What Consciousness Actually Takes as Its Object
In five terse verses and their prose commentary, Dignāga takes apart every account of what the five senses perceive. An external object, he argues, would have to be either a real atom, a combination of atoms, or an aggregate characteristic those atoms jointly possess — and none of the three can do the job a genuine object of perception requires: to be both a real cause of consciousness and something whose very likeness consciousness bears. Having closed off all three, Dignāga proposes the Yogācāra school's own answer: what the five senses actually grasp is an "inner form," an image consciousness produces from within itself and mistakes for something external — and closes by explaining, on this basis, what the five physical sense faculties themselves actually are. This treatise is the direct companion to Vasubandhu's Viṃśatikā, translated in full elsewhere on this site: where the Viṃśatikā shows that no external object exists, this treatise explains what consciousness is actually perceiving instead.
Two Rival Accounts of an External Object
The treatise opens by naming exactly what it will refute: two ways of holding that something external to the five sense-consciousnesses serves as their "condition of the objective support" (所緣緣) — the technical term, developed at length elsewhere on this site in the Cheng Weishi Lun, for whatever a consciousness both depends on as a real cause and bears the very likeness of. One position holds that real atoms fill this role; the other, that it is the combination of atoms into a mass. Dignāga states at the outset that both fail, then spends the rest of the treatise showing why.
諸有欲令眼等五識以外色作所緣緣者,或執極微許有實體,能生識故;或執和合,以識生時帶彼相故。二俱非理。所以者何?
Those who would have external form serve as the condition of the objective support for eye-consciousness and the other four sense-consciousnesses hold one of two positions: some maintain that atoms are real, granting them a true substance capable of generating consciousness; others maintain that it is combination [that serves this role], since consciousness, at the moment it arises, bears the aspect of that combined form. Neither position is tenable. Why is this?
Ouyi Zhixu (蕅益智旭, 1599–1655) opens his own commentary by parsing the title itself: "觀" is the observing wisdom — the sixth consciousness together with its correct-discernment mental factors, brought to bear through correct teaching and correct reasoning; "所緣緣" is the object observed. Every act of mind, he notes, arises through four conditions (四緣) — the causal condition, the equal-immediate-antecedent condition, the condition of the objective support, and the dominant condition — and this treatise isolates only the third, and within that, only the case of the five sense-consciousnesses specifically, because it is exactly there that ordinary people and non-Buddhist and Hīnayāna schools mistake the five sense-fields for something real outside the mind, giving rise to grasping and rejecting, and so to greed, hatred, and delusion. Ouyi calls the treatise, memorably, "the sword that cuts the two attachments to self and to dharmas, the axe that severs afflictive false thought."
Ouyi's own outline of the treatise's structure maps closely onto how this page is divided: the treatise falls into two great halves — refuting the external attachment (this page's first four sections) and establishing the correct meaning (the last two) — with the first half further split into refuting these two initial positions, refuting further derivative positions, and a concluding summary.
Refuting Atoms as Real
Dignāga's method throughout the treatise is to split the definition of "condition of the objective support" into its two component requirements — being a real cause, and being that whose aspect consciousness bears — and show that each rival candidate satisfies at most one. Atoms, he argues, might satisfy the first, but never the second.
極微於五識, 設緣非所緣,
彼相識無故, 猶如眼根等。
Atoms, with respect to the five sense-consciousnesses —
granting they are a condition, they are not the objective support,
since consciousness bears no aspect of them,
just as with the eye-faculty and the rest.
所緣緣者,謂能緣識帶彼相起,及有實體令能緣識託彼而生。色等極微,設有實體能生五識,容有緣義,然非所緣,如眼根等於眼等識無彼相故。如是極微於眼等識無所緣義。
The condition of the objective support is that which causes the perceiving consciousness to arise bearing its aspect, and which has real substance, causing the perceiving consciousness to arise in reliance upon it. The atoms of form and the rest, granting that they have real substance capable of generating the five sense-consciousnesses, may well satisfy the sense of "condition" — but not that of "objective support," just as the eye-faculty and the other faculties, though they too give rise to eye-consciousness and the rest, leave no aspect of themselves within that consciousness [you do not see your own eye]. In just this way, atoms have no claim to being the objective support for eye-consciousness and the rest.
