river brings purity does not stand to reason. If by outer, then while inwardly possessed of every filth of craving, hatred, and delusion, reckoning that removing outer dirt alone is ultimate purity does not stand to reason.
Further: does purity come from taking up what is pure, or from taking up what is impure? If from taking up what is pure, then since the world agrees that dogs and the like are impure, your reckoning that taking up the vow of a dog brings purity does not stand to reason. If from taking up what is impure, then a thing whose own substance is impure making another pure does not stand to reason.
Further: do those who take up the vow of a dog and the like attain purity by practicing evil conduct of body and the rest, or by practicing excellent conduct of body and the rest? If by evil conduct, then practicing evil conduct and reckoning it purity does not stand to reason. If by excellent conduct, then keeping the vow of a dog is wasted effort, and your reckoning that it brings purity does not stand to reason.
Thus by being free or not free of craving, by inner and outer, by taking up the pure or the impure, and by evil conduct or right conduct — it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
The first dilemma is the cleanest thing in the fascicle. Someone claims that enjoying divine pleasures is liberation. Are they free of craving? If yes, they would not be enjoying; if no, they are not liberated. Enjoyment and freedom from craving cannot be predicated of the same person at the same moment, and the doctrine requires both.
The last dilemma about the dog-vow is a small logical trap worth admiring. Living like a dog is either bad conduct or good conduct. If bad, calling it purifying is absurd. If good — then it is the good conduct that purifies, and the dog part is 唐捐, wasted effort. Either way the vow does no work. The argument generalizes to any austerity: whatever in it is genuinely wholesome would purify without the austerity, and whatever is merely painful adds nothing.
19. Auspicious Days, and the Close of the Sixteen
妄計吉祥論者,謂如有一,若沙門若婆羅門,起如是見立如是論:若世間日月薄蝕星宿失度,所欲為事皆不成就,若彼隨順所欲皆成。為此義故,精勤供養日月星等,祠火誦呪安置茅草,滿瓮毘羅婆果及餉佉等。謂曆算者作如是計。
問:何因緣故,彼起如是見立如是論?答:由教及理故。教如前說。理者,謂如有一,為性尋思、為性觀察,廣說如前。彼由獲得世間靜慮,世間同謂是阿羅漢,若有欲得自身富貴快樂所祈果遂者便往請問。然彼不如實知業果相應緣生道理,但見世間日月薄蝕星度行時,爾時眾生淨不淨業果報成熟,彼即計為日月等作。復為信樂此事者建立顯說。
今應問彼,汝何所欲?世間興衰等事,為是日月薄蝕星度等作、為淨不淨業之所作耶?若言日等作者,現見盡壽隨造福非福業,感於興衰苦樂等果,不應道理。若淨不淨業之所作者,汝言由日等作,不應道理。
如是日等作故、淨不淨業作故,不應道理,是故此論非如理說。
如是十六種異論,由二種門發起觀察,由正道理推逐觀察,彼一切種皆不應理。
Falsely supposing something auspicious: some ascetic or brahmin gives rise to this view — that when in the world the sun and moon are eclipsed and the constellations depart from their courses, whatever one wishes to do will not succeed; and when they are favorable, whatever one wishes will succeed. For this reason they diligently make offerings to sun, moon, and stars, sacrifice to fire, recite spells, set out kuśa grass, and fill jars with bilva fruit, conch shells, and the like. The calendrical calculators hold this.
Question: for what reason do they give rise to this view? Answer: by scripture and by reasoning. Scripture as stated above. By reasoning: such a person, given by nature to investigation and observation, has obtained the worldly absorptions, and the world commonly calls him an arhat; so whoever wishes to obtain wealth, station, and happiness for himself, and to have what he prays for come to pass, goes and consults him. But he does not know as it really is the principle of dependent arising in which karma and its fruit correspond; he merely sees that when the sun and moon are eclipsed and the constellations move in their courses, at that time the fruits of beings' pure and impure karma ripen — and he reckons this to be done by the sun and moon. And then he sets it up and proclaims it for those who have faith in such things.
Now ask them: are the risings and fallings of the world done by eclipses of sun and moon and the courses of the constellations, or by pure and impure karma? If done by the sun and the rest, then what is plainly seen — that throughout life, according as one performs meritorious and non-meritorious deeds, one brings about the results of rising and falling, suffering and pleasure — does not stand to reason. If done by pure and impure karma, then your saying it is done by the sun and the rest does not stand to reason.
Thus by being done by the sun and the rest, and by being done by pure and impure karma, it does not stand to reason; therefore this doctrine is not stated in accordance with reason.
Thus these sixteen rival doctrines, examined by the two approaches and pursued and examined by right reasoning, in every one of their kinds do not stand to reason.
The diagnosis of astrology is the most precisely observed in the chapter, and it is an account of a correlation mistaken for a cause. The astrologer really does notice that when eclipses occur and the constellations move, karmic fruits ripen. He is not making it up. What he lacks is 業果相應緣生道理, the principle of dependent arising by which karma and fruit correspond — so the timing looks like the cause. The heavens keep time with ripening; he concludes that they do the ripening.
The social detail is worth noting too. He has genuinely attained the worldly absorptions; the world 同謂是阿羅漢, commonly calls him an arhat; and people come to him wanting wealth and success. The doctrine grows in the gap between real attainment, popular reputation, and the demand for prognostication — and the last clause records that he then 為信樂此事者建立顯說, sets it up and proclaims it for those who want to believe it.
The chapter's closing sentence names the method that has governed both fascicles: 二種門, the two approaches — scripture and reasoning, by which each doctrine was first shown to arise — and then 正道理, right reasoning, by which each was pursued. Every one of the sixteen was given its best case before it was answered.
Fascicle 10 Complete
The sixteen rival doctrines are finished. Beyond the refutations themselves, four positive statements have been left standing along the way: the mark of what is genuinely permanent, the true account of causes as sometimes past, sometimes present, and often both, the seven marks of what is not Dharma, and — in fascicle 9 — the sense in which a self may properly be spoken of. Two topics of the verse that opened fascicle 8 remain: the methods of debate and interpretation. Fascicle 11 takes them up.
Continue to Fascicle 11 →