Ouyi casts the verse as a formal syllogism in the Buddhist logical style: thesis — the atoms this opponent posits, granted to be a condition for the five sense-consciousnesses, are certainly not their objective support; reason — because no aspect of an atom is ever obtained within those consciousnesses; example — just as with the eye-faculty and the rest. His gloss on the example is the sharpest part of the argument: the five physical sense faculties do give rise to the five sense-consciousnesses, but only as a dominant condition (增上緣), the fourth and loosest of the four conditions a moment of mind depends on — never as the objective support. "Never mind," Ouyi adds, "that no atom outside consciousness can be found in the first place — even granting, for argument's sake, that atoms are real and capable of generating consciousness, at most they could serve as a dominant condition. How could they possibly be claimed as the objective support?"
Refuting Atoms Combined
If real atoms fail because consciousness bears no aspect of them, the natural next move is to say that atoms combined into a visible mass do supply that aspect — after all, a colored shape is exactly what eye-consciousness seems to resemble. Dignāga grants this half of the definition to combination, then shows it fails the other half.
和合於五識, 設所緣非緣,
彼體實無故, 猶如第二月。
Combination, with respect to the five sense-consciousnesses —
granting it is the objective support, it is not a condition,
since its substance is not really existent,
just as with a second moon.
色等和合於眼識等有彼相故,設作所緣,然無緣義。如眼錯亂見第二月,彼無實體不能生故,如是和合於眼等識無有緣義。故外二事於所緣緣互闕一支,俱不應理。
The combination of form and the rest, since eye-consciousness and the rest bear its very aspect, may well be granted the role of "objective support" — but not the sense of "condition," just as a disordered eye sees a second moon: that second moon, having no real substance, is incapable of generating [a genuine consciousness of a second moon]. In just this way, combination has no claim to being a condition for eye-consciousness and the rest. Thus these two external accounts each lack one of the two elements the condition of the objective support requires — neither is tenable.
Ouyi sharpens the "second moon" simile with a technical distinction central to Buddhist epistemology: the illusory second moon seen by a pressed or disordered eye is never actually an object of direct perception (現量) by eye-consciousness itself — it is an object of mental consciousness's own mistaken cognition (非量, invalid cognition), constructed on top of what the eye genuinely sees. Because it belongs to that mistaken, secondary layer rather than to direct sense-perception, it was never capable of generating eye-consciousness in the first place. The same holds, he argues, for any "combined appearance" atoms are said to jointly produce: like the second moon, it has no reality of its own apart from what genuinely exists (the individual atoms), and so — however vividly consciousness bears its aspect — it cannot be what generates that consciousness. This same simile recurs verbatim in the Cheng Weishi Lun's own account of the objective support (see its fascicle 1).
Refuting the Aggregation-Characteristic
A more careful opponent now tries to rescue the "combination" position by relocating the object one level up: not the bare combination of atoms, but a single real characteristic — an aggregation-characteristic — that atoms jointly come to possess once combined, the way many strands of fiber jointly possess the single real characteristic "rope." Dignāga answers first with the same two-part test used against atoms and combination, and then, when the opponent tries to explain how a pot is distinguished from a bowl on this view, with a second argument about shape itself.
有執色等各有多相,於中一分是現量境,故諸極微相資各有一和集相。此相實有,各能發生似己相識,故與五識作所緣緣。此亦非理。所以者何?
[Objection:] Some hold that form and the rest each have many characteristics, one portion of which is the object of direct perception; and so it is that atoms, mutually supporting one another, each come to possess a single aggregation-characteristic. This characteristic is really existent, and each such characteristic is capable of giving rise to a consciousness resembling its own aspect — and so it serves, together with the atoms, as the objective support for the five sense-consciousnesses. This too does not hold. Why is this?
和集如堅等, 設於眼等識,
是緣非所緣, 許極微相故。
Aggregation, like hardness and the rest —
granting it some role for eye-consciousness and the rest,
it is a condition, not the objective support,
since it is held to be [merely] a characteristic of atoms.
如堅等相雖是實有,於眼等識容有緣義,而非所緣,眼等識上無彼相故。色等極微諸和集相理亦應爾,彼俱執為極微相故。執眼等識能緣極微諸和集相,復有別失。
Just as the characteristic of hardness and the rest, though really existent, may well satisfy the sense of "condition" with respect to eye-consciousness and the rest, but not that of "objective support," since eye-consciousness and the rest bear no aspect of it — so too must it be for every aggregation-characteristic of the atoms of form and the rest, since both [hardness and the aggregation-characteristic] are alike held to be mere characteristics of atoms. And holding that eye-consciousness and the rest take the aggregation-characteristics of atoms as their object incurs a further, separate difficulty.
瓶甌等覺相, 彼執應無別,
非形別故別, 形別非實故。
The perceived appearance of a pot, a bowl, and the rest —
on that view, ought to be without distinction;
it is not that they are distinguished by a distinction in shape,
since a distinction in shape is not real.
瓶甌等物大小等者,能成極微多少同故,緣彼覺相應無差別。若謂彼物形相別故覺相別者,理亦不然。頂等別形唯在瓶等假法上有,非極微故。彼不應執極微亦有差別形相。所以者何?
When a pot and a bowl are equal in size, the atoms composing them are equal in number, and so the perceived appearance taking them as its object ought to be without distinction. Suppose it is said that the two objects' perceived appearances differ because their shapes differ — this too does not hold. A distinguishing shape, such as a narrow neck, exists only at the level of the pot and the like, as a merely conventional entity, not at the level of atoms. One should not hold that atoms, too, have distinguishing shapes of their own. Why is this?
極微量等故, 形別惟在假,
析彼至極微, 彼覺定捨故。
Because atoms are equal in measure,
a distinction in shape belongs only to the conventional;
analyze it down to its atoms,
and that perceived appearance is certainly relinquished.
非瓶甌等能成極微有形量別捨微圓相,故知別形在假非實。又形別物析至極微,彼覺定捨。非青等物析至極微,彼覺可捨。由此形別唯世俗有,非如青等亦在實物,是故五識所緣緣體非外色等,其理極成。彼所緣緣豈全不有?非全不有。若爾,云何?
It is not that the atoms composing a pot or a bowl have some distinguishing shape or size that they relinquish along with their minute, round characteristic; hence it is known that a distinguishing shape belongs to the conventional, not the real. Furthermore: analyze an object of distinguishing shape down to its atoms, and the perceived appearance of that shape is certainly relinquished — but analyze an object such as [something] blue down to its atoms, and its perceived appearance of blueness need not be relinquished. From this, a distinguishing shape exists only conventionally, unlike blue and the rest, which exist at the level of a real object too. It is for this reason, then, firmly established that the substance of the objective support for the five sense-consciousnesses is not external form and the rest — this principle is fully proven. Is it then the case that there is no objective support for them at all? It is not that there is none at all. If so, what is it?
Ouyi divides this whole section, in his own outline, into refuting the aggregation-characteristic itself and then refuting a further, more specific claim about the aggregated state — and subdivides that second refutation again into an argument from what perception ought to look like, and an argument from whether atoms themselves could differ in shape. That three-part structure is exactly the shape of this page's own three verses. For the first verse, Ouyi restates the syllogism with a slightly wider example than the bare "hardness" of the Chinese: the aggregation-characteristic, he says, is no different in kind from the characteristics of hardness and wetness (堅濕) traditionally used to define the great elements — real properties of atoms, perhaps, but still merely properties of atoms, never something consciousness bears the aspect of.
For the pot-and-bowl argument, Ouyi supplies the concrete case the verse compresses: imagine a pot and a bowl of exactly the same weight, say one catty each — since weight tracks number of atoms, both objects are built from the same count of atoms, and so, on the opponent's own view, the perception of each ought to be identical, which plainly it is not. And for the final verse's claim that shape belongs only to the conventional, Ouyi's image is memorable: smash a pot and a bowl to powder at the same moment, and the perception "pot" or "bowl" vanishes entirely, nor could anyone then sort out which grain of dust had belonged to which vessel. Color survives that same grinding-down; shape does not — proof, for Ouyi as for Dignāga, that shape was never a real property of the atoms to begin with.
The Positive Thesis: Inner Form as the Objective Support
With every external candidate eliminated, Dignāga states the treatise's own position: the objective support of the five senses is real, but it is not external at all. It is an "inner form" — an image consciousness itself produces and mistakes for something outside itself — that alone satisfies both halves of the definition at once, because it is both a real event within the very consciousness it conditions and the thing that consciousness's own aspect resembles.
內色如外現, 為識所緣緣,
許彼相在識, 及能生識故。
Inner form, appearing as if it were external,
serves as consciousness's condition of the objective support,
since its aspect is admitted to reside within consciousness,
and since it is capable of generating consciousness.
外境雖無,而有內色似外境現為所緣緣。許眼等識帶彼相起及從彼生,具二義故。此內境相既不離識,如何俱起能作識緣?
Although an external object does not exist, there is an inner form which, appearing as if it were an external object, serves as the objective support: eye-consciousness and the rest are admitted to arise bearing its aspect, and to arise from it — thus satisfying both elements the objective support requires at once. But since this inner object's aspect is not, after all, separate from consciousness, how can the two arise together and yet one still serve as a condition for the other?
Ouyi's gloss on "inner form, appearing as if it were external" locates the whole illusion in a single, specific mistake: sentient beings, not understanding that mind itself has no "outside" at all, wrongly take the four great elements to be their own body's defining characteristic, and wrongly suppose that mind sits somewhere inside that body looking out. Once that double mistake is in place, the form that one's own consciousness has manifested from within naturally seems to appear outside it. Nothing about this, Ouyi stresses, requires the world "out there" to actually contain anything — it only requires a habitual misreading of where mind's own activity is taking place. This is the treatise's hinge, and exactly the point where it hands off to the Cheng Weishi Lun's own developed theory of 相分 and 見分, the perceived and perceiving aspects of a single act of cognition, elaborated at length elsewhere on this site. The immediate objection Dignāga raises against himself — how can cause and effect be simultaneous, within one and the same consciousness? — is exactly the question the treatise's final two verses exist to answer.
How Inner Form Serves as a Cause, and What the Five Faculties Really Are
Two problems remain, and Dignāga closes the treatise by answering both. First: how can inner form act as a cause of the very consciousness it arises together with, rather than before? Second, and more far-reaching: if the five senses' true object is entirely internal, what, then, are the five physical sense faculties — the eye, the ear, and the rest — that the Buddha's own teaching plainly speaks of?
決定相隨故, 俱時亦作緣;
或前為後緣, 引彼功能故。
Since they are definitely bound together,
even arising at the same time, it still serves as a condition;
or else, an earlier moment serves as condition for a later,
by drawing forth its functional capacity.
境相與識定相隨故,雖俱時起亦作識緣。因明者說:若此與彼有無相隨,雖俱時生,而亦得有因果相故。或前識相為後識緣,引本識中生似自果功能令起,不違理故。若五識生唯緣內色,如何亦說眼等為緣?
Since the object's aspect and consciousness are definitely bound together — the one existing if and only if the other exists — even though they arise at the same time, [the object's aspect] can still serve as a condition for consciousness. The logicians hold: when this and that are so bound together, the one existing if and only if the other exists, then even though they arise at the same time, a cause-and-effect relationship can still hold between them. Or else: an earlier moment's object-aspect serves as the condition for a later consciousness, by drawing forth, within the fundamental consciousness, the functional capacity to give rise to a result resembling itself — this too does not conflict with reason. [Objection:] If the arising of the five sense-consciousnesses takes only inner form as its condition, why does [scripture] also speak of the eye and the other faculties as a condition for them?
識上色功能, 名五根應理,
功能與境色, 無始互為因。
The form-generating function within consciousness
is rightly called the five faculties;
this function and the form-object
have, since beginningless time, mutually served as each other's cause.
以能發識比知有根,此但功能,非外所造,故本識上五色功能名眼等根亦不違理,功能發識理無別故。在識在餘雖不可說,而外諸法理非有故,定應許此在識非餘。此根功能與前境色,從無始際展轉為因。謂此功能至成熟位,生現識上五內境色,此內境色復能引起異熟識上五根功能。根境二色與識一異、或非一異?隨樂應說如是諸識惟內境相為所緣緣,理善成立。
Because a faculty gives rise to consciousness, its existence is inferred by comparison; it is only a functional capacity, not something built from external materials. Hence it does not conflict with reason to call this functional capacity for form, residing within the fundamental consciousness, by the name "the eye-faculty" and the rest, since there is no difference, in principle, between a functional capacity's giving rise to consciousness and a faculty's doing so. Though it cannot, strictly speaking, be said whether this functional capacity resides within consciousness or elsewhere, still, since external dharmas have, in principle, no real existence, it must certainly be admitted that it resides within consciousness and nowhere else.
This faculty-function and the form-object spoken of earlier have, from beginningless time, turn by turn, mutually served as each other's cause: that is, this functional capacity, upon reaching maturity, gives rise to the five inner objects of form within the manifest consciousness; these five inner objects of form are, in turn, capable of drawing forth the five faculty-functions within the ripening consciousness. Whether faculty and object, these two forms, are the same as consciousness or different from it, or neither the same nor different, may be stated as one prefers. In this way it is well established, in principle, that for these [five] consciousnesses, only the inner object's aspect serves as the condition of the objective support.
Ouyi restates the logicians' principle behind simultaneous causation in its classical form: when one thing and another are so bound that "where one exists, the other exists; where one is absent, the other is absent" (有則俱有,無則俱無), a genuine cause-and-effect relation can hold between them even though they arise at exactly the same moment — the ordinary assumption that a cause must precede its effect in time turns out not to be essential to causation itself. On the closing verse, Ouyi is explicit that "functional capacity" (功能) names something specifically within the eighth consciousness, the ripening consciousness: it is this capacity, upon maturing, that generates the five inner forms within the manifest sense-consciousnesses — themselves then called "a result resembling its cause" — while those five inner forms, in turn, draw forth further faculty-function within the ripening consciousness, in the beginningless reciprocal loop the verse describes.
On the closing question of whether faculty and object, as two forms, are "the same as" or "different from" consciousness, Ouyi appeals directly to the perceived-aspect/perceiving-aspect/self-witnessing-aspect framework developed at length in the Cheng Weishi Lun (see its translation notes): since both the perceived and perceiving aspects are never separate from the self-witnessing aspect (自證分) that grounds them, they may be called "one"; yet since perceived is not perceiving, they may equally be called "different" — and since neither answer is finally adequate, the treatise's own last line leaves the question to be "stated as one prefers." The closing verse itself is quoted directly, and by name, in the Cheng Weishi Lun's own discussion of what the five physical sense faculties are (see its fascicle 4) — a rare case of one text on this site citing another verbatim — and the translation above is kept consistent with that citation. The "logicians" (因明者) Dignāga invokes here are practitioners of the same discipline of Buddhist logic, hetuvidyā, that Dignāga himself later systematized in his own Nyāyamukha, also translated on this site.
Commentary Source
- 觀所緣緣論直解 · CBETA X51n0831 — Ouyi Zhixu's own direct commentary on this treatise, part of his 相宗八要直解 ("Direct Explanations of the Eight Essentials of the Faxiang School"); freely hosted at CBETA (public domain).
- Ouyi Zhixu (蕅益智旭, 1599–1655) — the Ming-dynasty master whose commentaries this site also draws on for the Amitābha Sūtra and the Vows of Samantabhadra; long in the public domain, quoted here only in paraphrase, not reproduced.
Ālambanaparīkṣā — Taishō T31, no. 1624. Composed by Dignāga (陳那菩薩); translated into Chinese by Xuánzàng (玄奘). This page translates the treatise's full root text in its entirety. English translation by Ru-Yi Meditation Center.